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SUPREME COURT OF THE UNITED STATES
_________________
No. 18–966
_________________
DEPARTMENT OF COMMERCE, et al., PETITIONERS
v. NEW YORK, et al.
on writ of certiorari before judgment to the
united states court of appeals for the second circuit
[June 27, 2019]
Chief Justice Roberts delivered the opinion of
the Court.
The Secretary of Commerce decided to reinstate a
question about citizenship on the 2020 census questionnaire. A
group of plaintiffs challenged that decision on constitutional and
statutory grounds. We now decide whether the Secretary violated the
Enumeration Clause of the Constitution, the Census Act, or
otherwise abused his discretion.
I
A
In order to apportion Members of the House of
Representatives among the States, the Constitution requires an
“Enumeration” of the population every 10 years, to be made “in such
Manner” as Congress “shall by Law direct.” Art. I, §2,
cl. 3; Amdt. 14, §2. In the Census Act, Congress delegated to
the Secretary of Commerce the task of conducting the decennial
census “in such form and content as he may determine.” 13
U. S. C. §141(a). The Secretary is aided in that task by
the Census Bureau, a statistical agency housed within the
Department of Commerce. See §§2, 21.
The population count derived from the census is
used not only to apportion representatives but also to allocate
federal funds to the States and to draw electoral districts.
Wisconsin v.
City of New York,
517 U.S.
1, 5–6 (1996). The census additionally serves as a means of
collecting demographic information, which “is used for such varied
purposes as computing federal grant-in-aid benefits, drafting of
legislation, urban and regional planning, business planning, and
academic and social studies.”
Baldrige v.
Shapiro,
455 U.S.
345, 353–354, n. 9 (1982). Over the years, the census has
asked questions about (for example) race, sex, age, health,
education, occupation, housing, and military service. It has also
asked about radio ownership, age at first marriage, and native
tongue. The Census Act obliges everyone to answer census questions
truthfully and requires the Secretary to keep individual answers
confidential, including from other Government agencies. §§221,
8(b), 9(a).
There have been 23 decennial censuses from the
first census in 1790 to the most recent in 2010. Every census
between 1820 and 2000 (with the exception of 1840) asked at least
some of the population about their citizenship or place of birth.
Between 1820 and 1950, the question was asked of all households.
Between 1960 and 2000, it was asked of about one-fourth to
one-sixth of the population. That change was part of a larger
effort to simplify the census by asking most people a few basic
demographic questions (such as sex, age, race, and marital status)
on a short-form questionnaire, while asking a sample of the
population more detailed demographic questions on a long-form
questionnaire. In explaining the decision to move the citizenship
question to the long-form questionnaire, the Census Bureau opined
that “general census information on citizenship had become of less
importance compared with other possible questions to be included in
the census, particularly in view of the recent statutory
requirement for annual alien registration which could provide the
Immigration and Naturalization Service, the principal user of such
data, with the information it needed.” Dept. of Commerce, Bureau of
Census, 1960 Censuses of Population and Housing 194
(1966).[
1]
In 2010, the year of the latest census, the
format changed again. All households received the same
questionnaire, which asked about sex, age, race, Hispanic origin,
and living arrangements. The more detailed demographic questions
previously asked on the long-form questionnaire, including the
question about citizenship, were instead asked in the American
Community Survey (or ACS), which is sent each year to a rotating
sample of about 2.6% of households.
The Census Bureau and former Bureau officials
have resisted occasional proposals to resume asking a citizenship
question of everyone, on the ground that doing so would discourage
noncitizens from responding to the census and lead to a less
accurate count of the total population. See,
e.g.,
Federation of Am. Immigration Reform v.
Klutznick,
486 F. Supp. 564, 568 (DC 1980) (“[A]ccording to the Bureau[,]
any effort to ascertain citizenship will inevitably jeopardize the
overall accuracy of the population count”); Brief for Former
Directors of the U. S. Census Bureau as
Amici Curiae in
Evenwel v.
Abbott, O. T. 2014, No. 14–940, p. 25
(inquiring about citizenship would “invariably lead to a lower
response rate”).
B
In March 2018, Secretary of Commerce Wilbur
Ross announced in a memo that he had decided to reinstate a
question about citizenship on the 2020 decennial census
questionnaire. The Secretary stated that he was acting at the
request of the Department of Justice (DOJ), which sought improved
data about citizen voting-age population for purposes of enforcing
the Voting Rights Act (or VRA)—specifically the Act’s ban on
diluting the influence of minority voters by depriving them of
single-member districts in which they can elect their preferred
candidates. App. to Pet. for Cert. 548a. DOJ explained that federal
courts determine whether a minority group could constitute a
majority in a particular district by looking to the citizen
voting-age population of the group. According to DOJ, the existing
citizenship data from the American Community Survey was not ideal:
It was not reported at the level of the census block, the basic
component of legislative districting plans; it had substantial
margins of error; and it did not align in time with the
census-based population counts used to draw legislative districts.
DOJ therefore formally requested reinstatement of the citizenship
question on the census questionnaire.
Id., at 565a–569a.
The Secretary’s memo explained that the Census
Bureau initially analyzed, and the Secretary considered, three
possible courses of action. The first was to continue to collect
citizenship information in the American Community Survey and
attempt to develop a data model that would more accurately estimate
citizenship at the census block level. The Secretary rejected that
option because the Bureau “did not assert and could not confirm”
that such ACS-based data modeling was possible “with a sufficient
degree of accuracy.”
Id., at 551a.
The second option was to reinstate a citizenship
question on the decennial census. The Bureau predicted that doing
so would discourage some noncitizens from responding to the census.
That would necessitate increased “non-response follow up”
operations—procedures the Bureau uses to attempt to count people
who have not responded to the census—and potentially lead to a less
accurate count of the total population.
Option three was to use administrative records
from other agencies, such as the Social Security Administration and
Citizenship and Immigration Services, to provide DOJ with
citizenship data. The Census Bureau recommended this option, and
the Secretary found it a “potentially appealing solution” because
the Bureau has long used administrative records to supplement and
improve census data.
Id., at 554a. But the Secretary
concluded that administrative records alone were inadequate because
they were missing for more than 10% of the population.
The Secretary ultimately asked the Census Bureau
to develop a fourth option that would combine options two and
three: reinstate a citizenship question on the census
questionnaire, and also use the time remaining until the 2020
census to “further enhance” the Bureau’s “administrative record
data sets, protocols, and statistical models.”
Id., at 555a.
The memo explained that, in the Secretary’s judgment, the fourth
option would provide DOJ with the “most complete and accurate”
citizen voting-age population data in response to its request.
Id., at 556a.
The Secretary “carefully considered” the
possibility that reinstating a citizenship question would depress
the response rate.
Ibid. But after evaluating the Bureau’s
“limited empirical evidence” on the question— evidence drawn from
estimated non-response rates to previous American Community Surveys
and census questionnaires—the Secretary concluded that it was not
possible to “determine definitively” whether inquiring about
citizenship in the census would materially affect response rates.
Id., at 557a, 562a. He also noted the long history of the
citizenship question on the census, as well as the facts that the
United Nations recommends collecting census-based citizenship
information, and other major democracies such as Australia, Canada,
France, Indonesia, Ireland, Germany, Mexico, Spain, and the United
Kingdom inquire about citizenship in their censuses. Altogether,
the Secretary determined that “the need for accurate citizenship
data and the limited burden that the reinstatement of the
citizenship question would impose outweigh fears about a
potentially lower response rate.”
Id., at 557a.
C
Shortly after the Secretary announced his
decision, two groups of plaintiffs filed suit in Federal District
Court in New York, challenging the decision on several grounds. The
first group of plaintiffs included 18 States, the District of
Columbia, various counties and cities, and the United States
Conference of Mayors. They alleged that the Secretary’s decision
violated the Enumeration Clause of the Constitution and the
requirements of the Administrative Procedure Act. The second group
of plaintiffs consisted of several non-governmental organizations
that work with immigrant and minority communities. They added an
equal protection claim. The District Court consolidated the two
cases. Both groups of plaintiffs are respondents here.
The Government moved to dismiss the lawsuits,
arguing that the Secretary’s decision was unreviewable and that
respondents had failed to state cognizable claims under the
Enumeration Clause and the Equal Protection Clause. The District
Court dismissed the Enumeration Clause claim but allowed the other
claims to proceed. 315 F. Supp. 3d 766 (SDNY 2018).
In June 2018, the Government submitted to the
District Court the Commerce Department’s “administrative record”:
the materials that Secretary Ross considered in making his
decision. That record included DOJ’s December 2017 letter
requesting reinstatement of the citizenship question, as well as
several memos from the Census Bureau analyzing the predicted
effects of reinstating the question. Shortly thereafter, at DOJ’s
urging, the Government supplemented the record with a new memo from
the Secretary, “intended to provide further background and context
regarding” his March 2018 memo. App. to Pet. for Cert. 546a. The
supplemental memo stated that the Secretary had begun considering
whether to add the citizenship question in early 2017, and had
inquired whether DOJ “would support, and if so would request,
inclusion of a citizenship question as consistent with and useful
for enforcement of the Voting Rights Act.”
Ibid. According
to the Secretary, DOJ “formally” requested reinstatement of the
citizenship question after that inquiry.
Ibid.
Respondents argued that the supplemental memo
indicated that the Government had submitted an incomplete record of
the materials considered by the Secretary. They asked the District
Court to compel the Government to complete the administrative
record. The court granted that request, and the parties jointly
stipulated to the inclusion of more than 12,000 pages of additional
materials in the administrative record. Among those materials were
emails and other records confirming that the Secretary and his
staff began exploring the possibility of reinstating a citizenship
question shortly after he was confirmed in early 2017, attempted to
elicit requests for citizenship data from other agencies, and
eventually persuaded DOJ to request reinstatement of the question
for VRA enforcement purposes.
In addition, respondents asked the court to
authorize discovery outside the administrative record. They claimed
that such an unusual step was warranted because they had made a
strong preliminary showing that the Secretary had acted in bad
faith. See
Citizens to Preserve Overton Park,
Inc. v.
Volpe,
401 U.S.
402, 420 (1971). The court also granted that request,
authorizing expert discovery and depositions of certain DOJ and
Commerce Department officials.
In August and September 2018, the District Court
issued orders compelling depositions of Secretary Ross and of the
Acting Assistant Attorney General for DOJ’s Civil Rights Division.
We granted the Government’s request to stay the Secretary’s
deposition pending further review, but we declined to stay the
Acting AAG’s deposition or the other extra-record discovery that
the District Court had authorized.
The District Court held a bench trial and issued
findings of fact and conclusions of law on respondents’ statutory
and equal protection claims. After determining that respondents had
standing to sue, the District Court ruled that the Secretary’s
action was arbitrary and capricious, based on a pretextual
rationale, and violated certain provisions of the Census Act. On
the equal protection claim, however, the District Court concluded
that respondents had not met their burden of showing that the
Secretary was motivated by discriminatory animus. The court granted
judgment to respondents on their statutory claims, vacated the
Secretary’s decision, and enjoined him from reinstating the
citizenship question until he cured the legal errors the court had
identified. 351 F. Supp. 3d 502 (SDNY 2019).
The Government appealed to the Second Circuit,
but also filed a petition for writ of certiorari before judgment,
asking this Court to review the District Court’s decision directly
because the case involved an issue of imperative public importance,
and the census questionnaire needed to be finalized for printing by
the end of June 2019. We granted the petition. 586 U. S. ___
(2019). At the Government’s request, we later ordered the parties
to address whether the Enumeration Clause provided an alternative
basis to affirm. 586 U. S. ___ (2019).
II
We begin with jurisdiction. Article III of the
Constitution limits federal courts to deciding “Cases” and
“Controversies.” For a legal dispute to qualify as a genuine case
or controversy, at least one plaintiff must have standing to sue.
The doctrine of standing “limits the category of litigants
empowered to maintain a lawsuit in federal court to seek redress
for a legal wrong” and “confines the federal courts to a properly
judicial role.”
Spokeo,
Inc. v.
Robins, 578
U. S. ___, ___ (2016) (slip op., at 6). To have standing, a
plaintiff must “present an injury that is concrete, particularized,
and actual or imminent; fairly traceable to the defendant’s
challenged behavior; and likely to be redressed by a favorable
ruling.”
Davis v.
Federal Election Comm’n,
554 U.S.
724, 733 (2008).
Respondents assert a number of
injuries—diminishment of political representation, loss of federal
funds, degradation of census data, and diversion of resources—all
of which turn on their expectation that reinstating a citizenship
question will depress the census response rate and lead to an
inaccurate population count. Several States with a disproportionate
share of noncitizens, for example, anticipate losing a seat in
Congress or qualifying for less federal funding if their
populations are undercounted. These are primarily future injuries,
which “may suffice if the threatened injury is certainly impending,
or there is a substantial risk that the harm will occur.”
Susan
B. Anthony List v.
Driehaus, 573 U.S. 149, 158 (2014)
(internal quotation marks omitted).
The District Court concluded that the evidence
at trial established a sufficient likelihood that the reinstatement
of a citizenship question would result in noncitizen households
responding to the census at lower rates than other groups, which in
turn would cause them to be undercounted and lead to many of
respondents’ asserted injuries. For purposes of standing, these
findings of fact were not so suspect as to be clearly
erroneous.
We therefore agree that at least some
respondents have Article III standing. Several state respondents
here have shown that if noncitizen households are undercounted by
as little as 2%—lower than the District Court’s 5.8%
prediction—they will lose out on federal funds that are distributed
on the basis of state population. That is a sufficiently concrete
and imminent injury to satisfy Article III, and there is no dispute
that a ruling in favor of respondents would redress that harm.
The Government contends, however, that any harm
to respondents is not fairly traceable to the Secretary’s decision,
because such harm depends on the independent action of third
parties choosing to violate their legal duty to respond to the
census. The chain of causation is made even more tenuous, the
Government argues, by the fact that such intervening, unlawful
third-party action would be motivated by unfounded fears that the
Federal Government will itself break the law by using noncitizens’
answers against them for law enforcement purposes. The Government
invokes our steady refusal to “endorse standing theories that rest
on speculation about the decisions of independent actors,”
Clapper v.
Amnesty Int’l USA,
568
U.S. 398, 414 (2013), particularly speculation about future
unlawful conduct,
Los Angeles v.
Lyons,
461 U.S.
95, 105 (1983).
But we are satisfied that, in these
circumstances, respondents have met their burden of showing that
third parties will likely react in predictable ways to the
citizenship question, even if they do so unlawfully and despite the
requirement that the Government keep individual answers
confidential. The evidence at trial established that noncitizen
households have historically responded to the census at lower rates
than other groups, and the District Court did not clearly err in
crediting the Census Bureau’s theory that the discrepancy is likely
attributable at least in part to noncitizens’ reluctance to answer
a citizenship question. Respondents’ theory of standing thus does
not rest on mere speculation about the decisions of third parties;
it relies instead on the predictable effect of Government action on
the decisions of third parties. Cf.
Bennett v.
Spear,
520 U.S.
154, 169–170 (1997);
Davis, 554 U. S., at 734–735.
Because Article III “requires no more than
de facto
causality,”
Block v.
Meese, 793 F.2d 1303, 1309 (CADC
1986) (Scalia, J.), traceability is satisfied here. We may
therefore consider the merits of respondents’ claims, at least as
far as the Constitution is concerned.
III
The Enumeration Clause of the Constitution
does not provide a basis to set aside the Secretary’s decision. The
text of that clause “vests Congress with virtually unlimited
discretion in conducting the decennial ‘actual Enumeration,’ ”
and Congress “has delegated its broad authority over the census to
the Secretary.”
Wisconsin, 517 U. S., at 19. Given that
expansive grant of authority, we have rejected challenges to the
conduct of the census where the Secretary’s decisions bore a
“reasonable relationship to the accomplishment of an actual
enumeration.”
Id., at 20.
Respondents ask us to evaluate the Secretary’s
decision to reinstate a citizenship question under that “reasonable
relationship” standard, but we agree with the District Court that a
different analysis is needed here. Our cases applying that standard
concerned decisions about the population count itself—such as a
postcensus decision not to use a particular method to adjust an
undercount,
id., at 4, and a decision to allocate overseas
military personnel to their home States,
Franklin v.
Massachusetts,
505 U.S.
788, 790–791 (1992). We have never applied the standard to
decisions about what kinds of demographic information to collect in
the course of taking the census. Indeed, as the District Court
recognized, applying the “reasonable relationship” standard to
every census-related decision “would lead to the conclusion
that it is unconstitutional to ask
any demographic question
on the census” because “asking such questions bears no relationship
whatsoever to the goal of an accurate headcount.” 315 F. Supp.
3d, at 804–805. Yet demographic questions have been asked in
every census since 1790, and questions about citizenship in
particular have been asked for nearly as long. Like the District
Court, we decline respondents’ invitation to measure the
constitutionality of the citizenship question by a stand- ard that
would seem to render every census since 1790 unconstitutional.
We look instead to Congress’s broad authority
over the census, as informed by long and consistent historical
practice. All three branches of Government have understood the
Constitution to allow Congress, and by extension the Secretary, to
use the census for more than simply counting the population. Since
1790, Congress has sought, or permitted the Secretary to seek,
information about matters as varied as age, sex, marital status,
health, trade, profession, literacy, and value of real estate
owned. See
id., at 801. Since 1820, it has sought, or
permitted the Secretary to seek, information about citizenship in
particular. Federal courts have approved the practice of collecting
demographic data in the census. See,
e.g.,
United
States v.
Moriarity, 106 F. 886, 891 (CC SDNY 1901)
(duty to take a census of population “does not prohibit the
gathering of other statistics, if ‘necessary and proper,’ for the
intelligent exercise of other powers enumerated in the
constitution”). While we have never faced the question directly, we
have assumed that Congress has the power to use the census for
information-gathering purposes, see
Legal Tender Cases, 12
Wall. 457, 536 (1871), and we have recognized the role of the
census as a “linchpin of the federal statistical system by
collecting data on the characteristics of individuals, households,
and housing units throughout the country,”
Department of
Commerce v.
United States House of Representatives,
525 U.S.
316, 341 (1999) (internal quotation marks omitted).
That history matters. Here, as in other areas,
our interpretation of the Constitution is guided by a Government
practice that “has been open, widespread, and unchallenged since
the early days of the Republic.”
NLRB v.
Noel
Canning, 573 U.S. 513, 572 (2014) (Scalia, J., concurring in
judgment); see also
Wisconsin, 517 U. S., at 21 (noting
“importance of historical practice” in census context). In light of
the early understanding of and long practice under the Enumeration
Clause, we conclude that it permits Congress, and by extension the
Secretary, to inquire about citizenship on the census
questionnaire. We need not, and do not, decide the
constitutionality of any other question that Congress or the
Secretary might decide to include in the census.
IV
The District Court set aside the Secretary’s
decision to reinstate a citizenship question on the grounds that
the Secretary acted arbitrarily and violated certain provisions of
the Census Act. The Government contests those rulings, but also
argues that the Secretary’s decision was not judicially reviewable
under the Administrative Procedure Act in the first place. We begin
with that contention.
A
The Administrative Procedure Act embodies a
“basic presumption of judicial review,”
Abbott Laboratories
v.
Gardner,
387 U.S.
136, 140 (1967), and instructs reviewing courts to set aside
agency action that is “arbitrary, capricious, an abuse of
discretion, or otherwise not in accordance with law,” 5
U. S. C. §706(2)(A). Review is not available, however,
“to the extent that” a relevant statute precludes it, §701(a)(1),
or the agency action is “committed to agency discretion by law,”
§701(a)(2). The Government argues that the Census Act commits to
the Secretary’s unreviewable discretion decisions about what
questions to include on the decennial census questionnaire.
We disagree. To be sure, the Act confers broad
authority on the Secretary. Section 141(a) instructs him to take “a
decennial census of population” in “such form and content as he may
determine, including the use of sampling procedures and special
surveys.” 13 U. S. C. §141. The Act defines “census of
population” to mean “a census of population, housing, and matters
relating to population and housing,” §141(g), and it authorizes the
Secretary, in “connection with any such census,” to “obtain such
other census information as necessary,” §141(a). It also states
that the “Secretary shall prepare questionnaires, and shall
determine the inquiries, and the number, form, and subdivisions
thereof, for the statistics, surveys, and censuses provided for in
this title.” §5. And it authorizes him to acquire materials, such
as administrative records, from other federal, state, and local
agencies in aid of conducting the census. §6. Those provisions
leave much to the Secretary’s discretion. See
Wisconsin, 517
U. S., at 19 (“Through the Census Act, Congress has delegated
its broad authority over the census to the Secretary.”).
But they do not leave his discretion unbounded.
In order to give effect to the command that courts set aside agency
action that is an abuse of discretion, and to honor the presumption
of judicial review, we have read the §701(a)(2) exception for
action committed to agency discretion “quite narrowly, restricting
it to ‘those rare circumstances where the relevant statute is drawn
so that a court would have no meaningful standard against which to
judge the agency’s exercise of discretion.’ ”
Weyerhaeuser
Co. v.
United States Fish and Wildlife Serv., 586
U. S. ___, ___ (2018) (slip op., at 12) (quoting
Lincoln v.
Vigil,
508 U.S.
182, 191 (1993)). And we have generally limited the exception
to “certain categories of administrative decisions that courts
traditionally have regarded as ‘committed to agency
discretion,’ ”
id., at 191, such as a decision not to
institute enforcement proceedings,
Heckler v.
Chaney,
470 U.S.
821, 831–832 (1985), or a decision by an intelligence agency to
terminate an employee in the interest of national security,
Webster v.
Doe,
486 U.S.
592, 600–601 (1988).
The taking of the census is not one of those
areas traditionally committed to agency discretion. We and other
courts have entertained both constitutional and statutory
challenges to census-related decisionmaking. See,
e.g.,
Department of Commerce,
525 U.S.
316;
Wisconsin,
517 U.S.
1;
Carey v.
Klutznick, 637 F.2d 834 (CA2
1980).
Nor is the statute here drawn so that it
furnishes no meaningful standard by which to judge the Secretary’s
action. In contrast to the National Security Act in
Webster,
which gave the Director of Central Intelligence discretion to
terminate employees whenever he “deem[ed]” it “advisable,” 486
U. S., at 594, the Census Act constrains the Secretary’s
authority to determine the form and content of the census in a
number of ways. Section 195, for example, governs the extent to
which he can use statistical sampling. Section 6(c), which will be
considered in more detail below, circumscribes his power in certain
circumstances to collect information through direct inquiries when
administrative records are available. More generally, by mandating
a population count that will be used to apportion representatives,
see §141(b), 2 U. S. C. §2a, the Act imposes “a duty to
conduct a census that is accurate and that fairly accounts for the
crucial representational rights that depend on the census and the
apportionment.”
Franklin, 505 U. S., at 819–820
(Stevens, J., concurring in part and concurring in judgment).
The Secretary’s decision to reinstate a
citizenship question is amenable to review for compliance with
those and other provisions of the Census Act, according to the
general requirements of reasoned agency decisionmaking. Because
this is not a case in which there is “no law to apply,”
Overton
Park, 401 U. S., at 410, the Secretary’s decision is
subject to judicial review.
B
At the heart of this suit is respondents’
claim that the Secretary abused his discretion in deciding to
reinstate a citizenship question. We review the Secretary’s
exercise of discretion under the deferential “arbitrary and
capricious” standard. See 5 U. S. C. §706(2)(A). Our
scope of review is “narrow”: we determine only whether the
Secretary examined “the relevant data” and articulated “a
satisfactory explanation” for his decision, “including a rational
connection between the facts found and the choice made.”
Motor
Vehicle Mfrs. Assn. of United States,
Inc. v.
State
Farm Mut. Automobile Ins. Co.,
463 U.S.
29, 43 (1983) (internal quotation marks omitted). We may not
substitute our judgment for that of the Secretary,
ibid.,
but instead must confine ourselves to ensuring that he remained
“within the bounds of reasoned decisionmaking,”
Baltimore Gas
& Elec. Co. v.
Natural Resources Defense Council,
Inc.,
462 U.S.
87, 105 (1983).
The District Court set aside the Secretary’s
decision for two independent reasons: His course of action was not
supported by the evidence before him, and his stated rationale was
pretextual. We focus on the first point here and take up the
question of pretext later.
The Secretary examined the Bureau’s analysis of
various ways to collect improved citizenship data and explained why
he thought the best course was to both reinstate a citizenship
question and use citizenship data from administrative records to
fill in the gaps. He considered but rejected the Bureau’s
recommendation to use administrative records alone. As he
explained, records are lacking for about 10% of the population, so
the Bureau would still need to estimate citizenship for millions of
voting-age people. Asking a citizenship question of everyone, the
Secretary reasoned, would eliminate the need to estimate
citizenship for many of those people. And supplementing census
responses with administrative record data would help complete the
picture and allow the Bureau to better estimate citizenship for the
smaller set of cases where it was still necessary to do so.
The evidence before the Secretary supported that
decision. As the Bureau acknowledged, each approach—using
administrative records alone, or asking about citizenship and using
records to fill in the gaps—entailed tradeoffs between accuracy and
completeness. Without a citizenship question, the Bureau would need
to estimate the citizenship of about 35 million people; with a
citizenship question, it would need to estimate the citizenship of
only 13.8 million. Under either approach, there would be some
errors in both the administrative records and the Bureau’s
estimates. With a citizenship question, there would also be some
erroneous self-responses (about 500,000) and some conflicts between
responses and administrative record data (about 9.5 million).
The Bureau explained that the “relative quality”
of the citizenship data generated by each approach would depend on
the “relative importance of the errors” in each, but it was not
able to “quantify the relative magnitude of the errors across the
alternatives.” App. 148. The Bureau nonetheless recommended using
administrative records alone because it had “high confidence” that
it could develop an accurate model for estimating the citizenship
of the 35 million people for whom administrative records were not
available, and it thought the resulting citizenship data would be
of superior quality.
Id., at 146, 158–159. But when the time
came for the Secretary to make a decision, the model did not yet
exist, and even if it had, there was no way to gauge its relative
accuracy. As the Bureau put it, “we will most likely never possess
a fully adequate truth deck to benchmark” the model—which appears
to be bureaucratese for “maybe, maybe not.”
Id., at 146. The
Secretary opted instead for the approach that would yield a more
complete set of data at an acceptable rate of accuracy, and would
require estimating the citizenship of fewer people.
The District Court overruled that choice,
agreeing with the Bureau’s assessment that its recommended approach
would yield higher quality citizenship data on the whole. But the
choice between reasonable policy alternatives in the face of
uncertainty was the Secretary’s to make. He considered the relevant
factors, weighed risks and benefits, and articulated a satisfactory
explanation for his decision. In overriding that reasonable
exercise of discretion, the court improperly substituted its
judgment for that of the agency.
The Secretary then weighed the benefit of
collecting more complete and accurate citizenship data against the
risk that inquiring about citizenship would depress census response
rates, particularly among noncitizen households. In the Secretary’s
view, that risk was difficult to assess. The Bureau predicted a
5.1% decline in response rates among noncitizen households if the
citizenship question were reinstated.[
2] It relied for that prediction primarily on studies
showing that, while noncitizens had responded at lower rates than
citizens to the 2000 short-form and 2010 censuses, which did not
ask about citizenship, they responded at even lower rates than
citizens to the 2000 long-form census and the 2010 American
Community Survey, which did ask about citizenship. The Bureau
thought it was reasonable to infer that the citizenship question
accounted for the differential decline in noncitizen responses.
But, the Secretary explained, the Bureau was unable to rule out
other causes. For one thing, the evidence before the Secretary
suggested that noncitizen households tend to be more distrustful
of, and less likely to respond to,
any government effort to
collect information. For another, both the 2000 long-form census
and 2010 ACS asked over 45 questions on a range of topics,
including employment, income, and housing characteristics.
Noncitizen households might disproportionately fail to respond to a
lengthy and intrusive Government questionnaire for a number of
reasons besides reluctance to answer a citizenship question—reasons
relating to education level, socioeconomic status, and less
exposure to Government outreach efforts. See App. to Pet. for Cert.
553a–554a, 557a–558a.
The Secretary justifiably found the Bureau’s
analysis inconclusive. Weighing that uncertainty against the value
of obtaining more complete and accurate citizenship data, he
determined that reinstating a citizenship question was worth the
risk of a potentially lower response rate. That decision was
reasonable and reasonably explained, particularly in light of the
long history of the citizenship question on the census.
Justice Breyer would conclude otherwise, but
only by subordinating the Secretary’s policymaking discretion to
the Bureau’s technocratic expertise. Justice Breyer’s analysis
treats the Bureau’s (pessimistic) prediction about response rates
and (optimistic) assumptions about its data modeling abilities as
touchstones of substantive reason- ableness rather than simply
evidence for the Secretary to consider. He suggests that the
Secretary should have deferred to the Bureau or at least offered
some special justification for drawing his own inferences and
adopting his own assumptions. But the Census Act authorizes the
Secretary, not the Bureau, to make policy choices within the range
of reasonable options. And the evidence before the Secretary hardly
led ineluctably to just one reasonable course of action. It called
for value-laden decisionmaking and the weighing of incommensurables
under conditions of uncertainty. The Secretary was required to
consider the evidence and give reasons for his chosen course of
action. He did so. It is not for us to ask whether his decision was
“the best one possible” or even whether it was “better than the
alternatives.”
FERC v.
Electric Power Supply Assn.,
577 U. S. ___, ___ (2016) (slip op., at 30). By
second-guessing the Secretary’s weighing of risks and benefits and
penalizing him for departing from the Bureau’s inferences and
assumptions, Justice Breyer—like the District Court—substitutes his
judgment for that of the agency.
C
The District Court also ruled that the
Secretary violated two particular provisions of the Census Act,
§6(c) and §141(f).
Section 6 has three subsections. Subsections (a)
and (b) authorize the Secretary to acquire administrative records
from other federal agencies and from state and local
governments.[
3] Subsection (c)
states:
“To the maximum extent possible and
consistent with the kind, timeliness, quality and scope of the
statistics required, the Secretary shall acquire and use
information available from any source referred to in subsection (a)
or (b) of this section instead of conducting direct inquiries.” 13
U. S. C. §6(c).
The District Court held, and respondents argue,
that the Secretary failed to comply with §6(c) because he opted to
collect citizenship data using direct inquiries when it was
possible to provide DOJ with data from administrative records
alone.
At the outset, §6(c) may not even apply here. It
governs the Secretary’s choices with respect to “statistics
required.” The parties have assumed that phrase refers to
census-related data that the Secretary wishes to acquire, but it
may instead refer to particular kinds of statistics that other
provisions of the Census Act actually do
require the
Secretary to collect and publish. See,
e.g., §41 (“The
Secretary shall collect and publish statistics concerning [cotton
and cotton production].”); §61 (“The Secretary shall collect,
collate, and publish monthly statistics concerning [vegetable and
animal oils and the like].”); §91 (“The Secretary shall collect and
publish quarterly financial statistics of business operations,
organization, practices, management, and relation to other
businesses.”). If so, §6(c) would seem to have nothing to say about
the Secretary’s collection of census-related citizenship data,
which is not a “statistic” he is “required” to collect.
Regardless, assuming the provision applies, the
Secretary complied with it, for essentially the same reasons that
his decision was not arbitrary and capricious. As he explained,
administrative records would not, in his judgment, provide the more
complete and accurate data that DOJ sought. He thus could not,
“consistent with” the kind and quality of the “statistics
required,” use administrative records instead of asking about
citizenship directly. Respondents’ arguments to the contrary rehash
their dis- agreement with the Secretary’s policy judgment about
which approach would yield the most complete and accurate
citizenship data. For the reasons already discussed, we may not
substitute our judgment for that of the Secretary here.
We turn now to §141(f), which requires the
Secretary to report to Congress about his plans for the census.
Paragraph (1) instructs him to submit, at least three years before
the census date, a report containing his “determination of the
subjects proposed to be included, and the types of information to
be compiled,” in the census. Paragraph (2) then tells him to
submit, at least two years before the census date, a report
containing his “determination of the questions proposed to be
included” in the census. Paragraph (3) provides:
“[A]fter submission of a report under
paragraph (1) or (2) of this subsection and before the appropriate
census date, if the Secretary finds new circumstances exist which
necessitate that the subjects, types of information, or questions
contained in reports so submitted be modified, [he shall submit]
areport containing the Secretary’s determination of the subjects,
types of information, or questions as proposed to be modified.”
The Secretary timely submitted his paragraph (1)
report in March 2017. It did not mention citizenship. In December
2017, he received DOJ’s formal request. Three months later, in
March 2018, he timely submitted his para- graph (2) report. It did
propose asking a question about citizenship.
The District Court held that the Secretary’s
failure to mention citizenship in his March 2017 report violated
§141(f)(1) and provided an independent basis to set aside his
action. Assuming without deciding that the Secretary’s compliance
with the reporting requirement is for courts—rather than
Congress—to police, we disagree. The Secretary’s March 2018 report
satisfied the requirements of paragraph (3): By informing Congress
that he proposed to include a citizenship question, the Secretary
necessarily also informed Congress that he proposed to modify the
original list of subjects that he submitted in the March 2017
report. Nothing in §141(f) suggests that the same report cannot
simultaneously fulfill the requirements of paragraphs (2) and (3).
And to the extent paragraph (3) requires the Secretary to explain
his finding of new circumstances, he did so in his March 2018 memo,
which described DOJ’s intervening request.
In any event, even if we agreed with the
District Court that the Secretary technically violated §141(f) by
submitting a paragraph (2) report that doubled as a paragraph (3)
report, the error would surely be harmless in these circumstances,
where the Secretary nonetheless fully informed Congress of, and
explained, his decision. See 5 U. S. C. §706 (in
reviewing agency action, “due account shall be taken of the rule of
prejudicial error”).
V
We now consider the District Court’s
determination that the Secretary’s decision must be set aside
because it rested on a pretextual basis, which the Government
conceded below would warrant a remand to the agency.
We start with settled propositions. First, in
order to permit meaningful judicial review, an agency must
“disclose the basis” of its action.
Burlington Truck Lines,
Inc. v.
United States,
371 U.S.
156, 167–169 (1962) (internal quotation marks omitted); see
also
SEC v.
Chenery Corp.,
318 U.S.
80, 94 (1943) (“[T]he orderly functioning of the process of
review requires that the grounds upon which the administrative
agency acted be clearly disclosed and adequately sustained.”).
Second, in reviewing agency action, a court is
ordinarily limited to evaluating the agency’s contemporaneous
explanation in light of the existing administrative record.
Vermont Yankee Nuclear Power Corp. v.
Natural Resources
Defense Council,
Inc.,
435 U.S.
519, 549 (1978);
Camp v.
Pitts,
411 U.S.
138, 142–143 (1973) (
per curiam). That principle
reflects the recognition that further judicial inquiry into
“executive motivation” represents “a substantial intrusion” into
the workings of another branch of Government and should normally be
avoided.
Arlington Heights v.
Metropolitan Housing
Development Corp.,
429 U.S.
252, 268, n. 18 (1977); see
Overton Park, 401
U. S., at 420.
Third, a court may not reject an agency’s stated
reasons for acting simply because the agency might also have had
other unstated reasons. See
Jagers v.
Federal Crop Ins.
Corp., 758 F.3d 1179, 1185–1186 (CA10 2014) (rejecting argument
that “the agency’s subjective desire to reach a particular result
must necessarily invalidate the result, regardless of the objective
evidence supporting the agency’s conclusion”). Relatedly, a court
may not set aside an agency’s policymaking decision solely because
it might have been influenced by political considerations or
prompted by an Administration’s priorities. Agency policymaking is
not a “rarified technocratic process, unaffected by political
considerations or the presence of Presidential power.”
Sierra
Club v.
Costle, 657 F.2d 298, 408 (CADC 1981). Such
decisions are routinely informed by unstated considerations of
politics, the legislative process, public relations, interest group
relations, foreign relations, and national security concerns (among
others).
Finally, we have recognized a narrow exception
to the general rule against inquiring into “the mental processes of
administrative decisionmakers.”
Overton Park, 401
U. S., at 420. On a “strong showing of bad faith or improper
behavior,” such an inquiry may be warranted and may justify
extra-record discovery.
Ibid.
The District Court invoked that exception in
ordering extra-record discovery here. Although that order was
premature, we think it was ultimately justified in light of the
expanded administrative record. Recall that shortly after this
litigation began, the Secretary, prodded by DOJ, filed a
supplemental memo that added new, pertinent information to the
administrative record. The memo disclosed that the Secretary had
been considering the citizenship question for some time and that
Commerce had inquired whether DOJ would formally request
reinstatement of the question. That supplemental memo prompted
respondents to move for both completion of the administrative
record and extra-record discovery. The District Court granted both
requests at the same hearing, agreeing with respondents that the
Government had submitted an incomplete administrative record and
that the existing evidence supported a prima facie showing that the
VRA rationale was pretextual.
The Government did not challenge the court’s
conclusion that the administrative record was incomplete, and the
parties stipulated to the inclusion of more than 12,000 pages of
internal deliberative materials as part of the administrative
record, materials that the court later held were sufficient on
their own to demonstrate pretext. The Government did, however,
challenge the District Court’s order authorizing extra-record
discovery, as well as the court’s later orders compelling
depositions of the Secretary and of the Acting Assistant Attorney
General for DOJ’s Civil Rights Division.
We agree with the Government that the District
Court should not have ordered extra-record discovery when it did.
At that time, the most that was warranted was the order to complete
the administrative record. But the new material that the parties
stipulated should have been part of the administrative record—which
showed, among other things, that the VRA played an insignificant
role in the decisionmaking process—largely justified such
extra-record discovery as occurred (which did not include the
deposition of the Secretary himself). We accordingly review the
District Court’s ruling on pretext in light of all the evidence in
the record before the court, including the extra-record
discovery.
That evidence showed that the Secretary was
determined to reinstate a citizenship question from the time he
entered office; instructed his staff to make it happen; waited
while Commerce officials explored whether another agency would
request census-based citizenship data; subsequently contacted the
Attorney General himself to ask if DOJ would make the request; and
adopted the Voting Rights Act rationale late in the process. In the
District Court’s view, this evidence established that the Secretary
had made up his mind to reinstate a citizenship question “well
before” receiving DOJ’s request, and did so for reasons unknown but
unrelated to the VRA. 351 F. Supp. 3d, at 660.
The Government, on the other hand, contends that
there was nothing objectionable or even surprising in this. And we
agree—to a point. It is hardly improper for an agency head to come
into office with policy preferences and ideas, discuss them with
affected parties, sound out other agencies for support, and work
with staff attorneys to substantiate the legal basis for a
preferred policy. The record here reflects the sometimes involved
nature of Executive Branch decisionmaking, but no particular step
in the process stands out as inappropriate or defective.
And yet, viewing the evidence as a whole, we
share the District Court’s conviction that the decision to
reinstate a citizenship question cannot be adequately explained in
terms of DOJ’s request for improved citizenship data to better
enforce the VRA. Several points, considered together, reveal a
significant mismatch between the decision the Secretary made and
the rationale he provided.
The record shows that the Secretary began taking
steps to reinstate a citizenship question about a week into his
tenure, but it contains no hint that he was considering VRA
enforcement in connection with that project. The Secretary’s
Director of Policy did not know why the Secretary wished to
reinstate the question, but saw it as his task to “find the best
rationale.”
Id., at 551. The Director initially attempted to
elicit requests for citizenship data from the Department of
Homeland Security and DOJ’s Executive Office for Immigration
Review, neither of which is responsible for enforcing the VRA.
After those attempts failed, he asked Commerce staff to look into
whether the Secretary could reinstate the question without
receiving a request from another agency. The possibility that DOJ’s
Civil Rights Division might be willing to request citizenship data
for VRA enforcement purposes was proposed by Commerce staff along
the way and eventually pursued.
Even so, it was not until the Secretary
contacted the Attorney General directly that DOJ’s Civil Rights
Division expressed interest in acquiring census-based citizenship
data to better enforce the VRA. And even then, the record suggests
that DOJ’s interest was directed more to helping the Commerce
Department than to securing the data. The December 2017 letter from
DOJ drew heavily on contributions from Commerce staff and advisors.
Their influence may explain why the letter went beyond a simple
entreaty for better citizenship data—what one might expect of a
typical request from another agency—to a specific request that
Commerce collect the data by means of reinstating a citizenship
question on the census. Finally, after sending the letter, DOJ
declined the Census Bureau’s offer to discuss alternative ways to
meet DOJ’s stated need for improved citizenship data, further
suggesting a lack of interest on DOJ’s part.
Altogether, the evidence tells a story that does
not match the explanation the Secretary gave for his decision. In
the Secretary’s telling, Commerce was simply acting on a routine
data request from another agency. Yet the materials before us
indicate that Commerce went to great lengths to elicit the request
from DOJ (or any other willing agency). And unlike a typical case
in which an agency may have both stated and unstated reasons for a
decision, here the VRA enforcement rationale—the sole stated
reason—seems to have been contrived.
We are presented, in other words, with an
explanation for agency action that is incongruent with what the
record reveals about the agency’s priorities and decisionmaking
process. It is rare to review a record as extensive as the one
before us when evaluating informal agency action—and it should be.
But having done so for the sufficient reasons we have explained, we
cannot ignore the disconnect between the decision made and the
explanation given. Our review is deferential, but we are “not
required to exhibit a naiveté from which ordinary citizens are
free.”
United States v.
Stanchich, 550 F.2d 1294,
1300 (CA2 1977) (Friendly, J.). The reasoned explanation
requirement of administrative law, after all, is meant to ensure
that agencies offer genuine justifications for important decisions,
reasons that can be scrutinized by courts and the interested
public. Accepting contrived reasons would defeat the purpose of the
enterprise. If judicial review is to be more than an empty ritual,
it must demand something better than the explanation offered for
the action taken in this case.
In these unusual circumstances, the District
Court was warranted in remanding to the agency, and we affirm that
disposition. See
Florida Power & Light Co. v.
Lorion,
470 U.S.
729, 744 (1985). We do not hold that the agency decision here
was substantively invalid. But agencies must pursue their goals
reasonably. Reasoned decisionmaking under the Administrative
Procedure Act calls for an explanation for agency action. What was
provided here was more of a distraction.
* * *
The judgment of the United States District
Court for the Southern District of New York is affirmed in part and
reversed in part, and the case is remanded for further proceedings
consistent with this opinion.
It is so ordered.