UNITED PARCEL SERVICE v. JEANETTE GOUGH ; HON . RONALD E . JOHNSON, ADMINISTRATIVE LAW JUDGE ; AND WORKERS' COMPENSATION BOARD
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IMPORTANT NOTICE
NOT TO BE PUBLISHED OPINION
THIS OPINIONIS DESIGNA TED "NOT TO BE
PUBLISHED." PURSUANT TO THE RULES OF
CIVIL PR OCED URE PROMUL GA TED B Y THE
SUPREME COURT, CR 76.28 (4) (c), THIS OPINION
IS NOT TO BE PUBLISHED AND SHALL NOT BE
CITED OR USED AS A UTHORITY IN ANY OTHER
CASE IN ANY COURT OF THIS STA TE.
RENDERED : OCTOBER 23, 2003
NOT TO BE PUBLISHED
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UNITED PARCEL SERVICE
APPELLANT
APPEAL FROM COURT OF APPEALS
2002-CA-2123-WC
WORKERS' COMPENSATION BOARD NO. 2000-WC-78179
JEANETTE GOUGH ; HON . RONALD E.
JOHNSON, ADMINISTRATIVE LAW
JUDGE ; AND WORKERS'
COMPENSATION BOARD
APPELLEES
MEMORANDUM OPINION OF THE COURT
AFFIRMING
This appeal is from a 3-0 opinion of the Court of Appeals affirming a decision of
the Workers' Compensation Board that affirmed an opinion and award of the
Administrative Law Judge finding Gough permanently totally disabled .
The question on appeal is whether the Board exceeded its scope of review and
made an independent and impermissible finding of fact.
Gough was injured on May 30, 2000 while working for UPS when a box fell on
her, striking her above the right ear and landing on her foot. The box weighed seventy
pounds or more and Gough described it "like being hit with a bat". She received
immediate medical care, but her pain and the conditions of numbness and tingling in
her fingers and arms could not be subsided with subsequent progressive treatments . In
Gough's deposition submitted to the ALJ, she reported that UPS originally offered a
light duty work assignment to which she reported, but after a few days UPS sent her
home and told her not to return until she received a physician's release .
Approximately one year after the accident, UPS terminated her income benefits
at which time she filed an Application for Resolution of Injury Claim. The parties
stipulated many facts including that the injury was work related . The issues contested
by the parties before the ALJ were the extent of the injury, causation, and the character
and duration of the disability.
The ALJ found that Gough has an 8% impairment based upon a category DRE II
cervical impairment as found in the 5th edition of the AMA guides . Her physical
limitations include lifting no more than 20 pounds with no overhead reaching and limited
upper right extremity activity. Her restrictions also include limited ability to gaze upward
or downward . He found that Gough believes she is totally disabled, but noted a
disparity between her subjective beliefs and the medical proof. Specifically, although
she complains of severe pain and numbness and tingling in her fingers, there is no
objective medical proof of radiculopathy.
Given these findings, the ALJ reasoned that because of the cervical injury,
Gough could not perform anything but light work if she had education or experience that
would allow her to do this type of work . Because she has little education and no GED,
she would not qualify for consideration of vocational training. Therefore, he found that
despite her ability to perform sedentary jobs, she would not be able to compete in a
competitive economy given her age, education and experience . The ALJ then
concluded that Gough was permanently totally disabled . A Petition for Reconsideration
filed by UPS was denied . The Board and the Court of Appeals affirmed . This appeal
followed .
The main issue presented by UPS is whether the Board made an independent
finding of fact. It contends that the Board's function on review was to determine
whether there was sufficient evidence to support a finding of permanent total disability,
but in doing so, the Board made an independent finding regarding the physical
demands of Gough's past work. UPS also argues that affirming this case will result in
enlarging the class of persons eligible for permanent total disability beyond that
intended by its definition in KRS 342 .0011 .
The Worker's Compensation Board and the Court of Appeals correctly analyzed
the facts and the law in this case. The claimant in a workers' compensation claim bears
the burden of proving each of the essential elements of her cause of action . Snawder
v. Stice , Ky .App., 576 S .W .2d 276 (1979). When the ALJ finds for the claimant, the
question on appeal is whether there was substantial evidence of probative value to
support the ALJ's conclusion. Wolf Creek Collieries v . Crum, Ky. App., 673 S .W .2d 735
(1984).
The factors in a permanent total disability case include the claimant's post-injury
physical, emotional, intellectual, and vocational status and how those factors interact;
they also include a consideration of the likelihood that the particular claimant would be
able to find work consistently under normal employment conditions . Transportation
Cabinet v Poe , Ky., 69 S.W .3d 60 (2001) ; Ira A . Watson Dept. Store v. Hamilton , Ky.,
34 S.W .3d 48 (2000). A worker's ability to find work consistently under normal
employment conditions, for purposes of determining whether that worker has sustained
a partial or total occupational disability, is affected by factors such as whether the
individual will be dependable and whether his physiological restrictions prohibit him
from using the skills which are within his individual vocational capabilities . McNutt
Construction/First General Services v Scott, Ky., 40 S.W .3d 854 (2000).
UPS has focused the argument on appeal towards using KRS 342 .0011(11)(c)'s
definition of permanent total disability with the lay person's sense of the word "work"
and not the Legislature's own intended meaning of this word as delivered in KRS
342.0011(34). This misunderstanding of the statute precludes seeing that the ALJ's
reasoning was necessarily broader than merely determining whether Gough could
perform light duty in any setting. Rather, it was the ALJ's function to determine whether
Gough could compete in a competitive economy and whether she had an AMA
impairment . If there was sufficient evidence of probative value to support these two
elements, then the ALJ's decision cannot be upset on appeal .
The ALJ found that Gough had an AMA impairment and made findings relevant
to each of the factors we identified in Ira A. Watson Dept . Store, supra and Poe , supra .
The ALJ relied on the objective medical testimony of the several doctors who rendered
expert opinions in this case . Because the finding of 8% was explicitly contained within
the testimony, it is not clearly erroneous, and it is supported by substantial evidence .
Therefore, the only other determination was whether she could compete in a
competitive economy.
The ALJ found that "particularly her education and experience" prevented Gough
from competing in a competitive economy. Following the reasoning of McNutt
Construction/First General Services , supra , the ALJ found that Gough's experience
included being "a housewife from 1976 to 1984 when she became a self-employed auto
mechanic until 1994 when she went to work for Big Horn Lake, a pay lake where the
plaintiff stocked the lake and did management tasks" . This was the ALJ's assessment
of Gough's individual vocational capabilities . The ALJ's characterization of these jobs,
while not explicit, could only be that these jobs were not sedentary. The ALJ analyzed
that Gough's vocational capabilities could not be broadened through vocational training
until she obtained her GED. Because the ALJ describes the light duty jobs as
sedentary, it only follows that the ALJ inferred that all of the prior jobs described by
Gough were non-sedentary positions . This was a reasonable inference supported by
the evidence in the record .
It is in this vocational assessment that UPS takes issue . It has urged this Court
to consider that in order to meet her burden of proof, Gough needed to submit further
evidence of the detailed specifics of each job . The necessary requirements of her past
jobs were inferred from her descriptions . The ALJ determined that the severity of the
physiological limitations left Gough with the ability to perform only sedentary work. In
this case, these job descriptions were sufficient for the ALJ to determine whether
Gough possessed skills able to be used in a sedentary position . When the Board
summarized this determination of her past experience with the term "physical labor',
UPS claims this was a finding independent of the ALJ. However, the ALJ had already
made this determination implicitly in order to find Gough permanently and totally
disabled . The Board made no independent finding here .
The last consideration is whether the ALJ's finding that Gough could not
compete in a competitive economy was supported by substantial evidence of probative
value . He compared her physiological restrictions against her vocational abilities. The
ALJ found that Gough had limited lifting capabilities, limited use of her right upper
extremity, and limited ability to gaze upward or downward . Other findings included
Gough's subjective belief of being unable to work and her inability to take care of
herself or bathe. Together with the descriptions of pain severe enough to cause tearing
on a regular basis, and her condition, the ALJ had sufficient evidence to find
physiological limitations with regard to physical labor. The ALJ found that her
limitations narrowed her available duties to sedentary positions . This was a finding
supported by substantial evidence of probative value .
Although UPS argues that more description of the past jobs was necessary
before this comparison could be made, the descriptions of the work given by the
claimant in this case provided enough evidence for the ALJ to make reasonable
inferences about her vocational abilities. The ALJ needed merely to determine if her
vocational abilities included any skills capable of application in a sedentary job.
Gough's descriptions of her past jobs, such as operating a tow truck, had sufficient
facts to show that each was of a nature requiring something other than sedentary work.
Therefore, the ALJ's finding that her past work was non-sedentary, which the Board
summarized with the label "physical", was supported by sufficient evidence of probative
value .
The parties agree that the ALJ was not required to provide a detailed summary
of the evidence or include the minute details of his reasoning that led to the ultimate
conclusion that Gough was permanently and totally disabled . KRS 342.275(3) provides
that the record must contain "the award, order or decision, together with a statement of
the findings of fact, rulings of law and any other matters pertinent to the question at
issue ." The ALJ is required to clearly set out the basic facts used to support his
ultimate conclusion . Shields v. Pittsburgh & Midway Coal Mining Co . , Ky.App ., 634
S .W .2d 440 (1982).
We agree with the Court of Appeals that the Board in this case merely recited a
finding of fact previously made by the ALJ and we do not believe that the Board
improperly made a finding of fact independent of the ALJ. Clearly, the ALJ's
conclusions must be supported with facts drawn from the evidence . KRS 342.275(3).
If such evidence exists, then the ALJ's decision cannot be disturbed on appeal.
Paramount Foods, Inc. v. Burkhardt , Ky., 695 S .W.2d 418 (1985) . The argument that
the Board acted outside the scope of its review authority is without merit.
The decision of the Court of Appeals is affirmed .
All concur.
COUNSEL FOR APPELLANT :
Thomas L. Ferreri
FERRERI & FOGLE
203 Speed Building
333 Guthrie Green
Louisville, KY 40202
COUNSEL FOR APPELLEE:
Robert L. Catlett, Jr.,
1900 Waterfront Plaza
325 West Main Street
Louisville, KY 40202
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