SUPREME COURT OF THE UNITED STATES
_________________
No. 21–429
_________________
OKLAHOMA, PETITIONER
v. VICTOR MANUEL
CASTRO-HUERTA
on writ of certiorari to the court of criminal
appeals of oklahoma
[June 29, 2022]
Justice Gorsuch, with whom Justice Breyer,
Justice Sotomayor, and Justice Kagan join, dissenting.
In 1831, Georgia arrested Samuel Worcester, a
white missionary, for preaching to the Cherokee on tribal lands
without a license. Really, the prosecution was a show of force—an
attempt by the State to demonstrate its authority over tribal
lands. Speaking for this Court, Chief Justice Marshall refused to
endorse Georgia’s ploy because the State enjoyed no lawful right to
govern the territory of a separate sovereign. See
Worcester
v.
Georgia, 6 Pet. 515, 561 (1832). The Court’s decision was
deeply unpopular, and both Georgia and President Jackson flouted
it. But in time,
Worcester came to be recognized as one of
this Court’s finer hours. The decision established a foundational
rule that would persist for over 200 years: Native American Tribes
retain their sovereignty unless and until Congress ordains
otherwise.
Worcester proved that, even in the “[c]ourts of
the conqueror,” the rule of law meant something.
Johnson’s
Lessee v.
McIntosh, 8 Wheat. 543, 588 (1823).
Where this Court once stood firm, today it
wilts. After the Cherokee’s exile to what became Oklahoma, the
federal government promised the Tribe that it would remain forever
free from interference by state authorities. Only the Tribe or the
federal government could punish crimes by or against tribal members
on tribal lands. At various points in its history, Oklahoma has
chafed at this limitation. Now, the State seeks to claim for itself
the power to try crimes by non-Indians against tribal members
within the Cherokee Reservation. Where our predecessors refused to
participate in one State’s unlawful power grab at the expense of
the Cherokee, today’s Court accedes to another’s. Respectfully, I
dissent.
I
A
Long before our Republic, the Cherokee
controlled much of what is now Georgia, North Carolina, South
Carolina, and Tennessee. See 1 G. Litton, History of Oklahoma at
the Golden Anniversary of Statehood 91 (1957) (Litton). The
Cherokee were a “distinct, independent political communit[y],” who
“retain[ed] their original” sovereign right to “regulat[e] their
internal and social relations.”
Santa Clara Pueblo v.
Martinez,
436 U.S.
49, 55 (1978) (internal quotation marks omitted).
As colonists settled coastal areas near Cherokee
territory, the Tribe proved a valuable trading partner—and a
military threat. See W. Echo-Hawk, In the Court of the Conqueror 89
(2010). Recognizing this, Great Britain signed a treaty with the
Cherokee in 1730. See 1 Litton 92. As was true of “tributary” and
“feudatory states” in Europe, the Cherokee did not cease to be
“sovereign and independent” under this arrangement, but retained
the right to govern their internal affairs. E. de Vattel, Law
of Nations 60–61 (1805); see
Worcester, 6 Pet., at 561.
Meanwhile, under British law the crown possessed “centraliz[ed]”
authority over diplomacy with Tribes to the exclusion of colonial
governments. See C. Berkey, United States–Indian Relations:
The Constitutional Basis, in Exiled in the Land of the Free 192 (H.
Lyons ed. 1992).
Ultimately, the American Revolution replaced
that legal framework with a similar one. When the delegates drafted
the Articles of Confederation, they debated whether the national or
state authorities should manage Indian affairs. See 6 Journals of
the Continental Congress, 1774–1789, pp. 1077–1079 (W. Ford ed.
1906). The resulting compromise proved unworkable. The Articles
granted Congress the “sole and exclusive right and power of
. . . regulating the trade and managing all affairs with
the Indians.” Art. IX. But the Articles undermined that assignment
by further providing that “the legislative right of any state[,]
within its own limits,” could not be “infringed or violated.”
Ibid. Together, these provisions led to battles between
national and state governments over who could oversee relations
with various Tribes. See G. Ablavsky, Beyond the Indian Commerce
Clause, 124 Yale L. J. 1012, 1033–1035 (2015) (Ablavsky).
James Madison later complained that the Articles’ division of
authority over Indian affairs had “endeavored to accomplish [an]
impossibilit[y]; to reconcile a partial sovereignty in the Union,
with complete sovereignty in the States.” The Federalist No. 42, p.
269 (C. Rossiter ed. 1961).
When the framers convened to draft a new
Constitution, this problem was among those they sought to resolve.
To that end, they gave the federal government “broad general
powers” over Indian affairs.
United States v.
Lara,
541 U.S.
193, 200 (2004). The Constitution afforded Congress authority
to make war and negotiate treaties with the Tribes. See Art. I, §
8; Art. VI, cl. 2. It barred States from doing either of these
things. See Art. I, § 10. And the Constitution granted
Congress the power to “regulate Commerce . . . with the
Indian Tribes.” Art. I, § 8, cl. 3. Nor did the Constitution
replicate the Articles’ carveout for state power over Tribes within
their borders. Madison praised this change, contending that the new
federal government would be “very properly unfettered” from this
prior “limitatio[n].” The Federalist No. 42, at 268. Antifederalist
Abraham Yates agreed (but bemoaned) that the Constitution “totally
surrender[ed] into the hands of Congress the management and
regulation of the Indian affairs.” Letter to the Citizens of the
State of New York (June 13–14, 1788), in 20 Documentary History of
the Ratification of the Constitution 1153, 1158 (J. Kaminski et al.
eds. 2004).
Consistent with that view, “the Washington
Administration insisted that the federal government enjoyed
exclusive constitutional authority” over tribal relations. Ablavsky
1019. The new Administration understood, too, that Tribes remained
otherwise free to govern their internal affairs without state
interference. See
id., at 1041–1042, 1065–1067. In a letter
to the Governor of Pennsylvania, President Washington stated curtly
that “the United States . . . posses[es] the only
authority of regulating an intercourse with [the Indians], and
redressing their grievances.” Letter to T. Mifflin (Sept. 4, 1790),
in 6 Papers of George Washington: Presidential Series 396 (D.
Twohig ed. 1996). Even Thomas Jefferson, the great defender of the
States’ powers, agreed that “under the present Constitution” no
“State [has] a right to Treat with the Indians without the consent
of the General Government.” Letter to H. Knox (Aug. 10, 1791), in
22 Papers of Thomas Jefferson 27 (C. Cullen, E. Sheridan, & R
Lester eds. 1986).
Nor was this view confined to the Executive
Branch. Congress quickly exercised its new constitutional
authority. In 1790, it enacted the first Indian Trade and
Intercourse Act, which pervasively regulated commercial and social
exchanges among Indians and non-Indians. Ch. 33, 1Stat. 137.
Congress also provided for federal jurisdiction over crimes by
non-Indians against Indians on tribal lands. §§ 5–6,
id., at 138. States, too, recognized their lack of
authority. See Ablavsky 1019, 1043. In 1789, South Carolina
Governor Charles Pinckney acknowledged to Washington that “the sole
management of India[n ] affairs is now committed” to “the
general Government.” Letter to G. Washington (Dec. 14), in 4 Papers
of George Washington: Presidential Series 401, 404 (D. Twohig ed.
1993). Initially, even Georgia took the same view. See Letter from
Georgia House of Representatives to Governor Edward Telfair (June
10, 1790), in 3 Documentary History of the Ratification of the
Constitution: Delaware, New Jersey, Georgia, and Connecticut 178
(M. Jensen ed. 1978) (Microform Supp. Doc. No. 50).
It was against this background that Chief
Justice Marshall faced
Worcester. After gold was discovered
in Cherokee territory in the 1820s, Georgia’s Legislature enacted
laws designed to “seize [the] whole Cherokee country, parcel it out
among the neighboring counties of the state . . . abolish
[the Tribe’s] institutions and its laws, and annihilate its
political existence.”
Worcester, 6 Pet., at 542. Like
Oklahoma today, Georgia also purported to extend its criminal laws
to Cherokee lands
. See
ibid.; see also S. Breyer, The
Cherokee Indians and the Supreme Court, 87 The Georgia Historical
Q. 408, 416–418 (2003) (Breyer). In refusing to sanction Georgia’s
power grab, this Court explained that the State’s “assertion of
jurisdiction over the Cherokee nation” was “void,” because under
our Constitution only the federal government possessed the power to
manage relations with the Tribe.
Worcester, 6 Pet., at 542,
561–562.
B
Two years later, and exercising its authority
to regulate tribal affairs in the shadow of
Worcester,
Congress adopted the General Crimes Act of 1834 (GCA). That law
extended federal criminal jurisdiction to tribal lands for certain
crimes and, in doing so, served two apparent purposes. First, as a
“courtesy” to the Tribes, the law represented a promise by the
federal government “to punish crimes . . . committed
. . . by and against our own [non-Indian] citizens.”
H. Rep. No. 474, 23d Cong., 1st Sess., 13 (1834) (H. Rep. No.
474). That jurisdictional arrangement was also consistent with, and
even seemingly compelled by, the federal government’s treaties with
various Tribes. See F. Cohen, Handbook of Federal Indian Law 731
(N. Newton et al. eds. 2005) (Cohen); R. Clinton, Development
of Criminal Jurisdiction Over Indian Lands: The Historical
Perspective, 17 Ariz. L. Rev. 951, 958–962 (1975) (Clinton).
Second, because
Worcester held that States lacked criminal
jurisdiction on tribal lands, Congress sought to ensure a federal
forum for crimes committed by and against non-Indians. See H. Rep.
No. 474, at 13. Otherwise, Congress understood, non-Indian settlers
would be subject to tribal jurisdiction alone. See
id., at
13, 18; R. Barsh & J. Henderson, The Betrayal,
Oliphant v.
Suquamish Indian Tribe and the Hunting of
the Snark, 63 Minn. L. Rev. 609, 625–626 (1979). Congress reenacted
the GCA in 1948 with minor amendments, but it remains in force
today more or less in its original form. See 18 U. S. C.
§ 1152 (1946 ed., Supp. II).
Shortly after it adopted the GCA, the Senate
ratified the Treaty of New Echota with the Cherokee in 1836. After
the Tribe’s removal from Georgia, the United States promised the
Cherokee that they would enjoy a new home in the West where they
could “establish . . . a government of their choice.”
Treaty with the Cherokee, Preamble, Dec. 29, 1835, 7Stat. 478.
Acknowledging the Tribe’s past “difficulties . . . under
the jurisdiction and laws of the State Governments,” the treaty
also pledged that the Tribe would remain forever free from “State
sovereignties.”
Ibid.; see Art. 5,
id., at 481. These
promises constituted an “indemnity,” guaranteed by “
the faith of
the nation,” that “[t]he United States and the Indian tribes
[would be] the sole parties” with power on new western reservations
like the Cherokee’s. H. Rep. No. 474, at 18 (emphasis in
original).
Over time, Congress revised some of these
arrangements. In 1885, dissatisfied with how the Sioux Tribe
responded to the murder of a tribal member, Congress adopted the
Major Crimes Act (MCA). See R. Anderson, S. Krakoff, & B.
Berger, American Indian Law: Cases and Commentary 90–96 (4th ed.
2008) (Anderson). There, Congress directed that, moving forward,
only the federal government, not the Tribes, could prosecute
certain serious offenses by tribal members on tribal lands. See 18
U. S. C. § 1153(a). On its own initiative, this
Court then went a step further. Relying on language in certain laws
admitting specific States to the Union, the Court held that States
were now entitled to prosecute crimes by non-Indians against
non-Indians on tribal lands. See
United States v.
McBratney,
104 U.S.
621, 623 (1882);
Draper v.
United States,
164 U.S.
240, 243, 247 (1896). Through all these developments, however,
at least one promise remained: States could play no role in the
prosecution of crimes by or against Native Americans on tribal
lands. See
Williams v.
Lee,
358
U.S. 217, 220 (1959).
In 1906, Congress reaffirmed this promise to the
Cherokee in Oklahoma. As a condition of its admission to the Union,
Congress required Oklahoma to “declare that [it] forever
disclaim[s] all right and title in or to . . . all lands
lying within [the State’s] limits owned or held by any Indian,
tribe, or nation.” 34Stat. 270. Instead, Congress provided that
tribal lands would “remain subject to the jurisdiction, disposal,
and control of the United States.”
Ibid. As if the point
wasn’t clear enough, Congress further provided that “nothing
contained in the [new Oklahoma state] constitution shall be
construed to . . . limit or affect the authority of the
Government of the United States . . . respecting [the
State’s] Indians . . . which it would have been competent
to make if this Act had never been passed.”
Id., at 267–268.
The following year, Oklahoma adopted a State Constitution
consistent with Congress’s instructions. Art. I, § 3; see also
Clinton 961.
In the years that followed, certain States
sought arrangements different from Oklahoma’s. And once more,
Congress intervened. In 1940, Kansas asked for and received
permission from Congress to exercise jurisdiction over crimes “by
or against Indians” on tribal lands. 18 U. S. C.
§ 3243. Through the rest of the decade, Congress experimented
with similar laws for New York, Iowa, and North Dakota.[
1] Then, in 1953, Congress adopted
Public Law 280. That statute granted five additional States
criminal “jurisdiction over offenses . . . by or against
Indians” and established procedures by which further States could
secure the same authority. See ch. 505, § 2, 67Stat. 588.
Ultimately, however, some of these arrangements proved unpopular.
Not only with affected Tribes. See C. Goldberg-Ambrose, Public Law
280 and the Problem of Lawlessness in California Indian Country, 44
UCLA L. Rev. 1405, 1406–1407 (1997) (Goldberg-Ambrose). These
arrangements also proved unpopular with certain States that viewed
their new law enforcement responsibilities on tribal lands as
unfunded federal mandates. See Anderson 436. A few States even
renounced their Public Law 280 jurisdiction. See Cohen 579.
By 1968, the federal government came to conclude
that, “as a matter of justice and as a matter of enlightened social
policy,” the “time ha[d] come to break decisively with the past and
to create the conditions for a new era in which the Indian future
is determined by Indian acts and Indian decisions.” Richard M.
Nixon, Special Message on Indian Affairs (July 8, 1970). Consistent
with that vision, Congress amended Public Law 280 to require tribal
consent before any State could assume jurisdiction over crimes by
or against Indians on tribal lands. Act of Apr. 11, 1968, § 401,
82Stat. 78, § 406,
id., at 80 (25 U. S. C. §§
1321(a), 1326). Recognizing that certain States’ enabling acts
barred state authority on tribal lands and required States to adopt
constitutional provisions guaranteeing as much, Congress also
authorized States to “amend, where necessary, their State
constitution or . . . statutes.” § 404, 82Stat. 79
(25 U. S. C. § 1324). In doing so, however, Congress
emphasized that affected States could not assume jurisdiction to
prosecute offenses by or against tribal members on tribal lands
until they “appropriately amended their State constitution or
statutes.”
Ibid. To date, Oklahoma has not amended its state
constitutional provisions disclaiming jurisdiction over tribal
lands. Nor has Oklahoma sought or obtained tribal consent to the
exercise of its jurisdiction. See
The Honorable E. Kelly
Haney, 22 Okla. Op. Atty. Gen. No. 90–32, 72, 1991 WL 567868,
*1 (Mar. 1, 1991) (
Haney). Thus, Oklahoma has remained, in
Congress’s words, a State “not having jurisdiction over criminal
offenses committed by or against Indians in the areas of Indian
country situated within” its borders. 25 U. S. C.
§ 1321(a).
C
Rather than seek tribal consent pursuant to
Public Law 280 or persuade Congress to adopt a state-specific
statute authorizing it to prosecute crimes by or against tribal
members on tribal lands, Oklahoma has chosen a different path. In
the decades following statehood, many settlers engaged in schemes
to seize Indian lands and mineral rights by subterfuge. See
A. Debo, And Still the Waters Run 92–125 (1940) (Debo). These
schemes resulted in “the bulk of the landed wealth of the Indians”
ending up in the hands of the new settlers. See
ibid.; see
also
id., at 181–202. State officials and courts were
sometimes complicit in the process. See
id., at 182–183,
185, 195–196. For years, too, Oklahoma courts asserted the power to
hear criminal cases involving Native Americans on lands allotted to
and owned by tribal members despite the contrary commands of the
Oklahoma Enabling Act and the State’s own constitution. The State
only disavowed that practice in 1991, after defeats in state and
federal court. See
Haney, 1991 WL 567868, *1–*3; see also
State v.
Klindt,
782 P.2d 401, 404 (Okla. Crim. App. 1989);
Ross v.
Neff, 905 F.2d 1349, 1353 (CA10 1990).
Still, it seems old habits die slowly. Even
after renouncing the power to try criminal cases involving Native
Americans on
allotted tribal lands, Oklahoma continued to
claim the power to prosecute crimes by or against Native Americans
within tribal
reservations. The State did so on the theory
that at some (unspecified) point in the past, Congress had
disestablished those reservations. In
McGirt v.
Oklahoma, this Court rejected that argument in a case
involving the Muscogee (Creek) Tribe. 591 U. S. ___, ___
(2020) (slip op., at 1). We explained that Congress had never
disestablished the Creek Reservation. Nor were we willing to usurp
Congress’s authority and disestablish that reservation by a lawless
act of judicial fiat. See
id., at ___ (slip op., at 42).
Accordingly, only federal and tribal authorities were lawfully
entitled to try crimes by or against Native Americans within the
Tribe’s reservation.
Ibid. Following
McGirt,
Oklahoma’s courts recognized that what held true for the Creek also
held true for the Cherokee: Congress had never disestablished its
reservation and, accordingly, the State lacked authority to try
offenses by or against tribal members within the Cherokee
Reservation. See
Spears v.
State, 2021 OK CR 7, ¶¶
10–14, 485 P.3d 873, 876–877.
Once more, Oklahoma could have responded to this
development by asking Congress for state-specific legislation
authorizing it to exercise criminal jurisdiction on tribal lands,
as Kansas and various other States have done. The State could have
employed the procedures of Public Law 280 to amend its own laws and
obtain tribal consent. Instead, Oklahoma responded with a media and
litigation campaign seeking to portray reservations within its
State—where federal and tribal authorities may prosecute crimes by
and against tribal members and Oklahoma can pursue cases involving
only non-Indians—as lawless dystopias. See Brief for Cherokee
Nation et al. as
Amici Curiae 18 (Cherokee Brief )
(“The State’s tale of a criminal dystopia in eastern Oklahoma is
just that: A tale”).
That effort culminated in this case. In it,
Oklahoma has pursued alternative lines of argument. First, the
State has asked this Court to revisit
McGirt and
unilaterally eliminate all reservations in Oklahoma. Second, the
State has argued that it enjoys a previously unrecognized
“inherent” authority to try crimes within reservation boundaries by
non-Indians against tribal members—a claim Oklahoma’s own courts
have rejected. See
Bosse v.
State, 2021 OK CR 3, 484
P.3d 286, 294–295.
Ultimately, this Court declined to entertain the
State’s first argument but agreed to review the second. Nominally,
the question comes to us in a case involving Victor Castro-Huerta,
a non-Indian who abused his Cherokee stepdaughter within the
Tribe’s reservation. Initially, a state court convicted him for a
state crime. After
McGirt, the Oklahoma Court of Criminal
Appeals determined that his conviction was invalid because only
federal and tribal officials possess authority to prosecute crimes
by or against Native Americans on the Cherokee Reservation. See
App. to Pet. for Cert. 4a. The federal government swiftly
reindicted Mr. Castro-Huerta, and a federal court again found him
guilty. Now before us, Oklahoma seeks to undo Mr. Castro-Huerta’s
federal conviction and have him transferred from federal prison to
a state facility to resume his state sentence.
Really, though, this case has less to do with
where Mr. Castro-Huerta serves his time and much more to do with
Oklahoma’s effort to gain a legal foothold for its wish to exercise
jurisdiction over crimes involving tribal members on tribal lands.
To succeed, Oklahoma must disavow adverse rulings from its own
courts; disregard its 1991 recognition that it lacks legal
authority to try cases of this sort; and ignore fundamental
principles of tribal sovereignty, a treaty, the Oklahoma Enabling
Act, its own state constitution, and Public Law 280. Oklahoma must
pursue a proposition so novel and so unlikely that in over two
centuries not a single State has successfully attempted it in this
Court. Incredibly, too, the defense of tribal interests against the
State’s gambit falls to a non-Indian criminal defendant. The real
party in interest here isn’t Mr. Castro-Huerta but the Cherokee, a
Tribe of 400,000 members with its own government. Yet the Cherokee
have no voice as parties in these proceedings; they and other
Tribes are relegated to the filing of
amicus briefs.
II
A
Today the Court rules for Oklahoma. In doing
so, the Court announces that, when it comes to crimes by
non-Indians against tribal members within tribal reservations,
Oklahoma may “exercise jurisdiction.”
Ante, at 4. But this
declaration comes as if by oracle, without any sense of the history
recounted above and unattached to any colorable legal authority.
Truly, a more ahistorical and mistaken statement of Indian law
would be hard to fathom.
The source of the Court’s error is foundational.
Through most of its opinion, the Court proceeds on the premise that
Oklahoma possesses “inherent” sovereign power to prosecute crimes
on tribal reservations until and unless Congress “preempt[s]” that
authority.
Ante, at 5–18. The Court emphasizes that States
normally wield broad police powers within their borders absent some
preemptive federal law. See
ante, at 4–6; see also
Virginia Uranium, Inc. v.
Warren, 587 U. S. ___,
___ (2019) (lead opinion) (slip op., at 12).
But the effort to wedge Tribes into that
paradigm is a category error. Tribes are not private organizations
within state boundaries. Their reservations are not glorified
private campgrounds. Tribes are sovereigns. And the preemption rule
applicable to them is exactly the opposite of the normal rule.
Tribal sovereignty means that the criminal laws of the States “can
have no force” on tribal members within tribal bounds unless and
until Congress clearly ordains otherwise.
Worcester, 6 Pet.,
at 561. After all, the power to punish crimes by or against one’s
own citizens within one’s own territory to the exclusion of other
authorities is and has always been among the most essential
attributes of sovereignty. See,
e.g.,
Wilson v.
Girard,
354 U.S.
524, 529 (1957) (
per curiam) (“A sovereign nation
has exclusive jurisdiction to punish offenses against its laws
committed within its borders”); see also
Schooner Exchange
v.
McFaddon, 7 Cranch 116, 136 (1812); E. de Vattel, Law of
Nations 81–82 (1835 ed.).
Nor is this “ ‘notion,’ ”
ante,
at 5, some discarded artifact of a bygone era. To be sure,
Washington, Jefferson, Marshall, and so many others at the Nation’s
founding appreciated the sovereign status of Native American
Tribes. See Part I–A,
supra. But this Court’s own cases have
consistently reaffirmed the point. Just weeks ago, the Court held
that federal prosecutors did not violate the Double Jeopardy Clause
based on the essential premise that tribal criminal law is the
product of a “separate sovereig[n]” exercising its own “retained
sovereignty.”
Denezpi v.
United States, 596
U. S. ___, ___ (2022) (slip op., at 6) (internal quotation
marks omitted). Recently, too, this Court confirmed that Tribes
enjoy sovereign immunity from suit. See
Michigan v.
Bay
Mills Indian Community,
572 U.S.
782, 788–789 (2014). Throughout our history, “the basic policy
of
Worcester” that Tribes are separate sovereigns “has
remained.”
Williams v.
Lee, 358 U. S., at
219.[
2]
Because Tribes are sovereigns, this Court has
consistently recognized that the usual “standards of pre-emption”
are “unhelpful.”
White Mountain Apache Tribe v.
Bracker,
448
U.S. 136, 143 (1980); see also
Cotton Petroleum Corp. v.
New Mexico,
490 U.S.
163, 176 (1989);
Moe v.
Confederated Salish and
Kootenai Tribes of Flathead Reservation,
425 U.S.
463, 475–476 (1976);
McClanahan v.
Arizona Tax
Comm’n,
411 U.S.
164, 170–172 (1973). In typical preemption cases, courts “start
with the assumption” that Congress has not displaced state
authority.
Rice v.
Santa Fe Elevator Corp.,
331 U.S.
218, 230 (1947). But when a State tries to regulate tribal
affairs, the same “backdrop” does not apply because Tribes have a
“claim to sovereignty [that] long predates that of our own
Government.”
McClanahan, 411 U. S., at 172; see also
Bracker, 448 U. S., at 143. So instead of searching for
an Act of Congress
displacing state authority, our cases
require a search for federal legislation
conferring state
authority: “[U]nless and until Congress acts, the tribes retain
their historic sovereign authority.”
Bay Mills Indian
Community, 572 U. S., at 788 (internal quotation marks
omitted); see
United States v.
Cooley, 593 U. S.
___, ___–___ (2021) (slip op., at 3–4) (instructing courts to ask
if a “treaty or statute has explicitly divested Indian tribes of
the . . . authority at issue”); Anderson 317. What is
more, courts must “tread lightly” before concluding Congress has
abrogated tribal sovereignty in favor of state authority.
Santa
Clara Pueblo, 436 U. S., at 60. Any ambiguities in
Congress’s work must be resolved in favor of tribal sovereignty and
against state power. See
ibid.; see also
Cotton
Petroleum, 490 U. S., at 177. And, if anything, these
rules bear special force in the criminal context, which lies at the
heart of tribal sovereignty and in which Congress “has provided a
nearly comprehensive set of statutes allocating criminal
jurisdiction” among federal, tribal, and state authorities. Cohen
527.[
3]
B
From 1834 to 1968, Congress adopted a series
of laws governing criminal jurisdiction on tribal lands. Those laws
are many, detailed, and clear. Each operates against the backdrop
understanding that Tribes are sovereign and that in our
constitutional order only Congress may displace their authority.
Nor does anything in Congress’s work begin to confer on Oklahoma
the authority it seeks.
1
Start with the GCA, first adopted by Congress
in 1834 and most recently reenacted in 1948. The GCA provides:
“Except as otherwise expressly provided by law,
the general laws of the United States as to the punishment of
offenses committed in any place within the sole and exclusive
jurisdiction of the United States, except the District of Columbia,
shall extend to Indian Country.
This section shall not extend to offenses
committed by one Indian against the person or property of another
Indian, nor to any Indian committing any offense in the Indian
country who has been punished by the local law of the tribe, or to
any case where, by treaty stipulations, the exclusive jurisdiction
over such offenses is or may be secured to the Indian tribes
respectively.” 18 U. S. C. § 1152.
As recounted above, Congress adopted the GCA in
the aftermath of
Worcester’s holding that the federal
government alone may regulate tribal affairs and States do not
possess inherent authority to apply their criminal laws on tribal
lands. Responding to that decision, Congress did not choose to
exercise its authority to allow state jurisdiction on tribal lands.
Far from it. Congress chose only to extend
federal law to
tribal lands—and even then only for certain crimes involving
non-Indian settlers. Otherwise, Congress recognized, those settlers
might be subject to
tribal criminal jurisdiction alone. See
Part I–B,
supra. Several features of the law confirm this
understanding. Take just three.
First, the GCA compares “Indian country” to
“place[s] within the sole and exclusive jurisdiction of the United
States.” § 1152. The latter category refers to federal enclaves
like national parks and military bases that the Constitution places
under exclusive federal control. See Art. I, § 8, cl. 17;
United States v.
Cowboy, 694 F.2d 1228, 1234 (CA10
1982); see also
Ex parte Crow Dog,
109 U.S.
556, 567 (1883). And state laws generally do not apply in
federal enclaves. See,
e.g.,
Fort Leavenworth
R. Co. v.
Lowe,
114 U.S.
525, 532–533 (1885). Rather than unambiguously endow States
with any sort of prosecutorial authority on tribal lands, the GCA
thus makes plain that tribal lands are to be treated like federal
enclaves subject to federal, not state, control.
Second, the GCA provides that the “general laws
of the United States as to the punishment of offenses” shall apply
on tribal lands. § 1152. Again, nothing here purports to extend
state criminal laws to tribal lands. Quite the contrary. It would
hardly make sense to apply federal general criminal law—to address
all crimes ranging from murder to jaywalking—if state general
criminal law already did the job. Traditionally, this Court does
not assume multiple “sets of [general] criminal laws” apply to
those subject to federal protection.
Lewis v.
United
States,
523 U.S.
155, 163 (1998). Instead, when Congress converts an area into a
federal enclave, we usually presume later-enacted state law “does
not apply.”
Parker Drilling Management Services,
Ltd.
v.
Newton, 587 U. S. ___, ___ (2019) (slip op.,
at 9).
Third, after applying the federal government’s
general criminal laws to tribal lands, the GCA carves out some
exceptions. It provides that federal law “shall not extend” to
crimes involving only Indians, crimes by Indians where the
perpetrator “has been punished by the local law of the tribe,” or
where a treaty grants a Tribe exclusive jurisdiction. § 1152. These
exceptions ensure that the federal government does not meddle in
cases most likely to implicate tribal sovereignty. And it defies
the imagination to think Congress would have taken such care to
limit federal authority over these most sensitive cases while
(somewhere, somehow) leaving States, so often the Tribes’
“deadliest enemies,” to enjoy free rein.
United States v.
Kagama,
118
U.S. 375, 384 (1886).
2
When Congress enacted the MCA in 1885, it
proceeded once more against the “backdrop” rule that only tribal
criminal law applies on tribal lands, that States enjoy no inherent
authority to prosecute cases on tribal lands, and that only
Congress may displace tribal power. Nor, once more, did Congress’s
new legislation purport to allow States to prosecute crimes on
tribal lands. In response to concerns with how tribal authorities
were handling major crimes committed by tribal members, in the MCA
Congress took a step beyond the GCA and instructed that, in the
future, the
federal government would have “exclusive
jurisdiction” to prosecute certain crimes by Indian defendants on
tribal lands. 18 U. S. C. § 1153(a); see also Part
I–B,
supra. Here again, Congress’s work hardly would have
been necessary or made sense if States already possessed
jurisdiction to try crimes by or against Indians on tribal
reservations. Plainly, Congress’s “purpose” in adopting the MCA was
to answer the “objection” that major crimes by tribal members on
tribal lands would otherwise be subject to prosecution by tribal
authorities alone. See
Kagama, 118 U. S., at
383–385.
3
Consider next the Treaty of New Echota and the
Oklahoma Enabling Act. In 1835, the United States entered into a
treaty with the Cherokee. In that treaty, the Nation promised that,
within a new reservation in what was to become Oklahoma, the Tribe
would enjoy the right to govern itself and remain forever free from
“State sovereignties” and “the jurisdiction of any State.” Treaty
with the Cherokee, Preamble, 7Stat. 478. This Court has instructed
that tribal treaties must be interpreted as they “would naturally
be understood by the Indians” at ratification.
Herrera v.
Wyoming, 587 U. S. ___, ___ (2019) (slip op., at 19)
(internal quotation marks omitted). And having just lost their
traditional homelands to Georgia, who can doubt that the Cherokee
understood this promise as a guarantee that they would retain their
sovereign authority over crimes by or against tribal members
subject only to federal, not state, law? That was certainly the
contemporaneous understanding of the House Committee on Indian
Affairs, which observed that “[t]he United States and the Indian
tribes [would be] the sole parties” with power over new
reservations in the West. H. Rep. No. 474, at 18; see also Part
I–B,
supra. This Court has long shared the same view. “By
treaties and statutes,” the Court has said, “the right of the
Cherokee [N]ation to exist as an autonomous body, subject always to
the paramount authority of the United States, has been recognized.”
Talton v.
Mayes,
163 U.S.
376, 379–380 (1896).[
4]
In 1906, Congress sought to deliver on its
treaty promises when it adopted the Oklahoma Enabling Act. That law
paved the way for the new State’s admission to the Union. But in
doing so, Congress took care to require Oklahoma to “agree and
declare” that it would “forever disclaim all right and title in or
to . . . all lands lying within [the State’s] limits
owned or held by any Indian, tribe, or nation.” 34Stat. 270.
Instead of granting the State some new power to prosecute crimes by
or against tribal members, Congress insisted that tribal lands
“shall be and remain subject to the jurisdiction, disposal, and
control of the United States.”
Ibid. Oklahoma complied with
Congress’s instructions by adopting both of these commitments
verbatim in its Constitution. Art. I, § 3.
Underscoring the nature of this arrangement, the
Enabling Act further provided that “nothing contained in the
[Oklahoma] constitution shall be construed . . . to limit
or affect the authority of the Government of the United States to
make any law or regulation respecting such Indians, their lands,
property, or other rights by treaties, agreement, law, or
otherwise, which it would have been competent to make
if this
Act had never been passed.” 34Stat. 267–268 (emphasis added).
Prior to statehood, too, no one could have questioned Congress’s
exclusive authority to regulate tribal lands and affairs in the
Oklahoma territory. See,
e.g., U. S. Const.,
Art. IV;
Kagama, 118 U. S., at 380 (citing federal
government’s “exclusive sovereignty” over federal territories);
Simms v.
Simms,
175 U.S.
162, 168 (1899) (“In the Territories of the United States,
Congress has the entire dominion and sovereignty, . . .
Federal and state”);
Harjo v.
Kleppe,
420 F. Supp. 1110, 1121 (DC 1976) (federal courts had
pre-statehood jurisdiction); Clinton 960–962. The Oklahoma Enabling
Act and the commitments it demanded in the new Oklahoma
Constitution sought to maintain this status quo.
Recognizing the point, this Court has explained
that, “[i]n passing the enabling act for the admission of the State
of Oklahoma . . . Congress was careful to preserve the
authority of the Government of the United States over the Indians,
their lands and property,
which it had prior to the passage of
the act.”
Tiger v.
Western Investment Co.,
221 U.S.
286, 309 (1911) (emphasis added). This Court has explained,
too, that the “grant of statehood” to Oklahoma did nothing to
disturb “the long-settled rule” that the “guardianship of the
United States” over Native American Tribes in Oklahoma “has not
been abandoned.”
United States v.
Ramsey,
271 U.S.
467, 469 (1926). Instead, this Court has acknowledged, the
federal government’s “authority in respect of crimes committed by
or against Indians continued after the admission of the state as it
was before.”
Ibid. In fact, the Court has long interpreted
nearly identical language in the Arizona Enabling Act—enacted close
in time to its Oklahoma counterpart—as reinforcing the traditional
rule “that the States lac[k] jurisdiction” on tribal lands over
crimes by or against Native Americans.
McClanahan, 411
U. S., at 175; see also
Warren Trading Post Co. v.
Arizona Tax Comm’n,
380 U.S.
685, 687, n. 3 (1965).[
5]
4
The few occasions on which Congress has even
arguably authorized the application of state criminal law on tribal
reservations still do not come anywhere near granting Oklahoma the
power it seeks. In the late 1800s, this Court in
McBratney
and
Draper held that federal statutes admitting certain
States to the Union effectively meant those States could now
prosecute crimes on tribal lands involving only non-Indians. Yet,
as aggressive as these decisions were, they took care to safeguard
the rule that a State’s admission to the Union does not convey with
it the power to punish “crimes committed by or against Indians.”
McBratney, 104 U. S., at 624;
Draper, 164
U. S., at 247. Indeed, soon after Oklahoma became a State,
this Court explained that the “grant of statehood” may have endowed
Oklahoma with authority to try crimes “not committed by or against
Indians,” but with statehood did not come any authority to try
“crimes by or against Indians” on tribal lands.
Ramsey, 271
U. S., at 469; see also n. 5,
supra;
Donnelly v.
United States,
228
U.S. 243, 271 (1913);
Williams v.
Lee, 358
U. S., at 220; Cohen 506–509. The decision whether and when
this arrangement should “cease” “rest[ed] with Congress alone.”
Ramsey, 271 U. S., at 469.
The truth is, Congress has authorized the
application of state criminal law on tribal lands for offenses
committed by or against Native Americans only in very limited
circumstances. The most notable examples can be found in Public Law
280 and related statutes. In 1940, Kansas successfully lobbied
Congress for criminal jurisdiction in Indian country. Nearly
identical laws for North Dakota, Iowa, and New York followed close
behind. Then in 1953, Congress adopted Public Law 280 in which it
authorized five States to exercise criminal jurisdiction on tribal
lands and established procedures for additional States to assume
similar authority. In 1968, Congress amended Public Law 280. Now,
before a State like Oklahoma may try crimes by or against Native
Americans arising on tribal lands, it must take action to amend any
state law disclaiming that authority; then, the State must seek and
obtain tribal consent to any extension of state jurisdiction. See
Part I–B,
supra; Clinton 958–962. Unless a State takes these
steps, it does “not hav[e] jurisdiction.” 25 U. S. C.
§§ 1321(a), 1323(b).[
6]
5
The Court’s suggestion that Oklahoma enjoys
“inherent” authority to try crimes against Native Americans within
the Cherokee Reservation makes a mockery of all of Congress’s work
from 1834 to 1968. The GCA and MCA? On the Court’s account,
Congress foolishly extended federal criminal law to tribal lands on
a mistaken assumption that only tribal law would otherwise apply.
Unknown to anyone until today, state law applied all along. The
treaty, the Oklahoma Enabling Act, and the provision in Oklahoma’s
constitution that Congress insisted upon as a condition of
statehood? The Court effectively ignores them. The Kansas Act and
its sibling statutes? On the Court’s account, they were needless
too. Congress’s instruction in Public Law 280 that States may not
exercise jurisdiction over crimes by or against tribal members on
tribal lands until they amend contrary state law and obtain tribal
consent? Once more, it seems the Court thinks Congress was
hopelessly misguided.
Through it all, the Court makes no effort to
grapple with the backdrop rule of tribal sovereignty. The Court
proceeds oblivious to the rule that only a clear act of Congress
may impose constraints on tribal sovereignty. The Court ignores the
fact that Congress has never come close to subjecting the Cherokee
to state criminal jurisdiction over crimes against tribal members
within the Tribe’s reservation. The Court even disregards our
precedents recognizing that the “grant of statehood” to Oklahoma
did not endow the State with any power to try “crimes committed by
or against Indians” on tribal lands but reserved that authority to
the federal government and Tribes alone.
Ramsey, 271
U. S., at 469; see also
Tiger, 221 U. S., at 309.
From start to finish, the Court defies our duty to interpret
Congress’s laws and our own prior work “harmoniously” as “part of
an entire
corpus juris.” A. Scalia & B. Garner, Reading
Law 252 (2012); see also
Goodyear Atomic Corp. v.
Miller,
486 U.S.
174, 184–185 (1988).
C
Putting aside these astonishing errors,
Congress’s work and this Court’s precedents yield three clear
principles that firmly resolve this case. First, tribal sovereign
authority excludes the operation of other sovereigns’ criminal laws
unless and until Congress ordains otherwise. Second, while Congress
has extended a good deal of federal criminal law to tribal lands,
in Oklahoma it has authorized the State to prosecute crimes by or
against Native Americans within tribal boundaries only if it
satisfies certain requirements. Under Public Law 280, the State
must remove state-law barriers to jurisdiction and obtain tribal
consent. Third, because Oklahoma has done neither of these things,
it lacks the authority it seeks to try crimes against tribal
members within a tribal reservation. Until today, all this settled
law was well appreciated by this Court, the Executive Branch, and
even Oklahoma.
Consider first our own precedents and those of
other courts. In 1946 in
Williams v.
United States,
this Court recognized that, while States “may have jurisdiction
over offenses committed on th[e] reservation between persons who
are not Indians, the laws and courts of the United States, rather
than those of [the States], have jurisdiction over offenses
committed there . . . by one who is not an Indian against
one who is an Indian.”
327 U.S.
711, 714 (footnote omitted). In
Williams v.
Lee,
issued in 1959, this Court was clear again: “[I]f the crime was by
or against an Indian, tribal jurisdiction or that expressly
conferred on other courts by Congress has remained exclusive.” 358
U. S., at 220. As early as 1926, this Court made the same
point while speaking directly to Oklahoma.
Ramsey, 271
U. S., at 469–470. It is a point our cases have continued to
make in recent years.[
7] It is
a point a host of other courts—including state courts issuing
decisions contrary to their own interests—have acknowledged
too.[
8]
The Executive Branch has likewise understood the
States to lack authority to try crimes by or against Indians in
Indian country absent congressional authorization. Not only did the
Washington Administration recognize as much. See Part I–A,
supra. The same view has persisted throughout the Nation’s
history. In 1940, the Acting Secretary of the Interior advised
Congress that state criminal jurisdiction extends “only to
situations where both the offender and the victim” are non-Indians.
S. Rep. No. 1523, 76th Cong., 3d Sess., 2 (Vol. 2). A few
decades later, the Solicitor General made a similar representation
to this Court. See Brief for United States as
Amicus Curiae
in
Arizona v.
Flint, O. T. 1988, No. 88–603,
p. 3 (
Flint Amicus Brief ). In
McGirt, the
federal government once more acknowledged that States cannot
prosecute crimes by or against tribal members within still-extant
tribal reservations. See Brief for United States as
Amicus
Curiae in
McGirt v.
Oklahoma, O. T. 2019, No.
18–9526, p. 38. In this case, the government has espoused the
same view yet again. See Brief for United States as
Amicus
Curiae 4; see also Dept. of Justice, Criminal Resource Manual
685 (updated Jan. 22, 2020).[
9]
In the past, even Oklahoma has more or less
conceded the point. The last time Oklahoma was before us, it asked
this Court to usurp congressional authority and disestablish the
Creek Reservation because, otherwise, the State “would not have
jurisdiction over” “crimes committed against Indians” within its
boundaries. See Tr. of Oral Arg. in
McGirt v.
Oklahoma, No. 18–9526, O. T. 2019, p. 54; see also
McGirt, 591 U. S., at ___–___ (slip op., at 37–38). In
1991, Oklahoma’s attorney general formally resolved that major
“[c]rimes committed by or against Indians . . . are under
the exclusive province of the United States,” while Tribes retain
exclusive jurisdiction over “minor crimes committed by Indians.”
Haney, 22 Okla. Opp. Atty. Gen. 71, 1991 WL 567868, *3. And
Oklahoma’s own courts have recently taken the same position even in
the face of vehement opposition from the State’s executive branch.
See,
e.g.,
Spears, 485 P. 3d, at 875, 877.
D
Against all this evidence, what is the Court’s
reply? It acknowledges that, at the Nation’s founding, tribal
sovereignty precluded States from prosecuting crimes on tribal
lands by or against tribal members without congressional
authorization. See
ante, at 5. But the Court suggests this
traditional “ ‘notion’ ” flipped 180 degrees sometime in
“the latter half of the 1800s.”
Ante, at 5, 21. Since then,
the Court says, Oklahoma has enjoyed the “inherent” power to try at
least crimes by non-Indians against tribal members on tribal
reservations until and unless Congress preempts state
authority.
But exactly when and how did this change happen?
The Court never explains. Instead, the Court seeks to cast blame
for its ruling on a grab bag of decisions issued by our
predecessors. But the failure of that effort is transparent. Start
with
McBratney, which the Court describes as our “leading
case in the criminal context.”
Ante, at 6. There, as we have
seen, the Court said that States admitted to the Union may gain the
right to prosecute cases involving only non-Indians on tribal
lands, but they do
not gain any inherent right to punish
“crimes committed by or against Indians” on tribal lands.
McBratney, 104 U. S., at 624. The Court’s reliance on
Draper fares no better, for that case issued a similar
disclaimer. See 164 U. S., at 247. Tellingly, not even
Oklahoma thinks
McBratney and
Draper compel a ruling
in its favor. See Brief for Petitioner 12. And if anything, the
Court’s invocation of
Donnelly,
228
U.S. 243, is more baffling still.
Ante, at 14,
n. 3. There, the Court once more reaffirmed the rule that
“offenses committed by or against Indians” on tribal lands remain
subject to federal, not state, jurisdiction.
Donnelly, 228
U. S., at 271; see also
Ramsey, 271 U. S., at
469.
That leaves the Court to assemble a string of
carefully curated snippets—a clause here, a sentence there—from six
decisions out of the galaxy of this Court’s Indian law
jurisprudence.
Ante, at 5–6. But this collection of cases is
no more at fault for the Court’s decision than the last.
Organized Village of Kake v.
Egan—which the Court
seems to think is some magic bullet, see
ante, at 5, 14,
n. 2, 21, 22–24—addressed the prosaic question whether Alaska
could apply its fishing laws on lands owned by a native Alaska
tribal corporation.
369 U.S.
60, 61–63 (1962); see also n. 5,
supra.
Subsequently, the Court cabined that case to circumstances “dealing
with Indians who have left or never inhabited reservations set
aside for their exclusive use or who do not possess the usual
accoutrements of tribal self-government.”
McClanahan, 411
U. S., at 167–168. Meanwhile,
New York ex rel. Cutler
v.
Dibble allowed New York to use civil proceedings to eject
non-Indian trespassers on Indian lands. 21 How. 366, 369–371
(1859). In
Surplus Trading Co. v.
Cook, the crime at
issue did not take place on tribal lands but on a “supply station
of the United States” sold by Arkansas to the federal government.
281 U.S.
647, 649 (1930). In
New York ex rel. Ray v.
Martin, this Court merely reaffirmed
McBratney and
held that States could exercise jurisdiction over crimes involving
only non-Indians.
326 U.S.
496, 499–500 (1946). Both
County of Yakima v.
Confederated Tribes and Bands of Yakima Nation and
Nevada v.
Hicks issued holdings about state civil
jurisdiction, not criminal jurisdiction striking at the heart of
tribal sovereignty. See
502 U.S.
251, 256–258, 270 (1992);
533 U.S.
353, 361, 363, 374 (2001).
In the end, the Court cannot fault our
predecessors for today’s decision. The blame belongs only with this
Court here and now. Standing before us is a mountain of statutes
and precedents making plain that Oklahoma possesses no authority to
prosecute crimes against tribal members on tribal reservations
until it amends its laws and wins tribal consent. This Court may
choose to ignore Congress’s statutes and the Nation’s treaties, but
it has no power to negate them. The Court may choose to disregard
our precedents, but it does not purport to overrule a single one.
As a result, today’s decision surely marks an embarrassing new
entry into the anticanon of Indian law. But its mistakes need
not—and should not—be repeated.
III
Doubtless for some of these reasons, even the
Court ultimately abandons its suggestion that Oklahoma is
“
inherent[ly]” free to prosecute crimes by non-Indians
against tribal members on a tribal reservation absent a federal
statute “preempt[ing]” its authority.
Ante, at 15. In the
end, the Court admits that tribal sovereignty
can require
the exclusion of state authority even absent a preemptive federal
statute.
Ante, at 18. But then, after correcting course, the
Court veers off once more. To determine whether tribal sovereignty
displaces state authority in a case involving a non-Indian
defendant and an Indian victim on a reservation in Oklahoma, the
Court resorts to a “
Bracker balancing” test.
Ibid.
Applying that test, the Court concludes that Oklahoma’s interests
in this case outweigh those of the Cherokee. All this, too, is
mistaken root and branch.
A
Begin with the most fundamental problem. The
Court invokes what it calls the “
Bracker balancing” test
with no more appreciation of that decision’s history and context
than it displays in its initial suggestion that the usual rules of
preemption apply to Tribes. The Court tells us nothing about
Bracker itself, its reasoning, or its limits. Perhaps
understandably so, for
Bracker never purported to claim for
this Court the raw power to “balance” away tribal sovereignty in
favor of state criminal jurisdiction over crimes by or against
tribal members—let alone ordain a wholly different set of
jurisdictional rules than Congress already has.
Bracker involved a relatively minor civil
dispute. Arizona sought to tax vehicles used by the White Mountain
Apache Tribe in logging operations on tribal lands. See
Bracker, 448 U. S., at 138–140. The Tribe opposed the
effort, pointing to a federal law that regulated tribal logging but
did not say anything about preempting the State’s vehicle tax. See
id., at 141, 145. The Court began by recognizing that the
usual rules of preemption are not “properly applied” to Tribes.
Id., at 143. Instead, the Court started with the traditional
“ ‘backdrop’ ” presumption that States lack jurisdiction
in Indian country.
Ibid. And the Court explained that any
ambiguities about the scope of federal law must be “construed
generously” in favor of the Tribes as sovereigns.
Id., at
143–144. With these rules in mind, the Court proceeded to turn back
the State’s tax based on a “particularized inquiry into the nature
of the state, federal, and tribal interests at stake.”
Id.,
at 145. The Court judged that “traditional notions of [tribal]
sovereignty,” the federal government’s “policy of promoting tribal
self-sufficiency,” and the rule requiring it to resolve
“[a]mbiguities” in favor of the Tribe trumped any competing state
interest.
Id., at 143–144, 151.
Nothing in any of this gets the Court close to
where it wishes to go. If Arizona had to proceed against the
traditional “backdrop” rule excluding state jurisdiction, Oklahoma
must. And if Arizona could not overcome that backdrop rule because
it could not point to clear federal statutory language authorizing
its comparatively minor civil tax, it is unfathomable how Oklahoma
might overcome that rule here. The State has pointed—and can
point—to nothing in Congress’s work granting it the power to try
crimes against tribal members on a tribal reservation. In
Bracker, the Court found it instructive that Congress had
“comprehensive[ly]” regulated “the harvesting of Indian timber,”
even if it had not spoken directly to the question of vehicle
taxes.
Id., at 145–146, 148. Here, Congress has not only
pervasively regulated criminal jurisdiction in Indian country, it
has spoken to the very situation we face: States like Oklahoma may
exercise jurisdiction over crimes within tribal boundaries by or
against tribal members only with tribal consent.
The simple truth is
Bracker supplies zero
authority for this Court’s course today. If Congress has not always
“been specific about the allocation of civil jurisdiction in Indian
country,” the same can hardly be said about the allocation of
criminal authority. Cohen 527. Congress “has provided a nearly
comprehensive set of statutes allocating criminal jurisdiction.”
Ibid. In doing so, Congress has
already “balanced”
competing tribal, state, and federal interests—and its balance
demands tribal consent. Exactly nothing in
Bracker permits
us to ignore Congress’s directive.
B
Plainly, the Court’s balancing-test game is
not one we should be playing in this case. But what if we did?
Suppose this Court could (somehow) ignore Congress’s decision to
allow States like Oklahoma to exercise criminal jurisdiction in
cases like ours only with tribal consent. Suppose we could
(somehow) replace that rule with one of our own creation. Even
proceeding on that stunning premise, it is far from obvious how the
Court arrives at its preferred result.
In reweighing competing state and tribal
interests for itself, the Court stresses two points. First, the
Court suggests that its balance is designed to “help” Native
Americans.
Ante, at 20 (suggesting that Indians would be
“second-class citizens” without this Court’s intervention); Tr. of
Oral Arg. 66 (suggesting state jurisdiction is designed to “help”
tribal members). Second, the Court says state jurisdiction is
needed on the Cherokee Reservation today because “in the wake of
McGirt” some defendants “have simply gone free.”
Ante, at 3–4. On both counts, however, the Court
conspicuously loads the dice.
1
Start with the assertion that allowing state
prosecutions in cases like ours will “help” Indians. The old
paternalist overtones are hard to ignore. Yes, under the laws
Congress has ordained Oklahoma may acquire jurisdiction over crimes
by or against tribal members only with tribal consent. But to date,
the Cherokee have misguidedly shown no interest in state
jursidiction. Thanks to their misjudgment, they have rendered
themselves “second-class citizens.”
Ante, at 20. So, the
argument goes, five unelected judges in Washington must now make
the “right” choice for the Tribe. To state the Court’s staggering
argument should be enough to refute it.
Nor does the Court even pause to consider some
of the reasons why the Cherokee might not be so eager to invite
state prosecutions in cases like ours. Maybe the Cherokee have so
far withheld their consent because, throughout the Nation’s
history, state governments have sometimes proven less than reliable
sources of justice for Indian victims. As early as 1795, George
Washington observed that “a Jury on the frontiers” considering a
crime by a non-Indian against an Indian could “hardly be got to
listen to a charge, much less to convict a culprit.” Letter to E.
Pendleton (Jan. 22), in 17 Papers of George Washington:
Presidential Series 424, 426 (D. Hoth & C. Ebel eds. 2013).
Undoubtedly, too, Georgia once proved among the Cherokee’s
“deadliest enemies.”
Kagama, 118 U. S., at 384.
Maybe the Cherokee also have in mind experiences
particular to Oklahoma. Following statehood, settlers embarked on
elaborate schemes to deprive Indians of their lands, rents, and
mineral rights. “Many young allottees were virtually kidnaped just
before they reached their majority”; some were “induced to sign
deeds at midnight on the morning they became of age.” Debo 197–198.
Others were subjected to predatory guardianships; state judges even
“reward[ed] their supporters [with] guardianship appointments.”
Id., at 183. Oklahoma’s courts also sometimes sanctioned the
“legalized robbery” of these Native American children “through the
probate courts.”
Id., at 182. Even almost a century on, the
federal government warned of “the possibility of prejudice [against
Native Americans] in state courts.”
Flint Amicus Brief
5.
Whatever may have happened in the past, it seems
the Court can imagine only a bright new day ahead. Moving forward,
the Court cheerily promises, more prosecuting authorities can only
“help.” Three sets of prosecutors—federal, tribal, and state—are
sure to prove better than two. But again it’s not hard to imagine
reasons why the Cherokee might see things differently. If more sets
of prosecutors are always better, why not allow Texas to enforce
its laws in California? Few sovereigns or their citizens would see
that as an improvement. Yet it seems the Court cannot grasp why the
Tribe may not.
The Court also neglects to consider actual
experience with concurrent state jurisdiction on tribal lands.
According to a group of former United States Attorneys, in practice
concurrent jurisdiction has sometimes “create[d] a pass-the-buck
dynamic . . . with the end result being fewer police and
more crime.” Brief for Former United States Attorneys et al.
as
Amici Curiae 13; see also C. Goldberg, Public Law 280:
The Limits of State Jurisdiction Over Reservation Indians, 22 UCLA
L. Rev. 535, 552, and n. 92 (1975); Goldberg-Ambrose 1423.
Federal authorities may reduce their involvement when state
authorities are present. In turn, some States may not wish to
devote the resources required and may view the responsibility as an
unfunded federal mandate. Thanks to realities like these, “[a]lmost
as soon as Congress began granting States [criminal] jurisdiction”
through Public Law 280, “affected Tribal Nations began seeking
retrocession and repeal.” Brief for National Indigenous Women’s
Resource Center et al. as
Amici Curiae 12. Recently, a
bipartisan congressional commission agreed that more state criminal
jurisdiction in Indian country is often not a good policy choice.
See Indian Law and Order Commission, A Roadmap for Making Native
America Safer: Report to the President and Congress of the United
States xi, xiv, 11–15 (Nov. 2013). Still, none of this finds its
way into the Court’s cost-benefit analysis.
2
Instead, the Court marches on. The second
“factor” it weighs in its “balance”—and the only history it seems
interested in consulting—concerns Oklahoma’s account of its
experiences in the last two years since
McGirt. Adopting the
State’s representations wholesale, the Court says that decision has
posed Oklahoma with law-and-order “challenge[s].”
Ante, at
4. To support its thesis, the Court cites the State’s
unsubstantiated “estimat[e]” that
McGirt has forced it to
“transfer prosecutorial responsibility for more than 18,000 cases
per year to” federal and tribal authorities.
Ibid.
Apparently on the belief that the transfer of cases from state to
federal prosecutors equates to an eruption of chaos and
criminality, the Court remarks casually that traditional
limitations on state prosecutorial authority on tribal lands were
“insignificant in the real world” before
McGirt.
Ante, at 16.
But what does this prove? Put aside for the
moment questions about the accuracy of Oklahoma’s statistics and
what the number of cases transferred from state to federal
prosecutors may or may not mean for law and order. See Tr. of Oral
Arg. 26 (questioning whether the State’s “figures” might be
“grossly exaggerated”). Taking the Court’s account at face value,
it might amount to a reason for Oklahoma to lobby the Cherokee to
consent to state jurisdiction. It might be a reason for the State
to petition Congress to revise criminal jurisdictional arrangements
in the State even without tribal consent. But it is no act of
statutory or constitutional interpretation. It is a policy argument
through and through.
Nor is the Court’s policy argument exactly
complete in its assessment of the costs and benefits. When this
Court issued
McGirt, it expressly acknowledged that cases
involving crimes by or against tribal members within reservation
boundaries would have to be transferred from state to tribal or
federal authorities. 591 U. S., at ___–___ (slip op., at
36–42). This Court anticipated, too, that this process would
require a period of readjustment. But, the Court recognized, all
this was necessary only because Oklahoma had long overreached its
authority on tribal reservations and defied legally binding
congressional promises. See
ibid.
Notably, too, neither the tribal nor the federal
authorities on the receiving end of this new workload think the
“costs” of this period of readjustment begin to justify the Court’s
course. For their part, Tribes in Oklahoma have hired more police
officers, prosecutors, and judges. See Cherokee Brief 10–11. Based
on that investment, Oklahoma’s Tribes have begun to prosecute
substantially more cases than they once did. See
id., at
12–13
. And they have also shown a willingness to work with
Oklahoma, having signed hundreds of cross-deputization agreements
allowing local law enforcement to collaborate with tribal police.
Id., at 15–16, and n. 39. Even Oklahoma’s
amici
concede these agreements have proved “an important tool” for law
enforcement. Brief for Oklahoma District Attorneys Association
et al. as
Amici Curiae 14.
Both of the federal government’s elected
branches have also responded, if not in the way this Court happens
to prefer. Instead of forcing state criminal jurisdiction onto
Tribes, Congress has chosen to allocate additional funds for law
enforcement in Oklahoma. See,
e.g., Consolidated
Appropriations Act, H. R. 2471, 117th Cong., 2d Sess., 78
(2022). Meanwhile, the Solicitor General has offered the Executive
Branch’s judgment that
McGirt’s “practical consequences” do
not justify this Court’s intervention, explaining that the
Department of Justice is “working diligently with tribal and State
partners” in Oklahoma. See Brief for United States as
Amicus
Curiae 32.
There is even more evidence cutting against the
Court’s dystopian tale. According to a recent United States
Attorney in Oklahoma, “the sky isn’t falling” and “partnerships
between tribal law enforcement and state law enforcement” are
strong. A. Herrera, Trent Shores Reflects on His Time as
U. S. Attorney, Remains Committed to Justice for Indian
Country, KOSU-NPR (Feb. 24, 2021),
www.kosu.org/politics/2021-02-24/trent-shores-reflects-on-his-time-as-u-s-attorney-remains-committed-to-justice-for-indian-country.
A Federal Bureau of Investigation special agent in charge of
Oklahoma has stated that violent crimes “ ‘are being pursued
as heavily as they were in the past, and in some cases, maybe even
stronger.’ ” A. Brothers, Oklahoma Special Agent Says FBI
Faces Challenges in 3 Categories, News on 6 (Feb. 14,
2022), https://www.newson6.com/story/620b261bf8cd4a07e5cb845b/oklahoma-special-agent-says-fbi-faces-challenges-in-3-categories.
And the Tribes—those most affected by all this supposed lawlessness
within their reservations—tell us that, after a period of
adjustment, federal prosecutors are now pursuing lower level
offenses vigorously too. See Brief for Muscogee (Creek) Nation as
Amicus Curiae on Pet. for Cert. 11–12, and nn. 21–22
(collecting indictments). The federal government has made a similar
representation to this Court. Tr. of Oral Arg. 118. Nor is it any
secret that those convicted of federal crimes generally receive
longer sentences than individuals convicted of similar state
offenses. See,
e.g., Bureau of Justice Statistics, Felony
Sentences in State Courts, 2006—Statistical Tables 9 (2009) (Table
1.6).
In recounting all this, I do not profess
certainty about the optimal law enforcement arrangements in
Oklahoma. I do not pretend to know all the relevant facts, let
alone how to balance each of them in this complex picture. Nor do I
claim to know what weight to give historical wrongs or future
hopes. I offer the preceding observations only to illustrate the
one thing I am sure of: This Court has no business usurping
congressional decisions about the appropriate balance between
federal, tribal, and state interests. If the Court’s ruling today
sounds like a legislative committee report touting the benefits of
some newly proposed bill, that’s because it is exactly that. And
given that a nine-member court is a poor substitute for the
people’s elected representatives, it is no surprise that the
Court’s cost-benefit analysis is radically incomplete. The Court’s
decision is not a judicial interpretation of the law’s meaning; it
is the pastiche of a legislative process.
C
As unsound as the Court’s decision is, it
would be a mistake to overlook its limits. In the end, the Court
admits that tribal sovereignty
can displace state authority
even without a preemptive statute. See Part III–A,
supra. To
be sure, the Court proceeds to disparage a federal statute
requiring Oklahoma to obtain tribal consent before trying any crime
involving an Indian victim within the Cherokee Reservation. But
look at what the Court leaves unresolved. The Court does not pass
on Public Law 280’s provision that States “shall not” be entitled
to assume jurisdiction on tribal lands until they “appropriately
amen[d ]” state laws disclaiming authority over tribal
reservations. 25 U. S. C. § 1324. The Court gestures
toward the Cherokee’s treaties and the Oklahoma Enabling Act, but
ultimately abandons any argument that those treaties were lawfully
abrogated or that the Oklahoma Enabling Act endowed Oklahoma with
inherent authority to try cases involving Native Americans within
tribal bounds. See
ante, at 18. Nor does the Court address
the relevant text of those treaties or the Enabling Act—let alone
come to terms with our precedents holding that Oklahoma’s “grant of
statehood” did not include the power to try “crimes committed by or
against Indians” on tribal lands.
Ramsey, 271 U. S., at
469; see also
Tiger, 221 U. S., at 309. Nothing in
today’s decision could or does begin to preclude the Cherokee or
other Tribes from pressing arguments along any of these lines in
future cases. The unamended Oklahoma Constitution and other state
statutes and judicial decisions may stand as independent barriers
to the assumption of state jurisdiction as a matter of state law
too.
The Court’s decision is limited in still other
important ways. Most significantly, the Court leaves undisturbed
the ancient rule that States cannot prosecute crimes by Native
Americans on tribal lands without clear congressional
authorization—for that would touch the heart of “tribal
self-government.”
Ante, at 17. At least that rule (and maybe
others) can never be balanced away. Indeed, the Court’s ruling
today rests in significant part on the fact that Tribes currently
lack criminal jurisdiction over non-Indians who commit crimes on
tribal lands—a factor that obviously does not apply to cases
involving Native American defendants.
Ante, at 19.
Additionally, nothing in the “
Bracker
balancing” test the Court employs foreordains today’s grim result
for different Tribes in different States.
Bracker instructs
courts to focus on the “specific context” at issue, taking
cognizance of the particular circumstances of the Tribe in
question, including all relevant treaties and statutes. 448
U. S., at 145. Nor are Tribes and their treaties “fungible.”
S. Prakash, Against Tribal Fungibility, 89 Cornell L. Rev.
1069, 1071–1072 (2004). There are nearly 600 federally recognized
Indian Tribes across the country. See Anderson 3. Some of their
treaties appear to promise tribal freedom from state criminal
jurisdiction in express terms. See,
e.g., Treaty with the
Navajo, Art. I, June 1868, 15Stat. 667 (guaranteeing that those who
commit crimes against tribal members will be “arrested and punished
according to the laws of the United States”). Any analysis true to
Bracker must take cognizance of all of this. Any such
analysis must recognize, too, that the standards of preemption
applicable “in other areas of the law” are “unhelpful” when it
comes to Tribes.
Bracker, 448 U. S., at 143. Instead,
courts must proceed against the “ ‘backdrop’ ” of tribal
sovereignty,
ibid., with an “assumption that the States have
no power to regulate the affairs of Indians on a reservation” or
other tribal lands,
Williams, 358 U. S., at 219–220. To
overcome that backdrop assumption, a clear congressional statement
is required and any ambiguities must be “construed generously” in
favor of the Tribes.
Bracker, 448 U. S., at 143–144;
see also
Cotton Petroleum, 490 U. S., at 177–178.
The Court today may ignore a clear
jurisdictional rule prescribed by statute and choose to apply its
own balancing test instead. The Court may misapply that balancing
test in an effort to address one State’s professed “law and order”
concerns. In the process, the Court may even risk unsettling
longstanding and clear jurisdictional rules nationwide. But in the
end, any faithful application of
Bracker to other Tribes in
other States should only confirm the soundness of the traditional
rule that state authorities may not try crimes like this one absent
congressional authorization.[
10]
Nor must Congress stand by as this Court sows
needless confusion across the country. Even the Court acknowledges
that Congress can undo its decision and preempt state authority at
any time.
Ante, at 6. And Congress could do exactly that
with a simple amendment to Public Law 280. It might say: A State
lacks criminal jurisdiction over crimes by or against Indians in
Indian Country, unless the State complies with the procedures to
obtain tribal consent outlined in 25 U. S. C. § 1321,
and, where necessary, amends its constitution or statutes pursuant
to 25 U. S. C. § 1324. Of course, that reminder of the
obvious should hardly be necessary. But thanks to this Court’s
egregious misappropriation of legislative authority, “the ball is
back in Congress’ court.”
Ledbetter v.
Goodyear Tire
& Rubber Co.,
550 U.S.
618, 661 (2007) (Ginsburg, J., dissenting).
*
In the 1830s, this Court struggled to keep our
Nation’s promises to the Cherokee. Justice Story celebrated the
decision in
Worcester: “ ‘[T]hanks be to God, the Court
can wash [its] hands clean of the iniquity of oppressing the
Indians and disregarding their rights.’ ” Breyer 420.
“ ‘The Court had done its duty,’ ” even if Georgia
refused to do its own.
Ibid. Today, the tables turn.
Oklahoma’s courts exercised the fortitude to stand athwart their
own State’s lawless disregard of the Cherokee’s sovereignty. Now,
at the bidding of Oklahoma’s executive branch, this Court unravels
those lower-court decisions, defies Congress’s statutes requiring
tribal consent, offers its own consent in place of the Tribe’s, and
allows Oklahoma to intrude on a feature of tribal sovereignty
recognized since the founding. One can only hope the political
branches and future courts will do their duty to honor this
Nation’s promises even as we have failed today to do our own.