During the 1982 Minnesota gubernatorial race, petitioner Cohen,
who was associated with one party's campaign, gave court records
concerning another party's candidate for Lieutenant Governor to
respondent publishers' newspapers after receiving a promise of
confidentiality from their reporters. Nonetheless, the papers
identified him in their stories, and he was fired from his job. He
filed suit against respondents in state court, alleging, among
other things, a breach of contract. The court rejected respondents'
argument that the First Amendment barred the suit, and a jury
awarded him,
inter alia, compensatory damages. The State
Court of Appeals affirmed, but the State Supreme Court reversed,
holding that a contract cause of action was inappropriate. It then
went on to address the question whether Cohen could recover under
state law on a promissory estoppel theory, even though that issue
was never tried to a jury, nor briefed nor argued by the parties,
concluding that enforcement under such a theory would violate
respondents' First Amendment rights.
Held:
1. This Court has jurisdiction. Respondents' contention that the
case should be dismissed because the promissory estoppel theory was
not argued or presented in the courts below and because the State
Supreme Court's decision rests entirely on a state law
interpretation is rejected. It is irrelevant to this Court's
jurisdiction whether a party raised below and argued a federal law
issue that the state supreme court actually considered and decided.
Orr v. Orr, 440 U. S. 268,
440 U. S.
274-275. Moreover, the Minnesota Supreme Court made
clear that its holding rested on federal law, and respondents have
defended against this suit all along by arguing that the First
Amendment barred the enforcement of the reporters' promises. Pp.
501 U. S.
667-668.
2. The First Amendment does not bar a promissory estoppel cause
of action against respondents. Such a cause of action, although
private, involves state action within the meaning of the Fourteenth
Amendment, and therefore triggers the First Amendment's
protections, since promissory estoppel is a state law doctrine
creating legal obligations never explicitly assumed by the parties
that are enforceable through the Minnesota courts' official power.
Cf., e.g., 376 U. S. v.
Sullivan,
Page 501 U. S. 664
376 U. S. 254,
376 U. S. 265.
However, the doctrine is a law of general applicability that does
not target or single out the press, but rather is applicable to all
Minnesota citizens' daily transactions. Thus, the First Amendment
does not require that its enforcement against the press be subject
to stricter scrutiny than would be applied to enforcement against
others,
cf. Associated Press v. NLRB, 301 U.
S. 103,
301 U. S.
132-133, even if the payment is characterized as
compensatory damages. Nor does that Amendment grant the press
protection from any law which in any fashion or to any degree
limits or restricts its right to report truthful information.
The Florida Star v. B.J.F., 491 U.
S. 524, distinguished. Moreover, Cohen sought damages
for a breach of promise that caused him to lose his job and lowered
his earning capacity, and did not attempt to use a promissory
estoppel cause of action to avoid the strict requirements for
establishing a libel or defamation claim.
Hustler Magazine,
Inc. v. Falwell, 485 U. S. 46,
distinguished. Any resulting inhibition on truthful reporting is no
more than the incidental, and constitutionally insignificant,
consequence of applying to the press a generally applicable law
requiring them to keep certain promises. Pp.
501 U. S.
668-672.
3. Cohen's request that his compensatory damages award be
reinstated is rejected. The issues whether his verdict should be
upheld on the ground that a promissory estoppel claim had been
established under state law and whether the State Constitution may
be construed to shield the press from an action such as this one
are matters for the State Supreme Court to address and resolve in
the first instance. Pp.
501 U. S.
672.
457
N.W.2d 199, reversed and remanded.
WHITE, J., delivered the opinion of the Court, in which
REHNQUIST, C.J., and STEVENS, SCALIA, and KENNEDY, JJ., joined.
BLACKMUN, J., filed a dissenting opinion, in which MARSHALL and
SOUTER, JJ., joined,
post, p.
501 U. S. 672.
SOUTER, J., filed a dissenting opinion, in which MARSHALL,
BLACKMUN, and O'CONNOR, JJ., joined,
post, p.
501 U. S.
676.
Page 501 U. S. 665
JUSTICE WHITE delivered the opinion of the Court.
The question before us is whether the First Amendment prohibits
a plaintiff from recovering damages, under state promissory
estoppel law, for a newspaper's breach of a promise of
confidentiality given to the plaintiff in exchange for information.
We hold that it does not.
During the closing days of the 1982 Minnesota gubernatorial
race, Dan Cohen, an active Republican associated with Wheelock
Whitney's Independent-Republican gubernatorial campaign, approached
reporters from the St. Paul Pioneer Press Dispatch (Pioneer Press)
and the Minneapolis Star and Tribune (Star Tribune) and offered to
provide documents relating to a candidate in the upcoming election.
Cohen made clear to the reporters that he would provide the
information only if he was given a promise of confidentiality.
Reporters from both papers promised to keep Cohen's identity
anonymous, and Cohen turned over copies of two public court records
concerning Marlene Johnson, the Democratic-Farmer-Labor candidate
for Lieutenant Governor. The first record indicated that Johnson
had been charged in 1969 with three counts of unlawful assembly,
and the second that she had been convicted in 1970 of petit theft.
Both newspapers interviewed Johnson for her explanation, and one
reporter tracked down the person who had found the records for
Cohen. As it turned out, the unlawful assembly charges arose out of
Johnson's participation in a protest of an alleged failure to hire
minority workers on municipal construction projects, and the
charges were eventually dismissed. The petit theft conviction was
for leaving a store without paying
Page 501 U. S. 666
for $6.00 worth of sewing materials. The incident apparently
occurred at a time during which Johnson was emotionally distraught,
and the conviction was later vacated.
After consultation and debate, the editorial staffs of the two
newspapers independently decided to publish Cohen's name as part of
their stories concerning Johnson. In their stories, both papers
identified Cohen as the source of the court records, indicated his
connection to the Whitney campaign, and included denials by Whitney
campaign officials of any role in the matter. The same day the
stories appeared, Cohen was fired by his employer.
Cohen sued respondents, the publishers of the Pioneer Press and
Star Tribune, in Minnesota state court, alleging fraudulent
misrepresentation and breach of contract. The trial court rejected
respondents' argument that the First Amendment barred Cohen's
lawsuit. A jury returned a verdict in Cohen's favor, awarding him
$200,000 in compensatory damages and $500,000 in punitive damages.
The Minnesota Court of Appeals, in a split decision, reversed the
award of punitive damages after concluding that Cohen had failed to
establish a fraud claim, the only claim which would support such an
award.
445 N.W.2d
248, 260 (Minn. App.1989). However, the court upheld the
finding of liability for breach of contract and the $200,000
compensatory damage award.
Id. at 262.
A divided Minnesota Supreme Court reversed the compensatory
damages award.
457
N.W.2d 199 (Minn.1990). After affirming the Court of Appeals'
determination that Cohen had not established a claim for fraudulent
misrepresentation, the court considered his breach of contract
claim and concluded that "a contract cause of action is
inappropriate for these particular circumstances."
Id. at
203. The court then went on to address the question whether Cohen
could establish a cause of action under Minnesota law on a
promissory estoppel theory. Apparently, a promissory estoppel
theory was never tried to the jury, nor briefed nor argued by
Page 501 U. S. 667
the parties; it first arose during oral argument in the
Minnesota Supreme Court when one of the justices asked a question
about equitable estoppel.
See App. 38.
In addressing the promissory estoppel question, the court
decided that the most problematic element in establishing such a
cause of action here was whether injustice could be avoided only by
enforcing the promise of confidentiality made to Cohen. The court
stated that,
"[u]nder a promissory estoppel analysis, there can be no
neutrality towards the First Amendment. In deciding whether it
would be unjust not to enforce the promise, the court must
necessarily weigh the same considerations that are weighed for
whether the First Amendment has been violated. The court must
balance the constitutional rights of a free press against the
common law interest in protecting a promise of anonymity."
457 N.W.2d at 205. After a brief discussion, the court concluded
that,
"in this case, enforcement of the promise of confidentiality
under a promissory estoppel theory would violate defendants' First
Amendment rights."
Ibid.
We granted certiorari to consider the First Amendment
implications of this case. 498 U.S. 1011 (1990).
Respondents initially contend that the Court should dismiss this
case without reaching the merits because the promissory estoppel
theory was not argued or presented in the courts below and because
the Minnesota Supreme Court's decision rests entirely on the
interpretation of state law. These contentions do not merit
extended discussion. It is irrelevant to this Court's jurisdiction
whether a party raised below and argued a federal law issue that
the state supreme court actually considered and decided.
Orr v.
Orr, 440 U. S. 268,
440 U. S.
274-275 (1979);
Dun & Bradstreet, Inc. v.
Greenmoss Builders, Inc., 472 U. S. 749,
472 U. S. 754,
n. 2 (1985);
Mills v. Maryland, 486 U.
S. 367,
486 U. S. 371,
n. 3 (1988);
Franks v. Delaware, 438 U.
S. 154,
438 U. S.
161-162 (1978);
Jenkins v. Georgia,
418 U. S. 153,
418 U. S. 157
(1974). Moreover, that the Minnesota Supreme Court rested its
holding on federal law could not be made
Page 501 U. S. 668
more clear than by its conclusion that,
"in this case, enforcement of the promise of confidentiality
under a promissory estoppel theory would violate defendants' First
Amendment rights."
457 N.W.2d at 205. It can hardly be said that there is no First
Amendment issue present in the case when respondents have defended
against this suit all along by arguing that the First Amendment
barred the enforcement of the reporters' promises to Cohen. We
proceed to consider whether that Amendment bars a promissory
estoppel cause of action against respondents.
The initial question we face is whether a private cause of
action for promissory estoppel involves "state action" within the
meaning of the Fourteenth Amendment such that the protections of
the First Amendment are triggered. For if it does not, then the
First Amendment has no bearing on this case. The rationale of our
decision in
New York Times Co. v. Sullivan, 376 U.
S. 254 (1964), and subsequent cases compels the
conclusion that there is state action here. Our cases teach that
the application of state rules of law in state courts in a manner
alleged to restrict First Amendment freedoms constitutes "state
action" under the Fourteenth Amendment.
See, e.g., id. at
376 U. S. 265;
NAACP v. Claiborne Hardware Co., 458 U.
S. 886,
458 U. S. 916,
n. 51 (1982);
Philadelphia Newspapers, Inc. v. Hepps,
475 U. S. 767,
475 U. S. 777
(1986). In this case, the Minnesota Supreme Court held that, if
Cohen could recover at all, it would be on the theory of promissory
estoppel, a state law doctrine which, in the absence of a contract,
creates obligations never explicitly assumed by the parties. These
legal obligations would be enforced through the official power of
the Minnesota courts. Under our cases, that is enough to constitute
"state action" for purposes of the Fourteenth Amendment.
Respondents rely on the proposition that,
"if a newspaper lawfully obtains truthful information about a
matter of public significance, then state officials may not
constitutionally punish publication of the information, absent a
need to further a
Page 501 U. S. 669
state interest of the highest order."
Smith v. Daily Mail Publishing Co., 443 U. S.
97,
443 U. S. 103
(1979). That proposition is unexceptionable, and it has been
applied in various cases that have found insufficient the asserted
state interests in preventing publication of truthful, lawfully
obtained information.
See, e.g., The Florida Star v.
B.J.F., 491 U. S. 524
(1989);
Smith v. Daily Mail, supra; Landmark Communications,
Inc. v. Virginia, 435 U. S. 829
(1978).
This case however, is not controlled by this line of cases but
rather by the equally well-established line of decisions holding
that generally applicable laws do not offend the First Amendment
simply because their enforcement against the press has incidental
effects on its ability to gather and report the news. As the cases
relied on by respondents recognize, the truthful information sought
to be published must have been lawfully acquired. The press may not
with impunity break and enter an office or dwelling to gather news.
Neither does the First Amendment relieve a newspaper reporter of
the obligation shared by all citizens to respond to a grand jury
subpoena and answer questions relevant to a criminal investigation,
even though the reporter might be required to reveal a confidential
source.
Branzburg v. Hayes, 408 U.
S. 665 (1972). The press, like others interested in
publishing, may not publish copyrighted material without obeying
the copyright laws.
See Zacchini v. Scripps-Howard Broadcasting
Co., 433 U. S. 562,
433 U. S.
576-579 (1977). Similarly, the media must obey the
National Labor Relations Act,
Associated Press v. NLRB,
301 U. S. 103
(1937), and the Fair Labor Standards Act,
Oklahoma Press
Publishing Co. v. Walling, 327 U. S. 186,
327 U. S.
192-193 (1946); may not restrain trade in violation of
the antitrust laws,
Associated Press v. United States,
326 U. S. 1 (1945);
Citizen Publishing Co. v. United States, 394 U.
S. 131,
394 U. S. 139
(1969); and must pay nondiscriminatory taxes.
Murdock v.
Pennsylvania, 319 U. S. 105,
319 U. S. 112
(1943);
Minneapolis Star and Tribune Co. v. Minnesota
Commissioner of Revenue, 460 U. S. 575,
460 U. S.
581-583 (1983).
Page 501 U. S. 670
Cf. University of Pennsylvania v. EEOC, 493 U.
S. 182,
493 U. S.
201-202 (1990). It is therefore beyond dispute that
"[t]he publisher of a newspaper has no special immunity from the
application of general laws. He has no special privilege to invade
the rights and liberties of others."
Associated Press v. NLRB, supra, 301 U.S. at
301 U. S.
132-133. Accordingly, enforcement of such general laws
against the press is not subject to stricter scrutiny than would be
applied to enforcement against other persons or organizations.
There can be little doubt that the Minnesota doctrine of
promissory estoppel is a law of general applicability. It does not
target or single out the press. Rather, insofar as we are advised,
the doctrine is generally applicable to the daily transactions of
all the citizens of Minnesota. The First Amendment does not forbid
its application to the press.
JUSTICE BLACKMUN suggests that applying Minnesota promissory
estoppel doctrine in this case will "punish" Respondents for
publishing truthful information that was lawfully obtained.
Post at
501 U. S.
675-676. This is not strictly accurate, because
compensatory damages are not a form of punishment, as were the
criminal sanctions at issue in
Smith. If the contract
between the parties in this case had contained a liquidated damages
provision, it would be perfectly clear that the payment to
petitioner would represent a cost of acquiring newsworthy material
to be published at a profit, rather than a punishment imposed by
the State. The payment of compensatory damages in this case is
constitutionally indistinguishable from a generous bonus paid to a
confidential news source. In any event, as indicated above, the
characterization of the payment makes no difference for First
Amendment purposes when the law being applied is a general law, and
does not single out the press. Moreover, JUSTICE BLACKMUN's
reliance on cases like
The Florida Star and
Smith v.
Daily Mail is misplaced. In those cases, the State itself
defined the content of publications that would trigger liability.
Here, by contrast,
Page 501 U. S. 671
Minnesota law simply requires those making promises to keep
them. The parties themselves, as in this case, determine the scope
of their legal obligations, and any restrictions which may be
placed on the publication of truthful information are
self-imposed.
Also, it is not at all clear that Respondents obtained Cohen's
name "lawfully" in this case, at least for purposes of publishing
it. Unlike the situation in
The Florida Star, where the
rape victim's name was obtained through lawful access to a police
report, respondents obtained Cohen's name only by making a promise
which they did not honor. The dissenting opinions suggest that the
press should not be subject to any law, including copyright law for
example, which in any fashion or to any degree limits or restricts
the press' right to report truthful information. The First
Amendment does not grant the press such limitless protection.
Nor is Cohen attempting to use a promissory estoppel cause of
action to avoid the strict requirements for establishing a libel or
defamation claim. As the Minnesota Supreme Court observed here,
"Cohen could not sue for defamation, because the information
disclosed [his name] was true." 457 N.W.2d at 202. Cohen is not
seeking damages for injury to his reputation or his state of mind.
He sought damages in excess of $50,000 for a breach of a promise
that caused him to lose his job and lowered his earning capacity.
Thus, this is not a case like
Hustler Magazine, Inc. v.
Falwell, 485 U. S. 46
(1988), where we held that the constitutional libel standards apply
to a claim alleging that the publication of a parody was a state
law tort of intentional infliction of emotional distress.
Respondents and
amici argue that permitting Cohen to
maintain a cause of action for promissory estoppel will inhibit
truthful reporting because news organizations will have legal
incentives not to disclose a confidential source's identity even
when that person's identity is itself newsworthy. JUSTICE SOUTER
makes a similar argument. But if this is the case,
Page 501 U. S. 672
it is no more than the incidental, and constitutionally
insignificant, consequence of applying to the press a generally
applicable law that requires those who make certain kinds of
promises to keep them. Although we conclude that the First
Amendment does not confer on the press a constitutional right to
disregard promises that would otherwise be enforced under state
law, we reject Cohen's request that, in reversing the Minnesota
Supreme Court's judgment, we reinstate the jury verdict awarding
him $200,000 in compensatory damages.
See Brief for
Petitioner 31. The Minnesota Supreme Court's incorrect conclusion
that the First Amendment barred Cohen's claim may well have
truncated its consideration of whether a promissory estoppel claim
had otherwise been established under Minnesota law, and whether
Cohen's jury verdict could be upheld on a promissory estoppel
basis. Or perhaps the State Constitution may be construed to shield
the press from a promissory estoppel cause of action such as this
one. These are matters for the Minnesota Supreme Court to address
and resolve in the first instance on remand. Accordingly, the
judgment of the Minnesota Supreme Court is reversed, and the case
is remanded for further proceedings not inconsistent with this
opinion.
So ordered.
JUSTICE BLACKMUN, with whom JUSTICE MARSHALL and JUSTICE SOUTER
join, dissenting.
I agree with the Court that the decision of the Supreme Court of
Minnesota rested on federal grounds, and that the judicial
enforcement of petitioner's promissory estoppel claim constitutes
state action under the Fourteenth Amendment. I do not agree,
however, that the use of that claim to penalize the reporting of
truthful information regarding a political campaign does not
violate the First Amendment. Accordingly, I dissent.
The majority concludes that this case is not controlled by the
decision in
Smith v. Daily Mail Publishing
Co., 443
Page 501 U. S. 673
U.S. 97 (1979), to the effect that a State may not punish the
publication of lawfully obtained, truthful information "absent a
need to further a state interest of the highest order."
Id. at
443 U. S. 103.
Instead, we are told, the controlling precedent is
"the equally well-established line of decisions holding that
generally applicable laws do not offend the First Amendment simply
because their enforcement against the press has incidental effects
on its ability to gather and report the news."
Ante at
501 U. S. 669.
See, e.g., Branzburg v. Hayes, 408 U.
S. 665 (1972);
Oklahoma Press Publishing Co. v.
Walling, 327 U. S. 186,
327 U. S.
192-193 (1946);
Minneapolis Star & Tribune Co.
v. Minnesota Comm'r of Revenue, 460 U.
S. 575,
460 U. S.
581-583 (1983). I disagree.
I do not read the decision of the Supreme Court of Minnesota to
create any exception to or immunity from the laws of that State for
members of the press. In my view, the court's decision is premised
not on the identity of the speaker, but on the speech itself. Thus,
the court found it to be of "critical significance," that
"the promise of anonymity arises in the classic First Amendment
context of the quintessential public debate in our democratic
society, namely, a political source involved in a political
campaign."
457
N.W.2d 199, 205 (1990);
see also id. at 204, n. 6
("
New York Times v. Sullivan, 376 U.
S. 254 (1964), holds that a state may not adopt a state
rule of law to impose impermissible restrictions on the federal
constitutional freedoms of speech and press"). Necessarily, the
First Amendment protection afforded respondents would be equally
available to non-media defendants.
See, e.g., Lovell v.
Griffin, 303 U. S. 444,
303 U. S. 452
(1938) ("The liberty of the press is not confined to newspapers and
periodicals. . . . The press in its historic connotation
comprehends every sort of publication which affords a vehicle of
information and opinion"). The majority's admonition that
"
[t]he publisher of a newspaper has no special immunity from
the application of general laws,'" ante at 501 U. S. 670,
and its
Page 501 U. S. 674
reliance on the cases that support that principle, are therefore
misplaced.
In
Branzburg, for example, this Court found it
significant that
"these cases involve no intrusions upon speech or assembly, no .
. . restriction on what the press may publish, and no express or
implied command that the press publish what it prefers to withhold.
. . . [N]o penalty, civil or criminal, related to the content of
published material is at issue here."
408 U.S. at
408 U. S. 681.
Indeed, "[t]he sole issue before us" in
Branzburg was
"the obligation of reporters to respond to grand jury subpoenas
as other citizens do and to answer questions relevant to an
investigation into the commission of crime."
Id. at
408 U. S. 682.
See also Associated Press v. NLRB, 301 U.
S. 103,
301 U. S. 133
(1937);
Associated Press v. United States, 326 U. S.
1,
326 U. S. 20, n.
18 (1945);
Citizen Publishing Co. v. United States,
394 U. S. 131,
394 U. S. 139
(1969). In short, these cases did not involve the imposition of
liability based upon the content of speech. [
Footnote 1]
Contrary to the majority, I regard our decision in
Hustler
Magazine, Inc. v. Falwell, 485 U. S. 46
(1988), to be precisely on point. There, we found that the use of a
claim of intentional infliction of emotional distress to impose
liability for the publication of a satirical critique violated the
First
Page 501 U. S. 675
Amendment. There was no doubt that Virginia's tort of
intentional infliction of emotional distress was "a law of general
applicability" unrelated to the suppression of speech. [
Footnote 2] Nonetheless, a unanimous
Court found that, when used to penalize the expression of opinion,
the law was subject to the strictures of the First Amendment. In
applying that principle, we concluded,
id. at
485 U. S. 56,
that
"public figures and public officials may not recover for the
tort of intentional infliction of emotional distress by reason of
publications such as the one here at issue without showing, in
addition, that the publication contains a false statement of fact
which was made with 'actual malice,'"
as defined by
New York Times v. Sullivan, 376 U.
S. 254 (1964). In so doing, we rejected the argument
that Virginia's interest in protecting its citizens from emotional
distress was sufficient to remove from First Amendment protection a
"patently offensive" expression of opinion. 485 U.S. at
485 U. S. 50.
[
Footnote 3]
As in
Hustler, the operation of Minnesota's doctrine of
promissory estoppel in this case cannot be said to have a merely
"incidental" burden on speech; the publication of important
political speech is the claimed violation. Thus, as in
Hustler, the law may not be enforced to punish the
expression
Page 501 U. S. 676
of truthful information or opinion. [
Footnote 4] In the instant case, it is undisputed that the
publication at issue was true.
To the extent that truthful speech may ever be sanctioned
consistent with the First Amendment, it must be in furtherance of a
state interest "of the highest order."
Smith, 443 U.S. at
443 U. S. 103.
Because the Minnesota Supreme Court's opinion makes clear that the
State's interest in enforcing its promissory estoppel doctrine in
this case was far from compelling,
see 457 N.W.2d at
204-205, I would affirm that court's decision.
I respectfully dissent.
[
Footnote 1]
The only arguable exception is
Zacchini v. Scripps-Howard
Broadcasting Co., 433 U. S. 562
(1977). In
Zacchini, a performer sued a news organization
for appropriation of his "right to publicity value of his
performance,"
id. at
433 U. S. 565,
after it broadcast the entirety of his act on local television.
This Court held that the First Amendment did not bar the suit. We
made clear, however, that our holding did not extend to the
reporting of information about an event of public interest. We
explained that,
"if . . . respondent had merely reported that petitioner was
performing at the fair and described or commented on his act, with
or without showing his picture on television, we would have a very
different case."
Id. at
433 U. S. 569.
Thus,
Zacchini cannot support the majority's conclusion
that "a law of general applicability,"
ante at
501 U. S. 670,
may not violate the First Amendment when employed to penalize the
dissemination of truthful information or the expression of
opinion.
[
Footnote 2]
The Virginia cause of action for intentional infliction of
emotional distress at issue in
Hustler provided for
recovery where a plaintiff could demonstrate
"that the defendant's conduct (1) is intentional or reckless;
(2) offends generally accepted standards of decency or morality;
(3) is causally connected with the plaintiff's emotional distress;
and (4) caused emotional distress that was severe."
485 U.S. at
485 U. S. 50, n.
3.
[
Footnote 3]
The majority attempts to distinguish
Hustler on the
ground that there the plaintiff sought damages for injury to his
state of mind, whereas the petitioner here sought damages "for a
breach of a promise that caused him to lose his job and lowered his
earning capacity."
Ante at
501 U. S. 671.
I perceive no meaningful distinction between a statute that
penalizes published speech in order to protect the individual's
psychological wellbeing or reputational interest and one that
exacts the same penalty in order to compensate the loss of
employment or earning potential. Certainly our decision in
Hustler recognized no such distinction.
[
Footnote 4]
The majority argues that, unlike the criminal sanctions we
considered in
Smith v. Daily Mail Publishing Co.,
443 U. S. 97
(1979), the liability at issue here will not "punish" respondents
in the strict sense of that word.
Ante at
501 U. S. 670.
While this may be true, we have long held that the imposition of
civil liability based on protected expression constitutes
"punishment" of speech for First Amendment purposes.
See, e.g.,
Pittsburgh Press Co. v. Pittsburgh Comm'n on Human Relations,
413 U. S. 376,
413 U. S. 386
(1973) ("In the context of a libelous advertisement . . . , this
Court has held that the First Amendment does not shield a newspaper
from
punishment for libel when with actual malice it
publishes a falsely defamatory advertisement") (emphasis added),
citing
New York Times v. Sullivan, 376 U.
S. 254,
376 U. S.
279-280 (1964);
Gertz v. Robert Welch, Inc.,
418 U. S. 323,
418 U. S. 340
(1974) ("
[P]unishment of error runs the risk of inducing a
cautious and restrictive exercise of the constitutionally
guaranteed freedoms of speech and press") (emphasis added).
Cf.
New York Times, 376 U.S. at
376 U. S. 297
(Black, J., concurring) ("To
punish the exercise of this
right to discuss public affairs or to
penalize it through
libel judgments is to abridge or shut off discussion of the very
kind most needed") (emphasis added).
Though they be civil, the sanctions we review in this case are
no more justifiable as "a cost of acquiring newsworthy material,"
ante at
501 U. S. 670,
than were the libel damages at issue in
New York Times, a
permissible cost of disseminating newsworthy material.
JUSTICE SOUTER, with whom JUSTICE MARSHALL, JUSTICE BLACKMUN and
JUSTICE O'CONNOR join, dissenting.
I agree with JUSTICE BLACKMUN that this case does not fall
within the line of authority holding the press to laws of general
applicability where commercial activities and relationships,
Page 501 U. S. 677
not the content of publication, are at issue.
See ante
at
501 U. S. 674.
Even such general laws as do entail effects on the content of
speech, like the one in question, may of course be found
constitutional, but only, as Justice Harlan observed,
"when [such effects] have been justified by subordinating valid
governmental interests, a prerequisite to constitutionality which
has necessarily involved a weighing of the governmental interest
involved. . . . Whenever, in such a context, these constitutional
protections are asserted against the exercise of valid governmental
powers, a reconciliation must be effected, and that perforce
requires an appropriate weighing of the respective interests
involved."
Konigsberg v. State Bar of California, 366 U. S.
36,
366 U. S. 51
(1961). Thus, "[t]here is nothing talismanic about neutral laws of
general applicability,"
Employment Division, Dept. of Human
Resources of Oregon v. Smith, 494 U.
S. 872,
494 U. S. 901
(1990) (O'CONNOR, J., concurring in judgment), for such laws may
restrict First Amendment rights just as effectively as those
directed specifically at speech itself. Because I do not believe
the fact of general applicability to be dispositive, I find it
necessary to articulate, measure, and compare the competing
interests involved in any given case to determine the legitimacy of
burdening constitutional interests, and such has been the Court's
recent practice in publication cases.
See Hustler Magazine,
Inc. v. Falwell, 485 U. S. 46
(1988);
Zacchini v. Scripps-Howard Broadcasting Co.,
433 U. S. 562
(1977).
Nor can I accept the majority's position that we may dispense
with balancing because the burden on publication is in a sense
"self-imposed" by the newspaper's voluntary promise of
confidentiality.
See ante at
501 U. S. 671.
This suggests both the possibility of waiver, the requirements for
which have not been met here,
see, e.g., Curtis Publishing Co.
v. Butts, 388 U. S. 130,
388 U. S. 145
(1967), as well as a conception of First Amendment rights as those
of the speaker alone, with a value that may be measured without
reference to the importance of the
Page 501 U. S. 678
information to public discourse. But freedom of the press is
ultimately founded on the value of enhancing such discourse for the
sake of a citizenry better informed, and thus more prudently
self-governed.
"[T]he First Amendment goes beyond protection of the press and
the self-expression of individuals to prohibit government from
limiting the stock of information from which members of the public
may draw."
First National Bank of Boston v. Bellotti, 435 U.
S. 765,
435 U. S. 783
(1978). In this context, "
[i]t is the right of the [public],
not the right of the [media], which is paramount,'" CBS, Inc.
v. FCC, 453 U. S. 367,
453 U. S. 395
(1981) (emphasis omitted) (quoting Red Lion Broadcasting Co. v.
FCC, 395 U. S. 367,
395 U. S. 390
(1969)), for
"[w]ithout the information provided by the press, most of us and
many of our representatives would be unable to vote intelligently
or to register opinions on the administration of government
generally."
Cox Broadcasting Corp. v. Cohn, 420 U.
S. 469,
420 U. S. 492
(1975);
cf. Richmond Newspapers, Inc. v. Virginia,
448 U. S. 555,
448 U. S. 573
(1980);
New York Times Co. v. Sullivan, 376 U.
S. 254,
376 U. S.
278-279 (1964).
The importance of this public interest is integral to the
balance that should be struck in this case. There can be no doubt
that the fact of Cohen's identity expanded the universe of
information relevant to the choice faced by Minnesota voters in
that State's 1982 gubernatorial election, the publication of which
was thus of the sort quintessentially subject to strict First
Amendment protection.
See, e.g., Eu v. San Francisco County
Democratic Central Committee, 489 U.
S. 214,
489 U. S. 223
(1989). The propriety of his leak to respondents could be taken to
reflect on his character, which in turn could be taken to reflect
on the character of the candidate who had retained him as an
adviser. An election could turn on just such a factor; if it
should, I am ready to assume that it would be to the greater public
good, at least over the long run.
This is not to say that the breach of such a promise of
confidentiality could never give rise to liability. One can
conceive of situations in which the injured party is a private
individual,
Page 501 U. S. 679
whose identity is of less public concern than that of the
petitioner; liability there might not be constitutionally
prohibited. Nor do I mean to imply that the circumstances of
acquisition are irrelevant to the balance,
see, e.g., Florida
Star v. B.J.F., 491 U. S. 524,
491 U. S.
534-535, and n. 8 (1989), although they may go only to
what balances against, and not to diminish, the First Amendment
value of any particular piece of information.
Because I believe the State's interest in enforcing a
newspaper's promise of confidentiality insufficient to outweigh the
interest in unfettered publication of the information revealed in
this case, I respectfully dissent.