NOTICE: This opinion is subject to
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SUPREME COURT OF THE UNITED STATES
_________________
No. 20–443
_________________
UNITED STATES, PETITIONER
v. DZHOKHAR
A. TSARNAEV
on writ of certiorari to the united states
court of appeals for the first circuit
[March 4, 2022]
Justice Thomas delivered the opinion of the
Court.
On April 15, 2013, Dzhokhar and Tamerlan
Tsarnaev planted and detonated two homemade pressure-cooker bombs
near the finish line of the Boston Marathon. The blasts hurled
nails and metal debris into the assembled crowd, killing three
while maiming and wounding hundreds. Three days later, the brothers
murdered a campus police officer, carjacked a graduate student, and
fired on police who had located them in the stolen vehicle.
Dzhokhar attempted to flee in the vehicle but inadvertently killed
Tamerlan by running him over. Dzhokhar was soon arrested and
indicted.
A jury found Dzhokhar guilty of 30 federal
crimes and recommended the death penalty for 6 of them. The
District Court accordingly sentenced Dzhokhar to death. The Court
of Appeals vacated the death sentence. We now reverse.
I
A
The Tsarnaev brothers immigrated to the United
States in the early 2000s and lived in Massachusetts. Little more
than a decade later, they were actively contemplating how to wage
radical jihad. They downloaded and read al Qaeda propaganda, and,
by December of 2012, began studying an al Qaeda guide to bomb
making.
On April 15, 2013, the brothers went to the
Boston Marathon finish line on Boylston Street. They each brought a
backpack containing a homemade pressure-cooker bomb packed with
explosives inside a layer of nails, BBs, and other metal scraps.
Tamerlan left his backpack in a crowd of spectators and walked
away. Dzhokhar stood with his backpack outside the Forum, a nearby
restaurant where spectators watched the runners from the sidewalk
and dining patio. For four minutes, Dzhokhar surveyed the crowd.
After speaking with Tamerlan by phone, Dzhokhar left his backpack
among the spectators. Tamerlan then detonated his bomb. While the
crowd at the Forum looked toward the explosion, Dzhokhar walked the
other way. After a few seconds, he detonated his bomb.
Each detonation sent fire and shrapnel in all
directions. The blast from Tamerlan’s bomb shattered Krystle
Campbell’s left femur and mutilated her legs. Though bystanders
tried to save her, she bled to death on the sidewalk. Dzhokhar’s
bomb ripped open the legs of Boston University student Lingzi Lu.
Rescuers tried to stem the bleeding by using a belt as a makeshift
tourniquet. She too bled to death.
Eight-year-old Martin Richard absorbed the full
blast of Dzhokhar’s bomb. BBs, nails, and other metal fragments
shot through his abdomen, cutting through his aorta, spinal cord,
spleen, liver, pancreas, left kidney, and large intestines. The
blast propelled shrapnel with such force that it exited his back.
Other shrapnel nearly severed his left hand. The explosion also
caused third-degree burns. Martin ultimately died from blood
loss.
Dzhokhar’s and Tamerlan’s bombs maimed and
wounded hundreds of other victims. Many people lost limbs,
including Martin’s 6-year-old sister, Jane. Many more would have
died if not for the swift action of citizens and first
responders.
After fleeing the scene, the brothers returned
to their normal lives. Dzhokhar attended his college classes the
next day. He went to the gym with friends. He posted online that he
was “a stress free kind of guy.” App. 145. Several days later, on
April 18, after the Federal Bureau of Investigation (FBI) released
images of the suspected bombers, a friend saw the images and texted
Dzhokhar. Dzhokhar responded: “Better not text me my friend. Lol.”
Id., at 146.
Recognizing that investigators were closing in
on them, Dzhokhar met up with Tamerlan that evening. The brothers
collected more homemade bombs and a handgun and loaded them into
Tamerlan’s car. While driving past the Massachusetts Institute of
Technology, they saw 27-year-old campus police officer Sean Collier
sitting in his patrol car. They approached his car and shot him
five times at close range, including once between the eyes. With
Collier dead, the brothers tried to steal his service pistol but
were unable to remove it from the holster. They then carjacked and
robbed another man, Dun Meng, who was driving his SUV home from
work. When the brothers forced Meng to stop at a gas station for
fuel and snacks, he fled on foot. The brothers briefly chased him
but gave up and made off with Meng’s SUV.
Meng contacted the police, who used the SUV’s
GPS device to track the Tsarnaevs. When officers found the brothers
in Watertown a few hours later, a street battle ensued. Tamerlan
fired on the officers with a handgun, while Dzhokhar threw homemade
bombs. When Tamerlan’s handgun ran out of ammunition, officers
subdued him. As they tried to handcuff Tamerlan, Dzhokhar returned
to the SUV and sped towards the officers. They evaded the SUV.
Tamerlan did not. Dzhokhar ran over Tamerlan and dragged him
roughly 30 feet down the road. Tamerlan disentangled from the
undercarriage when Dzhokhar rammed a police cruiser before
escaping. Tamerlan died soon after from his injuries.
Dzhokhar abandoned the SUV a few blocks away. He
found a covered boat in a nearby backyard. Taking shelter inside,
he carved the words “stop killing our innocent people, and we will
stop” into the planking.
Id., at 151. He also wrote a
manifesto in pencil on the bulkhead of the boat’s cockpit
justifying his actions and welcoming his expected martyrdom. The
next day, the boat’s owner found him. Police eventually forced
Dzhokhar out of the boat and arrested him.
B
A federal grand jury indicted Dzhokhar for 30
crimes, 17 of which were capital offenses. In preparation for jury
selection, the parties jointly proposed a 100-question form to
screen the prospective jurors. The District Court adopted almost
all of them, including many that probed for bias. For example, some
of the District Court’s questions asked whether a prospective juror
had a close association with law enforcement. Others asked whether
a prospective juror had strong feelings about Islam, Chechens, or
the several Central Asian regions with which the Tsarnaevs were
connected. Still others asked whether the prospective juror had a
personal connection to the bombing.
Several questions also probed whether media
coverage might have biased a prospective juror. One question asked
if the prospective juror had “formed an opinion” about the case
because of what he had “seen or read in the news media.” App. to
Pet. for Cert. 373a. Others asked about the source, amount, and
timing of the person’s media consumption. Still another asked
whether the prospective juror had commented or posted online about
the bombings.
The District Court did reject one media-related
question. The proposed questionnaire had asked each prospective
juror to list the facts he had learned about the case from the
media and other sources. Concerned that such a broad, “unfocused”
question would “cause trouble” by producing “unmanageable data” of
minimal value that would come to dominate the entire
voir dire, the District Court declined to include it in
the questionnaire. App. 480–481. After Dzhokhar objected to the
removal, the District Court further explained that the question was
“too unguided.”
Id., at 486.
Recognizing the intense public interest in the
case, the District Court summoned an expanded jury pool. In early
January 2015, the court called 1,373 prospective jurors for the
first round of jury selection. After reviewing their answers to the
questionnaire, the court reduced the pool to 256. As jury selection
began in earnest, Dzhokhar renewed his request that the court ask
each juror about the content of the media he had consumed. The
District Court again refused Dzhokhar’s blanket request and instead
permitted counsel to ask appropriate followup questions about a
prospective juror’s media consumption based on the answers to
questions in the questionnaire or at
voir dire. Several
times, the court permitted Dzhokhar’s attorneys to follow up on a
prospective juror’s earlier answers with specific questions about
what the juror had seen or heard in the news. Over the course of
three weeks of in-person questioning, the District Court and the
parties reduced the 256 prospective jurors down to 12 seated
jurors.
After the District Court seated the jury, the
case went to trial. Dzhokhar did not contest his guilt and the jury
thus returned a guilty verdict on all counts. During the sentencing
phase, the Government argued that Dzhokhar’s crimes warranted the
death penalty. Dzhokhar’s mitigation theory centered on the idea
that Tamerlan masterminded the bombing. According to Dzhokhar, he
was not sufficiently culpable to warrant the death penalty because
his older brother had pressured him to participate.
To prove Tamerlan’s domineering nature, Dzhokhar
sought to introduce hearsay evidence of a crime Tamerlan allegedly
had committed years earlier. Specifically, FBI agents investigating
the bombings had come to suspect that Tamerlan’s friend, Ibragim
Todashev, possessed information about an unsolved triple homicide
in Waltham, Massachusetts, where a non-Muslim acquaintance of
Tamerlan’s and two others were found bound, robbed, and murdered
with a knife. When agents went to interview Todashev about a month
after the bombings, Todashev initially denied any involvement. Yet,
when pressed, he told the agents that Tamerlan had hatched a plan
to rob the three Waltham victims of drug proceeds on the night of
September 11, 2011. According to Todashev, he and Tamerlan traveled
to Waltham, held the men at gunpoint, and duct-taped their hands,
feet, and mouths. After taking the money, Tamerlan insisted on
killing the three men. According to Todashev, after he disagreed,
Tamerlan told him to wait outside while Tamerlan cut their throats
with a knife. The agents offered Todashev a pen and paper to write
out his confession. Todashev instead attacked the agents, who
killed him in self-defense. The FBI later used Todashev’s statement
to obtain a search warrant for a follow-on search of Tamerlan’s
car.
In the lead-up to trial, the prosecution told
Dzhokhar’s counsel what Todashev had said but did not turn over the
recording of the interview or the FBI reports. The prosecution also
disclosed that Dias Kadyrbayev, a friend of Dzhokhar’s facing
federal obstruction charges in connection with the bombing, told
the investigators that Dzhokhar knew about Tamerlan’s involvement
in the murders. Meanwhile, Government analysts found evidence that
someone had searched for information about the Waltham murders from
Tamerlan’s wife’s computer a week after they took place. Government
investigators also found jihadi propaganda advocating theft from
non-Muslim “infidels.”
Id., at 639.
Before trial, Dzhokhar filed a motion to compel
production of the evidence, which the court denied. The Government
filed a motion
in limine to exclude any reference to the
Waltham murders, contending that the evidence was irrelevant, or at
least so lacking in probative value and so likely to confuse the
issues that the court should exclude it. The District Court granted
the Government’s motion
in limine. As the District Court saw
things, the evidence did not show what Tamerlan’s role was and,
with Todashev dead, no further line of inquiry remained. The
available information was “without any probative value” and “would
be confusing to the jury and a waste of time.”
Id., at
650.
When the sentencing proceedings finished, the
jury concluded that Dzhokhar warranted the death penalty for 6 of
the 17 death-penalty-eligible crimes, despite Dzhokhar’s argument
that Tamerlan was more culpable. The District Court accordingly
sentenced Dzhokhar to death.
C
The Court of Appeals vacated Dzhokhar’s
capital sentence on two grounds. See 968 F.3d 24, 35 (CA1 2020).
First, the Court of Appeals held that the District Court abused its
discretion during jury selection by declining to ask every
prospective juror what he learned from the media about the case.
Id., at 54–62. According to the panel, such questions were
required by that court’s 1968 decision in
Patriarca v.
United States, 402 F.2d 314 (CA1), which had mandated this
voir dire rule “in the exercise of [the court of
appeals’] discretionary supervisory powers, not as a matter of
constitutional law.” 968 F. 3d, at 60. The Court of Appeals
ruled that the District Court’s failure to comply with
Patriarca was “an error of law and so an abuse of
discretion.” 968 F. 3d, at 59. Second, the panel held that the
District Court abused its discretion when it excluded from
sentencing the evidence concerning Tamerlan’s possible involvement
in the Waltham murders.
Id., at 63–73. The panel believed
that the evidence was sufficiently probative of Tamerlan’s ability
to influence Dzhokhar.
Id., at 69–70. We granted certiorari,
592 U. S. ___ (2021).
II
The Government argues that the Court of
Appeals improperly vacated Dzhokhar’s capital sentences based on
the juror questionnaire and the Waltham evidence. We agree.
A
The Sixth Amendment guarantees “the accused”
the right to a trial “by an impartial jury.” The right to an
“impartial” jury “does not require
ignorance.”
Skilling v.
United States,
561
U.S. 358, 381 (2010). Notorious crimes are “almost, as a matter
of necessity, brought to the attention” of those informed citizens
who are “best fitted” for jury duty.
Reynolds v.
United
States,
98 U.S.
145, 155–156 (1879). A trial court protects the defendant’s
Sixth Amendment right by ensuring that jurors have “no bias or
prejudice that would prevent them from returning a verdict
according to the law and evidence.”
Connors v.
United
States,
158 U.S.
408, 413 (1895).
We have repeatedly said that jury selection
falls “ ‘particularly within the province of the trial
judge.’ ”
Skilling, 561 U. S., at 386 (quoting
Ristaino v.
Ross,
424 U.S.
589, 595 (1976)); see also,
e.g.,
Mu’Min v.
Virginia,
500 U.S.
415, 424 (1991);
Connors, 158 U. S., at 413. That
is so because a trial “judge’s appraisal is ordinarily influenced
by a host of factors impossible to capture fully in the record,”
such as a “prospective juror’s inflection, sincerity, demeanor,
candor, body language, and apprehension of duty.”
Skilling,
561 U. S., at 386. A trial court’s broad discretion in this
area includes deciding what questions to ask prospective jurors.
See
Mu’min, 500 U. S., at 427 (“our own cases have
stressed the wide discretion granted to the trial court in
conducting
voir dire in the area of pretrial
publicity”).
A court of appeals reviews the district court’s
questioning of prospective jurors only for abuse of discretion.
See,
e.g.,
Skilling, 561 U. S., at 387,
n. 20;
Mu’Min, 500 U. S., at 427;
Rosales-Lopez v.
United States,
451 U.S.
182, 189 (1981) (plurality opinion);
Ristaino, 424
U. S., at 594;
Ham v.
South Carolina,
409 U.S.
524, 527 (1973);
Connors, 158 U. S., at 413. That
discretion does not vanish when a case garners public attention.
Indeed, “[w]hen pretrial publicity is at issue, ‘primary reliance
on the judgment of the trial court makes [especially] good
sense.’ ”
Skilling, 561 U. S., at 386 (quoting
Mu’Min, 500 U. S, at 427; alteration in
Skilling). After all, “the judge ‘sits in the locale where
the publicity is said to have had its effect’ and may base her
evaluation on her ‘own perception of the depth and extent of news
stories that might influence a juror.’ ”
Ibid. (quoting
Mu’Min, 500 U. S., at 427). Because conducting
voir dire is committed to the district court’s sound
discretion, there is no blanket constitutional requirement that it
must ask each prospective juror what he heard, read, or saw about a
case in the media.
Mu’Min, 500 U. S., at 417. Instead,
as in any case, the district court’s duty is to conduct a thorough
jury-selection process that allows the judge to evaluate whether
each prospective juror is “to be believed when he says he has not
formed an opinion about the case.”
Id., at 425.
The District Court did not abuse its broad
discretion by declining to ask about the content and extent of each
juror’s media consumption regarding the bombings. The court
recognized the significant pretrial publicity concerning the
bombings, and reasonably concluded that the proposed media-content
question was “unfocused,” risked producing “unmanageable data,” and
would at best shed light on “preconceptions” that other questions
already probed. App. 480–481. At
voir dire, the court
further explained that it did not want to be “too tied to a script”
because “[e]very juror is different” and had to be “questioned in a
way that [was] appropriate” to the juror’s earlier answers.
Id., at 498. The court was concerned that a media-content
question had “the wrong emphasis,” focusing on what a juror knew
before coming to court, rather than on potential bias.
Id.,
at 502. Based on “years” of trial experience, the court concluded
that jurors who came in with some prior knowledge would still be
able to act impartially and “hold the government to its proof.”
Id., at 502–503. The District Court’s decision was
reasonable and well within its discretion, as our precedents make
clear. See
Mu’Min, 500 U. S., at 427.
If any doubt remained, the rest of the
jury-selection process dispels it. The District Court summoned an
expanded jury pool of 1,373 prospective jurors and used the 100-
question juror form to cull that down to 256. The questionnaire
asked prospective jurors what media sources they followed, how much
they consumed, whether they had ever commented on the bombings in
letters, calls, or online posts, and, most pointedly, whether any
of that information had caused the prospective juror to form an
opinion about Dzhokhar’s guilt or punishment. The court then
subjected those 256 prospective jurors to three weeks of
individualized
voir dire in which the court and both
parties had the opportunity to ask additional questions and probe
for bias. Dzhokhar’s attorneys asked several prospective jurors
what they had heard, read, or seen about the case in the media. The
District Court also provided “ ‘emphatic and clear
instructions on the sworn duty of each juror to decide the issues
only on evidence presented in open court.’ ”
Skilling,
561 U. S
., at 388, n. 21 (quoting
Nebraska
Press Assn. v.
Stuart,
427 U.S.
539, 564 (1976)). The court reminded the prospective jurors
that they “must be able to decide the issues in the case based on
the information or evidence that is presented in the course of the
trial, not on information from any other sources,” App. 283, an
instruction the court gave during
voir dire and
repeated during the trial. In sum, the court’s jury selection
process was both eminently reasonable and wholly consistent with
this Court’s precedents.
The Court of Appeals erred in holding otherwise.
As it saw things, its decision nearly 50 years prior in
Patriarca had, pursuant to its “supervisory authority,”
required district courts presiding over high-profile cases to ask
about the “ ‘kind and degree of [the prospective juror’s]
exposure to the case or the parties.’ ” 968 F. 3d, at 57
(quoting
Patriarca, 402 F. 2d, at 318; emphasis
deleted). And because
Patriarca purportedly set forth a
“rule,” the District Court’s failure to follow it was “an error of
law and so an abuse of discretion.” 968 F. 3d, at 59.
It is true that some of our precedents describe
a “supervisory authority” that inheres in federal courts. See,
e.g.,
McNabb v.
United States,
318 U.S.
332, 343–345 (1943);
Cupp v.
Naughten,
414 U.S.
141, 146 (1973).[
1] But the
Court’s precedents have also identified clear limits when lower
courts have purported to invoke that authority. For example,
supervisory rules cannot conflict with or circumvent a
constitutional provision or federal statute.
Thomas v.
Arn,
474 U.S.
140, 148 (1985). Nor can they conflict with or circumvent a
Federal Rule.
Carlisle v.
United States,
517 U.S.
416, 426 (1996). Finally, and most relevant here, lower courts
cannot create prophylactic supervisory rules that circumvent or
supplement legal standards set out in decisions of this Court.
United States v.
Payner,
447
U.S. 727, 733–737 (1980).
Payner exemplifies this last limit.
There, a Federal District Court asserted supervisory power to
suppress illegally seized evidence even when the seizure violated a
third party’s Fourth Amendment rights, and the Court of Appeals
affirmed the decision.
Id., at 733. This Court reversed,
explaining that its Fourth Amendment jurisprudence had “established
beyond any doubt” that a defendant could not assert a third party’s
Fourth Amendment injury in order to suppress evidence.
Id.,
at 735. “Were we to accept this use of the supervisory power,” the
Court reasoned, “we would confer on the judiciary discretionary
power to disregard the considered limitations of the law it is
charged with enforcing.”
Id., at 737. Simply put, “the
supervisory power does not extend so far.”
Ibid.
Nor does any supervisory power extend as the
Court of Appeals appears to suggest in this case. This Court has
held many times that a district court enjoys broad discretion to
manage jury selection, including what questions to ask prospective
jurors. See,
e.g.,
Skilling, 561 U. S., at 387,
n. 20;
Mu’Min, 500 U. S., at 427;
Ristaino,
424 U. S., at 594;
Ham, 409 U. S., at 527;
Connors, 158 U. S., at 413. As the Court of Appeals
acknowledged, our cases establish that a reviewing court may set
aside a district court’s questioning only for an abuse of
discretion. See 968 F. 3d, at 56. The Court of Appeals
declined to apply that settled standard of review. Rather than ask
whether media-content questions were necessary in light of the
District Court’s exhaustive
voir dire, the Court of
Appeals resurrected
Patriarca, handed down a purported legal
rule that media-content questions are required in all high-profile
cases, and then concluded that the District Court committed a legal
error when it failed to comply with that rule. See 968 F. 3d,
at 57–59. But a court of appeals cannot supplant the district
court’s broad discretion to manage
voir dire by
prescribing specific lines of questioning, and thereby circumvent a
well-established standard of review. Whatever the “supervisory
power” entails, it does not countenance the Court of Appeals’ use
of it.
B
The Court of Appeals’ second reason for
vacating Dzhokhar’s capital sentences—that the District Court erred
in excluding from the sentencing proceedings evidence of the
Waltham murders—fares no better.
The Federal Death Penalty Act (FDPA) sets out a
comprehensive scheme by which federal district courts adjudicate,
review, and impose death sentences. See 18 U. S. C.
§§3591
et seq. Section 3593 provides that, at the
sentencing phase of a capital trial, “information may be presented
as to any matter relevant to the sentence, including any mitigating
or aggravating factor.” §3593(c). “Information is admissible
regardless of its admissibility under the rules governing admission
of evidence at criminal trials.”
Ibid.
That said, FDPA proceedings are not evidentiary
free-for-alls. The district court may exclude information under the
FDPA “if its probative value is outweighed by the danger of
creating unfair prejudice, confusing the issues, or misleading the
jury.”
Ibid. We review these evidentiary exclusions for
abuse of discretion. See,
e.g.,
United States v.
Abel,
469 U.S.
45, 54 (1984);
Sprint/United Management Co. v.
Mendelsohn,
552 U.S.
379, 384 (2008); 1 R. Mosteller et al., McCormick on
Evidence §185, p. 1125 (8th ed. 2020).
Here, during sentencing, Dzhokhar sought to
introduce evidence linking Tamerlan to the unsolved Waltham
murders. He argued that the evidence supported his mitigation
defense that Tamerlan was the ringleader. The District Court
acknowledged Dzhokhar’s rationale but excluded the evidence because
it was “without any probative value” and “would be confusing to the
jury.” App. 650. See 18 U. S. C. §3593(c).
That conclusion was reasonable and not an abuse
of the District Court’s discretion. Dzhokhar sought to divert the
sentencing jury’s attention to a triple homicide that Tamerlan
allegedly committed years prior, though there was no allegation
that Dzhokhar had any role in that crime. Nor was there any way to
confirm or verify the relevant facts, since all of the parties
involved were dead. As the District Court explained, “there simply
[was] insufficient evidence to describe [any] participation
Tamerlan may have had” or “tel[l] who played what role, if they
played roles.” App. 650. The District Court did not abuse its
discretion when finding that the evidence lacked probative value,
would confuse the jury, and ultimately would be nothing more than
“a waste of time.”
Ibid.
Dzhokhar and the dissent offer several
counterarguments, none of which is convincing. First, Dzhokhar
suggests that §3593(c) violates the Eighth Amendment if its
balancing test operates to exclude any relevant mitigating
evidence. See Brief for Respondent 17, 31; Tr. of Oral Arg. 85–88.
His argument depends on a line of cases rooted in
Lockett v.
Ohio,
438 U.S.
586 (1978), and
Eddings v.
Oklahoma,
455 U.S.
104 (1982),[
2] which
“requir[e] the sentencer to consider mitigating circumstances when
deciding whether to impose the death penalty.”
Jones v.
Mississippi, 593 U. S. ___, ___ (2021) (slip op., at
17). Dzhokhar suggests that a district court violates the Eighth
Amendment under these precedents if it excludes any marginally
relevant mitigating evidence that fails the §3593(c) balancing
test. See Tr. of Oral Arg. 85–88.
Our cases do not support Dzhokhar’s extreme
position. “ ‘
Lockett and its progeny stand only for the
proposition that a State may not cut off in an absolute manner the
presentation of mitigating evidence, either by statute or judicial
instruction, or by limiting the inquiries to which it is relevant
so severely that the evidence could never be part of the sentencing
decision at all.’ ”
Johnson v.
Texas,
509 U.S.
350, 361 (1993) (quoting
McKoy v.
North Carolina,
494 U.S.
433, 456 (1990) (Kennedy, J., concurring in judgment)). We read
that principle to coexist with the overarching goal “that, above
all, capital sentencing must be reliable, accurate, and
nonarbitrary.”
Saffle v.
Parks,
494 U.S.
484, 493 (1990); accord,
California v.
Brown,
479 U.S.
538, 541 (1987). Thus, “[o]ur capital sentencing jurisprudence
seeks to reconcile [these] two competing . . .
principles”—“to allow mitigating evidence to be considered and to
guide the discretion of the sentencer.”
Johnson, 509
U. S., at 373. To effectively reconcile these objectives,
“[w]e need only conclude that it is consistent with the Eighth
Amendment for [the Federal Government] to channel the sentencer’s
consideration of a defendant’s arguably mitigating evidence so as
to limit the relevance of that evidence in any reasonable manner,
so long as the [Federal Government] does not deny the defendant a
full and fair opportunity to apprise the sentencer of all
constitutionally relevant circumstances.”
Graham v.
Collins,
506 U.S.
461, 498–499 (1993) (Thomas, J., concurring).
Because the States and the Federal Government
“retain ‘the traditional authority’ ” “to decide that certain
types of evidence may have insufficient probative value to justify
their admission,” they may enact reasonable rules governing whether
specific pieces of evidence are admissible.
Skipper v.
South Carolina,
476 U.S.
1, 11, 15 (1986) (Powell, J., concurring in judgment) (quoting
Lockett, 438 U. S., at 604, n. 12). Moreover, we
have expressly held that “the Eighth Amendment does not deprive” a
sovereign “of its authority to set reasonable limits upon the
evidence a [capital] defendant can submit, and control the manner
in which it is submitted.”
Oregon v.
Guzek,
546 U.S.
517, 526 (2006).
Congress’ passage of §3593(c) falls well within
that traditional authority. Section 3593(c) sets up a highly
permissive regime that allows criminal defendants to introduce a
wide range of normally inadmissible evidence. The statute channels
that evidence through an individualized balancing test that affords
a capital defendant every reasonable opportunity to place relevant
mitigating evidence before the penalty-phase jury. Unlike the
statute challenged in
Lockett or the sentencer’s decision
challenged in
Eddings, §3593(c) does not put any category of
mitigating evidence beyond the sentencer’s purview. Rather,
§3593(c) preserves the traditional gatekeeping function of district
court judges to consider and assess specific pieces of relevant
evidence in light of its probative value and the risks it poses to
the jury’s truth-seeking function. The court weighs all proffered
evidence to determine whether it will assist the jury in
considering any grounds for mitigation.
Put simply, §3593(c) “does not deny the
defendant a full and fair opportunity to apprise the sentencer of
all constitutionally relevant circumstances.”
Graham, 506
U. S. at 498–499 (Thomas, J., concurring). It therefore does
not offend the Eighth Amendment.
Dzhokhar alternatively disagrees with the
balance that the District Court struck here under §3593(c), arguing
that the Waltham evidence was “highly probative” to his mitigation
defense. Brief for Respondent 17. On his telling, the evidence
showed that Tamerlan was a leader who pressured others to commit
violence. But the District Court considered that argument and
rejected it after reasonably explaining that “[t]here’s just no way
of telling who played what role, if they played roles,” from the
sparse and unreliable information before the court. App. 650. It
was “as plausible . . . that Todashev was the bad guy and
Tamerlan was the minor actor.”
Ibid. In other words, the
evidence did not tend to show that Tamerlan acted as the leader who
pressured Todashev into committing the crime. And it certainly did
not show that, almost two years later, Tamerlan led and dominated
Dzhokhar in a manner that would mitigate Dzhokhar’s guilt.
Dzhokhar further opines that he might have
reduced juror confusion by putting the information before the jury
in a “streamlined” manner. Brief for Respondent 32. But “[i]t is
important that a reviewing court evaluate the trial court’s
decision from its perspective when it had to rule” rather than
“indulge in review by hindsight.”
Old Chief v.
United
States,
519 U.S.
172, 182, n. 6 (1997). Here, Dzhokhar did not alert the
District Court to any possible “streamlined” approach, instead
suggesting that, if the court admitted the Waltham evidence, he
would submit additional evidence and possibly seek third-party
discovery. Moreover, Dzhokhar could not have unilaterally dictated
how the proceeding would progress because the Government would have
been “permitted to rebut any information received at the hearing”
with evidence of its own. 18 U. S. C. §3593(c). So no
matter how Dzhokhar presented the evidence, its bare inclusion
risked producing a confusing mini-trial where the only witnesses
who knew the truth were dead. The District Court did not abuse its
discretion by declining to lead the jury into this evidentiary
detour.
Finally, Dzhokhar argues that since the
Government apparently considered Todashev’s statement to the FBI
agents reliable enough to justify its reference in a search warrant
affidavit, Todashev’s statements were necessarily reliable enough
to be presented to the jury as mitigating evidence. See Brief for
Respondent 27–28; see also
post, at 8 (Breyer, J.,
dissenting) (contending that the warrant “strongly suggests” the
District Court abused its discretion). We fail to see why. The
District Court here did not sign the warrant or the affidavit.
Whatever probable-cause assessment the FBI agent and the Magistrate
Judge made, the District Court was free to evaluate the information
independently when deciding whether to admit it under §3593(c). As
explained, that evaluation was not an abuse of discretion.
For its part, the dissent subjects the District
Court’s decision to exclude the Waltham evidence to a more
stringent standard of review and, based on its independent review
of the record, would reverse.
Post, at 5–16. While the
dissent acknowledges that district courts enjoy “significant
discretion” when making evidentiary decisions,
post, at 5,
it nevertheless argues that the death penalty context here requires
us to scrutinize the District Court’s decision with “particular
judicial care,”
post, at 15.
In doing so, the dissent ignores our traditional
standard for appellate review of evidentiary
determinations.[
3] Deference is
the “hallmark of [the] abuse-of-discretion review” applicable to
such decisions.
General Elec. Co. v.
Joiner,
522 U.S.
136, 143 (1997). A “reviewing court” applying that standard
“must not substitute its judgment for that of the district court.”
Horne v.
Flores,
557 U.S.
433, 493 (2009) (Breyer, J., dissenting). Rather, an appellate
court must defer to the lower court’s “sound judgment,” so long as
its decision falls within its “wide discretion,”
Abel, 469
U. S., at 54, and is not “ ‘manifestly erroneous,’ ”
Joiner, 522 U. S., at 142 (quoting
Spring Co. v.
Edgar,
99 U.S.
645, 658 (1879)). Even in the death penalty context, this
traditional abuse-of-discretion standard applies.
Yet here, the dissent proposes to independently
reevaluate the District Court’s decision to exclude the Waltham
evidence under §3593(c). In particular, the dissent joins Dzhokhar
in critiquing the District Court’s conclusion that the risk of
confusing the jury outweighed the probative value of that evidence.
See
post, at 10–15. The dissent thinks it was the “District
Court’s strongest reason” for excluding the evidence,
post,
at 10, but it discounts the District Court’s conclusion for two
reasons. Neither is compelling, especially under the deferential
abuse-of-discretion standard.
First, the dissent suggests that because “death
penalty proceedings are special,” district courts should be more
hesitant to find a risk of confusion in this context than in
others.
Post, at 11. But the dissent identifies nothing in
the text of the FDPA to support its position. Congress defined what
considerations district courts must balance when making
admissibility determinations under §3593(c), and it chose to define
one using a term familiar in the law of evidence—“confusing the
issues.” Compare §3593(c) with Federal Rule of Evidence 403; see
also Mosteller, McCormick on Evidence §185, at 1119 (noting “common
law power of the judge to exclude relevant evidence” to forestall
“ ‘confusion of the issues’ ”). Nothing suggests that
Congress intended district courts to evaluate that concern
differently under the FDPA.
Second, the dissent points out that district
courts sometimes allow the Government to present evidence of a
capital defendant’s past bad acts during sentencing proceedings,
despite the risk of evidentiary minitrials. See
post, at
13–15. But many of those cases focused on the defendant’s own
conduct, not someone else’s. See
ibid. In such cases, the
Government need only put on evidence tending to show that the
defendant committed the past bad act. See,
e.g., United
States v.
Umaña, 750 F.3d 320, 348–349 (CA4 2014). Here,
the evidentiary showing would be substantially more complex and
confusing. No one alleges that Dzhokhar participated in the Waltham
murders, and, as the District Court reasonably concluded, the
evidence available sheds little light on what role (if any)
Tamerlan actually played. See App. 650. To make his point at
sentencing, then, Dzhokhar would first have to show, without any
surviving witnesses, what role Tamerlan actually played. Then, he
would have to establish that he learned of the Waltham crimes
before planning the bombings. Finally, he would have to explain how
his knowledge of Tamerlan’s role in a nearly 2-year-old violent
robbery affected his own role in the bombings. Whatever other
courts might think about an inquiry into a defendant’s own prior
bad acts, this District Court reasonably thought that the Waltham
murder inquiry risked confusing the jury in these proceedings. We
see no basis to disturb that conclusion.
III
Dzhokhar Tsarnaev committed heinous crimes.
The Sixth Amendment nonetheless guaranteed him a fair trial before
an impartial jury. He received one. The judgment of the United
States Court of Appeals for the First Circuit is reversed.
It is so ordered.