SUPREME COURT OF THE UNITED STATES
_________________
No. 20–603
_________________
LE ROY TORRES, PETITIONER
v. TEXAS
DEPARTMENT OF PUBLIC SAFETY
on writ of certiorari to the court of appeals
of texas, thirteenth district
[June 29, 2022]
Justice Thomas, with whom Justice Alito,
Justice Gorsuch, and Justice Barrett join, dissenting.
More than two decades ago, this Court found it
“difficult to conceive that the Constitution would have been
adopted if it had been understood to strip the States of immunity
from suit in their own courts and cede to the Federal Government a
power to subject nonconsenting States to private suits in these
fora.”
Alden v.
Maine,
527 U.S.
706, 743 (1999). Accordingly, we held—without
qualification—that “the powers delegated to Congress under Article
I of the United States Constitution
do not include the power
to subject nonconsenting States to private suits for damages in
state courts.”
Id., at 712 (emphasis added).
No longer. Today, by adopting contrived
interpretations of
Alden and the recent decision in
PennEast Pipeline Co. v.
New Jersey, 594 U. S.
___ (2021), the Court holds that at least two (and perhaps more)
Article I “war powers” do, in fact, include “the power to subject
nonconsenting States to private suits for damages in state courts,”
Alden, 527 U. S., at 712, and that Congress has
exercised that power by enacting the Uniformed Services Employment
and Reemployment Rights Act of 1994 (USERRA), 38 U. S. C.
§4301
et seq. Alden should have squarely foreclosed
that holding. As the Court there already explained, constitutional
text, history, and precedent all show that when the States ratified
the Constitution, they did not implicitly consent to private
damages actions filed in their own courts—whether authorized by
Congress’ war powers or any other Article I power. Because the
Court today holds otherwise, I respectfully dissent.
I
After declaring independence, the former
Colonies “considered themselves fully sovereign nations.”
Franchise Tax Bd. of Cal. v.
Hyatt, 587 U. S.
___, ___ (2019) (slip op., at 6). And, when the States ratified the
Constitution, “they entered the Union ‘with their sovereignty
intact,’ ”
Federal Maritime Comm’n v.
South Carolina
Ports Authority,
535 U.S.
743, 751 (2002) (quoting
Blatchford v.
Native Village
of Noatak,
501 U.S.
775, 779 (1991)), retaining “a substantial portion of the
Nation’s primary sovereignty, together with the dignity and
essential attributes inhering in that status,”
Alden, 527
U. S., at 714.
“ ‘An integral component’ of the States’
sovereignty was ‘their immunity from private suits’ ” absent
consent.
Franchise Tax Bd., 587 U. S., at ___ (slip
op., at 6) (quoting
Federal Maritime Comm’n, 535 U. S.,
at 751–752). That “doctrine . . . was universal in the
States when the Constitution was drafted and ratified,”
Alden, 527 U. S., at 715–716; see also
Hans v.
Louisiana,
134 U.S.
1, 16 (1890), because “[t]he generation that designed and
adopted our federal system considered immunity from private suits
central to sovereign dignity,” 527 U. S., at 715; see also,
e.g., Federal Maritime Comm’n, 535 U. S., at
760. In fact, sovereign immunity was so important that “[t]he
Constitution never would have been ratified if the States and their
courts were to be stripped of their sovereign authority except as
expressly provided by the Constitution itself.”
Atascadero State
Hospital v.
Scanlon,
473 U.S.
234, 239, n. 2 (1985); see also
Ex parte New York,
256 U.S.
490, 497 (1921);
Alden, 527 U. S., at 716.
Although States generally retained their
immunity from suit, “in ratifying the Constitution, [they] did
surrender a portion of their inherent immunity.”
Federal
Maritime Comm’n, 535 U. S., at 752. As Alexander Hamilton
explained in The Federalist, sovereign immunity was part of “the
general sense and the general practice of mankind,” and the
Constitution therefore left it “with the States” unless they had
“surrender[ed]” some portion “of this immunity in the plan of the
convention.” The Federalist No. 81, pp. 487–488 (C. Rossiter ed.
1961); see also
Hans, 134 U. S., at 13;
Alden,
527 U. S., at 755.
During the Nation’s first 200 years, this Court
recognized only two instances in which the States had surrendered
their sovereign immunity in the constitutional plan, both of which
involved suits prosecuted by other sovereigns. The States had
agreed to be sued by other States in this Court, see
Principality of Monaco v.
Mississippi,
292 U.S.
313, 328 (1934), and by the United States in federal court, see
United States v.
Texas,
143 U.S.
621, 644–645 (1892);
Franchise Tax Bd., 587 U. S.,
at ___–___ (slip op., at 9–10). When it came to
private
litigation, however, this Court long maintained that “the Framers
thought it an impermissible affront to a State’s dignity to be
required to answer the complaints of private parties in federal
courts,”
Federal Maritime Comm’n, 535 U. S., at 760,
and that “the Convention did not disturb States’ immunity from
private suits,”
id., at 752.
Nevertheless, in the last two decades, the Court
has recognized two surrenders of sovereign immunity in cases
implicating private parties. First, in
Central Va. Community
College v.
Katz,
546 U.S.
356 (2006), this Court held that States waived immunity against
the federal discharge of debts when they ratified the Bankruptcy
Clause. And, in
PennEast, 594 U. S. ___, it held that
States waived immunity against condemnation proceedings brought by
private parties to whom the Federal Government has delegated its
eminent domain power. Taken together,
Katz and
Penn-East centered on whether or not the plan of the
Convention—
i.e., the Constitution itself—required States to
surrender their sovereign immunity. See
Katz, 546
U. S., at 379;
PennEast, 594 U. S., at ___ (slip
op., at 15).
These cases contrast with those that involve
congressional “abrogation” of state sovereign immunity. Abrogation
rests on some “statement Congress ha[s] made on the subject of
state sovereign immunity.”
Katz, 546 U. S., at 378–379.
Specifically, we have held that Congress must enact “unequivocal
statutory language” abrogating States’ immunity.
Seminole Tribe
of Fla. v.
Florida,
517 U.S.
44, 56 (1996) (internal quotation marks omitted). That said,
the line between “plan-of-the-Convention waiver” and “congressional
abrogation” is a murky one. Both inquiries ask the same basic
question: whether Congress has authorized suit against a
nonconsenting State pursuant to “a valid exercise of constitutional
authority.”
Kimel v.
Florida Bd. of Regents,
528 U.S.
62, 78 (2000); see also
Katz, 546 U. S., at 379
(asking whether Congress’ decision to bind States to discharge
orders in bankruptcy proceedings is “within the scope of its power
to enact ‘Laws on the subject of Bankruptcies’ ”). And both
inquiries center on “history, practice, precedent, and the
structure of the Constitution,”
Alden, 527 U. S., at
741, to determine whether the Constitution either grants authority
to Congress to abrogate immunity or strips States of their immunity
on its own.
The parties agree that this case involves only
plan-of-the-Convention waiver. Thus, the question presented is
whether, in ratifying the Constitution, the States surrendered
their immunity in their own courts against private damages actions
authorized by Congress’ war powers.
II
In answering that question, the Court
discounts two important points. First, it creates a constitutional
problem by adopting a questionable interpretation of USERRA that
assumes Congress intended to legislate with indifference to States’
state-law immunity. Second, the Court cannot escape the fact that
Alden already answered the question presented and held that
the States did not surrender their state-court immunity when
ratifying Article I of the Constitution.
A
When it was originally enacted, USERRA
authorized covered employees to sue States in federal district
court. See 38 U. S. C. §4323(b) (1994 ed.). In 1996, this
Court decided
Seminole Tribe, holding that Congress could
not abrogate state sovereign immunity in federal courts using its
Article I powers. See 517 U. S.
, at 72–73. In response
to
Seminole Tribe, Congress amended USERRA in 1998, and the
statute now provides: “In the case of an action against a State (as
an employer) by a person, the action may be brought in a State
court of competent jurisdiction
in accordance with the laws of
the State.” §4323(b)(2) (emphasis added).
USERRA’s requirement that employee damages
actions be “in accordance with the laws of the State” would seem to
include a State’s “laws” that render it immune from suit in the
State’s own courts, as well as any “laws” that expressly waive such
immunity. See,
e.g., Tex. Govt. Code Ann. §311.034 (West
2013);
Prairie View A & M Univ. v.
Chatha, 381
S.W.3d 500, 512 (Tex. 2012). In other words, there is nothing in
the text of USERRA necessarily implying that Congress intended to
require
nonconsenting States to defend themselves in their
own courts.[
1] The Court,
however, breezes past USERRA’s language to conclude that the
statute “authoriz[es] private litigation against noncompliant state
employers that do not wish to consent to suit.”
Ante, at
4.[
2]
To be clear, I am not disputing whether USERRA
speaks clearly enough to express a congressional intent to
“abrogate” the States’ sovereign immunity in their own courts;
plan-of-the-Convention waiver asks whether the States surrendered
that immunity when the Constitution was ratified and thus “agreed
. . . not to assert that immunity” in particular
contexts.
Katz, 546 U. S., at 373. But even if the
Constitution itself partially strips state sovereign immunity, it
would still fall to Congress to decide whether, and on what terms,
to render States amenable to suit, or to permit States to assert
immunity. Cf.
id., at 379 (“Congress may, at its option,
either treat States in the same way as other creditors insofar as
concerns ‘Laws on the subject of Bankruptcies’ or exempt them from
the operation of such laws”).
The Court should not casually consider the
constitutionality of USERRA’s supposed subjection of nonconsenting
States to damages actions in state court when it is not clear the
statute does any such thing. By doing so, the Court gives short
shrift to the “well-established principle governing the prudent
exercise of this Court’s jurisdiction that normally the Court will
not decide a constitutional question if there is some other ground
upon which to dispose of the case.”
Northwest Austin Municipal
Util. Dist. No. One v.
Holder,
557
U.S. 193, 205 (2009) (internal quotation marks omitted).
B
Having interpreted USERRA to render
nonconsenting States amenable to suit, the Court goes on to
distinguish
Alden v.
Maine without any plausible
basis for doing so. In truth,
Alden directly controls this
case.
In
Alden, a group of private plaintiffs
sued the State of Maine in state court, invoking a private cause of
action created by the Fair Labor Standards Act (FLSA). See 527
U. S., at 711–712. The question presented was “whether
Congress has the power, under Article I, to subject nonconsenting
States to private suits in their own courts.”
Id., at 730.
In a detailed opinion, the Court in
Alden held—without
qualification—that the States had not consented in the plan of the
Convention to
any congressionally created private damages
actions in state court.
To begin,
Alden framed its inquiry around
plan-of-the-Convention waiver, not congressional abrogation: “In
exercising its Article I powers Congress may subject the States to
private suits in their own courts only if there is compelling
evidence that the States
were required to surrender this power
to Congress pursuant to the constitutional design”—
i.e.,
in the plan of the Convention.
Id., at 730–731 (emphasis
added; internal quotation marks omitted); see also
ante, at
4. In determining whether such evidence existed,
Alden began
with the text of the Constitution. See 527 U. S., at 731. It
recognized that Article I, §8, “grants . . . Congress
broad powers to enact legislation in several enumerated areas of
national concern”—including, of course, the war powers.
Ibid. But neither the breadth of those powers nor their
connection to “areas of national concern” sufficed to show that
States ratified the Constitution with the understanding that they
had surrendered to Congress any power to authorize private damages
actions against them in their own courts. See
id., at
731–733.
Alden spoke emphatically and
categorically when explaining why the States had effected no such
surrender. We found it telling that “no one, not even the
Constitution’s most ardent opponents, suggested the document might
strip the States of the[ir] immunity” from suit “in their own
courts.”
Id., at 741. That was likely because “the
sovereign’s right to assert immunity from suit in its own courts
was a principle so well established that
no one conceived it
would be altered by the new Constitution.”
Ibid.
(emphasis added). We explained how the founding generation’s
concern that “Article III might be used to circumvent state-court
immunity” counseled against “infer[ring] that the Constitution
stripped the States of immunity in their own courts and allowed
Congress to subject them to suit there.”
Id., at 743.
Rather, in light of the historical record, we found it “difficult
to conceive that the Constitution would have been adopted if it had
been understood to strip the States of immunity from suit in their
own courts and cede to the Federal Government a power to subject
nonconsenting States to private suits in these fora.”
Ibid.
Importantly, the scope of
Alden’s holding
was broad: “We hold that the powers delegated to Congress under
Article I of the United States Constitution do not include the
power to subject nonconsenting States to private suits for damages
in state courts.”
Id., at 712; see also
id., at 754.
That holding plainly applied to
all Article I powers. Thus,
we did not engage in a clause-by-clause parsing of Article I’s
various powers, nor did we even mention which Article I power
authorized the FLSA. It did not matter because the States would not
have surrendered to Congress
any of the immunity they
enjoyed in their own courts.
Finally, concluding its analysis,
Alden
contrasted the States’ amenability to suit “by the United States on
behalf of the employees” with a suit “by the employees” themselves,
holding that “history, precedent, and the structure of the
Constitution make clear that,
under the plan of the
Convention, the States have consented to suits of the first
kind but not of the second.”
Id., at 759–760 (emphasis
added).[
3] The question that
Alden answered plainly embraces the one that the Court
answers today. And there is no serious dispute that
Alden’s
explicit holding is irreconcilable with the Court’s holding
here.
* * *
Until today,
Alden meant what it said.
Both
Katz and
PennEast considered
plan-of-the-Convention waivers applicable to federal, not state,
court. See
Katz, 546 U. S., at 360;
PennEast,
594 U. S., at ___ (slip op., at 4). Nothing in those
decisions, therefore, undermined
Alden’s categorical
holding.[
4] It is only the
Court’s holding today that does so. I would adhere to
Alden
and reaffirm that the States did not surrender the immunity
applicable in their own courts when they delegated the enumerated
powers—including the war powers—to Congress in Article I. And,
because Torres has not invoked a waiver of immunity under state
law, I would affirm the judgment of the Texas Court of Appeals.
III
Even if
Alden’s holding were not alone
dispositive, thus requiring us to consider our “plan of the
Convention” precedents applicable to private actions
in federal
court, I would still conclude that the States have not waived
their immunity to private damages actions authorized by the war
powers.
Our settled test for plan-of-the-Convention
waiver is a stringent one: We cannot infer a waiver of sovereign
immunity unless there is “compelling evidence that the Founders
thought such a surrender inherent in the constitutional compact.”
Blatchford, 501 U. S., at 781; see also
Alden,
527 U. S., at 731. “Compelling evidence” of this sort includes
“evidence of the original understanding of the Constitution,”
id., at 741, “early congressional practice,”
id., at
743, “the structure of the Constitution” itself,
id., at
748, and the “theory and reasoning of our earlier cases,”
id., at 745; see also
id., at 754.
Applying this test, it is clear that the States
did not implicitly agree to surrender their state-court immunity
against congressional exercises of the war powers.
A
Torres claims (and the Court agrees) that the
original understanding of the Constitution’s text implies that the
States agreed to surrender their immunity against private actions
authorized by Congress’ “war powers,” which include eight powers
enumerated in Article I, §8, along with the Necessary and Proper
Clause. See Brief for Petitioner 4 (invoking Art. I, §8, cls. 1,
10–16, 18); see also
ante, at 7 (listing Art. I, §8, cls. 1,
11–16). In support of that argument, Torres and the Court point out
that the war powers delegated to Congress are sweeping, and that
Article I, §10, expressly and completely divests States of various
war-related powers. See
ante, at 7–8; Brief for Petitioner
24. This argument falters on at least two fronts.
First,
Seminole Tribe long ago explained
that the breadth and exclusivity of a federal power does not
authorize Congress to subject nonconsenting States to private
damages actions.
Seminole Tribe involved a federal cause of
action created pursuant to Congress’ authority under the Indian
Commerce Clause, see 517 U. S., at 60, which this Court has
said grants Congress “ ‘plenary and exclusive’ ” “powers
to legislate in respect to Indian tribes,”
United States v.
Lara,
541 U.S.
193, 200 (2004). Although
Seminole Tribe recognized that
States had been “divested of virtually all authority over Indian
commerce and Indian tribes,” 517 U. S., at 62, the Court
nonetheless held that “state sovereign immunity . . . is
not so ephemeral as to dissipate when the subject of the suit is an
area . . . that is under the exclusive control of the
Federal Government,”
id., at 72. That “the Constitution
vests in Congress complete lawmaking authority over a particular
area,” we explained, does not implicitly authorize Congress to
abrogate immunity with respect to that power.
Ibid.[
5]
Nor is the answer different when the exclusive
federal exercise of a particular power is reinforced by an explicit
divestment of state authority under Article I, §10. Our precedents
teach that whenever a power is “exercised exclusively by Congress,
the subject is as completely taken from the State Legislatures,
as if they had been expressly forbidden to act on it.”
Sturges v.
Crowninshield, 4 Wheat. 122, 193 (1819)
(Marshall, C. J., for the Court) (emphasis added). Whether or
not a prohibition on state power
also appears in Article I,
§10, is irrelevant when deciding whether the Constitution has
granted Congress power to subject nonconsenting States to private
suits.
Second, even if express textual divestment of
state power were relevant, Torres and the Court incorrectly
conclude that the specific divestments listed in Article I, §10,
“provide strong evidence” supporting “a complete delegation of
authority to the Federal Government to provide for the common
defense.”
Ante, at 7. States obviously have no authority to
take certain actions specified in Article I, §10. They cannot, for
example, “keep Troops, or Ships of War in time of Peace
. . . unless actually invaded, or in such imminent Danger
as will not admit of delay” without the consent of Congress. Art.
I, §10, cl. 3. But to say that Congress’ much more general
authority to “raise and support Armies,” Art. I, §8, cl. 12, acts
to completely derogate all state authority related to the subject
is inaccurate.
States have significant residual police powers
that overlap with Congress’ power over the military. For example,
we have sustained state legislation related to the enlistment of
men in the U. S. Army and Navy against the charge that
“ ‘all power of legislation regarding the subject matter
. . . is conferred upon Congress and withheld from the
States.’ ”
Gilbert v.
Minnesota,
254 U.S.
325, 327–328 (1920). In doing so, we rejected the idea “that a
State has no interest or concern in the United States or its armies
or power of protecting them from public enemies,” and eschewed any
“[c]old and technical reasoning” that “insist[s] on a separation of
the sovereignties” in the army-raising context.
Id., at
328–329. Similarly, we have held that “there is no clause of the
Constitution which purports, unaided by Congressional enactment, to
prohibit” States from exercising their police powers in ways that
arguably burden Congress’ “power to raise and support armies.”
Penn Dairies, Inc. v.
Milk Control Comm’n of Pa.,
318 U.S.
261, 269 (1943). Nor have we “implied from the relationship of
the two governments established by the Constitution” any such
prohibition.
Ibid. State regulations “inevitably impos[e]
some burdens on the national government,” but those are the “normal
incidents of the operation within the same territory of a dual
system of government,” and they may persist “save as Congress may
act to remove them.”
Id., at 271. Therefore, even though the
Army and Navy Clauses grant Congress “exclusive” authority over
raising and supporting armies and navies, that exclusivity is no
different from that which attends any other Article I power.
To nonetheless find plan-of-the-Convention
waiver, as Torres proposes and the Court accepts, is to hold that a
congressional power to pre-empt state law alone demonstrates a
State’s surrender of sovereign immunity. That line of reasoning,
apart from being foreclosed by
Seminole Tribe, proves too
much. The upshot is that the States would have consented in the
plan of the Convention to surrender their immunity against the
exercise of
any Article I power. Because such a result is a
dramatic departure from our precedents, and the power granted to
Congress under the Army and Navy Clauses does not displace state
regulation any more readily or completely than other Article I
powers, these arguments from constitutional text provide no sound
basis for authorizing private actions against nonconsenting
States.
B
Constitutional history and practice do Torres
and the Court no better. To begin, we must view the historical
evidence in light of the “presumption that no anomalous and
unheard-of proceedings or suits were intended to be raised up by
the Constitution.”
Hans, 134 U. S., at 18; see also
Alden, 527 U. S., at 727. Applying that presumption,
the Court in the past has “attribute[d] great significance” to the
absence of analogous suits “at the time of the founding or for many
years thereafter.”
Federal Maritime Comm’n, 535 U. S.,
at 755.[
6] Moreover, the
presumption is arguably at its strongest here, for private damages
actions were precisely “the type of proceedings from which the
Framers would have thought the States possessed immunity.”
Id., at 756. The Framers would have “thought it an
impermissible affront to a State’s dignity” to require it “to
defend itself in an adversarial proceeding against a private
party.”
Id., at 760–761.
To overcome that presumption, Torres and the
Court invoke some historical sources that generally discuss the
scope and importance of Congress’ war-related powers. See Brief for
Petitioner 26–37;
ante, at 8–9. But virtually none of them
addresses directly the central question here: whether the States
understood that they had surrendered their sovereign immunity from
suit in their own courts when delegating those powers to Congress.
Instead, the founding-era history is largely silent on this
question, and that “silence is most instructive” in confirming that
“no one conceived that [state sovereign immunity] would be altered
by the new Constitution[’s]” distribution of war powers.
Alden, 527 U. S., at 741. “[T]he Founders’ silence is
best explained by the simple fact that no one . . .
suggested the document might strip the States of [their] immunity”
under the war powers.
Ibid.
More specifically, Torres (but not the Court)
points to the 1783 Treaty of Paris. He maintains that private
actions would not have been anomalous to the Founders because they
expected British creditors to sue States under the treaty in order
to collect on their debts. See Brief for Petitioner 27–31. But it
is not likely that the Founders did, in fact, expect foreign
creditor suits against States; “it is more likely that they
expected creditors to sue their individual debtors and rely on the
Treaty to defeat any state law defenses.” B. Clark, The Eleventh
Amendment and the Nature of the Union, 123 Harv. L. Rev. 1817,
1910 (2010). And when the Eleventh Amendment was adopted “to
restore the original constitutional design” after
Chisholm
v.
Georgia, 2 Dall. 419 (1793),
Alden, 527
U. S., at 722, Congress refused “to make an exception for
cases arising under treaties made under the authority of the United
States,”
id., at 721 (internal quotation marks omitted).
“Congress’ refusal to modify the text of the Eleventh Amendment to
create an exception to sovereign immunity for cases arising under
treaties” suggests that the States’ immunity from private-party
litigation extended even to treaty-based claims.
Id., at
735; see also D. Currie, The Constitution in Congress: The
Federalist Period 1789–1801, p. 197 (1997).
Early congressional practice accords with the
Framers’ assumption that Congress could not use any Article I power
to subject the States to private damages actions in their own
courts. In fact, we already have “discovered no instance in which
[early Congresses] purported to authorize suits against
nonconsenting States in [state courts].”
Alden, 527
U. S., at 744. Contrasted against the numerous statutes
authorizing other federal suits in state courts, it “appears early
Congresses did not believe they had the power to authorize private
suits against the States in their own courts.”
Ibid.
C
Constitutional structure also cuts decisively
against inferring a surrender of state sovereign immunity in this
context. See
id., at 748–754.
First and most fundamentally, all private suits
against nonconsenting States present “ ‘the indignity of
subjecting a State to the coercive process of judicial tribunals at
the instance of private parties.’ ”
Id., at 749
(quoting
In re Ayers,
123 U.S.
443, 505 (1887)). USERRA’s cause of action is uniquely
offensive to the States’ dignity because it purports “to press a
State’s own courts into federal service to coerce the other
branches of the State,” thereby “turn[ing] the State against
itself ” and “commandeer[ing] the entire political machinery
of the State against its will and at the behest of individuals.”
Alden, 527 U. S., at 749. That kind of “plenary federal
control of state governmental processes denigrates the separate
sovereignty of the States.”
Ibid.
Second, congressional authorization of private
damages actions “threaten[s] the financial integrity of the
States.”
Id., at 750. It can “create staggering burdens” and
give “Congress a power and a leverage over the States that is not
contemplated by our constitutional design.”
Ibid.
Third, representative government itself is
jeopardized when “deliberation by the political process established
by the citizens of the State” is replaced with “judicial decree
mandated by the Federal Government and invoked by the private
citizen.”
Id., at 751. Political accountability—“essential
to our liberty and republican form of government”—breaks down when
“the Federal Government asserts authority over a State’s most
fundamental political processes.”
Ibid.[
7]
Notwithstanding these countervailing structural
concerns, both Torres and the Court think that constitutional
structure supports finding plan-of-the-Convention waiver because
confirming States’ sovereign immunity in their own courts would
supposedly threaten the Federal Government’s “power to wage war
successfully” and jeopardize the Nation’s safety.
Ante, at
11 (quoting
Lichter v.
United States,
334 U.S.
742, 780 (1948); internal quotation marks omitted); Brief for
Petitioner 26. But this argument conflates the preservation of
state sovereign immunity with a license to interfere with federal
warmaking. As we already cautioned in
Alden, “The
constitutional privilege of a State to assert its sovereign
immunity in its own courts does not confer upon the State a
concomitant right to disregard the Constitution or valid federal
law.” 527 U. S., at 754–755.
For example, the Court notes that early
Congresses “established military bonuses to reward service, even
requiring Virginia to give land to some Revolutionary War
officers.”
Ante, at 9 (citing Act of Aug. 10, 1790, ch. 40,
1Stat. 182).[
8] It asks,
incredulously, “Could Virginia have refused to go along?”
Ante, at 9. But that question is a non sequitur. No one
disputes “the supremacy of federal power in the area of military
affairs.”
Perpich v.
Department of Defense,
496 U.S.
334, 351 (1990). Instead, all agree that the United States
could lawfully sue Virginia in federal court to secure an
injunction requiring it to comply with federal law. In fact, USERRA
already authorizes suits by the United States to enforce USERRA’s
requirements. §4323(a)(1). And even if private suits were necessary
to enforce the federal scheme, individuals could still sue in
equity to enjoin state officials from violating federal law, see
Ex parte Young,
209 U.S.
123 (1908), or, if Congress authorizes it, pursue damages
actions against such state officials in their individual
capacities, see,
e.g., Rev. Stat. §1979, 42
U. S. C. §1983. Ultimately, if the Court reaffirmed
Texas’ sovereign immunity, “[e]stablished rules provide ample means
to correct ongoing violations of law and to vindicate the interests
which animate the Supremacy Clause.”
Alden, 527 U. S.,
at 757.
D
Finally, our precedents do not support finding
a surrender of state sovereign immunity here. As explained above,
Alden is the most on-point precedent—and, in fact, our only
recent precedent discussing States’ immunity from suit in their own
courts. It therefore disposes of this case. Neither
Katz nor
PennEast supports a different result.
Katz found plan-of-the-Convention waiver
based on the “singular nature” of bankruptcy jurisdiction and “the
Bankruptcy Clause’s unique history.” 546 U. S., at 369,
n. 9. As the Court later explained,
Katz “viewed
bankruptcy as on a different plane, governed by principles all its
own,” and nothing in its analysis “invites the kind of general,
clause-by-clause reexamination of Article I” that the Court
endorses today.
Allen v.
Cooper, 589 U. S. ___,
___ (2020) (slip op., at 9) (internal quotation marks omitted).
For its part,
PennEast emphasized several
factors unique to the eminent domain context. First,
PennEast discussed the Federal Government’s long history of
exercising the power of eminent domain—including its delegation of
that power to private parties to take property within state
boundaries. See 594 U. S., at ___ (slip op., at 7). Here,
there is a long history showing that the Federal Government
exercised its war powers, but there is no comparable history of the
Federal Government using those powers to impose financial
liabilities on States enforceable by private parties. Nor is there
any evidence demonstrating that any kind of judicial
proceedings—let alone private damages actions—are “inextricably
intertwined” with the war powers in the way that judicial
condemnation actions are intertwined with eminent domain. See
supra, at 14–15, n. 6.
Second,
PennEast emphasized that the
Constitution vests the Federal Government “ ‘with full and
complete power to execute and carry out its
purposes’ ”—including the power of eminent domain—and that
history shows that the Government may exercise that sovereign power
through private delegatees. 594 U. S.
, at ___ (slip
op., at 15). Here, there is no argument that employees granted a
cause of action under USERRA are “delegatees” of the war powers in
any meaningful sense.
Third,
PennEast reasoned that recognizing
New Jersey’s immunity claim would require federal delegatees to
take state property, thereby forcing States to file inverse
condemnation actions for just compensation. See
id., at ___
(slip op., at 17). The Court did not think that kind of arrangement
“would vindicate the principles underlying state sovereign
immunity,” including the principle of affording States “the respect
owed them as joint sovereigns.”
Ibid. (internal quotation
marks omitted). Here, by contrast, there is no sense in which
confirming Texas’ immunity would similarly undermine the principles
underlying that immunity.
* * *
In the end, the “history, practice, precedent,
and the structure of the Constitution” all demonstrate that States
did not surrender their sovereign immunity in their own courts when
Congress legislates pursuant to one of its war powers.
Alden, 527 U. S., at 741, 754.
IV
The Court nevertheless holds that States
surrendered their sovereign immunity for any congressional causes
of action passed pursuant to Article I’s Army and Navy Clauses.
Ante, at 11–12.[
9] To
reach that conclusion, the Court adopts a test that even Torres did
not press. Relying exclusively on
PennEast, the Court
maintains that plan-of-the-Convention waiver distills to a single
question: whether the federal power at issue is “ ‘complete in
itself.’ ”
Ante, at 6 (quoting
PennEast, 594
U. S., at ___ (slip op., at 22)). If so, then the States have
surrendered their sovereign immunity against any exercises of that
power. After framing the inquiry this way, the Court concludes that
because Congress’ “power to build and maintain the Armed Forces” is
“ ‘complete in itself,’ ” States necessarily relinquished
their sovereign immunity against private damages actions authorized
by that power.
Ante, at 6, 11.
In my view, the Court is asking the wrong
question. It unjustifiably asserts that the entire
plan-of-the-Convention inquiry rests on whether a power is
“complete in itself.” Further, its “complete in itself ”
standard misreads
Penn-East, which suggested only that
because the federal eminent domain power was “complete in
itself ” and, by its nature, “inextricably intertwined” with
judicial condemnation proceedings, States surrendered any sovereign
immunity that would otherwise render the eminent domain power
incomplete.
PennEast, 594 U. S., at ___ (slip op., at
17). By saddling “completeness” with more analytical weight than it
can bear, the Court has devised a method that has the certainty and
objectivity of a Rorschach test. Beyond its inconsistency with
PennEast, this contrivance also threatens to rework or erase
the Court’s prevailing sovereign immunity jurisprudence.
A
The sentence in
PennEast upon which the
Court fabricates its test for plan-of-the-Convention waiver reads
as follows: “[T]he federal eminent domain power is ‘complete in
itself,’ and the States consented to the exercise of that power—in
its entirety—in the plan of the Convention.” 594 U. S., at ___
(slip op., at 22) (quoting
Kohl v.
United States,
91 U.S.
367, 374 (1876); citation omitted). The Court today claims that
this sentence in
PennEast reduced our decades-old State
sovereign immunity jurisprudence to merely asking whether a federal
power is “complete in itself.” That cannot be correct.
The Court in
PennEast borrowed the
“complete in itself ” idea from
Kohl, which had
approved the Federal Government’s condemnation of private land to
build a post office in Cincinnati, Ohio. 91 U. S., at 373–374.
Although the Federal Government had relied on Ohio’s eminent domain
power, rather than its own,
Kohl made clear that the Federal
Government’s authority to condemn land did not depend upon state
law. In doing so,
Kohl stated that “[i]f the United States
have the [eminent domain] power, it must be complete in itself.”
Id., at 374. “It can neither be enlarged nor diminished by a
State. Nor can any State prescribe the manner in which it must be
exercised. The consent of a State can never be a condition
precedent to its enjoyment.”
Ibid.
Before
PennEast, the phrase “complete in
itself ” never appeared in our modern state sovereign immunity
precedents.
PennEast itself invoked the concept for one
purpose: to reject the contention that one could “[s]eparat[e] the
eminent domain power from the power to condemn”—
i.e., to
disaggregate those “inextricably intertwined” powers—when
determining whether the history of federal eminent domain supported
finding a waiver of state sovereign immunity. 594 U. S., at
___ (slip op., at 17). According to
PennEast, to deprive the
Federal Government of a power to condemn property in judicial
proceedings brought by private delegatees would be tantamount to
depriving the Government of part of the eminent domain power
itself, contrary to
Kohl’s characterization of that power as
“complete in itself.” 594 U. S., at ___–___ (slip op., at
17–18).
The Court today errs by attributing to
Kohl an outsized role in
PennEast’s sovereign
immunity analysis. The Court in
PennEast never stated that
“completeness in itself ” represented the governing test for
plan-of-the-Convention waiver. Likewise,
PennEast made no
effort to explain how the “complete in itself ” inquiry would
work beyond the context of eminent domain. And because
PennEast did not invoke
Kohl to break new doctrinal
ground, the Court made no attempt to reconcile the “complete in
itself ” inquiry with this Court’s longstanding sovereign
immunity precedents (
e.g., Alden,
Seminole
Tribe,
Federal Maritime Comm’n,
Hans, etc.).
Again, if
PennEast had made “completeness in itself ”
the applicable test, surely the Court would have discussed the
concept more thoroughly.
The Court compounds its overreading of
PennEast’s “complete in itself ” language by
unjustifiably dismissing
PennEast’s “inextricably
intertwined” rationale as a mere “technical aspect” of the
decision.
Ante, at 15.
PennEast is best read to stand
for the proposition that, because every federal power must be
“complete in itself,” the States surrendered their sovereign
immunity with respect to any federal power that is “inextricably
intertwined” with judicial proceedings, like eminent domain;
otherwise, sovereign immunity would excuse the States from the
judicial proceeding and the federal power would be incomplete.
PennEast, 594 U. S., at ___–___ (slip op., at 16–17)
(linking completeness of eminent domain power to condemnation
proceedings). Yet, now, the Court abandons the only limiting
principle in
PennEast’s test.[
10]
That is mistaken. To begin with, disaggregating
the “complete in itself ” standard from
PennEast’s
“inextricably intertwined” justification renders meaningless the
idea of “completeness” in the context of state sovereign immunity.
Consider the Court’s opinion here, which says that any federal
power “complete in itself ” must be accompanied with a
surrender of state sovereign immunity. The Court does not define
what it means for a federal power to be “complete in itself,”
except that “ ‘the States consented to the exercise of that
power—in its entirety—in the plan of the Convention.’ ”
Ante, at 6 (quoting
PennEast, 594 U. S., at ___
(slip op., at 22)). But that self-referential definition begs the
question. If the Court tied the “completeness” of a federal power
to an inherent connection with judicial proceedings, it could give
the term independent meaning and make sense of
PennEast’s
actual analysis.
Worse still, today’s decision removes the one
important guardrail on the “completeness” inquiry that
PennEast described. Absent that limit, the Court’s
indefinite test will provide future courts cover to further erode
the States’ sovereign immunity.
B
To the extent that the Court’s new “complete
in itself ” standard has any definable contours, it is
inconsistent with our modern sovereign immunity doctrine and, in
particular,
Seminole Tribe.
As I noted above, the Court does not define what
it means for a federal power to be “complete in itself ” under
PennEast and
Kohl. All we are told is that eminent
domain and the powers to raise and support armies and navies are
powers “complete” in themselves. See
ante, at 6, 11.
The Court’s “completeness” standard is
indeterminate in large part because the Court fails to recognize
that the concept of a federal power being “complete in
itself ” long predates
Kohl and means something quite
different from what the Court says it does. In fact, the phrase’s
provenance in our jurisprudence dates back to no less seminal a
decision than Chief Justice Marshall’s opinion in
Gibbons v.
Ogden, 9 Wheat. 1 (1824). There, the Court stated that
Congress’ power “[t]o regulate Commerce with foreign Nations, and
among the several States,” U. S. Const., Art. I, §8,
cl. 3, “like all others vested in Congress,
is complete in
itself, may be exercised to its utmost extent, and acknowledges
no limitations, other than are prescribed in the constitution,” 9
Wheat., at 196 (emphasis added).
Gibbons’ discussion is revealing. First,
unlike the Court’s decision today, which attempts to cabin
congressional powers that are “complete in themselves” to only a
few,
Gibbons is explicit that it considered
every
power vested in Congress to be “complete in itself.”
Ibid.
That understanding would explain why
Kohl said that “[i]f
the United States have the power, it
must be complete in
itself.” 91 U. S., at 374 (emphasis added). Second, unlike the
Court today,
Gibbons defines what it means for a power to be
complete in itself—the power “may be exercised to its utmost
extent” with “no limitations” beyond those in Constitution itself.
9 Wheat.
, at 196. In other words, the power is plenary as to
those subjects to which it applies. See
id., at 197.
Gibbons’ understanding of a congressional
power being “complete in itself ” was repeated by this Court
time and time again for nearly two centuries. Almost always, the
Court used the term to refer to Congress’ authority to regulate
interstate and foreign commerce.[
11] And, over time, the Court confirmed that because
Congress’ power over interstate commerce “is plenary and complete
in itself . . . [i]t follows that no form of state
activity can constitutionally thwart the regulatory power granted
by the commerce clause to Congress.”
United States v.
Wrightwood Dairy Co.,
315 U.S.
110, 119 (1942); see also
Wickard v.
Filburn,
317 U.S.
111, 124 (1942). This language echoes
Kohl’s holding
that the federal eminent domain power “can neither be enlarged nor
diminished by a State.” 91 U. S., at 374.
Ignoring this long history about the very
“completeness” standard that it purports to apply, the Court grasps
for some basis to explain how its decision is consistent with this
Court’s understanding of Congress’ commerce power in
Seminole
Tribe. It asserts that Congress’ power under the Army and Navy
Clauses is somehow “complete in itself ” while its power under
the Commerce Clause is less than “complete” because “federal
regulation of commerce (at issue in
Seminole Tribe) involves
goods that, before they travel between States or outside a tribe,
are subject to regulation by a sovereign other than the Federal
Government (a State or tribe).”
Ante, at 13.
But the Court’s proposed distinction makes no
sense. For one, it conflicts with the Court’s longstanding
characterization of Congress’ commerce power as plenary. See,
e.g., Armour & Co. v.
Virginia,
246 U.S.
1, 6 (1918). As long as the goods mentioned by the Court are in
fact part of “interstate commerce,” then Congress has authority to
regulate their travel
at all times. For another, it does
nothing to distinguish Congress’ commerce power from its power to
raise and maintain a military. Following the Court’s logic, one
could just as easily say that Congress’ power under the Army and
Navy Clauses is “less than complete” because “federal regulation of
soldiers involves men and women who, before they join the military,
are subject to regulation by a sovereign
other than the
Federal Government.” Despite the Court’s efforts, its
“completeness” analysis simply fails to distinguish the Army and
Navy Clauses from other Article I powers delegated to Congress in
the plan of the Convention.[
12]
Most troubling, however, is the clear parallel
between the Court’s analysis today and the discredited approach to
sovereign immunity that we rejected in
Seminole Tribe. For
example, in
Parden v.
Terminal R. Co. of Ala. Docks
Dept.,
377 U.S.
184 (1964), the Court relied on
Gibbons’ “complete in
itself ” language to hold that “the States surrendered a
portion of their sovereignty when they granted Congress the power
to regulate commerce.”
Id., at 191; see also
id., at
192.
Parden reasoned, not unlike the Court today, that
“[t]he sovereign power of the states is necessarily diminished to
the extent of the grants of power to the federal government in the
Constitution,” and that granting Congress “plenary power to
regulate commerce” amounts to a surrender of immunity.
Id.,
at 191 (internal quotation marks omitted).
Similarly, in
Pennsylvania v.
Union
Gas Co.,
491 U.S. 1
(1989), the plurality emphasized how “[i]t would be difficult to
overstate the breadth and depth of the commerce power,”
id.,
at 20, and how the “[t]he Commerce Clause with one hand gives power
to Congress while, with the other, it takes power away from the
States,”
id., at 16. In light of this dual grant of federal
authority and divestment of state authority, the plurality thought
Congress’ commerce power “would be
incomplete without the
authority to render States liable in damages.”
Id., at 19
(emphasis added). To complete that congressional power, the
plurality reasoned that “to the extent that the States gave
Congress the authority to regulate commerce, they also relinquished
their immunity where Congress found it necessary, in exercising
this authority, to render them liable.”
Id., at 19–20.
We repudiated
Parden and overruled
Union Gas in
Seminole Tribe. See 517 U. S., at
66; see also
College Savings Bank v.
Florida Prepaid
Postsecondary Ed. Expense Bd.,
527 U.S.
666, 683 (1999) (
Seminole Tribe “expressly repudiate[d]”
Parden’s theory of plan-of-the-Convention waiver).
Therefore, if
Seminole Tribe was right, then the Court’s
decision today is wrong. Hopefully, the Court will someday purge
the newly fashioned “completeness” standard from our
jurisprudence.
* * *
“Congress has ample means to ensure compliance
with valid federal laws, but it must respect the sovereignty of the
States.”
Alden, 527 U. S., at 758. If the Court’s
reading of USERRA is correct—and I am unsure it is, see
supra, at 5–7—then Congress has not “accord[ed] States the
esteem due to them as joint participants in a federal system.” 527
U. S., at 758. To nonetheless deem USERRA constitutional, the
Court brushes aside a 23-year-old, pathbreaking precedent, while
elevating a single phrase, made in passing in a one-year-old,
highly circumscribed precedent. It then uses that phrase to fashion
a test for plan-of-the-Convention waiver that mimics earlier
attempts by this Court to deny States the dignity owed to them in
our system of dual federalism.
Our sovereign States deserved better. I
respectfully dissent.