Petitioner, an attorney who maintained both his residence and
his law office in Mississippi and who was a member of the
Mississippi and Louisiana State Bars, was denied admission to the
Bar of the United States District Court for the Eastern District of
Louisiana because he neither lived nor had an office in Louisiana,
as required by the court's local Rule 21.2. He was also ineligible
under the court's Rule 21.3.1, which requires continuous and
uninterrupted Louisiana residence or maintenance of a Louisiana law
office for continuing eligibility in the bar. He sought a writ of
prohibition from the Court of Appeals, alleging that the
restrictions in the Rules were unconstitutional on their face and
as applied to him. The court remanded the case to the District
Court for appropriate proceedings and entry of an appealable
judgment. That court upheld Rule 21.2 as constitutional. The Court
of Appeals affirmed.
Held: The District Court was not empowered to adopt
Rules requiring members of the Louisiana Bar who apply for
admission to its bar to live, or maintain an office, in Louisiana.
Pp.
482 U. S.
645-651.
(a) A district court has discretion to adopt local rules that
are necessary to carry out its business, including rules governing
admission to its bar. However, this Court may exercise its inherent
supervisory power (as it does here) to ensure that local rules are
consistent with principles of right and justice. Pp.
482 U. S.
645-646.
(b) Rule 21.2's residence requirement is unnecessary, and
arbitrarily discriminates against out-of-state attorneys who are
members of the Louisiana Bar and are willing to pay the necessary
fees and dues in order to be admitted to the Eastern District Bar.
There is no reason to believe that such attorneys are less
competent than resident attorneys. Moreover, other more effective
means of ensuring the competence of bar members are available to
the district courts, including examination or seminar attendance
requirements. Nor does an alleged need for immediate availability
of attorneys require a blanket rule that denies all nonresident
attorneys admission to a district court bar. As a practical matter,
a high percentage of nonresident attorneys willing to take the
state bar examination and pay the annual dues will reside in places
reasonably
Page 482 U. S. 642
convenient to the district court. Moreover, modern communication
systems make it possible to minimize the problem of unavailability,
and district courts also have alternative means to ensure prompt
attendance at important conferences. Pp.
482 U. S.
646-649.
(c) The in-state office requirement is similarly unnecessary and
irrational. It is not imposed on a lawyer residing in Louisiana
whose only office is out-of-state and who is equally as unavailable
to the court as a nonresident lawyer with an out-of-state office.
Nor does the mere fact that an attorney has an office in Louisiana
warrant the assumption that he or she is more competent than an
out-of-state member of the state bar. Moreover, any need the court
may have to ensure the availability of attorneys does not justify
the in-state office requirement. There is no link between residency
within a State and proximity to a courthouse. P.
482 U. S.
650.
(d) The contention that nonresident lawyers are not totally
foreclosed from Eastern District practice because they can appear
pro hac vice is unpersuasive. Such alternative does not
allow the nonresident attorney to practice on the same terms as a
resident member of the bar. In order to appear
pro hac
vice under the District Court's Rules, a lawyer must associate
with a member of the court's bar. Such association imposes a
financial and administrative burden on nonresident counsel.
Furthermore, "local" counsel may be located much farther from the
courthouse than the out-of-state counsel. Pp.
482 U. S.
650-651.
788 F.2d 1049, reversed.
BRENNAN, J., delivered the opinion of the Court, in which WHITE,
MARSHALL, BLACKMUN, POWELL, and STEVENS, JJ., joined. REHNQUIST,
C.J., filed a dissenting opinion, in which O'CONNOR and SCALIA,
JJ., joined,
post, p.
482 U. S.
651.
JUSTICE BRENNAN delivered the opinion of the Court.
The question for decision is whether a United States District
Court may require that applicants for general admission
Page 482 U. S. 643
to its bar either reside or maintain an office in the State
where that court sits.
I
Petitioner David Frazier is an attorney having both his
residence and his law office in Pascagoula, Mississippi. An
experienced litigator, he is a member of the Mississippi and
Louisiana State Bars, and also of the Bars of the United States
Courts of Appeals for the Fifth and Eleventh Circuits and the
United States District Court for the Southern District of
Mississippi. In April, 1982, Frazier applied for admission to the
Bar of the United States District Court for the Eastern District of
Louisiana. His application was denied because he neither lived nor
had an office in Louisiana, as required by the court's local Rule
21.2. In addition, Frazier was ineligible for admission under the
court's local Rule 21.3.1, which requires continuous and
uninterrupted Louisiana residence or maintenance of a Louisiana law
office for continuing eligibility in that bar.
Frazier challenged these District Court Rules by petitioning for
a writ of prohibition from the Court of Appeals for the Fifth
Circuit. The petition alleged that the restrictions in Rules 21.2
and 21.3.1 were unconstitutional, on their face and as applied to
him. The Court of Appeals did not rule on the petition, but
remanded the case to the District Court for the Eastern District
for appropriate proceedings and entry of an appealable judgment.
All the judges of the Eastern District recused themselves. The
matter was assigned to Judge Edwin Hunter, a Senior Judge of the
Western District of Louisiana. The District Court held a 1-day
bench trial in which two District Court Judges, two Magistrates,
and the Clerk of the Eastern District testified in support of the
challenged Rules.
Frazier challenged the District Court Rules on several
constitutional grounds, primarily under the equal protection
requirement of the Due Process Clause of the Fifth Amendment.
[
Footnote 1]
Page 482 U. S. 644
Applying the standard of intermediate scrutiny, the District
Court upheld Rule 21.2 as constitutional. [
Footnote 2]
594 F.
Supp. 1173, 1179 (1984).
The District Court found that the Rule serves the important
Government objective of the efficient administration of justice.
Ibid. It relied on testimony by court officials that
proximity to the New Orleans courthouse is important when
emergencies arise during proceedings, and that participation by
nonresident attorneys complicates the scheduling of routine court
matters.
Id. at 1183-1184. The court also found that the
office requirement is not unduly restrictive, and that it increases
the availability of an attorney to the court. Finally, it stated
the failure to require in-state attorneys to open a local office
was reasonable, since such attorneys "must of necessity open an
office," and, even absent an office, an in-state attorney is likely
to be available.
Ibid. Without further explanation, the
court declared that the in-state attorney's admission to the bar
"does not raise the same concern for the efficient administration
of justice that admission of nonresident attorneys does."
Ibid. After reviewing petitioner's other claims, the
District Court denied Frazier's petition for extraordinary relief,
and dismissed his suit.
The Court of Appeals affirmed over a dissent. 788 F.2d 1049
(1986). The court found that the discrimination at issue did not
warrant heightened scrutiny, and held that the
Page 482 U. S. 645
exclusion was rationally related to the District Court's goal of
promoting lawyer competence and availability for hearings. It
characterized the testimony before the District Court as
"of one voice: lawyers admitted
pro hac vice, who
neither reside nor maintain an office in Louisiana, fail to comply
with the local rules and impede the efficient administration of
justice more than members of the bar of the Eastern District."
Id. at 1054. The court also noted that out-of-state
attorneys were not unduly disadvantaged by this restriction, since
they could affiliate with Louisiana counsel and appear
pro hac
vice. Id. at 1054-1055. Finally, the court denied
petitioner's alternative request to invalidate these Rules through
use of the Court of Appeals' supervisory power over District Courts
in that Circuit. The court expressed its reluctance to exercise its
supervisory authority because the Fifth Circuit Judicial Council
was at that time reviewing the local Rules of the District Courts
in the Circuit.
Id. at 1055.
We granted certiorari, 479 U.S. 960 (1986), and now reverse.
Pursuant to our supervisory authority, we hold that the District
Court was not empowered to adopt its local Rules to require members
of the Louisiana Bar who apply for admission to its bar to live in,
or maintain an office in, Louisiana where that court sits. We
therefore need not address the constitutional questions
presented.
II
We begin our analysis by recognizing that a district court has
discretion to adopt local rules that are necessary to carry out the
conduct of its business.
See 28 U.S.C. §§ 1654, 2071;
Fed.Rule Civ.Proc. 83. This authority includes the regulation of
admissions to its own bar. A district court's discretion in
promulgating local rules is not, however, without limits. This
Court may exercise its inherent supervisory power to ensure that
these local rules are consistent with "
the principles of right
and justice.'" In re Ruffalo, 390 U.
S. 544, 390 U. S. 554
(1968) (WHITE, J., concurring) (citation omitted);
Page 482 U. S. 646
see In re Snyder, 472 U. S. 634,
472 U. S. 643
(1985);
Theard v. United States, 354 U.
S. 278,
354 U. S. 282
(1957);
Ex parte Burr,
9 Wheat. 529,
22 U. S. 530
(1824). [
Footnote 3] Section
2071 requires that local rules of a district court "shall be
consistent with" the "rules of practice and procedure prescribed by
the Supreme Court." [
Footnote
4] Today we invoke our supervisory authority to prohibit
arbitrary discrimination against members of the Louisiana Bar,
residing and having their office out-of-state, who are otherwise
qualified to join the Bar of the Eastern District.
In the present case, our attention is focused on the
requirements imposed by Rule 21.2 of the Eastern District of
Louisiana, [
Footnote 5] namely
that, to be admitted to the bar, an attorney must reside or
maintain an office in Louisiana. Respondents assert that these
requirements facilitate the efficient administration of justice,
because nonresident attorneys allegedly are less competent and less
available to the court than resident attorneys. We disagree. We
find both requirements to be unnecessary and irrational.
Rule 21.2's requirement of residence in Louisiana arbitrarily
discriminates against out-of-state attorneys who have passed the
Louisiana bar examination and are willing to pay the necessary fees
and dues in order to be admitted to the Eastern District Bar. No
empirical evidence was introduced
Page 482 U. S. 647
at trial to demonstrate why this class of attorneys, although
members of the Louisiana Bar, should be excluded from the Eastern
District's Bar. [
Footnote 6]
Instead, the evidence was limited almost exclusively to experiences
with
pro hac vice practitioners, who, unlike petitioner,
were not members of the Louisiana Bar. Tr. 153. Experience with
this category of one-time or occasional practitioners does not
provide a basis for predicting the behavior of attorneys who are
members of the Louisiana Bar and who seek to practice in the
Eastern District on a regular basis.
Indeed, there is no reason to believe that nonresident attorneys
who have passed the Louisiana bar examination are less competent
than resident attorneys. The competence of the former group in
local and federal law has been tested and demonstrated to the same
extent as that of Louisiana lawyers, and its members are equally
qualified. We are unwilling to assume that
"a nonresident lawyer -- any more than a resident -- would
disserve his clients by failing to familiarize himself [or herself]
with the [local] rules."
Supreme Court of New Hampshire v. Piper, 470 U.
S. 274,
470 U. S. 285
(1985). [
Footnote 7] The
Page 482 U. S. 648
Court has previously recognized that a nonresident lawyer is
likely to have a substantial incentive, as a practical matter, to
learn and keep abreast of local rules.
Ibid. A lawyer's
application to a particular bar is likely to be based on the
expectation of considerable local practice, since it requires the
personal investment of taking the state bar examination and paying
fees and annual dues. Moreover, other more effective means of
ensuring the competence of bar members are available to the
district courts, including examination or seminar attendance
requirements. Complete exclusion is unnecessary.
We also do not believe that an alleged need for immediate
availability of attorneys in some proceedings requires a blanket
rule that denies all nonresident attorneys admission to a district
court bar. If attorney availability is a significant problem, the
Rules are poorly crafted to remedy it. For example, the Rules
presume that a lawyer in Shreveport, Louisiana, which is located
more than 300 miles from the New Orleans courthouse of the Eastern
District, is more likely or able to attend a conference than a
lawyer such as petitioner, who is only 110 miles away, but must
cross a state boundary on his way to the court. As a practical
matter, a high percentage
Page 482 U. S. 649
of nonresident attorneys willing to take the state bar
examination and pay the annual dues will reside in places
"reasonably convenient" to the District Court.
Cf. 470
U.S. at
470 U. S.
286-287. Moreover, modern communication systems,
including conference telephone arrangements, make it possible to
minimize the problem of unavailability. Finally, district courts
have alternative means to ensure prompt attendance at important
conferences. For instance, they may impose sanctions on lawyers who
fail to appear on schedule. Indeed, the Eastern District has
adopted Rule 21.8.1, which specifically requires that sanctions be
imposed on lawyers who fail to appear at hearings. [
Footnote 8] We therefore conclude that the
residency requirement imposed by the Eastern District is
unnecessary, and arbitrarily discriminates against out-of-state
attorneys.
Similarly, we find the in-state office requirement unnecessary
and irrational. First, the requirement is not imposed on in-state
attorneys. A resident lawyer is allowed to maintain his or her only
office outside of Louisiana. A resident lawyer with an out-of-state
office is equally as unavailable to the court as a nonresident
lawyer with an out-of-state office. In addition, the mere fact that
an attorney has an office in Louisiana surely does not warrant the
assumption that he or she is more competent than an out-of-state
member of the state bar. Requiring petitioner to have a Louisiana
address and telephone number, and an in-state answering service
will not elevate his or her understanding of the local Rules. As
the failure to require in-state attorneys to have an in-state
office reveals, the location of a lawyer's office simply has
nothing to do with his or her intellectual ability or experience in
litigating cases in Federal District Court.
Page 482 U. S. 650
We further conclude that any need the court may have to ensure
the availability of attorneys does not justify the in-state office
requirement. As observed with regard to state residency
requirements, there is no link between residency within a State and
proximity to a courthouse. The office requirement does not specify
that counsel be in the Eastern District, but only that the attorney
have an office somewhere in the State, regardless of how far that
office is from the courthouse. [
Footnote 9] Thus, we conclude that neither the residency
requirement nor the office requirement of the local Rules is
justified. [
Footnote 10]
Respondents contend that nonresident lawyers are not totally
foreclosed from Eastern District practice, because they can appear
pro hac vice. In
Piper, however, we recognized
that this alternative does not allow the nonresident attorney to
practice "on the same terms as a resident member of the bar." 470
U.S. at
470 U. S. 277,
n. 2. An attorney not licensed by a district court must repeatedly
file motions for each appearance on a
pro hac vice basis.
594 F. Supp. at 1177. In addition, in order to appear
pro hac
vice under local Rule 21.5, a lawyer must also associate with
a member of the Eastern District Bar, who is required to sign all
court documents. [
Footnote
11] 594 F. Supp. at 1177. This association, of course, imposes
a financial and administrative burden on nonresident counsel.
[
Footnote 12]
Page 482 U. S. 651
Furthermore, it is ironic that "local" counsel may be located
much farther away from the New Orleans courthouse than the
out-of-state counsel. Thus, the availability of appearance
pro
hac vice is not a reasonable alternative for an out-of-state
attorney who seeks general admission to the Eastern District's Bar.
[
Footnote 13]
Reversed.
[
Footnote 1]
Petitioner also contended that the local Rules violated the
Commerce Clause, the Full Faith and Credit Clause, the Privileges
and Immunities Clause, and the First and Fourteenth Amendments of
the Federal Constitution.
[
Footnote 2]
In determining the level of review appropriate for the federal
equal protection challenge, the court determined that no
fundamental constitutional right was implicated, and that Frazier
was not a member of a suspect class. The court therefore concluded
that strict scrutiny was unnecessary. The court did not determine
whether intermediate or deferential scrutiny was required for
classifications based on state residency, because it concluded
that, even under intermediate scrutiny, Rule 21.2 was
constitutional.
594 F.
Supp. 1173, 1180-1182 (1984).
[
Footnote 3]
See also Flanders, Local Rules in Federal District
Courts: Usurpation, Legislation, or Information, 14 Loyola (LA)
L.Rev. 213, 252-256 (1981); Martineau, The Supreme Court and State
Regulation of the Legal Profession, 8 Hastings Const. L.Q. 199,
234-236 (1981); Note, The Supervisory Power of the Federal Courts,
76 Harv.L.Rev. 1656, 1656-1657 (1963).
[
Footnote 4]
Section 2072 confirms the supervisory authority that the Court
has over lower federal courts:
"The Supreme Court shall have the power to prescribe by general
rules, the forms of process, writs, pleadings, and motions, and the
practice and procedure of the district courts and courts of appeals
of the United States in civil actions. . . ."
28 U.S.C. § 2072. The local rules must also be consistent with
Acts of Congress. 28 U.S.C. § 2071. Congress thus far has chosen to
leave regulation of the federal bars to the courts.
[
Footnote 5]
Petitioner does not challenge the requirement of Rule 21.2 that
an attorney must be a member in good standing of the Louisiana
Bar.
[
Footnote 6]
During the bench trial, there was only one occasion when a
witness, testifying in favor of the local Rules, distinguished
between nonresident members of the Louisiana Bar and
pro hac
vice practitioners. In that instance, the witness could offer
anecdotal testimony about only two nonresident members of the
Louisiana Bar. Tr. 214-215 (testimony of Magistrate Wynne).
[
Footnote 7]
In
Supreme Court of New Hampshire v. Piper,
470 U. S. 274
(1985), the Court held that a Rule by a State Supreme Court that
limited bar admission to state residents violated the Privileges
and Immunities Clause of Art. IV, § 2. In the context of that case,
the Court considered several contentions quite similar to those
presented here. The Court rejected the notion that nonresident
attorneys should be presumed to be less competent or less available
than resident attorneys. 470 U.S. at
470 U. S.
285-286. We held that a State may discriminate against
nonresident attorneys only where its reasons are substantial and
the difference in treatment bears a close relationship to those
reasons.
Rules that discriminate against nonresident attorneys are even
more difficult to justify in the context of federal court practice
than they are in the area of state court practice, where laws and
procedures may differ substantially from State to State.
See Comisky & Patterson, The Case for a Federally
Created National Bar by Rule or by Legislation, 55 Temp.L.Q. 945,
960-964 (1982). There is a growing body of specialized federal law
and a more mobile federal bar, accompanied by an increased demand
for specialized legal services regardless of state boundaries.
See Simonelli, State Regulation of a Federal License to
Practice Law, 56 N.Y.State Bar J. 15 (May 1984). The Court's
supervisory power over federal courts allows the Court to intervene
to protect the integrity of the federal system, while its authority
over state court bars is limited to enforcing federal
constitutional requirements. Because of these differences, the
Court has repeatedly emphasized, for example, that disqualification
from membership from a state bar does not necessarily lead to
disqualification from a federal bar.
See Theard v. United
States, 354 U. S. 278,
354 U. S. 282
(1957);
Selling v. Radford, 243 U. S.
46,
243 U. S. 49
(1917);
cf. Sperry v. Florida ex rel. Florida Bar,
373 U. S. 379,
373 U. S.
385-387 (1963).
[
Footnote 8]
Furthermore, the Court noted in
Piper that
"[t]he trial court, by rule or as an exercise of discretion, may
require any lawyer who resides at a great distance to retain a
local attorney who will be available for unscheduled meetings and
hearings."
470 U.S. at
470 U. S.
287.
[
Footnote 9]
For example, if a lawyer in Port Arthur, Texas, opened a branch
office just across the state line in Lake Charles, Louisiana, he or
she could join the Eastern District Bar even though that office was
twice as far from the courthouse in New Orleans as is petitioner's
office.
[
Footnote 10]
Under Rule 21.3.1, a lawyer must maintain an in-state residence
or office not only at the time of admission, but also for as long
as the lawyer desires to remain a member of the Eastern District
Bar. This Rule serves only to extend the unfairness of Rule 21.2.
We therefore also find this local Rule to be unnecessary and
irrational.
[
Footnote 11]
Under Rule 21.6, a District Court may grant a waiver of local
counsel association only if it would be a hardship for an
out-of-state client.
[
Footnote 12]
From the lawyer's standpoint, he or she will be at a significant
disadvantage in attracting clients. Clients would have to be
willing to provide compensation for the necessary association with
a local lawyer who will duplicate the principal lawyer's efforts.
The effect of such a rule is to drive up the cost of litigation and
to steer business almost exclusively to the instate bar. A client
may have a number of excellent reasons to select a nonlocal lawyer:
his or her regular lawyer most familiar with the legal issues may
be nonlocal; a nonresident lawyer may practice a specialty not
available locally; or a client may be involved in an unpopular
cause with which local lawyers are reluctant to be associated.
See Piper, 470 U.S. at
470 U. S.
281.
[
Footnote 13]
Furthermore, in many District Courts, the decision on whether to
grant
pro hac vice status to an out-of-state attorney is
purely discretionary, and therefore is not a freely available
alternative.
See Supreme Court of New Hampshire v. Piper,
supra, at
470 U. S. 277,
n. 2;
Leis v. Flynt, 439 U. S. 438,
439 U. S. 442
(1979).
CHIEF JUSTICE REHNQUIST, with whom JUSTICE O'CONNOR and JUSTICE
SCALIA join, dissenting.
We have previously held that this Court may, in the exercise of
its "supervisory authority," modify or reverse judgments of lower
federal courts in accordance with principles derived neither from
the United States Constitution nor from any Act of Congress.
United States v. Hasting, 461 U.
S. 499,
461 U. S. 505
(1983);
Cupp v. Naughten, 414 U.
S. 141,
414 U. S. 146
(1973). Such a power, we have reasoned, inheres in any appellate
court called upon "to review proceedings of trial courts and to
reverse judgments of such courts which the appellate court
concludes were wrong."
Ibid. In the present case, the
Court expands the notion of supervisory authority to allow it to
review and revise local Rules of a District Court that regulate
admission to the bar of that court. But it does not follow from the
fact that we may reverse or modify a judgment of
Page 482 U. S. 652
another federal court which we believe to be wrong that we may
set aside a rule promulgated by that court governing admission to
its own bar on a similar basis.
Congress has provided in 28 U.S.C. § 2071 that the district
courts may prescribe rules for the conduct of their business.
[
Footnote 2/1] It is clear from 28
U.S.C. § 1654 that the authority provided in § 2071 includes the
authority of a district court to regulate the membership of its
bar. [
Footnote 2/2]
See United
States v. Hvass, 355 U. S. 570,
355 U. S. 575
(1958). Neither these sections nor Federal Rule of Civil Procedure
83, [
Footnote 2/3] which also
governs the rulemaking power of district courts, gives any
intimation that this Court possesses "supervisory power" over rules
adopted in accordance with these provisions. Indeed, the history of
these provisions demonstrates the broad discretion possessed by
district courts in promulgating their own rules. At one
Page 482 U. S. 653
time former Equity Rule 79 required that district court rules be
made "[w]ith the concurrence of a majority of the circuit judges
for the circuit," but that restriction was abolished by former 28
U.S.C. § 731 (1940 ed.), which provided the basis for Federal Rule
of Civil Procedure 83. And no enabling Act has ever required the
approval of this Court, or a majority of the Justices thereof, for
the promulgation of district court rules.
The Court finds that the Rules Enabling Act, 28 U.S.C. § 2072,
"confirms" its power to decide whether local rules are rational and
necessary.
Ante at
482 U. S. 646,
n. 4. That Act, however, has heretofore been regarded as statutory
authorization for this Court's promulgation of rules of procedure
itself, and not as a grant of power to review the wisdom of rules
adopted by a district court in default of any action by this Court.
See, e.g., Burlington Northern R. Co. v. Woods,
480 U. S. 1,
480 U. S. 5, n. 3
(1987);
Hanna v. Plumer, 380 U. S. 460,
380 U. S.
463-466,
380 U. S.
471-474 (1965).
To the extent that the Rules Enabling Act can be viewed as
"confirming" this Court's power to review the wisdom of district
court rules, Federal Rule of Civil Procedure 83 suggests that this
Court has apparently relinquished that power to the Judicial
Councils of the Circuits. Rule 83, as recently amended in 1985,
provides detailed procedures governing the adoption and amendment
of district court rules. Under these procedures, a district court
may make and amend rules by action of a majority of the judges of
the court after notice and an opportunity for comment by the public
are provided. The district court rules shall "
remain in
effect unless amended by the district court or abrogated by
the judicial council of the circuit in which the district is
located." Fed.Rule Civ.Proc. 83 (emphasis added). If there were a
role for this Court to entertain
ad hoc challenges to
district court rules on the basis of necessity or rationality
alone, one would
Page 482 U. S. 654
think that it would have been provided for in the orderly
procedures of Rule 83. [
Footnote
2/4]
Unquestionably, the rule of a district court relating to
membership in its bar may not violate the United States
Constitution, and must conform to any Act of Congress conferring
authority in that respect. One denied admission to the bar by a
rule which violates either the Constitution or an applicable
statute may, of course, obtain review of that decision in this
Court, and a reversal of the decision if his claims are well
founded. But today's decision rests upon no such grounds. [
Footnote 2/5]
Prior cases addressing challenges to the validity of local rules
have confined their analyses to four inquiries: whether the rule
conflicts with an Act of Congress; whether the rule conflicts with
the rules of procedure promulgated by this Court; whether the rule
is constitutionally infirm; and whether the subject matter governed
by the rule is not within the power of a lower federal court to
regulate.
See, e.g., Colgrove v. Battin, 413 U.
S. 149,
413 U. S.
159-160,
413 U. S.
162-164 (1973);
Miner v. Atlass, 363 U.
S. 641,
363 U. S.
651-652 (1960);
Story v.
Livingston,
Page 482 U. S. 655
13 Pet. 359,
38 U. S. 368
(1839). The Court today does not suggest that the local Rules at
issue here are invalid for any of these reasons, and instead
determines merely that, in its view, the Rules are "unnecessary and
irrational."
Ante at
482 U. S. 646,
482 U. S. 650,
n. 10.
This new-found and quite unwarranted authority contrasts starkly
with the observations of Chief Justice Marshall, writing for the
Court in
Ex parte Burr,
9 Wheat. 529 (1824):
"Some doubts are felt in this Court respecting the extent of its
authority as to the conduct of the Circuit and District Courts
towards their officers; but without deciding on this question, the
Court is not inclined to interpose, unless it were in a case where
the conduct of the Circuit or District Court was irregular, or was
flagrantly improper."
Id. at
22 U. S. 530.
The force behind the Court's reluctance in
Ex parte Burr
to interfere with a lower court's bar membership decision was its
recognition that a federal court possesses nearly exclusive
authority over such matters.
Id. at
22 U. S. 531.
This recognition is reflected throughout this Court's cases.
See, e.g., 60 U. S. 19 How.
9,
60 U. S. 12-13
(1857);
Ex parte
Garland, 4 Wall. 333,
71 U. S. 379
(1867);
see also In re Snyder, 472 U.
S. 634, 643 (1985).
Petitioner contends that the local rules in question here
violate the equal protection component of the Due Process Clause of
the Fifth Amendment, but the Court, having waved its supervisory
wand, finds it unnecessary to address this question. For the
reasons stated by the Court of Appeals for the Fifth Circuit, I
conclude that the local rules do not classify so arbitrarily or
irrationally as to run afoul of the Fifth Amendment Due Process
Clause. I would therefore affirm the judgment of the Court of
Appeals.
[
Footnote 2/1]
Section 2071 provides:
"The Supreme Court and all courts established by Act of Congress
may from time to time prescribe rules for the conduct of their
business. Such rules shall be consistent with Acts of Congress and
rules of practice and procedure prescribed by the Supreme
Court."
[
Footnote 2/2]
Section 1654 provides:
"In all courts of the United States the parties may plead and
conduct their own cases personally or by counsel as, by the rules
of such courts, respectively, are permitted to manage and conduct
causes therein."
[
Footnote 2/3]
Federal Rule of Civil Procedure 83 provides:
"Each district court by action of a majority of the judges
thereof may from time to time, after giving appropriate public
notice and an opportunity to comment, make and amend rules
governing its practice not inconsistent with these rules. A local
rule so adopted shall take effect upon the date specified by the
district court and shall remain in effect unless amended by the
district court or abrogated by the judicial council of the circuit
in which the district is located. Copies of rules and amendments so
made by any district court shall upon their promulgation be
furnished to the judicial council and the Administrative Office of
the United States Courts and be made available to the public. In
all cases not provided for by rule, the district judges and
magistrates may regulate their practice in any manner not
inconsistent with these rules or those of the district in which
they act."
[
Footnote 2/4]
As noted by the Court, the Court of Appeals for the Fifth
Circuit rejected petitioner's request to exercise its authority
under Rule 83 to invalidate local Rules 21.2 and 21.3.1, noting
that the Fifth Circuit Judicial Conference is presently reviewing
the local rules of the District Courts of the Circuit. In light of
this pending review, the Court's action today is particularly
disruptive of the procedures established by Rule 83.
[
Footnote 2/5]
The Court declares its prerogative to review district court
rules governing bar admission standards to determine whether they
are consistent with "the principles of right and justice."
Ante at
482 U. S. 645.
Yet the "law and justice" standard cited by the Court derives from
cases in which this Court has reviewed attorney disbarment
decisions by lower federal courts.
See In re Ruffalo,
390 U. S. 544,
390 U. S. 554
(1968) (WHITE, J., concurring in result);
Theard v. United
States, 354 U. S. 278,
354 U. S. 282
(1957);
Selling v. Radford, 243 U. S.
46,
243 U. S. 51
(1917). The Court is unable to cite an example in which this
standard has been used to evaluate the validity of a local rule
governing bar admission requirements. Although
Theard v. United
States, supra, and
In re Ruffalo, supra, involved
District Court and Court of Appeals rules governing disbarment
proceedings, the validity of those rules was not questioned by the
Court in those cases.