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SUPREME COURT OF THE UNITED STATES
_________________
Nos. 13–895 and 13–1138
_________________
ALABAMA LEGISLATIVE BLACK CAUCUS, et al., APPELLANTS
13–895 v.
ALABAMA et al.
ALABAMA DEMOCRATIC CONFERENCE, et al., APPELLANTS
13–1138 v.
ALABAMA et al.
on appeals from the united states district court for the middle
district of alabama
[March 25, 2015]
Justice Breyer delivered the opinion of the Court.
The Alabama Legislative Black Caucus and the Alabama Democratic
Conference appeal a three-judge Federal District Court decision
rejecting their challenges to the lawfulness of Alabama’s 2012
redistricting of its State House of Representatives and State
Senate. The appeals focus upon the appellants’ claims that new
district boundaries create “racial gerrymanders” in violation of
the Fourteenth Amendment’s Equal Protection Clause. See,
e.g., Shaw v. Hunt,517 U. S. 899–908
(1996) (Shaw II) ( Fourteenth Amendment forbids use of race
as “ ‘predominant’ ” district boundary-drawing
“ ‘factor’ ” unless boundaries are “narrowly tailored” to
achieve a “ ‘compelling state interest’ ” (citations
omitted)). We find that the District Court applied incorrect legal
standards in evaluating the claims. We consequently vacate its
decision and remand the cases for further proceedings.
I
The Alabama Constitution requires the legislature to reapportion
its State House and Senate electoral districts following each
decennial census. Ala. Const., Art. IX, §§199–200. In 2012 Alabama
redrew the boundaries of the State’s 105 House districts and 35
Senate districts. 2012 Ala. Acts no. 602 (House plan); id.,
at no. 603 (Senate plan) (Acts). In doing so, Alabama sought to
achieve numerous traditional districting objectives, such as
compactness, not splitting counties or precincts, minimizing
change, and protecting incumbents. But it placed yet greater
importance on achieving two other goals. See Alabama Legislature
Reapportionment Committee Guidelines in No. 12–cv–691, Doc. 30–4,
pp. 3–5 (Committee Guidelines).
First, it sought to minimize the extent to which a district
might deviate from the theoretical ideal of precisely equal
population. In particular, it set as a goal creating a set of
districts in which no district would deviate from the theoretical,
precisely equal ideal by more than 1%—i.e., a more rigorous
deviation standard than our precedents have found necessary under
the Constitution. See Brown v. Thomson,462 U. S.
835,842 (1983) (5% deviation from ideal generally permissible). No
one here doubts the desirability of a State’s efforts generally to
come close to a one-person, one-vote ideal.
Second, it sought to ensure compliance with federal law, and, in
particular, the Voting Rights Act of 1965.79Stat.439, as amended,52
U. S. C. §10301 et seq. At the time of the
redistricting Alabama was a covered jurisdiction under that Act.
Accordingly §5 of the Act required Alabama to demonstrate that an
electoral change, such as redistricting, would not bring about
retrogression in respect to racial minorities’ “ability
. . . to elect their preferred candidates of choice.”52
U. S. C. §10304(b). Specifically, Alabama believed that,
to avoid retrogression under §5, it was required to maintain
roughly the same black population percentage in existing
majority-minority districts. See Appendix B, infra.
Compliance with these two goals posed particular difficulties
with respect to many of the State’s 35 majority-minority districts
(8 in the Senate, 27 in the House). That is because many of these
districts were (compared with the average district) underpopulated.
In order for Senate District 26, for example, to meet the State’s
no-more-than-1% population-deviation objective, the State would
have to add about 16,000 individuals to the district. And, prior to
redistricting, 72.75% of District 26’s population was black.
Accordingly, Alabama’s plan added 15,785 new individ-uals, and only
36 of those newly added individuals were white.
This suit, as it appears before us, focuses in large part upon
Alabama’s efforts to achieve these two goals. The Caucus and the
Conference basically claim that the State, in adding so many new
minority voters to majority-minority districts (and to others),
went too far. They allege the State created a constitutionally
forbidden “racial gerrymander”—a gerrymander that (e.g.,
when the State adds more minority voters than needed for a
minor-ity group to elect a candidate of its choice) might, among
other things, harm the very minority voters that Acts such as the
Voting Rights Act sought to help.
After a bench trial, the Federal District Court held in favor of
the State, i.e., against the Caucus and the Conference, with
respect to their racial gerrymandering claims as well as with
respect to several other legal claims that the Caucus and the
Conference had made. With respect to racial gerrymandering, the
District Court recognized that electoral districting violates the
Equal Protection Clause when (1) race is the “dominant and
controlling” or “predominant” consideration in deciding “to place a
significant number of voters within or without a particular
district,” Miller v. Johnson,515 U. S.
900,913,916 (1995), and (2) the use of race is not “narrowly
tailored to serve a compelling state interest,” Shaw II, 517
U. S., at 902; see also Shaw v. Reno,509
U. S. 630,649 (1993) (Shaw I ) (Constitution
forbids “separat[ion of ] voters into different districts on
the basis of race” when the separation “lacks sufficient
justification”); Bush v. Vera,517 U. S. 952–959,
976 (1996) (principal opinion of O’Connor, J.) (same). But, after
trial the District Court held (2 to 1) that the Caucus and the
Conference had failed to prove their racial gerrymandering claims.
The Caucus along with the Conference (and several other plaintiffs)
appealed. We noted probable jurisdiction with respect to the racial
gerrymandering claims. 572 U. S. ___ (2014).
We shall focus upon four critical District Court determinations
underlying its ultimate “no violation” conclusion. They
concern:
The Geographical Nature of the Racial Gerrymandering
Claims. The District Court characterized the appellants’ claims
as falling into two categories. In the District Court’s view, both
appellants had argued “that the Acts as a whole constitute
racial gerrymanders,” 989 F. Supp. 2d 1227, 1287 (MD Ala.
2013) (emphasis added), and one of the appellants (the Conference)
had also argued that the State had racially gerrymandered four
specific electoral districts, Senate Districts 7, 11, 22, and 26,
id., at 1288.
Standing. The District Court held that the Caucus had
standing to argue its racial gerrymandering claim with respect to
the State “as a whole.” But the Conference lacked standing to make
any of its racial gerrymandering claims—the claim requiring
consideration of the State “as a whole,” and the claims requiring
consideration of four individual Senate districts. Id., at
1292.
Racial Predominance. The District Court held that, in any
event, the appellants’ claims must fail because race “was not the
predominant motivating factor” either (a) “for the Acts as a whole”
or (b) with respect to “Senate Districts 7, 11, 22, or 26.”
Id., at 1293.
Narrow Tailoring/Compelling State Interest. The District
Court also held that, even were it wrong about standing and
predominance, the appellants’ racial gerrymandering claims must
fail. That is because any predominant use of race in the drawing of
electoral boundaries was “narrowly tailored” to serve a “compelling
state interest,” id., at 1306–1307, namely the interest in
avoiding retrogression with respect to racial minorities’ “ability
to elect their preferred candidates of choice.” §10304(b).
In our view, each of these determinations reflects an error
about relevant law. And each error likely affected the District
Court’s conclusions—to the point where we must vacate the lower
court’s judgment and remand the cases to allow appellants to
reargue their racial gerrymandering claims. In light of our
opinion, all parties remain free to introduce such further evidence
as the District Court shall reasonably find appropriate.
II
We begin by considering the geographical nature of the racial
gerrymandering claims. The District Court repeatedly referred to
the racial gerrymandering claims as claims that race improperly
motivated the drawing of boundary lines of the State considered
as a whole. See, e.g., 989 F. Supp. 2d, at 1293
(“Race was not the predominant motivating factor for the Acts as a
whole”); id., at 1287 (construing plaintiffs’ challenge as
arguing that the “Acts as a whole constitute racial gerrymanders”);
id., at 1292 (describing the plaintiffs’ challenge as a
“claim of racial gerrymandering to the Acts as a whole”); cf.
supra, at 4–5 (noting four exceptions).
A racial gerrymandering claim, however, applies to the
boundaries of individual districts. It applies
district-by-district. It does not apply to a State considered as an
undifferentiated “whole.” We have consistently described a claim of
racial gerrymandering as a claim that race was improperly used in
the drawing of the boundaries of one or more specific
electoral districts. See, e.g., Shaw I,
509 U. S., at 649 (violation consists of “separat[ing] voters
into different districts on the basis of race” (emphasis
added)); Vera, 517 U. S., at 965 (principal opinion)
(“[Courts] must scrutinize each challenged district
. . .” (emphasis added)). We have described the
plaintiff’s evidentiary burden similarly. See Miller,
supra, at 916 (plaintiff must show that “race was the
predominant factor motivating the legislature’s decision to place a
significant number of voters within or without a particular
district” (emphasis added)).
Our district-specific language makes sense in light of the
nature of the harms that underlie a racial gerrymandering claim.
Those harms are personal. They include being “personally
. . . subjected to [a] racial classification,”
Vera, supra, at 957 (principal opinion), as well as
being represented by a legislator who believes his “primary
obligation is to represent only the members” of a particular racial
group, Shaw I, supra, at 648. They directly threaten
a voter who lives in the district attacked. But they do not
so keenly threaten a voter who lives elsewhere in the State.
Indeed, the latter voter normally lacks standing to pursue a racial
gerrymandering claim. United States v. Hays,515
U. S. 737–745 (1995).
Voters, of course, can present statewide evidence in
order to prove racial gerrymandering in a particular district. See
Miller, supra, at 916. And voters might make the
claim that every individual district in a State suffers from
racial gerrymandering. But this latter claim is not the claim that
the District Court, when using the phrase “as a whole,” considered
here. Rather, the concept as used here suggests the existence of a
legal unicorn, an animal that exists only in the legal
imagination.
This is not a technical, linguistic point. Nor does it criticize
what might seem, in effect, a slip of the pen. Rather, here the
District Court’s terminology mattered. That is because the District
Court found that racial criteria had not predominated in the
drawing of some Alabama districts. And it found that fact (the fact
that race did not predominate in the drawing of some, or many
districts) sufficient to defeat what it saw as the basic claim
before it, namely a claim of racial gerrymandering with respect to
the State as an undifferentiated whole. See, e.g.,
989 F. Supp. 2d, at 1294 (rejecting plaintiffs’ challenge
because “[the legislature] followed no bright-line rule” with
respect to every majority-minority district); id., at
1298–1299, 1301 (citing examples of majority-minority districts in
which black population percentages were reduced and examples of
majority-white districts in which precincts were split).
A showing that race-based criteria did not significantly affect
the drawing of some Alabama districts, however, would have
done little to defeat a claim that race-based criteria
predominantly affected the drawing of other Alabama
districts, such as Alabama’s majority-minority districts primarily
at issue here. See id., at 1329 (Thompson, J., dissenting)
(“[T]he drafters[’] fail[ure] to achieve their sought-after
percentage in one district does not detract one iota from the fact
that they did achieve it in another”). Thus, the District Court’s
undifferentiated statewide analysis is insufficient. And we must
remand for consideration of racial gerrymandering with respect to
the individual districts subject to the appellants’ racial
gerrymandering challenges.
The State and principal dissent argue that (but for four
specifically mentioned districts) there were in effect no such
districts. The Caucus and the Conference, the State and principal
dissent say, did not seek a district-by-district analysis. And, the
State and principal dissent conclude that the Caucus and the
Conference have consequently waived the right to any further
consideration. Brief for Appellees 14, 31; post, at 5–12
(opinion ofScalia, J.).
We do not agree. We concede that the District Court’s opinion
suggests that it was the Caucus and the Conference that led the
Court to consider racial gerrymandering of the State “as a whole.”
989 F. Supp. 2d, at 1287. At least the District Court
interpreted their filings to allege only that kind of claim.
Ibid. But our review of the record indicates that the
plaintiffs did not claim only that the legislature had racially
gerrymandered the State “as” an undifferentiated “whole.” Rather,
their evidence and their arguments embody the claim that individual
majority-minority districts were racially gerrymandered. And those
are the districts that we believe the District Court must
reconsider.
There are 35 majority-minority districts, 27 in the House and 8
in the Senate. The District Court’s opinion itself refers to
evidence that the legislature’s redistricting committee, in order
to satisfy what it believed the Voting Rights Act required,
deliberately chose additional black voters to move into
underpopulated majority-minority districts, i.e., a specific
set of individual districts. See, e.g., 989 F. Supp.
2d, at 1274 (referring to Senator Dial’s testimony that the
Committee “could have used,” but did not use, “white population
within Jefferson County to repopulate the majority-black districts”
because “doing so would have resulted in the retrogression of the
majority-black districts and potentially created a problem for
[Justice Department] preclearance”); id., at 1276 (stating
that Representative Jim McClendon, also committee cochair,
“testified consistently with Senator Dial”); id., at 1277
(noting that the committee’s expert, Randolph Hinaman, testified
that “he needed to add population” to majority-black districts
“without significantly lowering the percentage of the population in
each district that was majority-black”).
The Caucus and the Conference presented much evidence at trial
to show that that the legislature had deliberately moved black
voters into these majority-minority districts—again, a specific set
of districts—in order to prevent the percentage of minority voters
in each district from declining. See, e.g., Committee
Guidelines 3–5; 1 Tr. 28–29, 36–37, 55, 63, 67–68, 77, 81, 96, 115,
124, 136, 138 (testimony of Senator Dial); Deposition of Gerald
Dial in No. 12–cv–691 (May 21, 2013), Doc. 123–5, pp. 17, 39–41,
62, 100 (Dial Deposition); 3 Tr. 222 (testimony of Representative
McClendon); id., at 118–119, 145–146, 164, 182–183, 186–187
(testimony of Hinaman); Deposition of Randolph Hinaman in No.
12–cv–691 (June 25, 2013), Doc. 134–4, pp. 23–24, 101 (Hinaman
Deposition).
In their post-trial Proposed Findings of Fact and Conclusions of
Law, the plaintiffs stated that the evidence showed a racial
gerrymander with respect to the majority of the majority-minority
districts; they referred to the specific splitting of precinct and
county lines in the drawing of many majority-minority districts;
and they pointed to much district-specific evidence. E.g.,
Alabama Legislative Black Caucus Plaintiffs’ Notice of Filing
Proposed Findings of Fact and Conclusions of Law in No. 12–cv–691,
Doc. 194, pp. 9–10, 13–14, 30–35, 40 (Caucus Post-Trial Brief);
Newton Plaintiffs’ Notice of Filing Proposed Findings of Fact and
Conclusions of Law in No. 12–cv–691, Doc. 195, pp. 33–35, 56–61,
64–67, 69–74, 82–85, 108, 121–122 (Conference Post-Trial Brief);
see also Appendix A, infra (organizing these citations by
district).
We recognize that the plaintiffs relied heavily upon statewide
evidence to prove that race predominated in the drawing of
individual district lines. See generally Caucus Post-Trial Brief 1,
3–7, 48–50; Conference Post-Trial Brief 2, 44–45, 105–106. And they
also sought to prove that the use of race to draw the boundaries of
the majority-minority districts affected the boundaries of other
districts as well. See, e.g., 1 Tr. 36–37, 48, 55, 70–71,
93, 111, 124 (testimony of Dial); 3 Tr. 142, 162 (testimony of
Hinaman); see generally Caucus Post-Trial Brief 8–16. Such evidence
is perfectly relevant. We have said that the plaintiff’s burden in
a racial gerrymandering case is “to show, either through
circumstantial evidence of a district’s shape and demographics or
more direct evidence going to legislative purpose, that race was
the predominant factor motivating the legislature’s decision to
place a significant number of voters within or without a particular
district.” Miller, 515 U. S., at 916. Cf. Easley
v. Cromartie,532 U. S. 234,258 (2001) (explaining the
plaintiff’s burden in cases, unlike these, in which the State
argues that politics, not race, was its predominant motive). That
Alabama expressly adopted and applied a policy of prioritizing
mechanical racial targets above all other districting criteria
(save one-person, one-vote) provides evidence that race motivated
the drawing of particular lines in multiple districts in the State.
And neither the use of statewide evidence nor the effort to show
widespread effect can transform a racial gerrymandering claim about
a set of individual districts into a separate, general claim that
the legislature racially gerrymandered the State “as” an
undifferentiated “whole.”
We, like the principal dissent, recognize that the plaintiffs
could have presented their district-specific claims more clearly,
post, at 6–8, 10–12 (opinion of Scalia, J.), but the dissent
properly concedes that its objection would weaken had the
Conference “developed such a claim in the course of discovery and
trial.” Post, at 6. And that is just what happened.
In the past few pages and in Appendix A, we set forth the many
record references that establish this fact. The Caucus helps to
explain the complaint omissions when it tells us that the
plaintiffs unearthed the factual basis for their racial
gerrymandering claims when they deposed the committee’s
redistricting expert. See Brief for Appellants in No. 13–895, pp.
12–13. The State neither disputes this procedural history nor
objects that plaintiffs’ pleadings failed to conform with the
proof. Indeed, throughout, the plaintiffs litigated these claims
not as if they were wholly separate entities but as if they were a
team. See, e.g., Caucus Post-Trial Brief 1 (“[We] support
the additional claims made by the [Conference] plaintiffs”); but
cf. post, at 3–12 (Scalia, J., dissenting) (treating
separately Conference claims from Caucus claims). Thus we, like the
dissenting judge below (who also lived with these cases through
trial), conclude that the record as a whole shows that the
plaintiffs brought, and their argument rested significantly upon,
district-specific claims. See 989 F. Supp. 2d, at 1313
(Thompson, J., dissenting) (construing plaintiffs as also
challenging “each majority-Black House and Senate District”).
The principal dissent adds that the Conference waived its
district-specific claims on appeal. Cf. post, at 8. But that
is not so. When asked specifically about its position at oral
argument, the Conference stated that it was relying on statewide
evidence to prove its district-specific challenges. Tr. of Oral
Arg. 15–16. Its counsel said that “the exact same policy was
applied in every black-majority district,” id., at 15, and
“[b]y statewide, we simply mean a common policy applied to every
district in the State,” id., at 16. We accept the
Conference’s clarification, which is consistent with how it
presented these claims below.
We consequently conclude that the District Court’s analysis of
racial gerrymandering of the State “as a whole” was legally
erroneous. We find that the appellants did not waive their right to
consideration of their claims as applied to particular districts.
Accordingly, we remand the cases. See Pullman-Standard v.
Swint,456 U. S. 273,291 (1982) (remand is required when
the District Court “failed to make a finding because of an
erroneous view of the law”); Rapanos v. United
States,547 U. S. 715,757 (2006) (same).
III
We next consider the District Court’s holding with respect to
standing. The District Court, sua sponte, held that the
Conference lacked standing—either to bring racial gerrymandering
claims with respect to the four individual districts that the court
specifically considered (i.e., Senate Districts 7, 11, 22,
and 26) or to bring a racial gerrymandering claim with respect to
the “State as a whole.” 989 F. Supp. 2d, at 1292.
The District Court recognized that ordinarily
“[a]n association has standing to bring suit on behalf of its
members when its members would have standing to sue in their own
right, the interests at stake are germane to the organization’s
purpose, and neither the claim asserted nor the relief requested
requires individuals members’ participation in the lawsuit.”
Id., at 1291 (quoting Friends of the Earth, Inc. v.
Laidlaw Environmental Services (TOC), Inc.,528 U. S.
167,181 (2000); emphasis added).
It also recognized that a “member” of an association “would have
standing to sue” in his or her “own right” when that member
“resides in the district that he alleges was the product of a
racial gerrymander.” 989 F. Supp. 2d, at 1291 (citing
Hays, 515 U. S., at 744–745). But, the District Court
nonetheless denied standing because it believed that the “record”
did “not clearly identify the districts in which the individual
members of the [Conference] reside,” and the Conference had “not
proved that it has members who have standing to pursue any
district-specific claims of racial gerrymandering.” 989
F. Supp. 2d, at 1292.
The District Court conceded that Dr. Joe Reed, a representative
of the Conference, testified that the Conference “has members in
almost every county in Alabama.” Ibid. But, the District
Court went on to say that “the counties in Alabama are split into
many districts.” Ibid. And the “Conference offered no
testimony or evidence that it has members in all of the districts
in Alabama or in any of the [four] specific districts that it
challenged.” Ibid.
The record, however, lacks adequate support for the District
Court’s conclusion. Dr. Reed’s testimony supports, and nothing in
that record undermines, the Conference’s own statement, in its
post-trial brief, that it is a “statewide political caucus founded
in 1960.” Conference Post-Trial Brief 3. It has the “purpose” of
“endors[ing] candidates for political office who will be
responsible to the needs of the blacks and other minorities and
poor people.” Id., at 3–4. These two statements (the second
of which the principal dissent ignores), taken together with Dr.
Reed’s testimony, support an inference that the organization has
members in all of the State’s majority-minority districts, other
things being equal, which is sufficient to meet the Conference’s
burden of establishing standing. That is to say, it seems highly
likely that a “statewide” organization with members in “almost
every county,” the purpose of which is to help “blacks and other
minorities and poor people,” will have members in each
majority-minority district. But cf. post, at 3–5 (Scalia,
J., dissenting).
At the very least, the common sense inference is strong enough
to lead the Conference reasonably to believe that, in the absence
of a state challenge or a court request for more detailed
information, it need not provide additional information such as a
specific membership list. We have found nothing in the record, nor
has the State referred us to anything in the record, that suggests
the contrary. Cf. App. 204–205, 208 (State arguing lack of
standing, not because of inadequate member residency but because an
association “lives” nowhere and that the Conference should join
individual members). The most the State argued was that “[n]one of
the individual [p]laintiffs [who brought the case with the
Conference] claims to live in” Senate District 11, id., at
205 (emphasis added), but the Conference would likely not have
understood that argument as a request that it provide a
membership list. In fact, the Conference might have understood the
argument as an indication that the State did not contest its
membership in every district.
To be sure, the District Court had an independent obligation to
confirm its jurisdiction, even in the absence of a state challenge.
See post, at 4–5 (Scalia, J., dissenting). But, in these
circumstances, elementary principles of procedural fairness
required that the District Court, rather than acting
sua sponte, give the Conference an oppor-tunity to
provide evidence of member residence. Cf. Warth v.
Seldin,422 U. S. 490–502 (1975) (explaining that a
court may “allow or [r]equire” a plaintiff to supplement the record
to show standing and that “[i]f, after this opportu-nity,
the plaintiff’s standing does not adequately appear from all
materials of record, the complaint must be dismissed” (emphasis
added)). Moreover, we have no reason to believe that the Conference
would have been unable to provide a list of members, at least with
respect to the majority-minority districts, had it been asked. It
has filed just such a list in this Court. See Affidavit of Joe L.
Reed Pursuant to this Court’s Rule 32.3 (Lodging of Conference
affidavit listing members residing in each majority-minority
district in the State); see also Parents Involved in Community
Schools v. Seattle School Dist. No. 1,551 U. S.
701,718 (2007) (accepting a lodged affidavit in similar
circumstances). Thus, the District Court on remand should
reconsider the Conference’s standing by permitting the Conference
to file its list of members and permitting the State to respond, as
appropriate.
IV
The District Court held in the alternative that the claims of
racial gerrymandering must fail because “[r]ace was not the
predominant motivating factor” in the creation of any of the
challenged districts. 989 F. Supp. 2d, at 1293. In our view,
however, the District Court did not properly calculate
“predominance.” In particular, it judged race to lack
“predominance” in part because it placed in the balance, among
other nonracial factors, legislative efforts to create districts of
approximately equal population. See, e.g., id., at
1305 (the “need to bring the neighboring districts into compliance
with the requirement of one person, one vote served as the
primary motivating factor for the changes to [Senate] District
22” (emphasis added)); id., at 1297 (the “constitutional
requirement of one person, one vote trumped every other districting
principle”); id., at 1296 (the “record establishes that the
drafters of the new districts, above all, had to correct [for]
severe malapportionment . . .”); id., at 1306 (the
“inclusion of additional precincts [in Senate District 26] is a
reasonable response to the underpopulation of the District”).
In our view, however, an equal population goal is not one factor
among others to be weighed against the use of race to determine
whether race “predominates.” Rather, it is part of the
redistricting background, taken as a given, when determining
whether race, or other factors, predominate in a legislator’s
determination as to how equal population objectives will be
met.
To understand this conclusion, recall what “predominance” is
about: A plaintiff pursuing a racial gerrymandering claim must show
that “race was the predominant factor motivating the legislature’s
decision to place a significant number of voters within or without
a particular district.” Miller, 515 U. S., at 916. To
do so, the “plaintiff must prove that the legislature subordinated
traditional race-neutral districting principles
. . . to racial considerations.” Ibid. (emphasis
added).
Now consider the nature of those offsetting “traditional
race-neutral districting principles.” We have listed several,
including “compactness, contiguity, respect for political
subdivisions or communities defined by actual shared interests,”
ibid., incumbency protection, and political affiliation,
Vera, 517 U. S., at 964, 968 (principal opinion).
But we have not listed equal population objectives. And there is
a reason for that omission. The reason that equal population
objectives do not appear on this list of “traditional” criteria is
that equal population objectives play a different role in a State’s
redistricting process. That role is not a minor one. Indeed, in
light of the Constitution’s demands, that role may often prove
“predominant” in the ordinary sense of that word. But, as the
United States points out, “predominance” in the context of a racial
gerrymandering claim is special. It is not about whether a
legislature believes that the need for equal population takes
ultimate priority. Rather, it is, as we said, whether the
legislature “placed” race “above traditional districting
considerations in determining which persons were placed
in appropriately apportioned districts.” Brief for United
States as Amicus Curiae 19 (some emphasis added). In other
words, if the legislature must place 1,000 or so additional voters
in a particular district in order to achieve an equal population
goal, the “predominance” question concerns which voters the
legislature decides to choose, and specifically whether the
legislature predominately uses race as opposed to other,
“traditional” factors when doing so.
Consequently, we agree with the United States that the
requirement that districts have approximately equal populations is
a background rule against which redistricting takes place.
Id., at 12. It is not a factor to be treated like other
nonracial factors when a court determines whether race predominated
over other, “traditional” factors in the drawing of district
boundaries.
Had the District Court not taken a contrary view of the law, its
“predominance” conclusions, including those concerning the four
districts that the Conference specifically challenged, might well
have been different. For example, once the legislature’s “equal
population” objectives are put to the side—i.e., seen as a
background principle—then there is strong, perhaps overwhelming,
evidence that race did predominate as a factor when the legislature
drew the boundaries of Senate District 26, the one district that
the parties have discussed here in depth.
The legislators in charge of creating the redistricting plan
believed, and told their technical adviser, that a primary
redistricting goal was to maintain existing racial percentages in
each majority-minority district, insofar as feasible. See
supra, at 9–10 (compiling extensive record testimony in
support of this point). There is considerable evidence that this
goal had a direct and significant impact on the drawing of at least
some of District 26’s boundaries. See 3 Tr. 175–180 (testimony of
Hinaman); Appendix C, infra (change of district’s shape from
rectangular to irregular). Of the 15,785 individuals that the new
redistricting laws added to the population of District 26, just 36
were white—a remarkable feat given the local demographics. See,
e.g., 2 Tr. 127–128 (testimony of Senator Quinton Ross); 3
Tr. 179 (testimony of Hinaman). Transgressing their own
redistricting guidelines, Committee Guidelines 3–4, the drafters
split seven precincts between the majority-black District 26 and
the majority-white District 25,with the population in those
precincts clearly divided on racial lines. See Exh. V in Support of
Newton Plaintiffs’ Opposition to Summary Judgment in No. 12–cv–691,
Doc. 140–1, pp. 91–95. And the District Court conceded that race
“was a factor in the drawing of District 26,” and that the
legislature “preserved” “the percentage of the population that was
black.” 989 F. Supp. 2d, at 1306.
We recognize that the District Court also found, with respect to
District 26, that “preservi[ng] the core of the existing
[d]istrict,” following “county lines,” and following “highway
lines” played an important boundary-drawing role. Ibid. But
the first of these (core preservation) is not directly relevant to
the origin of the new district inhabitants; the second
(county lines) seems of marginal importance since virtually all
Senate District 26 boundaries departed from county lines; and the
third (highways) was not mentioned in the legislative redistricting
guidelines. Cf. Committee Guidelines 3–5.
All this is to say that, with respect to District 26 and likely
others as well, had the District Court treated equal population
goals as background factors, it might have concluded that race was
the predominant boundary-drawing consideration. Thus, on remand,
the District Court should reconsider its “no predominance”
conclusions with respect to Senate District 26 and others to which
our analysis is applicable.
Finally, we note that our discussion in this section is limited
to correcting the District Court’s misapplication of the
“predominance” test for strict scrutiny discussed in Miller,
515 U. S., at 916. It does not express a view on the question
of whether the intentional use of race in redistricting, even in
the absence of proof that traditional districting principles were
subordinated to race, triggers strict scrutiny. See Vera,
517 U. S., at 996 (Kennedy, J., concurring).
V
The District Court, in a yet further alternative holding, found
that “[e]ven if the [State] subordinated traditional districting
principles to racial considerations,” the racial gerrymandering
claims failed because, in any event, “the Districts would satisfy
strict scrutiny.” 989 F. Supp. 2d, at 1306. In the District
Court’s view, the “Acts are narrowly tailored to comply with
Section 5” of the Voting Rights Act. Id., at 1311. That
provision “required the Legislature to maintain, where feasible,
the existing number of majority-black districts and not
substantially reduce the relative percentages of black voters in
those districts.” Ibid. (emphasis added). And, insofar
as the State’s redistricting embodied racial considerations, it did
so in order to meet this §5 requirement.
In our view, however, this alternative holding rests upon a
misperception of the law. Section 5, which covered particular
States and certain other jurisdictions, does not require a covered
jurisdiction to maintain a particular numerical minority
percentage. It requires the jurisdiction to maintain a minority’s
ability to elect a preferred candidate of choice. That is precisely
what the language of the statute says. It prohibits a covered
jurisdiction from adopting any change that “has the purpose of or
will have the effect of diminishing the ability of [the minority
group] to elect their preferred candidates of choice.”52
U. S. C. §10304(b); see also §10304(d) (the “purpose of
subsection (b) . . . is to protect the ability of such
citizens to elect their preferred candidates of choice”).
That is also just what Department of Justice Guidelines say. The
Guidelines state specifically that the Department’s preclearance
determinations are not based
“on any predetermined or fixed demographic
percentages. . . . Rather, in the Department’s view,
this determination requires a functional analysis of the electoral
behavior within the particular jurisdiction or election
district. . . . [C]ensus data alone may not provide
sufficient indicia of electoral behavior to make the requisite
determination.” Guidance Concerning Redistricting Under Section 5
of the Voting Rights Act, 76 Fed. Reg. 7471 (2011).
Consistent with this view, the United States tells us that
“Section 5” does not “requir[e] the State to maintain the same
percentage of black voters in each of the majority-black districts
as had existed in the prior districting plans.” Brief for United
States as Amicus Curiae 22. Rather, it “prohibits only those
diminutions of a minority group’s proportionate strength that strip
the group within a district of its existing ability to elect its
candidates of choice.” Id., at 22–23. We agree. Section 5
does not require maintaining the same population percentages in
majority-minority districts as in the prior plan. Rather, §5 is
satisfied if minority voters retain the ability to elect their
preferred candidates.
The history of §5 further supports this view. In adopting the
statutory language to which we referred above, Congress rejected
this Court’s decision in Georgia v. Ashcroft,539
U. S. 461,480 (2003) (holding that it is not nec-essarily
retrogressive for a State to replace safe majority-minority
districts with crossover or influence districts), and it adopted
the views of the dissent. H. R. Rep. No. 109–478, pp. 68–69, and n.
183 (2006). While the thrust of Justice Souter’s dissent was that,
in a §5 retrogression case, courts should ask whether a new voting
provision would likely deprive minority voters of their ability to
elect a candidate of their choice—language that Congress adopted in
revising §5—his dissent also made clear that courts should not
mechanically rely upon numerical percentages but should take
account of all significant circumstances. Georgia v.
Ashcroft, supra, at 493, 498, 505, 509. And while the
revised language of §5 may raise some interpretive
questions—e.g., its application to coalition, crossover, and
influence districts—it is clear that Congress did not mandate that
a 1% reduction in a 70% black population district would be
necessarily retrogressive. See Persily, The Promises and Pitfalls
of the New Voting Rights Act, 117 Yale L. J. 174, 218 (2007).
Indeed, Alabama’s mechanical interpretation of §5 can raise serious
constitutional concerns. See Miller, supra, at
926.
The record makes clear that both the District Court and the
legislature relied heavily upon a mechanically numerical view as to
what counts as forbidden retrogression. See Appendix B,
infra. And the difference between that view and the more
purpose-oriented view reflected in the statute’s language can
matter. Imagine a majority-minority district with a 70% black
population. Assume also that voting in that district, like that in
the State itself, is racially polarized. And assume that the
district has long elected to office black voters’ preferred
candidate. Other things being equal, it would seem highly unlikely
that a redistricting plan that, while increasing the numerical size
of the district, reduced the percentage of the black population
from, say, 70% to 65% would have a significant impact on the black
voters’ ability to elect their preferred candidate. And, for that
reason, it would be difficult to explain just why a plan that uses
racial criteria predominately to maintain the black population at
70% is “narrowly tailored” to achieve a “compelling state
interest,” namely the interest in preventing §5 retrogression. The
cir-cumstances of this hypothetical example, we add, areclose to
those characterizing Senate District 26, as set forth in the
District Court’s opinion and throughout the record. See,
e.g., 1 Tr. 131–132 (testimony of Dial); 3 Tr. 180
(testimony of Hinaman).
In saying this, we do not insist that a legislature guess
precisely what percentage reduction a court or the Justice
Department might eventually find to be retrogressive. The law
cannot insist that a state legislature, when redistricting,
determine precisely what percent minority population §5
demands. The standards of §5 are complex; they often require
evaluation of controverted claims about voting behavior; the
evidence may be unclear; and, with respect to any particular
district, judges may disagree about the proper outcome. The law
cannot lay a trap for an unwary legislature, condemning its
redistricting plan as either (1) unconstitutional racial
gerrymandering should the legislature place a few too many minority
voters in a district or (2) retrogressive under §5 should the
legislature place a few too few. See Vera, 517 U. S.,
at 977 (principal opinion). Thus, we agree with the United States
that a court’s analysis of the narrow tailoring requirement insists
only that the legislature have a “strong basis in evidence” in
support of the (race-based) choice that it has made. Brief for
United States as Amicus Curiae 29 (citing Ricci v.
DeStefano,557 U. S. 557,585 (2009)). This standard, as
the United States points out, “does not demand that a State’s
actions actually be necessary to achieve a compelling state
interest in order to be constitutionally valid.” Brief for United
States as Amicus Curiae 29. And legislators “may have a
strong basis in evidence to use racial classifications in order to
comply with a statute when they have good reasons to believe
such use is required, even if a court does not find that the
actions were necessary for statutory compliance.” Ibid.
(emphasis added).
Here the District Court enunciated a narrow tailoring standard
close to the one we have just mentioned. It said that a plan is
“narrowly tailored . . . when the race-based action taken was
reasonably necessary” to achieve a compelling interest. 989
F. Supp. 2d, at 1307 (emphasis added). And it held that
preventing retrogression is a compel-ling interest. Id., at
1306–1307. While we do not here decide whether, given Shelby
County v. Holder, 570 U. S. ___ (2013), continued
compliance with §5 remains a compelling interest, we conclude that
the District Court and the legislature asked the wrong question
with respect to narrow tailoring. They asked: “How can we maintain
present minority percentages in majority-minority districts?” But
given §5’s language, its purpose, the Justice Department
Guidelines, and the relevant precedent, they should have asked: “To
what extent must we preserve existing minority percentages in order
to maintain the minority’s present ability to elect the candidate
of its choice?” Asking the wrong question may well have led to the
wrong answer. Hence, we cannot accept the District Court’s
“compelling interest/narrow tailoring” conclusion.
* * *
For these reasons, the judgment of the District Court is
vacated. We note that appellants have also raised additional
questions in their jurisdictional statements, relating to their
one-person, one-vote claims (Caucus) and vote dilution claims
(Conference), which were also rejected by the District Court. We do
not pass upon these claims. The District Court remains free to
reconsider the claims should it find reconsideration appropriate.
And the parties are free to raise them, including as modified by
the District Court, on any further appeal.
The cases are remanded for further proceedings consistent with
this opinion.
It is so ordered.
Appendixes
A
* Senate District 26 excluded from this list
B
State’s Use of Incorrect Retrogression Standard
The following citations reflect instances in either the District
Court opinion or in the record showing that the State believed that
§5 forbids, not just substantial reductions, but any
reduction in the percentage of black inhabitants of a
majority-minority district.
C
SUPREME COURT OF THE UNITED STATES
_________________
Nos. 13–895 and 13–1138
_________________
ALABAMA LEGISLATIVE BLACK CAUCUS, et al., APPELLANTS
13–895 v.
ALABAMA et al.
ALABAMA DEMOCRATIC CONFERENCE, et al., APPELLANTS
13–1138 v.
ALABAMA et al.
on appeals from the united states district court for the middle
district of alabama
[March 25, 2015]
Justice Scalia, with whom The Chief Justice, Justice Thomas, and
Justice Alito join, dissenting.
Today, the Court issues a sweeping holding that will have
profound implications for the constitutional ideal of one person,
one vote, for the future of the Voting Rights Act of 1965, and for
the primacy of the State in managing its own elections. If the
Court’s destination seems fantastical, just wait until you see the
journey.
Two groups of plaintiffs, the Alabama Democratic Conference and
the Alabama Legislative Black Caucus, brought separate challenges
to the way in which Alabama drew its state legislative districts
following the 2010 census. These cases were consolidated before a
three-judge District Court. Even after a full trial, the District
Court lamented that “[t]he filings and arguments made by the
plaintiffs on these claims were mystifying at best.” 989
F. Supp. 2d 1227, 1287 (MD Ala. 2013). Nevertheless, the
District Court understood both groups of plaintiffs to argue, as
relevant here, only that “the Acts as a whole constitute racial
gerrymanders.” Id., at 1287. It also understood the
Democratic Conference to argue that “Senate Districts 7, 11, 22,
and 26 constitute racial gerrymanders,” id., at 1288, but
held that the Democratic Conference lacked standing to bring
“any district-specific claims of racial gerrymandering,”
id., at 1292 (emphasis added). It then found for Alabama on
the merits.
The Court rightly concludes that our racial gerrymandering
jurisprudence does not allow for statewide claims. Ante, at
5–12. However, rather than holding appellants to the misguided
legal theory they presented to the District Court, it allows them
to take a mulligan, remanding the case with orders that the
District Court consider whether some (all?) of Alabama’s 35
majority-minority districts result from impermissible racial
gerrymandering. In doing this, the Court disregards the detailed
findings and thoroughly reasoned conclusions of the District
Court—in particular its determination, reached after watching the
development of the case from complaint to trial, that no appellant
proved (or even pleaded) district-specific claims with respect to
the majority-minority districts. Worse still, the Court ignores the
Democratic Conference’s express waiver of these claims before this
Court. It does this on the basis of a few stray comments,
cherry-picked from district-court filings that are more Rorschach
brief than Brandeis brief, in which the vague outline of what could
be district-specific racial-gerrymandering claims begins to take
shape only with the careful, post-hoc nudging of appellate
counsel.
Racial gerrymandering strikes at the heart of our democratic
process, undermining the electorate’s confidence in its government
as representative of a cohesive body politic in which all citizens
are equal before the law. It is therefore understandable, if not
excusable, that the Court balks at denying merits review simply
because appellants pursued a flawed litigation strategy. But
allowing appellants a second bite at the apple invites lower courts
similarly to depart from the premise that ours is an adversarial
system whenever they deem the stakes sufficiently high. Because I
do not believe that Article III empowers this Court to act as
standby counsel for sympathetic litigants, I dissent.
I. The Alabama Democratic Conference
The District Court concluded that the Democratic Conference
lacked standing to bring district-specific claims. It did so on the
basis of the Conference’s failure to present any evidence that it
had members who voted in the challenged districts, and because the
individual Conference plaintiffs did not claim to vote in them. 989
F. Supp. 2d, at 1292.
A voter has standing to bring a racial-gerrymandering claim only
if he votes in a gerrymandered district, or if specific evidence
demonstrates that he has suffered the special harms that attend
racial gerrymandering. United States v. Hays,515
U. S. 737–745 (1995). However, the Democratic Conference only
claimed to have “chapters and members in almost all counties
in the state.” Newton Plaintiffs’ Proposed Findings of Fact and
Conclusions of Law in No. 12–cv–691, Doc. 195–1, pp. 3–4
(Democratic Conference Post-Trial Brief) (emphasis added). Yet the
Court concludes that this fact, combined with the Conference’s
self-description as a “ ‘statewide political caucus’ ”
that endorses candidates for political office, “supports an
inference that the organization has members in all of the State’s
majority-minority districts, other things being equal.”
Ante, at 13. The Court provides no support for this theory
of jurisdiction by illogical inference, perhaps because this Court
has rejected other attempts to peddle more-likely-than-not
standing. See Summers v. Earth Island Institute,555
U. S. 488,497 (2009) (rejecting a test for organizational
standing that asks “whether, accepting [an] organization’s
self-description of the activities of its members, there is a
statistical probability that some of those members are threatened
with concrete injury”).
The inference to be drawn from the Conference’s statements cuts
in precisely the opposite direction. What is at issue here is not
just counties but voting districts within counties. If the
Conference has members in almost every county, then there
must be counties in which it does not have members; and we have no
basis for concluding (or inferring) that those counties do not
contain all of the majority-minority voting districts. Morever,
even in those counties in which the Conference does have members,
we have no basis for concluding (or inferring) that those members
vote in majority-minority districts. The Conference had plenty of
opportunities, including at trial, to demonstrate that this was the
case, and failed to do so. This failure lies with the Democratic
Conference, and the consequences should be borne by it, not by the
people of Alabama, who must now shoulder the expense of further
litigation and the uncertainty that attends a resuscitated
constitutional challenge to their legislative districts.
Incredibly, the Court thinks that “elementary principles of
procedural fairness” require giving the Democratic
Conference the opportunity to prove on appeal what it neglected to
prove at trial. Ante, at 14. It observes that the Conference
had no reason to believe it should provide such information because
“the State did not contest its membership in every
district,” and the opinion cites an affidavit lodged with this
Court providing a list of the Conference’s members in each
majority-minority district in Alabama. Ibid. I cannot
imagine why the absence of a state challenge would matter. Whether
or not there was such a challenge, it was the Conference’s
responsibility, as “[t]he party invoking federal jurisdiction,” to
establish standing. See Lujan v. Defenders of
Wildlife,504 U. S. 555,561 (1992). That responsibility was
enforceable, challenge or no, by the court: “The federal courts are
under an independent obligation to examine their own jurisdiction,
and standing ‘is perhaps the most important of [the jurisdictional]
doctrines.’ ” FW/PBS, Inc. v. Dallas,493
U. S. 215–231 (1990) (citations omitted). And because standing
is not a “mere pleading requiremen[t] but rather an indispensable
part of the plaintiff’s case, each element must be supported in the
same way as any other matter on which the plaintiff bears the
burden of proof, i.e., with the manner and degree of
evidence required at the successive stages of the litigation.”
Defenders of Wildlife, supra, at 561.
The Court points to Parents Involved in Community Schools
v. Seattle School Dist. No. 1,551 U. S. 701,718 (2007),
as support for its decision to sandbag Alabama with the Democratic
Conference’s out-of-time (indeed, out-of-court) lodging in this
Court. The circumstances in that case, however, are far afield. The
organization of parents in that case had established organizational
standing in the lower court by showing that it had members with
children who would be subject to the school district’s “integration
tiebreaker,” which was applied at ninth grade. Brief for
Respondents, O. T. 2006, No. 05–908, p. 16. By the time the
case reached this Court, however, the youngest of these children
had entered high school, and so would no longer be subject to the
challenged policy. Ibid. Accordingly, we accepted a lodging
that provided names of additional, younger children in order to
show that the organization had not lost standing as a result
of the long delay that often accompanies federal litigation. Here,
by contrast, the Democratic Conference’s lodging in the Supreme
Court is its first attempt to show that it has members in the
majority-minority districts. This is too little, too late.
But that is just the start. Even if the Democratic Conference
had standing to bring district-specific
racial-gerrymandering claims, there remains the question whether it
did bring them. Its complaint alleged three counts: (1)
Violation of §2 of the Voting Rights Act, (2) Racial gerrymandering
in violation of the Equal Protection Clause, and (3) §1983
violations of the Voting Rights Act and the Fourteenth and
Fifteenth Amendments. Complaint in No. 2:12–cv–1081, Doc. 1, pp.
17–18. The racial gerrymandering count alleged that “Alabama Acts
2012-602 and 2012-603 were drawn for the purpose and effect of
minimizing the opportunity of minority voters to participate
effectively in the political process,” and that this “racial
gerrymandering by Alabama Acts 2012-602 and 2012-603 violates the
rights of Plaintiffs.” Id., at 17. It made no reference to
specific districts that were racially gerrymandered; indeed, the
only particular jurisdictions mentioned anywhere in the
complaint were Senate District 11, Senate District 22, Madison
County Senate Districts, House District 73, and Jefferson and
Montgomery County House Districts. None of the Senate Districts is
majority-minority. Nor is House District 73. Jefferson County does,
admittedly, contain 8 of the 27 majority-minority House Districts
in Alabama, and Montgomery County contains another 4, making a
total of 12. But they also contain 14 majority-white House
Districts between them. In light of this, it is difficult to
understand the Court’s statement that appellants’ “evidence and
. . . arguments embody the claim that individual
majority-minority districts were racially gerrymandered.”
Ante, at 8.
That observation would, of course, make sense if the Democratic
Conference had developed such a claim in the course of discovery
and trial. But in its post-trial Proposed Findings of Fact and
Conclusions of Law, the Conference hewed to its original charge of
statewide racial gerrymandering—or, rather, it did so as much as it
reasonably could without actually proposing that the Court find
any racial gerrymandering, statewide or otherwise. Instead,
the Conference chose only to pursue claims that Alabama violated §2
of the Voting Rights Act under two theories. See Democratic
Conference Post-Trial Brief 91–103 (alleging a violation of the
results prong of Voting Rights Act §2) and 103–124 (alleging a
violation of the purpose prong of Voting Rights Act §2).
To be sure, the Conference employed language and presented
factual claims at various points in its 126-page post-trial brief
that are evocative of a claim of racial gerrymandering. But in
clinging to these stray comments to support its conclusion that the
Conference made district-specific racial-gerrymandering claims,
ante, at 9–10, the Court ignores the context in which these
comments appear—the context of a clear Voting Rights Act §2 claim.
Voting Rights Act claims and racial-gerrymandering claims share
some of the same elements. See League of United Latin American
Citizens v. Perry,548 U. S. 399,514 (2006) (Scalia,
J., concurring in judgment in part and dissenting in part). Thus,
allegations made in the course of arguing a §2 claim will often be
indistinguishable from allegations that would be made in support of
a racial-gerrymandering claim. The appearance of such allegations
in one of the Conference’s briefs might support reversal if this
case came to us on appeal from the District Court’s grant of a
motion to dismiss. See Johnson v. City of Shelby, 574
U. S. ___, ___ (2014) (per curiam) (slip op., at 1)
(noting that the Federal Rules of Civil Procedure “do not
countenance dismissal of a complaint for imperfect statement of the
legal theory supporting the claim as-serted”). But here the
District Court held a full trial be-fore concluding that the
Conference failed to make or prove any district-specific
racial-gerrymandering claims with respect to the majority-minority
districts. In this posture, and on this record, I cannot agree with
the Court that the Conference’s district-specific evidence, clearly
made in the course of arguing a §2 theory, should be read to give
rise to district-specific claims of racial gerrymandering with
respect to Alabama’s majority-minority districts.
The Court attempts to shift responsibility for the Democratic
Conference’s ill-fated statewide theory from the Conference to the
District Court, implying that it was the “legally erroneous”
analysis of the District Court, ante, at 12, rather than the
arguments made by the Conference, that conjured this “legal
unicorn,” ante, at 7, so that the Conference did not forfeit
the claims that the Court now attributes to it, ante, at 12.
I suspect this will come as a great surprise to the Conference.
Whatever may have been presented to the District Court, the
Conference un-equivocally stated in its opening brief: “Appellants
challenge Alabama’s race-based statewide redistricting policy,
not the design of any one particular election district.”
Brief for Appellants in No. 13–1138, p. 2 (emphasis added). It
drove the point home in its reply brief: “[I]f theCourt were to
apply a predominant-motive and narrow-tailoring analysis, that
analysis should be applied to the state’s policy, not to the
design of each particular district one-by-one.” Reply Brief in No.
11–1138, p. 7. How could anything be clearer? As the Court
observes, the Conference attempted to walk back this unqualified
description of its case at oral argument. Ante, at 11–12.
Its assertion that what it really meant to challenge was the
policy as applied to every district (not every
majority-minority district, mind you) is not “clarification,”
ante, at 12, but an entirely new argument—indeed, the same
argument it expressly disclaimed in its briefing. “We will not
revive a forfeited argument simply because the petitioner gestures
toward it in its reply brief.” Republic of Argentina v.
NML Capital, Ltd., 573 U. S. ___, ___, n. 2 (2014)
(slip op., at 5, n. 2); we certainly should not do so when the
issue is first presented at oral argument.
II. The Alabama Legislative Black Caucus
The Court does not bother to disentangle the independent claims
brought by the Black Caucus from those of the Democratic
Conference, but it strongly implies that both parties asserted
racial-gerrymandering claims with respect to Alabama’s 35
majority-minority districts. As we have described, the Democratic
Conference brought no such claims; and the Black Caucus’s filings
provide even weaker support for the Court’s conclusion.
The Black Caucus complaint contained three counts: (1) Violation
of One Person, One Vote, see Reynolds v. Sims,377
U. S. 533 (1964); (2) Dilution and Isolation of Black Voting
Strength in violation of §2 of the Voting Rights Act; and (3)
Partisan Gerrymandering. Complaint in No. 2:12–cv–691, Doc. 1, pp.
15–22. The failure to raise any racial-gerrymandering claim
was not a mere oversight or the consequence of inartful pleading.
Indeed, in its amended complaint the Black Caucus specifically
cited this Court’s leading racial-gerrymandering case for the
proposition that “traditional or neutral districting principles may
not be subordinated in a dominant fashion by either racial or
partisan interests absent a compelling state interest for doing
so.” Amended Complaint in No. 2:12–cv–691, Doc. 60, p. 23
(citing Shaw v. Reno,509 U. S. 630,642 (1993);
emphasis added). This quote appears in the first paragraph under
the “Partisan Gerrymandering” heading, and claims of subordination
to racial interests are notably absent from the Black Caucus
complaint.
Racial gerrymandering was not completely ignored, however. In a
brief introductory paragraph to the amended complaint, before
addressing jurisdiction and venue, the Black Caucus alleged that
“Acts 2012-602 and 2012-603 are racial gerrymanders that
unnecessarily minimize population deviations and violate the
whole-county provisions of the Alabama Constitution with both the
purpose and effect of minimizing black voting strength and
isolating from influence in the Alabama Legislature legislators
chosen by African Americans.” Amended Complaint, at 3. This was the
first and last mention of racial gerrymandering, and like the
Democratic Conference’s complaint, it focused exclusively on the
districting maps as a whole rather than individual districts.
Moreover, even this allegation appears primarily concerned with the
use of racially motivated districting as a means of violating one
person, one vote (by splitting counties), and §2 of the Voting
Rights Act (by minimizing and isolating black voters and
legislators).
To the extent the Black Caucus cited particular districts in the
body of its complaint, it did so only with respect to its
enumerated one-person, one-vote, Voting Rights Act, and
partisan-gerrymandering counts. See, e.g., id., at 13–14
(alleging that the “deviation restriction and disregard of the
‘whole county’ requirements . . . facilitated the
Republican majority’s efforts to gerrymander the district
boundaries in Acts 2012–602 and 2012–603 for partisan purposes. By
packing the majority-black House and Senate districts, the plans
remove reliable Democratic voters from adjacent majority-white
districts . . .”); id., at 36 (“The partisan
purpose of [one] gerrymander was to remove predominately black
Madison County precincts to SD 1, avoiding a potential crossover
district”); id., at 44–45 (asserting that “splitting
Jefferson County among 11 House and Senate districts” and
“increasing the size of its local legislative delegation and the
number of other counties whose residents elect members” of the
delegation “dilut[es] the votes of Jefferson County residents” by
diminishing their ability to control county-level legislation in
the state legislature). And even these claims were made with a
statewide scope in mind. Id., at 55 (“Viewed in their
entirety, the plans in Acts 2012-602 and 2012-603 have the purpose
and effect of minimizing the opportunities for black and white
voters who support the Democratic Party to elect candidates of
their choice”).
Here again, discovery and trial failed to produce any clear
claims with respect to the majority-minority districts. In a
curious inversion of the Democratic Conference’s practice of
pleading racial gerrymandering and then effectively abandoning the
claims, the Black Caucus, which failed to plead racial
gerrymandering, did clearly advance the theory after the trial. See
Alabama Legislative Black Caucus Plaintiffs’ Post-Trial Proposed
Findings of Fact and Conclusions of Law in No. 2:12–cv–691, Doc.
194, pp. 48–51 (Black Caucus Post-Trial Brief). The Black Caucus
asserted racial-gerrymandering claims in its post-trial brief, but
they all had a clear statewide scope. It charged that Alabama
“started their line drawing with the majority-black districts” so
as to maximize the size of their black majorities, which “impacted
the drawing of majority-white districts in nearly every part of the
state.” Id., at 48–49. “[R]ace was the predominant factor in
drafting both plans,” id., at 49, which “drove nearly every
districting decision,” “dilut[ing] the influence of black voters in
the majority-white districts,” id., at 50.
The Black Caucus did present district-specific evidence in the
course of developing its other legal theories. Al-though this
included evidence that Alabama manipulated the racial composition
of certain majority-minority districts, it also included evidence
that Alabama manipulated racial distributions with respect to the
districting maps as a whole, id., at 6 (“Maintaining the
same high black percentages had a predominant impact on the entire
plan”), and with respect to majority-white districts, id.,
at 10–11 (“Asked why [majority-white] SD 11 was drawn in a
semi-donut-shape that splits St. Clair, Talladega, and Shelby
Counties, Sen. Dial blamed that also on the need to preserve the
black majorities in Jefferson County Senate districts”), and 43–44
(“Sen. Irons’ quick, ‘primative’ [sic] analysis of the new
[majority-white] SD 1 convinced her that it was designed to ‘shed’
the minority population of Sen. Sanford’s [majority-white] SD 7 to
SD 1” in order to “crack a minority influence district”). The Black
Caucus was attacking the legislative districts from every angle.
Nothing gives rise to an inference that it ever homed in on
majority-minority districts—or, for that matter, any particular set
of districts. Indeed, the fair reading of the Black Caucus’s
filings is that it was presenting illustrative evidence in
particular districts—majority-minority, minority-influence, and
majority-white—in an effort to make out a claim of statewide racial
gerrymandering. The fact that the Court now concludes that this is
not a valid legal theory does not justify its repackaging the
claims for a second round of litigation.
III. Conclusion
Frankly, I do not know what to make of appellants’ arguments.
They are pleaded with such opacity that, squinting hard enough, one
can find them to contain just about anything. This, the Court
believes, justifies demanding that the District Court go back and
squint harder, so that it may divine some new means of
construingthe filings. This disposition is based, it seems, on the
implicit premise that plaintiffs only plead legally correct
theories. That is a silly premise. We should not reward the
practice of litigation by obfuscation, especially when we are
dealing with a well-established legal claim that numerous
plaintiffs have successfully brought in the past. See, e.g.,
Amended Complaint and Motion for Preliminary and Permanent
Injunction in Cromartie v. Hunt, No. 4:96–cv–104
(EDNC), Doc. 21, p. 9 (“Under the March 1997 redistricting
plan, the Twelfth District and First District have boundaries which
were drawn pursuant to a predominantly racial motivation,” which
were “the fruit of [earlier] racially gerrymandered plans”). Even
the complaint in Shaw, which established a cause of action
for racial gerrymandering, displayed greater lucidity than
appellants’, alleging that defendants “creat[ed] two amorphous
districts which embody a scheme for segregation of voters by race
in order to meet a racial quota” “totally unrelated to
considerations of compactness, contiguous, and geographic or
jurisdictional communities of interest.” Complaint and Motion for
Preliminary and Permanent Injunction and for Temporary Restraining
Order in Shaw v. Barr, No. 5:92–cv–202 (EDNC), Doc.
1, pp. 11–12.
The Court seems to acknowledge that appellants never focused
their racial-gerrymandering claims on Alabama’s majority-minority
districts. While remanding to consider whether the
majority-minority districts were racially gerrymandered, it admits
that plaintiffs “basically claim that the State, in adding so many
new minority voters to majority-minority districts (and to
others), went too far.” Ante, at 3 (emphasis added). It
further concedes that appellants “relied heavily upon statewide
evidence,” and that they “also sought to prove that the use of race
to draw the boundaries of the majority-minority districts affected
the boundaries of other districts as well.” Ante, at 10.
The only reason I see for the Court’s selection of the
majority-minority districts as the relevant set of districts for
the District Court to consider on remand is that this was the set
chosen by appellants after losing on the claim they actually
presented in the District Court. By playing along with appellants’
choose-your-own-adventure style of litigation, willingly turning
back the page every time a strategic decision leads to a dead-end,
the Court discourages careful litigation and punishes defendants
who are denied both notice and repose. The consequences of this
unprincipled decision will reverberate far beyond the narrow
circumstances presented in this case.
Accordingly, I dissent.
SUPREME COURT OF THE UNITED STATES
_________________
Nos. 13–895 and 13–1138
_________________
ALABAMA LEGISLATIVE BLACK CAUCUS, et al., APPELLANTS
13–895
v.
ALABAMA et al.
ALABAMA DEMOCRATIC CONFERENCE, et al., APPELLANTS
13–1138
v.
ALABAMA et al.
on appeals from the united states district court for the middle
district of alabama
[March 25, 2015]
Justice Thomas, dissenting.
“[F]ew devices could be better designed to exacerbate racial
tensions than the consciously segregated districting system
currently being constructed in the name of the Voting Rights Act.”
Holder v.
Hall,512 U. S. 874,907 (1994) (Thomas,
J., concurring in judgment). These consolidated cases are yet
another installment in the “disastrous misadventure” of this
Court’s voting rights jurisprudence.
Id., at 893. We have
somehow arrived at a place where the parties agree that Alabama’s
legislative districts should be fine-tuned to achieve some
“optimal” result with respect to black voting power; the only
dis-agreement is about what
percentage of blacks should be
placed in those optimized districts. This is nothing more than a
fight over the “best” racial quota.
I join Justice Scalia’s dissent. I write only to point out that,
as this case painfully illustrates, our jurisprudence in this area
continues to be infected with error.
I
The Alabama Legislature faced a difficult situation in its 2010
redistricting efforts. It began with racially segregated district
maps that were inherited from previous decades. The maps produced
by the 2001 redistricting contained 27 majority-black House
districts and 8 majority-black Senate districts—both at the time
they weredrawn, App. to Juris. Statement 47–48, and at the time of
the 2010 Census, App. 103–108. Many of these majority-black
districts were over 70% black when they were drawn in 2001, and
even more were over 60% black. App. to Juris. Statement 47–48. Even
after the 2010 Census, the population remained above 60% black in
the majority of districts. App. 103–108.
Under the 2006 amendments to §5 of the Voting Rights Act of
1965, Alabama was also under a federal command to avoid drawing new
districts that would “have the effect of diminishing the ability”
of black voters “to elect their preferred candidates of choice.”52
U. S. C. §10304(b). To comply with §5, the legislature
adopted a policy of maintaining the same percentage of black voters
within each of those districts as existed in the 2001 plans. See
ante, at 16. This, the districting committee thought, would
preserve the ability of black voters to elect the same number of
preferred candidates. App. to Juris. Statement 174–175. The
Department of Justice (DOJ) apparently agreed. Acting under its
authority to administer §5 of the Voting Rights Act, the DOJ
precleared Alabama’s plans.[
1]
Id.,at
9.
Appellants—including the Alabama Legislative Black Caucus and
the Alabama Democratic Conference—saw matters differently. They
sued Alabama, and on appeal they argue that the State’s
redistricting plans are racially gerrymandered because many
districts are highly packed with black voters. According to
appellants, black voters would have more voting power if they were
spread over more districts rather than concentrated in the same
number of districts as in previous decades. The DOJ has entered the
fray in support of appellants, arguing that the State’s
redistricting maps fail strict scrutiny because the State focused
too heavily on a single racial characteristic—the number of black
voters in majority-minority districts—which potentially resulted in
impermissible packing of black voters.
Like the DOJ, today’s majority sides with appellants, faulting
Alabama for choosing the wrong percentage of blacks in the State’s
majority-black districts, or at least for arriving at that
percentage using the wrong reasoning. In doing so, the Court—along
with appellants and the DOJ—exacerbates a problem many years in the
making. It seems fitting, then, to trace that history here. The
practice of creating highly packed—“safe”—majority-minority
districts is the product of our erroneous jurisprudence, which
created a system that forces States to segregate voters into
districts based on the color of their skin. Alabama’s current
legislative districts have their genesis in the “max-black” policy
that the DOJ itself applied to §5 throughout the 1990’s and early
2000’s. The 2006 amendments to §5 then effectively locked in place
Alabama’s max-black districts that were established during the
1990’s and 2000’s. These three problems—a jurisprudence requiring
segregated districts, the distortion created by the DOJ’s max-black
policy, and the ossifying effects of the 2006 amendments—are the
primary culprits in this case, not Alabama’s redistricting policy.
Nor does this Court have clean hands.
II
This Court created the current system of race-based
redistricting by adopting expansive readings of §2 and §5 of the
Voting Rights Act. Both §2 and §5 prohibit States from implementing
voting laws that “den[y] or abridg[e] the right to vote on account
of race or color.” §§10304(a), 10301(a). But both provisions extend
to only certain types of voting laws: any “voting qualification or
prerequisite to voting, or standard, practice, or procedure.”
Ibid. As I have previously explained, the terms
“ ‘standard, practice, or procedure’ . . . refer
only to practices that affect minor-ity citizens’ access to the
ballot,” such as literacy tests.
Holder, 512 U. S. at
914 (opinion concurring in judgment). They do not apply to
“[d]istricting systems and electoral mechanisms that may affect the
‘weight’ given to a ballot duly cast and counted.”
Ibid. Yet
this Court has adopted far-reaching interpretations of both
provisions, holding that they encompass legislative redistricting
and other actions that might “dilute” the strength of minority
votes. See generally
Thornburg v.
Gingles,478
U. S. 30 (1986) (§2 “vote dilution” challenge to legislative
districting plan); see also
Allen v.
State Bd. of
Elections,393 U. S. 544–587 (1969) (Harlan, J., concurring
in part and dissenting in part).
The Court’s interpretation of §2 and §5 have resulted in
challenge after challenge to the drawing of voting districts. See,
e.g., Bartlett v.
Strickland,556 U. S. 1 (2009);
League of United Latin American Citizens v.
Perry,548
U. S. 399 (2006);
Georgia v.
Ashcroft,539
U. S. 461 (2003);
Reno v.
Bossier Parish School
Bd.,528 U. S. 320 (2000) (
Bossier II );
Hunt v.
Cromartie,526 U. S. 541 (1999);
Reno v.
Bossier Parish School Bd.,520 U. S. 471
(1997) (
Bossier I );
Bush v.
Vera,517
U. S. 952 (1996);
Shaw v.
Hunt,517 U. S.
899 (1996) (
Shaw II );
Miller v.
Johnson,515 U. S. 900 (1995);
United States v.
Hays,515 U. S. 737 (1995);
Holder,
supra;
Johnson v.
De Grandy,512 U. S. 997 (1994);
Growe v.
Emison,507 U. S. 25 (1993);
Shaw
v.
Reno,509 U. S. 630 (1993) (
Shaw I );
Voinovich v.
Quilter,507 U. S. 146 (1993).
The consequences have been as predictable and as they are
unfortunate. In pursuing “undiluted” or maximized minority voting
power, “we have devised a remedial mechanism that encourages
federal courts to segregate voters into racially designated
districts to ensure minority electoral success.”
Holder,
supra, at 892 (Thomas, J., concurring in judgment). Section
5, the provision at issue here, has been applied to require States
that redistrict to maintain the number of pre-existing
majority-minority districts, in which minority voters make up a
large enough portion of the population to be able to elect their
candidate of choice. See,
e.g., Miller,
supra, at
923–927 (rejecting the DOJ’s policy of requiring States to increase
the number of majority-black districts because maintaining the same
number of majority-black districts would not violate §5).
In order to maintain these “racially ‘safe burroughs,’ ”
States or courts must perpetually “divid[e] the country into
electoral districts along racial lines—an enterprise of segregating
the races into political homelands.”
Holder,
supra,
at 905 (opinion of Thomas, J.) (internal quotation marks omitted).
The assumptions underlying this practice of creating and
maintaining “safe minority districts”—“that members of [a] racial
group must think alike and that their interests are so distinct
that they must be provided a separate body of
representatives”—remain “repugnant to any nation that strives for
the ideal of a color-blind Constitution.”
Id., at 905–906.
And, as predicted, the States’ compliance efforts have “embroil[ed]
the courts in a lengthy process of attempting to undo, or at least
to minimize, the damage wrought by the system we created.”
Id., at 905
. It is this fateful system that has
produced these cases.
III
A
In tandem with our flawed jurisprudence, the DOJ has played a
significant role in creating Alabama’s current redistricting
problem. It did so by enforcing §5 in a manner that required
States, including Alabama, to create supermajority-black voting
districts or face denial ofpre-clearance.
The details of this so-called “max-black” policy were
highlighted in federal court during Georgia’s 1991 congressional
redistricting. See
Johnson v.
Miller, 864
F. Supp. 1354, 1360–1361 (SD Ga. 1994). On behalf of the Black
Caucus of the Georgia General Assembly, the American Civil
Liberties Union (ACLU) submitted a redistricting proposal to the
Georgia Legislature that became known as the “max-black plan.”
Id., at 1360. The ACLU’s map created two new “black”
districts and “further maximized black voting strength by pushing
the percentage of black voters within its majority-black districts
as high as possible.”
Id., at 1361 (internal quotation marks
omitted).
The DOJ denied several of Georgia’s proposals on the ground that
they did not include enough majority-black districts.
Id.,
at 1366. The plan it finally approved was substantially similar to
the ACLU’s max-black proposal,
id., at 1364–1366, creating
three majority-black districts, with total black populations of
56.63%, 62.27%, and 64.07%,
id., at 1366, and n.
12.[
2]
Georgia was not the only State subject to the DOJ’s maximization
policy. North Carolina, for example, submitted a congressional
redistricting plan after the 1990 Census, but the DOJ rejected it
because it did not create a new majority-minority district, and
thus “appear[ed] to minimize minority voting strength.”
Shaw
v.
Barr, 808 F. Supp. 461, 463–464 (EDNC 1992) (quoting
Letter from John R. Dunne, Assistant Attorney General of
N. C., Civil Rights Div., to Tiare B. Smiley, Special Deputy
Attorney General of N. C. 4 (Dec. 18, 1991)). The DOJ likewise
pressured Louisiana to create a new majority-black district when
the State sought approval of its congressional redistricting plan
following the 1990 Census. See
Hays v.
Louisiana, 839
F. Supp. 1188, 1190 (WD La. 1993), va-cated on other grounds
by
Louisiana v.
Hays,512 U. S. 1230 (1994).
Although we eventually rejected the DOJ’s max-black policy, see
Miller,
supra, at 924–927, much damage to the States’
congressional and legislative district maps had already been done.
In those States that had enacted districting plans in accordance
with the DOJ’s max-black policy, the prohibition on retrogression
under §5 meant that the legislatures were effectively required to
maintain those max-black plans during any subsequent redistricting.
That is what happened in Alabama.
B
Alabama’s 2010 redistricting plans were modeled after
max-black-inspired plans that the State put in place in the 1990’s
under the DOJ’s max-black policy. See generally
Kelley v.
Bennett, 96 F. Supp. 2d 1301 (MD Ala. 2000), vacated on
other grounds by
Sinkfield v.
Kelley,531 U. S.
28 (2000) (
per curiam).
Following the 1990 Census, the Alabama Legislature began
redrawing its state legislative districts. After several proposals
failed in the legislature, a group of plaintiffs sued, and the
State entered into a consent decree agreeing to use the
“Reed-Buskey” plan. 96 F. Supp. 2d, at 1309. The primary
designer of this plan was Dr. Joe Reed, the current chairman of
appellant Alabama Democratic Conference. According to Dr. Reed, the
previous plan from the 1980’s was not “fair” because it did not
achieve the number of “black-preferred” representatives that was
proportionate to the percentage of blacks in the population.
Id., at 1310. And because of the DOJ’s max-black policy, “it
was widely assumed that a state could (and, according to DOJ, had
to) draw district lines with the primary intent of maximizing
election of black officials.”
Id., at 1310, n. 14. “Dr.
Reed thus set out to maximize the number of black representatives
and senators elected to the legislature by maximizing the number of
black-majority districts.”
Id., at 1310
. Illustrating
this strategy, Alabama’s letter to the DOJ seeking preclearance of
the Reed-Buskey plan “emphasize[d] the Plan’s deliberate creation
of enough majority-black districts to assure nearly proportional
representation in the legislature,”
ibid., n. 14 and
boasted that the plan had created four new majority-black districts
and two additional majority-black Senate districts.
Ibid.
Dr. Reed populated these districts with a percentage of black
residents that achieved an optimal middle ground—a “happy
medium”—between too many and too few.
Id., at 1311.
Twenty-three of the twenty-seven majority-black House districts
were between 60% and 70% black under Reed’s plan,
id., at
1311, and Senate District 26—one of the districts at issue
today—was pushed from 65% to 70% black.
Id., at
1315.[
3] A District Court struck down several
districts created in the Reed-Buskey plan as unconstitutionally
based on race.
Id., at 1324. This Court reversed, however,
holding that the plaintiffs lacked standing because they did not
live in the gerrymandered districts.
Sinkfield,
supra, at 30–31.
The Reed-Buskey plan thus went into effect and provided the
template for the State’s next redistricting efforts in 2001. See
Montiel v.
Davis, 215 F. Supp. 2d 1279, 1282 (SD
Ala. 2002). The 2001 maps maintained the same number of
majority-black districts as the Reed-Buskey plan had created: 27
House districts and 8 Senate districts.
Ibid. And “to
maintain the same relative percentages of black voters in those
districts,” the legislature “redrew the districts by shifting more
black voters into the majority-black districts.” App. to Juris.
Statement 4. The State’s letters requesting preclearance of the
2001 plans boasted that the maps maintained the same number of
majority-black districts and the same (or higher) percentages of
black voters within those districts, other than “slight reductions”
that were “necessary to satisfy other legitimate, nondiscriminatory
redistricting considerations.” Letter from William H. Pryor,
Alabama Attorney General, to Voting Section Chief, Civil Rights
Division, Department of Justice 6–7 (Aug. 14, 2001) (Senate
districts); Letter from William H. Pryor, Alabama Attorney General,
to Voting Section Chief, Civil Rights Division, Department of
Justice 7, 9 (Sept. 4, 2001) (Housedistricts).
Section 5 tied the State to those districts: Under this Court’s
§5 precedents, States are prohibited from enacting a redistricting
plan that “would lead to a retrogression in the position of racial
minorities.”
Beer v.
United States,425 U. S.
130,141 (1976). In other words, the State could not retrogress from
the previous plan if it wished to comply with §5.
IV
Alabama’s quandary as it attempted to redraw its legislative
districts after 2010 was exacerbated by the 2006 amendments to §5.
Those amendments created an inflexible definition of
“retrogression” that Alabama understandably took as requiring it to
maintain the same percentages of minority voters in
majority-minority districts. The amendments thus provide the last
piece of the puzzle that explains why the State sought to maintain
the same percentages of blacks in each majority-black district.
Congress passed the 2006 amendments in response to our attempt
to define “retrogression” in
Georgia v.
Ashcroft,539
U. S. 461. Prior to that decision, practically any
reapportionment change could “be deemed ‘retrogressive’ under our
vote dilution jurisprudence by a court inclined to find it so.”
Bossier I, 520 U. S., at 490–491 (Thomas, J.,
concurring). “[A] court could strike down
any
reapportionment plan, either because it did not include enough
majority-minority districts or because it did (and thereby diluted
the minority vote in the remaining districts).”
Id., at
491
. Our §5 jurisprudence thus “inevitably force[d] the
courts to make political judgments regarding which type of
apportionment best serves supposed minority interests—judgments
courts are ill equipped to make.”
Id., at 492
.
We tried to pull the courts and the DOJ away from making these
sorts of judgments in
Georgia v.
Ashcroft,
supra. Insofar as §5 applies to the drawing of voting
districts, we held that a District Court had wrongly re-jected
Georgia’s reapportionment plan, and we adopted a retrogression
standard that gave States flexibility in determining the percentage
of black voters in each district.
Id., at 479–481. As we
explained, “a State may choose to create a certain number of ‘safe’
districts, in which it is highly likely that minority voters will
be able to elect the candidate of their choice.”
Id., at
480. Alternatively, “a State may choose to create a greater number
of districts in which it is likely—although perhaps not quite as
likely as under the benchmark plan—that minority voters will be
able to elect candidates of their choice.”
Ibid. We noted
that “spreading out minority voters over a greater number of
districts creates more districts in which minority voters may have
the opportunity to elect a candidate of their choice,” even if
success is not guaranteed, and even if it diminished the chance of
electing a representative in some districts.
Id., at 481.
Thus, States would be permitted to make judgments about how best to
prevent retrogression in a minority group’s voting power, including
assessing the range of appropriate minority population percentages
within each district.
Id., at 480–481.
In response, Congress amended §5 and effectively overruled
Georgia v.
Ashcroft. See120Stat.577. The 2006
amendments added subsection (b), which provides:
“Any voting qualification or prerequisite to voting, or
standard, practice or procedure with respect to voting that has the
purpose or will have the effect of diminishing the ability of any
citizens of the United States on account of race or color
. . . to elect their preferred candidates of choice
denies or abridges the right to vote within the meaning of
. . . this section.”52 U. S. C. §10304(b). See
§5,120Stat.577.
Thus, any change that has the effect of “diminishing the
ability” of a minority group to “elect their preferred candidate of
choice” is retrogressive.
Some were rightly worried that the 2006 amendments would impose
too much inflexibility on the States as they sought to comply with
§5. Richard Pildes, who argued on behalf of the Alabama Democratic
Conference in these cases, testified in congressional hearings on
the 2006 amendments. He explained that
Georgia v.
Ashcroft “recognizes room . . . for some modest
flexibility in Section 5,” and warned that if “Congress overturns
Georgia v.
Ashcroft, it will make even this limited
amount of flexibility illegal.” Hearing on the Continuing Need for
Section 5 Pre-Clearance before the Senate Committee on the
Judiciary, 109th Congress, 2d Sess., pp. 11–12 (2006). Pildes also
observed that the proposed standard of “no ‘diminished ability to
elect’ . . . has a rigidity and a mechanical quality that
can lock into place minority districts in the south at populations
that do not serve minority voters’ interests.”
Id., at 12.
Although this testimony saysnothing about how §5 ought to be
interpreted, it tells us that the Alabama Democratic Conference’s
own attorney believes that the State was subject to a “rigi[d]”
and“mechanical” standard in determining the number ofblack voters
that must be maintained in a majority-black district.
V
All of this history explains Alabama’s circumstances when it
attempted to redistrict after the 2010 Census. The legislature
began with the max-black district maps that it inherited from the
days of Reed-Buskey. Using these inherited maps, combined with
population data from the 2010 Census, many of the State’s
majority-black House and Senate districts were between 60% and 70%
black, and some were over 70%. App. to Juris. Statement 103–108.
And the State was prohibited from drawing new districts that would
“have the effect of diminishing the ability” of blacks “to elect
their preferred candidates of choice.” §10304(b). The legislature
thus adopted a policy of maintaining the same number of
majority-black districts and roughly the same percentage of blacks
within each of those districts. See
ante, at 16.
The majority faults the State for taking this approach. I do not
pretend that Alabama is blameless when it comes to its sordid
history of racial politics. But, today the State is not the one
that is culpable. Its redistricting effort was indeed tainted, but
it was tainted by our voting rights jurisprudence and the uses to
which the Voting Rights Act has been put. Long ago, the DOJ and
special-interest groups like the ACLU hijacked the Act, and they
have been using it ever since to achieve their vision of maximized
black electoral strength, often at the expense of the voters they
purport to help. States covered by §5 have been whipsawed, first
required to create “safe” majority-black districts, then told not
to “diminis[h]” the ability to elect, and now told they have been
too rigid in preventing any “diminishing” of the ability to elect.
Ante, at 17–18.
Worse, the majority’s solution to the appellants’ gerrymandering
claims requires States to analyze race even
more
exhaustively, not less, by accounting for black voter registration
and turnout statistics.
Ante, at 18–19. The majority’s
command to analyze black voting patterns en route to adopting the
“correct” racial quota does nothing to ease the conflict between
our color-blind Constitution and the “consciously segregated
districting system” the Court has required in the name of equality.
Holder, 512 U. S., at 907. Although I dissent today on
procedural grounds, I also continue to disagree with the Court’s
misguided and damaging jurisprudence.