NOTICE: This opinion is subject to
formal revision before publication in the preliminary print of the
United States Reports. Readers are requested to notify the Reporter
of Decisions, Supreme Court of the United States, Washington,
D. C. 20543, of any typographical or other formal errors, in
order that corrections may be made before the preliminary print
goes to press.
SUPREME COURT OF THE UNITED STATES
_________________
No. 13–1339
_________________
SPOKEO, INC., PETITIONER
v. THOMAS
ROBINS
on writ of certiorari to the united states
court of appeals for the ninth circuit
[May 16, 2016]
Justice Alito delivered the opinion of the
Court.
This case presents the question whether
respondent Robins has standing to maintain an action in federal
court against petitioner Spokeo under the Fair Credit Reporting Act
of 1970 (FCRA or Act), 84Stat. 1127, as amended, 15
U. S. C. §1681
et seq.
Spokeo operates a “people search engine.” If an
individual visits Spokeo’s Web site and inputs a person’s name, a
phone number, or an e-mail address, Spokeo conducts a computerized
search in a wide variety of databases and provides information
about the subject of the search. Spokeo performed such a search for
information about Robins, and some of the information it gathered
and then disseminated was incorrect. When Robins learned of these
inaccuracies, he filed a complaint on his own behalf and on behalf
of a class of similarly situated individuals.
The District Court dismissed Robins’ complaint
for lack of standing, but a panel of the Ninth Circuit reversed.
The Ninth Circuit noted, first, that Robins had alleged that
“Spokeo violated
his statutory rights, not just the
statu-tory rights of other people,” and, second, that “Robins’s
personal interests in the handling of his credit information are
individualized rather than collective.” 742 F. 3d 409, 413
(2014). Based on these two observations, the Ninth Circuit held
that Robins had adequately alleged injury in fact, a requirement
for standing under Article III of the Constitution.
Id., at
413–414.
This analysis was incomplete. As we have
explained in our prior opinions, the injury-in-fact requirement
requires a plaintiff to allege an injury that is both “concrete
and particularized.”
Friends of the Earth, Inc. v.
Laidlaw Environmental Services (TOC), Inc., 528 U. S.
167 –181 (2000) (emphasis added). The Ninth Circuit’s analysis
focused on the second characteristic (particularity), but it
overlooked the first (concreteness). We therefore vacate the
decision below and remand for the Ninth Circuit to consider
both aspects of the injury-in-fact requirement.
I
The FCRA seeks to ensure “fair and accurate
credit reporting.” §1681(a)(1). To achieve this end, the Act
regulates the creation and the use of “consumer report[s]”[
1] by “consumer reporting
agenc[ies]”[
2] for certain
specified purposes, including credit transactions, insurance,
licensing, consumer-initiated business transactions, and
employment. See §§1681a(d)(1)(A)–(C); §1681b. Enacted long before
the advent of the Internet, the FCRA applies to companies that
regularly disseminate information bearing on an individual’s
“credit worthiness, credit standing, credit capacity, character,
general reputation, personal characteristics, or mode of living.”
§1681a(d)(1).
The FCRA imposes a host of requirements
concerning the creation and use of consumer reports. As relevant
here, the Act requires consumer reporting agencies to “follow
reasonable procedures to assure maximum possible accuracy of”
consumer reports, §1681e(b); to notify providers and users of
consumer information of their responsibilities under the Act,
§1681e(d); to limit the circumstances in which such agencies
provide consumer reports “for employment purposes,” §1681b(b)(1);
and to post toll-free numbers for consumers to request reports,
§1681j(a).
The Act also provides that “[a]ny person who
willfully fails to comply with any requirement [of the Act] with
respect to any [individual[
3]]
is liable to that [individual]” for, among other things, either
“actual damages” or statutory damages of $100 to $1,000 per
violation, costs of the action and attorney’s fees, and possibly
punitive damages. §1681n(a).
Spokeo is alleged to qualify as a “consumer
reporting agency” under the FCRA.[
4] It operates a Web site that allows users to search for
information about other individuals by name, e-mail address, or
phone number. In response to an inquiry submitted online, Spokeo
searches a wide spectrum of databases and gathers and provides
information such as the individual’s address, phone number, marital
status, approximate age, occupation, hobbies, finances, shopping
habits, and musical preferences. App. 7, 10–11. According to
Robins, Spokeo markets its services to a variety of users,
including not only “employers who want to evaluate prospective
employees,” but also “those who want to investigate prospective
romantic partners or seek other personal information.” Brief for
Respondent 7. Persons wishing to perform a Spokeo search need not
disclose their identities, and much information is available for
free.
At some point in time, someone (Robins’
complaint does not specify who) made a Spokeo search request for
information about Robins, and Spokeo trawled its sources and
generated a profile. By some means not detailed in Robins’
complaint, he became aware of the contents of that profile and
discovered that it contained inaccurate information. His profile,
he asserts, states that he is married, has children, is in his
50’s, has a job, is relatively affluent, and holds a graduate
degree. App. 14. According to Robins’ complaint, all of this
information is incorrect.
Robins filed a class-action complaint in the
United States District Court for the Central District of
California, claiming, among other things, that Spokeo willfully
failed to comply with the FCRA requirements enumerated above.
The District Court initially denied Spokeo’s
motion to dismiss the complaint for lack of jurisdiction, but later
reconsidered and dismissed the complaint with prejudice. App. to
Pet. for Cert. 23a. The court found that Robins had not “properly
pled” an injury in fact, as required by Article III.
Ibid.
The Court of Appeals for the Ninth Circuit
reversed. Relying on Circuit precedent,[
5] the court began by stating that “the violation of a
statutory right is usually a sufficient injury in fact to confer
standing.” 742 F. 3d, at 412. The court recognized that “the
Constitution limits the power of Congress to confer standing.”
Id., at 413. But the court held that those limits were
honored in this case because Robins alleged that “Spokeo violated
his statutory rights, not just the statutory rights of other
people,” and because his “personal interests in the handling of his
credit information are individualized rather than collective.”
Ibid. (emphasis in original). The court thus concluded that
Robins’ “alleged violations of [his] statutory rights [were]
sufficient to satisfy the injury-in-fact requirement of Article
III.”
Id., at 413–414.
We granted certiorari. 575 U. S. ___
(2015).
II
A
The Constitution confers limited authority on
each branch of the Federal Government. It vests Congress with
enumerated “legislative Powers,” Art. I, §1; it confers upon
the President “[t]he executive Power,” Art. II, §1,
cl. 1; and it endows the federal courts with “[t]he judicial
Power of the United States,” Art. III, §1. In order to remain
faithful to this tripartite structure, the power of the Federal
Judiciary may not be permitted to intrude upon the powers given to
the other branches. See
DaimlerChrysler Corp. v.
Cuno, 547 U. S. 332, 341 (2006) ;
Lujan v.
Defenders of Wildlife, 504 U. S. 555 –560 (1992).
Although the Constitution does not fully explain
what is meant by “[t]he judicial Power of the United States,”
Art. III, § 1, it does specify that this power extends only to
“Cases” and “Controversies,” Art. III, §2. And “ ‘[n]o
principle is more fundamental to the judiciary’s proper role in our
system of government than the constitutional limitation of
federal-court jurisdiction to actual cases or
controversies.’ ”
Raines v.
Byrd, 521 U. S.
811, 818 (1997) .
Standing to sue is a doctrine rooted in the
traditional understanding of a case or controversy. The doctrine
developed in our case law to ensure that federal courts do not
exceed their authority as it has been traditionally understood. See
id., at 820. The doctrine limits the category of litigants
empowered to maintain a lawsuit in federal court to seek redress
for a legal wrong. See
Valley Forge Christian College v.
Americans United for Separation of Church and State, Inc.,
454 U. S. 464, 473 (1982) ;
Warth v.
Seldin, 422
U. S. 490 –499 (1975). In this way, “[t]he law of Article III
standing . . . serves to prevent the judicial process
from being used to usurp the powers of the political branches,”
Clapper v.
Amnesty Int’l USA, 568 U. S. ___, ___
(2013) (slip op., at 9);
Lujan,
supra, at 576–577,
and confines the federal courts to a properly judicial role, see
Warth,
supra, at 498.
Our cases have established that the “irreducible
constitutional minimum” of standing consists of three elements.
Lujan, 504 U. S.
, at 560. The plaintiff must
have (1) suffered an injury in fact, (2) that is fairly traceable
to the challenged conduct of the defendant, and (3) that is likely
to be redressed by a favorable judicial decision.
Id., at
560–561;
Friends of the Earth, Inc., 528 U. S., at
180–181. The plaintiff, as the party invoking federal jurisdiction,
bears the burden of establishing these elements.
FW/PBS,
Inc. v.
Dallas, 493 U. S. 215, 231 (1990) . Where,
as here, a case is at the pleading stage, the plaintiff must
“clearly . . . allege facts demonstrating” each element.
Warth,
supra, at 518.[
6]
B
This case primarily concerns injury in fact,
the “[f ]irst and foremost” of standing’s three elements.
Steel Co. v.
Citizens for Better Environment, 523
U. S. 83, 103 (1998) . Injury in fact is a constitutional
requirement, and “[i]t is settled that Congress cannot erase
Article III’s standing requirements by statutorily granting the
right to sue to a plaintiff who would not otherwise have standing.”
Raines, supra, at 820, n. 3; see
Summers v.
Earth Island Institute, 555 U. S. 488, 497 (2009) ;
Gladstone, Realtors v.
Village of Bellwood, 441
U. S. 91, 100 (1979) (“In no event . . . may
Congress abrogate the Art. III minima”).
To establish injury in fact, a plaintiff must
show that he or she suffered “an invasion of a legally protected
interest” that is “concrete and particularized” and “actual or
imminent, not conjectural or hypothetical.”
Lujan, 504
U. S., at 560 (internal quotation marks omitted). We discuss
the particularization and concreteness requirements below.
1
For an injury to be “particularized,” it “must
affect the plaintiff in a personal and individual way.”
Ibid., n. 1; see also,
e.g.,
Cuno,
supra, at 342 (“ ‘plaintiff must allege personal
injury’ ”);
Whitmore v.
Arkansas, 495 U. S.
149, 155 (1990) (“ ‘distinct’ ”);
Allen v.
Wright, 468 U. S. 737, 751 (1984) (“personal”);
Valley Forge,
supra, at 472 (standing requires that
the plaintiff “ ‘personally has suffered some actual or
threatened injury’ ”);
United States v.
Richardson, 418 U. S. 166, 177 (1974) (not
“undifferenti-ated”);
Public Citizen, Inc. v.
National
Hwy. Traffic Safety Admin., 489 F. 3d 1279, 1292–1293
(CADC 2007) (collecting cases).[
7]
Particularization is necessary to establish
injury in fact, but it is not sufficient. An injury in fact must
also be “concrete.” Under the Ninth Circuit’s analysis, however,
that independent requirement was elided. As previously noted, the
Ninth Circuit concluded that Robins’ complaint alleges “concrete,
de facto” injuries for essentially two reasons. 742
F. 3d, at 413. First, the court noted that Robins “alleges
that Spokeo violated
his statutory rights, not just the
statutory rights of other people.”
Ibid. Second, the court
wrote that “Robins’s personal interests in the handling of his
credit information are
individualized rather than
collective.”
Ibid. (emphasis added). Both of these
observations concern particularization, not concreteness. We have
made it clear time and time again that an injury in fact must be
both concrete
and particularized. See,
e.g.,
Susan
B. Anthony List v.
Driehaus, 573 U. S. ___, ___
(2014) (slip op., at 8);
Summers,
supra, at 493;
Sprint Communications Co. v.
APCC Services, Inc., 554
U. S. 269, 274 (2008) ;
Massachusetts v.
EPA,
549 U. S. 497, 517 (2007) .
A “concrete” injury must be “
de facto”;
that is, it must actually exist. See Black’s Law Dictionary 479
(9th ed. 2009). When we have used the adjective “concrete,” we have
meant to convey the usual meaning of the term—“real,” and not
“abstract.” Webster’s Third New International Dictionary 472
(1971); Random House Dictionary of the English Language 305 (1967).
Concreteness, therefore, is quite different from
particularization.
2
“Concrete” is not, however, necessarily
synonymous with “tangible.” Although tangible injuries are perhaps
easier to recognize, we have confirmed in many of our previous
cases that intangible injuries can nevertheless be concrete. See,
e.g.,
Pleasant Grove City v.
Summum, 555
U. S. 460 (2009) (free speech);
Church of Lukumi Babalu
Aye, Inc. v.
Hialeah, 508 U. S. 520 (1993) (free
exercise).
In determining whether an intangible harm
constitutes injury in fact, both history and the judgment of
Congress play important roles. Because the doctrine of standing
derives from the case-or-controversy requirement, and because that
requirement in turn is grounded in historical practice, it is
instructive to consider whether an alleged intangible harm has a
close relationship to a harm that has traditionally been regarded
as providing a basis for a lawsuit in English or American courts.
See
Vermont Agency of Natural Resources v.
United States
ex rel. Stevens, 529 U. S. 765 –777 (2000). In addition,
because Congress is well positioned to identify intangible harms
that meet minimum Article III requirements, its judgment is also
instructive and important. Thus, we said in
Lujan that
Congress may “elevat[e] to the status of legally cognizable
injuries concrete,
de facto injuries that were
previously inadequate in law.” 504 U. S., at 578. Similarly,
Justice Kennedy’s concurrence in that case explained that “Congress
has the power to define injuries and articulate chains of causation
that will give rise to a case or controversy where none existed
before.”
Id., at 580 (opinion concurring in part and
concurring in judgment).
Congress’ role in identifying and elevating
intangible harms does not mean that a plaintiff automatically
satisfies the injury-in-fact requirement whenever a statute grants
a person a statutory right and purports to authorize that person to
sue to vindicate that right. Article III standing requires a
concrete injury even in the context of a statutory violation. For
that reason, Robins could not, for example, allege a bare
procedural violation, divorced from any concrete harm, and satisfy
the injury-in-fact requirement of Article III. See
Summers,
555 U. S., at 496 (“[D]eprivation of a procedural right
without some concrete interest that is affected by the deprivation
. . . is insufficient to create Article III standing”);
see also
Lujan,
supra, at 572.
This does not mean, however, that the risk of
real harm cannot satisfy the requirement of concreteness. See
,
e.g., Clapper v.
Amnesty Int’l USA, 568
U. S. ____. For example, the law has long permitted recovery
by certain tort victims even if their harms may be difficult to
prove or measure. See,
e.g., Restatement (First) of Torts
§§569 (libel), 570 (slander
per se) (1938). Just as the
common law permitted suit in such instances, the violation of a
procedural right granted by statute can be sufficient in some
circumstances to constitute injury in fact. In other words, a
plaintiff in such a case need not allege any
additional harm
beyond the one Congress has identified. See
Federal Election
Comm’n v.
Akins, 524 U. S. 11 –25 (1998)
(confirming that a group of voters’ “inability to obtain
information” that Congress had decided to make public is a
sufficient injury in fact to satisfy Article III);
Public
Citizen v.
Department of Justice, 491 U. S. 440,
449 (1989) (holding that two advocacy organizations’ failure to
obtain information subject to disclosure under the Federal Advisory
Committee Act “constitutes a sufficiently distinct injury to
provide standing to sue”).
In the context of this particular case, these
general principles tell us two things: On the one hand, Congress
plainly sought to curb the dissemination of false information by
adopting procedures designed to decrease that risk. On the other
hand, Robins cannot satisfy the demands of Article III by alleging
a bare procedural violation. A violation of one of the FCRA’s
procedural requirements may result in no harm. For example, even if
a consumer reporting agency fails to provide the required notice to
a user of the agency’s consumer information, that information
regardless may be entirely accurate. In addition, not all
inaccuracies cause harm or present any material risk of harm. An
example that comes readily to mind is an incorrect zip code. It is
difficult to imagine how the dissemination of an incorrect zip
code, without more, could work any concrete harm.[
8]
Because the Ninth Circuit failed to fully
appreciate the distinction between concreteness and
particularization, its standing analysis was incomplete. It did not
address the question framed by our discussion, namely, whether the
particular procedural violations alleged in this case entail a
degree of risk sufficient to meet the concreteness requirement. We
take no position as to whether the Ninth Circuit’s ultimate
conclusion—that Robins adequately alleged an injury in fact—was
correct.
* * *
The judgment of the Court of Appeals is
vacated, and the case is remanded for proceedings consistent with
this opinion.
It is so ordered.