Holloway v. United States
Annotate this Case
526 U.S. 1 (1999)
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SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1998
HOLLOWAY AKA ALl v. UNITED STATES
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
No. 97-7164. Argued November 9, 1998-Decided March 2, 1999
Petitioner was charged with federal offenses including carjacking, which 18 U. S. C. § 2119 defines as "tak[ing] a motor vehicle ... from ... another by force and violence or by intimidation" "with the intent to cause death or serious bodily harm." Petitioner's accomplice testified that their plan was to steal cars without harming the drivers, but that he would have used his gun if any of the victims had given him a "hard time." The District Judge instructed the jury, inter alia, that the intent requisite under § 2119 may be conditional, and that the Government satisfies this element of the offense when it proves that the defendant intended to cause death or serious bodily harm if the alleged victims refused to turn over their cars. The jury found petitioner guilty, and the Second Circuit affirmed, declaring, among other things, that the inclusion of a conditional intent to harm within § 2119 comported with a reasonable interpretation of the legislative purpose. Petitioner's alternative interpretation, which would cover only those carjackings in which defendant's sole and unconditional purpose at the time of the offense was to kill or maim the victim, was clearly at odds with Congress' intent, concluded the court.
Held: Section 2119's "with the intent to cause death or serious bodily harm" phrase does not require the Government to prove that the defendant had an unconditional intent to kill or harm in all events, but merely requires proof of an intent to kill or harm if necessary to effect a carjacking. This mens rea component of § 2119 directs the factfinder's
attention to the defendant's state of mind at the precise moment he demanded or took control over the car "by force and violence or by intimidation." If the defendant has the proscribed state of mind at that moment, the statute's scienter element is satisfied. Petitioner's reading-that the defendant must possess a specific and unconditional intent to kill or harm in order to complete the prescribed offense-would improperly transform the mens rea element from a modifier into an additional actus reus component of the carjacking statute; it would alter the statute into one that focuses on attempting to harm or kill a person in the course of the robbery of a motor vehicle. Given that § 2119 does not mention either conditional or unconditional intent separately-and thus does not expressly exclude either-its text is most naturally read to encompass the mens rea of both species of intent, and not to limit its reach to crimes involving the additional actus reus of an attempt to kill or harm. Two considerations strongly support the Court's conclusion. First, petitioner's interpretation would exclude from the coverage of the statute most of the conduct that Congress obviously intended to prohibit. Second, it is reasonable to presume that Congress was familiar with the leading cases and the scholarly writing recognizing that the specific intent to commit a wrongful act may be conditional. The Court's interpretation does not, as petitioner suggests, render superfluous the statute's "by force and violence or by intimidation" element. While an empty threat, or intimidating bluff, would be sufficient to satisfy that element, such conduct, standing on its own, is not enough to satisfy § 2119's specific intent element. pp.6-12.
126 F.3d 82, affirmed.
STEVENS, J., delivered the opinion of the Court, in which REHNQUIST, C. J., and O'CONNOR, KENNEDY, SOUTER, GINSBURG, and BREYER, JJ., joined. SCALIA, J., post, p. 12, and THOMAS, J., post, p. 22, filed dissenting opinions.
Kevin J. Keating, by appointment of the Court, 525 U. S. 806, argued the cause for petitioner. With him on the briefs were David G. Secular and Robert C. Nissen.
Deputy Solicitor General Underwood argued the cause for the United States. With her on the brief were Solicitor General Waxman, Assistant Attorney General Robinson,