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SUPREME COURT OF THE UNITED STATES
_________________
No. 14–8349
_________________
TIMOTHY TYRONE FOSTER, PETITIONER
v.
BRUCE CHATMAN, WARDEN
on writ of certiorari to the supreme court of
georgia
[May 23, 2016]
Chief Justice Roberts delivered the opinion of
the Court.
Petitioner Timothy Foster was convicted of
capital murder and sentenced to death in a Georgia court. During
jury selection at his trial, the State exercised peremptory strikes
against all four black prospective jurors qualified to serve.
Foster argued that the State’s use of those strikes was racially
motivated, in violation of our decision in
Batson v.
Kentucky, 476 U. S. 79 (1986) . The trial court and the
Georgia Supreme Court rejected Foster’s
Batson claim.
Foster then sought a writ of habeas corpus from
the Superior Court of Butts County, Georgia, renewing his
Batson objection. That court denied relief, and the Georgia
Supreme Court declined to issue the Certificate of Probable Cause
necessary under Georgia law for Foster to pursue an appeal. We
granted certiorari and now reverse.
I
On the morning of August 28, 1986, police
found Queen Madge White dead on the floor of her home in Rome,
Georgia. White, a 79-year-old widow, had been beaten, sexually
assaulted, and strangled to death. Her home had been burglarized.
Timothy Foster subsequently confessed to killing White, and White’s
possessions were recovered from Foster’s home and from Foster’s two
sisters. The State indicted Foster on charges of malice murder and
burglary. He faced the death penalty.
Foster v.
State, 258 Ga. 736, 374 S. E. 2d 188 (1988).
District Attorney Stephen Lanier and Assistant
District Attorney Douglas Pullen represented the State at trial.
Jury selection proceeded in two phases: removals for cause and
peremptory strikes. In the first phase, each prospective juror
completed a detailed questionnaire, which the prosecution and
defense reviewed. The trial court then conducted a juror-by-juror
voir dire of approximately 90 prospective jurors.
Throughout this process, both parties had the opportunity to
question the prospective jurors and lodge challenges for cause.
This first phase whittled the list down to 42 “qualified”
prospective jurors. Five were black.
In the second phase, known as the “striking of
the jury,” both parties had the opportunity to exercise peremptory
strikes against the array of qualified jurors. Pursuant to state
law, the prosecution had ten such strikes; Foster twenty. See Ga.
Code Ann. §15–12–165 (1985). The process worked as follows: The
clerk of the court called the qualified prospective jurors one by
one, and the State had the option to exercise one of its peremptory
strikes. If the State declined to strike a particular prospective
juror, Foster then had the opportunity to do so. If neither party
exercised a peremptory strike, the prospective juror was selected
for service. This second phase continued until 12 jurors had been
accepted.
The morning the second phase began, Shirley
Powell, one of the five qualified black prospective jurors,
notified the court that she had just learned that one of her close
friends was related to Foster. The court removed Powell for cause.
That left four black prospective jurors: Eddie Hood, Evelyn Hardge,
Mary Turner, and Marilyn Garrett.
The striking of the jury then commenced. The
State exercised nine of its ten allotted peremptory strikes,
removing all four of the remaining black prospective jurors. Foster
immediately lodged a
Batson challenge. The trial court
rejected the objection and empaneled the jury. The jury convicted
Foster and sentenced him to death.
Following sentencing, Foster renewed his
Batson claim in a motion for a new trial. After an
evidentiary hearing, the trial court denied the motion. The Georgia
Supreme Court affirmed, 258 Ga., at 747, 374 S. E. 2d, at 197,
and we denied certiorari,
Foster v.
Georgia, 490
U. S. 1085 (1989) .
Foster subsequently sought a writ of habeas
corpus from the Superior Court of Butts County, Georgia, again
pressing his
Batson claim. While the state habeas proceeding
was pending, Foster filed a series of requests under the Georgia
Open Records Act, see Ga. Code Ann. §§50–18–70 to 50–18–77 (2002),
seeking access to the State’s file from his 1987 trial. In
response, the State disclosed documents related to the jury
selection at that trial. Over the State’s objections, the state
habeas court admitted those documents into evidence. They included
the following:
(1) Four copies of the jury venire list. On each
copy, the names of the black prospective jurors were highlighted in
bright green. A legend in the upper right corner of the lists
indicated that the green highlighting “represents Blacks.” See,
e.g., App. 253. The letter “B” also appeared next to each
black prospective juror’s name. See,
e.g., ibid.
According to the testimony of Clayton Lundy, an investigator who
assisted the prosecution during jury selection, these highlighted
venire lists were circulated in the district attorney’s office
during jury selection. That allowed “everybody in the
office”—approximately “10 to 12 people,” including “[s]ecretaries,
investigators, [and] district attorneys”—to look at them, share
information, and contribute thoughts on whether the prosecution
should strike a particular juror. Pl. Exh. 1, 2 Record 190, 219
(Lundy deposition) (hereinafter Tr.). The documents, Lundy
testified, were returned to Lanier before jury selection.
Id., at 220.
(2) A draft of an affidavit that had been
prepared by Lundy “at Lanier’s request” for submission to the state
trial court in response to Foster’s motion for a new trial.
Id., at 203. The typed draft detailed Lundy’s views on ten
black prospective jurors, stating “[m]y evaluation of the jurors
are a[s] follows.” App. 343. Under the name of one of those jurors,
Lundy had written:
“If it comes down to having to pick one of
the black jurors, [this one] might be okay. This is solely my
opinion. . . . Upon picking of the jury after
listening to all of the jurors we had to pick, if we had to pick a
black juror I recommend that [this juror] be one of the jurors.”
Id., at 345 (paragraph break omitted).
That text had been crossed out by hand; the
version of the affidavit filed with the trial court did not contain
the crossed-out language. See
id., at 127–129. Lundy
testified that he “guess[ed]” the redactions had been done by
Lanier. Tr. 203.
(3) Three handwritten notes on black prospective
jurors Eddie Hood, Louise Wilson, and Corrie Hinds. Annotations
denoted those individuals as “B#1,” “B#2,” and “B#3,” respectively.
App. 295–297. Lundy testified that these were examples of the type
of “notes that the team—the State would take down during
voir dire to help select the jury in Mr. Foster’s case.” Tr.
208–210.
(4) A typed list of the qualified jurors
remaining after
voir dire. App. 287–290. It included
“Ns” next to ten jurors’ names, which Lundy told the state habeas
court “signif[ied] the ten jurors that the State had strikes for
during jury selection.” Tr. 211. Such an “N” appeared alongside the
names of all five qualified black prospective jurors. See App.
287–290. The file also included a handwritten version of the same
list, with the same markings.
Id., at 299–300; see Tr. 212.
Lundy testified that he was unsure who had prepared or marked the
two lists.
(5) A handwritten document titled “definite
NO’s,” listing six names. The first five were those of the five
qualified black prospective jurors. App. 301. The State concedes
that either Lanier or Pullen compiled the list, which Lundy
testified was “used for preparation in jury selection.” Tr. 215;
Tr. of Oral Arg. 45.
(6) A handwritten document titled “Church of
Christ.” A notation on the document read: “
NO. No
Black Church.” App. 302.
(7) The questionnaires that had been completed
by several of the black prospective jurors. On each one, the
juror’s response indicating his or her race had been circled.
Id., at 311, 317, 323, 329, 334.
In response to the admission of this evidence,
the State introduced short affidavits from Lanier and Pullen.
Lanier’s affidavit stated:
“I did not make any of the highlighted
marks on the jury venire list. It was common practice in the office
to highlight in yellow those jurors who had prior case experience.
I did not instruct anyone to make the green highlighted marks. I
reaffirm my testimony made during the motion for new trial hearing
as to how I used my peremptory jury strikes and the basis and
reasons for those strikes.”
Id., at 169 (paragraph numeral
omitted).
Pullen’s affidavit averred:
“I did not make any of the highlighted
marks on the jury venire list, and I did not instruct anyone else
to make the highlighted marks. I did not rely on the highlighted
jury venire list in making my decision on how to use my peremptory
strikes.”
Id., at 170–171 (paragraph numeral omitted).
Neither affidavit provided further explanation
of the documents, and neither Lanier nor Pullen testified in the
habeas proceeding.
After considering the evidence, the state habeas
court denied relief. The court first stated that, “[a]s a
preliminary matter,” Foster’s
Batson claim was “not
reviewable based on the doctrine of res judicata” because it had
been “raised and litigated adversely to [Foster] on his direct
appeal to the Georgia Supreme Court.” App. 175. The court
nonetheless announced that it would “mak[e] findings of fact and
conclusions of law” on that claim.
Id., at 191. Based on
what it referred to as a “
Batson . . . analysis,”
the court concluded that Foster’s “renewed
Batson claim is
without merit,” because he had “fail[ed] to demonstrate purposeful
discrimination.”
Id., at 192, 195, 196.
The Georgia Supreme Court denied Foster the
“Certificate of Probable Cause” necessary under state law for him
to pursue an appeal, determining that his claim had no “arguable
merit.”
Id., at 246; see Ga. Code Ann. §9–14–52 (2014); Ga.
Sup. Ct. Rule 36 (2014). We granted certiorari. 575 U. S. ___
(2015).
II
Before turning to the merits of Foster’s
Batson claim, we address a threshold issue. Neither party
contests our jurisdiction to review Foster’s claims, but we “have
an independent obligation to determine whether subject-matter
jurisdiction exists, even in the absence of a challenge from any
party.”
Arbaugh v.
Y & H Corp., 546 U. S.
500, 514 (2006) .
This Court lacks jurisdiction to entertain a
federal claim on review of a state court judgment “if that judgment
rests on a state law ground that is both ‘independent’ of the
merits of the federal claim and an ‘adequate’ basis for the court’s
decision.”
Harris v.
Reed, 489 U. S. 255, 260
(1989) .
The state habeas court noted that Foster’s
Batson claim was “not reviewable based on the doctrine of
res judicata” under Georgia law. App. 175. The Georgia Supreme
Court’s unelaborated order on review provides no reasoning for its
decision.[
1] That raises the
question whether the Georgia Supreme Court’s order—the judgment
from which Foster sought certiorari[
2]—rests on an adequate and independent state law ground
so as to preclude our jurisdiction over Foster’s federal claim.
We conclude that it does not. When application
of a state law bar “depends on a federal constitutional ruling, the
state-law prong of the court’s holding is not independent of
federal law, and our jurisdiction is not precluded.”
Ake v.
Oklahoma, 470 U. S. 68, 75 (1985) ; see also
Three
Affiliated Tribes of Fort Berthold Reservation v.
Wold
Engineering, P. C., 467 U. S. 138, 152 (1984) .
In this case, the Georgia habeas court’s
analysis in the section of its opinion labeled “
Batson
claim” proceeded as follows:
“The [State] argues that this claim is not
reviewable due to the doctrine of res judicata. However, because
[Foster] claims that additional evidence allegedly supporting this
ground was discovered subsequent to the Georgia Supreme Court’s
ruling [on direct appeal], this court will review the
Batson
claim as to whether [Foster] has shown any change in the facts
sufficient to overcome the res judicata bar.” App. 192.
To determine whether Foster had alleged a
sufficient “change in the facts,” the habeas court engaged in four
pages of what it termed a “
Batson . . . analysis,”
in which it evaluated the original trial record and habeas record,
including the newly uncovered prosecution file.
Id., at
192–196. Ultimately, that court concluded that Foster’s “renewed
Batson claim is
without merit.”
Id., at 196
(emphasis added).
In light of the foregoing, it is apparent that
the state habeas court’s application of res judicata to Foster’s
Batson claim was not independent of the merits of his
federal constitutional challenge.[
3] That court’s invocation of res judicata therefore poses
no impediment to our review of Foster’s
Batson claim. See
Ake, 470 U. S., at 75.[
4]
III
A
The “Constitution forbids striking even a
single prospective juror for a discriminatory purpose.”
Snyder v.
Louisiana, 552 U. S. 472, 478 (2008)
(internal quotation marks omitted). Our decision in
Batson
v.
Kentucky, 476 U. S. 79 , provides a three-step
process for determining when a strike is discriminatory:
“First, a defendant must make a prima
facie showing that a peremptory challenge has been exercised on the
basis of race; second, if that showing has been made, the
prosecution must offer a race-neutral basis for striking the juror
in question; and third, in light of the parties’ submissions, the
trial court must determine whether the defendant has shown
purposeful discrimination.”
Snyder, 552 U. S., at
476–477 (internal quotation marks and brackets omitted).
Both parties agree that Foster has demonstrated
a prima facie case, and that the prosecutors have offered
race-neutral reasons for their strikes. We therefore address only
Batson’s third step. That step turns on factual
determinations, and, “in the absence of exceptional circumstances,”
we defer to state court factual findings unless we conclude that
they are clearly erroneous.
Synder, 552 U. S., at
477.
Before reviewing the factual record in this
case, a brief word is in order regarding the contents of the
prosecution’s file that Foster obtained through his Georgia Open
Records Act requests. Pursuant to those requests, Foster received a
“certif[ied] . . . true and correct copy of 103 pages of
the State’s case file” from his 1987 trial. App. 247. The State
argues that “because [Foster] did not call either of the
prosecutors to the stand” to testify in his state habeas
proceedings, “he can only speculate as to the meaning of various
markings and writings” on thosepages, “the author of many of them,
and whether the twoprosecutors at trial (District Attorney Lanier
and Assistant District Attorney Pullen) even saw many of them.”
Brief for Respondent 20. For these reasons, the State argues, “none
of the specific pieces of new evidence [found in the file] shows an
intent to discriminate.”
Ibid. (capitalization omitted). For
his part, Foster argues that “[t]here is no question that the
prosecutors used the lists and notes, which came from the
prosecution’s file and were certified as such,” and therefore the
“source of the lists and notes, their timing, and their purpose is
hardly ‘unknown’ or based on ‘conjecture.’ ” Reply Brief 4–5
(quoting Brief for Respondent 27–28).
The State concedes that the prosecutors
themselves authored some documents, see,
e.g., Tr. of Oral
Arg. 45 (admitting that one of the two prosecutors must have
written the list titled “definite NO’s”), and Lundy’s testimony
strongly suggests that the prosecutors viewed others, see,
e.g., Tr. 220 (noting that the highlighted jury venire lists
were returned to Lanier prior to jury selection). There are,
however, genuine questions that remain about the provenance of
other documents. Nothing in the record, for example, identifies the
author of the notes that listed three black prospective jurors as
“B#1,” “B#2,” and “B#3.” Such notes, then, are not necessarily
attributable directly to the prosecutors themselves. The state
habeas court was cognizant of those limitations, but nevertheless
admitted the file into evidence, reserving “a determination as to
what weight the Court is going to put on any of [them]” in light of
the objections urged by the State. 1 Record 20.
We agree with that approach. Despite questions
about the background of particular notes, we cannot accept the
State’s invitation to blind ourselves to their existence. We have
“made it clear that in considering a
Batson objection, or in
reviewing a ruling claimed to be
Batson error, all of the
circumstances that bear upon the issue of racial animosity must be
consulted.”
Snyder, 552 U. S., at 478. As we have said
in a related context, “[d]etermining whether invidious
discriminatory purpose was a motivating factor demands a sensitive
inquiry into such circumstantial . . . evidence of intent
as may be available.”
Arlington Heights v.
Metropolitan
Housing Development Corp., 429 U. S. 252, 266 (1977) . At
a minimum, we are comfortable that all documents in the file were
authored by
someone in the district attorney’s office. Any
uncertainties concerning the documents are pertinent only as
potential limits on their probative value.
B
Foster centers his
Batson claim on the
strikes of two black prospective jurors, Marilyn Garrett and Eddie
Hood. We turn first to Marilyn Garrett. According to Lanier, on the
morning that the State was to use its strikes he had not yet made
up his mind to remove Garrett. Rather, he decided to strike her
only after learning that he would not need to use a strike on
another black prospective juror, Shirley Powell, who was excused
for cause that morning.
Ultimately, Lanier did strike Garrett. In
justifying that strike to the trial court, he articulated a laundry
list of reasons. Specifically, Lanier objected to Garrett because
she: (1) worked with disadvantaged youth in her job as a teacher’s
aide; (2) kept looking at the ground during
voir dire;
(3) gave short and curt answers during
voir dire; (4)
appeared nervous; (5) was too young; (6) misrepresented her
familiarity with the location of the crime; (7) failedto disclose
that her cousin had been arrested on a drug charge; (8) was
divorced; (9) had two children and two jobs; (10) was asked few
questions by the defense; and (11) did not ask to be excused from
jury service. See App. 55–57 (pretrial hearing);
id., at
93–98, 105, 108, 110–112 (new trial hearing); Record in No. 45609
(Ga. 1988), pp. 439–440 (hereinafter Trial Record) (brief in
opposition to new trial).
The trial court accepted Lanier’s
justifications, concluding that “[i]n the totality of
circumstances,” there was “no discriminatory intent, and that there
existed reasonably clear, specific, and legitimate reasons” for the
strike. App. 143. On their face, Lanier’s justifications for the
strike seem reasonable enough. Our independent examination of the
record, however, reveals that much of the reasoning provided by
Lanier has no grounding in fact.
Lanier’s misrepresentations to the trial court
began with an elaborate explanation of how he ultimately came to
strike Garrett:
“[T]he prosecution considered this juror
[to have] the most potential to choose from out of the four
remaining blacks in the 42 [member] panel venire. However, a system
of events took place on the morning of jury selection that caused
the excusal of this juror. The [S]tate had, in his jury notes,
listed this juror as questionable. The four negative
challenges were allocated for Hardge, Hood, Turner and
Powell. . . . But on the morning of jury selection,
Juror Powell was excused for cause with no objections by [d]efense
counsel. She was replaced by Juror Cadle [who] was acceptable to
the State. This left the State with an additional strike it had not
anticipated or allocated. Consequently, the State had to choose
between [white] Juror Blackmon or Juror Garrett, the only two
questionable jurors the State had left on the list.” Trial
Record 438–440 (brief in opposition to new trial) (emphasis added
and citations omitted).
Lanier then offered an extensive list of reasons
for striking Garrett and explained that “[t]hese factors, with no
reference to race, were considered by the prosecutor in this
particular case to result in a juror less desirable from the
prosecutor’s viewpoint than Juror Blackmon.”
Id., at 441
(emphasis deleted).
Lanier then compared Blackmon to Garrett. In
contrast to Garrett, Juror Blackmon
“was 46 years old, married 13 years to her
husband who works at GE, buying her own home and [was recommended
by a third party to] this prosecutor. She was no longer employed at
Northwest Georgia Regional Hospital and she attended Catholic
church on an irregular basis. She did not hesitate when answering
the questions concerning the death penalty, had good eye contact
with the prosecutor and gave good answers on the insanity issue.
She was perceived by the prosecutor as having a stable home
environment, of the right age and no association with any
disadvantaged youth organizations.”
Ibid.
Lanier concluded that “the chances of [Blackmon]
returning a death sentence were greater when all these factors were
considered than Juror Garrett. Consequently, Juror Garrett was
excused.”
Ibid.
The trial court accepted this explanation in
denying Foster’s motion for a new trial. See App. 142–143. But the
predicate for the State’s account—that Garrett was “listed” by the
prosecution as “questionable,” making that strike a last-minute
race-neutral decision—was false.
During jury selection, the State went first. As
a consequence, the defense could accept any prospective juror not
struck by the State without any further opportunity for the State
to use a strike against that prospective juror. Accordingly, the
State had to “pretty well select the ten specific people [it]
intend[ed] to strike” in advance.
Id., at 83 (pretrial
hearing); accord,
ibid. (“[T]he ten people that we felt very
uncomfortable with, we have to know up front.” (Lanier testimony)).
The record evidence shows that Garrett was one of those “ten
specific people.”
That much is evident from the “definite NO’s”
list in the prosecution’s file. Garrett’s name appeared on that
list, which the State concedes was written by one of the
prosecutors. Tr. of Oral Arg. 45. That list belies Lanier’s
assertion that the State considered allowing Garrett to serve. The
title of the list meant what it said: Garrett was a
“
definite NO.” App. 301 (emphasis added). The State from the
outset was intent on ensuring that
none of the jurors on
that list would serve.
The first five names on the “definite NO’s” list
were Eddie Hood, Evelyn Hardge, Shirley Powell, Marilyn Garrett,
and Mary Turner. All were black. The State struck each one except
Powell (who, as discussed, was excused for cause at the last
minute—though the prosecution informed the trial court that the
“State was not, under any circumstances, going to take [Powell],”
Trial Record 439 (brief in opposition to new trial)). Only in the
number six position did a white prospective juror appear, and she
had informed the court during
voir dire that she could
not “say positively” that she could impose the death penalty even
if the evidence warranted it. 6 Tr. in No. 86–2218–2 (Super. Ct.
Floyd Cty., Ga., 1987), p. 1152 (hereinafter Trial Transcript); see
also
id., at 1153–1158. In short, contrary to the
prosecution’s submissions, the State’s resolve to strike Garrett
was never in doubt. See also App. 290 (“N” appears next to
Garrett’s name on juror list);
id., at 300 (same).
The State attempts to explain away the
contradiction between the “definite NO’s” list and Lanier’s
statements to the trial court as an example of a prosecutor merely
“misspeak[ing].” Brief for Respondent 51. But this was not some
off-the-cuff remark; it was an intricate story expounded by the
prosecution in writing, laid out over three single-spaced pages in
a brief filed with the trial court.
Moreover, several of Lanier’s reasons for
why he chose Garrett over Blackmon are similarly
contradicted by the record. Lanier told the court, for example,
that he struck Garrett because “the defense did not ask her
questions about” pertinent trial issues such as her thoughts on
“insanity” or “alcohol,” or “much questions on publicity.” App. 56
(pretrial hearing). But the trial transcripts reveal that the
defense asked her several questions on all three topics. See 5
Trial Transcript 955–956 (two questions on insanity and one on
mental illness);
ibid. (four questions on alcohol);
id., at 956–957 (five questions on publicity).
Still other explanations given by the
prosecution, while not explicitly contradicted by the record, are
difficult to credit because the State willingly accepted white
jurors with the same traits that supposedly rendered Garrett an
unattractive juror. Lanier told the trial court that he struck
Garrett because she was divorced. App. 56 (pre-trial hearing). But
he declined to strike three out of the four prospective white
jurors who were also divorced. SeeJuror Questionnaire in No.
86–2218–2 (Super. Ct. Floyd Cty., Ga., 1987) (hereinafter Juror
Questionnaire), for Juror No. 23, p. 2 (juror Coultas, divorced);
id., No. 33, p. 2 (juror Cochran, divorced);
id., No.
107, p. 2 (juror Hatch, divorced); App. 23–24, 31 (State accepting
jurors Coultas, Cochran, and Hatch). Additionally, Lanier claimed
that he struck Garrett because she was too young, and the “State
was looking for older jurors that would not easily identify with
the defendant.” Trial Record 439; see App. 55 (pretrial hearing).
Yet Garrett was 34, and the State declined to strike eight white
prospective jurors under the age of 36. See Trial Record 439; Juror
Questionnaire No. 4, p. 1;
id., No. 10, p. 1;
id.,
No. 23, p. 1;
id., No. 48, p. 1;
id., No. 70, p. 1;
id., No. 71, p. 1;
id., No. 92, p. 1;
id., No.
106, p. 1; see App. 22–31. Two of those white jurors served on the
jury; one of those two was only 21 years old. See
id., at
35.
Lanier also explained to the trial court that he
struck Garrett because he “felt that she was less than truthful” in
her answers in
voir dire.
Id., at 108 (new trial
hearing). Specifically, the State pointed the trial court to the
following exchange:
“[Court]: Are you familiar with the
neighborhood where [the victim] lived, North Rome?
“[Garrett]: No.” 5 Trial Transcript 950–951.
Lanier, in explaining the strike, told the trial
court that in apparent contradiction to that exchange (which
represented the only time that Garrett was asked about the topic
during
voir dire), he had “noted that [Garrett]
attended Main High School, which is only two blocks from where [the
victim] lived and certainly in the neighborhood. She denied any
knowledge of the area.” Trial Record 439 (brief in opposition to
new trial).
We have no quarrel with the State’s general
assertion that it “could not trust someone who gave materially
untruthful answers on voir dire.”
Foster, 258 Ga., at
739, 374 S. E. 2d, at 192. But even this otherwise legitimate
reason is difficult to credit in light of the State’s acceptance of
(white) juror Duncan. Duncan gave practically the same answer as
Garrett did during
voir dire:
“[Court]: Are you familiar with the
neighborhood in which [the victim] live[d]?
“[Duncan]: No. I live in Atteiram Heights, but
it’s not—I’m not familiar with up there, you know.” 5 Trial
Transcript 959.
But, as Lanier was aware, Duncan’s “residence
[was] less than a half a mile from the murder scene” and her
workplace was “located less than 250 yards” away. Trial Record 430
(brief in opposition to new trial).
In sum, in evaluating the strike of Garrett, we
are not faced with a single isolated misrepresentation.
C
We turn next to the strike of Hood. According
to Lanier, Hood “was exactly what [the State] was looking for in
terms of age, between forty and fifty, good employment and
married.” App. 44 (pretrial hearing). The prosecution nonetheless
struck Hood, giving eight reasons for doing so. Hood: (1) had a son
who was the same age as the defendant and who had previously been
convicted of a crime; (2) had a wife who worked in food service at
the local mental health institution; (3) had experienced food
poisoning during
voir dire; (4) was slow in responding
to death penalty questions; (5) was a member of the Church of
Christ; (6) had a brother who counseled drug offenders; (7) was not
asked enough questions by the defense during
voir dire;
and (8) asked to be excused from jury service. See
id., at
44–47;
id., at 86, 105, 110–111 (new trial hearing); Trial
Record 433–435 (brief in opposition to new trial). An examination
of the record, however, convinces us that many of these
justifications cannot be credited.
As an initial matter, the prosecution’s
principal reasons for the strike shifted over time, suggesting that
those reasons may be pretextual. In response to Foster’s pre-trial
Batson challenge, District Attorney Lanier noted all eight
reasons, but explained:
“
The only thing I was concerned about,
and I will state it for the record. He has an eighteen year old son
which is about the same age as the defendant.
“In my experience prosecuting over twenty-five
murder cases . . . individuals having the same son as [a]
defendant who is charged with murder [have] serious reservations
and are more sympathetic and lean toward that particular
person.
“It is ironic that his son, . . .
Darrell Hood[,] has been sentenced . . . by the Court
here, to theft by taking on April 4th, 1982. . . .
[T]heft by taking is basi-cally the same thing that this defendant
is chargedwith.” App. 44–45 (pretrial hearing; emphasis added).
But by the time of Foster’s subsequent motion
for a new trial, Lanier’s focus had shifted. He still noted the
similarities between Hood’s son and Foster, see
id., at 105
(new trial hearing), but that was no longer the key reason behind
the strike. Lanier instead told the court that his paramount
concern was Hood’s membership in the Church of Christ: “The Church
of Christ people, while they may not take a formal stand against
the death penalty, they are very, very reluctant to vote for the
death penalty.”
Id., at 84 (new trial hearing); accord,
Trial Record 434–435 (“It is the opinion of this prosecutor that in
a death penalty case, Church of Christ affiliates are reluctant to
return a verdict of death.” (brief in opposition to new trial)).
Hood’s religion, Lanier now explained, was the most important
factor behind the strike: “I evaluated the whole Eddie
Hood. . . . And
the bottom line on Eddie Hood
is the Church of Christ affiliation.” App. 110–111 (new trial
hearing; emphasis added).
Of course it is possible that Lanier simply
misspoke in one of the two proceedings. But even if that were so,
we would expect at least
one of the two purportedly
principal justifications for the strike to withstand closer
scrutiny. Neither does.
Take Hood’s son. If Darrell Hood’s age was the
issue, why did the State accept (white) juror Billy Graves, who had
a 17-year-old son? Juror Questionnaire No. 31, p. 3; see App.
24. And why did the State accept (white) juror Martha Duncan, even
though she had a 20-year-old son? Juror Questionnaire No. 88,
p. 3; see App. 30.
The comparison between Hood and Graves is
particu-larly salient. When the prosecution asked Hood if
Foster’sage would be a factor for him in sentencing, he answered
“None whatsoever.” Trial Transcript 280. Graves, on the other hand,
answered the same question “probably so.”
Id., at 446. Yet
the State struck Hood and accepted Graves.
The State responds that Duncan and Graves were
not similar to Hood because Hood’s son had been convicted of theft,
while Graves’s and Duncan’s sons had not. See Brief for Respondent
34–35; see also App. 135–136 (“While the defense asserts that the
state used different standards for white jurors, insofar as many of
them had children near the age of the Defendant, the Court believes
that [Darrell Hood’s] conviction is a distinction that makes the
difference.” (trial court opinion denying new trial)). Lanier had
described Darrell Hood’s conviction to the trial court as being for
“basically the same thing that this defendant is charged with.”
Id., at 45 (pretrial hearing). Nonsense. Hood’s son had
received a 12-month suspended sentence for stealing hubcaps from a
car in a mall parking lot five years earlier. Trial Record 446.
Foster was charged with capital murder of a 79-year-old widow after
a brutal sexual assault. The “implausible” and “fantastic”
assertion that the two had been charged with “basically the same
thing” supports our conclusion that the focus on Hood’s son can
only be regarded as pretextual.
Miller-
El v.
Cockrell, 537 U. S. 322, 339 (2003) ; see also
ibid. (“Credibility can be measured by, among other factors,
. . . how reasonable, or how improbable, the [State’s]
explanations are.”).
The prosecution’s second principal justification
for striking Hood—his affiliation with the Church of Christ, and
that church’s alleged teachings on the death penalty—fares no
better. Hood asserted no fewer than four times during
voir dire that he could impose the death
penalty.[
5] A prosecutor is
entitled to disbelieve a juror’s
voir dire answers, of
course. But the record persuades us that Hood’s race, and not his
religious affiliation, was Lanier’s true motivation.
The first indication to that effect is Lanier’s
mischaracterization of the record. On multiple occasions, Lanier
asserted to the trial court that three white prospective jurors who
were members of the Church of Christ had been struck for cause due
to their opposition to the death penalty. See App. 46 (“[Hood’s]
religious preference is Church of Christ. There have been [three]
other jurors that have been excused for cause by agreement that
belong to the Church of Christ, Juror No. 35, 53, and 78.”
(pretrial hearing));
id., at 114 (“Three out of four jurors
who professed to be members of the Church of Christ, went off for
[cause related to opposition to the death penalty].” (new trial
hearing)); Trial Record 435 (“Church of Christ jurors Terry (#35),
Green (#53), and Waters (#78) [were] excused for cause due to
feeling[s] against the death penalty.” (brief in opposition to new
trial)).
That was not true. One of those prospective
jurors was excused before even being questioned during
voir dire because she was five-and-a-half months
pregnant. 5 Trial Transcript 893. Another was excused by the
agreement of both parties because her answers on the death penalty
made it difficult to ascertain her precise views on capital
punishment. See Brief for Respondent 39 (“[I]t was entirely unclear
if [this juror] understood any of the trial court’squestions and
her answers are equivocal at best.”). And the judge found cause to
dismiss the third because she had already formed an opinion about
Foster’s guilt. See 3 Trial Transcript 558 (“[Court]: And you have
made up your mind already as to the guilt of the accused? A: Yes,
sir. [Court]: I think that’s cause.”).
The prosecution’s file fortifies our conclusion
that any reliance on Hood’s religion was pretextual. The file
contains a handwritten document titled “Church of Christ.” The
document notes that the church “doesn’t take a stand on [the] Death
Penalty,” and that the issue is “left for each individual member.”
App. 302. The document then states: “
NO. NO
Black
Church.”
Ibid. The State tries to downplay the significance
of this document by emphasizing that the document’s author is
unknown. That uncertainty is pertinent. But we think the document
is nonetheless entitled to significant weight, especially given
that it is consistent with our serious doubts about the
prosecution’s account of the strike.
Many of the State’s secondary justifications
similarly come undone when subjected to scrutiny. Lanier told the
trial court that Hood “appeared to be confused and slow in
responding to questions concerning his views on the death penalty.”
Trial Record 434 (brief in opposition to new trial). As previously
noted, however, Hood unequivocally voiced his willingness to impose
the death penalty, and a white juror who showed similar confusion
served on the jury. Compare 5 Trial Transcript 1100–1101 (white
juror Huffman’s answers) with 2
id., at 269–278 (Hood’s
answers); see App. 35. According to the record, such confusion was
not uncommon. See
id., at 138 (“The Court notes that
[Hood’s] particular confusion about the death penalty questions was
not unusual.”); accord, 5 Trial Transcript 994 (“[Court]: I think
these questions should be reworded. I haven’t had a juror yet that
understood what that meant.”);
id., at 1101–1102 (“[Court]:
I still say that these questions need changing overnight, because
one out of a hundred jurors, I think is about all that’s gone along
with knowing what [you’re asking].”).
Lanier also stated that he struck Hood because
Hood’s wife worked at Northwest Regional Hospital as a food
services supervisor. App. 45 (pretrial hearing). That hospital,
Lanier explained, “deals a lot with mentally disturbed, mentally
ill people,” and so people associated with it tend “to be more
sympathetic to the underdog.”
Ibid. But Lanier expressed no
such concerns about white juror Blackmon, who had worked at the
same hospital. Blackmon, as noted, served on the jury.
Lanier additionally stated that he struck Hood
because the defense “didn’t ask [Hood] any question[s] about the
age of the defendant,” “his feelings about criminal responsibility
involved in insanity,” or “publicity.”
Id., at 47. Yet
again, the trial transcripts clearly indicate the contrary. See 2
Trial Transcript 280 (“Q: Is age a factor to you in trying to
determine whether or not a defendant should receive a life sentence
or a death sentence? A: None whatsoever.”);
ibid. (“Q: Do
you have any feeling about the insanity defense? A: Do I have any
opinion about that? I have not formed any opinion about that.”);
id., at 281 (“Q: Okay. The publicity that you have heard,
has that pub-licity affected your ability to sit as a juror in this
case and be fair and impartial to the defendant? A: No, it has no
effect on me.”).
D
As we explained in
Miller-El v.
Dretke, “[i]f a prosecutor’s proffered reason for striking a
black panelist applies just as well to an otherwise-similar
nonblack [panelist] who is permitted to serve, that is evidence
tending to prove purposeful discrimination.” 545 U. S. 231,
241 (2005) . With respect to both Garrett and Hood, such evidence
is compelling. But that is not all. There are also the shifting
explanations, the misrepresentations of the record, and the
persistent focus on race in the prosecution’s file. Considering all
of the circumstantial evidence that “bear[s] upon the issue of
racial animosity,” we are left with the firm conviction that the
strikes of Garrett and Hood were “motivated in substantial part by
discriminatory intent.”
Snyder, 552 U. S., at 478,
485.[
6]
IV
Throughout all stages of this litigation, the
State has strenuously objected that “race [was] not a factor” in
its jury selection strategy. App. 41 (pretrial hearing); but see
id., at 120 (Lanier testifying that the strikes were “based
on many factors and not
purely on race.” (emphasis added)
(new trial hearing)). Indeed, at times the State has been downright
indignant. See Trial Record 444 (“The Defenses’s [
sic]
misapplication of the law and erroneous distortion of the facts are
an attempt to discredit the pro-secutor. . . . The
State and this community demand an apology.” (brief in opposition
to new trial)).
The contents of the prosecution’s file, however,
plainly belie the State’s claim that it exercised its strikes in a
“color-blind” manner. App. 41, 60 (pretrial hearing). The sheer
number of references to race in that file is arresting. The State,
however, claims that things are not quite as bad as they seem. The
focus on black prospective jurors, it contends, does not indicate
any attempt to exclude them from the jury. It instead reflects an
effort to ensure that the State was “thoughtful and
non-discriminatory in [its] consideration of black prospective
jurors [and] to develop and maintain detailed information on those
prospective jurors in order to properly defend against any
suggestion that decisions regarding [its] selections were
pretextual.” Brief for Respondent 6.
Batson, after all, had
come down only months before Foster’s trial. The prosecutors,
according to the State, were uncertain what sort of showing might
be demanded of them and wanted to be prepared.
This argument falls flat. To begin, it “reeks of
afterthought,”
Miller-El, 545 U. S., at 246, having
never before been made in the nearly 30-year history of this
litigation: not in the trial court, not in the state habeas court,
and not even in the State’s brief in opposition to Foster’s
petition for certiorari.
In addition, the focus on race in the
prosecution’s file plainly demonstrates a concerted effort to keep
black prospective jurors off the jury. The State argues that it
“was actively seeking a black juror.” Brief for Respondent 12; see
also App. 99 (new trial hearing). But this claim is not credible.
An “N” appeared next to each of the black prospective jurors’ names
on the jury venire list. See,
e.g., id., at 253. An “N” was
also noted next to the name of each black prospective juror on the
list of the 42 qualified prospective jurors; each of those names
also appeared on the “definite NO’s” list. See
id., 299–301.
And a draft affidavit from the prosecution’s investigator stated
his view that “[i]f it comes down to
having to pick one of
the black jurors, [Marilyn] Garrett, might be okay.”
Id., at
345 (emphasis added); see also
ibid. (recommending Garrett
“if we
had to pick a black juror” (emphasis added)). Such
references are inconsistent with attempts to “actively see[k]” a
black juror.
The State’s new argument today does not dissuade
us from the conclusion that its prosecutors were motivated in
substantial part by race when they struck Garrett and Hood from the
jury 30 years ago. Two peremptory strikes on the basis of race are
two more than the Constitution allows.
The order of the Georgia Supreme Court is
reversed, and the case is remanded for further proceedings not
inconsistent with this opinion.
It is so ordered.