Where a vessel had been seized under a process of foreign
attachment issuing from a state court in Pennsylvania, and a motion
was pending in that court for an order of sale, a libel filed in
the district court of the United States, for mariners'
Page 61 U. S. 584
wages, and process issued under it, could not divest the
authorities of the state of their authority over the vessel, and of
the two sales made, one by the sheriff and one by the marshal, the
sale by the sheriff must be considered as conveying the legal title
to the property, and the sale by the marshal as inoperative.
Where property is levied upon, it is not liable to be taken by
an officer acting under another jurisdiction.
The cases examined where conflicting claims against the same
property are set up under the laws of the United States and under
state laws.
The process of foreign attachment in Pennsylvania is identical
with that which issues out of the district court of the United
States sitting in admiralty.
The admiralty jurisdiction of the courts of the United States,
although exclusive on some subjects, is concurrent upon others. The
courts of common law deal with ships or vessels as with other
personal property.
In order to give jurisdiction
in rem, the seizure by
the marshal must have been valid, and this was not the case when
the vessel was, at the time of seizure, in the actual and legal
possession of the sheriff.
The facts of the case are particularly stated in the opinion of
the Court.
Page 61 U. S. 591
MR. JUSTICE CAMPBELL delivered the opinion of the Court.
This cause comes before this Court by writ of error to the
Supreme Court of Pennsylvania, under the twenty-fifth section of
the Judiciary Act of the 24th September, 1789.
The defendants (Ward & Co.) instituted an action of replevin
in the Supreme Court of Pennsylvania, for the barque
Royal
Saxon.
Upon the trial of the cause at
nisi prius, it appeared
that the barque arrived at the port of Philadelphia in October,
1847, on a trading voyage, and was the property of Robert McIntyre,
of Londonderry, in Ireland. In November, 1847, she was seized by
the Sheriff of Philadelphia County, under a writ of foreign
attachment that was issued against her owner and another, at the
suit of McGee & Co., of New Orleans, from the supreme court,
and at the same time her captain was summoned as a garnishee. On
the 15th January, 1848, those creditors commenced proceedings in
the supreme court to obtain an order of sale, because the barque
was of a chargeable and perishable nature, suffering deterioration
from exposure to the weather, and incurring expenses of wharfage,
custody fees &c. This application was opposed by the captain of
the barque, but was allowed by the court on the 29th of January,
1848. The vessel was duly sold by the sheriff under this order, the
9th February, 1848, to the plaintiffs in the replevin, Ward &
Co.
On the 21st January, 1848, while the writs of attachment were
operative, and a motion for the sale of the barque was pending in
the supreme court, the seamen on board the barque filed their libel
in the District Court of the United States for the Eastern District
of Pennsylvania, sitting in admiralty, for the balances of wages
due to them, respectively, up to that date,
Page 61 U. S. 592
and prayed for the process of attachment against the barque,
according to the practice of the court. This was issued, and, on
the same day, the marshal returned on the writ, "Attached the
barque
Royal Saxon, and found a sheriff's officer on
board, claiming to have her in custody." The captain appeared to
this libel, and filed an answer admitting the demands of the
seamen.
On the 25th January he exhibited a petition to the district
court, in which he represented the pendency of the suits in
attachment and in admiralty; that the barque was liable to him for
advances; that she was subject to heavy charges, and could not be
employed to carry freight; and therefore he, with the approbation
of the British consul, which accompanied the petition, solicited an
order of sale for the benefit of all persons interested. This order
was granted by the district court, after due inquiry, on the 9th
February, 1848, and was executed the 15th of February, 1848, by the
marshal of the court, at which time the defendant in the replevin
was the purchaser, who took the possession of the vessel, and held
her until retaken in this replevin suit of Ward & Co. Upon the
trial of the replevin cause at
nisi prius, the defendant
solicited instructions to the jury, which were refused by the
court, and the court instructed the jury unfavorably to his title.
From the instructions asked, and the charge delivered, a selection
is made, to exhibit the questions decided. The court was requested
to charge:
"3. That when the lien of a mariner for wages is sought to be
enforced in the admiralty by libel, and the marshal has attached
the vessel under such proceedings, the vessel so attached is in the
exclusive custody of the admiralty until the claims of the
libellants have been adjudicated, or the vessel relieved by order
of the court, on stipulation or otherwise; and such exclusive
custody exists, notwithstanding a previous foreign attachment from
a court of law served on the vessel by the sheriff."
"5. That a foreign attachment is not properly a proceeding
in rem; but an attachment from the admiralty on a libel
for mariners' wages is
in rem; and the legal possession
acquired by the sheriff, on service of the writ of foreign
attachment, is ended, superseded, or suspended, by the service of
such attachment from the admiralty."
"8. That when, on the 21st of January, 1848, the
Royal
Saxon was attached under the process issued on the libel for
mariners' wages, she came by virtue of that attachment into the
exclusive custody of the court of admiralty; and such exclusive
legal custody continued from the 21st January, 1848, until the sale
by the marshal, by order of that court, on the 15th February, 1848.
"
Page 61 U. S. 593
"10. That the legal possession of the vessel being exclusively
in the admiralty court from the 21st January, 1848, till the sale
made, by order of that court, on the 15th February, 1848, the sale
by the sheriff on the 9th February, 1848, gave no title to the
purchaser as against the sale by the marshal."
The court refused so to instruct the jury, but charged them:
"That the court of admiralty could not proceed against the
vessel while she remained in the custody of an independent and
competent jurisdiction, that the presence of the marshal on the
ship did not prove his custody, for the sheriff's officer was there
before him, that the marshal did not dispossess the sheriff, but
prudently retired himself, and informed the court in his return
that the vessel was in the custody of the sheriff, that if the
sheriff first took possession of the vessel, and maintained it
until she was sold to the plaintiffs, they had the better title,
and that the fact of the continuing possession of the sheriff was
for the jury."
A verdict was returned in favor of the plaintiffs, upon which a
judgment was rendered in the supreme court in their favor,
confirming the opinion of the judge as expressed to the jury at
nisi prius.
The judgment of the district court allowing the order of sale
proceeded upon the grounds:
"That the suits in attachment in the supreme court applied to
alleged interests in the vessel, not to the vessel itself. The
attachment creditor, if he succeeds in his suit, obtains recourse
against the thing attached just so far as his defendant had
interest in it, and no farther. The rights of third parties remain
in both cases unaffected. The bottomry creditor, residing, it may
be, in a foreign country, is no party to either proceeding, and
loses none of his rights. His contract was with the thing, not the
owner, and it is therefore not embarrassed, and cannot be, by any
question or contest of ownership. So, too, seamen, whoever owns the
vessel, or how often soever the ownership may be changed, wherever
she may go, whatever may befall her so long as a plank remains of
her hull, the seamen are her first creditors, and she is privileged
to them for their wages,"
&c.
Again:
"What interest in the ship [asks the district court] does the
sheriff propose to sell? Not a title to it, but the defendant's
property in it, whatever it may be. Not so in the admiralty. Here,
the subject matter of the controversy is the
res itself.
It passes into the custody of the court. All the world are parties,
and the decree concludes all outstanding interests, because all are
represented. Here they are marshaled in their order of title and
privilege. There is no difficulty in allowing an arrest by the
admiralty, notwithstanding the vessel or some interest in it has
passed into the
Page 61 U. S. 594
custody of the sheriff. He retains all his rights,
notwithstanding the marshal's intervention. The proceedings against
the vessel, the thing, the subject of the property or title, may
still go on in the admiralty. The sheriff's vendee of the ship may
intervene there, as the defendant might have done in this Court; he
may make defense to the proceeding there as the successor to the
defendant's rights, and may be substituted ultimately before the
judge of the admiralty as a claimant of the surplus fund."
This cause has been regarded in this Court as one of importance.
It has been argued three different times at the bar, and has
received the careful consideration of the court. The deliberations
of the court have resulted in the conviction that the question
presented in the cause is not a new question, and is not
determinable upon any novel principle, but that the question has
come before this and other courts in other forms, and has received
its solution by the application of a comprehensive principle which
has recommended itself to the courts as just and equal, and as
opposing no hindrance to an efficient administration of the
judicial power.
In
Payne v. Drew, 4 East. 523, Lord Ellenborough
said:
"It appears to me, therefore, not to be contradictory to any
cases nor any principles of law, and to be mainly conducive to
public convenience and to the prevention of fraud and vexatious
delay in these matters, to hold that where there are several
authorities equally competent to bind the goods of a party, when
executed by the proper officer, that they shall be considered as
effectually and for all purposes bound by the authority which first
actually attaches upon them in point of execution, and under which
an execution shall have been first executed."
This rule is the fruit of experience and wisdom, and regulates
the relations and maintains harmony among the various superior
courts of law and of chancery in Great Britain.
Those courts take efficient measures to maintain their control
over property within their custody, and support their officers in
defending it with firmness and constancy. The court of chancery
does not allow the possession of its receiver, sequestrator,
committee, or custodee, to be disturbed by a party, whether
claiming by title paramount or under the right which they were
appointed to protect,
Evelyn v. Lewis, 3 Hare 472; 5 Madd.
406, as their possession is the possession of the court.
Noe v.
Gibson, 7 Paige 713. Nor will the court allow an interfering
claimant to question the validity of the orders under which
possession was obtained on the ground that they were improvidently
made.
Russell v. East Anglien R. Co., 3 McN.
Page 61 U. S. 595
& Gord. 104. The courts of law uphold the right of their
officers to maintain actions to recover property withdrawn from
them, and for disturbance to them in the exercise of the duties of
their office.
But it is in this Court that the principle stated in
Payne
v. Drew has received its clearest illustration, and been
employed most frequently and with most benignant results. It forms
a recognized portion of the duty of this Court to give preference
to such principles and methods of procedure as shall serve to
conciliate the distinct and independent tribunals of the states and
of the Union, so that they may cooperate as harmonious members of a
judicial system coextensive with the United States, and submitting
to the paramount authority of the same Constitution, laws, and
federal obligations. The decisions of this Court that disclose such
an aim and that embody the principles and modes of administration
to accomplish it have gone from the Court with authority, and have
returned to it bringing the vigor and strength that is always
imparted to magistrates of whatever class by the approbation and
confidence of those submitted to their government. The decision in
the case of
Hagan v.
Lucas, 10 Pet. 400, is of this class. It was a case
in which a sheriff had seized property under valid process from a
state court, and had delivered it on bail to abide a trial of the
right to the property, and its liability to the execution. The same
property was then seized by the marshal, under process against the
same defendant. This Court, in their opinion, say:
"Where a sheriff has made a levy, and afterwards receives
executions against the same defendant, he may appropriate any
surplus that shall remain, after satisfying the first levy by the
order of the court. But the same rule does not govern when the
executions, as in the present case, issue from different
jurisdictions. The marshal may apply moneys collected under
different executions, the same as the sheriff. But this cannot be
done as between the marshal and the sheriff; a most injurious
conflict of jurisdiction would be likely often to arise between the
federal and the state courts, if the final process of the one could
be levied on property which had been taken on process of the other.
The marshal or the sheriff, as the case may be, by a levy acquires
a special property in the goods, and may maintain an action for
them.
But if the same goods may be taken in execution by the
marshal and the sheriff, does this special property vest in the one
or the other, or both of them? NO SUCH CASE CAN EXIST;
property once levied on remains in the custody of the law, and is
not liable to be taken by another execution in the hands of a
different officer, and especially by an officer acting under
another all officer acting under another jurisdiction."
The principle
Page 61 U. S. 596
contained in this extract from the opinion of the court was
applied by this Court to determine the conflicting pretensions of
creditors by judgment in a court of the United States, and an
administrator who has declared the insolvency of his estate, and
was administering it under the orders of a probate court,
49 U. S. 8 How.
107, in a controversy between receivers and trustees holding under
a court of chancery, and judgment creditors seeking their remedy by
means of executory process,
55
U. S. 14 How. 52,
55 U. S. 368, and
to settle the priorities of execution creditors of distinct courts.
Pulliam v.
Osborn, 17 How. 471.
In a case not dissimilar in principle from the present, the
principle was applied in favor of the Executive Department, having
property in custody whose possession was disturbed by a state
officer under judicial process. An attachment from a state court
was levied upon merchandise imported, but not entered at the custom
house, and the validity of the levy was the question involved.
Harmer v.
Dennie, 3 Pet. 292. The Court said:
"From their arrival in port, the goods are, in legal
contemplation, in the custody of the United States. An attachment
of such goods presupposes a right to take the possession and
custody, and to make such possession and custody exclusive. If the
officer attaches upon mesne process, he has the right to hold the
possession to answer the exigency of the writ. The act of Congress
recognizes no such authority, and admits of no such exercise of
right."
To the argument, that the United States might hold for the
purpose of collecting duties, and the sheriff might attach the
residuary right, subject to the prior claim, the court say: "The
United States have nowhere recognized or provided for a concurrent
possession or custody by any such officer."
A recognition of the same principle is to be found in
Peck v.
Jenness, 7 How. 612. An act of Congress had
conferred on the courts of the United States exclusive jurisdiction
"of all suits and proceedings of bankruptcy," and had provided that
the act should not be held to impair or destroy existing rights,
liens, mortgages &c., on the estate of the bankrupt. A district
court of the United States decided that its jurisdiction extended
to administer the entire estate of the bankrupt court, and that the
liens on the property, whether judicial or consensual, must be
asserted exclusively in that court, and that all other
jurisdictions had been superseded. This Court denied the pretension
of the district court, and affirmed
"That when a court has jurisdiction, it has a right to decide
every question which occurs in the cause, and when the jurisdiction
of the court and the right of the plaintiff to
Page 61 U. S. 597
prosecute his suit has once attached, that right cannot be
arrested or taken away by proceedings in another suit. These rules
have their foundation not merely in comity, but in necessity; for
if one may enjoin, the other may retort, by injunction, and thus
the parties be without remedy, being liable to a process for
contempt in one, if they dare to proceed in the other. Neither can
one take property from the custody of the other by replevin, or any
other process, for this would produce a conflict extremely
embarrassing to the administration of justice."
The legislation of Congress, in organizing the judicial powers
of the United States, exhibits much circumspection in avoiding
occasions for placing the tribunals of the states and of the Union
in any collision. A limited number of cases exist, in which a party
sued in a state court may obtain the transfer of the cause to a
court of the United States, by an application to the state court in
which it was commenced; and this Court, in a few well defined
cases, by the twenty-fifth section of the Judiciary Act of 1789,
may revise the judgment of the tribunal of last resort of a state.
In all other respects the tribunals of the state and the Union are
independent of one another. The courts of the United States cannot
issue "an injunction to stay proceedings in any court of a state,"
and the Judiciary Act provides that
"Writs of habeas corpus shall in no case extend to prisoners in
jail, unless where they are in custody under or by color of
authority of the United States, or are committed for trial before
some court of the same, or are necessary to be brought into court
to testify."
"Thus, as the law now stands," say this Court,
"an individual who may be indicted in a circuit court for
treason against the United States is beyond the power of the
federal courts and judges if he be in custody under the authority
of a state."
Ex Parte Dorr,
3 How. 103. And signal instances are reported in verification of
the above statement.
Ex Parte Robinson, 6 McLean 355.
This inquiry will not be considered as irrelevant to the
question under the consideration of the Court. The process of
foreign attachment has been for a long time in use in Pennsylvania,
and its operation is well defined by statute as well as judicial
precedents. The duties of the sheriff under that process are
identical with those of a marshal holding an attachment from the
district court sitting in admiralty.
"The goods and chattels of the defendant in the attachment, such
is the language of the statute, in the hands of the garnishee,
shall, after such service, be bound by such writ, and be in the
officer's power, and if susceptible of seizure or manual
occupation,
Page 61 U. S. 598
the officers shall proceed to secure the same, to answer and
abide the judgment of the court in that case unless the person
having the same shall give security. Purdin's Dig. 50, sec. 50; 5
Whar. 125;
Carryl v. Taylor, 12 Harris 264."
It follows, by an inevitable induction from the cases of
Harmar v.
Dennie, 3 Pet. 299;
Hagan v.
Lucas, 10 Pet. 400; and
Peck v.
Jenness, 7 How. 612, that the custody acquired
through the "seizure or manual occupation" of the
Royal
Saxon, under the attachment by the Sheriff of Philadelphia
County, could not legally be obstructed by the marshal, nor could
he properly assert a concurrent right with him in the property,
unless the court of admiralty holds some peculiar relation to the
state courts or to the property attached, which authorized the
action or right of its marshal. The relation of the district
courts, as courts of admiralty, is defined with exactness and
precision by justice Story in his Commentaries on the Constitution.
He says:
"Mr. Chancellor Kent and Mr. Rawle seem to think that the
admiralty jurisdiction given by the Constitution is, in all cases,
necessarily exclusive. But it is believed that this opinion is
founded on mistake. It is exclusive in all matters of prize, for
the reason that at the common law, this jurisdiction is vested in
the courts of admiralty, to the exclusion of the courts of common
law. But in cases where the jurisdiction of common law and
admiralty are concurrent, as in cases of possessory suits,
mariners' wages, and marine torts, there is nothing in the
Constitution necessarily leading to the conclusion that the
jurisdiction was intended to be exclusive, and there is no better
ground, upon general reasoning, to contend for it. The reasonable
interpretation [continues the commentator] would seem to be, that
it conferred on the national judiciary the admiralty and maritime
jurisdiction exactly according to the nature and extent and
modifications in which it existed in the jurisprudence of the
common law. When the jurisdiction was exclusive, it remained so;
when it was concurrent, it remained so. Hence the states could have
no right to create courts of admiralty as such, or to confer on
their own courts the cognizance of such cases as were exclusively
cognizable in admiralty courts. But the states might well retain
and exercise the jurisdiction in cases of which the cognizance was
previously concurrent in the courts of common law. This latter
class of cases can be no more deemed cases of admiralty and
maritime jurisdiction than cases of common law jurisdiction."
3 Story's Com., sec. 1666, note.
In conformity with this opinion, the habit of courts of common
law has been to deal with ships as personal property, subject in
the main, like other personal property, to municipal
Page 61 U. S. 599
authority, and liable to their remedial process of attachment
and execution, and the titles to them, or contracts and torts
relating to them, are cognizable in those courts.
It has not been made a question here that the
Royal
Saxon could not be attached, or that the title could not be
decided in replevin. But the district court seems to have
considered that a ship was a juridical person, having a status in
the courts of admiralty, and that the admiralty was entitled to
precedence whenever any question arose which authorized a judicial
tribunal to call this legal entity before it. The district court,
in describing the source of its authority, says of the contract of
bottomry, that "it is made with the thing, and not the owner," and
that the contract of the mariners is similar; that the RES
"represents" in that court all persons having a right and
privilege, while the rights of the owner are treated there as
something incorporeal, separable from the res, and which might be
seized by the sheriff, even though the
res might be in the
admiralty. This representation is not true in matter of fact, nor
in point of law. Contracts with mariners for service, and other
contracts of that kind, are made on behalf of owners who incur a
personal responsibility; and if lenders on bottomry depend upon the
vessel for payment, it is because the liability of the owner is
waived in the contract itself. "In all causes of action," says the
judge of the admiralty of Great Britain,
"which may arise during the ownership of the persons whose ship
is proceeded against, I apprehend that no suit could ever be
maintained against a ship, where the owners were not themselves
personally liable, or where the liability had not been given
up."
The Druid, 1 Wm.Rob. 399. And the opinion of this Court
in
The Schooner Freeman v.
Buckingham, 18 How. 183, was to the same
effect.
In courts of common law, the forms of action limit a suit to the
persons whose legal right has been affected, and those who have
impaired or injured it. In chancery, the number of the parties is
enlarged, and all are included who are interested in the object of
the suit, and as the parties are generally known, they are made
parties by name and by special notice.
In admiralty, all parties who have an interest in the subject of
the suit -- the
res -- may appear, and each may propound
independently his interest. The seizure of the
RES, and
the publication of the monition or invitation to appear, is
regarded as equivalent to the particular service of process in the
courts of law and equity. But the
RES is in no other sense
than this the representative of the whole world. But it follows,
that to give jurisdiction
in rem, there must have been a
valid seizure and an actual control of the ship by the marshal of
the court,
Page 61 U. S. 600
and the authorities are to this effect.
Jennings v.
Curson, 4 Cranch 2; 2 Ware's Adm. 362. In the
present instance, the service was typical. There was no exclusive
custody or control of the barque by the marshal, from the 21st of
January, 1848, to the day of the sale, and when the order of sale
was made in the district court, she was in the actual and legal
possession of the sheriff.
The case of the
Oliver Jordan, 2 Curtis 414, was one of
a vessel attached by a sheriff in Maine under process from the
supreme court. She was subsequently libeled in the district court
of the United States upon the claim of a materialman. The district
court sustained the jurisdiction of the court. But on appeal the
exception to the jurisdiction was allowed and the decree of the
district court reversed. Mr. justice Curtis observed: "This vessel
being in the custody of the law of the state, the marshal could not
lawfully execute the warrant of arrest." In the case of
The
Ship Robert Fulton, 1 Paine C.C. 620, the late Mr. justice
Thompson held that the warrant from the admiralty could not be
lawfully executed under similar circumstances, and that the
district court could not proceed
in rem. The same subject
has been considered by state courts, and their authority is to the
same effect.
Keating v. Spink, 3 Ohio N.S. 105;
Carryl
v. Taylor, 12 Harris 264.
Our conclusion is that the District Court of Pennsylvania had no
jurisdiction over the
Royal Saxon when its order of sale
was made, and that the sale by the marshal was inoperative.
The view we have taken of this cause renders it unnecessary for
us to consider any question relative to the respective liens of the
attaching creditors, and of the seamen for wages, or as to the
effect of the sale of the property as chargeable or as perishable
upon them.
Our opinion is that there is no error in so much of the record
of the supreme court of Pennsylvania as is brought before this
Court by the writ of error, and the judgment of the court is
consequently
Affirmed.
MR. CHIEF JUSTICE TANEY, MR. JUSTICE WAYNE, MR. JUSTICE GRIER,
and MR. JUSTICE CLIFFORD, dissented.
MR. JUSTICE WAYNE, MR. JUSTICE GRIER, and MR. JUSTICE CLIFFORD,
concurred with MR. CHIEF JUSTICE TANEY in the following dissenting
opinion:
MR. CHIEF JUSTICE TANEY dissenting:
I dissent from the opinion of the Court. The principle upon
which the case is decided is so important, and will operate so
Page 61 U. S. 601
widely, that I feel it my duty to show the grounds upon which I
differ. This will be done as briefly as I can, for my object is to
state the principles of law upon which my opinion is formed, rather
than to argue them at length.
The opinion of the Court treats this controversy as a conflict
between the jurisdiction and rights of a state court, and the
jurisdiction and rights of a court of the United States, as a
conflict between sovereignties, both acting by their own officers
within the spheres of their acknowledged powers. In my judgment,
this is a mistaken view of the question presented by the record. It
is not a question between the relative powers of a state and the
United States, acting through their judicial tribunals, but merely
upon the relative powers and duties of a court of admiralty and a
court of common law in the case of an admitted maritime lien. It is
true that the court of admiralty is a court of the United States,
and the court of common law is a court of the State of
Pennsylvania. But the very same questions may arise, and indeed
have arisen, where both courts are created by and acting under the
same sovereignty. And the relative powers and duties of a court of
admiralty and a court of common law can upon no sound principles be
different, because the one is a court of the United States and the
other the court of a state. The same rules which would govern under
similar circumstances, where the process of attachment or a
fieri facias had issued from a circuit court of the United
States exercising a common law jurisdiction, must govern in this
case. The court of admiralty and court of common law have each
their appropriate and prescribed sphere of action, and can never
come in conflict, unless one of them goes outside of its proper
orbit. And a court of common law, although acting under a state,
has no right to place itself within the sphere of action
appropriated peculiarly and exclusively to a court of admiralty,
and thereby impede it in the discharge of the duties imposed upon
it by the Constitution and the law.
There are some principles of law which have been so long and so
well established that it is sufficient to state them without
referring to authorities.
The lien of seamen for their wages is prior and paramount to all
other claims on the vessel, and must be first paid.
By the Constitution and laws of the United States, the only
court that has jurisdiction over this lien, or authorized to
enforce it, is the court of admiralty, and it is the duty of that
court to do so.
The seamen, as a matter of right, are entitled to the process of
the court to enforce payment promptly, in order that they
Page 61 U. S. 602
may not be left penniless, and without the means of support on
shore. And the right to this remedy is as well and firmly
established as the right to the paramount lien.
No court of common law can enforce or displace this lien. It has
no jurisdiction over it, nor any right to obstruct or interfere
with the lien, or the remedy which is given to the seaman.
A general creditor of the shipowner has no lien on the vessel.
When she is attached, as in this case, by process from a court of
common law, nothing is taken or can be taken but the interest of
the owner remaining after the maritime liens are satisfied. The
seizure does not reach them. The thing taken is not the whole
interest in the ship. And the only interest which this process can
seize is a secondary and subordinate interest, subject to the
superior and paramount claims for seamen's wages, and what will be
the amount of those claims, or whether anything would remain to be
attached, the court of common law cannot know until they are heard
and decided upon in the court of admiralty.
I do not understand these propositions to be disputed.
Under the attachment, therefore, which issued from the common
law court of Pennsylvania, nothing was legally in the custody of
the sheriff but the interest of the owner, whatever it might prove
to be, after the liens were heard and adjudicated in the only court
that could hear and determine them. The common law process was not
and could not be a proceeding
in rem, to charge the ship
with the debt, for the creditor has no lien upon her, and the court
had no jurisdiction over anything but the owner's residuum.
The whole ship could not be sold by them so as to convey an
absolute right of property to the purchaser. And even what was
seized was not taken to subject it to the payment of the debt, but
merely to compel the owner to appear personally to a suit brought
against him
in personam in the court which issued the
process of attachment. It was ancillary to the suit against him
personally, and nothing more. The vessel would be released from the
process and restored to him as soon as he gave bail and appeared to
the suit, and she would be condemned and sold only upon his refusal
to appear. But, according to the laws of the state and the practice
of the common law court, twelve months or more might elapse before
the vessel was either sold or released from the process.
The question, then, is simply this: can a court of common law,
having jurisdiction of only a subordinate and inferior interest,
shut the doors of justice for twelve months or more against the
paramount and superior claims of seamen for wages
Page 61 U. S. 603
due, and prevent them from seeking a remedy in the only court
that can give it? I think not. And if it can be done, then the
paramount rights of seamen for wages, so long and so constantly
admitted, is a delusion. The denial of the remedy for twelve months
or more after the ship has arrived is equivalent, in its effect
upon them, to a denial of the lien; substantially and practically,
it would amount to the same thing. And it is equally a denial of
the right of the court of admiralty to exercise the jurisdiction
conferred on it by the Constitution and laws of the United
States.
Now it is very clear, that if this ship had been seized by
process from a common law court of the United States for a debt due
from the owner, the possession of the marshal under that process
would have been superseded by process from the admiralty upon a
preferred maritime lien. This I understand to be admitted. And if
it be admitted, I do not see how the fact that this process was
from a common law court of a state, and served by its own officer,
can make any difference; for the common law court of a state has no
more right to impede the admiralty in the exercise of its
legitimate and exclusive powers, than a common law court of the
United States. And the sheriff, who is the mere ministerial officer
of the court of common law, can have no greater power or
jurisdiction over the vessel than the court whose process he
executes. He seizes what the court had a right to seize; he has no
right of possession beyond it, and if the interest over which the
court has jurisdiction is secondary and subordinate to the interest
over which the admiralty has exclusive jurisdiction, his possession
is secondary and subordinate in like manner, and subject to the
process on the superior and paramount claim. It is the process and
the authority of the court to issue it that must determine who has
the superior right. And if the one is to enforce a right paramount
and superior to the other, it is perfectly immaterial whether the
first process was served by a sheriff or the marshal. Nor does it
make any difference when they are served by different officers of
different courts. In the case of
The Flora, 1 Hagg. 298,
the vessel had been seized by a sheriff upon process from the Court
of King's Bench. She was afterwards, and while in possession of the
sheriff, arrested upon process from the admiralty on a prior
maritime lien, and was sold by the marshal while the sheriff still
held her under the common law process. The sale by the marshal was
held to be valid by the King's Bench. It is true, that the creditor
at whose suit the vessel was seized by the sheriff consented to the
sale, and claimed to come in for the surplus after paying the
maritime lien. But if the marshal could not lawfully arrest
Page 61 U. S. 604
while she was in the possession of the sheriff, he could not
lawfully sell under that arrest, nor while the sheriff still held
possession, and no consent of parties would make it a valid
marshal's sale, and give a good title to the purchaser, if the sale
was without authority of law. The validity of these proceedings was
brought before the courts by the shipowner, and earnestly
litigated. The Court of King's Bench sanctioned the sale not upon
the ground that the creditor consented to it, but upon the ground
that the marshal acted under a court of competent authority,
see note 301, and they refused to interfere with the
surplus which remained after payment of seamen's wages, which had
been paid into the registry of the admiralty, even in behalf of the
creditor who had seized under their own process. The King's Bench
do not seem to have supposed there was any conflict of jurisdiction
in the case, or that their process or officer had been improperly
interfered with by the marshal, nor did the King's Bench hold that
there was any incongruity in the possession of the sheriff and the
marshal at the same time. On the contrary, it was conceded on all
hands that the possession of the sheriff was no obstacle to the
arrest by the marshal, nor any impediment in the way of the
admiralty, when exercising its appropriate and exclusive
jurisdiction, in enforcing claims prior and superior to that of the
attaching creditor. Is there any substantial difference between
that case and the one before us? I can see none.
Chancellor Kent in his Commentaries states the principle with
his usual precision and clearness, and in a few words. In vol. 1st,
380, speaking of the lien for seamen's' wages, he says: "The
admiralty jurisdiction is essential in all such cases, for the
process of a court of common law cannot directly touch the thing in
specie." And in my judgment the process of the court of common law
in this case did not touch the interest of the seamen in the
ship.
But it seems, however, to be supposed, that the circumstance
that the common law court was the court of a state, and not of the
United States, distinguishes this case from that of
The
Flora, and is decisive in this controversy. And it is said
that the
Royal Saxon, being in possession of an officer of
a state court, under process from the court, she was in the
possession of an officer of another sovereignty, and was in the
custody of its law, and that no process could be served upon her,
issuing from the court of a different sovereignty, without
infringing upon the rights of the state, and bringing on
unavoidably a conflict between the United States and the state.
If, by another and different sovereignty, it is meant that the
power of the state is sovereign within its sphere of action, as
Page 61 U. S. 605
marked out by the Constitution of the United States, and that no
court or officer of the United States can seize or interfere with
property in the custody of an officer of a state court, where the
property and all the rights in it are subject to the control of the
judicial authorities of the state, nobody will dispute the
proposition. But if it is intended to say that in the
administration of judicial power, the tribunals of the states and
the United States are to be regarded as the tribunals of separate
and independent sovereignties, dealing with each in this respect
upon the principles which govern the comity of nations, I cannot
assent to it. The Constitution of the United States is as much a
part of the law of Pennsylvania as its own Constitution, and the
laws passed by the general government pursuant to the Constitution
are as obligatory upon the courts of the states as upon those of
the United States, and they are equally bound to respect and uphold
the acts and process of the court of the United States when acting
within the scope of its legitimate authority. And its courts of
common law stand in the same relation to the courts of admiralty,
in the exercise of their judicial powers, as if they were courts of
common law of the United States. The Constitution and the laws
which establish the admiralty courts and regulate their
jurisdiction are a part of the supreme law of the state, and the
state could not authorize its common law courts to issue any
process or its officers to execute it which would impede or prevent
the admiralty court from performing the duties imposed upon it on
exercising the power conferred on it by the Constitution and laws
of the United States. The state courts have not and cannot have any
jurisdiction in admiralty and maritime liens to bring them into
conflict with the courts of the United States. This principle
appears to me to rest on the clear construction of the
Constitution, and has been maintained by eminent jurists.
Precisely the same question now decided came before the Circuit
Court of Massachusetts twenty years ago in the case of
Certain
logs of Mahogany, Thomas Richardson Claimant, reported in 2
Sumn. 589, and also before the District Court of the State of Maine
thirty years ago in the case of
Poland v. Freight and cargo of
Brig Spartan, reported in Ware's Rep. 143, and in both of
these cases the point was fully considered and decided by the
court, and in both it was held that a previous seizure under a
process of attachment from a state court could not prevent the
admiralty from proceeding
in rem to enforce the preferred
liens of which it has exclusive jurisdiction.
In the case in the Circuit Court of Massachusetts, Mr.
Justice
Page 61 U. S. 606
Story says:
"A suit in a state court by replevin or by attachment can never
be admitted to supersede the right of a court of admiralty to
proceed by a suit
in rem, to enforce a right against that
property, to whomsoever it may belong. The admiralty does not
attempt to enter into any conflict with the state court, as to the
just operation of its own process, but it merely asserts a
paramount right against all persons whatever, whether claiming
above or under the process. No doubt can exist that a ship may be
seized under admiralty process for a forfeiture, notwithstanding a
prior replevin or attachment of the ship then pending. The same
thing is true as to the lien on a ship for seamen's wages, or a
bottomry bond."
I quote the words of Mr. justice Story because he briefly and
clearly states the principle upon which the jurisdiction of the
respective courts is regulated, and upon which I think this case
ought to be decided. The Constitution and laws of the United States
confer the entire admiralty and maritime jurisdiction expressly
upon the courts of the general government. And admiralty and
maritime liens are therefore outside of the line which marks the
authority of a common law court of a state, and excluded from its
jurisdiction. And if a common law court sells the vessel to which
the lien has attached, upon condemnation, to pay the debt, or on
account of its perishable condition, it must sell subject to the
maritime liens, and they will adhere to the vessel in the hands of
the purchaser, and of those claiming under him.
Upon what sound principle, then, of judicial reasoning can it be
maintained, that although the process of a common law court cannot
reach the maritime liens, yet, by laying hold of some other
interest, it can withdraw them from admiralty for an indefinite
period of time? It cannot issue its mandate to the admiralty, not
to proceed upon those liens; but according to the present decision,
it may take the lien out of its power and out of its jurisdiction.
I cannot be persuaded that a court which, by the Constitution of
the United States, has no jurisdiction over the subject matter --
that is, the maritime lien -- can directly or indirectly prevent or
delay the court which, by the Constitution, has exclusive
jurisdiction, from fulfilling its judicial duty, or the seamen from
pursuing their remedy, where alone they can obtain it.
But the decision of this Court in the case of
Hagan v.
Lucas, 10 Pet. 400, it is said, is the same in
principle, and must govern the case now before us. If this were the
case, I should yield to its authority, however reluctant I might
feel to do so. But in my judgment, the point decided in that case
has no analogy whatever to the questions arising in this.
Page 61 U. S. 607
In the case of
Hagan v. Lucas, a judgment had been
obtained in the state court of Alabama against certain defendants,
and an execution issued, upon which certain slaves were seized by
the sheriff as the property of the defendants. Lucas, the defendant
in this writ of error, claimed the property as belonging to him;
and, under a statute of Alabama, the property was restored to him
by the sheriff, upon his giving bond for the forthcoming of the
slaves, if it should be found that they were the property of the
persons against whom the execution was issued. And proceedings were
thereupon had, to try before the court the right of property,
according to the provisions of the state law. Pending these
proceedings, a judgment was obtained in the district court of the
United States against the same defendants, and an execution issued,
which the marshal levied on the same property that had been seized
by the sheriff. Lucas thereupon appeared in court, and again
claimed the slaves as belonging to him, and at the trial exhibited
proof that the proceedings to try the right of property under the
sheriff's levy were still pending and undetermined in the state
court. Both the court below and this Court held, that under these
circumstances the property could not be taken in execution by the
marshal upon process from the district court of the United
States.
But what was the principle upon which that case turned, and what
resemblance has it to the questions we are now called on to
consider?
Here were two courts of common law, exercising the same
jurisdiction, within the same territorial limits, and both courts
governed by the same laws. Neither court had any peculiar or
exclusive jurisdiction over the property in question, nor of any
peculiar right or lien upon it. The state court had the same power
with the district court to hear and decide any question that might
arise as to the rights of property of any person, and to protect
any liens and priorities of payment to which the property or its
proceeds were liable. In a word, they were courts of concurrent and
co-ordinate jurisdiction over the subject matter, and if the
plaintiff in the district court had any preferred interest in the
property, or any superior or prior claim, he could have asserted
that claim in the state court, and have obtained there the same
remedy and the same protection of his rights, and as effectually
and speedily, as the court of the United States could have afforded
him.
And this Court, in deciding the case, did nothing more than
adhere to a rule which, I believe, is universally recognized by
courts of justice -- that is that between courts of concurrent
jurisdiction, the court that first obtains possession of the
controversy,
Page 61 U. S. 608
or of the property in dispute, must be allowed to dispose of it
finally, without interference or interruption from the coordinate
court. And this rule applies where the concurrent jurisdictions are
two courts of the United States or two courts of a state, or one of
them the court of a state and the other a court of the United
States. It was no new question when the case of
Hagan v.
Lucas came before this Court; but an old and familiar one,
upon which courts of concurrent jurisdiction have necessarily
uniformly acted, in order to prevent indecorous and injurious
conflicts between courts in the administration of justice. Indeed,
this principle seems hardly to have been disputed in that case. The
arguments of counsel are not given in the report. But, judging from
the opinion delivered by the Court, the main question seems to have
been whether the slaves were not released from execution by the
bond given by Lucas, and the bond substituted in their place. The
Court, under the authority of a case decided in the state court of
Alabama, held that they were not released from the sheriff's levy,
and therefore applied the familiar rule in relation to courts of
concurrent jurisdiction.
But how can the case of
Hagan v. Lucas influence the
decision of this? If Pennsylvania had an admiralty or any other
court with jurisdiction over maritime liens, and the attaching
creditor had proceeded in that court, undoubtedly the same
principle would apply. But the state has no such court, and can
have none such under the Constitution of the United States. The
jurisdiction of the district court is exclusive on that subject,
and the line of division between that and the courts of common law
is plainly and distinctly drawn. And when the district court
proceeded to enforce the lien for seamen's wages, it interfered
with no right which the creditor had acquired under the process of
attachment, nor with any right of property, subject to state
jurisdiction, and when the district court, acting within its
exclusive and appropriate jurisdiction, proceeded to enforce the
preferred and superior right of seamen's wages, it claimed no
superiority over the state court; it merely exercised a separate
and distinct jurisdiction. It displaced no right which the
attaching creditor had acquired under the state process, nor in any
degree lessened his security. Nor did it interfere with any right
over which the state court had jurisdiction. If the liens were paid
without sale, his attachment still held the ship. If she was sold,
his right, whatever it was, adhered to the surplus, if any remained
after discharging the liens. And if the state court passed judgment
of condemnation in his favor, he would be entitled to receive from
the registry of the admiralty whatever was awarded him by the state
court,
Page 61 U. S. 609
if there was surplus enough after paying the superior and
preferred claims for maritime liens. I can see no conflict of
jurisdiction; nor can there be any, if each tribunal confines
itself to its constitutional and appropriate jurisdiction.
But my brethren of the majority seem to suppose that the
principle decided in
Hagan v. Lucas goes farther than I
understand it, and that it has established the principle that where
a ship, within the limits of a state, is attached by an officer of
a state, under process from a state court, no process can be served
upon it from a district court of the United States while it is held
under attachment by the sheriff, and that the sheriff might
lawfully repel the marshal, if he attempted to serve a process
in rem, although it was issued by the district court of
the United States, to enforce a paramount and a superior claim for
which the ship was liable and which the district court had the
exclusive right to enforce, and over which the state court had not
jurisdiction.
If this be the principle adopted by this Court, and be followed
out to its necessary and legitimate results, it must lead them
further, I am convinced, than they are prepared to go. For it might
have happened that after this vessel was seized by the sheriff, and
while she remained in his possession, it was discovered that she
was liable to forfeiture or had incurred some pecuniary penalty
which was by law a lien upon her, and process issued by the
district court to arrest her, in order to enforce the penalty or
forfeiture. In such a case, no one, I presume, would think that the
sheriff had a right to keep out the marshal and prevent him from
arresting the ship, nor would such an arrest, I presume, be
regarded as a violation of the sovereignty of the state, nor an
illegal interference with the process or jurisdiction of its
courts. Yet if it be admitted that the marshal may under such
process lawfully take possession and control of the vessel upon
what principle of law does it stand? Simply upon this: that the
rights of the United States under the Constitution are paramount
and superior to the right of the attaching creditor. And as the
district court has exclusive jurisdiction to decide upon them and
enforce them, and the state court no jurisdiction over them, the
state court cannot lawfully interfere with the process of the
district court when exercising its exclusive jurisdiction to
enforce and maintain this paramount and superior right.
But is not the claim for mariners' wages superior and paramount
to the claim of the general creditor, at whose suit the attachment
issued? Has not the district court the exclusive power to enforce
and maintain this right, and is not the state court without
jurisdiction upon the subject? It is true that
Page 61 U. S. 610
the seaman's right is not regarded as of equal dignity and
importance with the rights of the United States. But if the
proposition be true that after the vessel was seized by the
sheriff, she was in the custody of the law of the state, and no
process from the district court would authorize the marshal to
arrest her, although it was issued upon a higher and superior right
for which the ship was liable and over which the state court had no
jurisdiction, the proposition must necessarily embrace process to
enforce the superior and prior rights of the United States as well
as the superior and privileged rights of individuals, for the
district court has no right to trespass upon the sovereign and
reserved rights of a state or to interfere unlawfully with the
process of its courts, because the United States are the libellants
and the process issued at their instance. In this respect, the
United States have no greater right than an individual. And if the
Royal Saxon might have been arrested by the marshal to
enforce the higher and superior right of the United States in the
appropriate court, I can see no reason why he might not upon the
same grounds make the arrest to enforce and protect the higher and
superior right to mariners' wages. I think it will be difficult to
draw any clear line of distinction between them, and, in my
opinion, the process may be lawfully executed by the marshal in
either case. I agree with the majority of my brethren in regarding
it as among the first duties of every court of the United States
carefully to avoid trespassing upon the rights reserved to the
states, or interfering with the process of their courts when they
are exercising either their exclusive or concurrent jurisdiction in
the matter in controversy. And with the high trusts and powers
confided by the Constitution to the Supreme Court, it is more
especially its duty to abstain from all such interference itself
and to revise carefully the judgments of the inferior courts of the
United States whenever that question arises, and to reverse them if
they exceed their jurisdiction. But I must add that while in my
judgment this Court should be the last court in the Union to
exercise powers not authorized by the Constitution, it should be
the last court in the Union to retreat from duties which the
Constitution and laws have imposed.
It has been suggested that this was a foreign ship, and the
seamen foreign seamen, and that they are not therefore embraced in
the act of Congress which gives a lien upon the vessel for seamen's
wages. But this provision of the law was nothing more than an
affirmance of the lien which was given by the maritime law in
England from the earliest period of its commercial jurisprudence,
and indeed by the maritime law of every nation engaged in
commercial adventures. And the
Page 61 U. S. 611
English law was brought with them by the colonists when they
migrated to this country, and was invariably acted on by every
admiralty court long before the act of Congress was passed.
It is true that it is not in every case obligatory upon our
courts of admiralty to enforce it in the case of foreign ships, and
the right or duty of doing so is sometimes regulated with
particular nations by treaty. But as a general rule, where there is
no treaty regulation and no law of Congress to the contrary, the
admiralty courts have always enforced the lien where it was given
by the law of the state or nation to which the vessel belonged. In
this respect the admiralty courts act as international courts, and
enforce the lien upon principles of comity. There may be, and
sometimes have been, cases in which the court, under special
circumstances, has refused to interfere between the foreign seamen
and shipowner; but that is always a question of sound judicial
discretion, and does not affect the jurisdiction of the court, and,
like all questions resting in the judicial discretion of the court
below, such as granting or refusing a new trial, continuing a case,
or quashing an execution, it is not a subject for revision here,
and furnishes no ground for appeal or for impeaching the validity
of the judgment. The district court undoubtedly had jurisdiction of
the case if in its discretion it deemed it proper to exercise
it.
Indeed, there appears to have been no special circumstances
brought to the notice of the court to induce it, upon international
considerations, not to interfere. There was no objection on the
part of the foreign shipowner or master, but on the contrary a
general desire that the court should do so. And certainly this
circumstance was not even adverted to in the state or district
court, and had no influence upon the opinions of either.
It is perhaps to be regretted that this question of jurisdiction
did not arise between two courts of common law, but has arisen
between the admiralty courts of the United States and a common law
court of the state. I am sensible that among the highest and most
enlightened minds which have been nurtured and trained in the
studies of the common law there is a jealousy of the admiralty
jurisdiction, and that the principles of the common law are
regarded as favorable to personal liberty and personal rights and
those of the admiralty as tending in a contrary direction. And
under the influence of this opinion, they are apt to consider any
restriction upon the power of the latter as so much gained to the
cause of free institutions. And as there is no admiralty
jurisdiction reserved
Page 61 U. S. 612
to the states and the administration of justice in their courts
is confined to questions of common law and chancery, the studies
and pursuits of the jurists in the states do not generally lead
them to examine into the history and character of the admiralty
jurisdiction, nor to inquire into its usefulness, and indeed
necessity, in every country extensively engaged in commerce. Their
opinions are naturally formed from common law decision and common
law writings and commentaries. And no one has contributed more than
Lord Coke to create these opinions. His great knowledge of the
common law, displayed in his voluminous writings, has made him a
high authority in all matters concerning the administration of
justice. And everyone who in early life has passed through the
usual studies of the common law, feels the influence of his
opinions afterwards in all matters connected with legal inquiries.
The firmness with which he resisted the encroachments of the Crown
upon the liberty of the subject, in the reigns of James I and
Charles I, has added to the weight of his opinions and impressed
them more strongly and durably upon the mind of the student. But
before we receive implicitly his doctrines on the admiralty
jurisdiction, it may be well to remember that in the case of
Smart v. Wolf, 3 T.R. 348, where the opinions of Lord Coke
were referred to upon a question of admiralty jurisdiction, Mr.
Justice Buller said:
"With respect to what is said relative to the admiralty
jurisdiction in 4 Inst. 135, that part of Lord Coke's work has been
always received with great caution, and frequently contradicted. He
seems to have entertained not only a jealousy of, but an enmity
against, the jurisdiction."
I need not speak of the weight to which this opinion is
entitled, when judicially pronounced by Mr. justice Buller in the
King's Bench, in deciding a well considered case then before the
court.
Everyone who has studied the history of English jurisprudence
generally and who has not confined his researches to the decisions
of the common law courts and the commentaries of writers trained in
them is aware that a very grave contest existed for a long time as
to the relative jurisdictions of the court of King's Bench and the
admiralty after the passage of the statutes of Richard II, which
are so often referred to. And this controversy was continued with
unabated zeal on both sides after the passage of the statutes of
Henry IV and Henry VIII, on the same subject.
It is not my purpose to discuss the points on which the courts
differed. I refer to the controversy merely to show that the
construction given to the English statutes by the
Page 61 U. S. 613
King's Bench, and which finally narrowed so much the
jurisdiction of the English admiralty, was earnestly disputed at
the time by many of the most distinguished jurists of the day.
Indeed, the decisions of the King's Bench were by no means uniform,
and the opinions of common law judges on the subject widely
differed. This appears by the opinion of the twelve judges, given
to the King in Council, according to the usage of the English
government at that period of its history, and also by the ordinance
of the Parliament in 1648, both of which materially differed from
the decisions made before and afterwards in the King's Bench. I
refer to these opinions particularly because they show past doubt
that the construction placed upon the English statutes, now so
confidently assumed to have been the admitted one at the time, was
in fact for several generations earnestly disputed by legal minds
of the highest order, and was at length forced on the admiralty by
the controlling power of the King's Bench; for whatever justice or
weight of argument there might be on the part of the construction
of the admiralty judges, the power was in the King's Bench. It
exercised not merely the ordinary appellate authority of a superior
court, but it issued its prohibition, forbidding any other court to
try a suit brought in it where the judges of the King's Bench
denied the jurisdiction of the inferior court, and claimed the
right to have the case tried before themselves.
How and under what influences such a power would be exercised
from the reign of Richard II to that of Henry VIII we may readily
imagine. It was a period when England was divided by the rival
claims of the houses of York and Lancaster to the Crown, and was
often convulsed by civil wars, not upon questions of civil liberty
or national policy, but merely to determine which of the claimants
should be their king, and when the monarch who succeeded in
fighting his way to the throne framed his policy, and appointed the
officers, civil as well as military, with a view to maintain his
own power, and destroy the hopes of his adversary, rather than with
any desire to promote the liberties of the people, or establish an
enlightened and impartial administration of justice in his courts.
And as the King was presumed to preside in person in the King's
Bench and the judges held their offices at his pleasure, no reader
of history will doubt the temper and spirit in which power was
exercised.
But we are not left to conjecture on that subject. The same
efforts and means that were successfully used to break down the
court of admiralty were also used at the same time and by the same
men to restrict the powers of the court of chancery,
Page 61 U. S. 614
but not with the like success. And the same reasons were
assigned for it -- that is, that it proceeded upon the principles
and adopted the practice of the civil law, and had no jury, and was
on that account unfavorable to the principles of civil liberty,
whilst the proceedings at common law supported and cherished them.
These hostile efforts against the chancery continued until the
reign of James I, and were made with renewed vigor in the time of
Lord Ellesmere, who was appointed Lord Keeper by Queen Elizabeth,
the Chancellor by James I.
A brief passage from the life of Lord Chancellor Ellesmere by
Lord Campbell will tell us how far the earlier decisions of the
courts of King's Bench on the statutes of Richard II, Henry IV, and
Henry VIII, which are so often pressed upon us, ought to be
respected as just interpretations of these statutes, and also how
far we ought to regard those judges as high and impartial jurists,
seeking only to maintain free institutions when they give judgments
restraining the jurisdiction of other courts.
The passage I quote from Lord Campbell is in his 2d vol. Lives
of the Chancellors, 184, 185, London edition of 1845, where, after
stating that few of his (Lord Ellesmere's) judgments had come down
in a shape to enable us to form an opinion of their merits, but
that they were said to have been distinguished for sound learning,
lucid arrangement, and great precision of doctrine, he proceeds in
the following words:
"The only persons by whom he was not entirely approved were the
common law judges. He had the boldness to question and correct
their pedantic rules more freely than Lord Keeper Puckering, Lord
Keeper Bacon, or any of his predecessors had done, and not
unfrequently he granted injunctions against executions on common
law judgments on the ground of fraud in the plaintiff or some
defect of procedure by which justice had been defeated. He thus not
only hurt the pride of these venerable magistrates, but he
interfered with their profits, which depended mainly upon the
number of suits brought before them and the reputation of their
respective courts. These jealousies which, begun so soon after his
appointment, went on constantly increasing till at last, as we
shall see, they produced an explosion which shook Westminster Hall
to its center."
We need nothing further to show what respect is due to the
opinions of judges actuated by such motives.
The legislation of England, however, in the present age, when
the principles of civil liberty and enlightened jurisprudence are
better understood, shows that the restrictions upon
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the admiralty jurisdiction imposed by the King's Bench have been
found unsuitable to the wants of a great commercial people, and
that the enlargement of that jurisdiction is not regarded at the
present day as adverse to the march of liberal and free
institutions. And the decisions of the King's Bench having been too
firmly established, by repeated adjudications to be removed by
judicial authority, Parliament interposed, and by the statute of 3d
and 4th Victoria, passed in 1840, restored to the court many of the
most important powers in civil cases that had been wrested from it
by the decisions in the King's Bench. The courts of common law
proved to be far less suited for such controversies. And it is no
small evidence of the soundness of the doctrines heretofore upheld
by this Court that with the powers restored by Parliament, the
English admiralty now exercises nearly the same jurisdiction which
this Court had previously maintained to be the appropriate and
legitimate power of a court of admiralty. A synopsis of the
jurisdiction of the English admiralty as now established is stated
in 1 Kent's Com. 371, 372, in the notes. But it is proper to remark
that in stating in these notes the admiralty jurisdiction as
recognized in the United States, I think it is stated too broadly
-- broader than this Court has sanctioned, for, as regards the
jurisdiction in policies of insurance, I believe it has never been
asserted in any circuit but the first, and certainly has never been
brought here for adjudication.
This brief review of the long contest in England between the
courts of King's Bench and the admiralty seemed to be necessary as
it shows past doubt that the efforts of the former to take away the
jurisdiction of the latter, and to compel the suitors to seek
redress in the King's Bench, did not arise from any anxiety to
preserve free institutions, and that the charges made against the
admiralty of favoring despotic principles and usurping powers which
did not belong to it are without foundation. It shows, moreover,
that the persevering encroachments of the King's Bench and its
unwarranted construction of the English statutes were constantly
disputed and opposed by enlightened jurists. The contest was
carried on to a very late period with varying decisions in the
court of King's Bench itself upon the subject, and no certain and
definite line of jurisdiction in admiralty appears to have been
fixed and established even at the period of the American
Revolution, and indeed not until the passage of the late act of
Parliament.
And if we are to look to England for an example of enlightened
policy in the government and a system of jurisprudence suited to
the wants of a great commercial nation, or a just and impartial
administration of the laws by judicial tribunals upon
Page 61 U. S. 616
principles most favorable to civil liberty, I should not look to
the reigns of Richard II, or of Henry IV, or Henry VIII for either.
And I should rather expect to find examples worthy of respect and
commendation in the England of the present day, in her statute of
3d and 4th of Victoria, in the elevated and enlightened character
of its present courts of justice, and in their mutual respect and
consideration for the acts and authority of each other, without any
display of jealousy or suspicion.
As to the unfavorable tendencies of the admiralty jurisdiction,
it is perhaps sufficient to say that under the Constitution of the
United States, it has no criminal jurisdiction; nor is the suitor
without the protection of a trial by jury if the legislative body
which creates the court and regulates its powers think proper to
give the right. There is nothing in the character and proceedings
of the admiralty incompatible with the trial by jury. And indeed it
has already been given to a certain extent by the act of Congress
of 1845, and may at the will of Congress be given in every case, if
it is supposed the purposes of justice require it.
I can therefore see no ground for jealousy or enmity to the
admiralty jurisdiction. It has in it no one quality inconsistent
with or unfavorable to free institutions. The simplicity and
celerity of its proceedings make a jurisdiction of that kind a
necessity in every just and enlightened commercial nation. The
delays unavoidably incident to a court of common law from its rules
and modes of proceeding are equivalent to a denial of justice where
the rights of seamen or maritime contracts or torts are concerned
and seafaring men the witnesses to prove them, and the public
confidence is conclusively proved by the well known fact that in
the great majority of cases, where there is a choice of
jurisdictions, the party seeks his remedy in the court of admiralty
in preference to a court of common law of the state, however
eminent and distinguished the state tribunals may be.
The opinions of Lord Coke in all matters relating to the laws
and institutions of England were deeply impressed upon the English
nation, and for a long time exercised a controlling influence. But
with the advance of knowledge, and a more enlightened judgment in
the science of government and jurisprudence, the courts of justice
have not shut their eyes to errors committed under the influence of
prejudice or passion. This is evident from the language of Mr.
Justice Buller hereinbefore mentioned, by the respect shown to the
jurisdiction and authority of the admiralty in the case of
The
Flora, in 1st Hag., and by the recent act of Parliament, and I
can see no good
Page 61 U. S. 617
reason for fostering in the common law courts of this country,
whether state or federal, opinions springing from prejudices which
arose out of the conflicts of the times and which tend to create
jealousies and suspicions on their part, and produce discord
instead of harmony and mutual good feeling in the tribunals of
justice. These jealousies and suspicions of Lord Coke undoubtedly
grew out of the vehement conflicts, personal as well as political,
in which he was so prominently engaged during all his lifetime.
They have been discarded and disowned in the courts of the country
from which we derived them, and also emphatically repudiated by the
stat. of 3 and 4 of Victoria.
And believing as I do, upon the best consideration I am able to
give to the subject, that the decision and the principle upon which
the opinion of the court founds itself is inapplicable to the case
before us, and that if it is carried out to its legitimate results
it will deprive the admiralty of power useful and indeed necessary
for the purposes of justice and conferred on it by the Constitution
and laws of the United States, I must respectfully record my
dissent.