Respondent, a tenured teacher in the Memphis, Michigan, public
schools, was suspended following parents' complaints about his
teaching methods in a seventh-grade life science course that
included the showing of allegedly sexually explicit pictures and
films. While respondent was later reinstated, he, before being
reinstated, brought suit in Federal District Court under 42 U.S.C.
§ 1983 against petitioner School District, Board of Education,
Board Members, school administrators, and parents, alleging that
his suspension deprived him of liberty and property without due
process of law and violated his First Amendment right to academic
freedom. He sought both compensatory and punitive damages. The
District Court instructed the jury on the standard elements of
compensatory and punitive damages and also charged the jury that
additional compensatory damages could be awarded based on the value
or importance of the constitutional rights that were violated. The
jury found petitioners liable, awarding both compensatory and
punitive damages. The Court of Appeals affirmed.
Held: Damages based on the abstract "value" or
"importance" of constitutional rights are not a permissible element
of compensatory damages in § 1983 cases. Pp.
477 U. S.
304-313.
(a) The basic purpose of § 1983 damages is "to compensate
persons for injuries that are caused by the deprivation of
constitutional rights."
Carey v. Piphus, 435 U.
S. 247,
435 U. S. 254.
The instructions at issue cannot be squared with
Carey, or
with the principles of tort damages on which
Carey and §
1983 are grounded. Damages measured by the jury's perception of the
abstract "importance" of a constitutional right are not necessary
to vindicate the constitutional rights that § 1983 protects, and
moreover are an unwieldy tool for ensuring compliance with the
Constitution. Pp.
477 U. S.
305-310.
(b) Since such damages are wholly divorced from any compensatory
purpose, they cannot be justified as presumed damages, which are a
substitute for ordinary compensatory damages, not a supplement for
an award that fully compensates the alleged injury. Pp.
477 U. S.
310-312.
(c) The erroneous instructions were not harmless error where the
verdict did not specify how much of the compensatory damages was
designed
Page 477 U. S. 300
to compensate respondent for his injury and how much reflected
the jury's estimation of the value of the constitutional rights
that were infringed. Pp.
477 U. S.
312-313.
763 F.2d 211, reversed and remanded.
POWELL, J., delivered the opinion of the Court, in which BURGER,
C.J., and BRENNAN, WHITE, REHNQUIST, STEVENS, and O'CONNOR, JJ.,
joined. BRENNAN and STEVENS, JJ., filed a separate statement,
post, p.
477 U. S. 313.
MARSHALL, J., filed an opinion concurring in the judgment, in which
BRENNAN, BLACKMUN, and STEVENS, JJ., joined,
post, p.
477 U. S.
313.
JUSTICE POWELL delivered the opinion of the Court.
This case requires us to decide whether 42 U.S.C. § 1983
authorizes an award of compensatory damages based on the
factfinder's assessment of the value or importance of a substantive
constitutional right.
I
Respondent Edward Stachura is a tenured teacher in the Memphis,
Michigan, public schools. When the events that led to this case
occurred, respondent taught seventh-grade life science, using a
textbook that had been approved by the School Board. The textbook
included a chapter on human reproduction. During the 1978-1979
school year, respondent spent six weeks on this chapter. As part of
their instruction, students were shown pictures of respondent's
wife during
Page 477 U. S. 301
her pregnancy. Respondent also showed the students two films
concerning human growth and sexuality. These films were provided by
the County Health Department, and the Principal of respondent's
school had approved their use. Both films had been shown in past
school years without incident.
After the showing of the pictures and the films, a number of
parents complained to school officials about respondent's teaching
methods. These complaints, which appear to have been based largely
on inaccurate rumors about the allegedly sexually explicit nature
of the pictures and films, were discussed at an open School Board
meeting held on April 23, 1979. Following the advice of the School
Superintendent, respondent did not attend the meeting, during which
a number of parents expressed the view that respondent should not
be allowed to teach in the Memphis school system. [
Footnote 1] The day after the meeting,
respondent was suspended with pay. The School Board later confirmed
the suspension, and notified respondent that an "administration
evaluation" of his teaching methods was underway. No such
evaluation was ever made. Respondent was reinstated the next fall,
after filing this lawsuit.
Respondent sued the School District, the Board of Education,
various Board members and school administrators, and two parents
who had participated in the April 23 School Board meeting. The
complaint alleged that respondent's suspension deprived him of both
liberty and property without due process of law and violated his
First Amendment right to
Page 477 U. S. 302
academic freedom. Respondent sought compensatory and punitive
damages under 42 U.S.C. § 1983 for these constitutional
violations.
At the close of trial on these claims, the District Court
instructed the jury as to the law governing the asserted bases for
liability. Turning to damages, the court instructed the jury that,
on finding liability, it should award a sufficient amount to
compensate respondent for the injury caused by petitioners'
unlawful actions:
"You should consider in this regard any lost earnings; loss of
earning capacity; out-of-pocket expenses; and any mental anguish or
emotional distress that you find the Plaintiff to have suffered as
a result of conduct by the Defendants depriving him of his civil
rights."
App. 94. In addition to this instruction on the standard
elements of compensatory damages, the court explained that punitive
damages could be awarded, and described the standards governing
punitive awards. [
Footnote 2]
Finally, at respondent's request and over petitioners' objection,
the court charged that damages also could be awarded based on the
value or importance of the constitutional rights that were
violated:
"If you find that the Plaintiff has been deprived of a
Constitutional right, you may award damages to compensate him for
the deprivation. Damages for this type of injury are more difficult
to measure than damages for a physical injury or injury to one's
property. There are no medical bills or other expenses by which you
can judge how much compensation is appropriate. In one sense, no
monetary value we place upon Constitutional rights can measure
their importance in our society or compensate a citizen adequately
for their deprivation. However, just because these rights are not
capable of
Page 477 U. S. 303
precise evaluation does not mean that an appropriate monetary
amount should not be awarded."
"The precise value you place upon any Constitutional right which
you find was denied to Plaintiff is within your discretion. You may
wish to consider the importance of the right in our system of
government, the role which this right has played in the history of
our republic, [and] the significance of the right in the context of
the activities which the Plaintiff was engaged in at the time of
the violation of the right."
Id. at 96. The jury found petitioners liable, [
Footnote 3] and awarded a total of
$275,000 in compensatory damages and $46,000 in punitive damages.
[
Footnote 4] The District Court
entered judgment notwithstanding the verdict as to one of the
defendants, reducing the total award to $266,750 in compensatory
damages and $36,000 in punitive damages.
In an opinion devoted primarily to liability issues, the Court
of Appeals for the Sixth Circuit affirmed, holding that
respondent's suspension had violated both procedural due process
and the First Amendment.
Stachura v. Truszkowski, 763 F.2d
211 (1985). Responding to petitioners' contention that the District
Court improperly authorized damages based solely on the value of
constitutional rights, the court noted only that
"there was ample proof of actual injury to plaintiff Stachura
both in his effective discharge . . . and by the damage to his
reputation and to his professional career as a teacher. Contrary to
the situation in
Carey v. Piphus, 435 U. S.
247 (1978) . . . there was proof from which the jury
Page 477 U. S. 304
could have found, as it did, actual and important damages."
Id. at 214.
We granted certiorari limited to the question whether the Court
of Appeals erred in affirming the damages award in the light of the
District Court's instructions that authorized not only compensatory
and punitive damages, but also damages for the deprivation of "any
constitutional right." [
Footnote
5] 474 U.S. 918 (1985). We reverse, and remand for a new trial
limited to the issue of compensatory damages.
II
Petitioners challenge the jury instructions authorizing damages
for violation of constitutional rights on the ground that those
instructions permitted the jury to award damages based on its own
unguided estimation of the value of such rights. [
Footnote 6] Respondent disagrees with this
characterization of
Page 477 U. S. 305
the jury instructions, contending that the compensatory damages
instructions, taken as a whole, focused solely on respondent's
injury, and not on the abstract value of the rights he
asserted.
We believe petitioners more accurately characterize the
instructions. The damages instructions were divided into three
distinct segments: (i) compensatory damages for harm to respondent,
(ii) punitive damages, and (iii) additional "compensat[ory]"
damages for violations of constitutional rights. No sensible juror
could read the third of these segments to modify the first.
[
Footnote 7] On the contrary,
the damages instructions plainly authorized -- in addition to
punitive damages -- two distinct types of "compensatory" damages:
one based on respondent's actual injury according to ordinary tort
law standards, and another based on the "value" of certain rights.
We therefore consider whether the latter category of damages was
properly before the jury.
III
A
We have repeatedly noted that 42 U.S.C. § 1983 [
Footnote 8] creates
"'a species of tort liability' in favor of persons who are
deprived of 'rights, privileges, or immunities secured' to them
Page 477 U. S. 306
by the Constitution."
Carey v. Piphus, 435 U. S. 247,
435 U. S. 253
(1978), quoting
Imbler v. Pachtman, 424 U.
S. 409,
424 U. S. 417
(1976).
See also Smith v. Wade, 461 U. S.
30,
461 U. S. 34
(1983);
Newport v. Fact Concerts, Inc., 453 U.
S. 247,
453 U. S.
258-259 (1981). Accordingly, when § 1983 plaintiffs seek
damages for violations of constitutional rights, the level of
damages is ordinarily determined according to principles derived
from the common law of torts.
See Smith v. Wade, supra, at
461 U. S. 34;
Carey v. Piphus, supra, at
435 U. S.
257-258;
cf. Monroe v. Pape, 365 U.
S. 167,
365 U. S. 196,
and n. 5 (1961) (Harlan, J., concurring).
Punitive damages aside, [
Footnote 9] damages in tort cases are designed to provide
"
compensation for the injury caused to plaintiff by
defendant's breach of duty." 2 F. Harper, F. James, & O. Gray,
Law of Torts § 25.1, p. 490 (2d ed.1986) (emphasis in original),
quoted in
Carey v. Piphus, supra, at
435 U. S. 255.
See also Bivens v. Six Unknown Federal Narcotics Agents,
403 U. S. 388,
403 U. S. 395,
403 U. S. 397
(1971);
id. at
403 U. S.
408-409 (Harlan,
Page 477 U. S. 307
J., concurring in judgment). To that end, compensatory damages
may include not only out-of-pocket loss and other monetary harms,
but also such injuries as "impairment of reputation . . . personal
humiliation, and mental anguish and suffering."
Gertz v. Robert
Welch, Inc., 418 U. S. 323,
418 U. S. 350
(1974).
See also Carey v. Piphus, supra, at
435 U. S. 264
(mental and emotional distress constitute compensable injury in §
1983 cases). Deterrence is also an important purpose of this
system, but it operates through the mechanism of damages that are
compensatory -- damages grounded in determinations of
plaintiffs' actual losses.
E.g., 4 Harper, James, &
Gray,
supra, § 25.3 (discussing need for certainty in
damages determinations); D. Dobbs, Law of Remedies § 3.1, pp.
135-136 (1973). Congress adopted this common law system of recovery
when it established liability for "constitutional torts." [
Footnote 10] Consequently, "the
basic purpose" of § 1983 damages is "to
compensate persons for
injuries that are caused by the deprivation of constitutional
rights."
Carey v. Piphus, 435 U.S. at
435 U. S. 254
(emphasis added).
See also id. at
435 U. S. 257
("damages awards under § 1983 should be governed by the principle
of compensation").
Carey v. Piphus represents a straightforward
application of these principles.
Carey involved a suit by
a high school student suspended for smoking marijuana; the student
claimed that he was denied procedural due process because he was
suspended without an opportunity to respond to the charges against
him. The Court of Appeals for the Seventh Circuit held that, even
if the suspension was justified, the student could recover
substantial compensatory damages simply because of the insufficient
procedures used to suspend him from school. We reversed, and held
that the student could recover compensatory damages only if he
proved actual injury caused by the denial of his constitutional
rights.
Id. at
435 U. S. 264.
We noted:
"Rights, constitutional and otherwise, do
Page 477 U. S. 308
not exist in a vacuum. Their purpose is to protect persons from
injuries to particular interests. . . ."
Id. at
435 U. S. 254.
Where no injury was present, no "compensatory" damages could be
awarded.
The instructions at issue here cannot be squared with
Carey, or with the principles of tort damages on which
Carey and § 1983 are grounded. The jurors in this case
were told that, in determining how much was necessary to
"compensate [respondent] for the deprivation" of his constitutional
rights, they should place a money value on the "rights" themselves
by considering such factors as the particular right's "importance .
. . in our system of government," its role in American history, and
its "significance . . . in the context of the activities" in which
respondent was engaged. App. 96. These factors focus, not on
compensation for provable injury, but on the jury's subjective
perception of the importance of constitutional rights as an
abstract matter.
Carey establishes that such an approach
is impermissible. The constitutional right transgressed in
Carey -- the right to due process of law -- is central to
our system of ordered liberty.
See In re Gault,
387 U. S. 1,
387 U. S. 20-21
(1967). We nevertheless held that no compensatory damages could be
awarded for violation of that right absent proof of actual injury.
Carey, 435 U.S. at
435 U. S. 264.
Carey thus makes clear that the abstract value of a
constitutional right may not form the basis for § 1983 damages.
[
Footnote 11]
Page 477 U. S. 309
Respondent nevertheless argues that
Carey does not
control here, because, in this case, a substantive constitutional
right -- respondent's First Amendment right to academic freedom
[
Footnote 12] -- was
infringed. The argument misperceives our analysis in
Carey. That case does not establish a two-tiered system of
constitutional rights, with substantive rights afforded greater
protection than "mere" procedural safeguards. We did acknowledge in
Carey that "the elements and prerequisites for recovery of
damages" might vary depending on the interests protected by the
constitutional right at issue.
Id. at
435 U. S.
264-265. But we emphasized that, whatever the
constitutional basis for § 1983 liability, such damages must always
be designed "to
compensate injuries caused by the
[constitutional] deprivation."
Id. at 265 (emphasis
added). [
Footnote 13]
See also Hobson v. Wilson, 237 U.S.App.D.C. 219, 277-279,
737 F.2d 1, 59-61 (1984),
cert. denied, 470 U.S. 1084
(1985);
cf. Smith v. Wade, 461 U. S.
30 (1983). That conclusion simply leaves no room for
noncompensatory
Page 477 U. S. 310
damages measured by the jury's perception of the abstract
"importance" of a constitutional right.
Nor do we find such damages necessary to vindicate the
constitutional rights that § 1983 protects.
See n 11,
supra. Section 1983
presupposes that damages that compensate for actual harm ordinarily
suffice to deter constitutional violations.
Carey, supra,
at
435 U. S.
256-257 ("To the extent that Congress intended that
awards under § 1983 should deter the deprivation of constitutional
rights, there is no evidence that it meant to establish a deterrent
more formidable than that inherent in the award of compensatory
damages"). Moreover, damages based on the "value" of constitutional
rights are an unwieldy tool for ensuring compliance with the
Constitution. History and tradition do not afford any sound
guidance concerning the precise value that juries should place on
constitutional protections. Accordingly, were such damages
available, juries would be free to award arbitrary amounts without
any evidentiary basis, or to use their unbounded discretion to
punish unpopular defendants.
Cf. Gertz, 418 U.S. at
418 U. S. 350.
Such damages would be too uncertain to be of any great value to
plaintiffs, and would inject caprice into determinations of damages
in § 1983 cases. We therefore hold that damages based on the
abstract "value" or "importance" of constitutional rights are not a
permissible element of compensatory damages in such cases.
B
Respondent further argues that the challenged instructions
authorized a form of "presumed" damages -- a remedy that is both
compensatory in nature and traditionally part of the range of tort
law remedies. Alternatively, respondent argues that the erroneous
instructions were, at worst, harmless error.
Neither argument has merit. Presumed damages are a
substitute for ordinary compensatory damages, not a
supplement for an award that fully compensates the alleged
injury. When a plaintiff seeks compensation for an injury that
is
Page 477 U. S. 311
likely to have occurred, but difficult to establish, some form
of presumed damages may possibly be appropriate.
See
Carey, 435 U.S. at
435 U. S. 262;
cf. Dun & Bradstreet, Inc. v. Greenmoss Builders,
472 U. S. 749,
472 U. S.
760-761 (1985) (opinion of POWELL, J.);
Gertz v.
Robert Welch, Inc., supra, at
418 U. S. 349.
In those circumstances, presumed damages may roughly approximate
the harm that the plaintiff suffered, and thereby compensate for
harms that may be impossible to measure. As we earlier explained,
the instructions at issue in this case did not serve this purpose,
but instead called on the jury to measure damages based on a
subjective evaluation of the importance of particular
constitutional values. Since such damages are wholly divorced from
any compensatory purpose, they cannot be justified as presumed
damages. [
Footnote 14]
Page 477 U. S. 312
Moreover, no rough substitute for compensatory damages was
required in this case, since the jury was fully authorized to
compensate respondent for both monetary and nonmonetary harms
caused by petitioners' conduct.
Nor can we find that the erroneous instructions were harmless.
See 28 U.S.C. § 2111;
McDonough Power Equipment, Inc.
v. Greenwood, 464 U. S. 548
(1984). When damages instructions are faulty and the verdict does
not reveal the means by which the jury calculated damages, "[the]
error in the charge is difficult, if not impossible, to correct
without retrial, in light of the jury's general verdict."
Newport v. Fact Concerts, Inc., 453 U.S. at
453 U. S. 256,
n. 12. The jury was authorized to award three categories of
damages: (i) compensatory damages for injury to respondent, (ii)
punitive damages, and (iii) damages based on the jury's perception
of the "importance" of two provisions of the Constitution. The
submission of the third of these categories was error. Although the
verdict specified an amount for punitive damages, it did not
specify how much of the remaining damages was designed to
compensate respondent for his injury and how much reflected the
jury's estimation of the value of the constitutional rights that
were infringed. The effect of the erroneous instruction is
therefore unknowable, although probably significant: the jury
awarded respondent a very substantial amount of damages, none of
which could have derived from any monetary loss. [
Footnote 15] It is likely, although not
certain, that a
Page 477 U. S. 313
major part of these damages was intended to "compensate"
respondent for the abstract "value" of his due process and First
Amendment rights. For these reasons, the case must be remanded for
a new trial on compensatory damages.
IV
The judgment of the Court of Appeals is reversed, and the case
is remanded for further proceedings consistent with this
opinion.
It is so ordered.
JUSTICE BRENNAN and JUSTICE STEVENS join the opinion of the
Court and also join JUSTICE MARSHALL's opinion concurring in the
judgment.
[
Footnote 1]
One member of the School Board described the meeting as
follows:
"At this time, the public was in a total uproar and completely
out of control. . . . People were hollering and shouting and the
statement was made from the public that, if Mr. Stachura was
allowed to return in the morning, they would be there to picket the
school."
"At this point of total panic, [the School Superintendent]
stated in order to maintain peace in our school district, we would
suspend Mr. Stachura with full pay and get this mess straightened
out."
Tr. 583-584, quoted in
Stachura v. Truszkowski, 763
F.2d 211, 214 (CA6 1985).
[
Footnote 2]
Petitioners do not challenge the award of punitive damages in
this Court.
[
Footnote 3]
The jury found petitioners liable based both on the alleged
deprivation of procedural due process and on the alleged violation
of respondent's First Amendment rights.
[
Footnote 4]
The bulk of the award was against the School Board, which was
assessed $233,750 in compensatory damages. Three of the individual
defendants were each assessed $8,250, while six others were each
charged $2,750. Nine individual defendants were assessed punitive
damages, ranging from $1,000 to $15,000.
[
Footnote 5]
Since our decision in
Carey v. Piphus, 435 U.
S. 247 (1978), several of the Courts of Appeals have
concluded that damages awards based on the abstract value of
constitutional rights are proper, at least as long as the right in
question is substantive.
E.g., Bell v. Little Axe Independent
School Dist. No. 70, 766 F.2d 1391 (CA10 1985);
Herrera v.
Valentine, 653 F.2d 1220, 1227-1229 (CA8 1981);
Konczak v.
Tyrrell, 603 F.2d 13, 17 (CA7 1979) (dicta),
cert.
denied, 444 U.S. 1016 (1980).
See also Love, Damages:
A Remedy for the Violation of Constitutional Rights, 67
Calif.L.Rev. 1242 (1979). Other courts have determined that our
reasoning in
Carey forecloses such awards.
E.g.,
Hobson v. Wilson, 237 U.S.App.D.C. 219, 278-279, 737 F.2d 1,
60-61 (1984),
cert. denied, 470 U.S. 1084 (1985);
Familias Unidas v. Briscoe, 619 F.2d 391, 402 (CA5 1980);
Davis v. Village Park II Realty Co., 578 F.2d 461, 463
(CA2 1978).
Cf. Freeman v. Franzen, 695 F.2d 485, 492-494
(CA7 1982),
cert. denied, 463 U.S. 1214 (1983).
[
Footnote 6]
Respondent argues that petitioners did not preserve their
challenge to the jury instructions below. Petitioners' counsel
expressly objected to the authorization of damages based on the
value of constitutional rights, on the ground that such damages
were impermissible under
Carey v. Piphus, supra, and on
the ground that they required the jury to "speculate as to what the
value of the Constitutional right is." App. 97-98. The District
Court responded by stating that it relied on
Herrera v.
Valentine, supra, at 1227, and on
Corriz v. Naranjo,
667 F.2d 892 (CA10),
cert. dism'd, 458 U.S. 1123 (1982).
App. 98. Both of those cases held that jury instructions similar to
those used here were permissible under
Carey. This
exchange satisfies us that counsel for petitioners "stat[ed]
distinctly the matter to which he object[ed] and the grounds of his
objection," Fed.Rule Civ.Proc. 51, and that the District Court
understood the objection.
[
Footnote 7]
The jurors were given written copies of the instructions for use
in their deliberations. App. 96.
[
Footnote 8]
Section 1983 reads:
"Every person who, under color of any statute, ordinance,
regulation, custom, or usage, of any State or Territory or the
District of Columbia, subjects, or causes to be subjected, any
citizen of the United States or other person within the
jurisdiction thereof to the deprivation of any rights, privileges,
or immunities secured by the Constitution and laws, shall be liable
to the party injured in an action at law, suit in equity, or other
proper proceeding for redress."
[
Footnote 9]
The purpose of punitive damages is to punish the defendant for
his willful or malicious conduct and to deter others from similar
behavior.
E.g., Restatement (Second) of Torts § 908(1)
(1979); W. Keeton, D. Dobbs, R. Keeton, & D. Owen, Prosser and
Keeton on Law of Torts 9 (5th ed.1984); C. McCormick, Law of
Damages 275 (1935).
See also Electrical Workers v. Foust,
442 U. S. 42,
442 U. S. 48
(1979);
Gertz v. Robert Welch, Inc., 418 U.
S. 323,
418 U. S. 350
(1974). In
Smith v. Wade, 461 U. S.
30 (1983), the Court held that punitive damages may be
available in a proper § 1983 case. As the punitive damages
instructions used in this case explained, however, such damages are
available only on a showing of the requisite intent. App. 94-95
(authorizing punitive damages for acts "maliciously, or wantonly,
or oppressively done");
Smith v. Wade, supra, at
461 U. S.
51.
Respondent does not, and could not reasonably, contend that the
separate instructions authorizing damages for violation of
constitutional rights were equivalent to punitive damages
instructions. In these separate instructions, the jury was
authorized to find damages for constitutional violations without
any finding of malice or ill-will. Moreover, the jury instructions
separately authorized punitive damages, and the District Court
expressly labeled the "constitutional rights" damages compensatory.
The instructions concerning damages for constitutional violations
are thus impermissible unless they reasonably could be read as
authorizing compensatory damages.
[
Footnote 10]
See generally Whitman, Constitutional Torts, 79
Mich.L.Rev. 5 (1980).
[
Footnote 11]
We did approve an award of nominal damages for the deprivation
of due process in
Carey. 435 U.S. at
435 U. S. 266.
Our discussion of that issue makes clear that nominal damages, and
not damages based on some undefinable "value" of infringed rights,
are the appropriate means of "vindicating" rights whose deprivation
has not caused actual, provable injury:
"Common law courts traditionally have vindicated deprivations of
certain 'absolute' rights that are not shown to have caused actual
injury through the award of a nominal sum of money. By making the
deprivation of such rights actionable for nominal damages without
proof of actual injury, the law recognizes the importance to
organized society that those rights be scrupulously observed; but
at the same time, it remains true to the principle that substantial
damages should be awarded only to compensate actual injury or, in
the case of exemplary or punitive damages, to deter or punish
malicious deprivations of rights."
Ibid. (footnote omitted).
[
Footnote 12]
Our grant of certiorari in this case does not encompass the
question whether respondent stated or proved a claim under either
the Due Process Clause or the First Amendment. We therefore treat
the Court of Appeals' decision on all liability issues as final for
purposes of our decision.
[
Footnote 13]
Carey recognized that
"the task . . . of adapting common law rules of damages to
provide fair compensation for injuries caused by the deprivation of
a constitutional right"
is one "of some delicacy."
Id. at
435 U. S. 258.
We also noted that
"the elements and prerequisites for recovery of damages
appropriate to compensate injuries caused by the deprivation of one
constitutional right are not necessarily appropriate to compensate
injuries caused by the deprivation of another."
Id. at
435 U. S.
264-265.
See also Hobson v. Wilson, 237
U.S.App.D.C. at 279-281, 737 F.2d at 61-63. This "delicate" task
need not be undertaken here. None of the parties challenges the
portion of the jury instructions that permitted recovery for actual
harm to respondent, and the instructions that
are
challenged simply do not authorize compensation for injury. We
therefore hold only that damages based on the "value" or
"importance" of constitutional rights are not authorized by § 1983,
because they are not truly compensatory.
[
Footnote 14]
For the same reason,
Nixon v. Herndon, 273 U.
S. 536 (1927), and similar cases do not support the
challenged instructions. In
Nixon, the Court held that a
plaintiff who was illegally prevented from voting in a state
primary election suffered compensable injury.
Accord, Lane v.
Wilson, 307 U. S. 268
(1939). This holding did not rest on the "value" of the right to
vote as an abstract matter; rather, the Court recognized that the
plaintiff had suffered a particular injury -- his inability to vote
in a particular election -- that might be compensated through
substantial money damages.
See 273 U.S. at
273 U. S. 540
("the petition . . . seeks to recover for private damage").
Nixon followed a long line of cases, going back to Lord
Holt's decision in
Ashby v. White, 2 Ld.Raym. 938, 92
Eng.Rep. 126 (1703), authorizing substantial money damages as
compensation for persons deprived of their right to vote in
particular elections.
E.g., Wiley v. Sinkler, 179 U. S.
58,
179 U. S. 65
(1900);
Wayne v. Venable, 260 F. 64, 66 (CA8 1919).
Although these decisions sometimes speak of damages for the value
of the right to vote, their analysis shows that they involve
nothing more than an award of presumed damages for a nonmonetary
harm that cannot easily be quantified:
"In the eyes of the law, th[e] right [to vote] is so valuable
that damages are presumed from the wrongful deprivation of it
without evidence of actual loss of money, property, or any other
valuable thing, and the amount of the damages is a question
peculiarly appropriate for the determination of the jury, because
each member of the jury has personal knowledge of the value of the
right."
Ibid. See also Ashby v. White, supra, at 955,
92 Eng.Rep. at 137 (Holt, C.J.) ("As in an action for slanderous
words, though a man does not lose a penny by reason of the speaking
[of] them, yet he shall have an action"). The "value of the right"
in the context of these decisions is the money value of the
particular loss that the plaintiff suffered -- a loss of which
"each member of the jury has personal knowledge." It is
not the value of the right to vote as a general, abstract
matter, based on its role in our history or system of government.
Thus, whatever the wisdom of these decisions in the context of the
changing scope of compensatory damages over the course of this
century, they do not support awards of noncompensatory damages such
as those authorized in this case.
[
Footnote 15]
Throughout his suspension, respondent continued to receive his
teacher's salary.
JUSTICE MARSHALL, with whom JUSTICE BRENNAN, JUSTICE BLACKMUN,
and JUSTICE STEVENS join, concurring in the judgment.
I agree with the Court that this case must be remanded for a new
trial on damages. Certain portions of the Court's opinion, however,
can be read to suggest that damages in § 1983 cases are necessarily
limited to "out-of-pocket loss," "other monetary harms," and "such
injuries as
impairment of reputation . . . personal
humiliation, and mental anguish and suffering.'" See ante
at 477 U. S. 307.
I do not understand the Court so to hold, and I write separately to
emphasize that the violation of a constitutional right, in proper
cases, may itself constitute a compensable injury.
The appropriate starting point of any analysis in this area is
this Court's opinion in
Carey v. Piphus, 435 U.
S. 247 (1978). In
Carey, we recognized that
"the basic purpose of a § 1983 damages award should be to
compensate persons for injuries caused by the deprivation of
constitutional rights."
Id. at
435 U. S. 254;
see ante at
477 U. S.
306-307. We explained, however, that application of that
principle to concrete cases was not a
Page 477 U. S. 314
simple matter. 435 U.S. at
435 U. S. 257.
"It is not clear," we stated, "that common law tort rules of
damages will provide a complete solution to the damages issue in
every § 1983 case."
Id. at
435 U. S. 258.
Rather,
"the rules governing compensation for injuries caused by the
deprivation of constitutional rights should be tailored to the
interests protected by the particular right in question -- just as
the common law rules of damages themselves were defined by the
interests protected in various branches of tort law."
Id. at
435 U. S.
259.
Applying those principles, we held in
Carey that
substantial damages should not be awarded where a plaintiff has
been denied procedural due process but has made no further showing
of compensable damage. We repeated, however, that
"the elements and prerequisites for recovery of damages
appropriate to compensate injuries caused by the deprivation of one
constitutional right are not necessarily appropriate to compensate
injuries caused by the deprivation of another."
Id. at
435 U. S.
264-265. We referred to cases that support the award of
substantial damages simply upon a showing that a plaintiff was
wrongfully deprived of the right to vote, without requiring any
further demonstration of damages.
Id. at
435 U. S.
264-265, n. 22.
Following
Carey, the Courts of Appeals have recognized
that invasions of constitutional rights sometimes cause injuries
that cannot be redressed by a wooden application of common law
damages rules.
* In
Hobson v.
Wilson, 237 U.S.App.D.C. 219, 275-281, 737 F.2d 1, 57-63
(1984),
cert. denied, 470 U.S. 1084 (1985), which the
Court cites,
ante at
477 U. S. 309,
and n. 13, plaintiffs claimed that defendant Federal Bureau of
Investigation agents had invaded their First
Page 477 U. S. 315
Amendment rights to assemble for peaceable political protest, to
associate with others to engage in political expression, and to
speak on public issues free of unreasonable government
interference. The District Court found that the defendants had
succeeded in diverting plaintiffs from, and impeding them in, their
protest activities. The Court of Appeals for the District of
Columbia Circuit held that that injury to a First
Amendment-protected interest could itself constitute compensable
injury wholly apart from any "emotional distress, humiliation and
personal indignity, emotional pain, embarassment, fear, anxiety and
anguish" suffered by plaintiffs. 237 U.S.App.D.C. at 280, 737 F.2d
at 62 (footnotes omitted). The court warned, however, that that
injury could be compensated with substantial damages only to the
extent that it was "reasonably quantifiable"; damages should not be
based on "the so-called inherent value of the rights violated."
Ibid. .
I believe that the
Hobson court correctly stated the
law. When a plaintiff is deprived, for example, of the opportunity
to engage in a demonstration to express his political views, "[i]t
is facile to suggest that no damage is done."
Dellums v.
Powell, 184 U.S.App.D.C. 275, 303, 566 F.2d 167, 195 (1977).
Loss of such an opportunity constitutes loss of First Amendment
rights "
in their most pristine and classic form.'"
Ibid., quoting Edwards v. South Carolina,
372 U. S. 229,
372 U. S. 235
(1963). There is no reason why such an injury should not be
compensable in damages. At the same time, however, the award must
be proportional to the actual loss sustained.
The instructions given the jury in this case were improper
because they did not require the jury to focus on the loss actually
sustained by respondent. Rather, they invited the jury to base its
award on speculation about "the importance of the right in our
system of government" and "the role which this right has played in
the history of our republic," guided only by the admonition
that
"[i]n one sense, no monetary value we place on Constitutional
rights can measure their im
Page 477 U. S. 316
portance in our society or compensate a citizen adequately for
their deprivation."
App. 96. These instructions invited the jury to speculate on
matters wholly detached from the real injury occasioned respondent
by the deprivation of the right. Further, the instructions might
have led the jury to grant respondent damages based on the
"abstract value" of the right to procedural due process -- a course
directly barred by our decision in
Carey.
The Court therefore properly remands for a new trial on damages.
I do not understand the Court, however, to hold that deprivations
of constitutional rights can never themselves constitute
compensable injuries. Such a rule would be inconsistent with the
logic of
Carey, and would defeat the purpose of § 1983 by
denying compensation for genuine injuries caused by the deprivation
of constitutional rights.
*
See, e.g., Bell v. Little Axe Independent School District
No. 70 of Cleveland Cty., 766 F.2d 1391, 1408-1413 (CA10
1985);
Hobson v. Wilson, 237 U.S.App.D.C. 219, 275-281,
737 F.2d 1, 57-63 (1984),
cert. denied, 470 U.S. 1084
(1985);
Kincaid v. Rusk, 670 F.2d 737, 745-746 (CA7 1982);
Mickens v. Winston, 462 F.
Supp. 910, 913 (ED Va.1978),
summarily aff'd, 609 F.2d
508 (CA4 1979).