Respondent Brotherhood of Maintenance of Way Employes (BMWE),
which represents railroad employees nationwide, had a dispute over
renewal of a collective bargaining agreement with a small railroad
that is a subsidiary of Guilford Transportation Industries, Inc.
(Guilford), which also owns other railroads. After exhausting the
settlement procedures mandated by the Railway Labor Act (RLA), BMWE
instituted a lawful strike against the Guilford railroads. BMWE
later extended its picketing to other railroads (including
petitioners) with which Guilford interchanged traffic. In
petitioners' consolidated actions, the Federal District Court
entered a preliminary injunction against BMWE's picketing of any
railroads other than those involved in the primary dispute. The
court held that the "substantial alignment" test governs
interpretation of the Norris-LaGuardia Act, §§ 1 and 4 of which bar
federal courts from issuing injunctions against activities "growing
out of" a "labor dispute." Under the test, the scope of lawful
strike activity is confined to activities that further the union's
economic interests in a labor dispute, and that are directed at the
primary employer and other substantially aligned employers -- those
having an ownership interest in, or providing essential services or
facilities to, the primary employer. The court concluded that none
of the petitioners were "substantially aligned" with Guilford, and
that, thus, BMWE's secondary activity did not grow out of a labor
dispute under the Norris-LaGuardia Act, and could be enjoined. The
Court of Appeals reversed, concluding that the District Court had
no jurisdiction to enter an injunction.
Held: Under the Norris-LaGuardia Act, a federal court
does not have jurisdiction to enjoin secondary picketing in railway
labor disputes. Pp.
481 U. S.
437-453.
(a) The historical background of the Norris-LaGuardia Act --
particularly the legislative history showing that Congress was
responding to what it considered to be unduly restrictive judicial
construction of the anti-injunction provisions of § 20 of the
Clayton Act -- reveals that Congress intended to preclude courts
from enjoining secondary as well as
Page 481 U. S. 430
primary activity, and that railroads were to be treated no
differently from other industries in such regard. Pp.
481 U. S.
437-440.
(b) Section 13(c) of the Norris-LaGuardia Act defines "labor
dispute" as including
"any controversy concerning terms or conditions of employment .
. . regardless of whether or not the disputants stand in the
proximate relation of employer and employee,"
and § 13(a) provides that a case shall be held to "grow out of a
labor dispute when the case involves persons who are engaged in the
same industry." Under the plain meaning of this language, BMWE's
dispute with the primary employer here was unquestionably a labor
dispute, and the secondary activity against petitioners grew out of
that dispute. Section 13(c)'s definition of "labor dispute" should
not be narrowed by adoption of a test of "substantial alignment" of
a picketed secondary employer with the primary employer. Congress
intended the definition of "labor dispute" to be broad, and
adoption of the substantial alignment test would require courts,
contrary to Congress' intent, to second-guess which activities are
truly in a union's economic interest in a labor dispute. Moreover,
nothing in the Norris-LaGuardia Act or the RLA distinguishes
permissible from impermissible secondary activities, and any
judicial attempt to limit § 13(c)'s language would make the
lawfulness of a strike depend upon judicial views of social and
economic policy, which is what the Norris-LaGuardia Act was
designed to forestall. Pp.
481 U. S. 440-443.
(c) Petitioners' contention that the injunction here was valid
because, under the RLA, it is illegal for a union to resort to
secondary picketing after the parties have exhausted the RLA's
major dispute resolution procedures, is without merit. Although the
Norris-LaGuardia Act does not deprive a federal court of
jurisdiction to enjoin compliance with the RLA's major dispute
resolution provisions -- involving negotiation, mediation,
voluntary arbitration, and conciliation -- the RLA does not
expressly limit the scope of self-help available to a union once
its resolution provisions have been exhausted. The RLA's silence in
this regard does not indicate that Congress viewed an express
prohibition of secondary picketing to be superfluous, and intended
to prohibit such picketing.
Cf. Trainmen v. Jacksonville
Terminal Co., 394 U. S. 369.
There is no merit to petitioners' contentions that the prohibition
in the National Labor Relations Act (NLRA) against some forms of
secondary activity should govern construction of the RLA.
Congressional policy, as expressed in the NLRA, remains that
neither employers nor the NLRB are permitted to seek injunctions
against the secondary conduct of railway employees. Nor is there
any merit to the argument that a ban on secondary picketing may be
inferred from the general language of § 2
Page 481 U. S. 431
First of the RLA, which places on employees the duty to attempt
to settle disputes, and thereby avoid any interruption to
interstate commerce. Nothing in the RLA indicates that Congress
intended to permit federal courts to enjoin secondary activity as a
means to settle strikes and avoid interruptions to commerce.
Furthermore, the RLA provides a mechanism for the Executive Branch
to intervene and interrupt any self-help measures by invoking an
Emergency Board, thereby imposing a minimum 60-day cooling-off
period. If the Board's recommendations are not initially accepted
by the parties, Congress may enforce the Board's recommendation by
statute, as was done in this case. Allowing secondary picketing in
the self-help period is not inconsistent with the structure or
purpose of the Act, and may in fact increase the likelihood of
settlement prior to self-help. Pp.
481 U. S.
444-453.
793 F.2d 795, affirmed.
BRENNAN, J., delivered the opinion for a unanimous Court.
JUSTICE BRENNAN delivered the opinion of the Court.
What began as a dispute over renewal of a collective bargaining
agreement between a small railroad in Maine and some of its
employees expanded to picketing and threats of strike activity at
railroad facilities around the country. A Federal District Court
then enjoined the picketing of any railroads other than those
involved in the primary dispute. The question we must decide is
whether a federal court has jurisdiction to issue such an
injunction.
Page 481 U. S. 432
I
Respondent Brotherhood of Maintenance of Way Employes (BMWE)
represents railroad employees nationwide. Its members include
employees of the Maine Central Railroad and the Portland Terminal
Company, subsidiaries of Guilford Transportation Industries, Inc.
(Guilford). Guilford also owns two other railroads, the Delaware
Hudson Railway Company, and the Boston and Maine Corporation. The
Guilford system covers some 4,000 miles of track in the northeast
United States, east from Buffalo to Maine, and north from
Washington, D.C. to Montreal. The Guilford system is not as large,
however, as some other railroads, and Guilford depends on other
railroads to carry much of its traffic.
The crux of the dispute between Maine Central and BMWE was Maine
Central's decision, following its acquisition by Guilford in 1981,
to abolish over a 5-year period the jobs of roughly 300 out of 400
employees represented by BMWE. The collective bargaining agreement
between BMWE and Maine Central expired in 1984, before the parties
were able to reach agreement either on the problem of job losses or
on various questions of wages, hours, and working conditions. A
dispute "over the formation of collective agreements or efforts to
secure them" is a "major dispute" in the parlance of railway labor
law,
Elgin, J. & E. R. Co. v. Burley, 325 U.
S. 711,
325 U. S. 723
(1945), and is governed by the Railway Labor Act (RLA), 44 Stat.
577, as amended, 45 U.S.C. § 151
et seq. For over a year,
the parties attempted to reach a settlement by following the
detailed settlement procedures mandated by the RLA. On March 3,
1986, having exhausted these procedures, BMWE began a lawful strike
against Maine Central and Portland Terminal. Two days later, BMWE
lawfully extended the strike to Guilford's other two railroad
subsidiaries. [
Footnote 1]
Page 481 U. S. 433
It first appeared to BMWE that its strike was having the desired
effect of slowing traffic on Guilford's lines. But Guilford's
supervisors took on some of the responsibilities of the striking
workers, and after several weeks, the volume of traffic on
Guilford's lines began to increase. BMWE received information that
led it to believe that Guilford was receiving financial assistance
from other railroads (a belief that later proved mistaken), and
observed non-Guilford locomotives moving on Guilford lines. BMWE
also perceived that Maine Central had become less willing to
negotiate.
In early April, BMWE decided to extend its strike beyond
Guilford's subsidiaries. It first attempted to picket other
railroads in the east with which Guilford interchanged a
significant volume of traffic. This picketing was enjoined by two
federal court orders. [
Footnote
2] On April 8, 1986, BMWE notified the president of the
American Association of Railroads of its plans to picket the
facilities of other carriers and to ask other carriers' employees
to withdraw from service until Maine Central's willingness to
bargain increased. In addition, BMWE began to picket "strategic
locations through which Guilford's traffic flowed, such as
Chicago," Brief for Respondents 4, and to picket the Los Angeles
facilities of the Union Pacific Railroad Company, based on the
belief (again later proved mistaken) that Union Pacific supervisors
were assisting on Guilford lines.
On April 9, 62 railroads (not including petitioner Burlington
Northern Railroad Company (Burlington Northern)), filed suit in the
United States District Court for the District of Columbia, seeking
a temporary restraining order against the picketing. Their request
was denied the next day.
Alton & Southern R. Co. v.
BMWE, Civ. No. 86-0977 (1986). Meanwhile, also on April 9,
Burlington Northern sought and
Page 481 U. S. 434
obtained
ex parte a temporary restraining order from
the District Court for the Northern District of Illinois, enjoining
BMWE from picketing or striking Burlington Northern. The six other
railroad petitioners here quickly filed notices of dismissal in the
District of Columbia, and then filed new actions against BMWE on
April 10 and 11 in the Northern District of Illinois. On April 11,
that District Court issued temporary restraining orders in each of
these cases enjoining BMWE from picketing and striking the
facilities of these seven railroads.
The Illinois District Court then consolidated the cases and held
a single hearing on the railroads' motion for a preliminary
injunction on April 21, 1986. On April 23, the District Court
entered a preliminary injunction. The court noted that §§ 1 and 4
of the Norris-LaGuardia Act, 47 Stat. 70, 29 U.S.C. §§ 101, 104,
bar federal courts from issuing injunctions against secondary
activity "growing out of any labor dispute." App. to Pet. for Cert.
27a-28a. The court held that these sections were inapplicable,
however, because this case did not "grow out of a labor dispute" as
that phrase is defined in § 13(a) of the Act, 29 U.S.C. § 113(a).
In limiting the range of activity that could be considered to grow
out of a labor dispute, the court employed the "substantial
alignment" test of
Ashley, Drew & N. R. Co. v. United
Transportation Union and Its Affiliated Local No. 1121, 625
F.2d 1357 (CA8 1980). Under this test, the scope of lawful strike
activity (and hence of a labor dispute) is confined to activities
that the court concludes will "furthe[r] the union's economic
interest in a labor dispute."
Id. at 1363. Only activities
directed at the primary employer and other employers that are
substantially aligned with it pass the test. A railroad is
substantially aligned with the primary railroad if it has an
ownership interest in the primary railroad, or if it provides
essential services or facilities to the primary railroad or
otherwise shares with it a "
significant commonality of
interest.'" App. to Pet. for Cert. 31a (quoting Ashley,
Drew,
Page 481 U. S. 435
supra, at 1365). Because none of the railroad
petitioners here were "substantially aligned" with Guilford, the
court concluded that BMWE's secondary activity did not grow out of
a labor dispute for purposes of the Norris-LaGuardia Act, and
therefore could be enjoined. [
Footnote 3]
The Court of Appeals reversed. 793 F.2d 795 (CA7 1986). The
court rejected the
Ashley, Drew substantial alignment test
as inconsistent with both the plain language of the
Norris-LaGuardia Act and with this Court's construction of it. The
court then turned to an argument raised in, but not addressed by,
the District Court -- that secondary picketing is illegal under the
RLA, and that the Norris-LaGuardia Act does not prevent courts from
enjoining conduct that violates other labor statutes. The court
concluded, however, that the RLA does not prohibit secondary
picketing. It also observed that, even assuming that the RLA does
contain such a prohibition, "the Norris-LaGuardia Act prevents the
use of injunctions against economic self-help" once the major
dispute resolution process is complete.
Id. at 804-805.
The court concluded that the District Court had no jurisdiction to
enter an injunction, and ordered the District Court to dismiss
petitioners' complaints.
Page 481 U. S. 436
While these judicial proceedings were pending, Congress and the
Executive Branch took steps to resolve the controversy. On May 16,
1986, pursuant to § 10 of the RLA, 45 U.S.C. § 160, the President
issued Executive Order No. 12557, 51 Fed.Reg. 18429 (1986). Under
this Order, Presidential Emergency Board No. 209 was convened and
given the task of investigating the dispute and reporting to the
President within 30 days. Section 10 provides that, during this
30-day period, and for 30 days after the report is delivered, the
parties to the controversy must return to and maintain the
status quo prior to the dispute. The Presidential
Emergency Board issued its report and recommendations on June 20,
1986. Its recommendations are not binding, however, and the parties
did not accept them. On August 21, 1986, Congress passed a joint
resolution establishing an advisory board to perform a second
investigation and make a report. Four weeks later, on September 8,
this board advised Congress that it should enact legislation
binding the parties to the recommendation of Presidential Emergency
Board No. 209. Congress promptly passed a joint resolution to this
effect on September 23, 1986, and seven days later, the President
signed the bill into law. Pub.L. 99-431, 100 Stat. 987. [
Footnote 4]
We granted certiorari, 479 U.S. 812 (1986), to resolve the
Circuit conflict over the propriety of using the substantial
alignment test to narrow the definition of labor disputes under the
Norris-LaGuardia Act, and to address, if necessary, the
applicability of the RLA and §§ 1 and 4 of the Norris-LaGuardia Act
to secondary picketing.
Page 481 U. S. 437
II
"The Norris-LaGuardia Act . . . expresses a basic policy against
the injunction of activities of labor unions."
Machinists v.
Street, 367 U. S. 740,
367 U. S. 772
(1961). Section 1 of the Act states that
"[n]o court of the United States . . . shall have jurisdiction
to issue any restraining order or temporary or permanent injunction
in a case involving or growing out of a labor dispute, except in a
strict conformity with the provisions of this chapter."
29 U.S.C. § 101. Section 4 enumerates specific acts that shall
not be subject to any restraining order or injunction; these
include:
"(a) Ceasing or refusing to perform any work or to remain in any
relation of employment;"
"
* * * *"
"(e) Giving publicity to the existence of, or the facts involved
in, any labor dispute, whether by advertising, speaking,
patrolling, or by any other method not involving fraud or
violence."
29 U.S.C. §§ 104(a), 104(e).
The congressional debates over the Norris-LaGuardia Act disclose
that the Act's sponsors were convinced that the extraordinary step
of divesting federal courts of equitable jurisdiction was necessary
to remedy an extraordinary problem. According to the sponsors,
federal courts had refused to abide by the clear command of § 20 of
the Clayton Act, which stated in part:
"[N]o . . . restraining order or injunction shall prohibit any
person or persons, whether singly or in concert, . . . from ceasing
to perform any work or labor, or from recommending, advising, or
persuading others by peaceful means so to do; or from attending at
any place where any such person or persons may lawfully be, for the
purpose of [so recommending and persuading]; . . . or from
peaceably assembling in a lawful manner, and for lawful purposes. .
. ."
29 U.S.C. § 52.
Page 481 U. S. 438
The language of the Clayton Act was broad enough to encompass
all peaceful strike activity, whether directed at the primary
employer or at neutral "secondary" employers. Nevertheless, in
Duplex Printing Press Co. v. Deering, 254 U.
S. 443 (1921), the Court held that § 20 did not prevent
courts from enjoining secondary activity. In
Duplex, the
employees' primary dispute was with a manufacturer of printing
presses in Battle Creek, Michigan. Because a strike by only the
employees of the manufacturer was unlikely to succeed, the
international union representing the employees expanded the strike
to those employers who transported, installed, and serviced the
presses. The Court held that Congress did not intend § 20 to
protect such an expansion. In reaching this conclusion, the Court
appeared to rely not only on certain remarks made during the
legislative debates,
see id. at
254 U. S.
475-477, n. 1, but also on its more general intuition
about the political and economic significance of secondary
picketing. Federal courts could enjoin secondary picketing, the
Court stated, because "Congress had in mind [the protection of]
particular industrial controversies, not a general class war."
Id. at
254 U. S. 472.
See also Bedford Co. v. Stone Cutters Assn., 274 U. S.
37,
274 U.S. 60
(1927) (Brandeis, J., dissenting).
The Norris-LaGuardia Act responded directly to the construction
of the Clayton Act in
Duplex, and to the pattern of
injunctions entered by federal judges.
"The underlying aim of the Norris-LaGuardia Act was to restore
the broad purpose which Congress thought it had formulated in the
Clayton Act, but which was frustrated, so Congress believed, by
unduly restrictive judicial construction."
United States v. Hutcheson, 312 U.
S. 219,
312 U. S.
235-236 (1941). Representative LaGuardia's description
of the need for the Act is typical of those offered in the House
debate:
"Gentlemen, there is one reason why this legislation is before
Congress, and that one reason is disobedience of the law on the
part of whom? On the part of organized
Page 481 U. S. 439
labor? No. Disobedience of the law on the part of a few Federal
judges. If the courts had been satisfied to construe the law as
enacted by Congress, there would not be any need of legislation of
this kind. If the courts had administered even justice to both
employers and employees, there would be no need of considering a
bill of this kind now. If the courts had not emasculated and
purposely misconstrued the Clayton Act, we would not today be
discussing an anti-injunction bill."
75 Cong.Rec. 5478 (1932). [
Footnote 5] The Act thus reflects Congress' decision
to
"abolis[h], for purposes of labor immunity, the distinction
between primary activity between the 'immediate disputants' and
secondary activity in which the employer and the members of the
union do not stand 'in the proximate relation of employer and
employee.'"
Woodwork Manufacturers v. NLRB, 386 U.
S. 612,
386 U. S. 623
(1967) (quoting H.R.Rep. No. 669, 72d Cong., 1st Sess., 8 (1932)).
[
Footnote 6] Moreover, the
legislative history leaves no doubt that Congress intended the
Norris-LaGuardia Act to cover the railroads. After lengthy debate,
punctuated with numerous references to the notorious Pullman Strike
of 1894, the House refused an amendment proposed by
Representative
Page 481 U. S. 440
Beck that would have exempted railroads from the coverage of the
Act.
See 75 Cong.Rec. 6471-6480, 5501-5512 (1932). The
historical background of the Norris-LaGuardia Act thus reveals that
Congress intended to preclude courts from enjoining secondary as
well as primary activity, and that the railroads were to be treated
no differently from other industries in this regard. [
Footnote 7]
III
We first consider petitioners' argument that § 4's ban on
injunctions is inapplicable to this case because the controversy is
not one "involving or growing out of" a "labor dispute" under § 4
of the Norris-LaGuardia Act.
Section 13(c) of the Norris-LaGuardia Act states that
"[t]he term 'labor dispute' includes any controversy concerning
terms or conditions of employment . . . regardless of whether or
not the disputants stand in the proximate relation of employer and
employee."
29 U.S.C. § 113(c). Section 13(a) provides in pertinent part
that:
"[a] case shall be held to involve or to grow out of a labor
dispute when the case involves persons who are engaged in the same
industry. . . ."
§ 113(a). If this statutory language is accorded its plain
meaning, BMWE's dispute with Maine Central over the terms and
conditions of employment is unquestionably a labor dispute, and the
secondary activity against petitioners grows out of that
dispute.
Petitioners argue, however, that this Court should adopt a test
of "substantial alignment" to narrow the scope of labor
Page 481 U. S. 441
disputes under § 13(c). Petitioners rely on several lower court
decisions in which the term "labor dispute" has been applied only
to disputes where the picketed employer is "substantially aligned"
with the primary employer.
See Ashly, Drew & N. R. Co. v.
United Transportation Union, 625 F.2d at 1363-1364 (citing
cases). In
Ashley, Drew, the court held that secondary
picketing "grows out of" a labor dispute only when a court
independently determines that the secondary employer is linked
economically or otherwise to the primary employer, and that the
picketing therefore furthers the union's interests in its primary
dispute. Although petitioners endorse
Ashley, Drew, they
also propose an even narrower definition of substantial
alignment:
"a secondary employer is substantially aligned with a primary
employer -- and therefore subject to strikes or picketing -- only
if the secondary employer has 'joined the fray,' and thus, in
effect, has assumed a role in the primary dispute."
Brief for Petitioners 48. Under either test, petitioner
railroads argue that they are not substantially aligned with
Guilford, and therefore that this controversy cannot be said to
involve or grow out of BMWE's primary dispute with Guilford.
We reject these narrow constructions of § 13(c) for several
reasons. First, we have long recognized that
"Congress made the definition [of 'labor dispute'] broad because
it wanted it to be broad. . . . Congress attempted to write its
bill in unmistakable language because it believed previous measures
looking toward the same policy against nonjudicial intervention in
labor disputes had been given unduly limited constructions by the
Courts."
Telegraphers v. Chicago & N.W. R. Co., 362 U.
S. 330,
362 U. S.
335-336 (1960);
see also Marine Cooks & Stewards
v. Panama S.S. Co., 362 U. S. 365,
362 U. S. 369
(1960) ("The [Act's] language is broad because Congress was intent
upon taking the federal courts out of the labor injunction business
except in the very limited circumstances left open for federal
jurisdiction under the Norris-LaGuardia Act").
Page 481 U. S. 442
Accordingly, we have consistently declined to construe § 13(c)
narrowly. For example, we have interpreted § 13(c) to embrace
disputes "having their genesis in political protests" as opposed to
economic self-interest.
Jacksonville Bulk Terminals, Inc. v.
Longshoremen, 457 U. S. 702,
405 U. S. 711
(1982). [
Footnote 8] It would
be particularly anomalous to adopt a narrowing construction of the
phrase "growing out of a labor dispute" in the context of secondary
picketing, because Congress' primary motivation in passing the
Norris-LaGuardia Act was to immunize such picketing from federal
court injunctions. Were we to limit the scope of § 13(c) as
petitioners suggest, we would again commit precisely the error that
prompted Congress to pass the Act.
Adoption of some variant of the substantial alignment test would
be contrary to the Act in yet another way. The focus of the
substantial alignment test -- whether labor activity will
"furthe[r] the union's economic interest in a labor dispute,"
Ashley, Drew, supra, at 1363 -- requires courts to
second-guess which activities are truly in the union's interest. As
the Court of Appeals explained:
"No union engages in secondary conduct without expecting to
advance its economic interests. . . . Unions do not lightly call in
their chips and impose burdens on other workers who find their own
pay and working conditions satisfactory. . . . Under the
'substantial alignment' test of
Ashley, Drew, the court
must . . . weig[h] the economic gains to the union's members from
secondary pressure against the losses the secondary conduct imposes
on others in society. It is only a small exaggeration to say that
this is exactly what courts were doing
Page 481 U. S. 443
before 1932, exactly why Congress passed the Norris-LaGuardia
Act."
793 F.2d at 806.
Finally, nothing in the Norris-LaGuardia Act or the RLA
distinguishes permissible from impermissible secondary activity. As
we observed in
Trainmen v. Jacksonville Terminal Co.,
394 U. S. 369,
394 U. S.
386-387 (1969):
"No cosmic principles announce the existence of secondary
conduct, condemn it as an evil, or delimit its boundaries. These
tasks were first undertaken by judges, intermixing metaphysics with
their notions of social and economic policy. And the common law of
labor relations . . . has drawn no lines more arbitrary, tenuous,
and shifting than those separating 'primary' from 'secondary'
activities."
For the railway industry, unlike other industries covered by the
National Labor Relations Act (NLRA), Congress has provided "neither
usable standards nor access to administrative expertise" to
facilitate the difficult task of distinguishing primary and
secondary activity.
Id. at
394 U. S. 392.
Given the inherent indeterminacy of these concepts and the lack of
congressional guidance, it is obvious that any judicial attempt to
limit the language of § 13 would make "the lawfulness of a strike .
. . depend upon judicial views of social and economic policy."
Jacksonville Bulk Terminals, Inc., supra, at
457 U. S. 715.
Even if we were confident that our mixture of metaphysics and
social policy, unlike that of our predecessors earlier in this
century, would produce a construction of § 13(c) that would
substantially align with Congress' contemporary views, the fact
remains that Congress passed the Norris-LaGuardia Act to forestall
judicial attempts to narrow labor's statutory protection.
Accordingly, we refuse to narrow the definition of "labor dispute"
under § 13(c) to exclude those battles involving secondary
activity.
Page 481 U. S. 444
IV
In certain limited circumstances, the Norris-LaGuardia Act does
not prevent a court from enjoining violations of the specific
mandate of another labor statute. Petitioners claim that the
injunction here was valid because, under the RLA, it is illegal for
a union to resort to secondary picketing after the parties have
exhausted the major dispute resolution procedures. To evaluate this
argument, we must briefly review the RLA.
The Railway Labor Act "cannot be appreciated apart from the
environment out of which it came and the purposes which it was
designed to serve."
Elgin, J. & E. R. Co. v. Burley,
326 U.S. 711, 751 (1945) (Frankfurter, J., dissenting). Following
decades of labor unrest that persistently revealed the shortcomings
of every legislative attempt to address the problems,
representatives of railroad labor and management created a system
for dispute resolution that Congress enacted as the RLA in 1926.
[
Footnote 9] The RLA subjects
all railway disputes to virtually endless "negotiation, mediation,
voluntary arbitration, and conciliation." [
Footnote 10]
Detroit
& Toledo
Page 481 U. S. 445
Shore Line R. Co. v. Transportation Union, 396 U.
S. 142,
396 U. S.
148-149 (1969) (
Shore Line). Moreover, the RLA
requires all parties both "to exert every reasonable effort to make
and maintain" collectively bargained agreements, § 2 First, and to
abide by the terms of the most recent collective bargaining
agreement until all the settlement procedures provided by the RLA
have been exhausted, §§ 5, 6, 10;
see Shore Line, supra,
at
396 U. S.
150-153. Nevertheless, if the parties exhaust these
procedures and remain at loggerheads, they may resort to self-help
in attempting to resolve their dispute, subject only to such
restrictions as may follow from the invocation of an Emergency
Board under § 10 of the RLA.
See Trainmen v. Jacksonville
Terminal Co., supra, at
394 U. S.
378-379 (citing "long line of decisions" upholding
parties' right to self-help following exhaustion).
If the RLA is to function as its framers intended, compliance
with its mandates obviously is essential. To accommodate the
competing demands of the RLA and the Norris-LaGuardia Act, our
cases establish that the Norris-LaGuardia Act
"does not deprive the federal court of jurisdiction to enjoin
compliance with various mandates of the Railway Labor Act.
Virginian R. Co. v. [Railway Employees], 300 U. S.
515;
Graham v. Brotherhood of Locomotive Firemen
& Enginemen, 338 U. S. 232."
Machinists v. Street, 367 U.S. at
367 U. S.
772-773;
see also Chicago & N.W. R. Co. v.
Transportation Union, 402 U. S. 570,
402 U. S.
581-582 (1971). [
Footnote 11]
Page 481 U. S. 446
This exception is necessarily a limited one. Even when a
violation of a specific mandate of the RLA is shown, "[c]ourts
should hesitate to fix upon the injunctive remedy . . . unless that
remedy alone can effectively guard the plaintiff's right."
Machinists, supra, at
367 U. S.
773.
Petitioners concede, as they must, that the RLA does not contain
an express mandate limiting the scope of self-help available to a
union once the RLA's major dispute resolution procedures have been
exhausted. They argue, however, that the drafters of the RLA did
not need to insert an express prohibition of secondary picketing,
because in 1926 federal law clearly prohibited such picketing.
Because language banning that which was already illegal would have
been superfluous, petitioners construe the RLA to adopt the limits
on self-help that existed at the time the RLA became law. [
Footnote 12]
Page 481 U. S. 447
Petitioners read too much, however, into the silence of the Act.
The RLA's silence could just as easily signify an intent to allow
the parties to resort to whatever self-help is legally available at
the time a dispute arises. Faced with a choice between the
ambiguity in the RLA and the unambiguous mandate of the
Norris-LaGuardia Act, we choose the latter. [
Footnote 13]
Indeed, this Court has already refused to find in the silence of
the RLA an intent to prohibit secondary picketing. In
Trainmen
v. Jacksonville Terminal Co., supra, we held that state courts
may not enjoin secondary picketing in a railway dispute after
parties exhaust the RLA's procedures. We noted that Congress had
not provided the courts with the standards needed to distinguish
primary from secondary picketing, and that
"parties who have unsuccessfully exhausted the Railway Labor
Act's procedures for resolution of a major dispute . . . [may]
employ the full range of whatever peaceful economic power they can
muster, so long as its use conflicts with no other obligation
imposed by federal law."
394 U.S. at
394 U. S. 392.
We concluded that, in railway disputes, "until Congress acts,
picketing -- whether characterized as
Page 481 U. S. 448
primary or secondary -- must be deemed conduct protected against
state proscription."
Id. at
394 U. S.
392-393.
Petitioners note that our decision in
Trainmen v.
Jacksonville Terminal Co. did not require us to determine the
scope of federal court injunctive power under the RLA, nor to
assess the applicability of the Norris-LaGuardia Act to either the
state or federal court injunctive power.
See id. at
394 U. S. 382,
n. 18. Nevertheless, the primary rationale for our decision -- that
"we have been furnished by Congress neither usable standards nor
access to administrative expertise" in evaluating the lawfulness of
secondary picketing -- remains equally persuasive today, for in the
18 years since our decision, Congress has provided no guidance on
the subject. Where the Judiciary lacks manageable standards,
federal courts should not enter where state courts are forbidden to
tread.
Petitioners next maintain that, when, as here, the RLA does not
provide a clear answer to a particular problem, this Court has
looked to the NLRA "for assistance in construing" the RLA.
Trainmen v. Jacksonville Terminal Co., 394 U.S. at
394 U. S. 383.
Petitioners argue that the NLRA embodies Congress' view that
secondary activity is an unfair labor practice, and that this view
should govern our construction of the RLA.
The NLRA does not contain a "sweeping prohibition" of secondary
activity; instead it "describes and condemns specific union conduct
directed to specific objectives."
Carpenters v. NLRB,
357 U. S. 93,
357 U. S. 98
(1958). Moreover, the NLRA does not permit employers to seek
injunctions against the activity that it does prohibit. It grants
to the National Labor Relations Board (NLRB) exclusive authority to
seek injunctions against some forms of secondary activity. 29
U.S.C. §§ 158(b)(4), 160(j), 160(l). Thus, congressional policy, as
expressed in the NLRA, remains that employers are not permitted to
obtain injunctions of secondary activity. Finally, it is
significant that Congress excluded rail carriers
Page 481 U. S. 449
and rail employees from the coverage of the NLRA: even the NLRB
has no authority to seek injunctions in railway disputes. §§
152(2), 152(3). We conclude that the NLRA could not make clearer
Congress' intent to prohibit federal courts from issuing the
injunctions sought in this case.
Petitioners next argue that, in some cases, the Court has
allowed an injunction to issue to enforce a duty that is merely
inferred from the language and structure of the RLA. In
Trainmen v. Chicago R. & I. R. Co., 353 U. S.
30 (1957) (
Chicago River), for example, the
Court held that federal courts may enjoin a strike over a minor
dispute in order to enforce compliance with § 3 First of the RLA,
which provides for compulsory arbitration of minor disputes before
the National Railroad Adjustment Board. Petitioners note that
nothing in § 3 First expressly forbids a union to strike over a
minor dispute, and argue that the Court necessarily inferred the
prohibition against strikes during compulsory arbitration from the
language and legislative history of the RLA. Similarly, in
Chicago & N.W. R. Co. v. Transportation Union,
402 U. S. 570
(1971) (
Chicago & North Western), the Court held that
a federal court may enjoin a strike following the exhaustion of
major dispute resolution procedures if a union does not comply with
its obligation under § 2 First of the RLA "to exert every
reasonable effort" to resolve the dispute. 45 U.S.C. § 152 First.
Petitioners note that nothing in § 2 First expressly declares that
its obligations are enforceable during the period of self-help, and
therefore argue that in
Chicago & North Western, as in
Chicago River, the Court allowed federal courts to enforce
by injunction a duty that was merely inferred from the Act.
[
Footnote 14]
Page 481 U. S. 450
Turning to this case, petitioners argue that a ban on secondary
picketing may be inferred from the general language of § 2 First.
Section 2 First states that:
"It shall be the duty of all carriers, their officers, agents,
and employees to exert every reasonable effort to make and maintain
agreements concerning rates of pay, rules, and working conditions,
and to settle all disputes, whether arising out of the application
of such agreements or otherwise, in order to avoid any interruption
to commerce or to the operation of any carrier growing out of any
dispute between the carrier and the employees thereof."
45 U.S.C. § 152 First. Petitioners place particular emphasis on
the duty this section places on employees to attempt to settle
disputes, and thereby avoid any interruption to interstate
commerce. This duty, petitioners correctly note, is consistent with
the major purpose of Congress in passing the RLA: "
[T]o
prevent, if possible, wasteful strikes and interruptions of
interstate commerce.'" Brief for Petitioners 14, quoting Shore
Line, 396 U.S. at 396 U. S. 148.
See also H.R.Rep. No. 328, 69th Cong., 1st Sess., 1
(1926). Petitioners conclude that construing
Page 481 U. S. 451
the RLA to allow unions to resort to secondary activity is
manifestly inconsistent with the major purpose of the RLA.
[
Footnote 15]
Although we agree with petitioners that the primary goal of the
RLA is to settle strikes and avoid interruptions to commerce, we
see nothing in the RLA to indicate that Congress intended to permit
federal courts to enjoin secondary activity as a means toward that
end. An injunction does not settle a dispute -- it simply disables
one of the parties. Moreover, "in view of the interests of both
parties in avoiding a strike,"
Virginian R. Co. v. Railway
Employees, 300 U. S. 515,
300 U. S. 552
(1937), the availability of such self-help measures as secondary
picketing may increase the effectiveness of the RLA in
Page 481 U. S. 452
settling major disputes by creating an incentive for the parties
to settle prior to exhaustion of the statutory procedures:
"Underlying the entire statutory framework is the pressure born
of the knowledge that in the final instance traditional self-help
economic pressure may be brought to bear if the statutory mechanism
does not produce agreement. . . . As the statutory machinery nears
termination without achieving settlement, the threat of economic
self-help and the pressures of informed public opinion create new
impetus toward compromise and agreement."
Chicago & North Western, 402 U.S. at
402 U. S.
597-598 (BRENNAN, J., dissenting).
Furthermore, as this case illustrates, § 10 of the RLA provides
a ready mechanism for the Executive Branch to intervene and
interrupt any self-help measures by invoking an Emergency Board,
and thereby imposing at a minimum a 60-day cooling-off period. If
the Board's recommendations are not initially accepted by the
parties, Congress has the power to enforce the Board's
recommendation by statute, as it has done here. Allowing secondary
picketing in the self-help period is, thus, not inconsistent with
the structure or purpose of the Act, and may in fact increase the
likelihood of settlement prior to self-help. This is therefore not
a case in which "the scheme of the Railway Labor Act could not
begin to work without judicial involvement."
Chicago &
North Western, supra, at
402 U. S. 595
(BRENNAN, J., dissenting).
While opinions regarding the RLA's success in meeting its goals
have varied over time, it does appear that, under the RLA, labor
and management have been able to resolve most conflicts without
resort to secondary picketing. [
Footnote 16] We decline,
Page 481 U. S. 453
at this advanced stage of the RLA's development, to find in it
an implied limit on a union's resort to secondary activity.
Instead,
"if Congress should now find that abuses in the nature of
secondary activities have arisen in the railroad industry, . . . it
is for the Congress, and not the Courts, to strike the balance
'between the uncontrolled power of management and labor to further
their respective interests.'"
Trainmen v. Jacksonville Terminal Co., 394 U.S. at
394 U. S.
392.
V
"Th[e] judge-made law of the late l9th and early 20th centuries
was based on self-mesmerized views of economic and social theory, .
. . and on statutory misconstruction."
Trainmen v. Jacksonville Terminal Co., supra, at
394 U. S. 382.
It may be that the evolution of judicial attitudes toward labor
in
"the decades since the Norris-LaGuardia Act was passed has
dissipated any legitimate concern about the impartiality of federal
judges in disputes between labor and management."
Buffalo Forge Co. v. Steelworkers, 428 U.
S. 397,
428 U. S. 432
(1976) (STEVENS, J., dissenting). But our decision in this case
ultimately turns not on concerns of partiality, but on questions of
power. In the Norris-LaGuardia Act, Congress divested federal
courts of the power to enjoin secondary picketing in railway labor
disputes. Congress has not seen fit to restore that power.
Accordingly, we affirm the decision of the Court of Appeals.
It is so ordered.
[
Footnote 1]
Guilford unsuccessfully attempted to enjoin this extension of
the strike.
BMWE v. Guilford Industries, Inc., No.
86-0084-P (D Me. Apr. 2, 1986).
[
Footnote 2]
Consolidated Rail Corp. v. BMWE, Civ. No. 86-0318T
(WDNY Apr. 6, 1986),
vacated, 792 F.2d 303 (CA2 1986),
cert. pending, No. 86-353;
Richmond, Fredericksburg
& Potomac R. Co. v. BMWE, No. 86-3544 (CA4 Apr. 12, 1986),
aff'd, 795 F.2d 1161 (CA4 1986),
cert. pending,
No. 86-503.
[
Footnote 3]
In the alternative, the District Court ruled that it had
jurisdiction to issue an injunction because BMWE's activity
violated the Interstate Commerce Act. 49 U.S.C. § 11101(a). As the
Court of Appeals explained, 793 F.2d 795, 800 (CA7 1986), this
alternative holding is without merit because
"the Norris-LaGuardia Act's ban on federal injunctions is not
lifted because the conduct of the union is unlawful under some
other, nonlabor statute."
Telegraphers v. Chicago & N.W. R. Co., 362 U.
S. 330,
362 U. S. 339
(1960).
In addition, the District Court held that, even if the secondary
picketing grew out of a labor dispute for purposes of the
Norris-LaGuardia Act, the secondary picketing could also be viewed
as a major dispute under the RLA between BMWE and the
secondary
railroads; the picketing could then be enjoined because BMWE
and these railroads had not yet exhausted the RLA's major dispute
procedures. The Court of Appeals rejected this argument, 793 F.2d
at 799, and petitioners have not pursued it here.
[
Footnote 4]
These developments do not moot this controversy. Because these
same parties are reasonably likely to find themselves again in
dispute over the issues raised in this petition, and because such
disputes typically are resolved quickly by executive or legislative
action, this controversy is one that is capable of repetition yet
evading review.
See Weinstein v. Bradford, 423 U.
S. 147 (1975) (per curiam);
Sosna v. Iowa,
419 U. S. 393
(1975).
[
Footnote 5]
See also 75 Cong.Rec. 5470 (1932) (statement of Rep.
Browning) ("[I]nstead of that [Clayton] act . . . being construed
as what the Congress intended, it was denatured, emasculated, and
tortured into an instrument for further oppression of those whom we
sought to relieve. . . . As an example . . . I refer you to the
famous
Duplex case");
id. at 5468 (statement of
Rep. Beedy);
id. at 5464 (statement of Rep. O'Connor);
id. at 5488 (statement of Rep. Celler); H.R.Rep. No. 669,
72d Cong., 1st Sess., 2-11 (1932); S.Rep. No. 163, 72d Cong., 1st
Sess., 7-14, 16-18 (1932);
United States v. Hutcheson,
312 U. S. 219,
312 U. S.
229-237 (1941);
Allen Bradley Co. v. Electrical
Workers, 325 U. S. 797,
325 U. S.
803-805 (1945);
Meat Cutters v. Jewel Tea Co.,
381 U. S. 676,
381 U. S.
701-711 (1965) (opinion of Goldberg, J.).
[
Footnote 6]
See also United States v. Hutcheson, supra, at
312 U. S. 231
("[T]he Act . . . established that the allowable area of union
activity was not to be restricted, as it had been in the
Duplex case, to an immediate employer-employee
relation").
[
Footnote 7]
The Norris-LaGuardia Act was not Congress' last word on
secondary picketing. The 1947 Taft-Hartley and 1959 Landrum-Griffin
amendments to the National Labor Relations Act provided the
National Labor Relations Board with exclusive authority to seek
injunctions in federal court against some forms of secondary
activity. 29 U.S.C. §§ 158(b)(4), 160. But as we explain
infra at
481 U. S.
448-449, Congress exempted railroad employers and
employees from these amendments, § 152, and so the Norris-LaGuardia
Act's prohibition on injunctions applies to railway disputes today,
as it did in 1932.
[
Footnote 8]
See also Marine Cooks & Stewards v. Panama S.S.
Co., 362 U. S. 365
(1960) (picketing by American seamen of foreign ship with foreign
crew to protest loss of American jobs to foreign competition held
to grow out of a labor dispute);
New Negro Alliance v. Sanitary
Grocery Co., 303 U. S. 552
(1938) (picketing by civic group to induce store to hire Negro
employees held to grow out of a labor dispute).
[
Footnote 9]
See, e.g., G. Eggert, Railroad Labor Disputes (1967);
L. Lecht, Experience Under Railway Labor Legislation 14-57 (1955);
Machinists v. Street, 367 U. S. 740,
367 U. S.
755-758, and nn. 11, 12 (1961);
Elgin, J. & E.
R. Co. v. Burley, 325 U. S. 711,
325 U. S.
751-753 (1945) (Frankfurter, J., dissenting);
Virginian R. Co. v. Railway Employees, 300 U.
S. 515,
300 U. S.
542-543 (1937).
[
Footnote 10]
The RLA's procedures for resolving a major dispute, such as the
one between BMWE and Guilford, were summarized by the Court in
Trainmen v. Jacksonville Terminal Co., 394 U.
S. 369,
394 U. S. 378
(1969):
"The Act provides a detailed framework to facilitate the
voluntary settlement of major disputes. A party desiring to effect
a change of rates of pay, rules, or working conditions must give
advance written notice. § 6. The parties must confer, § 2 Second,
and if conference fails to resolve the dispute, either or both may
invoke the services of the National Mediation Board, which may also
proffer its services
sua sponte if it finds a labor
emergency to exist. § 5 First. If mediation fails, the Board must
endeavor to induce the parties to submit the controversy to binding
arbitration, which can take place, however, only if both consent.
§§ 5 First, 7. If arbitration is rejected and the dispute
threatens"
"substantially to interrupt interstate commerce to a degree such
as to deprive any section of the country of essential
transportation service, the Mediation Board shall notify the
President,"
"who may create an emergency board to investigate and report on
the dispute. § 10. While the dispute is working its way through
these stages, neither party may unilaterally alter the
status
quo. §§ 2 Seventh, 5 First, 6, 10."
[
Footnote 11]
In
Virginia R. Co., for example, the Court held that §
2 Ninth of the Act was a "command to the employer to
treat
with' the authorized representative of the employees," and that
this legal obligation was enforceable in equity notwithstanding the
Norris-LaGuardia Act. 300 U.S. at 300 U. S.
546-547, 300 U. S.
562-563. In Graham, the Court held that federal
courts may enjoin compliance with the "Railway Labor Act provisions
insuring [employees'] right to nondiscriminatory representation by
their bargaining agent." 338 U.S. at 338 U. S. 240;
see also Steele v. Louisville & Nashville R. Co.,
323 U. S. 192,
323 U. S.
199-203 (1944). Similarly, in Detroit & Toledo
Shore Line R. Co. v. Transportation Union, 396 U.
S. 142 (1969), the Court held that federal courts could
enjoin parties to adhere to the status quo requirement
embodied in the specific language of §§ 5, 6, and 10 of the
RLA.
[
Footnote 12]
Petitioners argue that the legislative history of the
Norris-LaGuardia Act supports this view. As we noted
supra
at
481 U. S.
439-440, however, Congress rejected Representative
Beck's amendment exempting railroads from the Norris-LaGuardia Act.
Petitioners argue that Congress did so on the understanding that
secondary picketing was already illegal under the Railway Labor
Act, and that nothing in the Norris-LaGuardia Act would change
that. Reply Brief for Petitioners 14-17. But nowhere in the
legislative debates does any Representative state that secondary
activity is illegal under the RLA. Rather, in response to
Representative Beck's proposed amendment, Representative LaGuardia
stressed that the RLA "provided the machinery . . . for settling
labor disputes," and that the RLA "takes care of the whole labor
situation pertaining to the railroads." 75 Cong.Rec. 5499 (1932).
These statements do not necessarily imply that the RLA bans
secondary activity, but rather suggest that the RLA's dispute
resolution procedures already provided a mechanism by which to
avoid secondary activity in the railway industry. We thus are not
persuaded that Congress rejected Representative Beck's amendment on
the understanding that courts had the power under the RLA to enjoin
secondary picketing during the period of self-help.
[
Footnote 13]
The circumstances surrounding the passage of the RLA suggest
another reason to reject petitioners' construction. Unlike the
legislation that preceded it, the RLA was negotiated and agreed to
by the railroads and the Brotherhoods, and is "probably unique in
having been frankly accepted as such by the President and
Congress."
Elgin, J. & E. R. Co. v. Burley, 325 U.S.
at
325 U. S. 753
(Frankfurter, J., dissenting). There was substantial disagreement
in the 1920's between Congress and the courts over the legal status
of secondary activity, and the unions at that time were exerting
substantial efforts to persuade Congress to override the courts'
construction of the Clayton Act. Given these circumstances, it is
unwise to read into the RLA's silence on self-help an expression of
enduring allegiance to the labor law of 1926.
See Trainmen v.
Jacksonville Terminal Co., 394 U.S. at
394 U. S. 382;
n. 5,
supra.
[
Footnote 14]
Petitioners also rely on a third case,
Railway Clerks v.
Florida E. C. R. Co., 384 U. S. 238
(1966) (
Florida East Coast), in which the Court held that
a carrier's right to self-help following the exhaustion of major
dispute resolution procedures included a right to deviate from the
terms of the preexisting collective bargaining agreement in
engaging supervisors and nonunion employees to replace the striking
employees, and that this right could be enforced by an injunction
approving the change in terms and specifying that the deviations
would be abandoned at the conclusion of the strike. Petitioners
argue that, in light of the express language of § 2 Seventh
prohibiting carriers from unilaterally altering the terms of an
agreement, the basis for the Court's ruling must be an inference
from the structure and purposes of the Act. But in
Florida East
Coast, the Court was not confronted with a question whether §
4 of the Norris-LaGuardia Act would prohibit the injunction, for
the injunction at issue there did not prohibit the sort of strike
activity that § 4 protects. Instead, the Court's task was to
construe the scope of the employer's right to self-help with
reference simply to the RLA itself. The Court's conclusion -- that
a right to deviate from the requirements of § 2 Seventh was
essential lest the employer's right to self-help become "academic"
-- was one that rested solely on a construction of the RLA.
Id. at
384 U. S. 246.
Because the anti-injunction mandate of § 4 was neither mentioned
nor implicated by
Florida East Coast, that decision does
not bear on the question presented here.
[
Footnote 15]
It is, of course, appropriate to construe a particular provision
of an Act in light of the Act's structure and purpose.
United States v. Heirs of
Boisdore, 8 How. 113,
49 U. S. 122
(1849);
United States v. Hutcheson, 312 U.S. at
312 U. S. 235.
The inference that petitioners ask us to make, however, is
different in character from inferences we have made in past cases
involving the RLA and the Norris-LaGuardia Act.
In
Chicago River, for example, our point of departure
was the express language of § 3 First, which unambiguously
compelled arbitration of minor disputes; the only inference drawn
was that a strike was incompatible with this explicit
obligation.
"[T]he
Chicago River case [thus] held that a strike
could be enjoined to prevent a plain violation of a basic command
of the Railway Labor Act. . . ."
Telegraphers v. Chicago & N.W. R. Co., 362 U.S. at
362 U. S.
338-339. In the instant case, by contrast, there is no
"basic command" of the RLA which the union can be said plainly to
have violated. We are asked in this case to infer not only that a
union's duty to refrain from secondary activity is so crucial to
the operation of the Act that it may be enforced by injunction, but
also that such a duty exists.
In
Chicago & North Western, we began by noting that
the express language of § 2 First creates a duty to "exert every
reasonable effort" to settle disputes. The only inference we drew
here was that this duty was a legal obligation enforceable by
injunction under certain circumstances. The language of § 2 First
does not contain, however, either an express proscription of
secondary activity or a suggestion that the scope of self-help is
limited. Our currently narrow exception to the Norris-LaGuardia
Act's prohibition on injunctions would expand to swallow the rule
were we to permit courts to enforce by injunction the obligation
petitioners infer here.
[
Footnote 16]
"In the history of the Railway Labor Act, there have been only
three widely-known labor disputes in which rail unions have
undertaken any secondary economic activity."
Brief for National Railway Labor Conference as
Amicus
Curiae 27. In making this statement,
amicus refers to
the Florida East Coast Railway dispute of the early 1960's,
see
Trainmen v. Jacksonville Terminal Co., 394 U.
S. 369 (1969); the 1978 dispute between the Norfolk and
Western Railway and the Brotherhood of Railway and Airline Clerks,
see Consolidated Rail Corp. v. Railway Clerks, 99 BNA LRRM
2607 (WDNY 1978),
appeal dism'd as moot, 595 F.2d 1208
(CA2 1979); and the dispute at issue here involving Guilford and
BMWE. Brief for
Amicus Curiae, supra, at 27.