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SUPREME COURT OF THE UNITED STATES
_________________
No. 18–882
_________________
NORIS BABB, PETITIONER
v. ROBERT
WILKIE, SECRETARY OF VETERANS AFFAIRS
on writ of certiorari to the united states
court of appeals for the eleventh circuit
[April 6, 2020]
Justice Alito delivered the opinion of the
Court.[
1]*
The federal-sector provision of the Age
Discrimination in Employment Act of 1967 (ADEA), 88Stat. 74, 29
U. S. C. §633a(a), provides (with just a few exceptions)
that “personnel actions” affecting individuals aged 40 and older
“shall be made free from any discrimination based on age.” We are
asked to decide whether this provision imposes liability only when
age is a “but-for cause” of the personnel action in question.
We hold that §633a(a) goes further than that.
The plain meaning of the critical statutory language (“made free
from any discrimination based on age”) demands that personnel
actions be untainted by any consideration of age. This does not
mean that a plaintiff may obtain all forms of relief that are
generally available for a violation of §633a(a), including hiring,
reinstatement, backpay, and compensatory damages, without showing
that a personnel action would have been different if age had not
been taken into account. To obtain such relief, a plaintiff must
show that age was a but-for cause of the challenged employment
decision. But if age discrimination played a lesser part in the
decision, other remedies may be appropriate.
I
Noris Babb, who was born in 1960, is a
clinical pharmacist at the U. S. Department of Veterans
Affairs Medical Center in Bay Pines, Florida. Babb brought suit in
2014 against the Secretary of Veterans Affairs (hereinafter VA),
claiming that she had been subjected to age and sex discrimination,
as well as retaliation for engaging in activities protected by
federal anti-discrimination law. Only her age-discrimination claims
are now before us.
Those claims center on the following personnel
actions. First, in 2013, the VA took away Babb’s “advanced scope”
designation, which had made her eligible for promotion on the
Federal Government’s General Scale from a GS–12 to a
GS–13.[
2] Second, during this
same time period, she was denied training opportunities and was
passed over for positions in the hospital’s anticoagulation clinic.
Third, in 2014, she was placed in a new position, and while her
grade was raised to GS–13, her holiday pay was reduced. All these
actions, she maintains, involved age discrimination, and in support
of her claims, she alleges, among other things, that supervisors
made a variety of age-related comments.
The VA moved for summary judgment and offered
non-discriminatory reasons for the challenged actions, and the
District Court granted that motion. Evaluating each of Babb’s
claims under the burden-shifting framework outlined in
McDonnell
Douglas Corp. v.
Green,
411 U.S.
792 (1973), the court found that Babb had established a prima
facie case, that the Secretary had proffered legitimate reasons for
the challenged actions, and that no jury could reasonably conclude
that those reasons were pretextual.
Babb appealed, contending that the District
Court should not have used the
McDonnell Douglas framework
because it is not suited for “mixed motives” claims. She argued
that under the terms of the ADEA’s federal-sector provision, a
personnel action is unlawful if age is a factor in the challenged
decision. As a result, she explained that even if the VA’s
proffered reasons were not pretextual, it would not necessarily
follow that age discrimination played no part.
The Eleventh Circuit panel that heard Babb’s
appeal found that her argument was “foreclosed” by Circuit
precedent but added that it might have agreed with her if it were
“writing on a clean slate.”
Babb v.
Secretary,
Dept. of Veterans Affairs, 743 Fed. Appx. 280, 287 (2018)
(citing
Trask v.
Secretary,
Dept. of Veterans
Affairs, 822 F.3d 1179 (CA11 2016)).
We granted certiorari, 588 U. S. ___
(2019), to resolve a Circuit split over the interpretation of
§633a(a).
II
That provision of the ADEA states in relevant
part: “All personnel actions affecting employees or applicants for
employment who are at least 40 years of age . . . shall
be made free from any discrimination based on age.” 29
U. S. C. §633a(a).
The Government interprets this provision to
impose liability only when age is a but-for cause of an employment
decision. According to the Government, even if age played a part in
such a decision, an employee or applicant for employment cannot
obtain any relief unless it is shown that the decision would have
been favorable if age had not been taken into account. This
interpretation, the Government contends, follows both from the
meaning of the statutory text and from the “default rule” that we
have recognized in other employment discrimination cases, namely,
that recovery for wrongful conduct is generally permitted only if
the injury would not have occurred but for that conduct. See,
e.g.,
University of Tex. Southwestern Medical Center
v.
Nassar,
570 U.S.
338, 346–347 (2013).
Babb interprets the provision differently. She
maintains that its language prohibits any adverse consideration of
age in the decision-making
process. Accordingly, she argues
proof that age was a but-for cause of a challenged employment
decision is not needed.
A
Which interpretation is correct? To decide, we
start with the text of the statute, see
Gross v.
FBL
Financial Services,
Inc.,
557
U.S. 167, 175 (2009), and as it turns out, it is not necessary
to go any further. The plain meaning of the statutory text shows
that age need not be a but-for cause of an employment decision in
order for there to be a violation of §633a(a). To explain the basis
for our interpretation, we will first define the important terms in
the statute and then consider how they relate to each other.
1
Section 633a(a) concerns “personnel actions,”
and while the ADEA does not define this term, its meaning is easy
to understand. The Civil Service Reform Act of 1978, which governs
federal employment, broadly defines a “personnel action” to include
most employment-related decisions, such as appointment, promotion,
work assignment, compensation, and performance reviews. See 5
U. S. C. §2302(a)(2)(A). That interpretation is
consistent with the term’s meaning in general usage, and we assume
that it has the same meaning under the ADEA.
Under §633a(a), personnel actions must be made
“free from” discrimination. The phrase “free from” means
“untainted” or “[c]lear of (something which is regarded as
objectionable).” Webster’s Third New International Dictionary 905
(def. 4(a)(2)) (1976); 4 Oxford English Dictionary 521 (def. 12)
(1933); see also American Heritage Dictionary 524 (def. 5(a))
(1969) (defining “free” “used with from” as “[n]ot affected or
restricted by a given condition or circumstance”); Random House
Dictionary of the English Language 565 (def. 12) (1966) (defining
“free” as “exempt or released from something specified that
controls, restrains, burdens, etc.”). Thus, under §633a(a), a
personnel action must be made “untainted” by discrimination based
on age, and the addition of the term “any” (“free from
any
discrimination based on age”) drives the point home.[
3] And as for “discrimination,” we assume
that it carries its “ ‘normal definition,’ ” which is
“ ‘differential treatment.’ ”
Jackson v.
Birm-
ingham Bd. of Ed.,
544 U.S.
167, 174 (2005).
Under §633a(a), the type of discrimination
forbidden is “discrimination based on age,” and “[i]n common talk,
the phrase ‘based on’ indicates a but-for causal relationship.”
Safeco Ins. Co. of America v.
Burr,
551 U.S.
47, 63 (2007); cf.
Comcast Corp. v.
National Assn. of
African American-Owned Media,
ante, at 6. Therefore,
§633a(a) requires that age be a but-for cause of the discrimination
alleged.
What remains is the phrase “shall be made.”
“[S]hall be made” is a form of the verb “to make,” which means “to
bring into existence,” “to produce,” “to render,” and “to cause to
be or become.” Random House Dictionary of the English Language, at
866. Thus, “shall be made” means “shall be produced,” etc. And the
imperative mood, denoting a duty, see Black’s Law Dictionary 1233
(5th ed. 1979), emphasizes the importance of avoiding the
taint.
2
So much for the individual terms used in
§633a(a). What really matters for present purposes is the way these
terms relate to each other. Two matters of syntax are critical.
First, “based on age” is an adjectival phrase that modifies the
noun “discrimination.” It does not modify “personnel actions.” The
statute does not say that “it is unlawful to take personnel actions
that are based on age”; it says that “personnel actions
. . . shall be made free from any discrimination based on
age.” §633a(a). As a result, age must be a but-for cause of
discrimination—that is, of differential treatment—but not
necessarily a but-for cause of a personnel action itself.
Second, “free from any discrimination” is an
adverbial phrase that modifies the verb “made.”
Ibid. Thus,
“free from any discrimination” describes how a personnel action
must be “made,” namely, in a way that is not tainted by
differential treatment based on age. If age discrimination plays
any part in the way a decision is made, then the decision is not
made in a way that is untainted by such discrimination.
This is the straightforward meaning of the terms
of §633a(a), and it indicates that the statute does not require
proof that an employment decision would have turned out differently
if age had not been taken into account.
To see what this entails in practice, consider a
simple example. Suppose that a decision-maker is trying to decide
whether to promote employee A, who is 35 years old, or employee B,
who is 55. Under the employer’s policy, candidates for promotion
are first given numerical scores based on non-discriminatory
factors. Candidates over the age of 40 are then docked five points,
and the employee with the highest score is promoted. Based on the
non-discriminatory factors, employee A (the 35-year-old) is given a
score of 90, and employee B (the 55-year-old) gets a score of 85.
But employee B is then docked 5 points because of age and thus ends
up with a final score of 80. The decision-maker looks at the
candidates’ final scores and, seeing that employee A has the higher
score, promotes employee A.
This decision is not “made” “free from any
discrimination” because employee B was treated differently (and
less favorably) than employee A (because she was docked five points
and A was not). And this discrimination was “based on age” because
the five points would not have been taken away were it not for
employee B’s age.
It is true that this difference in treatment did
not affect the outcome, and therefore age was not a but-for cause
of the decision to promote employee A. Employee A would have won
out even if age had not been considered and employee B had not lost
five points, since A’s score of 90 was higher than B’s initial,
legitimate score of 85. But under the language of §633a(a), this
does not preclude liability.
The Government has no answer to this parsing of
the statutory text. It makes two correct points: first, that
“ ‘discrimination based on age’ ” “requires but-for
causation,” and, second, that “ ‘discrimination’ ” means
“ ‘ “differential treatment.” ’ ” Brief for
Respondent 16–17. But based on these two points, the Government
draws the unwarranted conclusion that “[i]t is thus not enough for
a federal employer merely to
consider age . . . if
that consideration does not actually cause the employer to make a
less favorable personnel action than it would have made for a
similarly situated person who is younger.”
Id., at 17. That
conclusion does not follow from the two correct points on which it
claims to be based. What follows instead is that, under §633a(a),
age must be the but-for cause of
differential treatment, not
that age must be a but-for cause of
the ultimate
decision.[
4]
B
The Government’s primary argument rests not on
the text of §633a(a) but on prior cases interpreting different
statutes. But contrary to the Government’s argument, nothing in
these past decisions undermines our interpretation of §633a(a).
1. In
Safeco Ins. Co. of America v.
Burr, 551 U. S., at 63, we interpreted a provision of
the Fair Credit Reporting Act (FCRA) requiring that notice be
provided “[i]f any person takes any
adverse action with
respect to any consumer that is
based in whole or in part
on any information contained in a consumer [credit] report.”
15 U. S. C. §1681m(a) (emphasis added). This language is
quite different from that of 29 U. S. C. §633a(a).
In §1681m(a), the phrase “based . . .
on any information contained in a consumer [credit] report”
modifies “adverse action,” and thus the information in question
must be a but-for cause of the adverse action. By contrast, in
§633a(a), “based on” does not modify “personnel actions”; it
modifies “discrimination,”
i.e., differential treatment
based on age.
The Government tries to find support in
Safeco’s discussion of FCRA’s reference to an adverse action
that is “based . . .
in part” on a credit report.
15 U. S. C. §1681m(a) (emphasis added). The
Safeco
Court observed that the phrase “in part” could be read to mean that
notice had to be given “whenever the report was considered in the
rate-setting process,” but it rejected this reading. 551
U. S., at 63. The Government suggests that the Court reached
this conclusion because it thought that Congress would have “said
so expressly” if it had meant to require notice in situations where
consideration of a credit report was inconsequential. Brief for
Respondent 19. Accordingly, the Government argues, because §633a(a)
does not say expressly that consideration of age is unlawful, we
should conclude that mere consideration is insufficient to trigger
liability. See
id., at 19–20.
This argument fails for two reasons. First, as
explained above, the language of §633a(a)
does expressly
impose liability if age discrimination plays a part in a federal
employment decision. Second,
Safeco did not invoke the sort
of super-plain-statement rule that the Government now attributes to
it. Instead, the
Safeco Court rejected the argument on other
grounds, including its assessment of the particular statutory
scheme at issue. See 551 U. S., at 63–64. That reasoning
obviously has no application here.
2. In
Gross v.
FBL Financial
Services,
Inc.,
557 U.S.
167, we interpreted the private-sector provision of the ADEA,
29 U. S. C. §623(a)(1), and held that it requires a
plaintiff to prove that “age was the ‘but-for’ cause of the
employer’s adverse action.” 557 U. S., at 177. But as we
previously recognized, the ADEA’s private- and public-sector
provisions are “couched in very different terms.”
Gómez-Pérez v.
Potter,
553 U.S.
474, 488 (2008).
Section 623(a)(1) makes it “unlawful for an
employer . . . to fail or refuse to hire or to discharge
any individual or otherwise discriminate against any individual
with respect to his compensation, terms, conditions, or privileges
of employment, because of such individual’s age.” Thus, the but-for
causal language in §623(a)(1)––“because of such individual’s
age”––is an adverbial phrase modifying the verbs (“to fail or
refuse to hire,” etc.) that specify the conduct that the provision
regulates. For this reason, the syntax of §623(a)(1) is critically
different from that of §633a(a), where, as noted, the but-for
language modifies the noun “discrimination.” This is important
because all the verbs in §623(a)(1)—failing or refusing to hire,
discharging, or otherwise discriminating with respect to
“compensation, terms, conditions, or privileges of
employment”—refer to end results.[
5] By contrast, the provision in our case, §633a(a),
prohibits any age discrimination in the “mak[ing]” of a personnel
decision, not just with respect to end results.
3. Finally, in
University of Tex.
Southwestern Medical Center v.
Nassar,
570 U.S.
338, we interpreted Title VII’s anti-retaliation provision, 42
U. S. C. §2000e–3(a), as requiring retaliation to be a
but-for cause of the end result of the employment decision. The
Court saw no “meaningful textual difference between the text [of
that provision] and the one in
Gross,” 570 U. S., at
352, and the Court found support for its interpretation in the rule
that recovery for an intentional tort generally requires proof
“ ‘that the harm would not have occurred’ in the absence
of—that is, but for—the defendant’s conduct.” 570 U. S., at
346–347 (quoting Restatement of Torts §431, Comment
a, pp.
1159–1160 (1934)).
That reasoning has no application in the present
case. The wording of §633a(a)––which refers expressly to the
“mak[ing]” of personnel actions in a way that is “free from any
discrimination based on age”––is markedly different from the
language of the statutes at issue in
Gross and
Nassar, and the traditional rule favoring but-for causation
does not dictate a contrary result. Section 633a(a) requires proof
of but-for causation, but the object of that causation is
“discrimination,”
i.e., differential treatment, not the
personnel action itself.
For these reasons,
Safeco,
Gross,
and
Nassar are entirely consistent with our holding in this
case.
C
We are not persuaded by the argument that it
is anomalous to hold the Federal Government to a stricter standard
than private employers or state and local governments. That is what
the statutory language dictates, and if Congress had wanted to
impose the same standard on all employers, it could have easily
done so.
As first enacted, the ADEA “applied only to
actions against private employers.”
Lehman v.
Nakshian,
453 U.S.
156, 166 (1981). In 1974, “Congress expanded the scope of the
ADEA” to reach both state and local governments and the Federal
Government.
Ibid. To cover state and local governments,
Congress simply added them to the definition of an “employer” in
the ADEA’s private-sector provision, see 29 U. S. C.
§630(b), and Congress could have easily done the same for the
Federal Government. Indeed, the first proposal for expansion of the
ADEA to government entities did precisely that.
Lehman, 453
U. S., at 166, n. 14.
But Congress did not choose this route. Instead,
it “deliberately prescribed a distinct statutory scheme applicable
only to the federal sector,”
id., at 166, and in doing so,
it eschewed the language used in the private-sector provision,
§623(a). See
Gómez-Pérez, 553 U. S., at 488. We
generally ascribe significance to such a decision. See
Russello v.
United States,
464 U.S.
16, 23 (1983) (“ ‘[W]here Congress includes particular
language in one section of a statute but omits it in another
section of the same Act, it is generally presumed that Congress
acts intentionally and purposely in the disparate inclusion or
exclusion’ ”).
That Congress would want to hold the Federal
Government to a higher standard than state and private employers is
not unusual. See Supp. Letter Brief for Respond- ent 1 (“The
federal government has long adhered to anti- discrimination
policies that are more expansive than those required by
. . . the ADEA”);
e.g., Exec. Order No. 11478, §1,
3 CFR 446 (1969) (“It is the policy of the Government of the United
States to provide equal opportunity in Federal employment for all
persons, to prohibit discrimination in employment . . .
and to promote the full realization of equal employment opportunity
through a continuing affirmative program”); Exec. Order No. 12106,
§1–102, 3 CFR 263 (1978) (amending Exec. Order No. 11478 to cover
discrimination on the basis of age). And several years after adding
§633a(a) to the ADEA, Congress amended the civil service laws to
prescribe similar standards. See 5 U. S. C. §2301(b)(2)
(“Federal personnel management should be implemented consistent
with the . . . merit system principl[e that a]ll
employees and applicants for employment should receive fair and
equitable treatment in all aspects of personnel management without
regard to . . . age”).
In any event, “where, as here, the words of [a]
statute are unambiguous, the ‘ “judicial inquiry is
complete.” ’ ”
Desert Palace,
Inc. v.
Costa,
539 U.S.
90, 98 (2003) (quoting
Connecticut Nat. Bank v.
Germain,
503 U.S.
249, 254 (1992)).
D
While Babb can establish that the VA violated
§633a(a) without proving that age was a but-for cause of the VA’s
personnel actions, she acknowledges—and we agree—that but-for
causation is important in determining the appropriate remedy. It is
bedrock law that “requested relief ” must “redress the alleged
injury.”
Steel Co. v.
Citizens for Better
Environment,
523 U.S.
83, 103 (1998). Thus, §633a(a) plaintiffs who demonstrate only
that they were subjected to unequal consideration cannot obtain
reinstatement, backpay, compensatory damages, or other forms of
relief related to the end result of an employment decision. To
obtain such remedies, these plaintiffs must show that age
discrimination was a but-for cause of the employment outcome.
We have long employed these basic principles. In
Texas v.
Lesage,
528 U.S.
18, 21–22 (1999) (
per curiam), we applied this rule to a
plaintiff who sought recovery under Rev. Stat. §1979, 42
U. S. C. §1983, for an alleged violation of the Equal
Protection Clause. We explained: “[W]here a plaintiff challenges a
discrete governmental decision as being based on an impermissible
criterion and it is undisputed that the government would have made
the same decision regardless, there is no cognizable injury
warranting [damages] relief.” 528 U. S., at 21. Cf.
Mt.
Healthy City Bd. of Ed. v.
Doyle,
429 U.S.
274, 285 (1977) (rejecting rule that “would require
reinstatement . . . even if the same decision would have
been reached had the incident not occurred”).
Our conclusion is also supported by traditional
principles of tort and remedies law. “Remedies generally seek to
place the victim of a legal wrong . . . in the position
that person would have occupied if the wrong had not occurred.” R.
Weaver, E. Shoben, & M. Kelly, Principles of Remedies Law 5 (3d
ed. 2017). Thus, “[a]n actor’s liability is limited to those harms
that result from the risks that made the actor’s conduct tortious.”
Restatement (Third) of Torts §29, p. 493 (2005). Remedies
should not put a plaintiff in a more favorable position than he or
she would have enjoyed absent discrimination. But this is precisely
what would happen if individuals who cannot show that
discrimination was a but-for cause of the end result of a personnel
action could receive relief that alters or compensates for the end
result.
Although unable to obtain such relief,
plaintiffs are not without a remedy if they show that age was a
but-for cause of differential treatment in an employment decision
but not a but-for cause of the decision itself. In that situation,
plaintiffs can seek injunctive or other forward-looking relief.
Determining what relief, if any, is appropriate in the present case
is a matter for the District Court to decide in the first instance
if Babb succeeds in showing that §633a(a) was violated.
* * *
The judgment of the United States Court of
Appeals for the Eleventh Circuit is reversed, and the case is
remanded for further proceedings consistent with this opinion.
It is so ordered.