NOTICE: This opinion is subject to
formal revision before publication in the preliminary print of the
United States Reports. Readers are requested to notify the Reporter
of Decisions, Supreme Court of the United States, Washington,
D. C. 20543, of any typographical or other formal errors, in
order that corrections may be made before the preliminary print
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SUPREME COURT OF THE UNITED STATES
_________________
Nos. 20–543 and 20–544
_________________
JANET L. YELLEN, SECRETARY OF THE
TREASURY, PETITIONER
20–543
v.
CONFEDERATED TRIBES OF THE CHEHALIS
RESERVATION, et al.
ALASKA NATIVE VILLAGE CORPORATION
ASSOCIATION, INC., et al., PETITIONERS
20–544
v.
CONFEDERATED TRIBES OF THE CHEHALIS
RESERVATION, et al.
on writs of certiorari to the united states
court of appeals for the district of columbia circuit
[June 25, 2021]
Justice Sotomayor delivered the opinion of the
Court.[
1]*
In March 2020, Congress passed the Coronavirus
Aid, Relief, and Economic Security (CARES) Act, 134Stat. 281. Title
V of the Act allocates $8 billion of monetary relief to “Tribal
governments.” 134Stat. 502, 42 U. S. C. §801(a)(2)(B).
Under the CARES Act, a “Tribal government” is the “recognized
governing body of an Indian tribe” as defined in the Indian
Self-Determination and Education Assistance Act (ISDA).
§§801(g)(5), (1). ISDA, in turn, defines an “Indian tribe” as “any
Indian tribe, band, nation, or other organized group or community,
including any Alaska Native village or regional or village
corporation as defined in or established pursuant to the Alaska
Native Claims Settlement Act[,] which is recognized as eligible for
the special programs and services provided by the United States to
Indians because of their status as Indians.” 25 U. S. C.
§5304(e).
The Department of the Treasury asked the
Department of the Interior, the agency that administers ISDA,
whether Alaska Native Corporations (ANCs) meet that definition.
Consistent with its longstanding view, the Interior Department said
yes. The Treasury Department then set aside approximately $500
million of CARES Act funding for the ANCs. The question presented
is whether ANCs are “Indian tribe[s]” under ISDA, and are therefore
eligible to receive the CARES Act relief set aside by the Treasury
Department. The Court holds that they are.
I
This is not the first time the Court has
addressed the unique circumstances of Alaska and its indigenous
population. See,
e.g.,
Sturgeon v.
Frost, 587
U. S. ___ (2019);
Sturgeon v.
Frost, 577 U.S.
424 (2016);
Alaska v.
Native Village of Venetie Tribal
Government,
522 U.S.
520 (1998);
Metlakatla Indian Community v.
Egan,
369 U.S.
45 (1962). The “simple truth” reflected in those prior cases is
that “Alaska is often the exception, not the rule.”
Sturgeon, 577 U. S., at 440. To see why, one must first
understand the United States’ unique historical relationship with
Alaska Natives.
A
When the United States purchased the Territory
of Alaska from Russia in 1867, Alaska Natives lived in communities
dispersed widely across Alaska’s 365 million acres. In the decades
that followed, “[t]here was never an attempt in Alaska to isolate
Indians on reservations,” as there had been in the lower 48 States.
Metlakatla Indian Community, 369 U. S., at 51. As a
consequence, the claims of Alaska Natives to Alaskan land remained
largely unsettled even following Alaska’s admission to the Union as
our 49th State in 1959.[
2] See
Alaska Statehood Act, §4, 72Stat. 339;
Sturgeon, 577
U. S., at 429.
That changed in 1971 with the Alaska Native
Claims Settlement Act (ANCSA). 85Stat. 688, 43 U. S. C.
§1601
et seq. ANCSA officially dispensed with the idea
of recreating in Alaska the system of reservations that prevailed
in the lower 48 States. It extinguished Alaska Natives’ claims to
land and hunting rights and revoked all but one of Alaska’s
existing reservations. §1610. In exchange, “Congress authorized the
transfer of $962.5 million in state and federal funds and
approximately 44 million acres of Alaska land to state-chartered
private business corporations that were to be formed pursuant to”
ANCSA.
Native Village of Venetie Tribal Government, 522
U. S., at 524. These corporations are called ANCs.
Relevant here, ANCs come in two varieties:
regional ANCs and village ANCs. To form the regional ANCs, the Act
directed the Secretary of the Interior to divide Alaska into 12
geographic regions. §1606(a). Within each region, Alaska Natives
were instructed to “incorporate under the laws of Alaska a Regional
Corporation to conduct business for profit.” §1606(d). To form the
village ANCs, the Act identified approximately 200 Alaska “Native
villages,” a term encompassing any community of 25 or more Alaska
Natives living together as of the 1970 census. §§1602(c), 1610(b),
1615(a). For each Alaska Native village, ANCSA ordered the “Native
residents” to create an accompanying village corporation to “hold,
invest, manage and/or distribute lands, property, funds, and other
rights and assets for and on behalf ” of the village.
§§1602(j), 1607(a). ANCSA then directed the Secretary to prepare a
roll showing the region and, if applicable, village to which each
living Alaska Native belonged. §1604. Enrolled Alaska Natives then
received shares in their respective ANCs. §§1606(g), 1607.
B
In 1975, four years after ANCSA’s enactment,
Congress passed ISDA. 25 U. S. C. §5301
et seq. ISDA answered the call for a “new national
policy” of “autonomy” and “control” for Native Americans and Alaska
Natives. H. R. Doc. No. 91–363, p. 3 (1970); see also
Menominee Tribe of Wis. v.
United States, 577 U.S.
250, 252 (2016) (“Congress enacted [ISDA] in 1975 to help Indian
tribes assume responsibility for aid programs that benefit their
members”).
ISDA decentralized the provision of federal
Indian benefits away from the Federal Government and toward Native
American and Alaska Native organizations. ISDA allows any “Indian
tribe” to request that the Secretary of the Interior enter into a
self-determination contract with a designated “tribal
organization.” §5321(a)(1). Under such a contract, the tribal
organization delivers federally funded economic, infrastructure,
health, or education benefits to the tribe’s membership.
As originally drafted, ISDA’s “Indian tribe”
definition did not mention ANCs. H. R. 6372, 93d Cong., 1st Sess.,
§1(a) (1973) (defining “Indian tribe” to mean “an Indian tribe,
band, nation, or Alaska Native Community for which the Federal
Government provides special programs and services because of its
Indian identity”). Prior to passage, however, the definition was
amended twice to include, first, Alaska Native villages and,
second, ANCs. See H. R. Rep. No. 93–1600, p. 14 (1974) (“The
Subcommittee amended the definition of ‘Indian tribe’ to include
regional and village corporations established by [ANCSA]”). Today,
ISDA defines an “Indian tribe” as “any Indian tribe, band, nation,
or other organized group or community, including any Alaska Native
village or regional or village corporation as defined in or
established pursuant to [ANCSA], which is recognized as eligible
for the special programs and services provided by the United States
to Indians because of their status as Indians.” §5304(e).[
3]
Despite the express inclusion of ANCs in the
definition of “Indian tribe,” a question arose in the Interior
Department whether the “recognized-as-eligible clause” limits the
definition to “federally recognized tribes” only. A federally
recognized tribe is one that has entered into “a
government-to-government relationship [with] the United States.” 1
F. Cohen, Handbook of Federal Indian Law §3.02[3] (N. Newton ed.
2012). This recognition can come in a number of ways: “from treaty,
statute, executive or administrative order, or from a course of
dealing with the tribe as a political entity.” W. Canby, American
Indian Law in a Nutshell 4 (7th ed. 2020). As private companies
incorporated under state law, ANCs have never been “recognized” by
the United States in this sovereign political sense.
In 1976, the year after ISDA’s enactment, the
Interior Department’s Assistant Solicitor for Indian Affairs issued
a memorandum on the status of ANCs under ISDA. App. 44–48. In the
Assistant Solicitor’s view, the express inclusion of ANCs within
the definition of “Indian tribe” confirmed that ANCs are Indian
tribes under ISDA, even though they are not federally recognized
tribes. In the decades since, the Interior Department has
repeatedly reaffirmed that position. See,
e.g., 60 Fed. Reg.
9250 (1995) (ANCs “ha[ve] been designated as ‘tribes’ for the
purposes of some Federal laws,” including ISDA); 58 Fed. Reg. 54364
(1993) (ANCs “are not governments, but they have been designated as
‘tribes’ for the purposes of ” ISDA); 53 Fed. Reg. 52833
(1988) (ISDA “specifically include[s]” ANCs).
C
In 2020, Congress incorporated ISDA’s “Indian
tribe” definition into the CARES Act. 42 U. S. C.
§801(g)(1). Title V of the Act allocates $150 billion to “States,
Tribal governments, and units of local government” to compensate
for unbudgeted expenditures made in response to COVID–19.
§801(a)(1). Of that $150 billion, $8 billion is reserved for
“Tribal governments.” §801(a)(2)(B). A “Tribal government” is the
“recognized governing body of an Indian Tribe,” as ISDA defines the
latter term. §§801(g)(5), (1).
On April 23, 2020, the Treasury Department
determined that ANCs are eligible for CARES Act relief, and set
aside more than $500 million for them (since reduced to
approximately $450 million). App. 53–54; Letter from E. Prelogar,
Acting Solicitor General, to S. Harris, Clerk of Court (May 12,
2021). Soon after the Treasury Department’s announcement, a number
of federally recognized tribes (respondents) sued, arguing that
only federally recognized tribes are Indian tribes under ISDA, and
thus under the CARES Act. Some Tribes further argued that ANCs do
not have a “recognized governing body” for purposes of the CARES
Act and are ineligible to receive its funding for that reason as
well.
The suits were consolidated in the District
Court for the District of Columbia, which ultimately entered
summary judgment for the Treasury Department and the ANCs. The
Court of Appeals for the District of Columbia Circuit reversed.
Confederated Tribes of Chehalis Reservation v.
Mnuchin, 976 F.3d 15 (2020). In its view, the
recognized-as-eligible clause is a term of art requiring any Indian
tribe to be a federally recognized tribe. Because no ANC is
federally recognized, the court reasoned, no ANC qualifies for
funding under Title V of the CARES Act. In so holding, the
D. C. Circuit split with the Ninth Circuit, which had held
decades prior in
Cook Inlet Native Assn. v.
Bowen,
810 F.2d 1471 (1987), that ANCs are Indian tribes for ISDA
purposes, regardless of whether they have been federally
recognized.
Id., at 1474.
We granted certiorari, 592 U. S. ___
(2021), to resolve the Circuit split and determine whether ANCs are
eligible for the CARES Act funding set aside by the Treasury
Department.
II
All but one of the respondent Tribes agree
that ANCs are eligible to receive the CARES Act funds in question
if they are Indian tribes for purposes of ISDA.[
4] The primary question for the Court, then, is
whether ANCs satisfy ISDA’s definition of “Indian tribe.” The ANCs
ask the Court to answer that question by looking to the
definition’s plain meaning. Respondents ask the Court to adopt a
term-of-art construction that equates being “recognized as eligible
for the special programs and services provided by the United States
to Indians” with being a “federally recognized tribe,”
i.e.,
a tribe recognized by the United States in a sovereign political
sense.
A
Starting with the plain meaning, an “Indian
tribe” under ISDA is a “tribe, band, nation, or other organized
group or community, including any Alaska Native village or regional
or village corporation as defined in or established pursuant to
[ANCSA], which is recognized as eligible for the special programs
and services provided by the United States to Indians because of
their status as Indians.” 25 U. S. C. §5304(e). The
definition’s first two clauses are straightforward enough. The
first lists entities that might count as Indian tribes under the
Act (
e.g., tribes, bands, nations). The second, “the Alaska
clause,” makes clear that Alaska Native villages and ANCs are
“includ[ed].” The third, “the recognized-as-eligible clause,”
requires more analysis. According to that clause, the listed
entities must be “recognized as eligible for the special programs
and services provided by the United States to Indians because of
their status as Indians.”
ANCs, of course, are “established pursuant to”
ANCSA within the meaning of the Alaska clause. They are thereby
“recognized as eligible” for ANCSA’s benefits. The trickier
question is whether eligibility for the benefits of ANCSA counts as
eligibility for “the special programs and services provided by the
United States to Indians because of their status as Indians.”
It does. Contrary to the dissent’s view,
post, at 9–10 (opinion of Gorsuch, J.), ANCSA is readily
described as a special program provided by the United States to
“Indians” (in this case, Alaska Natives). See 43 U. S. C.
§1626 (describing ANCSA’s relationship to “other programs”). The
scope of that program is substantial: ANCSA made ANCs eligible to
select tens of millions of acres of land and receive hundreds of
millions of tax-exempt dollars. §§1605, 1610, 1611. Not just a
one-time payment, ANCSA provides for revenue sharing among the
regional ANCs to ensure Alaska Natives across the State benefit
from an ongoing equitable distribution of ANC profits. §1606(i).
ANCSA further entrusts ANCs to “hold, invest, manage and/or
distribute lands, property, funds, and other rights and assets for
and on behalf ” of Alaska Natives, who are the ANCs’
shareholders, as well as to distribute dividends to them. See
§§1602(j), 1606(j). Moreover, ANCs and their shareholders are
“eligible for the benefits of ” ANCSA, §1606(d), precisely
because of their status as Indians. See §1626(e)(1) (“For all
purposes of Federal law, a Native Corporation shall be considered
to be a corporation owned and controlled by Natives”); note
following §1601, p. 1136 (ANCSA is “ ‘Indian legislation
enacted by Congress pursuant to its plenary authority under the
Constitution of the United States to regulate Indian
affairs’ ”).
Respondents do not deny that the benefits of
ANCSA are “a” special program or service provided by the United
States to Indians. According to respondents, however, such benefits
are not “the” special programs and services provided to Indians
(
e.g., healthcare, education, and other social services
provided by federal agencies like the Bureau of Indian Affairs and
the Indian Health Service). “The” special programs and services,
respondents assert, are available only to federally recognized
tribes (or, more precisely, to members of such tribes). In
respondents’ view, ANCs are thus “includ[ed]” in the “Indian tribe”
definition’s Alaska clause only to be excluded en masse from that
definition by the recognized-as-eligible clause.
That would certainly be an odd result.
Fortunately, the text does not produce it. ISDA’s “Indian tribe”
definition does not specify the particular programs and services an
entity must be eligible for to satisfy the recognized-as-eligible
clause. Given that ANCSA is the only statute the “Indian tribe”
definition mentions by name, the best reading of the definition is
that being eligible for ANCSA’s benefits by itself satisfies the
recognized-as-eligible clause.
Consider a similarly worded example. A doctor
recommends getting a blood test every six months to “any child,
adult, or senior, including anyone over the age of 75 whose
blood-sugar levels have tested in the prediabetic range within the
last five years, who exhibits the warning signs of Type 2
diabetes.” Without further context, it is unclear exactly which
warning signs the doctor is referring to, or how many of those
signs a child, adult, or senior must exhibit before warranting
biannual testing. But it is fair to say that individuals over 75
with prediabetic blood-sugar levels within the last five years
should get tested biannually, even if they exhibit no other warning
signs. By expressly “including” individuals with that one warning
sign, the doctor’s recommendation makes clear that particular sign,
by itself, is warning enough.
Just so here: Congress’ express inclusion of
ANCs “established pursuant to [ANCSA]” confirms that eligibility
for ANCSA’s benefits alone is eligibility enough to be an Indian
tribe. ANCs thus satisfy ISDA’s Indian tribe definition, regardless
of whether they and their shareholders are eligible for federal
Indian programs and services other than those provided in ANCSA. At
any rate, the one-to-one relationship respondents posit between
membership in a federally recognized tribe and eligibility for
federal Indian benefits more broadly does not hold in the unique
circumstances of Alaska. See Letter from E. Prelogar, Acting
Solicitor General, to S. Harris, Clerk of Court (Apr. 22, 2021)
(“[T]he federal government has historically provided benefits and
services to Alaska Natives who are not enrolled members of a
federally recognized Indian tribe”); D. Case & D. Voluck,
Alaska Natives and Americans Laws 30 (3d ed. 2012) (“[T]he federal
government has, at least since the end of the nineteenth century,
provided a wide variety of programs and services to Alaska Natives
solely because of their status as Natives”). So ANCSA is not, in
fact, the only federal Indian program or service for which ANCs and
their shareholders are eligible.
It should come as no surprise that Congress made
ANCs eligible to contract under ISDA. After all, Congress itself
created ANCs just four years earlier to receive the benefits of the
Alaska land settlement on behalf of all Alaska Natives. Allowing
ANCs to distribute federal Indian benefits more broadly is entirely
consistent with the approach Congress charted in ANCSA. Accord, 1
American Indian Policy Review Comm’n, Final Report, 95th Cong., 1st
Sess., 495 (Comm. Print 1977) (ANCs “might well be the form or
organization best suited to sponsor certain kinds of federally
funded programs” in Alaska); 43 U. S. C. §1606(r) (“The
authority of a Native Corporation to provide benefits
. . . to promote the health, education, or welfare of
. . . shareholders or family members is expressly
authorized and confirmed”).
Under the plain meaning of ISDA, ANCs are Indian
tribes, regardless of whether they are also federally recognized
tribes. In so holding, the Court does not open the door to other
Indian groups that have not been federally recognized becoming
Indian tribes under ISDA. Even if such groups qualify for certain
federal benefits, that does not make them similarly situated to
ANCs. ANCs are
sui generis entities created by federal
statute and granted an enormous amount of special federal benefits
as part of a legislative experiment tailored to the unique
circumstances of Alaska and recreated nowhere else. Moreover, with
the exception of Alaska Native villages (which are now federally
recognized), no entities other than ANCs are expressly “includ[ed]”
by name in ISDA’s “Indian tribe” definition. Cf.
Sturgeon,
577 U. S., at 440 (“All those Alaska-specific provisions
reflect the simple truth that Alaska is often the exception, not
the rule”).
B
Respondents urge this Court to discard the
plain meaning of the “Indian tribe” definition in favor of a
term-of-art construction. In respondents’ view, the 69 words of the
“Indian tribe” definition are a long way of saying just 8: An
“Indian tribe” means a “federally recognized tribe.” If that is
right, respondents are correct that ANCs are not Indian tribes,
because everyone agrees they are not federally recognized tribes.
To prevail on this argument, however, respondents must demonstrate
that the statutory context supports reading ISDA’s “Indian tribe”
definition as a term of art rather than according to its plain
meaning. See
Johnson v.
United States,
559 U.S.
133, 139 (2010). Their efforts are not persuasive.
In arguing for a term-of-art construction,
respondents first rely on a series of Acts that terminated various
tribes starting in the late 1950s. Those Acts closed tribal
membership rolls, specified the division of tribal assets, and
revoked tribal constitutions. See,
e.g., Act of Sept. 21,
1959, Pub. L. No. 86–322, 73Stat. 592. Following termination, the
tribe and its members were no longer “entitled to any of the
special services performed by the United States for Indians because
of their status as Indians.” §5,
id., at 593. As respondents
note, this language resembles (although does not mirror precisely)
the final words of ISDA’s recognized-as-eligible clause. If being
terminated means no longer being “entitled to any of the special
services performed by the United States for Indians because of
their status as Indians,” the argument goes, then being “recognized
as eligible for the special programs and services provided by the
United States to Indians because of their status as Indians” means
being a federally recognized tribe.
Respondents misjudge the relevance of these
termination statutes. Those statutes do not contain the words
“recognized as eligible”; they do not even contain the word
“recognized.” Furthermore, the termination statutes use their
ISDA-reminiscent phrasing not as a synonym for termination but to
describe just one, among other, consequences of a tribe’s
constitution being revoked. See,
e.g.,
ibid. (“The
constitution of the tribe . . . shall be revoked by the
Secretary. Thereafter, the tribe and its members shall not be
entitled to any of the special services performed by the United
States for Indians because of their status as Indians, all statutes
of the United States that affect Indians because of their status as
Indians shall be inapplicable to them, and the laws of the several
States shall apply to them in the same manner they apply to other
persons or citizens within their jurisdiction”).
Some linguistic similarity between ISDA and the
termination statutes does not suggest that the language of the
recognized-as-eligible clause was an accepted way of saying “a
federally recognized tribe” in 1975. It instead supports a much
more limited proposition: A federally recognized tribe that has not
been terminated is “entitled” to “special services performed by the
United States for Indians,” and thereby satisfies ISDA’s similarly
worded recognized-as-eligible clause. But of course, no one
disputes that being a federally recognized tribe is one way to
qualify as an Indian tribe under ISDA; it is just not the only
way.
Nor is the mere inclusion of the word
“recognized” enough to give the recognized-as-eligible clause a
term-of-art meaning. True, the word “recognized” often refers to a
tribe with which the United States has a government-to-government
relationship (particularly when it is sandwiched between the words
“federally” and “tribe”). That does not mean, however, that the
word “recognized” always connotes political recognition.[
5]
“Recognized” is too common and context dependent
a word to bear so loaded a meaning wherever it appears, even in
laws concerning Native Americans and Alaska Natives. Cf.
Bruesewitz v.
Wyeth LLC,
562
U.S. 223, 235 (2011) (declining to read “unavoidable” as a term
of art in part because “ ‘[u]navoidable’ is hardly a rarely
used word”). Certainly, “recognized” can signify political
recognition; it can also refer to something far more pedestrian.
See,
e.g., Black’s Law Dictionary 1436 (rev. 4th ed. 1968)
(defining “recognition” as “[r]atification; confirmation; an
acknowledgment that something done by another person in one’s name
had one’s authority”). The type of recognition required is a
question best answered in context. See,
e.g., 25
U. S. C. §3002(a)(2)(C)(1) (providing for control over
certain cultural items “in the Indian tribe that is recognized as
aboriginally occupying the area in which the objects were
discovered”); §4352(3) (defining a “Native Hawaiian organization”
as a nonprofit that, among other things, “is recognized for having
expertise in Native Hawaiian culture and heritage, including
tourism”). In ISDA, the required recognition is of an entity’s
eligibility for federal Indian programs and services, not a
government-to-government relationship with the United
States.[
6]
Respondents next rely on sources that postdate
ISDA. Ordinarily, however, this Court reads statutory language as a
term of art only when the language was used in that way at the time
of the statute’s adoption. See
Food Marketing Institute v.
Argus Leader Media, 588 U. S. ___, ___ (2019) (slip
op., at 10) (rejecting a term-of-art reading where the parties
“mustered no evidence that the terms of ” the statute carried
a “specialized common law meaning . . . at the time of
their adoption”). In relying on sources postdating ISDA,
respondents must show not only that the language of the
recognized-as-eligible clause later became a term of art, but also
that this term-of-art understanding should be backdated to ISDA’s
passage in 1975. They cannot make that showing.
Respondents lean most heavily on the Federally
Recognized Indian Tribe List Act of 1994 (List Act), enacted almost
20 years after ISDA. See 25 U. S. C. §§5130, 5131. The
List Act requires the Secretary of the Interior to publish an
annual list of “all Indian tribes which the Secretary recognizes to
be eligible for the special programs and services provided by the
United States to Indians because of their status as Indians.”
§5131(a). According to respondents, ANCs’ absence from the
Secretary’s list confirms that they are not “eligible for the
special programs and services provided by the United States to
Indians because of their status as Indians,” §5304(e), and thus
fail ISDA’s recognized-as-eligible clause.
Respondents’ cross-referencing argument,
however, requires the Court to ignore the reason why ANCs are not
on the list. True to its full name, the Federally Recognized Indian
Tribe List Act tasks the Secretary with maintaining a “ ‘list
of federally recognized tribes’ ” only. Note following §5130,
p. 678. The List Act, moreover, lacks language like that in
ISDA expressly “including” ANCs “established pursuant to” ANCSA.
§5304(e). The obvious inference, then, is that ANCs are not on the
Secretary’s list simply because they are not federally
recognized.
History confirms as much. In 1979, 15 years
before the List Act was passed, the Secretary began publishing a
list of Indian tribes “that have a government-to-government
relationship with the United States.” 44 Fed. Reg. 7235. In 1988,
ANCs were added to the Secretary’s list, which had been retitled
“Indian Entities Recognized and Eligible To Receive Services From
the United States Bureau of Indian Affairs,” because ANCs are
“specifically eligible for the funding and services of the [Bureau
of Indian Affairs] by statute” and “should not have to undertake to
obtain Federal Acknowledgement” (
i.e., federal recognition).
53 Fed. Reg. 52829, 52832. In 1993, the Secretary dropped ANCs from
the list, concluding that “the inclusion of ANC[s], which lack
tribal status in a political sense, called into question the
status” of the other entities on the list. 58 Fed. Reg. 54365. In
so doing, the Secretary reaffirmed that ANCs “are not governments,
but they have been designated as ‘tribes’ for the purposes of some
Federal laws,” including ISDA.
Id., at 54364. The List Act,
passed the following year, “confirmed the Secretary’s authority and
responsibility” to maintain a list of federally recognized tribes.
60 Fed. Reg. 9251. Hence, ANCs remained off the list.
To accept respondents’ argument, then, the Court
would need to cross-reference ISDA’s definition of an “Indian
tribe” with the Secretary’s list, but ignore why ANCs were excluded
from that list in the first place. The Court declines to take that
doubtful step.
Despite asking the Court to consider post-ISDA
statutes to determine whether ANCs are “Indian tribes” under ISDA,
moreover, respondents largely fail to address post-ISDA
congressional actions that contradict their position. First,
consider Congress’ treatment of the Cook Inlet Region, Inc. (CIRI),
the regional ANC for the ANCSA region covering more than half the
Alaskan population. See The Twelve Regions, ANCSA Regional
Association (June 1, 2021),
https://ancsaregional.com/the-twelve-regions. In 1994, CIRI
contracted under ISDA through its designated healthcare provider to
offer healthcare benefits to Alaska Natives and American Indians in
Anchorage and the Matanuska-Susitna Valley. See
Cook Inlet
Treaty Tribes v.
Shalala,
166 F.3d 986, 988 (CA9 1999). A group of Alaska Native villages
sued, arguing that the Federal Government should have first
obtained their approval.
Ibid.; see 25 U. S. C.
§5304(
l) (“[I]n any case where [an ISDA contract] benefit[s]
more than one Indian tribe, the approval of each such Indian tribe”
is required). Congress mooted the dispute by passing a bill that
waived ISDA’s normal tribal approval requirement for CIRI’s
healthcare contracts. Department of the Interior and Related
Agencies Appropriations Act, 1998, §325(a), 111Stat. 1597–1598. In
so doing, Congress not only assumed CIRI was eligible to enter into
ISDA contracts (notwithstanding its lack of federal recognition),
but actively cleared the way for it to do so.
Next, consider the Native American Housing
Assistance and Self-Determination Act of 1996 (NAHASDA), 25
U. S. C. §4101
et seq., which incorporates ISDA’s
“Indian tribe” definition, see §4103(13)(B). NAHASDA creates a
housing block grant program for Indian tribes. §4111. The regional
ANCs (acting through their designated housing authorities) are
among the largest recipients of these grants in Alaska, receiving
tens of millions of dollars each year. See Dept. of Housing and
Urban Development, FY 2020 Final [Indian Housing Block Grant]
Funding by [Tribally Designated Housing Entities] & Regions.
For years, Congress has passed appropriations riders requiring that
the existing recipients of NAHASDA’s housing block grants in Alaska
(including ANCs) continue to receive those grants. See,
e.g., Further Consolidated Appropriations Act, 2020, Pub. L.
116–94, Div. H, Tit. II, §211, 133Stat. 3003. Following the
D. C. Circuit’s decision in this case, Congress awarded
additional grants under NAHASDA and emphasized that, “[f]or the
avoidance of doubt,” the “Indian tribe[s]” eligible for those
grants “shall include Alaska native corporations established
pursuant to” ANCSA. Consolidated Appropriations Act, 2021, Pub. L.
116–260, Div. N, Tit. V, Subtit. A, §501(k)(2)(C), 134Stat.
2077.
Thus, post-ISDA sources prove no more fruitful
to respondents than pre-ISDA ones. Even assuming the Court should
look to events after 1975, respondents cannot cherry-pick statutes
like the List Act without explaining postenactment developments
that undermine their interpretation. In the end, the various
statutes cited do not support respondents’ efforts to exclude ANCs
from ISDA by use of a term-of-art construction.[
7]
C
Even if ANCs did not satisfy the
recognized-as-eligible clause, however, they would still satisfy
ISDA’s definition of an “Indian tribe.” If respondents were correct
that only a federally recognized tribe can satisfy that clause,
then the best way to read the “Indian tribe” definition as a whole
would be for the recognized-as-eligible clause not to apply to the
entities in the Alaska clause at all (
i.e., to “any Alaska
Native village or regional or village corporation,” 25
U. S. C. §5304(e)). On this reading, the way to tell
whether a tribe, band, nation, or other organized group or
community is an “Indian tribe” is to ask whether it is federally
recognized, but the way to tell whether an Alaska Native village or
corporation is an “Indian tribe” is to ask whether it is “defined
in or established pursuant to” ANCSA.
Ibid. Otherwise,
despite being prominently “includ[ed]” in the “Indian tribe”
definition,
ibid., all ANCs would be excluded by a
federal-recognition requirement there is no reasonable prospect
they could ever satisfy.
Respondents object (and the dissent agrees) that
this construction “produces grammatical incoherence.” Brief for
Respondents Confederated Tribes of Chehalis Reservation et al.
16;
post, at 4–5. They point out that a modifying clause at
the end of a list (like the recognized-as-eligible clause) often
applies to every item in the list. See,
e.g.,
Jama v.
Immigration and Customs Enforcement,
543
U.S. 335, 344, n. 4 (2005). The so-called series-qualifier
canon can be a helpful interpretive tool, and it supports the idea
that the recognized-as-eligible clause applies to every type of
entity listed in the “Indian tribe” definition, including ANCs.
Given that the entities in the Alaska clause are the closest in
proximity to the recognized-as-eligible clause, that canon arguably
applies with particular force here.
As the Court reiterated earlier this Term,
however, the series-qualifier canon gives way when it would yield a
“contextually implausible outcome.”
Facebook,
Inc. v.
Duguid, 592 U. S. ___, ___ (2021) (slip op., at 9); see
also
id., at ___ (Alito, J., concurring in judgment) (slip
op., at 1) (noting that “[c]anons are useful tools, but it is
important to keep their limitations in mind. This may be especially
true with respect to . . . the ‘series-qualifier’
canon”). The most grammatical reading of a sentence in a vacuum
does not always produce the best reading in context. See,
e.g.,
Sturgeon, 577 U. S., at 438 (“Statutory
language ‘cannot be construed in a vacuum. It is a fundamental
canon of statutory construction that the words of a statute must be
read in their context and with a view to their place in the overall
statutory scheme’ ”); cf. B. Garner, Modern English Usage 784
(4th ed. 2016) (noting the “increasingly common” “ ‘remote
relative,’ ”
i.e., the practice of separating “the
relative pronoun (
that,
which,
who) from its
antecedent”).
Consider an example with the same syntax as the
“Indian tribe” definition. A restaurant advertises “50% off any
meat, vegetable, or seafood dish, including ceviche, which is
cooked.” Say a customer orders ceviche, a Peruvian specialty of raw
fish marinated in citrus juice. Would she expect it to be cooked?
No. Would she expect to pay full price for it? Again, no. Under the
reading recommended by the series-qualifier canon, however, the
ceviche was a red herring. Even though the 50%-off sale
specifically named ceviche (and no other dish), it costs full price
because it is not cooked. That conclusion would make no sense to a
reasonable customer.
Like applying a “cooked” requirement to ceviche,
applying a “federally recognized” requirement to ANCs is
implausible in context. When Congress enacted ISDA in 1975, not a
single Alaska Native village or ANC had been recognized for a
government-to-government relationship with the United States. On
respondents’ reading, then, the entire Alaska clause originally had
no effect. None of its entities qualified as Indian tribes for
purposes of ISDA, even though the only entities expressly included
in ISDA’s definition of an “Indian tribe” are those in the Alaska
clause.
The only explanation respondents offer for this
highly counterintuitive result is that Congress included Alaska
Native villages and corporations in the “Indian tribe” definition
on the possibility they might one day become federally recognized.
That is highly unlikely. First, the Alaska clause would be
redundant on that account. See Brief for Respondents Confederated
Tribes of Chehalis Reservation et al. 31 ([T]he Alaska
[clause] is . . . best read as redundant”). A federally
recognized Alaska Native village or ANC would presumably already
fit into one of the pre-existing ISDA categories of “tribe[s],
band[s], nation[s], or other organized group[s] or communit[ies].”
25 U. S. C. §5304(e).
Second, it is quite doubtful that anyone in 1975
thought the United States was going to recognize ANCs as sovereign
political entities. ANCs are for-profit companies incorporated
under state law that Congress itself created just four years prior
to ISDA. They are not at all the type of entities normally
considered for a government-to-government relationship with the
United States. Accord, 25 CFR §83.4 (1994) (“The Department will
not acknowledge,”
i.e., federally recognize, “[a]n
association, organization, corporation, or entity of any character
formed in recent times unless the entity has only changed form by
recently incorporating or otherwise formalizing its existing
politically autonomous community”). Indeed, at the time ISDA was
enacted, some doubted whether even Alaska Native villages could be
federally recognized.[
8]
Respondents counter by pointing to certain
organizations created in Alaska in the 1930s that later became
federally recognized tribes. One such organization, the Hydaburg
Cooperative Association (HCA), was formed under the 1936 Amendment
to the Indian Reorganization Act, which authorized Alaska Natives
groups “not heretofore recognized as bands or tribes” to organize
based on “a common bond of occupation, or association, or
residence.” Ch. 254, 49Stat. 1250 (codified at 25
U. S. C. §5119). The HCA organized around “a common bond
of occupation in the fish industry.” Constitution and By-Laws of
the Hydaburg Cooperative Association, Alaska Preamble (1938).
Decades later, the Interior Department acknowledged the HCA as a
federally recognized tribe, even though it is of fairly recent
vintage and organized around a bond of occupation rather than
solely around an ancestral tribal heritage. See 58 Fed. Reg. 54369.
If the HCA could be federally recognized, respondents say, some
might have thought ANCs could too.
Respondents make too much of the HCA and the
small handful of entities like it, which are not comparable to
ANCs. Unlike ANCs, the former entities were organized under
federally approved constitutions as part of a short-lived attempt
to recreate in Alaska a tribal reservation system like that in the
lower 48 States. ANCs, by contrast, were incorporated under state
law pursuant to legislation that embodied the formal repudiation of
that approach. That the Interior Department deemed the HCA and a
handful of other entities like it federally recognized tribes
decades after ISDA’s passage does not mean it was plausible in 1975
to think ANCs would one day become federally recognized tribes, as
well.[
9]
Ultimately, respondents resort to the argument
that, although the idea of ANCs becoming federally recognized
tribes might be farfetched, it is not technically impossible. That
is, Congress’ plenary power over Indian affairs could conceivably
permit it to recognize a government-to- government relationship
between an ANC and the United States. Perhaps, but possibility is
not the same as plausibility, and both are proper concerns of
statutory interpretation. Consider again the example of a
restaurant advertising “50% off any meat, vegetable, or seafood
dish, including ceviche, which is cooked.” On respondents’ logic,
because the restaurant technically could cook its ceviche, the only
way to read the advertisement is that ceviche is full price unless
the restaurant takes an unexpected culinary step.
That is wrong. The best reading of the
advertisement is that ceviche is 50% off even if it is not cooked,
just as the best reading of ISDA is that ANCs are Indian tribes
even if they are not federally recognized. Any grammatical
awkwardness involved in the recognized-as-eligible clause skipping
over the Alaska clause pales in comparison to the incongruity of
forever excluding all ANCs from an “Indian tribe” definition whose
most prominent feature is that it specifically includes them.
D
Respondents make a few final arguments to
persuade the Court that ANCs are not Indian tribes under ISDA. None
succeeds.
Respondents argue first that the ANCs
misrepresent how meaningful a role they play under ISDA because the
actual number of ISDA contracts held by ANCs is negligible. The
Court does not have the record before it to determine the exact
number and nature of ISDA contracts held by ANCs or their
designees, either historically or currently. The point is largely
irrelevant, however. No one would argue that a federally recognized
tribe was not an Indian tribe under ISDA just because it had never
entered into an ISDA contract. The same is true for ANCs. To the
extent respondents argue that ruling for them would be of little
practical consequence given the small number of ISDA contracts held
by ANCs, quantity is not the only issue. For example, CIRI
contracts through a designee to provide healthcare to thousands of
Alaska Natives in Anchorage and the Matanuska-Susitna Valley. Brief
for CIRI as
Amicus Curiae 9. The loss of CIRI’s ability
alone to contract under ISDA would have significant effects on the
many Alaska Natives it currently serves.[
10]
Respondents further argue that treating ANCs as
Indian tribes would complicate the administration of ISDA. If an
ISDA contract will benefit multiple Indian tribes, each such tribe
has to agree to the contract before it can go into effect. 25
U. S. C. §5304(
l). Because membership in ANCs and
federally recognized tribes often overlap, respondents argue that
ANCs will be able to veto any ISDA contract sought by a federally
recognized tribe in Alaska.
Without discounting the possibility of
administrative burdens, this concern is overstated. The Executive
Branch has treated ANCs as Indian tribes for 45 years, yet
respondents point to no evidence of such a problem ever having
arisen. If such a problem does arise, moreover, the Interior
Department may be able to craft an administrative solution. Cf. 46
Fed. Reg. 27178, 27179 (1981) (Indian Health Service regulations
establishing an “order of precedence” among Alaskan entities “[f]or
the purposes of contracting under” ISDA and requiring authorizing
resolutions from “[v]illages, as the smallest tribal units under”
ANCSA).
Respondents also warn that blessing ANCs’ status
under ISDA will give them ammunition to press for participation in
the many statutes besides the CARES Act that incorporate ISDA’s
“Indian tribe” definition. See,
e.g., Indian Health Care
Improvement Act, §4(d), 90Stat. 1401; Native American Housing
Assistance and Self-Determination Act of 1996, §4(12)(B), 110Stat.
4019–4020; Indian Tribal Energy Development and Self-Determination
Act of 2005, [Title V of the Energy Policy Act of 2005], §503(a),
119Stat. 764–765.
As the Government notes, however, there may well
be statutes that incorporate ISDA’s “Indian tribe” definition but
exclude ANCs from participation in other ways. See Brief for
Federal Petitioner 33–34 (citing,
e.g., 7 U. S. C.
§§1639o(2), 1639p(a)(1) (defining “Indian tribe” to incorporate the
ISDA definition, but also requiring participants to exercise
“ ‘regulatory authority over . . . territory of the
Indian tribe’ ”)). Moreover, this concern cuts both ways. If
respondents’ reading prevailed, ANCs would presumably be excluded
from all other statutes incorporating ISDA’s definition, even those
under which ANCs have long benefited. That includes the Indian
Tribal Energy Development and Self-Determination Act of 2005, under
which ANCs have received millions of dollars of energy assistance.
See Brief for Federal Petitioner 33. That also includes NAHASDA,
which, as discussed, creates a housing block grant program under
which the regional ANCs are some of the biggest recipients in
Alaska. See
supra, at 17–18. Currently, over 10,000 Alaskans
live in housing units built, improved, or managed by these regional
authorities. See Brief for Association of Alaska Housing
Authorities as
Amicus Curiae 15.
All told, the Court’s decision today does not
“vest ANCs with new and untold tribal powers,” as respondents fear.
Brief for Respondents Confederated Tribes of Chehalis Reservation
et al. 54. It merely confirms the powers Congress expressly
afforded ANCs and that the Executive Branch has long understood
ANCs to possess.
III
Almost everyone agrees that if ANCs are Indian
tribes under ISDA, they are eligible for funding under Title V of
the CARES Act. If Congress did not want to make ANCs eligible for
CARES Act funding, its decision to incorporate ISDA’s “Indian
tribe” definition into the CARES Act would be inexplicable. Had
Congress wished to limit CARES Act funding to federally recognized
tribes, it could simply have cross-referenced the List Act instead,
as it had in numerous statutes before.[
11] Instead, Congress invoked a definition that
expressly includes ANCs (and has been understood for decades to
include them). Today’s ruling merely gives effect to that
decision.
Nevertheless, the Ute Indian Tribe of the Uintah
and Ouray Reservation argues that the CARES Act excludes ANCs
regardless of whether they are Indian tribes under ISDA. Recall
that the CARES Act allocates money to “Tribal governments.” 42
U. S. C. §801(a)(2)(B). A “Tribal government” is “the
recognized governing body of an Indian tribe.” §801(g)(5).
According to the Utes, ANCs do not have a “recognized governing
body” because that term applies to the governing body of a
federally recognized tribe alone.
As the Utes implicitly acknowledge, however,
federal recognition is usually discussed in relation to tribes, not
their governing bodies. Brief for Respondent Ute Indian Tribe of
the Uintah and Ouray Reservation 13 (“The recognized relationship
is a political relationship between the United States and the
tribe”); see also,
e.g., note following 25
U. S. C. §5130, p. 678 (“ ‘[T]he United State
has a trust responsibility to recognized Indian tribes, maintains a
government-to-government relationships with those tribes, and
recognizes the sovereignty of those tribes’ ”). In addition,
the CARES Act’s use of the term “recognized governing body” is
borrowed from ISDA itself, which lists the “recognized governing
body” of an Indian tribe as one type of “tribal organization”
empowered to contract with the government on the tribe’s behalf.
§5304(
l). In the ISDA context, this term has long been
understood to apply to an ANC’s board of directors, the ANC’s
governing body as a matter of corporate law. See,
e.g., App.
45 (An ANC’s “board of directors . . . is its ‘governing
body’ ”); see also Black’s Law Dictionary, at 219 (defining
“Board of Directors” as “[t]he governing body of a private
corporation”). Indeed, respondents do not dispute that the plain
meaning of “recognized governing body” covers an ANC’s board of
directors.[
12]
Looking to the plain meaning of “recognized
governing body” makes even more sense because nothing in either the
CARES Act or ISDA suggests that the term “recognized governing
body” places additional limits on the kinds of Indian tribes
eligible to benefit under the statutes. In both laws, the term
instead pinpoints the particular entity that will receive funding
on behalf of an Indian tribe. See 42 U. S. C. §801(g)(5);
25 U. S. C. §5304(
l). Because ANCs are Indian
tribes within the meaning of the CARES Act, an ANC’s board of
directors is a “recognized governing body” eligible to receive
funding under Title V of the Act.
IV
The Court today affirms what the Federal
Government has maintained for almost half a century: ANCs are
Indian tribes under ISDA. For that reason, they are Indian tribes
under the CARES Act and eligible for Title V funding. The judgment
of the Court of Appeals for the District of Columbia Circuit is
reversed, and the cases are remanded for further proceedings
consistent with this opinion.
It is so ordered.