SUPREME COURT OF THE UNITED STATES
_________________
No. 12–9490
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LORENZO PRADO NAVARETTE AND JOSE
PRADONAVARETTE, PETITIONERS v. CALIFORNIA
on writ of certiorari to the court of appeal
of california, first appellate district
[April 22, 2014]
Justice Scalia, with
whom Justice Ginsburg, Justice Sotomayor, and Justice Kagan join,
dissenting.
The California Court of
Appeal in this case relied on jurisprudence from the California
Supreme Court (adopted as well by other courts) to the effect that
“an anonymous and uncorroborated tip regarding a possibly
intoxicated highway driver” provides without more the
reasonable suspicion necessary to justify a stop. People v. Wells,
38 Cal. 4th l078, 1082, 136 P. 3d 810, 812, (2006). See also,
e.g., United States v. Wheat, 278 F. 3d 722, 729–730 (CA8
2001); State v. Walshire, 634 N. W. 2d 625, 626–627, 630
(Iowa 2001). Today’s opinion does not explicitly adopt such a
departure from our normal Fourth Amendment requirement that
anonymous tips must be corroborated; it purports to adhere to our
prior cases, such as Florida v. J. L., 529 U. S. 266
(2000) , and Alabama v. White, 496 U. S. 325 (1990) . Be not
deceived.
Law enforcement
agencies follow closely our judgments on matters such as this, and
they will identify at once our new rule: So long as the caller
identifies where the car is, anonymous claims of a single instance
of possibly careless or reckless driving, called in to 911, will
support a traffic stop. This is not my concept, and I am sure would
not be the Framers’, of a people secure from unreasonable
searches and seizures. I would reverse the judgment of the Court of
Appeal of California.
I
The California
Highway Patrol in this case knew nothing about the tipster on whose
word—and that alone—they seized Lorenzo and José
Prado Navarette. They did not know her name.[
1] They did not know her phone number or address.
They did not even know where she called from (she may have dialed
in from a neighboring county, App. 33a–34a).
The tipster said the
truck had “[run her] off the roadway,” id., at 36a, but
the police had no reason to credit that charge and many reasons to
doubt it, beginning with the peculiar fact that the accusation was
anonymous. “[E]liminating accountability . . . is
ordinarily the very purpose of anonymity.” McIntyre v. Ohio
Elections Comm’n, 514 U. S. 334, 385 (1995) (Scalia, J.,
dissenting). The unnamed tipster “can lie with
impunity,” J. L., supra, at 275 (Kennedy, J.,
concurring). Anonymity is especially suspicious with respect to the
call that is the subject of the present case. When does a victim
complain to the police about an arguably criminal act (running the
victim off the road) without giving his identity, so that he can
accuse and testify when the culprit is caught?
The question before us,
the Court agrees, ante, at 8, is whether the “content of
information possessed by police and its degree of
reliability,” White, 496 U. S., at 330, gave the
officers reasonable suspicion that the driver of the truck
(Lorenzo) was committing an ongoing crime. When the only source of
the government’s information is an informant’s tip, we
ask whether the tip bears sufficient “ ‘indicia of
reliability,’ ” id., at 328, to establish “a
particularized and objective basis for suspecting the particular
person stopped of criminal activity,” United States v.
Cortez, 449 U. S. 411 –418 (1981).
The most extreme case,
before this one, in which an anonymous tip was found to meet this
standard was White, supra. There the reliability of the tip was
established by the fact that it predicted the target’s
behavior in the finest detail—a detail that could be known
only by someone familiar with the target’s business: She
would, the tipster said, leave a particular apartment building, get
into a brown Plymouth station wagon with a broken right tail light,
and drive immediately to a particular motel. Id., at 327. Very few
persons would have such intimate knowledge, and hence knowledge of
the unobservable fact that the woman was carrying unlawful drugs
was plausible. Id., at 332. Here the Court makes a big deal of the
fact that the tipster was dead right about the fact that a silver
Ford F-150 truck (license plate 8D94925) was traveling south on
Highway 1 somewhere near mile marker 88. But everyone in the world
who saw the car would have that knowledge, and anyone who wanted
the car stopped would have to provide that information. Unlike the
situation in White, that generally available knowledge in no way
makes it plausible that the tipster saw the car run someone off the
road.
The Court says, ante,
at 5, that “[b]y reporting that she had been run off the road
by a specific vehicle . . . the caller necessarily
claimed eyewitness knowledge.” So what? The issue is not how
she claimed to know, but whether what she claimed to know was true.
The claim to “eyewitness knowledge” of being run off
the road supports not at all its veracity; nor does the amazing,
mystifying prediction (so far short of what existed in White) that
the petitioners’ truck would be heading south on Highway
1.
The Court finds
“reason to think” that the informant “was telling
the truth” in the fact that police observation confirmed that
the truck had been driving near the spot at which, and at the
approximate time at which, the tipster alleged she had been run off
the road. Ante, at 6. According to the Court, the statement
therefore qualifies as a “ ‘present sense
impression’ ” or “ ‘excited
utterance,’ ” kinds of hearsay that the law deems
categorically admissible given their low likelihood of reflecting
“ ‘deliberate or conscious
misrepresentation.’ ” Ibid. (quoting Advisory
Committee’s Notes on Fed. Rule Evid. 803(1), 28
U. S. C. App., p. 371). So, the Court says, we can fairly
suppose that the accusation was true.
No, we cannot. To begin
with, it is questionable whether either the “present sense
impression” or the “excited utterance” exception
to the hearsay rule applies here. The classic “present sense
impression” is the recounting of an event that is occurring
before the declarant’s eyes, as the declarant is speaking
(“I am watching the Hindenburg explode!”). See 2 K.
Broun, McCormick on Evidence 362 (7th ed. 2013) (hereinafter
McCormick). And the classic “excited utterance” is a
statement elicited, almost involuntarily, by the shock of what the
declarant is immediately witnessing (“My God, those people
will be killed!”). See id., at 368–369. It is the
immediacy that gives the statement some credibility; the declarant
has not had time to dissemble or embellish. There is no such
immediacy here. The declarant had time to observe the license
number of the offending vehicle, 8D94925 (a difficult task if she
was forced off the road and the vehicle was speeding away), to
bring her car to a halt, to copy down the observed license number
(presumably), and (if she was using her own cell phone) to dial a
call to the police from the stopped car. Plenty of time to
dissemble or embellish.
Moreover, even assuming
that less than true immediacy will suffice for these hearsay
exceptions to apply, the tipster’s statement would run into
additional barriers to admissibility and acceptance. According to
the very Advisory Committee’s Notes from which the Court
quotes, cases addressing an unidentified declarant’s present
sense impression “indicate hesitancy in upholding the
statement alone as sufficient” proof of the reported event.
28 U. S. C. App., at 371; see also 7 M. Graham, Handbook
of Federal Evidence 19–20 (7th ed. 2012). For excited
utterances as well, the “knotty theoretical” question
of statement-alone admissibility persists—seemingly even when
the declarant is known. 2 McCormick 368. “Some courts
. . . have taken the position that an excited utterance
is admissible only if other proof is presented which supports a
finding of fact that the exciting event did occur. The issue has
not yet been resolved under the Federal Rules.” Id., at
367–368 (footnote omitted). It is even unsettled whether
excited utterances of an unknown declarant are ever admissible. A
leading treatise reports that “the courts have been reluctant
to admit such statements, principally because of uncertainty that
foundational requirements, including the impact of the event on the
declarant, have been satisfied.” Id., at 372. In sum, it is
unlikely that the law of evidence would deem the mystery caller in
this case “especially trustworthy,” ante, at 6.
Finally, and least
tenably, the Court says that another “indicator of
veracity” is the anonymous tipster’s mere “use of
the 911 emergency system,” ante, at 7. Because, you see,
recent “technological and regulatory developments”
suggest that the identities of unnamed 911 callers are increasingly
less likely to remain unknown. Ibid. Indeed, the systems are able
to identify “the caller’s geographic location with
increasing specificity.” Ibid. Amici disagree with this, see
Brief for National Association of Criminal Defense Lawyers
et al. 8–12, and the present case surely suggests that
amici are right—since we know neither the identity of the
tipster nor even the county from which the call was made. But
assuming the Court is right about the ease of identifying 911
callers, it proves absolutely nothing in the present case unless
the anonymous caller was aware of that fact. “It is the
tipster’s belief in anonymity, not its reality, that will
control his behavior.” Id., at 10 (emphasis added). There is
no reason to believe that your average anonymous 911 tipster is
aware that 911 callers are readily identifiable.[
2]
II
All that has been
said up to now assumes that the anonymous caller made, at least in
effect, an accusation of drunken driving. But in fact she did not.
She said that the petitioners’ truck
“ ‘[r]an [me] off the roadway.’ ”
App. 36a. That neither asserts that the driver was drunk nor even
raises the likelihood that the driver was drunk. The most it
conveys is that the truck did some apparently nontypical thing that
forced the tipster off the roadway, whether partly or fully,
temporarily or permanently. Who really knows what (if anything)
happened? The truck might have swerved to avoid an animal, a
pothole, or a jaywalking pedestrian.
But let us assume the
worst of the many possibilities: that it was a careless, reckless,
or even intentional maneuver that forced the tipster off the road.
Lorenzo might have been distracted by his use of a hands-free cell
phone, see Strayer, Drews, & Crouch, A Comparison of the Cell
Phone Driver and the Drunk Driver, 48 Human Factors 381, 388
(2006), or distracted by an intense sports argument with
José, see D. Strayer et al., AAA Foundation for
TrafficSafety, Measuring Cognitive Distraction in the Automobile 28
(June 2013), online at
https://www.aaafoundation.org/sites/default/files/MeasuringCognitiveDistractions.pdf
as visited Apr. 17, 2014, and available in Clerk of Court’s
case file). Or, indeed, he might have intentionally forced the
tipster off the road because of some personal animus, or hostility
to her “Make Love, Not War” bumper sticker. I fail to
see how reasonable suspicion of a discrete instance of irregular or
hazardous driving generates a reasonable suspicion of ongoing
intoxicated driving. What proportion of the hundreds of
thousands—perhaps millions—of careless, reckless, or
intentional traffic violations committed each day is attributable
to drunken drivers? I say 0.1 percent. I have no basis for that
except my own guesswork. But unless the Court has some basis in
reality to believe that the proportion is many orders of magnitude
above that—say 1 in 10 or at least 1 in 20—it has no
grounds for its unsupported assertion that the tipster’s
report in this case gave rise to a reasonable suspicion of drunken
driving.
Bear in mind that that
is the only basis for the stop that has been asserted in this
litigation.[
3] The stop
required suspicion of an ongoing crime, not merely suspicion of
having run someone off the road earlier. And driving while being a
careless or reckless person, unlike driving while being a drunk
person, is not an ongoing crime. In other words, in order to stop
the petitioners the officers here not only had to assume without
basis the accuracy of the anonymous accusation but also had to
posit an unlikely reason (drunkenness) for the accused
behavior.
In sum, at the moment
the police spotted the truck, it was more than merely
“possib[le]” that the petitioners were not committing
an ongoing traffic crime. United States v. Arvizu, 534 U. S.
266, 277 (2002) (emphasis added). It was overwhelmingly likely that
they were not.
III
It gets worse. Not
only, it turns out, did the police have no good reason at first to
believe that Lorenzo was driving drunk, they had very good reason
at last to know that he was not. The Court concludes that the tip,
plus confirmation of the truck’s location, produced
reasonable suspicion that the truck not only had been but still was
barreling dangerously and drunkenly down Highway 1. Ante, at
8–10. In fact, alas, it was not, and the officers knew it.
They followed the truck for five minutes, presumably to see if it
was being operated recklessly. And that was good police work. While
the anonymous tip was not enough to support a stop for drunken
driving under Terry v. Ohio, 392 U. S. 1 (1968) , it was
surely enough to counsel observation of the truck to see if it was
driven by a drunken driver. But the pesky little detail left out of
the Court’s reason-able-suspicion equation is that, for the
five minutes that the truck was being followed (five minutes is a
long time), Lorenzo’s driving was irreproachable. Had the
officers witnessed the petitioners violate a single traffic law,
they would have had cause to stop the truck, Whren v. United
States, 517 U. S. 806, 810 (1996) , and this case would not be
before us. And not only was the driving irreproachable, but the
State offers no evidence to suggest that the petitioners even did
anything suspicious, such as suddenly slowing down, pulling off to
the side of the road, or turning somewhere to see whether they were
being followed. Cf. Arvizu, supra, at 270–271, 277
(concluding that an officer’s suspicion of criminality was
enhanced when the driver, upon seeing that he was being followed,
“slowed dramatically,” “appeared stiff,”
and “seemed to be trying to pretend” that the patrol
car was not there). Consequently, the tip’s suggestion of
ongoing drunken driving (if it could be deemed to suggest that) not
only went uncorroborated; it was affirmatively undermined.
A hypothetical
variation on the facts of this case illustrates the point. Suppose
an anonymous tipster reports that, while following near mile marker
88 a silver FordF-150, license plate 8D949925, traveling southbound
on Highway 1, she saw in the truck’s open cab several
five-foot-tall stacks of what was unmistakably baled cannabis. Two
minutes later, a highway patrolman spots the truck exactly where
the tip suggested it would be, begins following it, but sees
nothing in the truck’s cab. It is not enough to say that the
officer’s observation merely failed to corroborate the
tipster’s accusation. It is more precise to say that the
officer’s observation discredited the informant’s
accusation: The crime was supposedly occurring (and would continue
to occur) in plain view, but the police saw nothing. Similarly,
here, the crime supposedly suggested by the tip was ongoing
intoxicated driving, the hallmarks of which are many, readily
identifiable, and difficult to conceal. That the officers witnessed
nary a minor traffic violation nor any other “sound
indici[um] of drunk driving,” ante, at 8, strongly suggests
that the suspected crime was not occurring after all. The
tip’s implication of continuing criminality, already weak,
grew even weaker.
Resisting this line of
reasoning, the Court curiously asserts that, since drunk drivers
who see marked squad cars in their rearview mirrors may evade
detection simply by driving “more careful[ly],” the
“absence of additional suspicious conduct” is
“hardly surprising” and thus largely irrelevant. Ante,
at 10. Whether a drunk driver drives drunkenly, the Court seems to
think, is up to him. That is not how I understand the influence of
alcohol. I subscribe to the more traditional view that the dangers
of intoxi-cated driving are the intoxicant’s impairing
effects on the body—effects that no mere act of the will can
resist. See, e.g., A. Dasgupta, The Science of Drinking: How
Alcohol Affects Your Body and Mind 39 (explaining that the
physi-ological effect of a blood alcohol content between 0.08 and
0.109, for example, is “sever[e] impair[ment]” of
“[b]alance, speech, hearing, and reaction time,” as
well as one’s general “ability to drive a motor
vehicle”). Consistent with this view, I take it as a
fundamental premise of our intoxicated-driving laws that a driver
soused enough to swerve once can be expected to swerve
again—and soon. If he does not, and if the only evidence of
his first episode of irregular driving is a mere inference from an
uncorroborated, vague, and nameless tip, then the Fourth Amendment
requires that he be left alone.
* * *
The Court’s
opinion serves up a freedom-destroying cocktail consisting of two
parts patent falsity: (1) that anonymous 911 reports of
traffic violations are reliable so long as they correctly identify
a car and its location, and (2) that a single instance of
careless or reckless driving necessarily supports a reasonable
suspicion of drunkenness. All the malevolent 911 caller need do is
assert a traffic violation, and the targeted car will be stopped,
forcibly if necessary, by the police. If the driver turns out not
to be drunk (which will almost always be the case), the caller need
fear no consequences, even if 911 knows his identity. After all, he
never alleged drunkenness, but merely called in a traffic
violation—and on that point his word is as good as his
victim’s.
Drunken driving is a
serious matter, but so is the loss of our freedom to come and go as
we please without police interference. To prevent and detect murder
we do not allow searches without probable cause or targeted Terry
stops without reasonable suspicion. We should not do so for drunken
driving either. After today’s opinion all of us on the road,
and not just drug dealers, are at risk of having our freedom of
movement curtailed on suspicion of drunkenness, based upon a phone
tip, true or false, of a single instance of careless driving. I
respectfully dissent.