SUPREME COURT OF THE UNITED STATES
_________________
No. 23–852
_________________
PAMELA BONDI, ATTORNEY GENERAL, et al.,
PETITIONERS
v. JENNIFER VANDERSTOK, et al.
on writ of certiorari to the united states
court of appeals for the fifth circuit
[March 26, 2025]
Justice Thomas, dissenting.
The Government asked this Court just last Term
to “ ‘rewrite’ ” statutory text so that it could regulate
semiautomatic weapons as machineguns.
Garland v.
Cargill, 602 U.S. 406, 428 (2024). We declined to do so. The
Government now asks us to rewrite statutory text so that it can
regulate weapon-parts kits. This time, the Court obliges. I would
not. The statutory terms “frame” and “receiver” do not cover the
unfinished frames and receivers contained in weapon-parts kits, and
weapon-parts kits themselves do not meet the statutory definition
of “firearm.” That should end the case. The majority instead
blesses the Government’s overreach based on a series of errors
regarding both the standard of review and the interpretation of the
statute. I respectfully dissent.
I
A
In 1934, Congress enacted the National
Firearms Act (NFA), the first federal statute to regulate the
firearms industry. Congress enacted this statute to “provide for
the taxation of manufacturers, importers, and dealers in certain
firearms and machine guns, to tax the sale or other disposal of
such weapons, and to restrict importation and regulate interstate
transportation thereof.” Ch. 757, 48 Stat. 1236.
The NFA defined “firearm” narrowly. The term
covered only certain short-barreled shotguns or rifles,
machineguns, and silencers or mufflers.
Ibid. Congress
broadened that definition four years later through the Federal
Firearms Act of 1938 (FFA), defining “firearm” to include “any
weapon . . . designed to expel a projectile or
projectiles by the action of an explosive . . .
or any
part or parts of such weapon.” 52Stat. 1250 (emphasis added).
With minor amendments not relevant here, that definition endured
for about 30 years.
In 1968, Congress replaced the FFA with the Gun
Control Act (GCA). The GCA, which remains in effect today, is the
principal federal law regulating the commercial firearm market. See
Pub. L. 90–618, 82Stat. 1213. It requires manufacturers and dealers
of firearms to have a federal license, and, in most cases, to
conduct background checks, maintain records, and apply serial
numbers to their firearms. See 18 U. S. C. §§922(t) and
923(a), (g)(1)(A), and (i). The GCA also imposes criminal sanctions
for a variety of well-known firearms offenses. See,
e.
g., §922(g) (prohibiting large swaths of people
from shipping, transporting, possessing, or receiving a “firearm”);
§924(c) (providing a sentencing enhancement for persons who carry a
“firearm” during crimes of violence or drug-trafficking
crimes).
The GCA sets forth a narrower definition of
“firearm” than the FFA did. Its definition, which governs all of
“Chapter 44—Firearms,” §§921–934, states that a “firearm” is:
“(A) any weapon (including a starter
gun) which will or is designed to or may readily be converted to
expel a projectile by the action of an explosive; (B) the
frame or receiver of any such weapon; (C) any firearm muffler
or firearm silencer; or (D) any destructive device. Such term
does not include an antique firearm.” §921(a)(3).
Whereas the FFA had treated “any part or parts”
of a firearm as a regulable firearm, the GCA deems only a firearm’s
“frame or receiver” to be firearm parts that qualify as a firearm
in their own right. §921(a)(3)(B).
Congress left the terms “frame” and “receiver”
undefined. See §921. Shortly after the GCA’s enactment, the Bureau
of Alcohol and Tobacco Tax Division[
1] promulgated a regulation defining “frame or receiver”
as “[t]hat part of a firearm which provides housing for the hammer,
bolt or breechblock, and firing mechanism, and which is usually
threaded at its forward portion to receive the barrel.” 33 Fed.
Reg. 18558 (1968) (emphasis deleted).[
2]
That regulatory definition made sense. At the
time of the GCA’s enactment, the term “frame” was generally
understood to mean “the basic structure and principal component of
a firearm.” C. Mueller & J. Olson, Small Arms Lexicon and
Concise Encyclopedia 87 (1968) (Olson’s). And, the term “receiver”
was generally understood to mean the “part of a gun that houses the
breech action and firing mechanism.”
Id., at 168. Thus,
ATF’s initial definition of “frame or receiver” accorded with the
terms’ ordinary meanings. See 33 Fed. Reg. 18558 (“[t]hat part of a
firearm which provides housing for the hammer, bolt or breechblock,
and firing mechanism”).
ATF ’s definition also aligned with the
GCA, because for “any weapon” to “expel a projectile by the action
of an explosive,” §921(a)(3)(A), the weapon must have both a
mechanism that will initiate that explosion and a way to seal the
firing chamber. In other words, the weapon must have a “frame” or
“receiver.” See Olson’s 87, 168
. Thus, by defining frame or
receiver as the parts of a gun that provide “housing for the
hammer, bolt or breechblock, and firing mechanism,” 33 Fed. Reg.
18558, ATF’s initial definition fit neatly into the statutory
scheme. This understanding of “frame” and “receiver” governed for
over 50 years.
But, ATF recently changed course, in an effort
to regulate so-called ghost guns—
i.
e., privately made
firearms built from kits or collections of unfinished parts. To
tackle what it perceived to be the “homeland security threat” posed
by the “wide availability of ghost guns,” the agency promulgated a
rule redefining “firearm,” “frame,” and “receiver.” Definition of
“Frame or Receiver” and Identification of Firearms, 87 Fed. Reg.
24652, 24658 (2022) (Rule) (internal quotation marks omitted).
Without any change to the statute, this Rule expanded the
regulatory definition of “firearm” to include “a weapon parts kit
that is designed to or may readily be completed, assembled,
restored, or otherwise converted to expel a projectile by the
action of an explosive.” 27 CFR §478.11 (2023). It also broadened
the definition of “frame or receiver” to include “a partially
complete, disassembled, or nonfunctional frame or receiver,
including a frame or receiver parts kit, that is designed to or may
readily be completed, assembled, restored, or otherwise converted
to function as a frame or receiver.” §478.12(c).
One of the Rule’s critical innovations is the
manner in which it allows ATF to determine whether an object is
“clearly identifiable”—and thus regulable—as an unfinished frame or
receiver:
“When issuing a classification, the
Director may consider any associated templates, jigs, molds,
equipment, tools, instructions, guides, or marketing materials that
are sold, distributed, or possessed with the item or kit, or
otherwise made available by the seller or distributor of the item
or kit to the purchaser or recipient of the item or kit.”
Ibid.
“Prior to this rule, ATF did not examine
templates, jigs, or other items and materials in determining
whether partially complete frames or receivers were ‘firearms’
under the GCA.” 87 Fed. Reg. 24668; see also Tr. of Oral Arg. 39–40
(acknowledging the change). Instead, ATF looked to the object
itself to determine whether it was sufficiently complete to
constitute a regulable frame or receiver. See,
e.
g.,
App. 23 (2004 guidance letter from ATF explaining that the agency
“evaluates the level of completion of the submitted sample
. . . and makes a comparison with a sample of a completed
firearm of the same type”). The new definition, however, expanded
the meaning of “frame” and “receiver” to incorporate items entirely
separate from the object itself. According to ATF, whether an
unusable, unfinished piece of metal constitutes a regulable “frame
or receiver” can turn on a manufacturer’s “marketing materials.” 87
Fed. Reg. 24668.
ATF offered one meager limit on its broad, new
definitions: Under the Rule, “raw material,” such as an “unformed
block of metal” or “liquid polymer,” will not constitute a
regulable frame or receiver. 27 CFR §478.12(c).
B
Before the Rule took effect, a group of
individuals and manufacturers of weapon-parts kits filed a petition
for review challenging the Rule’s new definitions of “frame or
receiver” and “firearm.” As relevant here, the plaintiffs alleged
that the Rule exceeded ATF’s “statutory jurisdiction, authority, or
limitations” under the Administrative Procedure Act (APA), 5
U. S. C. §706(2)(C). See Amended Petition for Judicial
Review of Agency Action and Request for Declaratory Judgment and
Injunctive Relief in No. 4:22–cv–691 (ND Tex., Oct. 5, 2022), ECF
Doc. 93, p. 42 (alleging Rule’s expansive definitions provided
ATF “new, additional authority in excess of that proposed,
considered, debated, or passed by Congress”).
The District Court granted summary judgment to
the plaintiffs and vacated the Rule. 680 F. Supp. 3d 741 (ND
Tex. 2023). The Fifth Circuit affirmed in relevant part. 86
F. 4th 179 (2023). It held that ATF’s redefinition of “frame
or receiver” was an “impermissible extension of the statutory
text,”
id., at 189, and that the agency’s attempt to
redefine “firearm” to include a weapon-parts kit “stretche[d] the
[statute’s] words too far,”
id., at 192. The Government’s
effort “to justify its unprecedented expansion of the GCA,” the
court explained, “collapses upon a cursory reading of the text.”
Id., at 193.
Judge Oldham wrote separately to highlight the
“staggering” implications of ATF’s new position, particularly with
respect to the AR–15, “the most popular rifle in America.”
Id., at 208 (concurring opinion). Observing that the Rule
regulates frames and receivers according to what they might become
rather than what they are, and that an AR–15’s semiautomatic
receiver can “ ‘readily be converted’ ” into a fully
automatic receiver with relative ease, he concluded that, on ATF’s
logic, the Government may regulate AR–15s as machineguns.
Id., at 207–208. If ATF were correct, Judge Oldham
cautioned, “then millions and millions of Americans would be
felons-in-waiting.”
Id., at 208.
This Court granted certiorari to decide two
questions: whether the Rule’s new definition for frames and
receivers fits within the statutory definition of “frame or
receiver” under the GCA, see §921(a)(3)(B); and whether the
statutory term “firearm” can cover weapon-parts kits.
II
Before turning to the questions presented, a
threshold issue is the applicable legal standard for analyzing the
plaintiffs’ APA challenge. Applying traditional principles of
statutory interpretation, the Fifth Circuit asked whether the Rule
“conflicts with the plain language of the GCA” or “cast[s] a wider
net than Congress intended.” 86 F. 4th, at 190, 194. We took
this case to determine whether the Fifth Circuit was correct to
answer “yes.” I would undertake the same inquiry as the Fifth
Circuit and ask only whether the Rule contravenes “clear statutory
text” or otherwise “exceeds the [GCA’s] legislatively-imposed
limits on agency authority.”
Id., at 182.
The majority takes a different approach.
Asserting that the plaintiffs conceded to having brought a
“ ‘facial’ ” challenge, the Court “take[s]” this
characterization “as given,” and analyzes the challenge as a facial
attack.[
3]
Ante, at 7.
In particular, the Court assumes,
arguendo, that the
regulatory definitions are valid so long as they cover “at least
some weapon parts kits.”
Ante, at 13. This approach
superficially appears to apply a framework similar to that of
United States v.
Salerno,
481
U.S. 739 (1987). There, the Court explained that, to prevail in
a “facial challenge” to a statute, the challenger must establish
that “no set of circumstances exists under which the Act would be
valid.”
Id., at 745.
This approach seems plainly inapt in a challenge
to a regulatory definition. “To ‘define’ is . . . ‘to
settle’ or ‘to establish or prescribe authoritatively.’ ”
Puerto Rico v.
Franklin Cal. Tax-Free Trust, 579 U.S.
115, 126 (2016) (quoting Black’s Law Dictionary 380 (5th ed.
1979)); see also
id., at 534 (12th ed. 2024) (equating
“define” with “To state or explain explicitly”; “[t]o fix or
establish (boundaries or limits)”; and “[t]o set forth the meaning
of (a word or phrase)”). The point of defining a term in a
regulation is therefore to show what the law permits and what it
prohibits. But, a regulatory definition that is accurate in only a
single valid application cannot possibly “explain explicitly,” “fix
or establish,” or “set forth the meaning” of a statutory term.
Id., at 534.
Consider a hypothetical statute that defines
“motorcycle” as “a motor-powered, two-wheeled vehicle with pedals.”
If a regulatory definition copied the same language, and then added
that “the term shall include any motorized vehicle,” the regulatory
definition obviously would be wrong. Not every motorized vehicle is
a motorcycle, and the fact that
some motorized vehicles
happen to be motor-powered, two-wheeled vehicles with pedals does
not suggest otherwise. It is difficult to see how an overbroad
regulatory definition becomes defensible simply because some set of
circumstances exists in which the regulatory definition overlaps
with the statutory definition.[
4]
Treating challenges to regulatory definitions as
“facial challenges” has substantial implications. If a regulatory
definition survives APA challenge so long as just
one item
it covers also happens to be covered by the statute it purports to
interpret, it is difficult to understand how an agency would ever
promulgate an invalid definition. So long as it imports the
definition Congress laid out in the statute, the agency can sweep
in whatever additional conduct it wishes. No matter how far the
agency expands its regulatory definition, the statutory definition
inevitably will capture at least
some of it.
To its credit, the majority attempts to confine
the effects of its approach to the facts of this case. Because the
majority assumes the relevant legal standard without deciding it,
it refrains from mandating this framework. Rather, it rests on its
conclusion that the plaintiffs essentially conceded that the
facial-challenge standard applies, and it takes the application of
that standard “as given” for this case only.
Ante, at 7; see
ibid., n. 2 (“[W]e believe the better course is to
leave further analysis of the proper test for another day and
address the parties’ dispute as they have chosen to frame it”). So
long as lower courts do not equate an APA challenge with a “facial”
one, they are free to disregard the majority’s analysis and hold
that the Rule exceeds ATF’s statutory authority.[
5]
III
As for the questions presented, start with the
question whether the Rule’s new definition for frames and receivers
can stand. Ordinary principles of statutory interpretation make
plain that the Rule sweeps too far: The terms “frame” and
“receiver” in §921(a)(3)(B) do not cover “partially complete,
disassembled, or nonfunctional frame[s] or receiver[s].” 27 CFR
§478.12(c). The majority reaches a different conclusion based on
several interpretive errors. Most notably, the majority proceeds
under the faulty premise that our standard rules of statutory
interpretation do not apply to “a word for a thing created by
humans.”
Ante, at 10.
A
“In statutory interpretation disputes, a
court’s proper starting point lies in a careful examination of the
ordinary meaning and structure of the law itself.”
Food
Marketing Institute v.
Argus Leader Media, 588 U.S. 427,
436 (2019). As relevant here, §921(a)(3) defines “firearm” to
include “(A) any weapon (including a starter gun) which will or is
designed to or may readily be converted to expel a projectile by
the action of an explosive,” and “(B) the frame or receiver of any
such weapon.” Because the GCA defines neither “frame” nor
“receiver,” “ ‘we give [each] term its ordinary
meaning.’ ”
Encino Motorcars, LLC v.
Navarro,
584 U.S. 79, 85 (2018).
The parties agree that, in 1968, the terms
“frame” and “receiver” were understood to refer to “ ‘the
basic structure and principal component of a firearm,’ ” and
“the ‘part of a gun that houses the breech action and firing
mechanism.’ ” Brief for Petitioners 32 (quoting Olson’s 87,
168); Brief for Respondent VanDerStok et al. 7 (same). But,
ATF’s Rule conflicts with this accepted meaning in at least two
ways. First, it defines “frame or receiver” to include objects that
are
not frames or receivers, but that may be “converted”
into them in the future. 27 CFR §478.12(c). Second, it permits ATF
to deem an object a frame or receiver based on “marketing
materials” and other materials merely associated with it.
Ibid.
1
The ordinary meaning of “frame or receiver”
does not include objects that may be “converted” into a frame or
receiver
. Ibid. As the Government itself admits, the
word “ ‘convert’ ” means “ ‘[t]o change into another
form, substance, state, or product; transform; transmute.’ ”
Brief for Petitioners 19–20 (quoting American Heritage Dictionary
291 (1969)). If an object can become a frame or receiver only after
it is “change[d] into another form, substance, state, or product,”
it is difficult to understand how the object can be considered a
frame or receiver even before the change occurs.
Ibid. As
the Fifth Circuit put it, “a part cannot be both
not yet a
receiver and a receiver at the same time.” 86 F. 4th, at 190
(internal quotation marks omitted).
The structure of §921(a)(3) confirms that
objects that are not yet frames or receivers do not meet the
statutory definition of “frame or receiver.” §921(a)(3)(B).
Subsection (A) of §921(a)(3) covers weapons that are not yet
functional guns but that “may readily be converted” into them. And,
the statute makes clear that subsections (C) (mufflers and
silencers) and (D) (destructive devices), also cover more than
finished, operable products. See §921(a)(25) (defining “muffler”
and “silencer” to include “any combination of parts . . .
for use in assembling” such objects); §921(a)(4)(C) (defining
“destructive device” to include any “combination of parts” for
“converting any device into any destructive device” described in
the statute and “from which a destructive device may be readily
assembled”). In contrast, subsection (B) covers only a weapon’s
“frame or receiver.”
“[W]hen Congress includes particular language in
one section of a statute but omits it in another section of the
same Act, it is generally presumed that Congress acts intentionally
and purposely in the disparate inclusion or exclusion.”
Barnhart v.
Sigmon Coal Co.,
534
U.S. 438, 452 (2002) (internal quotation marks omitted). This
principle holds particular force here, where Congress applied
broadening language to the subject matter of every subsection in
§921(a)(3)
except for subsection (B). Yet, in defining
“frame” and “receiver” to include objects that “may readily be
completed, assembled, restored, or otherwise converted to function
as a frame or receiver,” 27 CFR §478.12(c), the Rule transplants
the “readily be converted” and “assembled” concepts from
subsections (A), (C), and (D) into subsection (B)—the very
provision from which Congress omitted them.
The straightforward reading of §921(a)(3) is the
correct one: Subsection (B)’s omission of the readily converted and
readily assembled concepts means that a “frame or receiver” does
not include objects that are not yet frames or receivers. And,
until promulgating the Rule, ATF agreed with this
understanding:
“Importantly, the ‘designed to’ and
‘readily be converted’ language are only present in the first
clause of the statutory definition. Therefore, an unfinished frame
or receiver does not meet the statutory definition of ‘firearm’
simply because it is ‘designed to’ or ‘can readily be converted
into’ a frame or receiver. Instead, a device is a firearm either:
(1) because it
is a frame or receiver or; (2) it is a
device that is designed to or can readily be converted into a
device that ‘expel[s] a projectile by the action of an
explosive.’ ” Memorandum of Law in
Syracuse v.
ATF, No. 1:20–cv–06885 (SDNY, Jan. 29, 2021), ECF Doc. 98,
p. 14 (Brief for ATF) (citation omitted).
See also
id., at 36–39 (explaining why
“An Unmachined Frame or Receiver Cannot Be Readily Converted Into a
Device that Expels a Projectile”). ATF was right the first
time.
Tellingly, ATF’s new interpretation seems to
invite “staggering” consequences. 86 F. 4th, at 208 (Oldham,
J., concurring). The NFA defines “ ‘machinegun’ ” as “any
weapon which shoots . . . automatically more than one
shot, without manual reloading, by a single function of the
trigger,” and “include[s]” in that definition “the frame or
receiver of any such weapon.” 26 U. S. C. §5845(b). ATF
has defined “frame or receiver” in the NFA to “have the same
meaning as in §478.12”—the provision that defines those terms under
the GCA. 27 CFR §479.11. And, although an unmodified AR–15 is a
semiautomatic weapon, “every single AR–15 can be converted to a
machinegun using cheap, flimsy pieces of metal—including coat
hangers.” 86 F. 4th, at 208 (Oldham, J., concurring).
If an object already is what it may be converted
into, 27 CFR §478.12(c), then semiautomatic AR–15s would seem to be
partially complete, automatic machineguns. This reasoning exposes
the manufacturers, sellers, and owners of AR–15s to criminal
liability under the NFA. See 26 U. S. C. §§5861, 5871.
But, Congress does not “hide elephants in mouseholes.”
Whitman v.
American Trucking Assns., Inc.,
531 U.S.
457, 468 (2001). An interpretive approach that would allow ATF
to regulate the most popular
semiautomatic rifle in America
under a statute addressing
automatic machineguns should give
us pause. Cf.
Dubin v.
United States, 599 U.S. 110,
130 (2023) (“Time and again, this Court has prudently avoided
reading incongruous breadth into opaque language in criminal
statutes”).
2
The Rule’s definitions of “frame” and
“receiver” also contravene ordinary meaning by allowing ATF to
classify objects as frames or receivers based on criteria other
than the object’s physical characteristics. Under the Rule, any
“tools, instructions, guides, or marketing materials” that are
“made available by the seller” can convert an unregulated piece of
metal into a regulated “frame or receiver.” 27 CFR §478.12(c). Put
another way, the mere presence of things distinct from the object
at issue can somehow transform the character of the object
itself.
Figure 1. See Dept. of Justice, ATF, Open
Letter to All Federal Firearms Licensees 3, 6 (Sept. 27, 2022),
https://
www.atf.gov/firearms/docs/open-letter/all-ffls-september-2022-
impact-final-rule-2021-05f-partially-complete-ar/download.
Figure 1,
supra, illustrates the Rule in
action. Both images in Figure 1 depict unfinished receivers. Both
lack machining and indexing in the key areas. The only difference
is the presence of a jig and drill bits. Yet, according to the
Rule, these extraneous items make an unfinished receiver a
regulable firearm.
The presence of items such as jigs or “marketing
materials”—that are not, and never could be, part of a frame or
receiver—has no bearing on whether a piece of metal or plastic
constitutes “the basic structure and principal component of a
firearm.” Olson’s 87. Because those extrinsic items have no impact
on the ordinary meanings of “frame” or “receiver,” the regulatory
definition exceeds statutory text by using such items to expand the
scope of those statutory terms. Cf.
Encino Motorcars, 584
U. S., at 85 (an undefined statutory term receives its
ordinary meaning).
B
The majority leaves the issue of extrinsic
objects for another day, deeming the issue irrelevant under its
questionable facial-challenge standard.
Ante, at 23. The
majority thus defends only the Rule’s coverage of items that
may
become frames or receivers. To do so, it substitutes novel
linguistic labels for traditional statutory interpretation;
mistakes outlier definitions for exemplars; and improperly imports
attributes of one provision into another.
1
The majority’s statutory analysis deviates
dramatically from the “careful examination of the ordinary meaning
and structure of the law itself ” that is typically at the
core of this Court’s interpretive approach.
Food Marketing
Institute, 588 U. S., at 436. Drawing heavily from an
amicus brief and an academic paper,[
6] the majority asserts that “the terms ‘frame’ and
‘receiver’ in subsection (B) are artifact nouns,”
ante, at
19—that is, they are words for “thing[s] created by humans,”
ante, at 10. The majority argues that this type of noun is
flexible enough to encompass unfinished objects. It explains that,
in casual conversation, one might refer to an artifact noun such as
an “unfinished manuscript” as a “
novel,” or an unassembled
piece of furniture from IKEA as a “
table.”
Ante, at
10–11
. Thus, the majority argues, a “frame” or “receiver”
“may sometimes describe not-yet-complete” frames or receivers.
Ante, at 19.
It is beside the point whether, in casual
conversation, some people might use “a word for a thing created by
humans” to discuss unfinished versions of that “thing.”
Ante, at 10. “In statutory drafting, where precision is both
important and expected, the sort of colloquial usage on which the
[majority] relies is not customary.”
Allison Engine Co. v.
United States ex rel. Sanders,
553 U.S.
662, 670 (2008). We have expressly “presumed” that Congress
does
not “draft its laws” with the informality of “casual
conversation.”
Arcadia v.
Ohio Power Co.,
498 U.S.
73, 79 (1990).
Thus, we must evaluate the Rule’s redefinition
of “frame” and “receiver” based on the GCA’s “entire statutory
scheme,”
Winkelman v.
Parma City School Dist.,
550 U.S.
516, 523 (2007), not the “ ‘stereotypical’ conversational
background” on which the majority relies, Grimm 58. That scheme—as
reflected in the GCA’s text, context, and structure—confirms that
unfinished objects in a weapon-parts kit do not meet
§921(a)(3)(B)’s terms.
Supra, at 10–15. Dressing up
colloquial usage with the “artifact noun” label cannot override
this conclusion.[
7]
2
The majority further argues that, because
“§923(i) uses the phrase ‘frame or receiver’ to reach some
unfinished and unconventional frames and receivers,” such as the
“frame” or “receiver” of a muffler or silencer, it is reasonable to
interpret §921(a)(3)(B) to also cover unusual frames or receivers.
Ante, at 18–20. The majority’s conclusion does not follow
its premise.
Section 921(a)(3)(C) defines a firearm to
include “any firearm muffler or silencer.” Section 923(i) requires
licensed importers and manufacturers to place a serial number on a
firearm’s “receiver or frame.” To reconcile §921(a)(3)(C) with
§923(i)’s requirement, mufflers and silencers must have a “receiver
or frame” even though they do not as a matter of ordinary meaning.
Thus, by regulation, ATF deems a muffler’s or silencer’s “outer
tube or modular piece” to be its “frame or receiver.” 27 CFR
§478.12(b).
In the context of mufflers and silencers, the
terms “frame” and “receiver” have context-specific meanings that
cannot be generalized to other provisions in Chapter 44. As ATF
explained, “[u]nder the GCA, licensed manufacturers and importers
must identify the frame or receiver of each firearm, including a
firearm muffler or silencer, with a serial number in accordance
with regulations.” 87 Fed. Reg. 24660. Calling an “outer tube or
modular piece” of a muffler or silencer a “frame or receiver” thus
may be justified as an attempt to square §923(i) with Congress’s
decision to include mufflers and silencers within the definition of
“firearm” under §921(a)(3)(C). Cf. A. Scalia & B. Garner,
Reading Law: The Interpretation of Legal Texts 228 (2012) (Scalia
& Garner) (explaining that context may, in rare circumstances,
justify overriding a term’s established meaning). But, the
presumption of consistent usage is “particularly defeasible by
context,” see
id., at 171, and there is no reason to think
that the agency’s workaround for applying §923(i) to mufflers and
silencers should alter the ordinary meanings of “frame” and
“receiver” in
other statutory provisions that do not
implicate the same problem. In this case, the statutory scheme
makes clear that §921(a)(3)(B)’s “frame or receiver” language does
not include unfinished, inoperable objects even if one day they may
become frames or receivers.
Supra, at 11–15.
3
The majority further asserts that “reading
subsection (B) in light of subsection (A)” actually “undermine[s]”
the plaintiffs’ position.
Ante, at 22. Again, subsection (A)
covers any weapon which “may readily be converted” into a
functional gun. §921(a)(3)(A). Subsection (B) specifies that a
firearm includes the “ ‘frame or receiver
of any
such weapon.’ ”
Ante, at 22 (emphasis added by
majority). According to the majority, that reference in subsection
(B) implicitly incorporates subsection (A)’s readily converted
language. And, because subsection (A) covers “starter guns and
disassembled rifles” that are “not yet fit for effective use in
combat,”
ibid., the majority argues that subsection (B)
should also cover objects that are not yet usable. That conclusion
does not follow.
The frames and receivers referred to in
subsection (B) are components of the “weapon[s]” referred to in
subsection (A). While the majority is correct that subsection (A)’s
readily converted language covers weapons “not yet fit for
effective use in combat,”
ibid., there is no reason to think
that the readily converted language in subsection (A) applies to
the component parts described in subsection (B)—and every reason to
think they do not. ATF recognized as much just a few years ago,
explaining that “the ‘designed to’ and ‘readily be converted’
language are only present in the first clause of the statutory
definition. Therefore, an unfinished frame or receiver does not
meet the statutory definition of ‘firearm’ simply because it is
‘designed to’ or ‘can readily be converted into’ a frame or
receiver.” Brief for ATF 14 (citation omitted). The majority’s
examples of “starter guns and disassembled rifles,”
ante, at
22, underscore the point that an inoperable weapon does not imply
an inoperable frame or receiver: While neither type of weapon is
“fit for effective use in combat,”
ibid., their frames and
receivers are typically operable.
“We do not lightly assume that Congress has
omitted from its adopted text requirements that it nonetheless
intends to apply, and our reluctance is even greater when Congress
has shown elsewhere in the same statute that it knows how to make
such a requirement manifest.”
Jama v.
Immigration and
Customs Enforcement,
543 U.S.
335, 341 (2005). Rather than import language from one provision
(subsection (A)) into another that conspicuously omits that
language (subsection (B)), the Court should acknowledge that,
naturally read, subsection (B) is not broadened by language omitted
from it but included in the more expansive text of subsection
(A).
IV
The Court also granted certiorari to decide
whether a “firearm” can “include a weapon parts kit.” 27 CFR
§478.11. Statutory text, context, and structure confirm that this
aspect of the Rule also exceeds the scope of the statute. The
majority’s novel artifact-noun methodology cannot alter this
conclusion.
A
Section 921(a)(3)(A)’s definition of “firearm”
includes “any weapon” that “will or is designed to or may readily
be converted to expel a projectile by the action of an explosive.”
Thus, while an object that “may readily be converted” into a gun
qualifies as a “firearm” if that object is
already a
“weapon,” an object that is not already a weapon does not.
The ordinary meaning of “weapon” does not
include weapon-parts kits. At the time of the GCA’s enactment, the
word “weapon” was understood to mean “an instrument of offensive or
defensive combat . . . something to fight with
. . . something (as a club, sword, gun, or grenade) used
in destroying, defeating, or physically injuring an enemy.”
Webster’s Third New International Dictionary 2589 (1966)
(Webster’s); accord,
ante, at 10. A weapon-parts kit is not
a weapon until it is converted into an operable gun. It is no more
“something to fight with,” Webster’s 2589, than the sort of
“unformed block of metal” that the Rule expressly exempts from
regulation, see 27 CFR §478.12(c). The operable gun pictured in the
majority opinion is “an instrument” one may use in “combat.” The
unfinished, inoperable kit pieces are not. See
ante, at 9
(images). Because these pieces do not constitute a “weapon,” they
do not fit within subsection (A)’s statutory definition.
Statutory text and context reinforce this
conclusion, as they indicate that the “weapon” contemplated in
subsection (A) must have a “frame or receiver”—precisely the parts
of a weapon that weapon-parts kits omit. Section 923, for example,
requires manufacturers to identify their firearms “by means of a
serial number engraved or cast on the receiver or frame
of the
weapon,” §923(i) (emphasis added), clearly implying that any
such “weapon” includes a “receiver or frame.” Section 921 supports
this reading by delimiting the definition of a “firearm” to “any
weapon” convertible into a functional gun, and “the frame or
receiver
of any such weapon,” §§921(a)(3)(A)–(B) (emphasis
added). This provision again assumes that the “weapon” in
subsection (A) has a “frame or receiver.”
That “starter guns and disassembled rifles” are
prototypical illustrations of things covered under §921(a)(3)(A)
that nevertheless “are not yet fit for effective use in combat,”
ante, at 22, underscores this conclusion. Both starter guns
and disassembled rifles usually have functional frames or
receivers. In contrast, the frames and receivers included in
weapon-parts kits are unfinished, inoperable, and so cannot
constitute frames or receivers under subsection (B). See
supra, at 10–15. Since “any weapon” must have an operable
“frame or receiver,” §921(a)(3)(B), a weapon-parts kit cannot be a
“weapon.” Accordingly, it cannot become a regulated “firearm” under
§921(a)(3)(A).[
8]
Further, although the FFA previously regulated
“any part or parts” of a gun, 52Stat. 1250, Congress limited the
GCA’s coverage to only two such parts: “the frame or receiver,”
§921(a)(3)(B). “Presumably, Congress singled out these components
for special treatment because of the special role they play in
constructing firearms.”
Ante, at 4. We should “presume that
a legislature says in a statute what it means and means in a
statute what it says there.”
Connecticut Nat. Bank v.
Germain,
503 U.S.
249, 253–254 (1992).
The statute’s broader context also suggests that
weapon-parts kits are not regulable “firearms.” Section 921(a)(3)
defines “firearm” for all of Chapter 44. It follows that, “if
[Chapter 44] is to be interpreted as a symmetrical and coherent
regulatory scheme,”
Gustafson v.
Alloyd Co.,
513 U.S.
561, 569 (1995), the term should to the extent possible receive
a consistent meaning. While it is not difficult to envision how
weapons that can be immediately
assembled might be helpful
“during and in relation to any crime of violence” under
§924(c)—also part of Chapter 44—it is hard to imagine how an
unfinished weapon-parts kit requiring
conversion could be
helpful. At minimum, this understanding would seem to imply a crime
“during” which the criminal could take some untold amount of time
to convert his kit into a functional gun before using it. That does
not fit any crime of violence with which I am familiar. Cf.
Babbitt v.
Sweet Home Chapter,
Committee for Great
Ore.,
515
U.S. 687, 722–723 (1995) (Scalia, J., dissenting) (“[T]he
Secretary’s interpretation of ‘harm’ is wrong if it does not fit
with the use of ‘take’ throughout the Act. And it does
not”).[
9]
B
Holding otherwise, the majority reasons that,
as a “thing created by humans,” the term “weapon” may encompass not
only weapons that are “combat ready,” but also those that are
“disassembled,” and that the term thus captures weapon-parts kits
“[i]n the same way and for the same reason.”
Ante, at
10–11
. The majority again conjures up the “artifact noun” to
support an interpretation that is incompatible with our traditional
methods of statutory construction. See
supra, at 19–22.
Unlike a disassembled firearm, a weapon-parts
kit requires more than merely assembling the parts to become a
functional gun. Special tools and an indeterminate amount of time
are required to convert an unfinished weapon-parts kit into a
functional weapon. Thus, even assuming that the ordinary meaning of
“weapon” does not resolve whether the term includes weapon-parts
kits, at minimum the term “weapon” cannot encompass weapon-parts
kits in “the same way” it covers disassembled firearms.
Ante, at 11.
The majority also insists that the term “weapon”
should cover “some unfinished instruments of combat” like
weapon-parts kits because §921(a)(3)(A) includes starter guns,
which, like weapon-parts kits, can be converted into functional
weapons.
Ante, at 11. But, because a starter gun does not
fit within the ordinary meaning of “weapon,” Congress’s decision to
expand that term to cover that one, specific object does not imply
that Congress intended the word “weapon” to also cover
other
objects that are not already weapons. See n. 8,
supra.
And, both a disassembled rifle and a starter gun
are “weapons” for the reason a weapon-parts kit is not:
Disassembled rifles and starter guns typically have functional
frames or receivers. See
supra, at 21.[
10]
V
The text, context, and structure of §921(a)(3)
leave little doubt that weapon-parts kits are not “firearms,” and
that the unfinished contents of these kits are neither “frame[s]”
nor “receiver[s].” But, even if it were reasonable to treat
artifact nouns differently, the Government would—at
most—demonstrate statutory ambiguity. And, when a statute with
criminal applications is ambiguous, the rule of lenity applies. See
Leocal v.
Ashcroft,
543 U.S.
1, 12, n. 8 (2004).
This case is similar to
United States v.
Thompson/Center Arms Co.,
504 U.S.
505 (1992). There, a majority of the Court applied the rule of
lenity to interpret a tax statute with criminal applications. That
case presented the question whether a gun manufacturer “makes”
short-barreled rifles—and is thus subject to the NFA’s “making
tax,” see 26 U. S. C. §5821—by selling a pistol and
conversion kit from which one could make a short-barreled rifle.
See 504 U. S., at 507 (plurality opinion). After considering
several arguments—including analogies to products that “requir[e]
some home assembly,” and comparisons to terms referring to
“ ‘any combination of parts’ ”—the plurality concluded
that it was “left with an ambiguous statute.”
Id., at
509–517. And, because the provision carried the threat of criminal
sanction, the plurality held that it was “proper . . . to
apply the rule of lenity and resolve the ambiguity in
Thompson/Center’s favor.”
Id., at 518.
Justice Scalia concurred in the judgment.
Whereas the plurality found ambiguity in the conversion kits’
potential uses, he attributed the ambiguity to a “much more
fundamental” question: “[W]hether the making of a regulated firearm
includes the manufacture, without assembly, of component parts
where the definition of the particular firearm does not so
indicate.”
Id., at 519. He found persuasive the contrast
between the definition of regulated objects that expressly included
“any combination of parts,” and those that did not. See
id.,
at 519–520 (noting that the provision at issue “conspicuously
combine[s] references to ‘combination of parts’ in the definitions
of regulated silencers, machineguns, and destructive devices with
the absence of any such reference in the definition of regulated
rifles”). Because neither the definition of “rifle” nor that of
“short- barreled rifle” incorporated combinations of parts, these
distinctions made clear that the NFA “d[id] not encompass
Thompson/Center’s pistol and conversion kit, or at least d[id] not
do so unambiguously.”
Ibid.
I would take Justice Scalia’s approach here.
Nothing in the GCA suggests that the terms “frame” and “receiver”
also include the materials that one could use to create them, or
that parts including neither a frame nor a receiver could
constitute a “weapon.” See 18 U. S. C.
§§921(a)(3)(A)–(B). There are, however, many reasons to conclude
the opposite. See
supra, at 10–23; cf.
Thompson/Center, 504 U. S., at 519–520 (opinion of
Scalia, J.).
Even the Government appears to have found these
competing interpretations persuasive just a few years ago. See
Brief for ATF 14, 36–39 (endorsing the position it now rejects).
“Now it says the opposite. The law hasn’t changed, only an agency’s
interpretation of it.”
Guedes v.
ATF, 589 U. S.
___, ___ (2020) (statement of Gorsuch, J., respecting denial of
certiorari) (slip op., at 3). I would apply the rule of lenity
here.
* * *
Congress could have authorized ATF to regulate
any part of a firearm or any object readily convertible into one.
But, it did not. I would adhere to the words Congress enacted.
Employing its novel “artifact noun” methodology, the majority
charts a different course that invites unforeseeable consequences
and offers no limiting principle. I respectfully dissent.