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SUPREME COURT OF THE UNITED STATES
_________________
No. 12–930
_________________
LORI SCIALABBA, ACTING DIRECTOR, UNITEDSTATES
CITIZENSHIP AND IMMIGRATION SERVICES, et al., PETITIONERS v.
ROSA-LINA CUELLAR DE OSORIO et al.
on writ of certiorari to the united states
court of appeals for the ninth circuit
[June 9, 2014]
Justice Kagan
announced the judgment of the Court and delivered an opinion, in
which Justice Kennedy and Justice Ginsburg join.
Under the Immigration
and Nationality Act, 8 U. S. C. §1101 et seq., citizens
and lawful permanent residents (LPRs) of the United States may
petition for certain fam-ily members—spouses, siblings, and
children of various ages—to obtain immigrant visas. Such a
sponsored individual is known as the petition’s principal
beneficiary. In turn, any principal beneficiary’s minor
child—meaning an unmarried child under the age of 21—qualifies as a
derivative beneficiary, “entitled to the same [immigration] status”
and “order of consideration” as his parent. §1153(d). Accordingly,
when a visa becomes available to the petition’s principal
beneficiary, one also becomes available to her minor child.
But what happens if,
sometime after the relevant petition was filed, a minor child
(whether a principal or a derivative beneficiary) has turned 21—or,
in immigration lingo, has “aged out”? The immigration process may
take years or even decades to complete, due in part to bureaucratic
delays associated with reviewing immigration documents and in
(still greater) part to long queues for the limited number of visas
available each year. So someone who was a youngster at the start of
the process may be an adult at the end, and no longer qualify for
an immigration status given to minors. The Child Status Protection
Act (CSPA), 116Stat. 927, ensures that the time Government
officials have spent processing immigration papers will not count
against the beneficiary in assessing his status. See 8
U. S. C. §1153(h)(1). But even with that provision, the
beneficiary may age out solely because of the time he spent waiting
in line for a visa to become available.
The question presented
in this case is whether the CSPA grants a remedy to all aliens who
have thus outpaced the immigration process—that is, all aliens who
counted as child beneficiaries when a sponsoring petition was
filed, but no longer do so (even after excluding administrative
delays) by the time they reach the front of the visa queue. The
Board of Immigration Appeals (BIA or Board) said no. It interpreted
the CSPA as providing relief to only a subset of that
group—specifically, those aged-out aliens who qualified or could
have qualified as principal beneficiaries of a visa petition,
rather than only as derivative beneficiaries piggy-backing on a
parent. We now uphold the Board’s determination as a permissible
construction of the statute.
I
A
An alien needs an
immigrant visa to enter and permanently reside in the United
States. See §1181(a).[
1] To
obtain that highly sought-after document, the alien must fall
within one of a limited number of immigration cate-gories. See
§§1151(a)–(b). The most favored is for the “immediate relatives” of
U. S. citizens—their parents, spouses, and unmarried children under
the age of 21.See §§1151(b)(2)(A)(i), 1101(b)(1). Five other
categories—crucial to this case, and often denominated “preference”
categories—are for “family-sponsored immigrants,” who include more
distant or independent relatives of U. S. citizens, and
certain close relatives of LPRs.[
2] Specifically, those family preference categories
are:
F1: the unmarried,
adult (21 or over) sons and daughters of U. S. citizens;
F2A: the spouses and
unmarried, minor (under 21) children of LPRs;
F2B: the unmarried,
adult (21 or over) sons and daughters of LPRs;
F3: the married sons
and daughters of U. S. citizens;
F4: the brothers and
sisters of U. S. citizens. §§1151(a)(1), 1153(a)(1)–(4).[
3]
(A word to the wise: Dog-ear this page for easy
reference, because these categories crop up regularly throughout
this opinion.)
The road to obtaining
any family-based immigrant visa begins when a sponsoring U. S.
citizen or LPR files a petition on behalf of a foreign relative,
termed the principal beneficiary. See §§1154(a)(1)(A)(i),
(a)(1)(B)(i)(I), (b); 8 CFR §204.1(a)(1) (2014). The sponsor
(otherwise knownas the petitioner—we use the words interchangeably)
must provide U. S. Citizenship and Immigration Services
(USCIS) with evidence showing, among other things, that she has the
necessary familial relationship with thebeneficiary, see
§§204.2(a)(2), (d)(2), (g)(2), and that she has not committed any
conduct disqualifying her from sponsoring an alien for a visa, see,
e.g., 8 U. S. C. §1154(a)(1)(B)(i)(II) (barring an LPR
from submitting a petition if she has committed certain offenses
against minors). USCIS thereafter reviews the petition, and
approves it if found to meet all requirements. See §1154(b).
For a family preference
beneficiary, that approval results not in getting a visa then and
there, but only in getting a place in line. (The case is different
for “immediate relatives” of U. S. citizens, who can apply for
and receive a visa as soon as a sponsoring petition is approved.)
The law caps the number of visas issued each year in the five
family preference categories, see §§1151(c)(1), 1152,
1153(a)(1)–(4), and demand regularly exceeds the supply. As a
consequence, the principal beneficiary of an approved petition is
placed in a queue with others in her category (F1, F2A, or what
have you) in order of “priority date”—that is, the date a petition
was filed with USCIS. See §1153(e)(1); 8 CFR §204.1(b); 22 CFR
42.53(a) (2013). Every month, the Department of State sets a
cut-off date for each family preference category, indicating that
visas (sometimes referred to by “visanumbers”) are available for
beneficiaries with priority dates earlier than the cut-off. See 8
CFR §245.1(g)(1); 22 CFR §42.51(b). The system is thus first-come,
first-served within each preference category, with visas becoming
available in order of priority date.
Such a date may benefit
not only the principal beneficiary of a family preference petition,
but also her spouse and minor children. Those persons, labeled the
petition’s “derivative beneficiar[ies],” are “entitled to the same
status, and the same order of consideration” as the principal. 8
U. S. C. §§1153(d), (h). Accordingly, when a visa becomes
available for the principal, one becomes available for her spouse
and minor children too. And that is so even when (as is usually but
not always the case) the spouse and children would not qualify for
any family preference category on their own. For example, the child
of an F4 petition’s principal beneficiary is the niece or nephew of
a U. S. citizen, and federal immigration law does not
recognize that relationship. Nonetheless, the child can piggy-back
on his qualifying parent in seeking an immigrant visa—although, as
will be further discussed, he may not immigrate without her. See 22
CFR §40.1(a)(2); infra, at 6, 20–21, 31–32.
Once visas become
available, the principal and any derivative beneficiaries must
separately file visa applications. See 8 U. S. C.
§1202(a). Such an application requires an alien to demonstrate in
various ways her ad-missibility to the United States. See, e.g.,
§1182(a)(1)(A) (alien may not have serious health problems);
§1182(a)(2)(A) (alien may not have been convicted of certain
crimes); §1182(a)(3)(B) (alien may not have engaged in terrorist
activity). Notably, one necessary showing involves the U. S.
citizen or LPR who filed the initial petition: To mitigate any
possibility of becoming a “public charge,” the visa applicant
(whether a principal or de-rivative beneficiary) must append an
“affidavit of sup-port” executed by that sponsoring individual.
§§1182(a)(4)(C)(ii), 1183a(a)(1). Such an affidavit legally commits
the sponsor to support the alien, usually for at least 10 years,
with an annual income “not less than125% of the federal poverty
line.” §1183a(a)(1)(A); see §§1183a(a)(2)–(3).
After the beneficiaries
have filed their applications, a consular official reviews the
documents and, if everything is in order, schedules in-person
interviews. See §1202(h). The interviews for a principal and her
children (or spouse) usually occur back-to-back, although those for
the children may also come later.[
4] The consular official will determine first whether the
principal should receive a visa; if (but only if ) the answer
is yes, the official will then consider the derivatives’
applications. See 22 CFR §§40.1(a)(2), 42.62, 42.81(a). Provided
all goes well, everyone exits the consulate with visas in hand—but
that still does not make them LPRs. See 8 U. S. C.
§1154(e). Each approved alien must then travel to the United States
within a set time, undergo inspection, and confirm her
admissibility. See §§1201(c), 1222, 1225(a)–(b). Once again, a
derivative’s fate is tied to the principal’s: If the principal
cannot enter the country, neither can her children (or spouse). See
§1153(d); 22 CFR §40.1(a)(2). When, but only when, an alien with an
immigrant visa is approved at the border does she finally become an
LPR.[
5]
B
All of this takes
time—and often a lot of it. At the front end, many months may go by
before USCIS approves the initial sponsoring petition.[
6] On the back end, several additional
months may elapse while a consular official considers the alien’s
visa application and schedules an interview.[
7] And the middle is the worst. After a sponsoring
petition is approved but before a visa application can be filed, a
family-sponsored immigrant may stand in line for years—or even
decades—just waiting for an immigrant visa to become available.
See, e.g., Dept. of State, Bureau of Consular Affairs, 9 Visa
Bulletin, Immigrant Numbers for December 2013 (Nov. 8, 2013).
And as the years tick
by, young people grow up, and thereby endanger their immigration
status. Remember that not all offspring, but only those under the
age of 21 can qualify as an “immediate relative” of a U. S.
citizen, or as the principal beneficiary of an LPR’s F2A petition,
or (most crucially here) as the derivative beneficiary of any
family preference petition. See supra, at 3, 5. So an alien
eligible to immigrate at the start of the process (when a sponsor
files a petition) might not be so at the end (when an immigration
official reviews his documents for admission). He may have “aged
out” of his original immigration status by the simple passage of
time.
In 2002, Congress
enacted the Child Status Protection Act (CSPA), 116Stat. 927, to
address the treatment of those once-but-no-longer-minor aliens. One
section of the Act neatly eliminates the “aging out” problem for
the offspring of U. S. citizens seeking to immigrate as
“immediate relatives.” Under that provision, the “determination of
whether [such] an alien satisfies the [immigration law’s] age
requirement . . . shall be made using [his] age” on the
date the initial petition was filed. 8 U. S. C.
§1151(f )(1). The section thus halts the flow of time for that
group of would-be immigrants: If an alien was young when a
U. S. citizen sponsored his entry, then Peter Pan-like, he
remains young throughout the immigration process.
A different scheme—and
one not nearly so limpid—applies to the offspring of LPRs and
aliens who initially qualified as either principal beneficiaries of
F2A petitions or derivative beneficiaries of any kind of family
preference petition. Section 3 of the CSPA, now codified at 8
U. S. C. §1153(h), contains three interlinked paragraphs
that mitigate the “aging out” problem for those prospective
immigrants. The first two are complex but, with some perseverance,
comprehensible. The third—the key provision here—is through and
through perplexing.[
8]
The first paragraph,
§1153(h)(1), contains a formula for calculating the age of an alien
“[f ]or purposes of subsections (a)(2)(A) and (d)”—that is,
for any alien seeking an immigrant visa directly under F2A or as a
derivative beneficiary of any preference category. The
“determination of whether [such] an alien satisfies the
[immigration law’s] age requirement”—that is, counts as under
21—“shall be made using—
“(A) the age of the
alien on the date on which an immigrant visa number becomes
available for such alien (or, in the case of [derivative
beneficiaries], the date on which an immigrant visa number became
available for the alien’s parent) . . . ; reduced by
“(B) the number of days
in the period during which the applicable petition described in
paragraph (2) was pending.” §1153(h)(1).
The cross-referenced second paragraph,
§1153(h)(2), then explains that the “applicable petition” mentioned
is the petition covering the given alien—so again, either an F2A
petition filed on his own behalf or any petition extending to him
as a derivative.
Taken together, those
two paragraphs prevent an alien from “aging out” because of—but
only because of—bureaucratic delays: the time Government officials
spend reviewing (or getting around to reviewing) paperwork at what
we have called the front and back ends of the immigration process.
See supra, at 6–7. The months that elapse before USCIS personnel
approve a family preference petition (“the period during which the
applicable petition described in paragraph (2) was pending”) do not
count against an alien in determining his statutory “age.” Neither
do the months a consular officer lets pass before adjudicating the
alien’s own visa application (the period after “an immigrant visa
number becomes available for such alien (or . . . [his]
parent)”). But the time in between—the months or, more likely,
years the alien spends simply waiting for a visa to become
available—is not similarly excluded in calculating his age: Every
day the alien stands in that line is a day he grows older, under
the immigration laws no less than in life. And so derivative
beneficiaries, as well as principal beneficiaries of F2A petitions,
can still “age out”—in other words, turn 21, notwithstanding
§1153(h)(1)’s dual age adjustments—prior to receiving an
opportunity to immigrate.
What happens then (if
anything) is the subject of §1153(h)’s third paragraph—the
provision at issue in this case. That paragraph states:
“If the age of an
alien is determined under paragraph (1) to be 21 years of age or
older for the purposes of subsections (a)(2)(A) and (d) of this
section, thealien’s petition shall automatically be converted to
the appropriate category and the alien shall retain the original
priority date issued upon receipt of the original petition.”
The provision thus first references the aged-out
beneficiaries of family preference petitions, and then directs
immigration officials to do something whose meaning this opinion
will further consider—i.e., “automatically convert” an alien’s
petition to an “appropriate category.”
The Board of
Immigration Appeals (BIA) addressed the meaning of §1153(h)(3) in
Matter of Wang, 25 I. & N. Dec. 28 (2009); its
interpretation there is what we review in this case. Wang was the
principal beneficiary of an F4 petition that his sister, a
U. S. citizen, filed in 1992. At that time, Wang’s daughter
was 10 years old, and thus qualified as a derivative beneficiary.
But Wang waited in line for a visa for more than a decade, and by
the time his priority date finally came up, his daughter had turned
22 (even after applying §1153(h)(1)’s age-reduction formula). Wang
thus obtained a visa for himself, boarded a plane alone, and
entered the United States as an LPR. He then filed a new preference
petition on his daughter’s behalf—this one under F2B, the category
for LPRs’ adult sons and daughters. USCIS approved that petition,
with a priority date corresponding to the date of Wang’s filing.
Wang contended that under §1153(h)(3), his daughter was instead
entitled to “retain the original priority date” given to his
sister’s old F4 petition, because that petition could
“automatically be converted” to the F2B category.
The Board rejected that
argument. It explained that “the language of [§1153(h)(3)] does not
expressly state which petitions qualify for automatic conversion
and retention of priority dates.” Id., at 33. Given that
“ambiguity,” the BIA looked to the “recognized meaning” of “the
phrase ‘automatic conversion’ ” in immigration statutes and
regulations—which it “presume[d]” Congress understood when enacting
the CSPA. Id., at 33–35. “Historically,” the BIA showed, that
language applied only when apetition could move seamlessly from one
family preference category to another—not when a new sponsor was
needed to fit a beneficiary into a different category. Id., at 35.
Some aged-out aliens’ petitions could accomplish that maneuver,
because the alien had a qualifying relationship with the original
sponsor, and continued to do so upon aging out; in that event, the
Board held, §1153(h)(3) ensured that the alien would retain his
original priority date. See id., at 34–35. But the F4 petition
filed by Wang’s sister could not “automatically be converted” in
that way because Wang’s daughter never had a qualifying
relationship with the sponsor: “[N]o category exists for the niece
of a United States citizen.” Id., at 35–36. That is why Wang
himself had to file a new petition on his daughter’s behalf once
she aged out and could no longer ride on his sibling status. The
Board saw no evidence that Congress meant “to expand the use of the
concept[ ] of automatic conversion” to reach such a case. Id., at
36. And the Board thought such an expansion unwarranted because it
would allow aliens like Wang’s daughter, who lacked any independent
entitlement to a visa during the years her father spent standing on
the F4 queue, to “cut[ ] in line ahead of others awaiting visas in
other preference categories.” Id., at 38.
C
The respondents in
this case are similarly situated to Wang, and they seek the same
relief. Each was once the principal beneficiary of either an F3
petition filed by a U. S. citizen parent or an F4 petition
filed by a U. S. citizen sibling. Each also has a son or
daughter who, on the date of filing, was under 21 and thus
qualified as a derivative beneficiary of the petition. But as was
true of Wang’s daughter, the respondents’ offspring had all turned
21 (even accounting for §1153(h)(1)’s age adjustments) by the time
visas became available. Accordingly, the respondents immigrated to
the United States alone and, as new LPRs, filed F2B petitions for
their sons and daughters. Each argued that under §1153(h)(3), those
petitions should get the same priority date as the original F3 and
F4 petitions once had. USCIS instead gave the new F2B petitions
current priority dates, meaning that the sons and daughters could
not leapfrog over others in the F2B line.
This case began as two
separate suits, one joining many individual plaintiffs and the
other certified as a class action. In each suit, the District Court
deferred to the BIA’s interpretation of §1153(h)(3) in Wang, and
accordingly granted summary judgment to the Government. See Zhang
v. Napolitano, 663 F. Supp. 2d 913, 919 (CD Cal. 2009); Costelo v.
Chertoff, No. SA08–00688, 2009 WL 4030516 (CD Cal., Nov. 10, 2009).
After consolidating the two cases on appeal, a panel of the Ninth
Circuit affirmed: Like the lower courts, it found §1153(h)(3)
ambiguous and acceded to the BIA’s construction. 656 F. 3d
954, 965–966 (2011). The Ninth Circuit then granted rehearing en
banc and reversed in a 6-to-5 decision. 695 F. 3d 1003 (2012).
The majority concluded that “the plain language of the CSPA
unambiguously grants automatic conversion and priority date
retention to [all] aged-out derivative beneficiaries,” and that the
Board’s contrary conclusion “is not entitled to deference.” Id., at
1006.
We granted certiorari,
570 U. S. ___ (2013), to resolve a Circuit split on the
meaning of §1153(h)(3),[
9] and
we now reverse the Ninth Circuit’s decision.
II
Principles of Chevron
deference apply when the BIA interprets the immigration laws. See
Chevron U. S. A. Inc. v. Natural Resources Defense
Council, Inc., 467 U. S. 837 –844 (1984); INS v.
Aguirre-Aguirre, 526 U. S. 415 –425 (1999). Indeed, “judicial
deference to the Executive Branch is especially appropriate in the
immigration context,” where decisions about a complex statu-tory
scheme often implicate foreign relations. Id., at 425. (Those hardy
readers who have made it this far will surely agree with the
“complexity” point.) Under Chevron, the statute’s plain meaning
controls, whatever the Board might have to say. See 467 U. S.,
at 842–843. But if the law does not speak clearly to the question
at issue, a court must defer to the Board’s reasonable
interpretation, rather than substitute its own reading. Id., at
844.
And §1153(h)(3) does
not speak unambiguously to the issue here—or more precisely put, it
addresses that issue in divergent ways. We might call the provision
Janus-faced. Its first half looks in one direction, toward the
sweeping relief the respondents propose, which would reach every
aged-out beneficiary of a family preference petition. But as the
BIA recognized, and we will further explain, the section’s second
half looks another way, toward a remedy that can apply to only a
subset of those beneficiaries—and one not including the
respondents’ offspring. The two faces of the statute do not easily
cohere with each other: Read either most naturally, and the other
appears to mean not what it says. That internal tension makes
possible alternative reasonable constructions, bringing into
correspondence in one way or another the section’s different parts.
And when that is so, Chevron dictates that a court defer to the
agency’s choice—here, to the Board’s expert judgment about which
interpretation fits best with, and makes most sense of, the
statutory scheme.
Begin by reading the
statute from the top—the part favoring the respondents. Section
1153(h)(3)’s first clause—“If the age of an alien is determined
under paragraph (1) to be 21 years of age or older for the purposes
of subsections (a)(2)(A) and (d)”—states a condition that every
aged-out beneficiary of a preference petition satisfies. That is
because all those beneficiaries have had their ages “determined
under paragraph (1)” (and have come up wanting): Recall that the
age formula of §1153(h)(1) applies to each alien child who
originally qualified (under “subsections (a)(2)(A) and (d)”) as the
principal beneficiary of an F2A petition or the derivative
beneficiary of any family preference petition. On its own, then,
§1153(h)(3)’s opening clause encompasses the respondents’ sons and
daughters, along with every other once-young beneficiary of a
family preference petition now on the wrong side of 21. If the next
phrase said something like “the alien shall be treated as though
still a minor” (much as the CSPA did to ensure U. S. citizens’
children, qualifying as “immediate relatives,” would stay forever
young, see supra, at 7–8), all those aged-out beneficiaries would
prevail in this case.
But read on, because
§1153(h)(3)’s second clause instead prescribes a remedy containing
its own limitation on the eligible class of recipients. “[T]he
alien’s petition,” that part provides, “shall automatically be
converted to the appropriate category and the alien shall retain
the original priority date.” That statement directs immigration
officials to take the initial petition benefitting an alien child,
and now that he has turned 21, “convert[ ]” that same petition from
a category for children to an “appropriate category” for adults
(while letting him keep the old priority date). The “conversion,”
in other words, is merely from one category to another; it does not
entail any change in the petition, including its sponsor, let alone
any new filing. And more, that category shift is to be
“automatic”—that is, one involving no additional decisions,
contingencies, or delays. See, e.g., Random House Webster’s
Unabridged Dictionary 140 (2d ed. 2001) (defining “automatic” as
“having the capability of starting, operating, moving, etc.,
independently”); The American Heritage Dictionary 122 (4th ed.
2000) (“[a]cting or operating in a manner essentially independent
of external influence”). The operation described is, then, a
mechanical cut-and-paste job—moving a petition, without any
substantive alteration, from one (no-longer-appropriate,
child-based) category to another (now-appropriate, adult)
compartment. And so the aliens who may benefit from §1153(h)(3)’s
back half are only those for whom that procedure is possible. The
clause offers relief not to every aged-out beneficiary, but just to
those covered by petitions that can roll over, seamlessly and
promptly, into a category for adult relatives.
That understanding of
§1153(h)(3)’s “automatic conversion” language matches the exclusive
way immigration law used the term when Congress enacted the CSPA.
For many years before then (as today), a regulation entitled
“Automatic conversion of preference classification” instructed
immigration officials to change the preference category of a
petition’s principal beneficiary when either his or his sponsor’s
status changed in specified ways. See 8 CFR §§204.2(i)(1)–(3)
(2002). For example, the regulation provided that when a U. S.
citizen’s child aged out, his “immediate relative” petition
converted to an F1 petition, with his original priority date left
intact. See §204.2(i)(2). Similarly, when a U. S. citizen’s
adult son married, his original petition migrated from F1 to F3,
see §204.2(i) (1)(i); when, conversely, such a person divorced, his
petition converted from F3 to F1, see §204.2(i)(1)(iii); and when a
minor child’s LPR parent became a citizen, his F2A petition became
an “immediate relative” petition, see §204.2(i)(3)—all again with
their original priority dates. Most notable here, what all of those
authorized changes had in common was that they could occur without
any change in the petitioner’s identity, or otherwise in the
petition’s content. In each circumstance, the “automatic
conversion” entailed nothing more than picking up the petition from
one category and dropping it into another for which the alien now
qualified.[
10]
Congress used the word
“conversion” (even without the modifier “automatic”) in the
identical way in two other sections of the CSPA. See Law v. Siegel,
571 U. S. ___, ___ (slip op., at 7) (2014) (“[W]ords repeated
in different parts of the same statute generally have the same
meaning”). Section 2 refers to occasions on which, by virtue of the
above-described regulation, a petition “converted” from F2A to the
“immediate relative” category because of the sponsor parent’s
naturalization, or from the F3 to theF1 box because of the
beneficiary’s divorce. 8 U. S. C. §§1151(f )(2),
(3). Then, in §6, Congress authorized an additional conversion of
the same nature: It directed that when an LPR parent-sponsor
naturalizes, the petition he has filed for his adult son or
daughter “shall be converted,” unless the beneficiary objects, from
the F2B to the F1 compartment—again with the original priority date
unchanged. 8 U. S. C. §§1154(k)(1)–(3). (That opt-out
mechanism itself underscores the otherwise mechanical nature of the
conversion.) Once again, in those cases, all that is involved is a
recategorization—moving the same petition, filed by the same
petitioner, from one preference classification to another, so as to
reflect a change in either the alien’s or his sponsor’s status. In
the rest of the CSPA, as in the prior immigration regulation, that
is what “conversion” means.
And if the term meant
more than that in §1153(h)(3), it would undermine the family
preference system’s core premise: that each immigrant must have a
qualified sponsor. Consider the alternative addressed in Wang—if
“automatic conversion” were also to encompass the substitution of a
new petitioner for the old one, to make sure the aged-out alien’s
petition fits into a new preference category. In a case like Wang,
recall, the original sponsor doesnot have a legally recognized
relationship with the aged-out derivative beneficiary (they are
aunt and niece); accordingly, the derivative’s father—the old
principal beneficiary—must be swapped in as the petitioner to
enable his daughter to immigrate. But what if, at that point, the
father is in no position to sponsor his daughter? Suppose he
decided in the end not to immigrate, or failed to pass border
inspection, or died in the meanwhile. Or suppose he entered the
country, but cannot sponsor a relative’s visa because he lacks
adequate proof of parentage or committed a disqualifying crime. See
§1154(a)(1)(B)(i)(II); 8 CFR §204.2(d)(2); supra, at 4. Or suppose
he does not want to—or simply cannot—undertake the significant
financial obligations that the law imposes on someone petitioning
for an alien’s admission. See 8 U. S. C.
§§1183a(a)(1)(A), (f )(1)(D); supra, at 5. Immigration
officials cannot assume away all those potential barriers to entry:
That would run counter to the family preference system’s insistence
that a qualified and willing sponsor back every immigrant visa. See
§§1154(a)–(b). But neither can they easily, or perhaps at all,
figure out whether such a sponsor exists unless he files and USCIS
approves a new petition—the very thing §1153(h)(3) says is not
required.
Indeed, in cases like
Wang, the problem is broader: Under the statute’s most natural
reading, a new qualified sponsor will hardly ever exist at the
moment the petition is to be “converted.” Section 1153(h)(3), to be
sure, does not explicitly identify that point in time. But
§1153(h)(1) specifies the date on which a derivative beneficiary is
deemed to have either aged out or not: It is “the date on which an
immigrant visa number became available for the alien’s parent.” See
§§1153(h)(1)(A)–(B). Because that statutory aging out is the one
and only thing that triggers automatic conversion for eligible
aliens, the date of conversion is best viewed as the same. That
reading, more-over, comports with the “automatic conversion”
regulation on which Congress drew in enacting the CSPA, see supra,
at 16–17: The rule authorizes conversions “upon” or “as of the
date” of the relevant change in the alien’s status (including
turning 21))—regardless when USCIS may receive notice of the
change. 8 CFR §204.2(i); but cf. post, at 14 (Sotomayor, J.,
dissenting) (wrongly stating that under that rule conversion occurs
upon the agency’s receipt of proof of the change). But on that
date, no new petitioner will be ready to step into the old one’s
shoes if such a substitution is needed to fit an aged-out
beneficiary into a different category. The beneficiary’s parent, on
the day a “visa number became available,” cannot yet be an LPR or
citizen; by definition, she has just become eligible to apply for a
visa, and faces a wait of at least several months before she can
sponsor an alien herself. Nor, except in a trivial number of cases,
is any hitherto unidentified person likely to have a legally
recognized relationship to the alien. So if an aged-out beneficiary
has lost his qualifying connection to the original petitioner, no
conversion to an “appropriate category” can take place at the
requisite time. As long as immigration law demands some valid
sponsor, §1153(h)(3) cannot give such an alien the designated
relief.
On the above account—in
which conversion entails a simple reslotting of an original
petition into a now-appropriate category—§1153(h)(3)’s back half
provides a remedy to two groups of aged-out beneficiaries. First,
any child who was the principal beneficiary of an F2A petition
(filed by an LPR parent on his behalf) can take advantage of that
clause after turning 21. He is, upon aging out, the adult son of
the same LPR who sponsored him as a child; his petition can
therefore be moved seamlessly—without the slightest alteration or
delay—into the F2B category. Second, any child who was the
derivative beneficiary of an F2A petition (filed by an LPR on his
spouse’s behalf) can similarly claim relief, provided that under
the statute, he is not just the spouse’s but also the petitioner’s
child.[
11] Such an alien is
identically situated to the aged-out principal beneficiary of an
F2A petition; indeed, for the price of another filing fee, he could
just as easily have been named a principal himself. He too is now
the adult son of the original LPR petitioner, and his petition can
also be instantly relabeled an F2B petition, without any need to
substitute a new sponsor or make other revisions. In each case, the
alien had a qualifying relationship before he was 21 and retains it
afterward; all that must be changed is the label affixed to his
petition.[
12]
In contrast, as the
Board held in Wang, the aged-out derivative beneficiaries of the
other family preference categories—like the sons and daughters of
the respondents here—cannot qualify for “automatic conversion.”
Recall that the respondents themselves were principal beneficiaries
of F3 and F4 petitions; their children, when under 21, counted as
derivatives, but lacked any qualifying preference relationship of
their own. The F3 derivatives were the petitioners’ grandsons and
granddaughters; the F4 derivatives their nephews and nieces; and
none of those are relationships Congress has recognized as
warranting a family preference. See 8 U. S. C.
§§1153(a)(3)–(4). Now that the respondents’ children have turned
21, and they can no longer ride on their parents’ coattails, that
lack of independent eligibility makes a difference. For them,
unlike for the F2A beneficiaries, it is impossible simply to slide
the original petitions from a (no-longer-appropriate) child
category to a (now-appropriate) adult one. To fit into a new
category, those aged-out derivatives, like Wang’s daughter, must
have new sponsors—and for all the reasons already stated, that need
means they cannot benefit from “automatic conversion.”
All that said, we hold
only that §1153(h)(3) permits—not that it requires—the Board’s
decision to so distinguish among aged-out beneficiaries. That is
because, as we explained earlier, the two halves of §1153(h)(3)
face in different directions. See supra, at 14. Section
1153(h)(3)’s first part—its conditional phrase—encompasses every
aged-out beneficiary of a family preference petition, and thus
points toward broad-based relief. But as just shown, §1153(h)(3)’s
second part—its remedial prescription—applies only to a narrower
class of beneficiaries: those aliens who naturally qualify for (and
so can be “automatically converted” to) a new preference
classification when they age out. Were there an interpretation that
gave each clause full effect, the Board would have been required to
adopt it. But the ambiguity those ill-fitting clauses create
instead left the Board with a choice—essentially of how to
reconcile the statute’s different commands. The Board, recognizing
the need to make that call, opted to abide by the inherent limits
of §1153(h)(3)’s remedial clause, rather than go beyond those
limits so as to match the sweep of the section’s initial condition.
On the Board’s reasoned view, the only beneficiaries entitled to
statutory relief are those capable of obtaining the remedy
designated. When an agency thus resolves statutory tension,
ordinary principles of administrative deference require us to
defer. See National Assn. of Home Builders v. Defenders of
Wildlife, 551 U. S. 644, 666 (2007) (When a statutory scheme
contains “a fundamental ambiguity” arising from “the differing
mandates” of two provisions, “it is appropriate to look to the
implementing agency’s expert interpretation” to determine which
“must give way”).
III
The respondents urge
us to overturn the Board’s judgment for three independent reasons.
First, and principally, they take issue with the Board’s—and now
our—viewof the limits associated with “automatic conversion”: They
argue that every aged-out beneficiary’s petition can “automatically
be converted” to an “appropriate category,” and that the two halves
of §1153(h)(3) are thus reconcilable. Second, the respondents
contend that even if “automatic conversion” does not extend so far,
§1153(h)(3) separately entitles each such beneficiary to the
benefit of his original petition’s priority date. And third, they
claim that the Board’s way of resolving whatever ambiguity inheres
in §1153(h)(3) is arbitrary and capricious. The dissenting opinion
reiterates the first two arguments, though with slight variation
and in opposite order, while forgoing the third. See post, at 9–19
(opinion of Sotomayor, J.) (hereinafter the dissent). We find none
of the contentions persuasive.
A
The respondents (and
the dissent) initially aver that every aged-out beneficiary
(including their own sons and daughters) can “automatically be
converted” to an “appropriate” immigration category, if only
immigration officials try hard enough. The Government, in the
respondents’ view, can accomplish that feat by substituting new
sponsors for old ones, and by “managing the timing” of every
conversion to ensure such a new petitioner exists on the relevant
date. Brief for Respondents 33. And because, the respondents say,
it is thus possible to align the two halves of §1153(h)(3)—even if
through multiple administrative maneuvers—immigration officials are
under an obligation to do so. We disagree, for reasons that should
sound familiar: Several are the same as those we have just given
for upholding the Board’s interpretation. But still, we walk
through the respondents’ argument step-by-step, to show how far it
departs from any ordinary understanding of “automatic
conversion.”
The first (and
necessary) premise of that argument does not augur well for the
remainder: It is the view that the “automatic conversion” procedure
permits a change in the petitioner’s identity. According to the
respondents, the aged-out beneficiaries’ parents, upon becoming
LPRs, can be subbed in for the original sponsors (i.e., the
beneficiaries’ grandparents, aunts, and uncles), and the petitions
then converted to the F2B category. But as we have shown, the
“automatic conversion” language—as most naturally read and as long
used throughout immigration law—contemplates merely moving a
petition into a new and valid category, not changing its most
essential feature. See supra, at 15–17. That alone defeats the
respondents’ position.
And a further problem
follows—this one concerning the date of automatic conversion. The
respondents need that date to come at a time when the derivative
beneficiaries’ parents (the substitute petitioners) are already
living in the United States as LPRs; otherwise, the petitions could
not qualify for the F2B box. In an attempt to make that possible,
the respondents propose that conversion be viewed as taking place
when “the derivative beneficiary’s visa . . . application is
adjudicated.” Brief for Respondents 29. But as we have (again)
demonstrated, the statute is best read as establishing a different
date: that “on which an immigrant visa number became available for
the alien’s parent”—when, by definition, the parent is not yet an
LPR. §1153(h)(1); see supra, at 18–19. That is the moment when a
derivative ages out, which is the single change conversion
reflects. By contrast, the respondents’ suggested date has no
connection to that metamorphosis; the date of adjudication is
merely when an immigration official later discovers that a child
has turned 21. And that date is itself fortuitous, reflecting no
more than when an immigration officer got around to reviewing a
visa application: The possibility of conversion would thus depend
on bureaucratic vagaries attending the visa process. So the
respondents’ mistaken view of the timing of conversion is another
off-ramp from their argument.[
13]
Yet there is
more—because even after substituting a new petitioner and delaying
the conversion date in a way the statute does not contemplate, the
respondents must propose yet further fixes to make “automatic”
conversion work for their sons and daughters. The respondents’ next
problem is that even on the conversion date they propose, most of
them (and other derivatives’ parents) were not yet LPRs, and so
could not possibly be sponsors. In the ordinary course, principal
and derivative beneficiaries living abroad apply for their visas at
the same time and go to the consulate together for back-to-back
interviews. See supra, at 6. And even if the parent is approved
first, that alone does not make her an LPR; she still must come to
this country, demonstrate her continued eligibility, and pass an
inspection. See ibid. Thus, the respondents must recommend changes
to the visa process to get the timing to work—essentially,
administrative juggling to hold off the derivative beneficiary’s
visa adjudication until his parent has become an LPR. In
particular, they suggest that the consular official defer the
derivative’s interview, or that the official nominally “reject the
application” and then instruct the derivative to “reapply after the
principal beneficiary immigrates.” Brief for Respondents 30. But
the need for that choreography (which, in any event, few if any of
the respondents conformed to) renders the conversion process only
less “automatic,” because now it requires special intervention,
purposeful delay, and deviation from standard administrative
practice. Conversion has become not a machine that would go of
itself, but a process painstakingly managed.
And after all this
fancy footwork, the respondents’ scheme still cannot succeed,
because however long a visa adjudication is postponed, a
derivative’s parent may never become able to sponsor a relative’s
visa—and immigration officials cannot practicably tell whether a
given parent has done so. We have noted before the potential
impediments to serving as a petitioner—including that a parent may
not immigrate, may not qualify as a sponsor, or may not be able to
provide the requisite financial support. See supra, at 17–18. The
respondents offer no way to deal with those many contingencies.
Require the parent to submit a new petition? But the entire point
of automatic conversion (as the respondents themselves agree) is to
obviate the need for such a document. See Brief for Respondents 30,
42. Investigate the parent’s eligibility in some other way? But
even were that possible (which we doubt) such an inquiry would not
square with the essential idea of an automatic process. Disregard
the possibility that no legal sponsor exists? But then visas would
go, inevitably and not infrequently, to ineligible aliens. And so
the workarounds have well and truly run out on the respondents’
argument.[
14]
That leaves us with the
same statutory inconsistency with which we began. Having followed
each step of the respondents’ resourceful (if Rube Goldbergish)
argument, we still see no way to apply the concept of automatic
conversion to the respondents’ children and others like them. And
that means we continue to face a statute whose halves do not
correspond to each other—giving rise to an ambiguity that calls for
Chevron deference.
B
The respondents,
however, have another idea for reconciling §1153(h)(3)’s front and
back parts (and this back-up claim becomes the dissent’s principal
argument). Recall that the section’s remedial clause instructs that
“the alien’s petition shall automatically be converted to the
appropriate category and the alien shall retain the original
priority date issued upon receipt of the original petition.” The
respondents (and the dissent) ask us to read the italicized
language as conferring a benefit wholly independent of automatic
conversion. On that view, aged-out derivatives, even though
ineligible for conversion, could “retain the[ir] original priority
date[s]” if their parents file a new petition (as the respondents
in fact did here “as a protective matter,” Tr. of Oral Arg. 55).
And then, everyone encompassed in §1153(h)(3)’s first clause would
get at least some form of relief (even if not both forms) from the
section’s second. For this argument, the respondents principally
rely on the word “and”: “Where the word ‘and’ connects two” phrases
as in §1153(h)(3)’s back half, the respondents contend, those terms
“operate independently.” Brief for Respondents 39; see post, at
9.
But the conjunction
“and” does not necessarily disjoin two phrases in the way the
respondents say. In some sentences, no doubt, the respondents have
a point. They use as their primary example: “[I]f the boat takes on
water, then you shall operate the bilge pump and you shall
distribute life jackets.” Brief for Respondents 39; see also post,
at 10 (offering further examples). We agree that “you shall
distribute life jackets” functions in that sentence as an
independent command. But we can come up with many paired dictates
in which the second is conditional on the first. “If the price is
reasonable, buy two tickets and save a receipt.” “If you have time
this summer, read this book and give me a report.” Or, shades of
this case: “If your cell-phone contract expires, buy a new phone
and keep the old number.”[
15] In each case, the second command functions only once
the first is accomplished. Whether “and” works in that way or in
the respondents’ depends, like many questions of usage, on the
context. See, e.g., Caraco Pharmaceutical Laboratories, Ltd. v.
Novo Nordisk A/S, 566 U. S. ___, ___ (2012).
Here, we think, context
compels the Board’s view that the instructions work in tandem. The
first phrase instructs immigration officials to convert a petition
(when an “appropriate category” exists); the next clarifies that
such a converted petition will retain the original priority date,
rather than receive a new one corresponding to the date of
conversion. That reading comports with the way retention figures in
other statutory and regulatory provisions respecting “conversions”;
there too, retention of a priority date is conditional on a
conversion occurring. See 8 U. S. C. §§1154(k)(1)–(3); 8
CFR §204.2(i); supra, at 16. The respondents wish to unhook the
“retention” phrase from that mooring, and use it to explain what
will attend a different event—that is, the filing of a new
petition. But that is to make “retention” conditional on something
the statute nowhere mentions—a highly improbable thing for Congress
to have done. (If, once again, a teacher says to “read this book
and give me a report,” no one would think he wants a report on some
unidentified subject.) And indeed, the respondents’ and dissent’s
own examples prove this point: In not a single one of their
proffered sentences is the second command contingent on the
occurrence of some additional, unstated event, as it would have to
be under the respondents’ construction of §1153(h)(3); rather, each
such command (e.g., “distribute life jackets”) flows directly from
the stated condition (e.g., “if the boat takes on water”). So by
far the more natural understanding of §1153(h)(3)’s text is that
retention follows conversion, and nothing else.
The respondents’
contrary view would also engender unusual results, introducing
uncertainty into the immigration system’s operation and thus
interfering with statutory goals. Were their theory correct, an
aged-out alien could hold on to a priority date for years or even
decades while waiting for a relative to file a new petition. Even
if that filing happened, say, 20 years after the alien aged out,
the alien could take out his priority-date token, and assert a
right to spring to the front of any visa line. At that point, USCIS
could well have a hard time confirming the old priority date, in
part because the names of derivative beneficiaries need not be
listed on a visa petition. And the possibility of such
leap-frogging from many years past would impede USCIS’s publication
of accurate waiting times. As far as we know, immigration law
nowhere else allows an alien to keep in his pocket a priority date
untethered to any existing valid petition. Without some clearer
statement, we cannot conclude Congress intended here to create such
a free-floating, open-ended entitlement to a defunct petition’s
priority date. See Wang, 25 I. & N. Dec., at
36.[
16]
C
Finally, the
respondents contend that even if §1153(h)(3) points at once in two
directions—toward a broader scope in its first half and a narrower
one in its second—the BIA acted unreasonably in choosing the more
restrictive reading. In their view, the Board has offered no valid
reason, consistent with “the purposes and concerns of the
immigration laws,” to treat their own sons and daughters less
favorably than aliens who were principal and derivative
beneficiaries of F2A petitions. Brief for Respondents 47. Indeed,
the respondents suggest that the BIA, “for its own unfathomable
reasons, disapproves of Congress’s decision to allow any aged-out”
aliens to get relief, and has thus “limited [§1153(h)(3)] to as few
derivative beneficiaries as possible.” Id., at 55.
We cannot agree. At the
least, the Board’s interpretation has administrative simplicity to
recommend it. Under that view, immigration authorities need only
perform the kind of straightforward (i.e., “automatic”) conversion
they have done for decades—moving a petition from one box to
another to reflect a given status change like aging out. See Wang,
25 I. & N. Dec., at 36. The respondents, as we have
shown, would transform conversion into a managed, multi-stage
process, requiring immigration and consular officials around the
world to sequence and delay every aged-out alien’s visa
adjudication until they are able to confirm that one of his parents
had become a qualifying and willing F2B petitioner. And according
to the Government’s (incomplete) statistics, that would have to
happen in, at a minimum, tens of thousands of cases every year. See
Reply Brief 18, n. 13.
Still more important,
the Board offered a cogent argument, reflecting statutory purposes,
for distinguishing between aged-out beneficiaries of F2A petitions
and the respondents’ sons and daughters. See Wang, 35
I. & N. Dec., at 38. As earlier explained, the F2A
beneficiaries have all had a qualifying relationship with an LPR
for the entire period they have waited in line—i.e., since their
original priority dates. See supra, at 19–20. That means that when
immigration authorities convert their petitions, they will enter
the F2B line at the same place as others who have had a comparable
relationship for an equal time. The conversion thus fits with the
immigration law’s basic first-come-first-served rule. See 8
U. S. C. §1153(e); supra, at 4. By contrast, the
derivative beneficiaries of F3 and F4 petitions, like the
respondents’ sons and daughters, lacked any qualifying relationship
with a citizen or LPR during the period they waited in line. See
supra, at 20–21. They were, instead, the grandchildren, nieces, or
nephews of citizens, and those relationships did not independently
entitle them to visas. If such aliens received relief under
§1153(h)(3), they would jump over thousands of others in the F2B
line who had a qualifying relationship with an LPR for a far longer
time. That displacement would, the Board reasonably found, scramble
the priority order Congress prescribed.
The argument to the
contrary assumes that the respondents’ sons and daughters should
“receive credit” for all the time the respondents themselves stood
in line. Brief for Respondents 50. But first, the time the
respondents spent waiting for a visa may diverge substantially from
the time their children did. Suppose, for example, that one of the
respondents had stood in the F4 queue for 15 years, and with just 4
years to go, married someone with a 17-year-old son. Under the
respondents’ reading, that derivative beneficiary, after aging out,
would get the full benefit of his new parent’s wait, and so
displace many thousands of aliens who (unlike him) had stood in an
immigration queue for nearly two decades. And second, even when the
derivative qualified as such for all the time his parent stood in
line, his status throughout that period hinged on his being that
parent’s minor child. If his parent had obtained a visa before he
aged out, he would have been eligible for a visa too, because the
law does not demand that a prospective immigrant abandon a minor
child. But if the parent had died while waiting for a visa, or had
been found ineligible, or had decided not to immigrate after all,
the derivative would have gotten nothing for the time spent in
line. See supra, at 5–6. Similarly, the Board could reasonably
conclude, he should not receive credit for his parent’s wait when
he has become old enough to live independently. In the unavoidably
zero-sum world of allocating a limited number of visas, the Board
could decide that he belongs behind any alien who has had a
lengthier stand-alone entitlement to immigrate.
IV
This is the kind of
case Chevron was built for. What-ever Congress might have meant in
enacting §1153(h)(3), it failed to speak clearly. Confronted with a
self-contradictory, ambiguous provision in a complex statutory
scheme, the Board chose a textually reasonable construction
consonant with its view of the purposes and policies underlying
immigration law. Were we to overturn the Board in that
circumstance, we would assume as our own the responsible and expert
agency’s role. We decline that path, and defer to the Board.
We therefore reverse
the judgment of the Ninth Circuit and remand the case for further
proceedings consistent with this opinion.
It is so ordered.