Respondent, a serviceman, volunteered for what was ostensibly a
chemical warfare testing program, but in which he was secretly
administered lysergic acid diethylamide (LSD) pursuant to an Army
plan to test the effects of the drug on human subjects, whereby he
suffered severe personality changes that led to his discharge and
the dissolution of his marriage. Upon being informed by the Army
that he had been given LSD, respondent filed a Federal Tort Claims
Act (FTCA) suit. The District Court granted the Government summary
judgment on the ground that the suit was barred by the doctrine of
Feres v. United States, 340 U. S. 135,
which precludes governmental FTCA liability for injuries to
servicemen resulting from activity "incident to service." Although
agreeing with this holding, the Court of Appeals remanded the case
upon concluding that respondent had at least a colorable
constitutional claim under the doctrine of
Bivens v. Six
Unknown Fed. Narcotics Agents, 403 U.
S. 388, whereby a violation of constitutional rights can
give rise to a damages action against the offending federal
officials even in the absence of a statute authorizing such relief,
unless there are "special factors counseling hesitation" or an
"explicit congressional declaration" of another, exclusive remedy.
Respondent then amended his complaint to add
Bivens claims
and attempted to resurrect his FTCA claim. Although dismissing the
latter claim, the District Court refused to dismiss the
Bivens claims, rejecting,
inter alia, the
Government's argument that the same considerations giving rise to
the
Feres doctrine should constitute "special factors"
barring a
Bivens action. Although it then vacated the
portion of its order ruling on the
Bivens claims, the
court subsequently reaffirmed its
Bivens decision as to
the individual federal employee defendants, ruling that
Chappell v. Wallace, 462 U. S. 296,
despite its broadly stated holding that servicemen may not maintain
damages actions against superior officers for alleged
constitutional violations, only bars
Bivens actions when
the claimed wrongs involve direct orders in the performance of
military duty and the discipline and order necessary thereto,
factors that were not involved here. The court certified its order
for interlocutory appeal under 28 U.S.C. § 1292(b), and the Court
of Appeals affirmed the ruling on respondent's
Bivens
claims. Although the issue had not been addressed in the District
Court's order,
Page 483 U. S. 670
the Court of Appeals also ruled that recent precedent indicated
that respondent might now have a viable FTCA claim, and therefore
remanded.
Held:
1. The Court of Appeals' reinstatement of respondent's FTCA
claim was in error, since § 1292(b) authorizes an appeal only from
the order certified by the District Court, and not from any other
orders that may have been entered in the case. The Court of
Appeals' jurisdiction was therefore limited to the order refusing
to dismiss respondent's
Bivens claim. The court's action
was particularly erroneous, since the United States was not even a
party to the appeal, the District Court having previously dismissed
respondent's
Bivens claim against the Government. Pp.
483 U. S.
676-678.
2. The Court of Appeals erred in ruling that respondent can
proceed with his
Bivens claims notwithstanding
Chappell. Respondent's argument that there is no evidence
that his injury was "incident to service" is unavailable to him,
since the issue of service incidence was decided adversely to him
by the Court of Appeals' original
Feres ruling. The
argument that the chain-of-command concerns allegedly at the heart
of
Chappell are not implicated here, since the defendants
were not respondent's superior officers, is also unavailing,
because the argument ignores
Chappell's plain statement
that its
Bivens analysis was guided by
Feres.
Thus, a
Bivens action should be disallowed whenever the
serviceman's injury arises out of activity "incident to service."
As in
Chappell, the "special factors" that counsel against
a
Bivens action in these circumstances are the
constitutional authorization for Congress, rather than the
judiciary, to make rules governing the military, the unique
disciplinary structure of the Military Establishment, Congress'
establishment of a comprehensive internal system of military
justice, and the greater degree of disruption respondent's
chain-of-command rule would have on the military than does the
"incident to service" test. It is irrelevant to a "special factors"
analysis whether current laws afford servicemen an "adequate"
federal remedy for their injuries. Similarly irrelevant is
Chappell's statement that the Court was not there holding
that military personnel are barred from all redress in civilian
courts for constitutional wrongs suffered in the course of military
service, since that statement referred to traditional forms of
relief designed to halt or prevent constitutional violations,
rather than to the award of money damages, a new kind of cause of
action. Pp.
483 U. S.
678-684.
786 F.2d 1490, reversed in part, vacated in part, and
remanded.
SCALIA, J., delivered the opinion of the Court, in which
REHNQUIST, C.J., and WHITE, BLACKMUN, and POWELL, JJ., joined, and
in Part I of which BRENNAN, MARSHALL, STEVENS, and O'CONNOR, JJ.,
joined.
Page 483 U. S. 671
BRENNAN, J., filed an opinion concurring in part and dissenting
in part, in which MARSHALL, J., joined, and in Part III of which
STEVENS, J., joined,
post p.
483 U. S. 686.
O'CONNOR, J., filed an opinion concurring in part and dissenting in
part,
post p.
483 U. S.
708.
JUSTICE SCALIA delivered the opinion of the Court.
*
In February, 1958, James B. Stanley, a master sergeant in the
Army stationed at Fort Knox, Kentucky, volunteered to participate
in a program ostensibly designed to test the effectiveness of
protective clothing and equipment as defenses against chemical
warfare. He was released from his then-current duties and went to
the Army's Chemical Warfare Laboratories at the Aberdeen Proving
Grounds in Maryland. Four times that month, Stanley was secretly
administered doses of lysergic acid diethylamide (LSD), pursuant to
an Army plan to study the effects of the drug on human subjects.
According to his Second Amended Complaint (the allegations of which
we accept for purposes of this decision), as a result of the LSD
exposure, Stanley has suffered from hallucinations and periods of
incoherence and memory loss, was impaired in his military
performance, and would on occasion "awake from sleep at night and,
without reason, violently beat his wife and children, later being
unable to recall the entire incident." App. 5. He was discharged
from the Army in 1969. One year later, his marriage dissolved
because of the personality changes wrought by the LSD.
On December 10, 1975, the Army sent Stanley a letter soliciting
his cooperation in a study of the long-term effects of LSD on
"volunteers who participated" in the 1958 tests.
Page 483 U. S. 672
This was the Government's first notification to Stanley that he
had been given LSD during his time in Maryland. After an
administrative claim for compensation was denied by the Army,
Stanley filed suit under the Federal Tort Claims Act (FTCA), 28
U.S.C. § 2671
et seq., alleging negligence in the
administration, supervision, and subsequent monitoring of the drug
testing program.
The District Court granted the Government's motion for summary
judgment, finding that Stanley "was at all times on active duty and
participating in a
bona fide Army program during the time
the alleged negligence occurred," No. 788141-Civ-CF, p. 2 (SD Fla.,
May 14, 1979), and that his FTCA suit was therefore barred by the
doctrine of
Feres v. United States, 340 U.
S. 135 (1950), which determined that "the Government is
not liable under the Federal Tort Claims Act for injuries to
servicemen where the injuries arise out of or are in the course of
activity incident to service."
Id. at
340 U. S. 146.
The Court of Appeals for the Fifth Circuit agreed that the
Feres doctrine barred Stanley's FTCA suit against the
United States, but held that the District Court should have
dismissed for lack of subject matter jurisdiction, rather than
disposing of the case on the merits.
Stanley v. CIA, 639
F.2d 1146 (1981). The Government contended that a remand would be
futile, because
Feres would bar any claims that Stanley
could raise either under the FTCA or directly under the
Constitution against individual officers under
Bivens v. Six
Unknown Fed. Narcotics Agents, 403 U.
S. 388 (1971). The court concluded, however, that
Stanley "has at least a colorable constitutional claim based on
Bivens," 639 F.2d at 1159, and remanded "for the
consideration of the trial court of any amendment which the
appellant may offer, seeking to cure the jurisdictional defect."
Id. at 1159-1160.
Stanley then amended his complaint to add claims against unknown
individual federal officers for violation of his constitutional
rights. He also specifically alleged that the United States'
failure to warn, monitor, or treat him after he
Page 483 U. S. 673
was discharged constituted a separate tort which, because
occurring subsequent to his discharge, was not "incident to
service" within the
Feres exception to the FTCA.
See
United States v. Brown, 348 U. S. 110
(1954). The District Court dismissed the FTCA claim because the
alleged negligence was not "separate and distinct from any acts
occurring before discharge, so as to give rise to a separate
actionable tort not barred by the
Feres doctrine."
549 F.
Supp. 327, 329 (SD Fla.1982). It refused, however, to dismiss
the
Bivens claims. The court rejected,
inter
alia, the Government's argument that the same considerations
giving rise to the
Feres exception to the FTCA should
constitute "special factors" of the sort alluded to in
Bivens,
supra, at
403 U. S. 396,
and other cases as bars to a
Bivens action. It cited as
sole authority for that rejection the Court of Appeals for the
Ninth Circuit's decision in
Wallace v. Chappell, 661 F.2d
729 (1981).
Sua sponte, the court certified its order for
interlocutory appeal under 28 U.S.C. § 1292(b).
Following issuance of the order, the Government moved for
partial final judgment pursuant to Federal Rule of Civil Procedure
54(b) [
Footnote 1] on behalf of
itself and three federal agencies that had (improperly) been named
as FTCA defendants throughout the proceedings. The Government also
argued that, because no individual defendants had been named or
served, and thus had neither appeared as parties nor sought
representation from the Department of Justice, there was no one to
seek interlocutory review of the court's refusal to dismiss the
Bivens actions. The court concluded that the Government's
contentions were "well taken,"
Stanley v.
CIA, 552 F.
Supp. 619 (SD Fla.1982), and on November 9, 1982, it granted
the motion for partial final judgment, ordered the
Page 483 U. S. 674
Clerk to "enter final judgment in favor of the United States
forthwith,"
ibid., and vacated the portion of its prior
order ruling on the
Bivens claims against the individual
defendants, giving Stanley 90 days to serve at least one individual
defendant. The docket sheet for the case reflects the terms of that
order ("The clerk to enter final judgment in favor of USA," App. to
Brief in Opposition A4), but does not indicate that an additional
"separate document," Fed.Rule Civ.Proc. 58, containing the judgment
was entered.
See Fed.Rule Civ.Proc. 79(a).
Stanley then filed his Second Amended Complaint, naming as
defendants nine individuals (seven of whom are before us as
petitioners) and the Board of Regents of the University of
Maryland, [
Footnote 2] and
asserting civil rights claims under 42 U.S.C. §§ 1983 and 1985.
Motions to dismiss for lack of personal jurisdiction and improper
venue were filed on behalf of some of the defendants (it was
alleged that proper service had not been made on the others), but
before those motions were ruled on, we issued our decision in
Chappell v. Wallace, 462 U. S. 296
(1983), holding that "enlisted military personnel may not maintain
a suit to recover damages from a superior officer for alleged
constitutional violations,"
id. at
462 U. S. 305,
and reversing the sole authority cited by the District Court in its
prior order refusing to dismiss Stanley's
Bivens claims.
Stanley's counsel brought the
Chappell decision to the
attention of the District Court, which, apparently treating the
filing
Page 483 U. S. 675
of the Second Amended Complaint as automatically reinstating its
previously vacated order concerning the
Bivens claims,
sua sponte reconsidered and reaffirmed its prior decision.
It concluded that, despite the broadly stated holding of the case,
Chappell did not "totally ba[r]
Bivens actions by
servicemen for torts committed against them during their term of
service."
574 F.
Supp. 474, 478 (1983). Rather, it said,
Chappell only
bars
Bivens actions when
"a member of the military brings a suit against a superior
officer for wrongs which involve direct orders in the performance
of military duty and the discipline and order necessary
thereto,"
574 F. Supp. at 479, factors that in its view were not involved
in Stanley's claim. Nor could the court find in congressionally
prescribed remedies, such as the Veterans' Benefits Act, 38 U.S.C.
§ 301
et seq., any expression of exclusivity of the sort
Bivens contemplated would preclude recovery.
See
403 U.S. at
403 U. S. 397.
The court again certified its order for interlocutory appeal under
§ 1292(b), which petitioners sought and the Court of Appeals for
the Eleventh Circuit granted.
The Court of Appeals affirmed the conclusion that
Chappell does not require dismissal of Stanley's
Bivens claims, on essentially the grounds relied upon by
the District Court. 786 F.2d 1490 (1986). The court did not think
that Congress' activity in the military justice field was a
"special facto[r]" precluding Stanley's claim, as
"[t]hose intramilitary administrative procedures which the Court
found adequate to redress the servicemen's racial discrimination
complaints in
Chappell are clearly inadequate to
compensate Stanley for the violations complained of here."
Id. at 1496.
Although the issue had not been addressed in the order from
which the interlocutory appeal was taken, the Court of Appeals
further determined that recent precedent in the Eleventh Circuit,
including
Johnson v. United States, 749 F.2d 1530 (1985),
rev'd, 481 U. S. 681
(1987), indicated that Stanley might have a viable FTCA claim
against the United States, and that law-of-the-case principles
therefore did not
Page 483 U. S. 676
require adherence to the 1982 holding that Stanley's FTCA claim
was barred by
Feres. It remanded with instructions to the
District Court to "allow Stanley the opportunity to amend to plead
consistent with recent precedent." 786 F.2d at 1499.
Because the Courts of Appeals have not been uniform in their
interpretation of the holding in
Chappell, [
Footnote 3] and because the Court of Appeals'
reinstatement of Stanley's FTCA claims seems at odds with sound
judicial practice, we granted certiorari. 479 U.S. 1005 (1986).
I
We first address the Court of Appeals' instruction to the
District Court to allow Stanley to replead his FTCA claim. While
petitioners advance several reasons why that action was improper,
and additional reasons can perhaps be found in our recent decision
in
United States v. Johnson, 481 U.
S. 681 (1987), we find it necessary to discuss only one.
The case did not come before the Court of Appeals on appeal from a
final decision of the District Court under 28 U.S.C. § 1291.
Rather, the Court of Appeals had jurisdiction pursuant to §
1292(b), which provides:
"When a district judge in making in a civil action an order not
otherwise appealable under this section, shall be of the opinion
that
such order involves a controlling question of law as
to which there is substantial ground for difference of opinion and
that an immediate appeal
from the order may materially
advance the ultimate termination of the litigation, he shall so
state in writing in
Page 483 U. S. 677
such order. The Court of Appeals may thereupon, in its
discretion, permit an appeal to be taken
from such order. . .
."
(Emphasis added.) An appeal under this statute is from the
certified order, not from any other orders that may have
been entered in the case. Even if the Court of Appeals'
jurisdiction is not confined to the precise question certified by
the lower court (because the statute brings the "order," not the
question, before the court), that jurisdiction
is confined
to the particular order appealed from. Commentators and courts have
consistently observed that
"the scope of the issues open to the court of appeals is closely
limited to the order appealed from [and] [t]he court of appeals
will not consider matters that were ruled upon in other
orders."
16 C. Wright, A. Miller, E. Cooper, & E. Gressman, Federal
Practice and Procedure § 3929, p. 143 (1977).
See
Pritchard-Keang Nam Corp. v. Jaworski, 751 F.2d 277, 281, n. 3
(CA8 1984),
cert. dism'd, 472 U.S. 1022 (1985);
United
States v. Bear Marine Services, 696 F.2d 1117, 1119, n. 1 (CA5
1983);
Time, Inc. v. Ragano, 427 F.2d 219, 221 (CA5
1970).
Here, the "order appealed from" was an order refusing to dismiss
Stanley's
Bivens claims on the basis of our holding in
Chappell. The Court of Appeals therefore had no
jurisdiction to enter orders relating to Stanley's long-dismissed
FTCA claims, whether or not, as Stanley argues,
"the issues involved in the
Bivens claim and the
alleged immunity of the individual defendants closely parallels
[
sic] the government's immunity due to the
Feres
doctrine . . . [and] that is what all parties were arguing about in
the interlocutory appeal."
Brief for Respondent 17-18. The Court of Appeals' action is
particularly astonishing in light of the fact that the United
States was not even a party to the appeal, which involved only
Stanley and the individual
Bivens defendants (Stanley's
Bivens claim against the United States having been
dismissed
Page 483 U. S. 678
by the District Court in 1982). We vacate that portion of the
Court of Appeals' judgment. [
Footnote 4]
II
That leaves the Court of Appeals' ruling that Stanley can
proceed with his
Bivens claims notwithstanding the
decision in
Chappell. In our view, the court took an
unduly narrow view of the circumstances in which courts should
decline to permit nonstatutory damages actions for injuries arising
out of military service.
In
Bivens, we held that a search and seizure that
violates the Fourth Amendment can give rise to an action for
damages against the offending federal officials even in the absence
of a statute authorizing such relief. We suggested in dictum that
inferring such an action directly from the Constitution might not
be appropriate when there are "special factors counseling
hesitation in the absence of affirmative action by Congress," 403
U.S. at
403 U. S. 396,
or where there is an
"explicit congressional declaration that persons injured by a
federal officer's violation of the Fourth Amendment may not recover
money damages from the agents, but must instead be remitted to
another remedy, equally effective in the view of Congress."
Id. at
403 U. S. 397.
We subsequently held that actions for damages could be brought
directly under the Due Process Clause of the Fifth Amendment,
Davis v. Passman, 442 U. S. 228
(1979), and under the Eighth Amendment's proscription against cruel
and unusual punishment,
Carlson v. Green, 446 U. S.
14 (1980), repeating each time the dictum that "special
factors counseling hesitation" or an "explicit congressional
declaration" that another remedy is exclusive would bar such an
action. 442 U.S. at
442 U. S.
246-247; 446 U.S. at
446 U. S. 18-19.
In
Chappell (and in
Bush v.
Lucas, 462 U. S. 367
Page 483 U. S. 679
(1983), decided the same day), that dictum became holding.
Chappell reversed a determination that no "special
factors" barred a constitutional damages remedy on behalf of
minority servicemen who alleged that, because of their race, their
superior officers "failed to assign them desirable duties,
threatened them, gave them low performance evaluations, and imposed
penalties of unusual severity." 462 U.S. at
462 U. S. 297.
We found "factors counseling hesitation" in
"[t]he need for special regulations in relation to military
discipline, and the consequent need and justification for a special
and exclusive system of military justice. . . ."
Id. at
462 U. S. 300.
We observed that the Constitution explicitly conferred upon
Congress the power,
inter alia, "[t]o make Rules for the
Government and Regulation of the land and naval Forces," U.S.Const.
Art. I, § 8, cl. 14, thus showing that
"the Constitution contemplated that the Legislative Branch have
plenary control over rights, duties, and responsibilities in the
framework of the Military Establishment. . . ."
462 U.S. at
462 U. S. 301.
Congress, we noted, had exercised that authority to
"establis[h] a comprehensive internal system of justice to
regulate military life, taking into account the special patterns
that define the military structure."
Id. at
462 U. S. 302.
We concluded that,
"[t]aken together, the unique disciplinary structure of the
Military Establishment and Congress' activity in the field
constitute 'special factors' which dictate that it would be
inappropriate to provide enlisted military personnel a
Bivenstype remedy against their superior officers."
Id. at
462 U. S.
304.
Stanley seeks to distance himself from this holding in several
ways. First, he argues that the defendants in this case were not
Stanley's superior military officers, and indeed may well have been
civilian personnel, and that the chain-of-command concerns at the
heart of
Chappell and cases such as
Gaspard v. United
States, 713 F.2d 1097, 1103-1104 (CA5 1983) (plaintiff was
ordered to expose himself to radiation from nuclear test),
cert. denied sub nom. Sheehan v. United States, 466 U.S.
975 (1984), are thus not implicated. Second,
Page 483 U. S. 680
Stanley argues that there is no evidence that this injury was
"incident to service," because we do not know the precise character
of the drug testing program, the titles and roles of the various
individual defendants, or Stanley's duty status when he was at the
Maryland testing grounds. If that argument is sound, then even if
Feres principles apply fully to
Bivens actions,
further proceedings are necessary to determine whether they apply
to this case.
The second argument, however, is not available to Stanley here.
The issue of service incidence, as that term is used in
Feres, was decided adversely to him by the Court of
Appeals in 1981, 639 F.2d at 1150-1153, and there is no warrant for
reexamining that ruling here.
See Allen v. McCurry,
449 U. S. 90,
449 U. S. 94
(1980). As for his first argument, Stanley and the lower courts may
well be correct that
Chappell implicated military
chain-of-command concerns more directly than do the facts alleged
here; in the posture of this case, one must assume that at least
some of the defendants were not Stanley's superior officers, and
that he was not acting under orders from superior officers when he
was administered LSD. It is therefore true that
Chappell
is not strictly controlling, in the sense that no holding can be
broader than the facts before the court. It is even true that some
of the language of
Chappell, explicitly focusing on the
officer-subordinate relationship that existed in the case at hand,
would not be applicable here. To give controlling weight to those
facts, however, is to ignore our plain statement in
Chappell that
"[t]he 'special factors' that bear on the propriety of
respondents'
Bivens action also formed the basis of this
Court's decision in
Feres v. United States,"
462 U.S. at
462 U. S. 298,
and that,
"[a]lthough this case concerns the limitations on the type of
nonstatutory damages remedy recognized in
Bivens, rather
than Congress' intent in enacting the Federal Tort Claims Act, the
Court's analysis in
Feres guides our analysis in this
case."
Id. at
462 U. S. 299.
Since
Feres did not consider the officer-subordinate
relationship crucial, but established instead an "incident to
Page 483 U. S. 681
service" test, it is plain that our reasoning in
Chappell does not support the distinction Stanley would
rely on.
As we implicitly recognized in
Chappell, there are
varying levels of generality at which one may apply "special
factors" analysis. Most narrowly, one might require reason to
believe that in the particular case the disciplinary structure of
the military would be affected -- thus not even excluding all
officer-subordinate suits, but allowing, for example, suits for
officer conduct so egregious that no responsible officer would feel
exposed to suit in the performance of his duties. Somewhat more
broadly, one might disallow
Bivens actions whenever an
officer-subordinate relationship underlies the suit. More broadly
still, one might disallow them in the officer-subordinate situation
and also beyond that situation when it affirmatively appears that
military discipline would be affected. (This seems to be the
position urged by Stanley.) Fourth, as we think appropriate, one
might disallow
Bivens actions whenever the injury arises
out of activity "incident to service." And finally, one might
conceivably disallow them by servicemen entirely. Where one locates
the rule along this spectrum depends upon how prophylactic one
thinks the prohibition should be (
i.e., how much
occasional, unintended impairment of military discipline one is
willing to tolerate), which in turn depends upon how harmful and
inappropriate judicial intrusion upon military discipline is
thought to be. This is essentially a policy judgment, and there is
no scientific or analytic demonstration of the right answer. Today,
no more than when we wrote
Chappell, do we see any reason
why our judgment in the
Bivens context should be any less
protective of military concerns than it has been with respect to
FTCA suits, where we adopted an "incident to service" rule. In
fact, if anything, we might have felt freer to compromise military
concerns in the latter context, since we were confronted with an
explicit congressional authorization for judicial involvement that
was, on its face, unqualified, whereas here we are confronted with
an explicit constitutional authorization
Page 483 U. S. 682
for Congress "[t]o make Rules for the Government and Regulation
of the land and naval Forces," U.S.Const., Art. I, § 8, cl. 14, and
rely upon inference for our own authority to allow money damages.
[
Footnote 5] This is not to
say, as JUSTICE BRENNAN's dissent characterizes it,
post
at
483 U. S. 707,
that all matters within congressional power are exempt from
Bivens. What is distinctive here is the specificity of
that technically superfluous grant of power, [
Footnote 6] and the insistence (evident from the
number of Clauses devoted to the subject) with which the
Constitution confers authority over the Army, Navy, and militia
upon the political branches. All this counsels hesitation in our
creation of damages remedies in this field.
The other major factor determining at which point, along the
spectrum of generality, one should apply
Chappell's
"special factors" analysis consists of the degree of disruption
which each of them will in fact produce. This is an analytic,
rather than a policy, judgment -- but once again, we see no reason
why it should differ in the
Bivens and the
Feres
contexts. Stanley underestimates the degree of disruption that
would be caused by the rule he proposes. A test for liability that
depends on the extent to which particular suits would call into
question military discipline and decisionmaking would itself
require judicial inquiry into, and hence intrusion upon, military
matters. Whether a case implicates those concerns would often be
problematic, raising the prospect of compelled depositions and
trial testimony by military officers concerning
Page 483 U. S. 683
the details of their military commands. Even putting aside the
risk of erroneous judicial conclusions (which would becloud
military decisionmaking), the mere process of arriving at correct
conclusions would disrupt the military regime. The "incident to
service" test, by contrast, provides a line that is relatively
clear, and that can be discerned with less extensive inquiry into
military matters.
Contrary to the view of the Court of Appeals, 786 F.2d at 1496,
it is irrelevant to a "special factors" analysis whether the laws
currently on the books afford Stanley, or any other particular
serviceman, an "adequate" federal remedy for his injuries. The
"special facto[r]" that "counsel[s] hesitation" is not the fact
that Congress has chosen to afford some manner of relief in the
particular case, but the fact that congressionally uninvited
intrusion into military affairs by the judiciary is inappropriate.
Similarly irrelevant is the statement in
Chappell,
erroneously relied upon by Stanley and the lower courts, that we
have
"never held, nor do we now hold, that military personnel are
barred from all redress in civilian courts for constitutional
wrongs suffered in the course of military service."
462 U.S. at
462 U. S. 304.
As the citations immediately following that statement suggest, it
referred to redress designed to halt or prevent the constitutional
violation, rather than the award of money damages.
See Brown v.
Glines, 444 U. S. 348
(1980);
Parker v. Levy, 417 U. S. 733
(1974);
Frontiero v. Richardson, 411 U.
S. 677 (1973). Such suits, like the case of
Wilkes v.
Dinsman, 7 How. 89 (1849), distinguished in
Chappell, 462 U.S. at
462 U. S. 305,
n. 2, sought traditional forms of relief, and "did not ask the
Court to imply a new kind of cause of action."
Ibid.
We therefore reaffirm the reasoning of
Chappell that
the "special factors counseling hesitation" -- "the unique
disciplinary structure of the Military Establishment and Congress'
activity in the field,"
id. at
462 U. S. 304
-- extend beyond the situation in which an officer-subordinate
relationship exists, and require abstention in the inferring of
Bivens actions as extensive
Page 483 U. S. 684
as the exception to the FTCA established by
Feres and
United States v. Johnson. We hold that no
Bivens
remedy is available for injuries that "arise out of or are in the
course of activity incident to service." 340 U.S. at
340 U. S.
146.
483 U. S.
because the refusal to entertain a
Bivens action has the
same effect as a grant of unqualified immunity, we should find
"special factors" sufficient to preclude a
Bivens action
only when our immunity decisions would absolutely foreclose a money
judgment against the defendant officials. The short answer to this
argument is that
Chappell made no reference to immunity
principles, and
Bivens itself explicitly distinguished the
question of immunity from the question whether the Constitution
directly provides the basis for a damages action against individual
officers. 403 U.S. at
403 U. S. 397.
The analytic answer is that the availability of a damages action
under the Constitution for particular
injuries (those
incurred in the course of military service) is a question logically
distinct from immunity to such an action on the part of particular
defendants. When liability is asserted under a statute,
for example, no one would suggest that whether a cause of action
exists should be determined by consulting the scope of common law
immunity enjoyed by actors in the area to which the statute
pertains. Rather, one applies that immunity (unless the statute
says otherwise) to whatever actions and remedies the terms of the
statute are found to provide. Similarly, the
Bivens
inquiry in this case -- whether a damages action for injury in the
course of military service can be founded directly upon the
Constitution -- is analytically distinct from the question of
official immunity from
Bivens liability.
We do not understand JUSTICE BRENNAN to dispute this. Rather, he
argues that the answer to the former inquiry should be such that it
produces a result coextensive with the answer to the latter. That
is of course quite possible to achieve, since one can adjust the
definition of a cause of action
Page 483 U. S. 685
to produce precisely the same results as a given definition of
immunity. For example, if a State wanted to eliminate driver
liability for automobile accidents, it could
either
prescribe that all automobile drivers are immune from suit for
injuries caused by their negligent driving
or prescribe
that no cause of action exists for injuries caused by negligent
driving. But what JUSTICE BRENNAN fails to produce is any
reason for creating such an equivalency in the present
case (and, presumably, in all
Bivens actions). In the sole
case he relies upon for his novel analysis,
Davis v.
Passman, 442 U. S. 228
(1979), there was a reason. There, the Constitution itself
contained an applicable immunity provision -- the Speech or Debate
Clause, Art. I, § 6, cl. 1 -- which rendered Members of Congress
immune from suit for their legislative activity. The Court held
that the "special concerns counseling hesitation" in the inference
of
Bivens actions in that area "are coextensive with the
protections afforded by the Speech or Debate Clause." 442 U.S. at
442 U. S. 246.
That is to say, the Framers addressed the special concerns in that
field through an immunity provision -- and had they believed
further protection was necessary, they would have expanded that
immunity provision. It would therefore have distorted their plan to
achieve the same effect as more expansive immunity by the device of
denying a cause of action for injuries caused by Members of
Congress where the constitutionally prescribed immunity does not
apply.
Thus,
Davis v. Passman would be relevant here if the
Constitution contained a grant of immunity to military personnel
similar to the Speech or Debate Clause. It does not, of course, and
so we are compelled in the military field, as in others, to make
our own assessment of whether, given the "special concerns
counseling hesitation,"
Bivens actions will lie. There is
no more reason why court-created rules of immunity (as opposed to
immunity specifically prescribed in the Constitution) should be
held
a priori to describe the limit of those concerns here
than in any other field. Thus, the rule
Page 483 U. S. 686
JUSTICE BRENNAN proposes is not an application, but a
repudiation, of the "special factors" limitation upon the inference
of
Bivens actions. That limitation is quite hollow if it
does nothing but duplicate preexisting immunity from suit.
For the foregoing reasons, we vacate the Court of Appeals'
judgment that Stanley can assert an FTCA claim on remand to the
District Court and reverse its judgment refusing to dismiss the
Bivens claims against petitioners. The judgment of the
Court of Appeals is reversed in part and vacated in part, and the
case is remanded for further proceedings consistent with this
opinion.
It is so ordered.
* JUSTICE STEVENS joins Part I of this opinion.
[
Footnote 1]
"When more than one claim for relief is presented . . the court
may direct the entry of a final judgment as to one or more but
fewer than all of the claims or parties only upon an express
determination that there is no just reason for delay and upon an
express direction for the entry of judgment."
[
Footnote 2]
The named defendants are Joseph R. Bertino, M.D.; Board of
Regents of the University of Maryland; H. D. Collier; Albert
Dreisbach; Bernard G. Elfert; Sidney Gottlieb, M.D.; Richard Helms;
Gerald Klee, M.D.; Van Sim, M.D.; Walter Weintraub, M.D.; and
unknown individual federal and state agents and officers. Klee and
Weintraub, who are not parties to this appeal, were employees of
the University of Maryland in 1968; the rest of the individual
defendants, petitioners in this action, are alleged to have been
federal employees or agents involved at some point in the drug
testing program or followup. Stanley claims that these names first
became available to him from the record in
Sweet v. United
States, 687 F.2d 246 (CA8 1982), a case raising nearly
identical claims.
[
Footnote 3]
See Jorden v. National Guard Bureau, 799 F.2d 99,
107-108 (CA3 1986) (§ 1983);
Trerice v. Summons, 755 F.2d
1081, 1082-1084 (CA4 1985);
Mollnow v. Carlton, 716 F.2d
627, 629-630 (CA9 1983),
cert. denied, 465 U.S. 1100
(1984);
Gaspard v. United States, 713 F.2d 1097, 1103-1104
(CA5 1983),
cert. denied sub nom. Sheehan v. United
States, 466 U.S. 975 (1984).
[
Footnote 4]
For the same reasons, however, it was proper for the Court of
Appeals to decline to rule on the civil rights claims against Klee,
Weintraub, and the University of Maryland Board of Regents, which
were not addressed in the District Court's order. We similarly
decline the Government's invitation, Brief for Petitioners 25, n.
17, to rule on those claims.
[
Footnote 5]
This distinction also explains why the author of this opinion,
who dissented in
United States v. Johnson, 481 U.
S. 681 (1987), because he saw no justification for
adopting a military affairs exception to the FTCA,
see id.
at
481 U. S. 692,
believes that consideration of such an exception to
Bivens
liability is appropriate. And if exception is to be made, there is,
as
Chappell recognized, no reason for it to be narrower
under
Bivens than under the FTCA.
[
Footnote 6]
Had the power to make rules for the military not been spelled
out, it would in any event have been provided by the Necessary and
Proper Clause, U.S. Const, Art. 1, § 8, cl. 18 -- as is, for
example, the power to make rules for the government and regulation
of the Postal Service.
JUSTICE BRENNAN, with whom JUSTICE MARSHALL joins, and with whom
JUSTICE STEVENS joins as to Part III, concurring in part and
dissenting in part.
In experiments designed to test the effects of lysergic acid
diethylamide (LSD), the Government of the United States treated
thousands of its citizens as though they were laboratory animals,
dosing them with this dangerous drug without their consent. One of
the victims, James B. Stanley, seeks compensation from the
Government officials who injured him. The Court holds that the
Constitution provides him with no remedy, solely because his
injuries were inflicted while he performed his duties in the
Nation's Armed Forces. If our Constitution required this result,
the Court's decision, though legally necessary, would expose a
tragic flaw in that document. But in reality, the Court disregards
the commands of our Constitution, and bows instead to the purported
requirements of a different master,
military discipline,
declining to provide Stanley with a remedy because it finds
"special factors counseling hesitation."
Bivens v. Six Unknown
Fed. Narcotics Agents, 403 U. S. 388,
403 U. S. 396
(1971). This is abdication, not hesitation. I dissent. [
Footnote 2/1]
Page 483 U. S. 687
I
Before addressing the legal questions presented, it is important
to place the Government's conduct in historical context. The
medical trials at Nuremberg in 1947 deeply impressed upon the world
that experimentation with unknowing human subjects is morally and
legally unacceptable. The United States Military Tribunal
established the Nuremberg Code as a standard against which to judge
German scientists who experimented with human subjects. Its first
principle was:
"1.
The voluntary consent of the human subject is absolutely
essential."
"
* * * *"
"The duty and responsibility for ascertaining the quality of the
consent rests upon
each individual who initiates, directs
or engages in the experiment.
It is a personal duty and
responsibility which may not be delegated to another with
impunity."
United States v. Brandt (The Medical Case), 2 Trials of
War Criminals Before the Nuremberg Military Tribunals Under Control
Council Law No. 10, pp. 181-182 (1949) (emphasis added). The United
States military developed the Code, which applies to all citizens
-- soldiers as well as civilians. [
Footnote 2/2]
Page 483 U. S. 688
In the 1950's, in defiance of this principle, military
intelligence agencies and the Central Intelligence Agency (CIA)
began surreptitiously testing chemical and biological materials,
including LSD. These programs, which were
"designed to determine the potential effects of chemical or
biological agents when used operationally against individuals
unaware that they had received a drug,"
included drug testing on "unwitting, nonvolunteer" Americans.
S.Rep. No. 94-755, Book I, p. 385 (1976) (S.Rep.). [
Footnote 2/3] James B. Stanley, a master sergeant
in the Army, alleges that he was one of 1,000 soldiers covertly
administered LSD by Army Intelligence between 1955 and 1958.
See id. at 392. [
Footnote
2/4]
The Army recognized the moral and legal implications of its
conduct. In a 1959 Staff Study, the United States Army Intelligence
Corps (USAINTC) discussed its covert administration of LSD to
soldiers:
"'It was always a tenet of Army Intelligence that the basic
American principle of dignity and welfare of the individual will
not be violated. . . . In intelligence, the stakes involved and the
interests of national security may permit a more tolerant
interpretation of moral-ethical values, but not legal limits,
through necessity. . . . Any claim against the US Government for
alleged injury due
Page 483 U. S. 689
to EA 1729 [LSD] must be legally shown to have been due to the
material. Proper security and appropriate operational techniques
can protect the fact of employment of EA 1729.'"
Id. at 416-417 (quoting USAINTC Staff Study, Material
Testing Program EA 1729, p. 26 (Oct. 15, 1959)). That is, legal
liability could be avoided by covering up the LSD experiments.
When the experiments were uncovered, the Senate agreed with the
Army's conclusion that its experiments were of questionable
legality, and issued a strong condemnation:
"[I]n the Army's tests, as with those of the CIA, individual
rights were . . . subordinated to national security considerations;
informed consent and follow-up examinations of subjects were
neglected in efforts to maintain the secrecy of the tests. Finally,
the command and control problems which were apparent in the CIA's
programs are paralleled by a lack of clear authorization and
supervision in the Army's programs."
S.Rep. at 411. [
Footnote
2/5]
Having invoked national security to conceal its actions, the
Government now argues that the preservation of military discipline
requires that Government officials remain free to violate the
constitutional rights of soldiers without fear of money damages.
What this case and others like it demonstrate, however, is that
Government officials (military or civilian) must not be left with
such freedom.
See, e.g., Jaffee v. United States, 663 F.2d
1226 (CA3 1981) (en banc) (exposure of soldiers to nuclear
radiation during atomic weapons testing);
Schnurman v. United
States, 490 F.
Supp. 429 (ED
Page 483 U. S. 690
Va.1980) (exposure of unknowing soldier to mustard gas);
Thornwell v. United States, 471 F.
Supp. 344 (DC 1979) (soldiers used to test the effects of LSD
without their knowledge);
cf. Barrett v. United States,
No. 76 Civ. 381 (SDNY, May 5, 1987) (death of mental hospital
patient used as the unconsenting subject of an Army experiment to
test mescaline derivative). [
Footnote
2/6]
II
Serious violations of the constitutional rights of soldiers must
be exposed and punished. Of course, experimentation with
unconsenting soldiers, like any constitutional violation, may be
enjoined if and when discovered. An injunction, however, comes too
late for those already injured; for these victims, "it is damages
or nothing."
Bivens, 403 U.S. at
403 U. S. 410
(Harlan, J., concurring). The solution for Stanley and
Page 483 U. S. 691
other soldiers, as for any citizen, lies in a
Bivens
action -- an action for damages brought directly under the
Constitution for the violation of constitutional rights by federal
officials. But the Court today holds that no
Bivens remedy
is available for service-connected injuries, because "special
factors counse[l] hesitation."
Id. at
403 U. S. 396.
The practical result of this decision is absolute immunity from
liability for money damages for all federal officials who
intentionally violate the constitutional rights of those serving in
the military.
First, I will demonstrate that the Court has reached this result
only by ignoring governing precedent. The Court confers absolute
immunity from money damages on federal officials (military and
civilian alike) without consideration of longstanding case law
establishing the general rule that such officials are liable for
damages caused by their intentional violations of well-established
constitutional rights. If applied here, that rule would require a
different result. Then I will show that the Court denies Stanley's
Bivens action solely on the basis of an unwarranted
extension of the narrow exception to this rule created in
Chappell v. Wallace, 462 U. S. 296
(1983). The Court's reading of
Chappell tears it from its
analytical moorings, ignores the considerations decisive in our
immunity cases, and leads to an unjust and illogical result.
A
The Court acknowledges that Stanley may bring a
Bivens
action for damages under the Constitution unless there are "special
factors counseling hesitation in the absence of affirmative action
by Congress."
Bivens, supra, at
403 U. S. 396.
Ascertaining the propriety of a damages award is the purpose of
both the
Bivens "special factors" analysis and the inquiry
into whether these federal officials are entitled to absolute
immunity from money damages. [
Footnote
2/7] As a practical
Page 483 U. S. 692
matter, the immunity inquiry and the "special factors" inquiry
are the same; the policy considerations that inform them are
identical, and a court can examine these considerations only once.
[
Footnote 2/8]
In
Davis v. Passman, 442 U. S. 228
(1979), the Court explicitly acknowledged that the immunity
question and the "special factors" question are intertwined. The
Court recognized that
"a suit against a Congressman for putatively unconstitutional
actions taken in the course of his official conduct does raise
special concerns counseling hesitation"
under
Bivens, but held that "these concerns are
coextensive with the protections afforded by the Speech or Debate
Clause,"
id. at
442 U. S. 246,
which "shields federal legislators with absolute immunity,"
id. at
442 U. S. 236,
n. 11. [
Footnote 2/9] Absent
immunity, the Court said, legislators ought to be liable in
damages, as are ordinary persons.
See id. at
442 U. S. 246.
The same analysis applies to federal officials making decisions in
military matters. Absent immunity, they are liable for damages, as
are all citizens.
Page 483 U. S. 693
As the Court notes, I do not dispute that the question whether a
Bivens action exists is "analytically distinct from the
question of official immunity from
Bivens liability. "
Ante at
483 U. S. 684.
I contend only that the "special factors" analysis of
Bivens and the functional analysis of immunity are based
on identical judicial concerns which, when correctly applied,
should not and do not (as either a logical or practical matter)
produce different outcomes. JUSTICE STEVENS explained it well:
"The practical consequences of a holding that no remedy has been
authorized against a public official are essentially the same as
those flowing from a conclusion that the official has absolute
immunity. Moreover, similar factors are evaluated in deciding
whether to recognize an implied cause of action or a claim of
immunity. In both situations, when Congress is silent, the Court
makes an effort to ascertain its probable intent."
Mitchell v. Forsyth, 472 U. S. 511,
472 U. S.
538-539 (1985) (concurring opinion). Thus, the
redundance which so troubles the Court in equation of the "special
factors" analysis and the immunity analysis strikes me as evidence
only that the analyses are being properly performed. And
Davis cannot be characterized, as the Court asserts, as a
unique case in which the "special factors" of
Bivens were coextensive with the immunity granted.
[
Footnote 2/10]
Page 483 U. S. 694
When performing the
Bivens analysis here, therefore,
the Court should examine our cases discussing immunity for federal
officials. [
Footnote 2/11]
B
The Court historically has conferred absolute immunity on
officials who intentionally violate the constitutional rights of
citizens only in extraordinary circumstances. Qualified immunity
(that is, immunity for acts that an official did not know, or could
not have known, violated clearly established constitutional law)
"represents the norm."
See Harlow v. Fitzgerald,
457 U. S. 800,
457 U. S. 807
(1982) (Presidential aides);
Mitchell, supra, (United
States Attorney General);
Butz v. Economou, 438 U.
S. 478 (1978) (Cabinet officers). [
Footnote 2/12]
In
Butz, we balanced
"the need to protect officials who are required to exercise
their discretion and the related public interest in encouraging the
vigorous exercise of official authority,"
id. at
438 U. S. 506,
against the crucial importance of a damages remedy in deterring
federal officials from committing constitutional
Page 483 U. S. 695
wrongs and vindicating the rights of citizens,
id. at
438 U. S.
504-505. [
Footnote
2/13] After full consideration of potential adverse
consequences, we decided that the extension of absolute immunity to
federal officials would "seriously erode the protection provided by
basic constitutional guarantees,"
id. at
438 U. S. 505,
and undermine the basic assumption of our jurisprudence: "that all
individuals,
whatever their position in government, are
subject to federal law."
Id. at
438 U. S. 506
(emphasis added). Thus, we concluded that it is "not unfair to hold
liable the official who knows or should know he is acting outside
the law," and that "insisting on awareness of clearly established
constitutional limits will not unduly interfere with the exercise
of official judgment."
Id. at
438 U. S.
506-507.
In
Butz, we acknowledged that federal officials may
receive absolute immunity in the exercise of certain functions, but
emphasized that the burden is on the official to demonstrate that
an "exceptional situatio[n]" exists, in which "absolute immunity is
essential for the conduct of the public business."
See
Butz, supra, at
438 U. S. 507;
Harlow, 457 U.S. at
457 U. S. 812.
The official seeking immunity "first must show that the
responsibilities of his office embraced a function so sensitive as
to require a total shield from liability," and "then must
demonstrate that he was discharging the protected function when
performing the act for which liability is asserted."
Id.
at
457 U. S.
813.
Even when, as here, national security is invoked, [
Footnote 2/14] federal officials bear the
burden of demonstrating that the usual rule
Page 483 U. S. 696
of qualified immunity should be abrogated. In
Mitchell v.
Forsyth, 472 U. S. 511
(1985), the Court found "no . . . historical or common law basis
for an absolute immunity for officers carrying out tasks essential
to national security."
Id. at
472 U. S. 521.
In language applicable here, the Court pointed out:
"National security tasks . . . are carried out in secret. . . .
Under such circumstances, it is far more likely that actual abuses
will go uncovered than that fancied abuses will give rise to
unfounded and burdensome litigation."
Id. at
472 U. S. 522.
[
Footnote 2/15] The Court
highlighted the "danger that high federal officials will disregard
constitutional rights in their zeal to protect the national
security," and deemed it "sufficiently real to counsel against
affording such officials an absolute immunity."
Id. at
472 U. S.
523.
This analysis of official immunity in the national security
context applies equally to officials giving orders to the military.
In
Scheuer v. Rhodes, 416 U. S. 232
(1974), the Governor, the Adjutant General of the Ohio National
Guard, and other National Guard officers were sued under 42 U.S.C.
§ 1983 for damages arising from injuries suffered when the Guard
was deployed and ordered to fire its guns during a civil
disturbance. The Court awarded only qualified immunity to the
highest military officer of the State -- the Governor (who
commanded the State National Guard) -- and to executive and
military officers involved in the decision to take military
Page 483 U. S. 697
action. [
Footnote 2/16]
Scheuer demonstrates that executive officials may receive
only qualified immunity, even when the function they perform is
military decisionmaking. [
Footnote
2/17]
Whoever the officials in this case are (and we do not know), and
whatever their functions, it is likely that, under the Court's
usual analysis, they, like most Government officials, are not
entitled to absolute immunity. The record does not reveal what
offices the individual petitioners held, let alone what functions
they normally performed, or what functions they were performing at
the time they (somehow) participated in the decision to administer
LSD to Stanley (and 1,000 other soldiers). The Court has no idea
whether those officials can carry "the burden of showing that
public policy requires [absolute immunity]" for effective
performance of those functions.
Butz, 438 U.S. at
438 U. S. 506.
Yet the Court grants them absolute immunity, so long as they
intentionally inflict only service-connected injuries, doing
violence to the principle that
"extension of absolute immunity from damages liability
Page 483 U. S. 698
to all federal executive officials would seriously erode the
protection provided by basic constitutional guarantees."
Id. at
438 U. S. 505.
The case should be remanded and petitioners required to demonstrate
that absolute immunity was necessary to the effective performance
of their functions.
C
It is well accepted that, when determining whether and what kind
of immunity is required for Government officials, the Court's
decision is informed by the common law.
See Nixon v.
Fitzgerald, 457 U. S. 731,
457 U. S. 747
(1982);
Mitchell, supra, at
472 U. S. 521;
Butz, supra, at
438 U. S. 508.
My conclusion that qualified, rather than absolute, immunity is the
norm for Government officials, even in cases involving military
matters, is buttressed by the common law.
At common law, even military superiors received no exemption
from the general rule that officials may be held accountable for
their actions in damages in a civil court of law. [
Footnote 2/18] "[T]he English judiciary refused to
adopt absolute immunity as an essential protection of
[intramilitary] discipline," [
Footnote 2/19] and "[t]he original American decisions
in intramilitary cases [also]
Page 483 U. S. 699
adopted a qualified immunity in intentional tort cases."
Zillman, Intramilitary Tort Law: Incidence to Service Meets
Constitutional Tort, 60 N.C.L.Rev. 489, 498, 499 (1982). [
Footnote 2/20] The best-known American
case is
Wilkes v.
Dinsman, 7 How. 89 (1849), after remand,
Dinsman v.
Wilkes, 12 How. 390 (1852). In that case, this
Court permitted a Navy seaman to bring a claim against his superior
officer for injuries resulting from willful torts. Although the
Court suggested that the commander was entitled to a jury charge
providing some immunity, it refused to confer absolute immunity
from liability for intentional torts:
"It must not be lost sight of . . . that, while the chief agent
of the government, in so important a trust, when conducting with
skill, fidelity, and energy, is to be protected under mere errors
of judgment in the discharge of his duties, yet he is not to be
shielded from responsibility if he acts out of his authority or
jurisdiction, or inflicts private injury either from malice,
cruelty, or any species of oppression, founded on considerations
independent of public ends."
"The humblest seaman or marine is to be sheltered under the
aegis of the law from any real wrong, as well as the highest in
office."
7 How. at
48 U. S. 123.
[
Footnote 2/21]
As noted above, the Court subsequently used Wilkes as an example
of the usual practice of affording only qualified immunity
Page 483 U. S. 700
to government officials.
See Butz, 438 U.S. at
438 U. S. 491.
In addition, in
Chappell v. Wallace, 462 U.S. at
462 U. S. 305,
n. 2, the Court distinguished
Wilkes, plainly indicating
that
Chappell did not hold that soldiers could never sue
for service-connected injury inflicted by an intentional tort.
Indeed, by preserving
Wilkes, the Court suggested that
even military officials would not always be absolutely immune from
liability for such conduct.
Although
Chappell reveals that we have moved away from
the common law rule in cases involving the command relationship
between soldiers and their superiors, our immunity cases and a
close analysis of
Chappell, see infra this page and
483 U. S.
701-707, reveal that there is no justification for
straying further.
III
A
In
Chappell, the Court created a narrow exception to
the usual rule of qualified immunity for federal officials.
Repeatedly referring to the "
peculiar and special relationship
of the soldier to his superiors,'" and to the need for "immediate
compliance with military procedures and orders," the Court held
that "enlisted military personnel may not maintain a suit to
recover damages from a superior officer for alleged constitutional
violations." 462 U.S. at 462 U. S. 300,
462 U. S. 305
(quoting United States v. Brown, 348 U.
S. 110, 348 U. S. 112
(1954)). [Footnote 2/22] Although
the Court concedes this central focus of Chappell, it
gives short shrift to the obvious and important distinction
between
Page 483 U. S. 701
Chappell and the present case, namely, that the
defendants are not alleged to be Stanley's superior officers.
Instead, the Court seizes upon the statement in
Chappell
that our analysis in that case was guided by the concerns
underlying the
Feres doctrine, and dramatically expands
the carefully limited holding in
Chappell, extending its
reasoning beyond logic, and its meaning beyond recognition.
The Court reasons as follows: in
Chappell, we stated
that the concern for "military discipline" underlying the
Feres doctrine would guide our analysis of the soldiers'
Bivens claims against their superior officers. 462 U.S. at
462 U. S. 299.
In
United States v. Johnson, 481 U.
S. 681 (1987), we held that the concerns underlying the
Feres doctrine precluded a soldier's FTCA claim for
service-connected injury, even against civilian federal officials.
Thus, the Court concludes, the concerns underlying the
Feres doctrine preclude Stanley's
Bivens action
for service-connected injury against civilian federal
officials.
This argument has a number of flaws. First, in
Chappell, we said with good reason that our analysis would
be "guided," not governed, by concerns underlying
Feres.
The
Bivens context differs significantly from the FTCA
context;
Bivens involves not negligent acts, but
intentional constitutional violations that must be deterred and
punished. Because
Chappell involved the relationship at
the heart of the
Feres doctrine -- the relationship
between soldier and superior -- the Court found
Feres
considerations relevant, and provided direct military superiors
with absolute immunity from damages actions filed by their
subordinates. Here, however, the defendants are federal officials
who perform
unknown functions and bear an
unknown
relationship to Stanley. Thus, we must assure ourselves that
concerns underlying the
Feres doctrine actually do require
absolute immunity from money damages before we take the drastic
step of insulating officials from liability for intentional
constitutional violations. This the Court utterly fails to do.
Page 483 U. S. 702
Second, two of the three
Feres rationales that decided
Johnson, supra, are entirely inapplicable here. [
Footnote 2/23] Thus, the Court relies
solely upon the third
Feres rationale -- a solicitude for
military discipline. The
Feres concern for military
discipline itself has three components. The first, the concern for
the instinctive obedience of soldiers to orders, is of central
importance in the
Feres doctrine. [
Footnote 2/24] That rationale profoundly and
exclusively concerned the Court in
Chappell, which
involved the relationship between a superior officer and those in
his or her command. [
Footnote
2/25] This concern for instinctive
Page 483 U. S. 703
obedience is not at all implicated where a soldier sues civilian
officials. [
Footnote 2/26]
As for the other components of the concern for military
discipline, their application is entirely different in the
Bivens context. The Court fears that military affairs
might be disrupted by factual inquiries necessitated by
Bivens actions. The judiciary is already involved,
however, in cases that implicate military judgments and decisions,
as when a soldier sues for nonservice-connected injury, when a
soldier sues civilian contractors with the Government for
service-connected injury, and when a civilian is injured and sues a
civilian contractor with the military or a military tortfeasor.
See Johnson,
Page 483 U. S. 704
481 U.S. at
481 U. S. 700
(SCALIA, J., dissenting). [
Footnote
2/27] Although the desire to
limit the number of such
cases might justify the decision not to allow soldiers' FTCA suits
arising from
negligent conduct by civilian Government
employees,
see United States v. Johnson, supra, it is
insufficient to preclude suits against civilians for
intentional violations of constitutional rights. Unless
the command relationship (or some other consideration requiring
absolute immunity) is involved, these violations should receive
moral condemnation and legal redress without limitation to that
accorded negligent acts.
Finally, the Court fears that the vigor of military
decisionmaking will be sapped if damages can be awarded for an
incorrect (albeit intentionally incorrect) choice. Of course, this
case involves civilian decisionmakers, but, because the injury was
service connected, we must assume that these civilian judgments are
somehow intertwined with conduct of the military mission.
See
Johnson, supra, at
481 U. S. 691.
The significant difference between the
Feres (FTCA) and
Bivens (constitutional claim) contexts, however, is that,
in the latter, the vigorous decisionmaking concern has already been
taken into account in our determination that qualified immunity is
the general rule for federal officials, who
should be
required "on occasion . . . to pause to consider whether a proposed
course of action can be squared with the Constitution."
Mitchell, 472 U.S. at
472 U. S. 524.
The special requirements of command
Page 483 U. S. 705
that concerned us in
Chappell are not implicated in
this case, and neither the Government nor the Court offers any
plausible reason to extend absolute immunity to these civilian
officials for their intentional constitutional violations.
In
Chappell, the Court did not create an inflexible
rule, requiring a blind application of
Feres in soldiers'
cases raising constitutional claims. Given the significant
interests protected by
Bivens actions, the Court must
consider a constitutional claim in light of the concerns underlying
Feres. If those concerns are not implicated by a soldier's
constitutional claim,
Feres should not thoughtlessly be
imposed to prevent redress of an intentional constitutional
violation. [
Footnote 2/28]
The Court decides that here (as indeed in any case) one might
select a higher level of generality for the
Chappell
holding, and concludes that any
Bivens action arising from
a service-connected injury is foreclosed by "special factors
counseling hesitation."
Bivens, 403 U.S. at
403 U. S. 396.
The Court concedes that "[t]his is essentially a policy judgment,"
which depends upon "how much occasional, unintended impairment of
military discipline one is willing to tolerate."
Ante at
483 U. S. 681.
But the Court need not make a policy judgment; in our immunity
cases, we have an established legal framework within which to
consider whether absolute immunity from money damages is required
in any particular situation.
Page 483 U. S. 706
Were I to concede that military discipline is somehow implicated
by the award of damages for intentional torts against civilian
officials (which I do not,
see supra, at
483 U. S.
702-703), I would nonetheless conclude, in accord with
our usual immunity analysis, that the decisionmaking of federal
officials deliberately choosing to violate the constitutional
rights of soldiers
should be impaired. I cannot comprehend
a policy judgment that frees all federal officials from any doubt
that they may intentionally, and in bad faith, violate the
constitutional rights of those serving in the Armed Forces: the
principles of accountability embodied in
Bivens -- that no
official is above the law, and that no violation of right should be
without a remedy -- apply.
B
The second "special factor" in
Chappell --
congressional activity "provid[ing] for the review and remedy of
complaints and grievances such as those presented by" the injured
soldier -- is not present here.
Chappell, 462 U.S. at
462 U. S. 302.
[
Footnote 2/29] The Veterans'
Benefits Act is irrelevant where, as here, the injuries alleged
stem (in large part) from pain and suffering in forms not covered
by the Act. The UCMJ assists only when the soldier is on active
duty and the tortfeasor is another military member. Here, in
contrast to the situation in
Chappell, no intramilitary
system "provides for the . . . remedy" of Stanley's complaint. 462
U.S. at
462 U. S. 302.
See also Bush v. Lucas, 462 U. S. 367,
462 U. S. 386,
462 U. S. 388,
462 U. S. 378,
n. 14 (1983) (special factors counseling hesitation found because
claims were "fully cognizable" within an "elaborate remedial
system,"
Page 483 U. S. 707
providing "comprehensive," "meaningful," and "constitutionally
adequate" remedies).
Nonetheless, the Court finds Congress' activity (and inactivity)
of particular significance here, because we are confronted with a
constitutional authorization for Congress to "
make Rules for
the Government and Regulation of the land and naval Forces.'"
Ante at 483 U.S.
679 (quoting U.S.Const. Art. I, § 8, cl. 14). First, the
existence of a constitutional provision authorizing Congress to
make intramilitary rules does not answer the question whether
civilian federal officials are immune from damages in
actions arising from service-connected injury. Second, any
time Congress acts, it does so pursuant to either an express
or implied grant of power in the Constitution. If a Bivens
action were precluded any time Congress possessed a constitutional
grant of authority to act in a given area, there would be no
Bivens. In fact, many administrative agencies exist and
function entirely at the pleasure of Congress, yet the Court has
not hesitated to infer Bivens actions against these
agencies' officials. This is so no matter how explicitly or
frequently the Constitution authorizes Congress to act in a given
area. Even when considering matters most clearly within Congress'
constitutional authority, we have found that a Bivens
action will lie. See Davis v. Passman, 442 U.
S. 228 (1979).
In
Chappell, the Court found that both the imperatives
of military discipline and the congressional creation of
constitutionally adequate remedies for the alleged violations
constituted "special factors counseling hesitation," and refused to
infer a
Bivens action. In this case, the invocation of
"military discipline" is hollow, and congressional activity
nonexistent; a
Bivens action must lie.
IV
"The soldier's case is instructive: subject to most unilateral
discipline, forced to risk mutilation and death, conscripted
without, perhaps against, his will -- he is still
Page 483 U. S. 708
conscripted with his capacities to act, to hold his own or fail
in situations, to meet real challenges for real stakes. Though a
mere 'number' to the High Command, he is not a token, and not a
thing. (Imagine what he would say if it turned out that the war was
a game staged to sample observations on his endurance, courage, or
cowardice.)"
H. Jonas, Philosophical Reflections on Experimenting with Human
Subjects, in Experimentation with Human Subjects 3 (P. Freund
ed.1969). The subject of experimentation who has not volunteered is
treated as an object, a sample. James Stanley will receive no
compensation for this indignity. A test providing absolute immunity
for intentional constitutional torts only when such immunity was
essential to maintenance of military discipline would
"take into account the special importance of defending our
Nation without completely abandoning the freedoms that make it
worth defending."
Goldman v. Weinberger, 475 U.
S. 503,
475 U. S.
530-531 (1986) (O'CONNOR, J., dissenting). But absent a
showing that military discipline is concretely (not abstractly)
implicated by Stanley's action, its talismanic invocation does not
counsel hesitation in the face of an intentional constitutional
tort, such as the Government's experimentation on an unknowing
human subject. Soldiers ought not be asked to defend a Constitution
indifferent to their essential human dignity. I dissent.
[
Footnote 2/1]
I agree with the Court that Stanley's cause of action under the
Federal Tort Claims Act (FTCA) should not have been reinstated by
the Court of Appeals. Thus, I join in Part I of the Court's
opinion.
[
Footnote 2/2]
See, e.g., Mulford, Experimentation on Human Beings, 20
Stan.L.Rev. 99, 105, n. 34 (1967) (Military personnel cannot be
compelled to submit to nontherapeutic procedures) (citing Johnson,
Civil Rights of Military Personnel Regarding Medical Care and
Experimental Procedures, 117 Science 212-215 (1953)). Indeed, the
application of such principles to all citizens, including soldiers,
is essential in a society governed by law:
"[Human experimentation authorized by the state] dramatizes the
notion that the state is free to treat its nationals in the manner
it chooses because it perceives itself as the source of all rights,
and therefore as beyond the reach of law, rather than regarding
rights as inalienable, that is, not subject to arbitrary
cancellation by the State."
Bassiouni, Baffes, & Evrard, An Appraisal of Human
Experimentation in International Law and Practice: The Need for
International Regulation of Human Experimentation, 72 J. of Crim.L.
& C. 1597, 1607 (1981).
[
Footnote 2/3]
This massive Senate Report is the product of a select Committee
which
"conduct[ed] an investigation and study of governmental
operations with respect to intelligence activities and of the
extent, if any, to which illegal, improper, or unethical activities
were engaged in by any agency of the Federal Government."
S.Rep. at 2. The Committee's function was "to illustrate the
problems before Congress and the country."
Id. at 5.
Significantly, the Report added that "[t]he Justice Department and
the courts, in turn, have their proper roles to play."
Ibid.
[
Footnote 2/4]
The intelligence community believed that it was necessary "to
conceal these activities from the American public in general,"
because public knowledge of the
"unethical and illicit activities would have serious
repercussions in political and diplomatic circles, and would be
detrimental to the accomplishment of its mission."
Id. at 394 (quoting CIA Inspector General's Survey of
the Technical Services Division, p. 217 (1957)).
[
Footnote 2/5]
See also S.Rep. at 403:
"Though it was known that the testing was dangerous, the lives
of subjects were placed in jeopardy and their rights were ignored
during the ten years of testing which followed Dr. Olsen's death.
[Dr. Olsen, a civilian employee of the Army, committed suicide
after being administered LSD without his knowledge.] Although it
was clear that the laws of the United States were being violated,
the testing continued."
[
Footnote 2/6]
In
Jaffee v. United States, 663 F.2d 1226 (CA3 1981), a
former enlisted member of the Army sought damages arising from
injuries received in 1953 at Camp Desert Rock, Nevada, where his
commanding officers ordered him and thousands of other soldiers to
stand unprotected from nuclear radiation while an atomic bomb was
exploded nearby. Jaffee developed inoperable cancer in 1977, and
alleged that the radiation exposure was the cause.
Between 1945 and 1963, an estimated 250,000 military personnel
were exposed to large doses of radiation while engaged in maneuvers
designed to determine the effectiveness of combat troops in nuclear
battlefield conditions. Veterans' Claims for Disabilities from
Nuclear Weapons Testing: Hearing before the Senate Committee on
Veterans Affairs, 96th Cong., 1st Sess., 2 (1979). Soldiers were
typically positioned one to three miles from nuclear detonation.
They were issued no protective clothing (although Atomic Energy
Commission personnel were) and were not warned as to the possible
dangers of radiation. They were instructed to cover their eyes at
detonation; "soldiers with their eyes shut could see the bones in
their forearms at the moment of the explosion." Schwartz, Making
Intramilitary Tort Law More Civil: A Proposed Reform of the
Feres Doctrine, 95 Yale L.J. 992, 994, n. 16 (1986)
(discussing firsthand accounts in T. Saffer & O. Kelly,
Countdown Zero 43, 75, 152 (1982)). The exposed servicemembers have
been disproportionately likely to be afflicted with inoperable
cancer and leukemia, as well as a number of nonmalignant
disorders.
[
Footnote 2/7]
The Court made clear in
Davis v. Passman, 442 U.
S. 228,
442 U. S. 244
(1979) that the question whether a plaintiff has a cause of action
under the Constitution is different from the question whether that
plaintiff is entitled to damages if he or she prevails on the
merits. The latter is the relevant inquiry when a
Bivens
claim is made. Of course, if the plaintiff fails either to plead a
cause of action or to demonstrate the damages are appropriate as a
matter of law, the complaint is dismissed under Federal Rule of
Civil Procedure 12(b)(6). In the first instance, the complaint is
dismissed for "failure to state a claim," while in the latter
instance, the complaint is dismissed because it is not one "upon
which relief can be granted."
[
Footnote 2/8]
The Court has acknowledged that the damages remedy made
available in
Bivens would be "drained of meaning if
federal officials were entitled to absolute immunity for their
constitutional transgressions," because
"a suit under the Constitution could provide no redress to the
injured citizen, nor would it in any degree deter federal officials
from committing constitutional wrongs."
Butz v. Economou, 438 U. S. 478,
438 U. S. 501,
438 U. S. 505
(1978) (internal quotation omitted).
[
Footnote 2/9]
The Court in
Davis, supra, did not decide whether
Passman was absolutely immune from damages, but instead remanded
the action to the Court of Appeals for a determination of that
question. Analytically, the Court therefore postponed decision on
the propriety of damages until a lower court could ascertain
whether immunity, a "special factor," shielded Passman from
damages.
[
Footnote 2/10]
The Court does not provide an example of a situation in which
the
Bivens inquiry and the immunity inquiry might reach
contrary conclusions. Of course, I cannot produce "any
reason for creating" an equivalency between the two
analyses as to this particular case.
Ante at
483 U. S. 685.
Neither I nor the Court has any idea what functions were performed
by the petitioner officials, so I cannot argue that the
considerations militating in favor of qualified immunity here also
militate in favor of permitting a cause of action.
[
Footnote 2/11]
The Court's use of the doctrine of
Feres v. United
States, 340 U. S. 135
(1950), in its analysis of soldiers'
Bivens actions
reveals the connection between the "special factors" inquiry and
the absolute immunity inquiry. In
Feres, the Court decided
that, in the FTCA, Congress had not waived sovereign immunity from
damages for claims arising out of negligent acts of federal
officials causing service-connected injury. When, as here, the
Court decides whether a
Bivens action exists, it
necessarily decides whether the policies underlying
Feres
alter the usual rule of qualified immunity for federal officials.
In both cases, the question is how policies underpinning
Feres affect immunity from money damages.
[
Footnote 2/12]
The President,
see Nixon v. Fitzgerald, 457 U.
S. 731 (1982), prosecutors,
Imbler v. Pachtman,
424 U. S. 409
(1976), and federal officials with prosecutorial and adjudicative
functions,
see Butz, supra, at
438 U. S.
508-517, possess absolute immunity from damages actions
arising from the violation of clearly established constitutional
rights. But most public servants receive qualified, rather than
absolute, immunity.
See Procunier v. Navarette,
434 U. S. 555
(1978) (prisop officials);
O'Connor v. Donaldson,
422 U. S. 563
(1975) (state hospital administrators);
Scheuer v. Rhodes,
416 U. S. 232
(1974) (state executive officers);
Pierson v. Ray,
386 U. S. 547
(1967) (police).
[
Footnote 2/13]
Qualified immunity for executive officials is the result of the
balancing of "fundamentally antagonistic social policies."
Barr
v. Mateo, 360 U. S. 564,
360 U. S. 576
(1959) (plurality opinion). Civil damages compensate victims of
wrongdoing and deter tortious conduct, while immunity encourages
participation in government, allows courageous action in public
service, and provides officials with the freedom to concentrate on
their public responsibilities.
[
Footnote 2/14]
The Government suggests that federal officers and agents gave
LSD to Stanley and 1,000 other soldiers
"for the purpose of 'ascertain[ing] the effects of the drug on
their ability to function as soldiers' and 'to evaluate the
validity of the traditional security training . . . in the face of
unconventional, drug enhanced interrogations.'"
Brief for United States 3, n. 1 (quoting S.Rep. 411-412).
[
Footnote 2/15]
Again in analysis equally applicable here, the Court observed
that most officials who receive absolute immunity from suits for
damages with regard to certain functions are subject to other
checks "that help to prevent abuses of authority from going
unredressed." 472 U.S. at
472 U. S. 522
(legislators are accountable to their constituents, and the
judicial process is theoretically self-correcting by appellate
review). But "[s]imilar built-in restraints on the Attorney
General's activities in the name of national security . . . do not
exist."
Id. at
472 U. S.
523.
[
Footnote 2/16]
See also Butz, 438 U.S. at
438 U. S.
491-492 (In finding qualified immunity for federal
officials, the Court relied in part upon "a case involving military
discipline, [in which] the Court issued a similar ruling
[authorizing immunity absent willful or malicious conduct]");
Burgess, Official Immunity and Civil Liability for Constitutional
Torts Committed by Military Commanders After
Butz v.
Economou, 89 Mil.L.Rev. 25, 46-47 (1980) (reading
Butz to militate against intramilitary immunity in suits
alleging constitutional violations).
[
Footnote 2/17]
Chappell v. Wallace, 462 U. S. 296
(1983), which I discuss in detail
infra at
483 U. S.
700-707, is not to the contrary. There the Court found
that a "special factor" -- the need for effective performance of
active duty command -- entitled military officers to absolute
immunity from damages for injuries inflicted upon direct
subordinates. Relying on the
"special nature of military life -- the need for unhesitating
and decisive action by military officers and equally disciplined
responses by enlisted personnel"
-- the Court decided that the military command function
"would be undermined by a judicially created remedy exposing
officers to personal liability at the hands of those they are
charged to command."
Id. at
462 U. S. 304.
The unique requirements of intramilitary authority drove the Court
in
Chappell; those concerns do not govern here, where we
address the immunity of officials whose relationship with Stanley
is unknown.
[
Footnote 2/18]
See W. Winthrop, Military Law and Precedents 880-885
(2d ed.1920) (collecting decisions in which servicemembers sued
their superiors for the intentional torts of libel, malicious
prosecution, false imprisonment, and other service-related
injuries). The Winthrop treatise reveals that military officers had
only a defense of an absence of malice respecting actions within
the scope of their authority, a defense closely resembling
qualified immunity.
[
Footnote 2/19]
Some English cases do suggest absolute immunity for
intramilitary torts.
See Sutton v. Johnstone, 1 T.R. 492,
99 Eng.Rep. 1215, 1246 (K.B. 1786) (dictum);
Dawkins v. Lord
Rokeby, 4 F. & F. 806, 841, 176 Eng.Rep. 800, 815 (N.P.
1866);
Dawkins v. Lord Paulet, L.R. 5 Q.B. 94, 115 (1869).
But there is strong authority on the other side, and, before the
question became the subject of statutory law,
see Crown
Proceedings Act, 1947, 10 & 11 Geo. 6, ch. 44, the English
courts considered the matter unresolved.
See Fraser v.
Balfour, 87 L.J.K.B. 1116, 1118 (1918) (court observed that
the question of immunity in intramilitary torts was "still
open").
[
Footnote 2/20]
See, e.g., Wilson v. MacKenzie, 7 Hill 95 (N.Y.Sup.Ct.
1845) (citing cases) (naval officer was sued for the beating and
imprisonment of an enlisted man; court rejected defense of absolute
immunity, stating that English courts had allowed suits for acts
done under the rubric of military discipline);
Maurice v.
Worden, 54 Md. 233 (1880) (professor at the United States
Naval Academy sued his superior officers for libel; state court
rejected defense of absolute immunity).
[
Footnote 2/21]
See also Dinsman v.
Wilkes, 12 How. 390,
53 U. S. 403
(1852) (although discipline may be endangered by civil damages
suits, the Nation will be dishonored if a servicemember can "be
oppressed and injured by his commanding officer, from malice or
ill-will, or the wantonness of power, without giving him redress in
the courts of justice").
[
Footnote 2/22]
The Court concedes that
"Stanley and the lower courts may well be correct that
Chappell implicates military chain-of-command concerns
more directly than do the facts alleged here,"
and that, in
Chappell, we "explicitly focus[ed] on the
officer-subordinate relationship that existed in [that] case,"
using language that "would not be applicable here."
Ante
at
483 U. S. 680.
For example, we highlighted the need for "special regulations in
relation to military discipline" and the
"hierarchical structure of discipline and obedience to command,
unique in its application to the military establishment and
wholly different from civilian patterns,"
Chappell, 462 U.S. at
462 U. S. 300
(emphasis added).
[
Footnote 2/23]
First, in
Feres the Court feared that allowing FTCA
recovery, which varies from State to State, would impinge upon the
military's need for uniformity. In contrast,
Bivens
actions are governed by uniform federal law. Second, the "swift,"
"efficient," and "generous statutory disability and death benefits"
of the Veterans' Benefits Act (VBA), 72 Stat. 1118, as amended, 38
U.S.C. § 301
et seq., constitute "an independent reason
why the
Feres doctrine bars suit for service-related
injuries."
United States v. Johnson, 481 U.
S. 681,
481 U. S. 689
(1987). But the VBA fails to address the violation of
constitutional rights unaccompanied by personal injury that is not
defined as disabling. Those whose constitutional rights are
infringed, resulting in humiliation or "in mere pain and suffering,
but no lasting permanent physical injury, would not be compensated
at all." Donaldson, Constitutional Torts and Military
Effectiveness: A Proposed Alternative to the
Feres
Doctrine, 23 A.F.L.Rev. 171, 198-199 (1982-1983).
[
Footnote 2/24]
In
Johnson, supra, when the Court extended the
application of
Feres to preclude suits for
service-connected injuries against civilian officials, the Court
did not refer to, or rely upon,
Feres' concern with
obedience to orders. Of course, this aspect of military discipline
would not be implicated in
Johnson, or in any cases
involving tortious conduct by a civilian official. But in
Johnson, two of the three major rationales underlying
Feres -- the concern for uniformity and the congressional
provision of thoroughgoing compensation -- were relevant. Neither
of these rationales applies here.
See 483
U.S. 669fn2/22|>n. 22,
supra.
[
Footnote 2/25]
Stanley points out that he was administered LSD without his
knowledge, so that he could not have disobeyed any order given him.
Had his military superior surreptitiously administered the LSD to
him, this fact alone might distinguish a suit for damages against
that official from the suit in
Chappell. Here, however,
the fact that the LSD was given Stanley without his knowledge
simply removes the case one step further from the concern for
obedience to orders that the Court chose to protect in
Chappell.
[
Footnote 2/26]
I do not mean to imply that
Chappell suggests that
Bivens actions against military officials
other
than direct superiors are precluded. Criticisms of the blanket
application of
Feres in the
Bivens context have
equal force in the context of intentional intramilitary torts that
do not involve the direct chain of command.
"The policy argument for absolute immunity . . . rests on the
dubious proposition that a serviceman is more likely to respect
authority when he has no recourse for the intentional or malicious
deprivation of his constitutional rights. The contrary argument --
that safeguarding rights compatible with military needs will
engender respect for authority and promote discipline -- is more
appealing."
Note, Intramilitary Immunity and Constitutional Torts, 80
Mich.L.Rev. 312, 328 (1981).
Cf. Johnson, supra, at
481 U. S. 700
(SCALIA, J., dissenting) ("Or perhaps -- most fascinating of all to
contemplate -- Congress thought that
barring recovery by
servicemen might adversely affect military discipline").
Nor does the military view the authority intentionally to
violate the constitutional rights of soldiers as essential to its
mission.
See Uniform Code of Military Justice (UCMJ), 10
U.S.C. §§ 938, 939, discussed
infra, at
483
U.S. 669fn2/27|>n. 27. Moreover, the military does not
require instinctive or reflexive obedience of the soldier in all
contexts (combat being the obvious counterexample). Soldiers are
subject to criminal sanctions if they obey certain orders.
See
United States v. Calley, 22 U.S.C.M.A. 534, 48 C.M.R.19 (1973)
(obedience to orders no defense where defendant should have known
that order to kill civilians was illegal);
United States v.
Kinder, 14 C.M.R. 742 (USAF Ct.Mil.Rev.1954) (obedience to
orders no defense for soldier who executed order to shoot subdued
prisoner at South Korean air base).
[
Footnote 2/27]
In addition, judicial involvement occurs when courts review
court-martial proceedings (through federal habeas corpus
jurisdiction),
see Burns v. Wilson, 346 U.
S. 137,
346 U. S. 142
(1953), when the Court of Claims reviews cases involving
interference with military career advantage,
see 28 U.S.C.
§ 1491, and when soldiers bring claims for injunctive and
declaratory relief from statutory and constitutional violations.
See also UCMJ, 10 U.S.C. § 938 (providing complaint
procedure for "[a]ny member of the armed forces who believes
himself wronged by his commanding officer"); § 939 (providing
procedure for damages arising from willful damage to property of
any soldier by another member of the Armed Services);
Colson v.
Bradley, 477 F.2d 639 (CA8 1973) (judicial review of § 938
claim);
Cortright v. Resor, 447 F.2d 245 (CA2 1971)
(same).
[
Footnote 2/28]
The Court states that, in the FTCA context, it is
theoretically
"freer to compromise military concerns . . . since we were
confronted with an explicit congressional authorization for
judicial involvement that was, on its face, unqualified,"
while in the
Bivens context, we "rely upon inference
for our own authority to allow money damages."
Ante at
483 U. S.
681-682. One could approach the question from an
entirely different angle. The usual rule with regard to suing the
United States is sovereign immunity, so the FTCA creates an
exception to that rule which must be narrowly interpreted. The
usual rule is individual accountability for injury done, and
qualified immunity of federal officials represents a judge-made
exception to that rule. Our decision to find "special factors" in a
Bivens case and grant absolute immunity to federal
officials with regard to a certain class of injuries represents a
further and indefensible enlargement of a special status.
[
Footnote 2/29]
In
Chappell, the Court makes plain that, standing
alone, the "special nature of [the] military" would not have
sufficed to confer absolute immunity upon military superiors for
wrongs inflicted upon those in their command. It was the "unique
disciplinary structure of the Military Establishment
and
Congress' activity in the field" that, "
[t]aken together,"
constituted those special factors precluding any damages award. 462
U.S. at
462 U. S. 304
(emphasis added).
JUSTICE O'CONNOR, concurring in part and dissenting in part.
I agree with both the Court and JUSTICE BRENNAN that James
Stanley's cause of action under the Federal Tort Claims Act (FTCA),
28 U.S.C. § 2671
et seq., should not have been reinstated
by the Court of Appeals. I therefore join Part I of the Court's
opinion. I further agree with the Court that, under
Chappell v.
Wallace, 462 U. S. 296
(1983), there is generally no remedy available under
Bivens v.
Six Unknown Fed. Narcotics Agents, 403 U.
S. 388 (1971), for
Page 483 U. S. 709
injuries that arise out of the course of activity incident to
military service.
Ante at
483 U. S.
683-684. In
Chappell v. Wallace, supra, this
Court unanimously held that enlisted military personnel may not
maintain a suit to recover damages from a superior officer for
alleged constitutional violations. The "special factors" that we
found relevant to the propriety of a
Bivens action by
enlisted personnel against their military superiors "also formed
the basis" of this Court's decision in
Feres v. United
States, 340 U. S. 135
(1950), that the FTCA does not extend to injuries arising out of
military service.
Chappell, supra, at
462 U. S. 298.
In my view, therefore,
Chappell and
Feres must be
read together; both cases unmistakably stand for the proposition
that the special circumstances of the military mandate that
civilian courts avoid entertaining a suit involving harm caused as
a result of military service. Thus, no amount of negligence,
recklessness, or perhaps even deliberate indifference on the part
of the military would justify the entertainment of a
Bivens action involving actions incident to military
service.
Nonetheless, the
Chappell exception to the availability
of a
Bivens action applies only to "injuries that
arise out of or are in the course of activity incident to
service.'" Ante at 483 U. S. 684
(quoting Feres v. United States, supra, at 340 U. S.
146). In my view, conduct of the type alleged in this
case is so far beyond the bounds of human decency that, as a matter
of law, it simply cannot be considered a part of the military
mission. The bar created by Chappell -- a judicial
exception to an implied remedy for the violation of constitutional
rights -- surely cannot insulate defendants from liability for
deliberate and calculated exposure of otherwise healthy military
personnel to medical experimentation without their consent, outside
of any combat, combat training, or military exigency, and for no
other reason than to gather information on the effect of lysergic
acid diethylamide on human beings.
No judicially crafted rule should insulate from liability the
involuntary and unknowing human experimentation alleged
Page 483 U. S. 710
to have occurred in this case. Indeed, as JUSTICE BRENNAN
observes, the United States military played an instrumental role in
the criminal prosecution of Nazi officials who experimented with
human subjects during the Second World War,
ante at
483 U. S. 687,
and the standards that the Nuremberg Military Tribunals developed
to judge the behavior of the defendants stated that the "voluntary
consent of the human subject is absolutely essential . . . to
satisfy moral, ethical and legal concepts."
United States v.
Brandt (The Medical Case), 2 Trials of War Criminals Before
the Nuremberg Military Tribunals Under Control Council Law No. 10,
p. 181 (1949). If this principle is violated, the very least that
society can do is to see that the victims are compensated, as best
they can be, by the perpetrators. I am prepared to say that our
Constitution's promise of due process of law guarantees this much.
Accordingly, I would permit James Stanley's
Bivens action
to go forward, and I therefore dissent.