SUPREME COURT OF THE UNITED STATES
_________________
No. 18–431
_________________
UNITED STATES, PETITIONER
v. MAURICE
LAMONT DAVIS AND ANDRE LEVON GLOVER
on writ of certiorari to the united states
court of appeals for the fifth circuit
[June 24, 2019]
Justice Kavanaugh, with whom Justice Thomas
and Justice Alito join, and with whom The Chief Justice joins as to
all but Part II–C, dissenting.
Crime and firearms form a dangerous mix. From
the 1960s through the 1980s, violent gun crime was rampant in
America. The wave of violence destroyed lives and devastated
communities, particularly in America’s cities. Between 1963 and
1968, annual murders with firearms rose by a staggering 87 percent,
and annual aggravated assaults with firearms increased by more than
230 percent.
Faced with an onslaught of violent gun crime and
its debilitating effects, the American people demanded action. In
1968, Congress passed and President Lyndon Johnson signed the Gun
Control Act. That law made it a separate federal crime to use or
carry a firearm during a federal felony. Despite that and other
efforts, violent crime with firearms continued at extraordinarily
dangerous levels. In 1984 and again in 1986, in legislation signed
by President Reagan, Congress reenacted that provision of the 1968
Act, with amendments. The law now prohibits, among other things,
using or carrying a firearm during and in relation to a federal
“crime of violence.” 18 U. S. C. §924(c)(1)(A). The law
mandates substantial prison time for violators.
Over the last 33 years, tens of thousands of
§924(c) cases have been prosecuted in the federal courts.
Meanwhile, violent crime with firearms has decreased significantly.
Over the last 25 years, the annual rate of murders with firearms
has dropped by about 50 percent, and the annual rate of nonfatal
violent crimes (robberies, aggravated assaults, and sex crimes)
with firearms has decreased by about 75 percent. Violent crime in
general (committed with or without a firearm) has also declined.
During that same time period, both the annual rate of overall
violent crime and the annual rate of murders have dropped by almost
50 percent.
Although the level of violent crime in America
is still very high, especially in certain cities, Americans under
the age of 40 probably cannot fully appreciate how much safer most
American cities and towns are now than they were in the 1960s,
1970s, and 1980s. Many factors have contributed to the decline of
violent crime in America. But one cannot dismiss the effects of
state and federal laws that impose steep punishments on those who
commit violent crimes with firearms.
Yet today, after 33 years and tens of thousands
of federal prosecutions, the Court suddenly finds a key provision
of §924(c) to be unconstitutional because it is supposedly too
vague. That is a surprising conclusion for the Court to reach about
a federal law that has been applied so often for so long with so
little problem. The Court’s decision today will make it harder to
prosecute violent gun crimes in the future. The Court’s decision
also will likely mean that thousands of inmates who committed
violent gun crimes will be released far earlier than Congress
specified when enacting §924(c). The inmates who will be released
early are not nonviolent offenders. They are not drug offenders.
They are offenders who committed violent crimes with firearms,
often brutally violent crimes.
A decision to strike down a 33-year-old,
often-prosecuted federal criminal law because it is all of a sudden
unconstitutionally vague is an extraordinary event in this Court.
The Constitution’s separation of powers authorizes this Court to
declare Acts of Congress unconstitutional. That is an awesome
power. We exercise that power of judicial review in justiciable
cases to, among other things, ensure that Congress acts within
constitutional limits and abides by the separation of powers. But
when we overstep our role in the name of enforcing limits on
Congress, we do not uphold the separation of powers, we transgress
the separation of powers.
I fully understand how the Court has arrived at
its conclusion given the Court’s recent precedents in
Johnson v.
United States, 576 U. S. ___ (2015),
and
Sessions v.
Dimaya, 584 U. S. ___ (2018).
But this case presents an entirely different question. Those cases
involved statutes that imposed additional penalties based on
prior convictions. This case involves a statute that focuses
on the defendant’s current conduct during the charged crime. The
statute here operates entirely in the present. Under our
precedents, this statute therefore is not unconstitutionally vague.
It is a serious mistake, in my respectful view, to follow
Johnson and
Dimaya off the constitutional cliff in
this case. I respectfully dissent.[
1]
I
Section 924(c) prohibits using or carrying a
firearm during and in relation to a federal “crime of violence,” or
possessing a firearm in furtherance of a federal “crime of
violence.”[
2] Section 924(c) is
a substantive criminal offense, not a sentence enhancement. The
Government therefore charges a §924(c) offense in the indictment.
Ordinarily, when charged under §924(c), a defendant will be charged
with both an underlying federal crime and then also a §924(c)
offense. For example, Davis was charged with both conspiracy to
commit robbery and a §924(c) offense. Glover was likewise charged
with both conspiracy to commit robbery and a §924(c) offense.
By any measure, Davis and Glover’s conduct
during the conspiracy was violent. Davis and Glover committed
multiple armed robberies of convenience stores in the early morning
hours. Those armed robberies followed a pattern: Davis and Glover
(or Glover and a co-conspirator)—usually covering their faces—would
arrive at a convenience store in the early morning hours in a car
with no plates. One of them would point a short-barreled shotgun at
a female employee and order her around. Sometimes, he would point
the short-barreled shotgun in her face. Sometimes, he would put the
short-barreled shotgun in her side. While one of them was aiming
the short-barreled shotgun at the store employee, another would
take cigarettes and demand money. Davis and Glover’s crime spree
ended with still more dangerous behavior: a high-speed car chase in
wet and dangerous driving conditions that culminated in a
crash.
Section 924(c)(3) lays out the definition of
“crime of violence” for purposes of §924(c). That definition has
two prongs, either of which can bring a defendant within the scope
of §924(c).[
3]
The first prong of §924(c)(3) is the elements
prong. That prong, the Government concedes here, asks whether the
underlying crime
categorically fits within §924(c) because
of the elements of the crime. The judge makes that determination.
If the answer is yes, then the judge instructs the jury on the
§924(c) offense to simply find whether the defendant used or
carried a firearm during and in relation to that underlying crime,
or possessed a firearm in furtherance of that underlying crime.
The Fifth Circuit concluded that Davis and
Glover’s conspiracy offenses did not fit within the elements prong
of §924(c)(3). So the question was whether Davis and Glover were
covered by the second prong.
The second prong of §924(c)(3) is the
substantial-risk prong. That prong covers cases beyond those
covered by the first prong, the elements prong. Congress sensibly
wanted to cover defendants who committed crimes that are not
necessarily violent by definition under the elements prong, but who
committed crimes with firearms in a way that created a substantial
risk that violent force would be used. To that end, the
substantial-risk prong, properly read, focuses not on the elements
of the underlying crime, but rather on the defendant’s conduct
during that crime. If a defendant used or carried a firearm during
and in relation to the crime,
and the defendant’s conduct
during the crime created a substantial risk that physical force may
be used, then the defendant may be guilty of a §924(c) offense. In
that instance, the jury makes the finding: Did the defendant’s
conduct during the underlying crime create a substantial risk that
violent force would be used?
In other words, as relevant here, a defendant
can fall within the scope of §924(c) either (1) because of the
elements of the underlying crime or (2) because of the defendant’s
conduct in committing the underlying crime. Either (1) the judge
finds that an element of the underlying crime entails the use of
physical force or (2) the jury finds that the defendant’s actual
conduct involved a substantial risk that physical force may be
used. Put another way, the underlying crime itself may
automatically bring the defendant within the scope of §924(c). Or
if the underlying crime does not automatically qualify as a crime
of violence, then the defendant’s conduct during the crime may
still bring the defendant within the scope of §924(c). Sensible
enough.
The basic question in this case is whether the
substantial-risk prong of §924(c)(3)’s definition of “crime of
violence” is unconstitutionally vague. It is not.
As this Court has explained multiple times,
criminal laws that apply a risk standard to a defendant’s conduct
are not too vague, but instead are perfectly constitutional.
Writing for the Court in
Johnson, for example, Justice
Scalia stated that “we do not doubt the constitutionality of laws
that call for the application of a qualitative standard such as
‘substantial risk’ to real-world conduct.” 576 U. S., at ___
(slip op., at 12). The following year in
Welch v.
United
States, Justice Kennedy confirmed that
Johnson “cast no
doubt on the many laws that ‘require gauging the riskiness of
conduct in which an individual defendant engages
on a particular
occasion.’ ” 578 U. S. ___, ___–___ (2016) (slip op.,
at 3–4) (quoting
Johnson, 576 U. S., at ___ (slip op.,
at 12)). Two years later in
Dimaya, Justice Kagan wrote for
the Court and echoed Justice Scalia and Justice Kennedy: “In
Johnson’s words, ‘we do not doubt’ the constitutionality of
applying §16(b)’s ‘substantial risk [standard] to real-world
conduct.’ ” 584 U. S., at ___–___ (slip op., at 10–11)
(quoting
Johnson, 576 U. S., at ___ (slip op., at
12)).
That kind of risk-based criminal statute is not
only constitutional, it is very common. As the Court has
recognized, “dozens of federal and state criminal laws use terms
like ‘substantial risk,’ ‘grave risk,’ and ‘unreasonable
risk,’ ” and almost all of those statutes “require gauging the
riskiness of conduct in which an individual defendant engages
on
a particular occasion.”
Johnson, 576 U. S., at ___
(slip op., at 12). Indeed, the Government’s brief in
Johnson
collected more than 200 state and federal statutes that imposed
criminal penalties for conduct that created a risk of injury to
others. App. to Supp. Brief for United States in
Johnson v.
United States, O. T. 2014, No. 13–7120, pp. 1a–99a.
Take a few examples from federal law: It is a
federal crime to create “a
substantial risk of harm to human
life” while illegally “manufacturing a controlled substance.” 21
U. S. C. §858 (emphasis added). Under certain
circumstances, it is a federal crime to create “a
substantial
risk of serious bodily injury to any other person by destroying
or damaging any structure, conveyance, or other real or personal
property within the United States or by attempting or conspiring
to” do so. 18 U. S. C. §2332b(a)(1)(B) (emphasis added).
And for purposes of the chapter of the federal criminal code
dealing with sexual abuse crimes, “serious bodily injury” is
defined as “bodily injury that involves a
substantial risk
of death, unconsciousness, extreme physical pain, protracted and
obvious disfigurement, or protracted loss or impairment of the
function of a bodily member, organ, or mental faculty.” §2246(4)
(emphasis added).
The States’ criminal codes are similar. Among
the crimes that the States define by using qualitative risk
standards are resisting arrest,[
4] kidnaping,[
5]
assault,[
6] battery,[
7] criminal recklessness,[
8] endangerment,[
9] unlawful restraint,[
10] theft,[
11]
hazing,[
12] abuse,[
13] neglect,[
14] arson,[
15] homicide,[
16]
and weapons offenses.[
17]
Consider a few specific examples: In
Pennsylvania, a person resists arrest “if, with the intent of
preventing a public servant from effecting a lawful arrest or
discharging any other duty, the person creates a
substantial
risk of bodily injury to the public servant or anyone else.” 18
Pa. Cons. Stat. §5104 (2015) (emphasis added). In Tennessee,
kidnaping is defined as false imprisonment “under circumstances
exposing the other person to
substantial risk of bodily
injury.” Tenn. Code Ann. §39–13–303(a) (2018) (emphasis added). In
New York, reckless endangerment occurs when a person “recklessly
engages in conduct which creates a
substantial risk of
serious physical injury to another person.” N. Y. Penal Law
Ann. §120.20 (emphasis added). And in Maryland, neglect of a minor
is defined as “the intentional failure to provide necessary
assistance and resources for the physical needs or mental health of
a minor that creates a
substantial risk of harm to the
minor’s physical health or a
substantial risk of mental
injury to the minor.” Md. Crim. Law Code Ann. §3–602.1(a)(5)(i)
(2012) (emphasis added).
The above examples demonstrate that
substantial-risk standards like the one in §924(c)(3)(B) are a
traditional and common feature of criminal statutes. As the
Eleventh Circuit succinctly stated, there “is nothing remarkable
about asking jurors to make that sort of risk determination—and, if
necessary, requiring judges to instruct jurors on the meaning of
terms like ‘substantial’ and ‘physical force.’ ”
Ovalles v.
United States, 905 F.3d 1231, 1250,
n. 8 (2018) (en banc). That is “exactly how similar questions
have been resolved for centuries and are resolved every day in
courts throughout the country.”
Ibid.
A statute is unconstitutionally vague only if
“it fails to give ordinary people fair notice of the conduct it
punishes,” or is “so standardless that it invites arbitrary
enforcement.”
Johnson, 576 U. S., at ___ (slip op., at
3). Section 924(c)(3)(B) is not unconstitutionally vague. To
reiterate, §924(c)(3)(B) defines “crime of violence” as “an offense
that is a felony and . . . that by its nature, involves a
substantial risk that physical force against the person or property
of another may be used in the course of committing the offense.”
Section 924(c)(3)(B) affords people of ordinary intelligence ample
notice that they may be punished if they carry or use a gun while
engaging in criminal conduct that presents a risk that physical
force may be used. There “is a whole range of conduct that anyone
with at least a semblance of common sense would know” is covered by
§924(c)(3)(B).
Chicago v.
Morales,
527 U.S.
41, 114 (1999) (Thomas, J., dissenting) (internal quotation
marks omitted). And prosecutors, defense attorneys, judges, and
juries are well equipped to enforce and defend §924(c)(3)(B)
prosecutions in a principled and predictable way—just as they have
for decades with many other substantial-risk criminal statutes. As
Judge Niemeyer wrote in his separate opinion in the Fourth Circuit,
“the parties in those cases had little difficulty understanding,
enforcing, or defending the §924(c)(1) charges at issue.”
United
States v.
Simms, 914 F.3d 229, 264 (2019).[
18]
In short, §924(c)(3)(B) is a garden-variety,
substantial-risk criminal law. Section 924(c)(3)(B) is not
unconstitutionally vague.
II
This case therefore should be straightforward.
But the Court complicates things by engaging in a two-step dance
that ends with the Court concluding that §924(c)(3)(B) is
unconstitutionally vague.
The Court’s first step is to construe
§924(c)(3)’s substantial-risk prong to require an ordinary-case
categorical approach rather than a conduct-specific approach. In
other words, the Court says that a defendant’s guilt or innocence
under §924(c)(3)’s substantial-risk prong hinges on a judge’s
assessment of how a
hypothetical defendant would ordinarily
commit the underlying crime. In the Court’s view, a defendant’s
guilt or innocence under §924(c)(3)’s substantial-risk prong does
not depend on a jury’s finding about how the
actual
defendant actually committed the underlying crime.
The Court’s second step is based on the Court’s
decisions in
Johnson and
Dimaya. The Court says that
the ordinary-case categorical approach makes §924(c)(3)(B)
unconstitutionally vague.
For purposes of this case, the Court’s error is
its first step—that is, in construing the substantial-risk prong of
§924(c)(3) to require an ordinary-case categorical approach. For
three reasons, I disagree with the Court’s analysis. First, the
Court’s justifications in
Johnson and
Dimaya for
adopting the categorical approach do not apply in the context of
§924(c). Second, the text of §924(c)(3)(B) is best read to focus on
the actual defendant’s actual conduct during the underlying crime,
not on a hypothetical defendant’s imagined conduct during an
ordinary case of the underlying crime. Third, even if the text were
ambiguous, the constitutional avoidance canon requires that we
interpret the statute to focus on the actual defendant’s actual
conduct.
I will address those three points in Parts II–A,
II–B, and II–C.
A
According to the Court, if §924(c)(3)(B)
focused on the defendant’s conduct during the underlying crime,
then it would
not be unconstitutionally vague. But
§924(c)(3)(B), as the Court reads it, focuses on a hypothetical
defendant’s conduct during an ordinary case of the underlying
crime. As a result, the Court says that §924(c)(3)(B)
is
unconstitutionally vague.
But it makes little sense, as I see it, to say
that §924(c)(3)(B)’s substantial-risk inquiry focuses on whether
a hypothetical defendant’s imagined conduct during an
ordinary case of the crime creates a substantial risk that physical
force may be used, rather than on whether
the actual defendant’s
actual conduct during the actual crime created a substantial
risk that physical force may be used. Why would we interpret a
federal law that criminalizes current-offense conduct to focus on a
hypothetical defendant rather than on the actual defendant? As
Judge Newsom cogently wrote for the Eleventh Circuit en banc
majority, “If you were to ask John Q. Public whether a particular
crime posed a substantial risk of violence, surely he would
respond, ‘Well, tell me how it went down—
what
happened?’ ”
Ovalles, 905 F. 3d, at
1241.[
19]
Why does the Court read the substantial-risk
prong in such an unnatural way? The Court explains that
Johnson interpreted similar substantial-risk language to
require the ordinary-case categorical approach. See 576 U. S.,
at ___–___ (slip op., at 12–13). A plurality of the Court did the
same in
Dimaya. See 584 U. S., at ___–___ (slip op., at
12–15). And the Court today casts this case as the third
installment in a trilogy with a predictable ending, one that was
supposedly foreordained by
Johnson and
Dimaya.
The gaping hole in the Court’s analysis, in my
view, is that
Johnson and
Dimaya addressed statutes
that imposed penalties based on a defendant’s
prior criminal
convictions.
In
Johnson, the Court interpreted a
definition of “violent felony” that was used in sentencing
proceedings to classify prior convictions as predicates for
stricter sentences. See §§924(e)(1), (e)(2)(B). In
Dimaya,
the Court interpreted a definition of “crime of violence” that was
used in immigration proceedings to classify prior convictions as
predicates for more severe immigration consequences. See §16
(defining “crime of violence”); 8 U. S. C.
§1101(a)(43)(F) (incorporating 18 U. S. C. §16); 8
U. S. C. §1227(a)(2)(A)(iii) (deportation);
§§1229b(a)(3), (b)(1)(C) (ineligibility for cancellation of removal
and adjustment of status).
In interpreting those statutes, the Court
employed the ordinary-case categorical approach to assess an
individual’s
past convictions. And application of that
categorical approach, the Court then said, rendered the statutes at
issue in those cases unconstitutionally vague. See
Dimaya,
584 U. S., at ___–___ (slip op., at 9–11);
Johnson, 576
U. S., at ___–___ (slip op., at 5–6).[
20]
Two important principles drove the Court’s
adoption of the categorical approach in the
prior-conviction
context in
Johnson and
Dimaya.
First, in the prior-conviction cases, the
Court emphasized that the categorical approach avoids the
difficulties and inequities of relitigating “past convictions in
minitrials conducted long after the fact.”
Moncrieffe v.
Holder,
569 U.S.
184, 200–201 (2013). Without the categorical approach, courts
would have to determine the underlying conduct from years-old or
even decades-old documents with varying levels of factual detail.
See
Taylor v.
United States,
495
U.S. 575, 601–602 (1990). The factual statements that are
contained in those documents are often “prone to error.”
Mathis v.
United States, 579 U. S. ___, ___
(2016) (slip op., at 10). The categorical approach avoids the
unfairness of allowing inaccuracies to “come back to haunt the
defendant many years down the road.”
Id., at ___ (slip op.,
at 11). The Court has echoed that reasoning time and again. See,
e.g.,
Dimaya, 584 U. S., at ___ (plurality
opinion) (slip op., at 15);
Johnson, 576 U. S., at ___
(slip op., at 13);
Descamps v.
United States, 570
U.S. 254, 270 (2013);
Chambers v.
United States,
555 U.S.
122, 125 (2009).
Second, in the prior-conviction cases,
the Court insisted on the categorical approach to avoid “ Sixth
Amendment concerns.”
Descamps, 570 U. S., at 269. The
Sixth Amendment, as interpreted by this Court’s precedents, does
not allow a judge (rather than a jury) to make factual
determinations that increase the maximum penalty. See
Apprendi v.
New Jersey,
530 U.S.
466, 490 (2000). The Court has read its Sixth Amendment
precedents to require the categorical approach. Under the
categorical approach, the judge looks only to the fact of
conviction and the statutory definition of the prior offense. The
Court has reiterated those Sixth Amendment concerns in countless
categorical-approach cases. See,
e.g.,
Dimaya, 584
U. S., at ___ (plurality opinion) (slip op., at 13);
Mathis, 579 U. S., at ___ (slip op., at 10);
Shepard v.
United States,
544 U.S.
13, 24–25 (2005) (plurality opinion);
Taylor, 495
U. S., at 601.
In short, the Court in
Johnson and
Dimaya employed something akin to the constitutional
avoidance doctrine to read the statutes at issue to avoid practical
and Sixth Amendment problems. In the words of Justice Thomas, the
“categorical approach was never really about the best reading of
the text.”
Dimaya, 584 U. S., at ___ (dissenting
opinion) (slip op., at 28). As Judge Raggi has perceptively stated:
“[C]onstitutional avoidance informed the original
categorical-approach mandate.”
United States v.
Barrett, 903 F.3d 166, 179 (CA2 2018).
But neither of the two reasons identified in
Johnson and
Dimaya applies to 18 U. S. C.
§924(c)(3)(B)—not even a little.
First, §924(c) does not require
examination of old conduct underlying a
prior conviction.
Section 924(c) operates entirely in the present. In a §924(c)
prosecution, there are ordinarily two charged crimes: the
underlying crime and the §924(c) offense. Here, for example, the
defendants were charged with conspiracy to commit robbery and with
the §924(c) offense. The defendant’s conduct during the underlying
crime is part of the §924(c) offense. The conduct charged in the
§924(c) offense is in front of the jury (if the case goes to trial)
or accepted by the defendant in the plea agreement (if the
defendant pleads guilty). The indictment must allege specific
offense conduct, and that conduct must be proved with real-world
facts in order to obtain a conviction. There is no need to worry
about stale evidence or unavailable witnesses. Nor is there any
need to worry about inaccuracies in years-old or decades-old
documents coming back to haunt the defendant.
Second, §924(c) likewise raises no Sixth
Amendment concerns. A jury will find the facts or, if the case ends
in a guilty plea, the defendant will accept the facts in the plea
agreement. For the §924(c) charge, as relevant here, a jury must
find that the defendant’s conduct “by its nature, involves a
substantial risk that physical force against the person or property
of another may be used in the course of committing the offense.”
The defendant has the opportunity to contest the relevant facts
either at the trial or in plea negotiations. No Sixth Amendment
issue arises in a §924(c) prosecution.
No practical or Sixth Amendment problems exist
with §924(c)(3)(B). Indeed, the Court itself acknowledges that “a
case-specific approach wouldn’t yield the same practical and Sixth
Amendment complications” that arose in
Johnson and
Dimaya.
Ante, at 8.
We should recognize that
Johnson and
Dimaya dealt with an entirely different context:
prior convictions. There is no need to follow
Johnson
and
Dimaya off the cliff here. We should read §924(c)(3)(B)
like the dozens of other substantial-risk statutes in federal and
state criminal law: to focus on the actual defendant’s actual
conduct during the actual underlying crime, not on a hypothetical
defendant’s imagined conduct during an ordinary case of that
crime.
B
Now to the statutory text of §924(c)(3)(B).
Even though the context here is current-offense conduct, not past
convictions, the Court says that the statutory language nonetheless
compels a focus on a hypothetical defendant’s imagined conduct, not
on the actual defendant’s actual conduct. I disagree. Criminal
defendants are usually punished based on what they actually did,
not based on what a hypothetical defendant might have done.
To begin with, the text of §924(c)(3)(B) must be
interpreted against the backdrop of traditional criminal-law
practice. As described above, substantial-risk statutes are
commonplace in federal and state criminal law. Those statutes
ordinarily call for examination of the actual defendant’s actual
conduct during the actual crime. The Court does not identify a
single self-contained federal or state law that defines the
actus reus of the crime based on the imagination of
the judge about a hypothetical defendant, rather than on the
evidence before the jury about the actual defendant.
This Court applied an exception in
Johnson and
Dimaya for substantial-risk statutes that
impose sentencing and other penalties based on
past
convictions. But that is an exception for past convictions, not a
rule for current-offense conduct. Section 924(c)(3)(B) must be read
in line with the traditional, common practice of focusing on the
actual defendant’s actual conduct during the underlying crime.
With that background, I turn to the precise text
of §924(c)(3). To repeat, the text of §924(c)(3) provides: A
defendant may not use or carry a firearm during and in relation to,
or possess a firearm in furtherance of, “an offense that is a
felony and” that either (A) “has as an element the use, attempted
use, or threatened use of physical force against the person or
property of another,” or (B) “by its nature, involves a substantial
risk that physical force against the person or property of another
may be used in the course of committing the offense.”
I will focus on four particular aspects of the
statutory text of §924(c)(3)(B).
First, start with the term “offense.”
Section 924(c)(3) has two prongs under which a defendant might
qualify for a §924(c) conviction: first, if the underlying crime
automatically qualifies as a crime of violence based on its
elements; and, second, if the defendant’s conduct during the
underlying crime created a substantial risk that physical force may
be used, even if the underlying crime by its elements does not
constitute a crime of violence.
The term “offense” applies to both prongs. In
the elements prong, the term refers to the elements of the
underlying crime. In the substantial-risk prong, the term refers to
the defendant’s conduct during the underlying crime. That is
entirely commonplace and sensible.
Reading “offense” in that commonsense way
follows from the Court’s precedents interpreting the term
“offense.” As the Court has explained many times, the term
“offense” may “sometimes refer to a generic crime” and may
“sometimes refer to the specific acts in which an offender engaged
on a specific occasion.”
Nijhawan v.
Holder,
557 U.S.
29, 33–34 (2009).[
21]
Indeed, the single term “offense” can refer to both in the same
statutory scheme. See,
e.g.,
id., at 40;
id.,
at 38 (listing other examples);
United States v.
Hayes,
555 U.S.
415, 421–422 (2009).
In
United States v.
Hayes, for
example, the Court interpreted the term “misdemeanor crime of
domestic violence.” That term was defined as “an offense” that (1)
“has, as an element, the use or attempted use of physical force, or
the threatened use of a deadly weapon,” and (2) was “committed by”
a person who has a particular relationship with the victim.
§921(a)(33)(A). The Court interpreted the “offense that
. . . has, as an element” language in that provision to
focus on the legal prohibition, and interpreted the “offense
. . . committed by” language to focus on the defendant’s
conduct. See
Hayes, 555 U. S., at 421–422. In other
words, the term “offense” was used once but had two different
meanings as applied to the two different parts of the statutory
provision.
Another example is the Immigration and
Nationality Act. That statute defines “aggravated felony” in part
as “an offense” (1) that “involves fraud or deceit” and (2) “in
which the loss to the victim or victims exceeds $10,000.” 8
U. S. C. §1101(a)(43)(M)(i). The Court interpreted the
“offense that . . . involves fraud or deceit” language to
focus on the legal prohibition. See
Kawashima v.
Holder,
565 U.S.
478, 483 (2012). And the Court interpreted the “offense
. . . in which the loss” language to focus on the
individual’s conduct. See
Nijhawan, 557 U. S., at 40.
Again, the term “offense” was used once, but had two different
meanings as applied to the two different parts of the statutory
provision.
Section 924(c)(3) is the same kind of statutory
provision. It likewise encompasses both the legal prohibition (in
subpart (A)) and the defendant’s actual conduct (in subpart (B)).
The term “offense” was read in
Hayes,
Kawashima, and
Nijhawan to encompass both the legal prohibition and the
defendant’s conduct. The term should be read that same way
here.
Moreover, if the substantial-risk prong of
§924(c)(3) requires assessing a hypothetical defendant’s conduct
rather than the actual defendant’s conduct, then there would be
little daylight between the elements prong and the substantial-risk
prong. After all, a crime is defined by its elements. The elements
tell you what happens in an ordinary case of a crime. To imagine
how a hypothetical defendant would have committed an ordinary case
of the crime, you would presumably look back to the elements of the
crime. But doing that under the substantial-risk prong—as the Court
would do—would just duplicate the inquiry that already occurs under
the elements prong. That would defeat Congress’ purpose in adding
the substantial-risk prong to §924(c)(3)—namely, covering
defendants who committed crimes that are not violent by definition
but that are committed by particular defendants in ways that create
a risk of violence. There is no reason to think that Congress meant
to duplicate the elements prong in the substantial-risk
prong.[
22]
The Court usually tries to avoid an
interpretation of a statutory provision that would make the
provision redundant and accomplish virtually nothing. See,
e.g.,
Republic of Sudan v.
Harrison, 587
U. S. ___, ___ (2019) (slip op., at 10);
Dastar Corp.
v.
Twentieth Century Fox Film Corp.,
539 U.S.
23, 35 (2003);
Mackey v.
Lanier Collection Agency
& Service,
Inc.,
486 U.S.
825, 837 (1988); A. Scalia & B. Garner, Reading Law: The
Interpretation of Legal Texts 174–179 (2012); W. Eskridge,
Interpreting Law: A Primer on How to Read Statutes and the
Constitution 112–114 (2016). We should heed that principle here,
and recognize that the term “offense” in the substantial-risk prong
refers to the actual defendant’s conduct during the underlying
crime.
In short, the term “offense” in §924(c)(3), as
applied to the substantial-risk prong, focuses on the actual
defendant’s actual conduct, not on a hypothetical defendant’s
imagined conduct.
Second, §924(c)(3)(B) asks whether the
defendant’s offense “by its nature” involves a risk that physical
force may be used. In a vacuum, the “nature” of an offense could be
either “the metaphysical ‘nature’ of the offense” or “the
underlying facts of the offense.”
Dimaya, 584 U. S., at
___ (Thomas, J., dissenting) (slip op., at 24). But that is because
the term “offense” could refer to a legal prohibition or to the
defendant’s actual conduct. As explained above, however, the term
“offense” as applied to the substantial-risk prong refers to the
actual defendant’s con- duct during the underlying crime. It
follows that “by its na- ture” focuses on the nature of the actual
defendant’s conduct during the crime. The phrase “by its nature” is
linked to the term “offense.” If the term “offense” refers to the
defendant’s actual conduct, then “by its nature” also focuses on
the defendant’s actual conduct.
Under the conduct-specific approach to the
substantial-risk prong, the “by its nature” language simply means
that the Government has to show more than a defendant’s proclivity
for crime and more than the mere fact that the defendant was
carrying a gun. The Government has to show that the defendant’s
conduct by its nature
during the crime created a substantial
risk that physical force may be used.
In short, as Justice Thomas has pointed out, it
“is entirely natural to use words like ‘nature’ and ‘offense’ to
refer to an offender’s actual underlying conduct.”
Ibid. So
it is here.
Third, §924(c)(3)(B) asks whether the
defendant’s conduct “involves” a substantial risk that physical
force may be used. In
Taylor v.
United States, a case
involving a prior-conviction statutory provision, the Court pointed
to the
absence of the word “involved” in adopting a
categorical approach. 495 U. S., at 600. And in
Nijhawan v.
Holder, another case involving a
prior-conviction statutory provision, the Court explained that the
word “involves” did not support a categorical approach. 557
U. S., at 36. Here, unlike in
Taylor, the statute does
use the word “involves.” Under
Taylor’s reasoning, the
inclusion of the word “involves” in §924(c)(3)(B) supports the
conclusion that §924(c)(3)(B) employs a conduct-specific approach
rather than a categorical approach.
Fourth, §924(c)(3)(B)’s use of the phrase
“in the course of committing the offense” indicates that the proper
focus is on the actual defendant’s actual conduct, not on a
hypothetical defendant’s imagined conduct. After all, the
underlying offense was committed by the actual defendant, not by a
hypothetical defendant. It strains common sense to think that the
“in the course of committing the offense” language in §924(c)(3)(B)
contemplates an inquiry into a hypothetical defendant’s conduct
during an ordinary case of the crime.
Importantly, the law at issue in
Johnson
did not have the “in the course of committing the offense”
language. §924(e)(2)(B)(ii). That is a major textual difference
between the law in
Johnson on the one hand and §924(c)(3)(B)
on the other hand. And that textual distinction further shows that
§924(c)(3)(B) focuses on the actual defendant’s actual conduct.
In short, those four textual indicators, while
not all entirely one-sided, together strongly suggest that
§924(c)(3)(B) focuses on the actual defendant’s actual conduct
during the actual crime, not on a hypothetical defendant’s imagined
conduct during an ordinary case of the crime.
On top of all the language in the statute,
§924(c)(3)(B) does
not contain the critical term that
ordinarily marks a categorical approach.
Section 924(c)(3)(B) does not use the term
“conviction.” This Court has historically recognized the term
“conviction” as a key textual driver of the categorical approach.
In cases such as
Taylor and
Johnson, the Court zeroed
in on the word “convictions.” See
Johnson, 576 U. S.,
at ___ (slip op., at 13);
Taylor, 495 U. S., at 600;
see also
Mathis, 579 U. S., at ___ (slip op., at 9);
Moncrieffe, 569 U. S., at 191;
Ovalles, 905
F. 3d, at 1245. So too, the Court in
Leocal v.
Ashcroft emphasized that the text of the INA that
incorporated §16(b) used the term “convicted.”
543 U.S.
1, 4, 7 (2004).[
23]
The term “conviction” is nowhere to be found in
the text of §924(c)(3)(B). That should not come as a surprise,
given that §924(c)(3)(B) is a substantive criminal offense
concerned with the defendant’s current-offense conduct. The absence
of the term “conviction” in §924(c)(3)(B) strongly supports a
conduct-specific approach.
Put simply, the textual clues—both the words
that are used and the words that are not used—point strongly to the
conclusion that §924(c)(3)(B) requires a jury to assess the actual
defendant’s actual conduct during the underlying crime. The
conclusion becomes overwhelming when considered against the general
background of substantial-risk statutes. To be sure, a statute can
always be written more clearly. But here, the textual toolkit leads
decisively to that conclusion.
C
But after all of that, suppose that you are
not convinced. Suppose that you think that this case is still a
close call on the text, even with the background of
substantial-risk statutes and the Court’s precedents. Indeed,
suppose you ultimately disagree with the above analysis of the
text. Even so, the Government still wins—unless it can be said that
§924(c)(3)(B)
unambiguously requires a categorical approach.
Under the constitutional avoidance canon, the precise question
before us is not whether §924(c)(3)(B) is best read to require a
conduct-specific approach, but rather (as the Court’s cases say)
whether §924(c)(3)(B) can reasonably, plausibly, or fairly possibly
be interpreted to require a conduct-specific approach. The answer
to that question is easy. Yes. See
Hooper v.
California,
155 U.S.
648, 657 (1895) (“reasonable”);
Clark v.
Martinez,
543 U.S.
371, 380 (2005) (“plausible”);
Skilling v.
United
States,
561 U.S.
358, 406 (2010) (“fairly possible” (internal quotation marks
omitted)).
The Court says that if §924(c)(3)(B) requires
the categorical approach, then it is unconstitutionally vague. But
the Court also says that if §924(c)(3)(B) focuses on the
defendant’s actual conduct, then it is constitutionally
permissible. As the Court puts it, “a case-specific approach would
avoid the vagueness problems that doomed the statutes in
Johnson and
Dimaya.”
Ante, at 8. So the entire
ball game is whether it is fairly possible to interpret
§924(c)(3)(B) to require a conduct-specific approach. It surely is
at least fairly possible.
It is an elementary principle of statutory
interpretation that an ambiguous statute must be interpreted,
whenever possible, to avoid unconstitutionality. See generally
Scalia, Reading Law: The Interpretation of Legal Texts, at 247–251;
Eskridge, Interpreting Law: A Primer on How to Read Statutes and
the Constitution, at 317–322. That uncontroversial principle of
statutory interpretation dates back to the Founding era. See
Mossman v.
Higginson, 4 Dall. 12, 14 (1800). As
Justice Thomas has explained, the traditional doctrine of
constitutional avoidance commands “courts, when faced with two
plausible constructions of a statute—one constitutional and the
other unconstitutional—to choose the constitutional reading.”
Clark, 543 U. S., at 395 (dissenting opinion). This
Court’s duty is “not to destroy the Act if we can, but to construe
it, if consistent with the will of Congress, so as to comport with
constitutional limitations.”
Civil Service Comm’n v.
Letter Carriers,
413 U.S.
548, 571 (1973). In discharging that duty, “every reasonable
construction must be resorted to, in order to save a statute from
unconstitutionality.”
Hooper, 155 U. S., at 657.
This Court’s longstanding practice of saving
ambiguous statutes from unconstitutionality where fairly possible
affords proper respect for the representative branches of our
Government. The Court has explained that “a presumption never ought
to be indulged, that congress meant to exercise or usurp any
unconstitutional authority, unless that conclusion is forced upon
the Court by language altogether unambiguous.”
United States
v.
Coombs, 12 Pet. 72, 76 (1838).
In countless cases for more than 200 years, this
Court has recognized the principle that courts should construe
ambiguous laws to be consistent with the Constitution. See,
e.g.,
McDonnell v.
United States, 579
U. S. ___, ___–___ (2016) (slip op., at 23–24);
Skilling, 561 U. S., at 405–409;
Clark, 543
U. S., at 380–382;
Edmond v.
United States,
520 U.S.
651, 658 (1997);
Concrete Pipe & Products of Cal.,
Inc. v.
Construction Laborers Pension Trust for Southern
Cal.,
508 U.S.
602, 628–630 (1993);
New York v.
United States,
505 U.S.
144, 170 (1992);
Rust v.
Sullivan,
500 U.S.
173, 190–191 (1991);
Public Citizen v.
Department of
Justice,
491 U.S.
440, 465–467 (1989);
Communications Workers v.
Beck,
487 U.S.
735, 762 (1988);
Edward J. DeBartolo Corp. v.
Florida
Gulf Coast Building & Constr. Trades Council,
485 U.S.
568, 575–578 (1988);
St. Martin Evangelical Lutheran
Church v.
South Dakota,
451 U.S.
772, 780–781 (1981);
Letter Carriers, 413 U. S., at
571;
Machinists v.
Street,
367
U.S. 740, 749–750 (1961);
Ashwander v.
TVA,
297 U.S.
288, 348 (1936) (Brandeis, J., concurring);
ICC v.
Oregon-Washington R. & Nav. Co.,
288 U.S.
14, 40–42 (1933);
Crowell v.
Benson,
285 U.S.
22, 62–63 (1932);
Lucas v.
Alexander,
279 U.S.
573, 577–578 (1929);
Richmond Screw Anchor Co. v.
United States,
275 U.S.
331, 345–346 (1928);
Blodgett v.
Holden,
275 U.S.
142, 148–149 (1927) (opinion of Holmes, J.);
Missouri
Pacific R. Co. v.
Boone,
270 U.S.
466, 471–472 (1926);
Linder v.
United States,
268 U.S.
5, 17–18 (1925);
Panama R. Co. v.
Johnson,
264 U.S.
375, 390 (1924);
Texas v.
Eastern Texas R. Co.,
258 U.S.
204, 217 (1922);
Baender v.
Barnett,
255 U.S.
224, 225–226 (1921);
United States v.
Jin Fuey
Moy,
241 U.S.
394, 401 (1916);
United States ex rel. Attorney General
v.
Delaware & Hudson Co.,
213 U.S.
366, 407–408 (1909);
Hooper, 155 U. S., at 657;
Grenada County Supervisors v.
Brogden,
112 U.S.
261, 268–269 (1884);
Coombs, 12 Pet., at 76;
Parsons v.
Bedford, 3 Pet. 433, 448–449 (1830);
Mossman, 4 Dall., at 14.
To be clear, the case before us is not a case of
avoiding
possible unconstitutionality. This is a case of
avoiding
actual unconstitutionality. There is a debate about
the former practice. There is no real debate about the latter rule.
And it is the latter rule of statutory interpretation at issue
here.
Section 924(c)(3)(B) is best read to focus on
the defendant’s actual conduct. But at a minimum—given the text,
the background of substantial-risk laws, and the relevant
precedents—it is fairly possible to interpret §924(c)(3)(B) to
focus on the defendant’s actual conduct. Because that reasonable
interpretation would save §924(c)(3)(B) from unconstitutionality,
this case should be very straightforward, as Judge Newsom explained
in his thorough majority opinion in the Eleventh Circuit and as
Judge Niemeyer and Judge Richardson explained in their persuasive
separate opinions in the Fourth Circuit.
Ovalles, 905
F. 3d, at 1251;
Simms, 914 F. 3d, at 272 (opinion
of Niemeyer, J.);
id., at 272–277 (opinion of Richardson,
J.). We should prefer the constitutional reading over the
unconstitutional reading.
The Court did not apply constitutional avoidance
in
Johnson and
Dimaya. Why not? In those two cases,
the Court explained, the canon of constitutional avoidance was
essentially rendered a nullity. That is because, as the Court
described the situation, the Court was between a rock and a hard
place. The categorical approach would have led to Fifth Amendment
vagueness concerns, whereas applying the conduct-specific approach
would have led to Sixth Amendment jury-trial concerns. See
Dimaya, 584 U. S., at ___–___ (plurality opinion) (slip
op., at 13–14).
Here, by contrast, the Court is not between a
rock and a hard place. Applying the categorical approach to
§924(c)(3)(B) would lead to vagueness concerns, whereas applying
the conduct-specific approach would lead to no constitutional
concerns.
Faced with a choice between a rock and
constitutionality, the Court chooses the rock. I do not understand
that choice.
The Court offers two related reasons for its
choice to run the statute into a rock. Neither reason holds up.
First, the Court concludes that the
constitutional avoidance canon must yield to the rule of lenity.
That argument disregards the Court’s oft-repeated statements that
the rule of lenity is a tool of last resort that applies “only
when, after consulting traditional canons of statutory
construction,” grievous ambiguity remains.
Hayes, 555
U. S., at 429 (internal quotation marks omitted); see also,
e.g.,
Ocasio v.
United States, 578 U. S.
___, ___, n. 8 (2016) (slip op., at 13, n. 8) (“after
seizing everything from which aid can be derived” (internal
quotation marks omitted));
Muscarello v.
United
States,
524 U.S.
125, 138 (1998) (same);
United States v.
Wells,
519 U.S.
482, 499 (1997) (same);
Reno v.
Koray,
515 U.S.
50, 65 (1995) (same);
United States v.
Shabani,
513 U.S.
10, 17 (1994) (“after consulting traditional canons of
statutory construction”);
Smith v.
United States,
508 U.S.
223, 239 (1993) (“after seizing every thing from which aid can
be derived” (internal quotation marks and alterations omitted));
Moskal v.
United States,
498
U.S. 103, 108 (1990) (“
after resort to the language and
structure, legislative history, and motivating policies of the
statute” (internal quotation marks omitted));
Callanan v.
United States,
364 U.S.
587, 596 (1961) (“at the end of the process of construing what
Congress has expressed”).
The constitutional avoidance canon is a
traditional canon of statutory interpretation. The constitutional
avoidance canon is employed to reach a reasonable interpretation of
an ambiguous statute. Where, as here, that canon applies and yields
such a reasonable interpretation, no grievous ambiguity remains.
The rule of lenity has no role to play. Contrary to the Court’s
assertion, the canon of constitutional avoidance is not “at war”
with the rule of lenity.
Ante, at 19. The canon of
constitutional avoidance precedes the rule of lenity because the
rule of lenity comes into play (this Court has said countless
times) only “
after consulting traditional canons of
statutory construction.”
Hayes, 555 U. S., at 429
(emphasis added; internal quotation marks omitted). The rule of
lenity “comes into operation at the end of the process of
construing what Congress has expressed, not at the beginning as an
overriding consideration of being lenient to wrongdoers.”
Callanan, 364 U. S., at 596.
In addition, the rule of lenity is triggered
only in the face of “grievous ambiguity.”
Muscarello, 524
U. S., at 139 (internal quotation marks omitted). To
reiterate, §924(c)(3)(B) is best read to focus on the actual
defendant’s actual conduct. But to the extent that there is any
ambiguity in §924(c)(3)(B), that ambiguity is far from
grievous.
Second, and relatedly, the Court claims
that the canon of constitutional avoidance, as a general matter,
cannot be relied upon to broaden the scope of a criminal statute,
as opposed to narrowing the scope of a criminal statute. And the
Court says that the canon cannot be used here because, in the
Court’s view, relying on the constitutional avoidance canon in this
case would expand the scope of §924(c)(3)(B). I disagree for two
independent reasons.
To begin with, that theory seems to come out of
nowhere. The Court’s novel cabining of the constitutional avoidance
canon is not reflected in this Court’s precedents. On the contrary,
it contradicts several precedents. This Court has applied the
constitutional avoidance canon even when avoiding the
constitutional problems would have broadened the statute’s scope.
For example, in
United States v.
Culbert, this Court
rejected a narrowing construction of the Hobbs Act because that
construction would have raised vagueness concerns.
435 U.S.
371, 374 (1978); see also
United States v.
Shreveport
Grain & Elevator Co.,
287 U.S.
77, 82 (1932); cf.
United States v.
Grace,
461 U.S.
171, 176 (1983).
Moreover, the premise of this novel broadening/
narrowing theory is flawed. A categorical approach to §924(c)(3)(B)
would not be inherently narrower than a conduct-specific approach.
Each approach would sweep in some crimes that the other would not.
On the one hand, some crimes that might be deemed categorically
violent sometimes may be committed in nonviolent ways. Those crimes
would be covered by the categorical approach but not by a
conduct-specific approach. On the other hand, some categorically
nonviolent crimes are committed in violent ways. Those crimes would
not be covered by the categorical approach but would be covered by
a conduct-specific approach. See
Johnson, 576 U. S., at
___ (Alito, J., dissenting) (slip op., at 12).
In sum, the constitutional avoidance canon makes
this an especially straightforward case. It is at least fairly
possible to read §924(c)(3)(B) to focus on the actual defendant’s
actual conduct during the actual crime. End of case.
III
The consequences of the Court’s decision today
will be severe. By invalidating the substantial-risk prong of
§924(c)(3), the Court’s decision will thwart Congress’ law
enforcement policies, destabilize the criminal justice system, and
undermine safety in American communities. If the law required those
results, we would have to swallow the consequences. But the law, in
my respectful view, does no such thing.
The Court’s decision means that people who in
the future commit violent crimes with firearms may be able to
escape conviction under §924(c). In enacting §924(c), Congress
sought to keep firearms away from violent criminal situations.
Today, the Court invalidates a critical provision designed to
achieve that goal. To be sure, many violent crimes still might fall
within §924(c)(3)’s elements clause. But many others might not.
When defendants use firearms during conspiracies to commit robbery,
arsons, attempted carjackings, and kidnapings, to name just a few,
they might no longer be subject to prosecution under §924(c). See,
e.g.,
Simms, 914 F. 3d, at 233–234 (conspiracy
to commit robbery);
United States v.
Salas, 889 F.3d
681, 683–684 (CA10 2018) (arson);
United States v.
Jenkins, 849 F.3d 390, 393 (CA7 2017) (kidnaping).
To get a flavor of the offenders who will now
potentially avoid conviction under §924(c), consider a sample of
those offenders who have been convicted under §924(c)(3)’s
substantial-risk prong:
One defendant committed assault with intent to
commit murder. The defendant shot his wife multiple times while the
couple was camping in Buffalo River National Park. See
United
States v.
Prickett, 839 F.3d 697, 698 (CA8 2016).
One defendant committed arson. The defendant
used a molotov cocktail to firebomb the Irish Ink Tattoo Shop. See
Salas, 889 F. 3d, at 683;
United States v.
Salazar, 2014 WL 12788997, *1 (NM, Aug. 14, 2014).
One defendant and others kidnaped a man who they
believed had stolen money and an Xbox from the defendant. They beat
the man severely and threatened to kill him. See Pet. for Cert. in
United States v.
Jenkins, O. T. 2017, No. 17–97,
p. 2.
One defendant committed conspiracy to commit
robbery. The defendant and his co-conspirators planned to steal
Percocet and cash from a man they thought was a drug dealer. Armed
with a pistol and a crowbar, they broke into the man’s home by
shattering a sliding glass door and found three men there. One of
the defendant’s co-conspirators attacked all three men with the
crowbar, and the defendant threatened the men with a pistol
multiple times. See
United States v.
Douglas, 907
F.3d 1, 4–5 (CA1 2018).
One defendant committed attempted carjacking.
Armed with guns and baseball bats, the defendant and her
co-conspirators robbed a grocery store and carjacked two vehicles,
pistol whipping the owner of one of the vehicles in the process.
They then attempted to carjack a third vehicle. They approached a
family getting out of a minivan and demanded the keys. One of the
defendant’s co-conspirators hit a 13-year-old girl in the mouth
with a baseball bat. Another shot an AK–47 at the girl’s family.
See
Ovalles, 905 F. 3d, at 1235.
One defendant operated multiple houses of
prostitution in Annapolis. The defendant threatened perceived
competitors with violence. He also beat and threatened women,
sometimes to compel them to engage in prostitution. See
United
States v.
Fuertes, 805 F.3d 485, 490–492 (CA4 2015).
One defendant committed conspiracy to commit
robbery. In the middle of the night, the defendant and a
co-conspirator crawled into a McDonald’s through the drive-through
window. The defendant pointed a gun at the restaurant’s manager and
attempted to hit another employee. The defendant demanded money,
and the manager complied. The defendant then removed the money from
the cash drawer, pistol whipped the manager, threw the cash drawer
at the other employee, and fled the scene along with his
co-conspirators and $1,100. See
Simms, 914 F. 3d, at
232.
One defendant committed conspiracy to commit
robbery. The defendant and his co-conspirators committed a string
of armed robberies of small businesses. During the robberies, they
wore masks and gloves. They were armed with guns, knives, and
baseball bats. They injured several people during the course of
their robberies, breaking bones, drawing blood, and knocking people
out. They also shot and killed one of their victims point blank.
See
Barrett, 903 F. 3d, at 170, 184.
Those real-life stories highlight a second
unfortunate consequence of the Court’s decision. Many offenders who
have already committed violent crimes with firearms—and who have
already been convicted under §924(c)—may be released early from
prison. The Court’s decision will apply to all defendants whose
convictions are not yet final on direct review and who preserved
the argument. With the benefit of this Court’s decision, many
dangerous offenders who received lengthy prison sentences as a
result of their violent conduct might walk out of prison early. And
who knows whether the ruling will be retroactive? Courts will be
inundated with collateral-review petitions from some of the most
dangerous federal offenders in America. As Judge Niemeyer wrote in
his separate opinion in the Fourth Circuit, “thousands of
§924(c)(1) convictions will unnecessarily be challenged as premised
on what the majority today concludes is an unconstitutionally vague
provision, even though the parties in those cases had little
difficulty understanding, enforcing, or defending the §924(c)(1)
charges at issue.”
Simms, 914 F. 3d, at 264.
Moreover, defendants who successfully challenge
their §924(c) convictions will not merely be resentenced. Rather,
their §924(c) convictions will be thrown out altogether. That is
because, to restate an obvious point, §924(c) defines a substantive
criminal offense. To be sure, the §924(c) defendants may also be
serving other sentences for other convictions (for instance, if
they were convicted of and sentenced for the underlying crime of
violence). But with the benefit of the Court’s decision, they may
be able to get their §924(c) convictions tossed and lop off
years—potentially decades—from their total prison time.
All because the Court thinks that §924(c)(3)(B)
unambiguously compels a focus on the imagined conduct of a
hypothetical defendant rather than on the actual conduct of the
actual defendant. That analysis is not persuasive, especially in
light of the constitutional avoidance doctrine. It is true that the
Government once advocated for a categorical approach. But in the
early years after Congress added a “crime of violence” definition
to §924(c), before courts settled on a categorical approach, the
Government correctly argued for a conduct-specific approach to the
substantial-risk prong. See,
e.g.,
United States v.
Cruz, 805 F.2d 1464, 1469 (CA11 1986). The Government later
changed its tune only after the courts settled on a categorical
approach—at a time when it did not matter for constitutional
vagueness purposes, before
Johnson and
Dimaya. In any
event, the question is what to do now after
Johnson and
Dimaya. The answer should not be hard. To quote Judge
William Pryor, writing for five judges in the Eleventh Circuit, how
“did we ever reach the point where” we “must debate whether a
carjacking in which an assailant struck a 13-year-old girl in the
mouth with a baseball bat and a cohort fired an AK–47 at her family
is a crime of violence? It’s nuts.”
Ovalles, 905 F. 3d,
at 1253 (concurring opinion).
To be sure, the consequences cannot change our
understanding of the law. But when the consequences are this bad,
it is useful to double-check the work. And double-checking here, in
my view, reveals several problems: relying on cases from the
prior-conviction context whose rationales do not apply in this
current-offense context; not fully accounting for the long
tradition of substantial-risk criminal statutes; not reading the
words of the statute in context and consistent with precedents such
as
Hayes; and then, perhaps most problematically,
misapplying the longstanding constitutional avoidance canon. After
double-checking, it should be evident that the law does not compel
those serious consequences. I am not persuaded that the Court can
blame this decision on Congress. The Court has a way out, if it
wants a way out.
* * *
The Court usually reads statutes with a
presumption of rationality and a presumption of constitutionality.
Instead of reading §924(c)(3)(B) to ensure that it is
constitutional, the Court reads §924(c)(3)(B) in a way that makes
it unconstitutional. The bedrock principle that the Court
interprets ambiguous statutes to avoid unconstitutionality is
seemingly transformed into a principle of interpreting ambiguous
statutes to lead to unconstitutionality.
I respect and entirely understand how the Court
got here.
Johnson and
Dimaya were earth-rattling
decisions. But we should not follow
Johnson and
Dimaya off the constitutional cliff in this different
§924(c) context. Unlike the statutes at issue in
Johnson and
Dimaya, this statute is not a prior-conviction statute. This
statute operates entirely in the present and is not remotely vague.
I respectfully dissent.