Rulings of the court below in admitting or rejecting evidence
can be brought to this Court for revision only by a bill of
exceptions.
Every special verdict, in order to enable the appellate court to
act upon it, must find the facts on which the court is to pronounce
the judgment according to law, and not merely state the evidence of
facts. In this manner it becomes a part of the record.
Page 61 U. S. 428
Where there is a bill of exceptions, the writ of error does not
operate only upon that part of the record. Wherever an error is
apparent on the record, it is open to revision, whether it be made
to appear by a bill of exceptions or in any other manner.
Where there is no dispute in regard to the facts, and
consequently no necessity for any ruling of the court in admitting
or rejecting evidence, the case may be brought before an appellate
court by a special verdict or an agreed statement of facts.
But in such a case, the previous rulings of the court upon
questions of evidence do not come before the appellate court unless
brought up by a bill of exceptions.
A bill of exceptions may include in its scope the rulings of the
court as to the admissibility of evidence, which a demurrer to
evidence cannot do.
A demurrer to evidence makes the evidence a part of the
record.
So where oyer of any instrument is prayed or there is a demurrer
to any part of the pleadings.
A writ of error operates only upon the record, and brings it
into this Court.
Therefore, where a paper was filed in the court below after the
writ of error was issued, which paper, purporting to contain all
the evidence, both admitted and rejected, was signed by the judge
and certified to be correct by the counsel of the appellee, and
concluded as follows:
"A verdict was then, by direction of the court, taken for the
plaintiffs for the premises claimed, subject to the opinion of the
court upon the questions of law, with liberty to turn this case
into a special verdict or bill of exceptions,"
this paper cannot be considered a part of the record. A special
verdict requires the presence and assent of the court, and a bill
of exceptions must always be signed and sealed by the judge.
In this case, the paper is merely a report of the judge who
presided at the trial, and as such must be disregarded by this
Court.
Under the twenty-fifth section of the Judiciary Act, where the
jurisdiction of this Court is not shown upon the record, the writ
of error must be dismissed; but under the twenty-second section, if
no error appears upon the record, the judgment of the court below
must be affirmed.
This was an action of ejectment brought by the defendants in
error against Suydam to recover two lots of ground in the City of
New York. On the part of the defendants in error it was contended
that every material question in the case was adjudged by this Court
in the cases of
Williamson v.
Berry, 8 How. 495;
Williamson
v. Irish Presbyterian Congregation, 8 How. 565; and
Williamson v.
Ball, 8 How. 566. The counsel for the plaintiff in
error alleged that this case was unlike those in several important
particulars. But as the decision of this Court turned altogether
upon the manner in which the case had been brought up, it is only
necessary to state so much of it as will illustrate the point of
practice.
The record showed a declaration in ejectment, a plea of not
guilty, issue joined, suggestion of the death of some of the
plaintiffs and substitution of their heirs, empanelling of a jury,
their verdict of guilty against Suydam, the case held under a
curia, the judgment for the plaintiffs with costs, and a prayer
Page 61 U. S. 429
for a writ of possession, which was granted. Judgment signed
this 6th day of December, 1854, R. E. Stilwell, Deputy Clerk.
Then came the following:
"
Circuit Court United States, Southern District of New
York"
"
WILLIAMINA H. WILLIAMSON ET AL. v. JAMES H.
SUYDAM"
"This is an action of ejectment for two lots in the Sixteenth
Ward of the City of New York. The declaration is in the usual form;
the plea is not guilty. Either party may refer to the pleadings as
part of this case."
"The plaintiff gave in evidence an exemplified copy of the will,
&c."
"The plaintiffs thereupon rested."
"The defendants' counsel then proved the acts of the
legislature, the deed of Clement C. Moore the petitions to the
legislature and to the chancellor, the master's reports, the orders
of the chancellor, the extracts from the journals of the two
houses, of which copies are hereto annexed; these were all objected
to by the plaintiffs' counsel, and were read subject to the
objection."
"The defendants' counsel then offered in evidence a deed from
Thomas B. Clarke to Peter McIntyre, of which the following is a
copy &c."
"The plaintiffs' counsel then offered to prove:"
"1st. That the acts of the legislature were not for the benefit
of the infants, but for the benefit of Thomas B. Clarke
merely."
"2d. That the orders of the chancellor had the effect to take
the proceeds of their future interest in the property sold, and to
apply the same to the father's debts, without giving them any
benefit, by support or otherwise, out of the interest of the life
estate in other parts of the property."
"3d. That under the acts and orders he actually aliened the lot
on Broadway and all the southern moiety of the Greenwich property,
excepting two lots, and that none of the children received any
benefit from such alienation."
"4th. That nearly the whole of the property mentioned in the
acts of legislature was mortgaged or conveyed by Thomas B. Clarke
for old debts; that no proceeds were ever invested or secured, or
ever received, from the grantors or mortgagees."
"5th. That so far from providing for the children or protecting
the estate, he suffered a large portion of the northern moiety to
be sold for assessments, and was proceeding to dispose of the same
moiety for twenty-one years, when, on the 31st of March, 1826, a
bill was filed against him on behalf of the children, and an
injunction issued. "
Page 61 U. S. 430
"6th. That on the death of his wife he broke up housekeeping and
ceased to live with his children, that the plaintiff was Mrs.
Williamson, was, from the death of her mother, in August, 1815,
supported and educated entirely by one of her aunts, and that,
after about two years from the mother's death, the other children
were supported and educated by their friends and were entirely
neglected by their father."
"The defendants' counsel objected; the objection was sustained.
The plaintiffs' counsel excepted."
"A verdict was then, by direction of the court, taken for the
plaintiffs for the premises claimed, subject to the opinion of the
court upon the questions of law, with liberty to either party to
turn this case into a special verdict or bill of exceptions."
"SAMUEL R. BETTS [L.S.]"
"Endorsed: 127, Circuit Court, Southern District New York.
Williamina H. Williamson, agt. James H. Suydam. -- Cr. case. --
Jas. L. Sluyter, plaintiffs' attorney."
"Filed this 29th January, 1855."
Then followed a transcript of other papers in the case. The writ
of error was dated 18th December, 1854.
This was the state of the record upon which the case was brought
up to this Court.
MR. JUSTICE CLIFFORD delivered the opinion of the Court.
The view we have taken of this case as it is exhibited in the
record renders an extended statement of the facts entirely
unnecessary. It was an action of ejectment brought in the court
below to recover the possession of a certain parcel of land, with
the appurtenances, situated in the Sixteenth Ward of the City of
New York and described as lots sixty-four and sixty-five, according
to a certain map made by George B. Smith. The declaration, which
was in the usual form, was filed in the Circuit Court for the
Southern District of New York on the 15th day of August, 1845, and
the defendant, James H. Suydam, appeared, by his attorney, and
pleaded that he was not guilty of unlawfully withholding the
premises claimed by the plaintiffs, as was alleged in the
declaration, and tendered an issue, which was duly joined by the
plaintiffs. During the
Page 61 U. S. 431
pendency of the suit and before the trial, two of the
plaintiffs, being the two first named in the declaration, died, and
the cause was regularly revived in the name of the survivors and
the heirs of those deceased. At the adjourned session of the
circuit court held at the City of New York on the first Monday of
October, 1849, the parties went to trial on the general issue, and
the jury returned a general verdict in favor of the plaintiffs;
after the verdict, the cause was continued, as the record states,
until the first Monday of October, 1850, and "the same day is given
to the parties to hear the judgment of the court," and on that day
the judgment was rendered on the verdict for the plaintiffs that
they do recover against the said James H. Suydam the possession of
the said premises according to the said verdict of the jury, and
for their damages, costs, and charges, and a writ of possession was
duly issued, directed to the marshal of the district. All these
proceedings were in the usual course of judicial action, and were
duly and formally entered on the record of the suit, and
consequently furnish no ground of complaint whatever on the part of
the present plaintiff, who was the defendant in the court below.
The declaration contained on its face a good cause of action, and
the general issue and joinder were regularly filed in the cause,
and were entirely sufficient to make up a valid issue between the
parties to the suit, and the verdict, which was strictly formal and
legal was in every respect responsive to the issue formed. It
appears that the jury found, in the very words of the issue, that
the defendant was guilty of unlawfully withholding the premises
claimed by the plaintiffs, as alleged in the declaration, and the
judgment followed the verdict and was founded upon it, for the
premises as they were set forth and described in the pleadings.
Every step in the cause, from the filing of the declaration to the
issuing of the writ of possession, was in exact conformity to the
most approved practice and precedents in the federal courts.
We do not understand that the pleadings or the regularity of the
proceedings are in any manner called in question except as the
foundation of a judgment, which it is insisted was erroneous for
reasons altogether aside from any connection with mere matters of
form. The real controversy between the parties has reference more
especially to the right of possession, and consequently extends to
the title of the premises described in the declaration, and
necessarily involves the principal questions which were presented
to this Court at the December term, 1850, in the case of
Williamson v.
Berry, 8 How. 495, and we regret that the facts of
the case, and the rulings of the court below are not now exhibited
in a manner to justify this
Page 61 U. S. 432
Court in giving the subject a reexamination with the aid of the
additional light which has been thrown upon it by the elaborate and
very able discussion at the bar, and the more so as it appears that
a case depending upon the same evidences of title has since that
time been before the Court of Appeals of the State of New York,
where a conclusion was reached widely different from the one
expressed by this Court on the former occasion in the answers given
to the questions then submitted for its consideration. The
difficulty, however, in the way of any such examination at this
time is insurmountable for the reason that the record does not
contain either a bill of exceptions, special verdict, or an agreed
statement of facts. Some of the questions discussed at the bar
might have been satisfactorily presented in a special verdict or by
an agreed statement of facts, while in respect to others,
apparently regarded as important, such as the rulings of the court
in admitting or rejecting evidence, it is proper to remark that
they could only be brought to this Court for revision by a bill of
exceptions. Such rulings are never properly included in a special
verdict, any more than in an agreed statement of facts.
A special verdict is where the jury find the facts of the case
and refer the decision of the cause upon those facts to the court
with a conditional conclusion that if the court should be of
opinion, upon the whole matter thus found, that the plaintiff has a
good cause of action, they then find for the plaintiff, and if
otherwise, they then find for the defendant, and it is of the very
essence of a special verdict that the jury should find the facts on
which the court is to pronounce the judgment according to law, and
the court, in giving judgment, is confined to the facts so found,
and every special verdict, in order to enable to appellate court to
act upon it, must find the facts, and not merely state the evidence
of facts, so that where it states the evidence merely, without
stating the conclusions of the jury, a court of error cannot act
upon matters so found. In practice, the formal preparation of such
a verdict is made by the counsel of the parties, and it is usually
settled by them, subject to the correction of the court, according
to the state of facts as found by the jury, with respect to all
particulars on which they have passed, and with respect to other
particulars, according to the state of facts which it is agreed
they ought to find upon the evidence before them. After the special
verdict is arranged, and it is reduced to form, it is then entered
on the record, together with the other proceedings in the cause,
and the questions of law arising on the facts found are then
decided by the court, as in case of a demurrer, and if either party
is dissatisfied with the decision, he may resort
Page 61 U. S. 433
to a court of error, where nothing is open for revision except
the questions of law inferentially arising on the facts stated in
the special verdict, and we here remark for the purpose of
illustration that it is not so much because the proceeding is
denominated a special verdict that the party by virtue of it is
authorized to invoke the aid of a revisory tribunal as it is
because it has the effect to incorporate the facts of the case into
the record which otherwise would have rested in parol, and
therefore could not have been reached on a writ of error, and the
same remark applies to a bill of exceptions, which is a still more
comprehensive method of enlarging the record by incorporating into
it not only the facts of the case, but the rulings of the court in
admitting and rejecting evidence and the instructions given to the
jury, and after it is signed, sealed, and filed in the case, it
becomes a part of the record, and the matters therein set forth can
no more be disputed than those contained in any other part of the
same record, and are alike subject to revision in a court of error.
It is a mistake, however, to suppose that in such cases the writ of
error operates only on the bill of exceptions. Such is never the
fact unless the whole record is set forth in the bill of
exceptions, as the operation of the writ of error addresses itself
to the record as an entirety, and not to any separate portion of it
as distinct from the residue, and when the cause is removed into
the appellate court, any error apparent in any part of the record
is within the revisory power of such tribunal. The rule is that
whenever the error is apparent on the record, it is open to
revision, whether it be made to appear by bill of exceptions or in
any other manner.
Bennet v.
Butterworth, 11 How. 669;
Slacum v.
Pomeroy, 6 Cranch 221;
Garland v.
Davis, 4 How. 131;
Cohen
v. Virginia, 6 Wheat. 410.
When a party is dissatisfied with the decision of his cause in
an inferior court and intends to seek a revision of the law applied
to the case in a superior jurisdiction, he must take care to raise
the questions of law to be revised and put the facts on the record
for the information of the appellate tribunal, and if he omits to
do so in any of the methods known to the practice of such courts,
he must be content to abide the consequences of his own neglect.
Evidence, whether written or oral and whether given to the court or
to the jury, does not become a part of the record unless made so by
some regular proceeding at the time of the trial and before the
rendition of the judgment. Whatever the error may be and in
whatever stage of the cause it may have occurred, it must appear in
the record, else it cannot be revised in a court of error
exercising jurisdiction according to the course of the common law.
A bill
Page 61 U. S. 434
of exceptions undoubtedly is the safest method, as it is the
most comprehensive one in its operation, and where the facts are
disputed and cannot be arranged except from evidence admitted under
the ruling of the court as to its admissibility, oftentimes it
becomes the only effectual mode by which all the rights of the
complaining party can be preserved. On the other hand, where there
is no dispute in regard to the facts, and consequently no necessity
for any ruling of the court in admitting or rejecting evidence, the
same purpose may be safely accomplished by a special verdict, or,
according to the rule established in this Court, by an agreed
statement of facts.
United States v.
Ellason, 16 Pet. 291;
Stimpson
v. Railroad Company, 10 How. 329;
Graham v.
Bayne, 18 How. 60. Where the facts are without
dispute and agreed between the parties, a statement of the same may
be drawn up and entered on the record and submitted directly to the
court for its decision without the intervention of a jury, or a
general verdict may be taken, subject to the opinion of the court
upon the facts so agreed, and in either case the aggrieved party
may bring error after final judgment and have the questions of law
arising upon the facts thus spread upon the record reexamined as in
the case of a special verdict.
Faw v. Bordeau,
3 Cranch 174;
Brent v.
Chapman, 5 Cranch 358
It should be observed, however, that the rulings previously made
by the court in admitting or rejecting evidence during the progress
of the trial are no more revisable on a special case, as it is
called, when the verdict is taken subject to the opinion of the
court on an agreed state of facts than where the agreed statement
is submitted directly to the court without the intervention of the
jury, and for the obvious reason that in the one case as much as in
the other, the foundation laid for the action of the revisory
tribunal is based upon the consent of the parties to the suit, and
consequently the action of the appellate court must be confined to
the facts as they were agreed and as they appear in the record of
the case.
Arthurs v. Hart,
17 How. 6;
Bixler v. Kunkle, 17 S. & R. 310. At one
time, an attempt was made to introduce a different practice into
this Court, but it was distinctly disclaimed, and has never been
sanctioned in writs of error to any of the circuit courts in states
where the proceedings are according to the course of the common
law.
Shankland v. Corporation of
Washington, 5 Pet. 390.
In that case it was agreed by the parties that the question of
the admissibility, competency, and sufficiency of the evidence to
maintain the action should be submitted to the court, and that in
considering the evidence the court should draw
Page 61 U. S. 435
from it, so far as it was admissible and competent, every
inference of fact and law which it would have been competent for a
jury to have drawn from it, and that agreement was appended to an
agreed statement of facts, on which the case was submitted to the
determination of the circuit court in this district. Subsequently
it was brought into this Court on a writ of error for revision, and
was heard and determined upon the matters properly exhibited in the
record; but this Court, in giving judgment, took occasion to
characterize the agreement as an unusual one, and denied that it
was competent for parties to impose any such duties on this Court,
and expressly declared that the case was not to be drawn into
precedent. Whenever the parties to a pending suit desire to place
the facts of the case upon the record, so as to secure the right to
have the law arising on the facts revised on a writ of error, they
must adopt some one of the methods already suggested to effectuate
that purpose, as there are no other effectual methods by which it
can be accomplished.
Other modes are known to the practice of this Court by which the
evidence produced against a party may in certain cases be put on
the record either in whole or in part, according to the
circumstances, so as to secure the right to have the questions of
law arising upon it revised on a writ of error, but every
proceeding of that kind is either so limited in its application or
so tied up by conditions that they are seldom of much practical
importance, and are only referred to on the present occasion to
confirm the proposition already advanced that no ancillary step in
the cause is of any avail to a party as laying the foundation to
support a writ of error any farther than it has the effect to
placed on the record what otherwise would rest in parol. Formerly
it was considered that a party might always demur to the evidence
produced against him as a matter of right, and while that was so, a
demurrer to evidence was equally effectual with a bill of
exceptions to the extent of its operation. 4 Chitt. Gen.Prac. 7; 2
Inst. 427. The bill of exceptions was always the more comprehensive
remedy, because it extended, as it still does, not only to the
facts in the case but also to the rulings of the court in admitting
or rejecting evidence and to the instructions given to the jury
upon its legal effect. A demurrer to the evidence, while its
operation in one respect is nearly the same as that of the bill of
exceptions, in another is very different. It extends only to the
evidence produced, as the term imports, and has no effect at all
upon the rulings of the court by which it was received; and as a
necessary consequence, where the error of the court consists in
having admitted improper evidence, the effect of a
Page 61 U. S. 436
demurrer to it would be to waive the objection to the ruling
instead of laying the foundation to correct the error.
Bulkely
v. Butler, 2 Barn. & Cress. 434. A demurrer to evidence is
defined by the best test writers to be a proceeding by which the
court in which the action is depending is called upon to decide
what the law is upon the facts shown in evidence, and it is
regarded in general as analogous to a demurrer upon the facts
alleged in pleading. When a party wishes to withdraw from the jury
the application of the law to the facts, he may, by consent of the
court, demur in law upon the evidence, the effect of which is to
take from the jury and refer to the court the application of the
law to the facts, and thus the evidence is made a part of the
record, and is considered by the court as in the case of a special
verdict. A mere description of the proceeding is sufficient to show
that it is the evidence, and nothing else, that goes upon the
record. Since it was determined that a demurrer to evidence could
not be resorted to as a matter of right, it has fallen into disuse,
and as long ago as 1813 it was regarded by this Court as an unusual
proceeding, and one to be allowed or denied by the court in the
exercise of a sound discretion under all the circumstances of the
case.
Young v.
Black, 7 Cranch 565;
United
States Bank v. Smith, 11 Wheat. 171;
Fowle v. Common Council of
Alexandria, 11 Wheat. 322.
Another method by which certain evidence may be incorporated
into the record at the
nisi prius trial is by oyer, which
occurs where the plaintiff in his declaration, or the defendant in
his plea, finds it necessary to make a profert of a deed, probate,
letters of administration, or other instrument under seal and the
other party prays that it may be read to him, which in such a case
cannot, as a general rule, be denied by the court, and the effect
of the proceeding in certain cases is to make the instrument a part
of the pleadings, and consequently to place it within the operation
of a writ of error, which, in every case where the proceeding is
according to the course of the common law, brings up the whole
record, and in all these cases, as well as in the one first named,
it is because the evidence, whatever it may be, is made a part of
the record by the proceeding that the questions of law arising upon
it become a proper subject of revision on the writ of error. 1
Chitt. on Plead., 10th Am. ed., 431; 1 Tidd.Prac., 3d Am. ed., 586.
And the same effect is produced and the same object is attained
when the defendant demurs to the declaration, or when either party
demurs to a material portion of the pleadings on which the cause
depends, and so it must have been understood by this Court in
Gorman v.
Lenox, 15 Pet. 115, where it
Page 61 U. S. 437
was held, in accordance with the principle here advanced, that
the action of the circuit court of this district in sustaining a
demurrer to a plea of performance in a suit on a replevin bond was
the subject of revision on a writ of error, and the rule adopted in
that case was undoubtedly correct, as the effect of the demurrer
was to make the error apparent in the record; and when that is so,
it becomes the subject of revision just as much as when it is made
to appear by a bill of exceptions or a special verdict.
We have now adverted to the several methods acknowledged by
courts of error by which matters resting in parol at the trial in
the subordinate tribunal may be put on the record so as to lay a
proper foundation for a revision of the legal questions arising out
of them in the appellate court, and there are no others which can
be recognized in this Court in cases where the proceedings are
required to be according to the course of the common law.
Dougherty v. Campbell, 1 Blackf. 24;
Cole v.
Driskell, 1 Blackf. 16
A writ of error is an original writ, and lies only when a party
is aggrieved by some error in the foundation, proceedings,
judgment, or execution of a suit in a court of record, and is
defined to be a commission by which the judges of one court are
authorized to examine a record upon which a judgment was given in
another court, and on such examination to affirm or reverse, and it
was expressly held by this Court in
Cohens
v. Virginia, 6 Wheat. 410, that the writ of error
operated upon the record, and that its effect under the Judiciary
Act was to bring it into this Court and submit it to a
reexamination; and it is also laid down by the best writers on
pleading that nothing will be error in law that does not appear on
the face of the record, for matters not so appearing are not
supposed to have entered into the consideration of the judges.
Steph. on Plea. 121
The writ of error in this case was issued on the eighteenth day
of December, 1854, and on the twenty-ninth day of January, 1855, an
additional paper was filed, which in the transcript is denominated
the "case," and is the one which furnished all the materials for
the discussion at the bar. It purports to contain all the evidence
introduced at the trial in the court below, as well that given by
the defendant as that given by the plaintiffs, and certain offers
of proof on the part of the plaintiffs, which were objected to by
the defendant and excluded by the court. This mass of evidence,
with the exhibits, filling sixty pages of the transcript, has
respect, on the one side or the other, to the title and right of
possession to the premises described in the declaration, and
comprises all the evidences of title which were before this Court
on the former
Page 61 U. S. 438
occasion, and in addition thereto certain admissions of the
parties and other parol evidence. It is now drawn up in the form of
a report of the judge who presided at the trial, and is signed by
him, and is under seal, and, as we understand the endorsement, is
certified to be correct by the counsel of the plaintiffs. The
conclusion of the report is as follows:
"A verdict was then, by direction of the court, taken for the
plaintiffs for the premises claimed, subject to the opinion of the
court upon the questions of law, with liberty to either party to
turn this case into a special verdict or bill of exceptions."
Whatever might have been the right of the parties under that
report, it is too plain for argument that no one connected with its
preparation could have regarded it either as a special verdict or
all bill of exceptions. All that it professed to do was to give
either party the liberty to turn the case into one or the other of
those forms of proceeding, and it is a sufficient answer to any
pretensions under the report to say that the change has not been
made, that, for some reason unknown to this Court, the right to
make the change, if such it was, has never been exercised, and that
it is now presented here in the form in which it was prepared when
it is too late to make the alteration. And we also say that this
Court cannot so far depart from the settled practice and regular
course of proceeding as to give an effect to the paper which
neither its contents nor terms would warrant; nor can we attempt to
do for the plaintiff in error what it was his duty to have done at
the trial, and before the writ of error was sued out; nor are we
prepared to admit that the option given to turn case either into a
special verdict or a bill of exceptions could have been exercised
by either party under the concluding portion of that report,
without the assent of the judge who presided at the trial and
irrespective of his authority. On the contrary, we conclude
that
"where a case shall be made with leave to turn the same into a
special verdict or bill of exceptions, the party shall not be at
liberty to do either, at his election, but the court may, if they
think proper, prescribe the one which he shall adopt."
Conk.Trea., 3d ed., 444.
Nothing less than the presence and assent of the court, we
think, can give any legal validity to a special verdict, and in
respect to a bill of exceptions, it must always be signed and
sealed by the judge, or else it would be a nullity.
Phelps v.
Mayer, 15 How. 160. A special verdict ought always
to be settled under the correction of the judge who presided at the
trial, and whether prepared at the time or subsequently, it should
be filed as of the term when the trial took place.
Turner
Page 61 U. S. 439
v. Yates, 16 How. 14;
Sheppard v.
Wilson, 6 How. 275. The necessary effect of the
proceeding, where the verdict is taken subject to the opinion of
the court, would be to postpone the preparation of the special
verdict till after the parties were heard and the opinion given,
and to that extent the delay is allowable, though we are by no
means prepared to admit that it may be done after the cause has
been removed into this Court. The result is we have come to the
conclusion, on this branch of the case, that the paper in the
transcript denominated the "case" must be considered merely as a
report of the judge who presided at the trial; that it is not a
part of the record, and consequently must be wholly disregarded by
this Court in determining whether the judgment of the court below
ought to be reversed or affirmed. Having come to that conclusion,
it becomes unnecessary to notice any of the rulings of the court in
admitting or excluding evidence, as no part of that report can be
taken into consideration.
The question whether the report of a judge who tried the cause
was a part of the record came up directly before this Court in
Ingle v.
Coolidge, 2 Wheat. 363, and after a deliberate
consideration, the Court unanimously determined that it did not. It
was a writ of error to the Supreme Judicial Court of Massachusetts.
The record showed that the jury found a general verdict for the
original plaintiff, and the cause was then continued, as the record
stated, "for the opinion of the whole court upon the law of the
case, as reported by the judge who tried the same," and at a
subsequent term judgment was rendered for the plaintiff upon the
verdict. When the record was brought into this Court, the report of
the judge was annexed to the writ of error with the other
proceedings and exhibits in the cause, and this Court, in speaking
of the report, said:
"It is not like a special verdict, or a statement of facts
agreed of record, upon which the court is to pronounce its
judgment. The judgment was rendered upon a general verdict, and the
report is mere matter
in pais to regulate the discretion
of the court as to the propriety of granting relief, or sustaining
a motion for new trial."
Other cases have been decided by this Court asserting the same
general principle -- that nothing can be considered upon a writ of
error except what appears upon the record, and one in particular,
which, in that point of view, bears a very close analogy to the
case under consideration. We allude to the case of
Minor v.
Tillotson, 2 How. 392, which was a writ of error to
the Circuit Court of the Eastern District of Louisiana, under the
twenty-second section of the Judiciary Act. A mass of evidence in
that case was received from both parties consisting of concessions
and grants under the Spanish government, intermediate
Page 61 U. S. 440
conveyances, documents showing the proceedings in regard to the
title under the laws of the United States, and parol testimony; and
the cause was submitted to the court under an agreement that those
documents, proceedings, and parol testimony, constituted all the
evidence on which the cause was tried, and that the agreement was
"made for a statement of the facts in the case." This Court then
said, it seems to have been supposed that the agreement of the
counsel that the evidence in the cause should be considered as a
statement of facts, was a sufficient ground for a writ of error on
which a revision of the legal questions might be made, and
intimated very strongly that if it were so, it would be to require
the court to try the cause on its merits, and emphatically
declared, "this is never done on a writ of error, which issues
according to the course of the common law." And so also it was held
in
Leland v.
Wilkinson, 6 Pet. 317, that the private laws of a
state, and special proceedings of the legislature of a state, in
regard to the sale of the estate of a deceased person for his debts
could not be considered unless they were found in the record; and
in
Williams v.
Norris, 12 Wheat. 117, it was determined that
neither depositions nor exhibits of any description constitute
"any part of the record on which the judgment of an appellant
court is to be exercised unless made a part of it by a bill of
exceptions or in some other manner recognized by law."
These cases, we think, have a strong tendency to support the
proposition that the paper, in the transcript denominated the
"case," cannot be regarded as a part of the record, and if not,
then it is clear that it cannot be considered on the present
occasion, irrespective of the fact that it was not filed till more
than a year after the writ of error issued, which of itself is
decisive of the point that it cannot be considered.
Williams v.
Norris, 12 Wheat. 120.
It is certain, therefore, that there is no error in the record,
and the only remaining question is what disposition ought to be
made of the cause under the circumstances of the case.
An important distinction exists in respect to writs of error
issued under the twenty-second section of the Judiciary Act from
those issued under the twenty-fifth section of the same act which
it becomes necessary to notice in this connection. In order to
maintain a writ of error to this Court from a state court within
the twenty-fifth section of that act, it must appear on the face of
the record that some one, at least, of the questions stated in that
section did arise in the state court, and that the question was
decided in the state court, as required in the section, and if it
does not so appear in the record, then
Page 61 U. S. 441
this Court has no jurisdiction of the case, and in that event
the writ of error must be dismissed, as this Court under those
circumstances has no power either to reverse or affirm the judgment
brought up for revision. And such was the state of the record in
Inglee v. Coolidge, and accordingly the writ of error was
dismissed. The writ of error, however, in this case issued under
the twenty-second section of the Judiciary Act, in respect to which
a different rule prevails, as will be seen by attending to the
language of the act. That section provides in effect that final
judgments in a circuit court brought there by original process may
be reexamined and reversed or affirmed in this Court, upon a writ
of error, and where the cause is brought into this Court upon a
writ of error issued under that section, and all the proceedings
are regular, and no question is presented in the record for
revision, it follows by the express words of the section that the
judgment of the court must be affirmed. Beyond question the record
in this case exhibits every fact required by the section to give
this Court jurisdiction of the cause, and in strict compliance with
the terms of the act. The action was originally brought in the
Circuit Court for the Southern District of New York, and the record
shows a sufficient declaration duly filed in court -- a proper and
valid issue between the parties -- a perfect finding by the jury
upon the issue joined, and a regular judgment on the verdict, which
was final unless reversed, and certainly these are all the
requisites of a record, according to the requirements of the
twenty-second section of the Judiciary Act, to entitle a party to
retain the judgment which has been given in his favor.
Minor v.
Tillotson, 1 How. 287;
Stevens v.
Gladding, 19 How. 64;
Lathrop v.
Judson, 19 How. 66. It is only when the special
verdict is ambiguous or imperfect or when it finds only the
evidence of facts, and not the facts themselves, or finds but a
part of the facts in issue and is silent as to others, that this
Court can regard the finding as a mistrial and order a
venire
de novo. Barnes v.
Williams, 11 Wheat. 415;
Carrington
v. Pratt, 18 How. 63;
Prentice v.
Zane, 8 How. 484.
When the record exhibits such a state of facts, it is then
competent for this Court to remand the cause for a new trial in
order that the finding of the jury may be perfected. The record
itself in such a case shows the imperfection which it is the
purpose of the new trial to remedy, and it constitutes the basis of
the action of the court in giving the order to send the cause down
to a rehearing. No such imperfection appears on this record. On the
contrary, the record shows a perfect finding of the jury, and on a
careful inspection of the transcript
Page 61 U. S. 442
we are unable to discover error in any part of the
proceedings.
The judgment of the circuit court is therefore affirmed with
costs.