A Florida county sheriff's office received an anonymous tip that
marijuana was being grown on respondent's property. When an
investigating officer discovered that he could not observe from
Found level the contents of a greenhouse on the property -- which
was enclosed on two sides and obscured from view on the other, open
sides by trees, shrubs, and respondent's nearby home -- he circled
twice over the property in a helicopter at the height of 400 feet
and made naked-eye observations through openings in the greenhouse
roof and its open sides of what he concluded were marijuana plants.
After a search pursuant to a warrant obtained on the basis of these
observations revealed marijuana growing in the greenhouse,
respondent was charged with possession of that substance under
Florida law. The trial court granted his motion to suppress the
evidence. Although reversing, the State Court of Appeals certified
the case to the State Supreme Court on the question whether the
helicopter surveillance from 400 feet constituted a "search" for
which a warrant was required under the Fourth Amendment. Answering
that question in the affirmative, the court quashed the Court of
Appeals' decision and reinstated the trial court's suppression
order.
Held: The judgment is reversed.
511 So. 2d
282, reversed.
JUSTICE WHITE, joined by THE CHIEF JUSTICE, JUSTICE SCALIA, and
JUSTICE KENNEDY, concluded that the Fourth Amendment does not
require the police traveling in the public airways at an altitude
of 400 feet to obtain a warrant in order to observe what is visible
to the naked eye.
California v. Ciraolo, 476 U.
S. 207 -- which held that a naked-eye police inspection
of the backyard of a house from a fixed-wing aircraft at 1,000 feet
was not a "search" -- is controlling. Thus, respondent could not
reasonably have expected that the contents of his greenhouse were
protected from public or official inspection from the air, since he
left the greenhouse's sides and roof partially open. The fact that
the inspection was made from a helicopter is irrelevant, since, as
in the case of fixed-wing planes, private and commercial flight by
helicopter is routine. Nor, on the facts of this case, does it make
a difference for Fourth Amendment purposes that the helicopter was
flying below 500 feet, the Federal Aviation Administration's lower
limit upon the navigable airspace for fixed-wing craft. Since the
FAA permits helicopters to fly
Page 488 U. S. 446
below that limit, the helicopter here was not violating the law,
and any member of the public or the police could legally have
observed respondent's greenhouse from that altitude. Although an
aerial inspection of a house's curtilage may not always pass muster
under the Fourth Amendment simply because the aircraft is within
the navigable airspace specified by law, there is nothing in the
record here to suggest that helicopters flying at 400 feet are
sufficiently rare that respondent could have reasonably anticipated
that his greenhouse would not be observed from that altitude.
Moreover, there is no evidence that the helicopter interfered with
respondent's normal use of his greenhouse or other parts of the
curtilage, that intimate details connected with the use of the home
or curtilage were observed, or that there was undue noise, wind,
dust, or threat of injury. Pp.
488 U. S.
449-452.
JUSTICE O'CONNOR concluded that the plurality's approach rests
the scope of Fourth Amendment protection too heavily on compliance
with FAA regulations, which are intended to promote air safety, and
not to protect the right to be secure against unreasonable searches
and seizures. Whether respondent had a reasonable expectation of
privacy from aerial observation of his curtilage does not depend on
whether the helicopter was where it had a right to be, but, rather,
on whether it was in the public airways at an altitude at which
members of the public travel with sufficient regularity that
respondent's expectation was not one that society is prepared to
recognize as "reasonable." Because there is reason to believe that
there is considerable public use of airspace at altitudes of 400
feet and above, and because respondent introduced no evidence to
the contrary before the state courts, it must be concluded that his
expectation of privacy here was not reasonable. However, public use
of altitudes lower than 400 feet -- particularly public
observations from helicopters circling over the curtilage of a home
-- may be sufficiently rare that police surveillance from such
altitudes would violate reasonable expectations of privacy, despite
compliance with FAA regulations. Pp.
488 U. S.
452-455.
WHITE, J., announced the judgment of the Court and delivered an
opinion in which REHNQUIST, C.J., and SCALIA and KENNEDY, JJ.,
joined. O'CONNOR, J., filed an opinion concurring in the judgment,
post, p.
488 U. S. 452.
BRENNAN, J., filed a dissenting opinion, in which MARSHALL and
STEVENS, JJ., joined,
post, p.
488 U. S. 456.
BLACKMUN, J., filed a dissenting opinion,
post, p.
488 U. S.
467.
Page 488 U. S. 447
JUSTICE WHITE announced the judgment of the Court and delivered
an opinion, in which THE CHIEF JUSTICE, JUSTICE SCALIA, and JUSTICE
KENNEDY join.
On certification to it by a lower state court, the Florida
Supreme Court addressed the following question:
"Whether surveillance of the interior of a partially covered
greenhouse
Page 488 U. S. 448
in a residential backyard from the vantage point of a helicopter
located 400 feet above the greenhouse constitutes a 'search' for
which a warrant is required under the Fourth Amendment and Article
I, § 12 of the Florida Constitution."
511 So. 2d
282 (1987). The court answered the question in the affirmative,
and we granted the State's petition for certiorari challenging that
conclusion. 484 U.S. 1058 (1988). [
Footnote 1]
Respondent Riley lived in a mobile home located on five acres of
rural property. A greenhouse was located 10 to 20 feet behind the
mobile home. Two sides of the greenhouse were enclosed. The other
two sides were not enclosed, but the contents of the greenhouse
were obscured from view from surrounding property by trees, shrubs,
and the mobile home. The greenhouse was covered by corrugated
roofing panels, some translucent and some opaque. At the time
relevant to this case, two of the panels, amounting to
approximately 10% of the roof area, were missing. A wire fence
surrounded the mobile home and the greenhouse, and the property was
posted with a "DO NOT ENTER" sign.
This case originated with an anonymous tip to the Pasco County
Sheriff's office that marijuana was being grown on respondent's
property. When an investigating officer discovered that he could
not see the contents of the greenhouse from the road, he circled
twice over respondent's property in a helicopter at the height of
400 feet. With his naked eye, he was able to see through the
openings in the roof and one or more of the open sides of the
greenhouse and to identify what he thought was marijuana growing in
the structure. A warrant
Page 488 U. S. 449
was obtained based on these observations, and the ensuing search
revealed marijuana growing in the greenhouse. Respondent was
charged with possession of marijuana under Florida law. The trial
court granted his motion to suppress; the Florida Court of Appeals
reversed, but certified the case to the Florida Supreme Court,
which quashed the decision of the Court of Appeals and reinstated
the trial court's suppression order.
We agree with the State's submission that our decision in
California v. Ciraolo, 476 U. S. 207
(1986), controls this case. There, acting on a tip, the police
inspected the backyard of a particular house while flying in a
fixed-wing aircraft at 1,000 feet. With the naked eye the officers
saw what they concluded was marijuana growing in the yard. A search
warrant was obtained on the strength of this airborne inspection,
and marijuana plants were found. The trial court refused to
suppress this evidence, but a state appellate court held that the
inspection violated the Fourth and Fourteenth Amendments to the
United States Constitution, and that the warrant was therefore
invalid. We in turn reversed, holding that the inspection was not a
search subject to the Fourth Amendment. We recognized that the yard
was within the curtilage of the house, that a fence shielded the
yard from observation from the street, and that the occupant had a
subjective expectation of privacy. We held, however, that such an
expectation was not reasonable, and not one "that society is
prepared to honor."
Id. at
476 U. S. 214.
Our reasoning was that the home and its curtilage are not
necessarily protected from inspection that involves no physical
invasion. "
What a person knowingly exposes to the public, even
in his own home or office, is not a subject of Fourth Amendment
protection.'" Id. at 213, quoting Katz v. United
States, 389 U. S. 347,
389 U. S. 351
(1967). As a general proposition, the police may see what may be
seen "from a public vantagepoint where [they have] a right to be,"
476 U.S. at 476 U. S. 213.
Thus the police, like the public, would have been free to inspect
the backyard garden from
Page 488 U. S. 450
the street if their view had been unobstructed. They were
likewise free to inspect the yard from the vantage point of an
aircraft flying in the navigable airspace as this plane was.
"In an age where private and commercial flight in the public
airways is routine, it is unreasonable for respondent to expect
that his marijuana plants were constitutionally protected from
being observed with the naked eye from an altitude of 1,000 feet.
The Fourth Amendment simply does not require the police traveling
in the public airways at this altitude to obtain a warrant in order
to observe what is visible to the naked eye."
Id. at
476 U. S.
215.
We arrive at the same conclusion in the present case. In this
case, as in
Ciraolo, the property surveyed was within the
curtilage of respondent's home. Riley no doubt intended and
expected that his greenhouse would not be open to public
inspection, and the precautions he took protected against
ground-level observation. Because the sides and roof of his
greenhouse were left partially open, however, what was growing in
the greenhouse was subject to viewing from the air. Under the
holding in
Ciraolo, Riley could not reasonably
Page 488 U. S. 451
have expected the contents of his greenhouse to be immune from
examination by an officer seated in a fixed-wing aircraft flying in
navigable airspace at an altitude of 1,000 feet or, as the Florida
Supreme Court seemed to recognize, at an altitude of 500 feet, the
lower limit of the navigable airspace for such an aircraft. 511 So.
2d at 288. Here, the inspection was made from a helicopter, but, as
is the case with fixed-wing planes, "private and commercial flight
[by helicopter] in the public airways is routine" in this country,
Ciraolo, supra, at
476 U. S. 215,
and there is no indication that such flights are unheard of in
Pasco County, Florida. [
Footnote
2] Riley could not reasonably have expected that his greenhouse
was protected from public or official observation from a helicopter
had it been flying within the navigable airspace for fixed-wing
aircraft.
Nor on the facts before us, does it make a difference for Fourth
Amendment purposes that the helicopter was flying at 400 feet when
the officer saw what was growing in the greenhouse through the
partially open roof and sides of the structure. We would have a
different case if flying at that altitude had been contrary to law
or regulation. But helicopters are not bound by the lower limits of
the navigable airspace allowed to other aircraft. [
Footnote 3] Any member of the public could
legally have been flying over Riley's property in a helicopter at
the altitude of 400 feet, and could have observed Riley's
greenhouse. The police officer did no more. This is not to say that
an inspection of the curtilage of a house from an aircraft will
always pass muster under the Fourth Amendment simply because the
plane is within the navigable airspace specified by law. But it is
of obvious importance that the helicopter in this case was
not violating the law, and there is nothing in the record
or before us to suggest that helicopters flying at 400 feet are
sufficiently rare in this country to lend substance to respondent's
claim that he reasonably anticipated that his greenhouse would not
be subject to
Page 488 U. S. 452
observation from that altitude. Neither is there any intimation
here that the helicopter interfered with respondent's normal use of
the greenhouse or of other parts of the curtilage. As far as this
record reveals, no intimate details connected with the use of the
home or curtilage were observed, and there was no undue noise, and
no wind, dust, or threat of injury. In these circumstances, there
was no violation of the Fourth Amendment.
The judgment of the Florida Supreme Court is accordingly
reversed.
So ordered.
[
Footnote 1]
The Florida Supreme Court mentioned the State Constitution in
posing the question, once in the course of its opinion, and again
in finally concluding that the search violated the Fourth Amendment
and the State Constitution. The bulk of the discussion, however,
focused exclusively on federal cases dealing with the Fourth
Amendment, and there being no indication that the decision "clearly
and expressly . . . is alternatively based on bona fide separate,
adequate, and independent grounds," we have jurisdiction.
Michigan v. Long, 463 U. S. 1032,
463 U. S.
1041 (1983).
[
Footnote 2]
The first use of the helicopter by police was in New York in
1947, and today every State in the country uses helicopters in
police work. As of 1980, there were 1,500 such aircraft used in
police work. E. Brown, The Helicopter in Civil Operations 79
(1981). More than 10,000 helicopters, both public and private, are
registered in the United States. Federal Aviation Administration,
Census of U.S. Civil Aircraft, Calendar Year 1987, p. 12.
See
also 1988 Helicopter Annual 9. And there are an estimated
31,697 helicopter pilots. Federal Aviation Administration,
Statistical Handbook of Aviation, Calendar Year 1986, p. 147.
[
Footnote 3]
While Federal Aviation Administration (FAA) regulations permit
fixed-wing aircraft to be operated at an altitude of 1,000 feet
while flying over congested areas and at an altitude of 500 feet
above the surface in other than congested areas, helicopters may be
operated at less than the minimums for fixed-wing aircraft
"if the operation is conducted without hazard to persons or
property on the surface. In addition, each person operating a
helicopter shall comply with routes or altitudes specifically
prescribed for helicopters by the [FAA] Administrator."
14 CFR § 91.79 (1988).
JUSTICE O'CONNOR, concurring in the judgment.
I concur in the judgment reversing the Supreme Court of Florida
because I agree that police observation of the greenhouse in
Riley's curtilage from a helicopter passing at an altitude of 400
feet did not violate an expectation of privacy "that society is
prepared to recognize as
reasonable.'" Katz v. United
States, 389 U. S. 347,
389 U. S. 361
(1967) (Harlan, J., concurring). I write separately, however, to
clarify the standard I believe follows from California v.
Ciraolo, 476 U. S. 207
(1986). In my view, the plurality's approach rests the scope of
Fourth Amendment protection too heavily on compliance with FAA
regulations whose purpose is to promote air safety, not to protect
"[t]he right of the people to be secure in their persons, houses,
papers, and effects, against unreasonable searches and seizures."
U.S.Const., Amdt. 4.
Ciraolo involved observation of curtilage by officers
flying in an airplane at an altitude of 1,000 feet. In evaluating
whether this observation constituted a search for which a warrant
was required, we acknowledged the importance of curtilage in Fourth
Amendment doctrine:
"The protection afforded the curtilage is essentially a
protection of families and personal privacy in an area intimately
linked to the home, both physically and psychologically, where
privacy expectations are most heightened."
476 U.S. at
476 U. S.
212-213. Although the curtilage is an area to which the
private activities
Page 488 U. S. 453
of the home extend, all police observation of the curtilage is
not necessarily barred by the Fourth Amendment. As we observed:
"The Fourth Amendment protection of the home has never been
extended to require law enforcement officers to shield their eyes
when passing by a home on public thoroughfares."
Id. at
476 U. S. 213.
In
Ciraolo, we likened observation from a plane traveling
in "public navigable airspace" at 1,000 feet to observation by
police "passing by a home on public thoroughfares." We held that
"[i]n an age where private and commercial flight in the public
airways is routine," it is unreasonable to expect the curtilage to
be constitutionally protected from aerial observation with the
naked eye from an altitude of 1,000 feet.
Id. at
476 U. S.
215.
Ciraolo's expectation of privacy was unreasonable not because
the airplane was operating where it had a "right to be," but
because public air travel at 1,000 feet is a sufficiently routine
part of modern life that it is unreasonable for persons on the
ground to expect that their curtilage will not be observed from the
air at that altitude. Although "helicopters are not bound by the
lower limits of the navigable airspace allowed to other aircraft,"
ante at
488 U. S. 451,
there is no reason to assume that compliance with FAA regulations
alone determines "
whether the government's intrusion infringes
upon the personal and societal values protected by the Fourth
Amendment.'" Ciraolo, supra, at 476 U. S. 212
(quoting Oliver v. United States, 466 U.
S. 170, 466 U. S.
182-183 (1984)). Because the FAA has decided that
helicopters can lawfully operate at virtually any altitude so long
as they pose no safety hazard, it does not follow that the
expectations of privacy "society is prepared to recognize as
`reasonable'" simply mirror the FAA's safety concerns.
Observations of curtilage from helicopters at very low altitudes
are not perfectly analogous to ground-level observations from
public roads or sidewalks. While in both cases the police may have
a legal right to occupy the physical space from which their
observations are made, the two situations
Page 488 U. S. 454
are not necessarily comparable in terms of whether expectations
of privacy from such vantage points should be considered
reasonable. Public roads, even those less traveled by, are clearly
demarked public thoroughfares. Individuals who seek privacy can
take precautions, tailored to the location of the road, to avoid
disclosing private activities to those who pass by. They can build
a tall fence, for example, and thus ensure private enjoyment of the
curtilage without risking public observation from the road or
sidewalk. If they do not take such precautions, they cannot
reasonably expect privacy from public observation. In contrast,
even individuals who have taken effective precautions to ensure
against ground-level observations cannot block off all conceivable
aerial views of their outdoor patios and yards without entirely
giving up their enjoyment of those areas. To require individuals to
completely cover and enclose their curtilage is to demand more than
the "precautions customarily taken by those seeking privacy."
Rakas v. Illinois, 439 U. S. 128,
439 U. S. 152
(1978) (Powell, J., concurring). The fact that a helicopter could
conceivably observe the curtilage at virtually any altitude or
angle, without violating FAA regulations, does not in itself mean
that an individual has no reasonable expectation of privacy from
such observation.
In determining whether Riley had a reasonable expectation of
privacy from aerial observation, the relevant inquiry after
Ciraolo is not whether the helicopter was where it had a
right to be under FAA regulations. Rather, consistent with
Katz, we must ask whether the helicopter was in the public
airways at an altitude at which members of the public travel with
sufficient regularity that Riley's expectation of privacy from
aerial observation was not "one that society is prepared to
recognize as
reasonable.'" Katz, supra, at 361. Thus,
in determining "`whether the government's intrusion infringes upon
the personal and societal values protected by the Fourth
Amendment,'" Ciraolo, supra, at 476 U. S. 212
(quoting Oliver, supra, at 466 U. S.
182-183), it is not conclusive to observe,
Page 488 U. S. 455
as the plurality does, that "[a]ny member of the public could
legally have been flying over Riley's property in a helicopter at
the altitude of 400 feet, and could have observed Riley's
greenhouse."
Ante at 451. Nor is it conclusive that police
helicopters may often fly at 400 feet. If the public rarely, if
ever, travels overhead at such altitudes, the observation cannot be
said to be from a vantage point generally used by the public, and
Riley cannot be said to have "knowingly expose[d]" his greenhouse
to public view. However, if the public can generally be expected to
travel over residential backyards at an altitude of 400 feet, Riley
cannot reasonably expect his curtilage to be free from such aerial
observation.
In my view, the defendant must bear the burden of proving that
his expectation of privacy was a reasonable one, and thus that a
"search" within the meaning of the Fourth Amendment even took
place.
Cf. Jones v. United States, 362 U.
S. 257,
362 U. S. 261
(1960) ("Ordinarily, then, it is entirely proper to require of one
who seeks to challenge the legality of a search as the basis for
suppressing relevant evidence that he allege, and if the allegation
be disputed that he establish, that he himself was the victim of an
invasion of privacy");
Nardone v. United States,
308 U. S. 338,
308 U. S. 341
(1939).
Because there is reason to believe that there is considerable
public use of airspace at altitudes of 400 feet and above, and
because Riley introduced no evidence to the contrary before the
Florida courts, I conclude that Riley's expectation that his
curtilage was protected from naked-eye aerial observation from that
altitude was not a reasonable one. However, public use of altitudes
lower than that -- particularly public observations from
helicopters circling over the curtilage of a home -- may be
sufficiently rare that police surveillance from such altitudes
would violate reasonable expectations of privacy, despite
compliance with FAA air safety regulations
Page 488 U. S. 456
JUSTICE BRENNAN, with whom JUSTICE MARSHALL and JUSTICE STEVENS
join, dissenting.
The Court holds today that police officers need not obtain a
warrant based on probable cause before circling in a helicopter 400
feet above a home in order to investigate what is taking place
behind the walls of the curtilage. I cannot agree that the Fourth
Amendment to the Constitution, which safeguards "[t]he right of the
people to be secure in their persons, houses, papers, and effects,
against unreasonable searches and seizures," tolerates such an
intrusion on privacy and personal security.
I
The opinion for a plurality of the Court reads almost as if
Katz v. United States, 389 U. S. 347
(1967), had never been decided. Notwithstanding the disclaimers of
its final paragraph, the opinion relies almost exclusively on the
fact that the police officer conducted his surveillance from a
vantage point where, under applicable Federal Aviation
Administration regulations, he had a legal right to be.
Katz teaches, however, that the relevant inquiry is
whether the police surveillance "violated the privacy upon which
[the defendant] justifiably relied,"
id. at
389 U. S. 353
-- or, as Justice Harlan put it, whether the police violated an
"expectation of privacy . . . that society is prepared to recognize
as
reasonable.'" Id. at 389 U. S. 361
(concurring opinion). The result of that inquiry in any given case
depends ultimately on the judgment
"whether, if the particular form of surveillance practiced by
the police is permitted to go unregulated by constitutional
restraints, the amount of privacy and freedom remaining to citizens
would be diminished to a compass inconsistent with the aims of a
free and open society."
Amsterdam, Perspectives on the Fourth Amendment, 58 Minn.L.Rev.
349, 403 (1974);
see also 1 W. LaFave, Search and Seizure
§ 2.1(d), pp. 310-314 (2d ed.1987).
The plurality undertakes no inquiry into whether low-level
helicopter surveillance by the police of activities in an
enclosed
Page 488 U. S. 457
backyard is consistent with the "aims of a free and open
society." Instead, it summarily concludes that Riley's expectation
of privacy was unreasonable because
"[a]ny member of the public could legally have been flying over
Riley's property in a helicopter at the altitude of 400 feet and
could have observed Riley's greenhouse."
Ante at
488 U. S. 451.
This observation is, in turn, based solely on the fact that the
police helicopter was within the airspace within which such craft
are allowed by federal safety regulations to fly.
I agree, of course, that "[w]hat a person knowingly exposes to
the public . . . is not a subject of Fourth Amendment protection."
Katz, supra, at
389 U. S. 351.
But I cannot agree that one "knowingly exposes [an area] to the
public" solely because a helicopter may legally fly above it. Under
the plurality's exceedingly grudging Fourth Amendment theory, the
expectation of privacy is defeated if a single member of the public
could conceivably position herself to see into the area in question
without doing anything illegal. It is defeated whatever the
difficulty a person would have in so positioning herself, and
however infrequently anyone would in fact do so. In taking this
view, the plurality ignores the very essence of
Katz. The
reason why there is no reasonable expectation of privacy in an area
that is exposed to the public is that little diminution in "the
amount of privacy and freedom remaining to citizens" will result
from police surveillance of something that any passerby readily
sees. To pretend, as the plurality opinion does, that the same is
true when the police use a helicopter to peer over high fences is,
at best, disingenuous. Notwithstanding the plurality's statistics
about the number of helicopters registered in this country, can it
seriously be questioned that Riley enjoyed virtually complete
privacy in his backyard greenhouse, and that that privacy was
invaded solely by police helicopter surveillance? Is the
theoretical possibility that any member of the public (with
sufficient means) could also have hired a helicopter and looked
over Riley's fence of any relevance at all in determining
Page 488 U. S. 458
whether Riley suffered a serious loss of privacy and personal
security through the police action?
In
California v. Ciraolo, 476 U.
S. 207 (1986), we held that whatever might be observed
from the window of an airplane flying at 1,000 feet could be deemed
unprotected by any reasonable expectation of privacy. That decision
was based on the belief that airplane traffic at that altitude was
sufficiently common that no expectation of privacy could inure in
anything on the ground observable with the naked eye from so high.
Indeed, we compared those airways to "public thoroughfares," and
made the obvious point that police officers passing by a home on
such thoroughfares were not required by the Fourth Amendment to
"shield their eyes."
Id. at
476 U. S. 213.
Seizing on a reference in
Ciraolo to the fact that the
police officer was in a position "where he ha[d] a right to be,"
ibid., today's plurality professes to find this case
indistinguishable because FAA regulations do not impose a minimum
altitude requirement on helicopter traffic; thus, the officer in
this case too made his observations from a vantage point where he
had a right to be. [
Footnote
2/1]
It is a curious notion that the reach of the Fourth Amendment
can be so largely defined by administrative regulations issued for
purposes of flight safety. [
Footnote
2/2] It is more curious still
Page 488 U. S. 459
that the plurality relies to such an extent on the legality of
the officer's act, when we have consistently refused to equate
police violation of the law with infringement of the Fourth
Amendment. [
Footnote 2/3] But the
plurality's willingness to end its inquiry when it finds that the
officer was in a position he had a right to be in is misguided for
an even more fundamental reason. Finding determinative the fact
that the officer was where he had a right to be is, at bottom, an
attempt to analogize surveillance from a helicopter to surveillance
by a police officer standing on a public road and viewing evidence
of crime through an open window or a gap in a fence. In such a
situation, the occupant of the home may be said to lack any
Page 488 U. S. 460
reasonable expectation of privacy in what can be seen from that
road -- even if, in fact, people rarely pass that way.
The police officer positioned 400 feet above Riley's backyard
was not, however, standing on a public road. The vantage point he
enjoyed was not one any citizen could readily share. His ability to
see over Riley's fence depended on his use of a very expensive and
sophisticated piece of machinery to which few ordinary citizens
have access. In such circumstances, it makes no more sense to rely
on the legality of the officer's position in the skies than it
would to judge the constitutionality of the wiretap in
Katz by the legality of the officer's position outside the
telephone booth. The simple inquiry whether the police officer had
the legal right to be in the position from which he made his
observations cannot suffice, for we cannot assume that Riley's
curtilage was so open to the observations of passersby in the skies
that he retained little privacy or personal security to be lost to
police surveillance. The question before us must be not whether the
police were where they had a right to be, but whether public
observation of Riley's curtilage was so commonplace that Riley's
expectation of privacy in his backyard could not be considered
reasonable. To say that an invasion of Riley's privacy from the
skies was not impossible is most emphatically not the same as
saying that his expectation of privacy within his enclosed
curtilage was not "one that society is prepared to recognize as
reasonable.'" Katz, 389 U.S. at 389 U. S. 361
(Harlan, J., concurring). [Footnote
2/4] While, as we held in Ciraolo, air traffic at
elevations of 1,000 feet or more may be so common that whatever
could be seen with the naked eye from that elevation is unprotected
by the Fourth Amendment, it is a large step from there to say that
the Amendment offers no protection against low-level helicopter
surveillance of enclosed curtilage
Page 488 U. S. 461
areas. To take this step is error enough. That the plurality
does so with little analysis beyond its determination that the
police complied with FAA regulations is particularly
unfortunate.
Equally disconcerting is the lack of any meaningful limit to the
plurality's holding. It is worth reiterating that the FAA
regulations the plurality relies on as establishing that the
officer was where he had a right to be set no minimum flight
altitude for helicopters. It is difficult, therefore, to see what,
if any, helicopter surveillance would run afoul of the plurality's
rule that there exists no reasonable expectation of privacy as long
as the helicopter is where it has a right to be.
Only in its final paragraph does the plurality opinion suggest
that there might be some limits to police helicopter surveillance
beyond those imposed by FAA regulations:
"Neither is there any intimation here that the helicopter
interfered with respondent's normal use of the greenhouse or of
other parts of the curtilage. As far as this record reveals, no
intimate details connected with the use of the home or curtilage
were observed, and there was no undue noise, and no wind, dust, or
threat of injury. In these circumstances, there was no violation of
the Fourth Amendment."
Ante at
488 U. S. 452.
[
Footnote 2/5] I will deal with the
"intimate details" below. For the rest, one wonders what the
plurality believes the purpose of the Fourth Amendment to be. If
through noise, wind, dust, and threat of injury from helicopters
the State "interfered with respondent's normal use of the
greenhouse or of other parts
Page 488 U. S. 462
of the curtilage," Riley might have a cause of action in inverse
condemnation, but that is not what the Fourth Amendment is all
about. Nowhere is this better stated than in JUSTICE WHITE's
opinion for the Court in
Camara v. Municipal Court,
387 U. S. 523,
387 U. S. 528
(1967):
"The basic purpose of this Amendment, as recognized in countless
decisions of this Court, is to safeguard the privacy and security
of individuals against arbitrary invasions by governmental
officials."
See also Marshall v. Barlow's, Inc., 436 U.
S. 307,
436 U. S. 312
(1978) (same);
Schmerber v. California, 384 U.
S. 757,
384 U. S. 767
(1966) ("The overriding function of the Fourth Amendment is to
protect personal privacy and dignity against unwarranted intrusion
by the State");
Wolf v. Colorado, 338 U. S.
25,
338 U. S. 27
(1949) ("The security of one's privacy against arbitrary intrusion
by the police . . . is at the core of the Fourth Amendment . . ."),
overruled on other grounds, Mapp v. Ohio, 367 U.
S. 643 (1961);
Boyd v. United States,
116 U. S. 616,
116 U. S. 630
(1886) ("It is not the breaking of his doors, and the rummaging of
his drawers, that constitutes the essence of the offence; but it is
the invasion of his indefeasible right of personal security. . .
.").
If indeed the purpose of the restraints imposed by the Fourth
Amendment is to "safeguard the privacy and security of
individuals," then it is puzzling why it should be the helicopter's
noise, wind, and dust that provides the measure of whether this
constitutional safeguard has been infringed. Imagine a helicopter
capable of hovering just above an enclosed courtyard or patio
without generating any noise, wind, or dust at all -- and, for good
measure, without posing any threat of injury. Suppose the police
employed this miraculous tool to discover not only what crops
people were growing in their greenhouses, but also what books they
were reading and who their dinner guests were. Suppose, finally,
that the FAA regulations remained unchanged, so that the police
were undeniably "where they had a right to be." Would today's
Page 488 U. S. 463
plurality continue to assert that "[t]he right of the people to
be secure in their persons, houses, papers, and effects, against
unreasonable searches and seizures" was not infringed by such
surveillance? Yet that is the logical consequence of the
plurality's rule that, so long as the police are where they have a
right to be under air traffic regulations, the Fourth Amendment is
offended only if the aerial surveillance interferes with the use of
the backyard as a garden spot. Nor is there anything in the
plurality's opinion to suggest that any different rule would apply
were the police looking from their helicopter, not into the open
curtilage, but through an open window into a room viewable only
from the air.
III
Perhaps the most remarkable passage in the plurality opinion is
its suggestion that the case might be a different one had any
"intimate details connected with the use of the home or curtilage
[been] observed."
Ante at
488 U. S. 452.
What, one wonders, is meant by "intimate details"? If the police
had observed Riley embracing his wife in the backyard greenhouse,
would we then say that his reasonable expectation of privacy had
been infringed? Where in the Fourth Amendment or in our cases is
there any warrant for imposing a requirement that the activity
observed must be "intimate" in order to be protected by the
Constitution?
It is difficult to avoid the conclusion that the plurality has
allowed its analysis of Riley's expectation of privacy to be
colored by its distaste for the activity in which he was engaged.
It is indeed easy to forget, especially in view of current concern
over drug trafficking, that the scope of the Fourth Amendment's
protection does not turn on whether the activity disclosed by a
search is illegal or innocuous. But we dismiss this as a "drug
case" only at the peril of our own liberties. Justice Frankfurter
once noted that
"[i]t is a fair summary of history to say that the safeguards of
liberty have frequently been forged in controversies involving not
very
Page 488 U. S. 464
nice people,"
United States v. Rabinowitz, 339 U. S.
56,
339 U. S. 69
(1950) (dissenting opinion), and nowhere is this observation more
apt than in the area of the Fourth Amendment, whose words have
necessarily been given meaning largely through decisions
suppressing evidence of criminal activity. The principle enunciated
in this case determines what limits the Fourth Amendment imposes on
aerial surveillance of any person, for any reason. If the
Constitution does not protect Riley's marijuana garden against such
surveillance, it is hard to see how it will forbid the government
from aerial spying on the activities of a law-abiding citizen on
her fully enclosed outdoor patio. As Professor Amsterdam has
eloquently written:
"The question is not whether you or I must draw the blinds
before we commit a crime. It is whether you and I must discipline
ourselves to draw the blinds every time we enter a room, under pain
of surveillance if we do not."
Amsterdam, 58 Minn.L.Rev. at 403. [
Footnote 2/6]
IV
I find little to disagree with in the concurring opinion of
JUSTICE O'CONNOR, apart from its closing paragraphs. A majority of
the Court thus agrees that the fundamental inquiry is not whether
the police were where they had a right to be under FAA regulations,
but rather whether Riley's expectation of privacy was rendered
illusory by the extent of
Page 488 U. S. 465
public observation of his backyard from aerial traffic at 400
feet.
What separates me from JUSTICE O'CONNOR is essentially an
empirical matter concerning the extent of public use of the
airspace at that altitude, together with the question of how to
resolve that issue. I do not think the constitutional claim should
fail simply because "there is reason to believe" that there is
"considerable" public flying this close to earth or because Riley
"introduced no evidence to the contrary before the Florida courts."
Ante at
488 U. S. 455
(O'CONNOR, J., concurring in judgment). I should think that this
might be an apt occasion for the application of Professor Davis'
distinction between "adjudicative" and "legislative" facts.
See Davis, An Approach to Problems of Evidence in the
Administrative Process, 55 Harv.L.Rev. 364, 402-410 (1942);
see
also Advisory Committee's Notes on Fed.Rule Evid. 201, 28
U.S.C.App. pp. 683-684. If so, I think we could take judicial
notice that, while there may be an occasional privately owned
helicopter that flies over populated areas at an altitude of 400
feet, such flights are a rarity, and are almost entirely limited to
approaching or leaving airports or to reporting traffic congestion
near major roadways. And, as the concurrence agrees,
ante
at
488 U. S. 455,
the extent of police surveillance traffic cannot serve as a
bootstrap to demonstrate public use of the airspace.
If, however, we are to resolve the issue by considering whether
the appropriate party carried its burden of proof, I again think
that Riley must prevail. Because the State has greater access to
information concerning customary flight patterns, and because the
coercive power of the State ought not be brought to bear in cases
in which it is unclear whether the prosecution is a product of an
unconstitutional, warrantless search,
cf. Bumper v. North
Carolina, 391 U. S. 543,
391 U. S. 548
(1968) (prosecutor has burden of proving consent to search), the
burden of proof properly rests with the State, and
Page 488 U. S. 466
not with the individual defendant. The State quite clearly has
not carried this burden. [
Footnote
2/7]
V
The issue in this case is, ultimately, "how tightly the fourth
amendment permits people to be driven back into the recesses of
their lives by the risk of surveillance." Amsterdam,
supra, at 402. The Court today approves warrantless
helicopter surveillance from an altitude of 400 feet. While JUSTICE
O'CONNOR's opinion gives reason to hope that this altitude may
constitute a lower limit, I find considerable cause for concern in
the fact that a plurality of four Justices would remove virtually
all constitutional barriers to police surveillance from the vantage
point of helicopters. The Fourth Amendment demands that we temper
our efforts to apprehend criminals with a concern for the impact on
our fundamental liberties of the methods we use. I hope it will be
a matter of concern to my colleagues that the police surveillance
methods they would sanction were among those described forty years
ago in George Orwell's dread vision of life in the 1980's:
"The black-mustachio'd face gazed down from every commanding
corner. There was one on the house front immediately opposite. BIG
BROTHER IS WATCHING YOU, the caption said. . . . In the far
distance, a helicopter skimmed down between the roofs, hovered for
an instant like a bluebottle, and darted away again with a curving
flight. It was the Police Patrol, snooping into people's
windows."
G. Orwell, Nineteen Eighty-Four 4 (1949)
Page 488 U. S. 467
Who can read this passage without a shudder, and without the
instinctive reaction that it depicts life in some country other
than ours? I respectfully dissent.
[
Footnote 2/1]
What the plurality now states as a firm rule of Fourth Amendment
jurisprudence appeared in
Ciraolo, 476 U.S. at
476 U. S. 213,
as a passing comment:
"Nor does the mere fact that an individual has taken measures to
restrict some views of his activities preclude an officer's
observations from a public vantage point where he has a right to be
and which renders the activities clearly visible.
E.g., United
States v. Knotts, 460 U. S. 276,
460 U. S.
282 (1983)."
This rule for determining the constitutionality of aerial
surveillance thus derives ultimately from
Knotts, a case
in which the police officers' feet were firmly planted on the
ground. What is remarkable is not that one case builds on another,
of course, but rather that a principle based on terrestrial
observation was applied to airborne surveillance without any
consideration whether that made a difference.
[
Footnote 2/2]
The plurality's use of the FAA regulations as a means for
determining whether Riley enjoyed a reasonable expectation of
privacy produces an incredible result. Fixed-wing aircraft may not
be operated below 500 feet (1,000 feet over congested areas), while
helicopters may be operated below those levels.
See ante
at
488 U. S. 451,
n. 3. Therefore, whether Riley's expectation of privacy is
reasonable turns on whether the police officer at 400 feet above
his curtilage is seated in an airplane or a helicopter. This cannot
be the law.
[
Footnote 2/3]
In
Oliver v. United States, 466 U.
S. 170 (1984), for example, we held that police officers
who trespassed upon posted and fenced private land did not violate
the Fourth Amendment, despite the fact that their action was
subject to criminal sanctions. We noted that the interests
vindicated by the Fourth Amendment were not identical with those
served by the common law of trespass.
See id. at
466 U. S.
183-184, and n. 15;
see also Nester v. United
States, 265 U. S. 57 (1924)
(trespass in "open fields" does not violate the Fourth Amendment).
In
Olmstead v. United States, 277 U.
S. 438,
277 U. S.
466-469 (1928), the illegality under state law of a
wiretap that yielded the disputed evidence was deemed irrelevant to
its admissibility. And of course
Katz v. United States,
389 U. S. 347
(1967), which overruled
Olmstead, made plain that the
question whether or not the disputed evidence had been procured by
means of a trespass was irrelevant. Recently, in
Dow Chemical
Co. v. United States, 476 U. S. 227,
476 U. S. 239,
n. 6 (1986), we declined to consider trade secret laws indicative
of a reasonable expectation of privacy. Our precedent thus points
not toward the position adopted by the plurality opinion, but
rather toward the view on this matter expressed some years ago by
the Oregon Court of Appeals:
"We . . . find little attraction in the idea of using FAA
regulations, because they were not formulated for the purpose of
defining the reasonableness of citizens' expectations of privacy.
They were designed to promote air safety."
State v. Davis, 51 Ore.App. 827, 831,
627 P.2d
492, 494 (1981).
[
Footnote 2/4]
Cf. California v. Greenwood, 486 U. S.
35,
486 U. S. 64
(1988) (BRENNAN, J., dissenting) ("The mere
possibility
that unwelcome meddlers
might open and rummage through the
containers does not negate the expectation of privacy in their
contents. . . .").
[
Footnote 2/5]
Without actually stating that it makes any difference, the
plurality also notes that "there is nothing in the record or before
us to suggest" that helicopter traffic at the 400-foot level is so
rare as to justify Riley's expectation of privacy.
Ante at
488 U. S. 451.
The absence of anything "in the record or before us" to suggest the
opposite, however, seems not to give the plurality pause. It
appears, therefore, that it is the FAA regulation, rather than any
empirical inquiry, that is determinative.
[
Footnote 2/6]
See also United States v. White, 401 U.
S. 745,
401 U. S.
789-790 (1971) (Harlan, J., dissenting):
"By casting its 'risk analysis' solely in terms of the
expectations and risks that 'wrongdoers' or 'one contemplating
illegal activities' ought to bear, the plurality opinion, I think,
misses the mark entirely. . . . The interest [protected by the
Fourth Amendment] is the expectation of the ordinary citizen, who
has never engaged in illegal conduct in his life, that he may carry
on his private discourse freely, openly, and spontaneously. . . .
Interposition of a warrant requirement is designed not to shield
'wrongdoers,' but to secure a measure of privacy and a sense of
personal security throughout our society."
[
Footnote 2/7]
The issue in
Jones v. United States, 362 U.
S. 257,
362 U. S. 261
(1960), cited by JUSTICE O'CONNOR, was whether the defendant had
standing to raise a Fourth Amendment challenge. While I would agree
that the burden of alleging and proving facts necessary to show
standing could ordinarily be placed on the defendant, I fail to see
how that determination has any relevance to the question of where
the burden should lie on the merits of the Fourth Amendment
claim.
JUSTICE BLACKMUN, dissenting.
The question before the Court is whether the helicopter
surveillance over Riley's property constituted a "search" within
the meaning of the Fourth Amendment. Like JUSTICE BRENNAN, JUSTICE
MARSHALL, JUSTICE STEVENS, and JUSTICE O'CONNOR, I believe that
answering this question depends upon whether Riley has a
"reasonable expectation of privacy" that no such surveillance would
occur, and does not depend upon the fact that the helicopter was
flying at a lawful altitude under FAA regulations. A majority of
this Court thus agrees to at least this much.
The inquiry then becomes how to determine whether Riley's
expectation was a reasonable one. JUSTICE BRENNAN, the two Justices
who have joined him, and JUSTICE O'CONNOR all believe that the
reasonableness of Riley's expectation depends, in large measure, on
the frequency of nonpolice helicopter flights at an altitude of 400
feet. Again, I agree.
How is this factual issue to be decided? JUSTICE BRENNAN
suggests that we may resolve it ourselves without any evidence in
the record on this point. I am wary of this approach. While I, too,
suspect that, for most American communities, it is a rare event
when nonpolice helicopters fly over one's curtilage at an altitude
of 400 feet, I am not convinced that we should establish a
per
se rule for the entire Nation based on judicial suspicion
alone.
See Coffin, Judicial Balancing, 63 N.Y.U.L.Rev. 16,
37 (1988).
But we need not abandon our judicial intuition entirely. The
opinions of both JUSTICE BRENNAN and JUSTICE O'CONNOR, by their use
of "cf." citations, implicitly recognize that none of our prior
decisions tells us who has the burden of proving whether Riley's
expectation of privacy was reasonable. In the absence of precedent
on the point, it is appropriate for us to take into account our
estimation of the
Page 488 U. S. 468
frequency of nonpolice helicopter flights.
See 4 W.
LaFave, Search and Seizure § 11.2(b), p. 228 (2d ed.1987) (burdens
of proof relevant to Fourth Amendment issues may be based on a
judicial estimate of the probabilities involved). Thus, because I
believe that private helicopters rarely fly over curtilages at an
altitude of 400 feet, I would impose upon the prosecution the
burden of proving contrary facts necessary to show that Riley
lacked a reasonable expectation of privacy. Indeed, I would
establish this burden of proof for any helicopter surveillance case
in which the flight occurred below 1,000 feet -- in other words,
for any aerial surveillance case not governed by the Court's
decision in
California v. Ciraolo, 476 U.
S. 207 (1986).
In this case, the prosecution did not meet this burden of proof,
as JUSTICE BRENNAN notes. This failure should compel a finding that
a Fourth Amendment search occurred. But because our prior cases
gave the parties little guidance on the burden of proof issue, I
would remand this case to allow the prosecution an opportunity to
meet this burden.
The order of this Court, however, is not to remand the case in
this manner. Rather, because JUSTICE O'CONNOR would impose the
burden of proof on Riley, and because she would not allow Riley an
opportunity to meet this burden, she joins the plurality's view
that no Fourth Amendment search occurred. The judgment of the
Court, therefore, is to reverse outright on the Fourth Amendment
issue. Accordingly, for the reasons set forth above, I respectfully
dissent.