Respondent inmates in a Massachusetts state prison each received
disciplinary reports charging them with assaulting another inmate.
At separate hearings, a prison disciplinary board heard testimony
from a prison guard and received his written report. According to
this evidence, the guard heard some commotion in a prison walkway
and, upon investigating, discovered an inmate who evidently had
just been assaulted, and saw three other inmates, including
respondents, fleeing down the walkway. The board found respondents
guilty and revoked their good time credits. After an unsuccessful
appeal to the prison superintendent, respondents filed a complaint
in Massachusetts Superior Court alleging that the board's decisions
violated their constitutional rights because there was no evidence
to support the board's findings. The Superior Court granted summary
judgment for respondents, holding that the board's findings of
guilt rested on no evidence constitutionally adequate to support
the findings, and ordered that the lost good time be restored. The
Massachusetts Supreme Judicial Court affirmed.
Held:
1. Since the Massachusetts Supreme Judicial Court interpreted a
state statute as providing for judicial review of respondents'
claims, there is no need to decide whether due process would
require judicial review. Pp.
472 U. S.
449-453.
2. Assuming that good time credits constitute a protected
liberty interest, the revocation of such credits must be supported
by some evidence in order to satisfy the minimum requirements of
procedural due process. Such a requirement will help to prevent
arbitrary deprivation without threatening institutional interests
or imposing undue administrative burdens. Ascertaining whether the
"some evidence" standard is satisfied does not require examination
of the entire record, independent assessment of witnesses'
credibility, or weighing of the evidence, but, instead, the
relevant question is whether there is any evidence in the record to
support the disciplinary board's conclusion. Pp.
472 U. S.
453-456.
3. In this case, the evidence before the disciplinary board was
sufficient to meet the requirements imposed by the Due Process
Clause
Page 472 U. S. 446
of the Fourteenth Amendment. Although the evidence might be
characterized as meager, and there was no direct evidence
identifying any one of the three fleeing inmates as the assailant,
the record is not so devoid of evidence that the board's findings
were without support or otherwise arbitrary. Pp.
472 U. S.
456-457.
392 Mass.198,
466
N.E.2d 818, reversed and remanded.
O'CONNOR, J., delivered the opinion of the Court, in which
BURGER, C.J., and WHITE, BLACKMUN, POWELL, and REHNQUIST, JJ.,
joined, and in Parts I, II, and III of which BRENNAN, MARSHALL, and
STEVENS, JJ., joined. STEVENS, J., filed an opinion concurring in
part and dissenting in part, in which BRENNAN and MARSHALL, JJ.,
joined,
post, p.
472 U. S.
457.
Page 472 U. S. 447
JUSTICE O'CONNOR delivered the opinion of the Court.
Massachusetts inmates who comply with prison rules can
accumulate good time credits that reduce the term of imprisonment.
Mass.Gen.Laws Ann., ch. 127, § 129 (West 1974). Such credits may be
lost "if a prisoner violates any rule of his place of confinement."
Ibid. The question presented is whether revocation of an
inmate's good time credits violates the Due Process Clause of the
Fourteenth Amendment if the decision of the prison disciplinary
board is not supported by evidence in the record. We conclude that
where good time credits constitute a protected liberty interest, a
decision to revoke such credits must be supported by some evidence.
Because the record in this case contains sufficient evidence to
support the decision of the disciplinary board, we reverse.
I
Respondents Gerald Hill and Joseph Crawford are inmates at a
state prison in Walpole, Mass. In May, 1982, they each received
prison disciplinary reports charging them with assaulting another
inmate. At separate hearings for each inmate, a prison disciplinary
board heard testimony from a prison guard, Sergeant Maguire, and
received his written disciplinary report. According to the
testimony and report, Maguire heard an inmate twice say loudly,
"What's going on?" The voice came from a walkway that Maguire could
partially observe through a window. Maguire immediately opened the
door to the walkway and found an inmate named Stephens bleeding
from the mouth and suffering from a swollen eye. Dirt was strewn
about the walkway, and Maguire viewed this to be further evidence
of a scuffle. He saw three inmates, including respondents, jogging
away together down the walkway. There were no other inmates
Page 472 U. S. 448
in the area, which was enclosed by a chain link fence. Maguire
concluded that one or more of the three inmates had assaulted
Stephens, and that they had acted as a group. Maguire also
testified at Hill's hearing that a prison "medic" had told him that
Stephens had been beaten. Hill and Crawford each declared their
innocence before the disciplinary board, and Stephens gave written
statements that the other inmates had not caused his injuries.
After hearing the evidence in each case, the disciplinary board
found respondents guilty of violating prison regulations based on
their involvement in the assault. App. 19, 27. The board
recommended that Hill and Romano each lose 100 days of good time
and be confined in isolation for 15 days. Respondents
unsuccessfully appealed the board's action to the superintendent of
the prison.
Id. at 23, 30. They then filed a complaint in
the Superior Court, State of Massachusetts, alleging that the
decisions of the board violated their constitutional rights
because
"there was no evidence to confirm that the incident took place
nor was there any evidence to state that, if the incident did take
place the [respondents] were involved."
Id. at 10. After reviewing the record, the Superior
Court concluded that "the Board's finding of guilty rested, in each
case, on no evidence constitutionally adequate to support that
finding." App. to Pet. for Cert. 8b. The Superior Court granted
summary judgment for respondents and ordered that the findings of
the disciplinary board be voided and the lost good time
restored.
The Massachusetts Supreme Judicial Court affirmed. 392 Mass.
198,
466
N.E.2d 818 (1984). Inmates who observe prison rules, the state
court noted, have a statutory right to good time credits, and the
loss of such credits affects a liberty interest protected by the
Due Process Clause of the Fourteenth Amendment.
Id. at
201, 466 N.E.2d at 821. The Supreme Judicial Court then observed
that an entitlement to "judicial review of the sufficiency of the
evidence to warrant
Page 472 U. S. 449
the board's findings" logically follows from
Wolff v.
McDonnell, 418 U. S. 539
(1974). 392 Mass. at 201, 466 N.E.2d at 821. Without deciding
whether the appropriate standard of review is "some evidence" or
the stricter test of "substantial evidence,"
id. at 203,
n. 5, 466 N.E.2d at 822, n. 5, the Supreme Judicial Court agreed
with the trial judge that the record failed to present even "some
evidence which, if believed, would rationally permit the board's
findings."
Id. at 203, 466 N.E.2d at 822 (footnote
omitted).
The Massachusetts Attorney General filed a petition for a writ
of certiorari urging this Court to decide whether prison inmates
have a due process right to judicial review of prison disciplinary
proceedings or, alternatively, whether the standard of review
applied by the state court was more stringent than is required by
the Due Process Clause. Pet. for Cert. i, 20-21. We granted the
petition, 469 U.S. 1016 (1984), and we now reverse.
II
Petitioner first argues that the state court erred by holding
that there is a constitutional right to judicial review of the
sufficiency of evidence where good time credits are revoked in a
prison disciplinary proceeding.
Ortwein v. Schwab,
410 U. S. 656
(1973) (per curiam), petitioner contends, found no denial of due
process where a filing fee prevented claimants from obtaining
judicial review of an administrative decision reducing welfare
payments. Petitioner urges that a similar conclusion should apply
here: respondents were afforded all the process due when they
received a hearing before the disciplinary board.
Cf. id.
at
410 U. S.
659-660 (pretermination evidentiary hearing met
requirements of due process despite lack of judicial review).
Respondents answer by noting decisions of this Court which suggest
that due process might require some form of judicial review of
administrative decisions that threaten constitutionally protected
liberty or property interests.
See, e.g., 298 U.
S. Joseph Stockyards Co. v. United States,
Page 472 U. S. 450
298 U. S. 38,
298 U. S. 51-52
(1936);
Ng Fung Ho v. White, 259 U.
S. 276,
259 U. S.
284-285 (1922).
The extent to which legislatures may commit to an administrative
body the unreviewable authority to make determinations implicating
fundamental rights is a difficult question of constitutional law.
See, e.g., Califano v. Sanders, 430 U. S.
99,
430 U. S. 109
(1977); 5 K. Davis, Administrative Law Treatise § 28:3 (2d
ed.1984); Hart, The Power of Congress to Limit the Jurisdiction of
Federal Courts: An Exercise in Dialectic, 66 Harv.L.Rev. 1362,
1375-1378, 1388-1391 (1953). The per curiam opinion in
Ortwein did not purport to resolve this question
definitively; nor are we disposed to construe that case as
implicitly holding that due process would never require some form
of judicial review of determinations made in prison disciplinary
proceedings.
Cf. Crowell v. Benson, 285 U. S.
22,
285 U. S. 87
(1932) (Brandeis, J., dissenting) ("under certain circumstances,
the constitutional requirement of due process is a requirement of
judicial process"). Whether the Constitution requires judicial
review is only at issue if such review is otherwise barred, and we
will not address the constitutional question unless it is necessary
to the resolution of the case before the Court.
See Johnson v.
Robison, 415 U. S. 361,
415 U. S.
366-367 (1974).
Assuming,
arguendo, that a decision revoking good time
credits would violate due process if it were not supported by some
modicum of evidence, we need not decide today whether the
Constitution also requires judicial review of a challenge to a
decision on such grounds. The Supreme Judicial Court correctly
observed, 392 Mass. at 201, 466 N.E.2d at 821, that this Court has
not previously held that the Due Process Clause creates a right to
judicial review of prison disciplinary proceedings. Although the
opinion of the state court does speak in terms of a constitutional
entitlement, careful examination of that opinion persuades us that
judicial review was available to respondents pursuant to
Page 472 U. S. 451
Mass.Gen.Laws Ann., ch. 249, § 4 (West Supp.1984), which
provides in pertinent part:
"A civil action in the nature of certiorari to correct errors in
proceedings which are not according to the course of the common
law, which proceedings are not otherwise reviewable by motion or by
appeal, may be brought in the supreme judicial or superior
court."
Petitioner notes that there is no statutory provision for
judicial review of decisions by a prison disciplinary board.
Nonetheless, the Supreme Judicial Court has observed that
"'[i]n the absence of a statutory method of judicial review,
certiorari is an appropriate mode for correcting errors of law
arising out of an administrative action.'"
Taunton Eastern Little League v. Taunton, 389 Mass.
719, 720, n. 1,
452
N.E.2d 211, 212, n. 1 (1983), quoting
Reading v. Attorney
General, 362 Mass. 266, 269,
285
N.E.2d 429, 431 (1972). In the present case, the Supreme
Judicial Court expressly stated that respondents, who framed their
complaints as petitions for a "
writ of habeas corpus ad
testificandum,'" should have brought civil actions pursuant to
§ 4. 392 Mass. at 199, n. 2, 466 N.E.2d at 819, n. 2. The state
court supported this conclusion by citing its previous decision in
Boston Edison Co. v. Board of Selectmen of Concord, 355
Mass. 79, 242
N.E.2d 868 (1968), and the decision of the Appeals Court of
Massachusetts in Cepulonis v. Commissioner of Correction,
15 Mass.App. 292,
445 N.E.2d 178 (1983).
Boston Edison relied on § 4 to review a challenge to
the sufficiency of the evidence to support decisions by town
selectmen denying rights-of-way for power lines. At the time
Boston Edison was decided, § 4 allowed a party to petition
the Supreme Judicial Court for a writ of certiorari on a claim
"that the evidence which formed the basis of the action
complained of or the basis of any specified finding or conclusion
was as a matter of law insufficient to warrant such action,
Page 472 U. S. 452
finding or conclusion."
Mass.Gen.Laws Ann., ch. 249, § 4 (West 1959). Petitioner
correctly informed this Court that the quoted phrase and the writ
of certiorari were abolished by 1973 amendments to § 4, 1973
Mass.Acts, ch. 1114, § 289. Tr. of Oral Arg. 25, 50-51. Somewhat
inexplicably, petitioner failed to add that the 1973 amendments
substituted "
a civil action in the nature of certiorari'" for
the previously available writ, and did not narrow the relief
formerly obtainable under the statute. See, e.g., Boston Edison
Co. v. Boston Redevelopment Authority, 374 Mass. 37, 47-49,
371
N.E.2d 728, 737-738 (1977).
The second decision cited by the Supreme Judicial Court,
Cepulonis, construed an inmate's challenge to a finding of
a prison disciplinary board "as seeking review in the nature of
certiorari" under § 4. 15 Mass.App. at 292, 445 N.E.2d at 178.
Cepulonis did not address a due process claim; instead,
the inmate contended that the disciplinary board's finding was not
supported by "reliable evidence" as required by regulations of the
Massachusetts Department of Corrections.
Id. at 293, 445
N.E.2d at 179. Thus,
Boston Edison and
Cepulonis
relied on § 4 to provide an avenue for judicial review where an
adjudicatory decision by a nonjudicial body was challenged as not
supported by sufficient evidence. In those cases, the aggrieved
parties argued that the evidence was insufficient to meet standards
imposed by state law.
See also 1001 Plays, Inc. v. Mayor of
Boston, 387 Mass. 879,
444
N.E.2d 931 (1983) (§ 4 challenge to sufficiency of evidence to
support denial of license for video game arcade);
McSweeney v.
Town Manager of Lexington, 379 Mass. 794,
401
N.E.2d 113 (1980) (noting that appropriate standard varies
according to nature of action sought to be reviewed).
Nothing in the opinion of the Supreme Judicial Court in this
case suggests that § 4 would be unavailable where a party alleges
that evidence is insufficient under a standard imposed by the
Federal Constitution.
Cf. 392 Mass. at 202-203, 466 N.E.2d
at 821-822 (failure to provide for
Page 472 U. S. 453
review under state Administrative Procedure Act does not
indicate legislative intent to preclude judicial review of
sufficiency of evidence for disciplinary board decisions). Indeed,
previous decisions by the Supreme Judicial Court indicate that § 4
provides a means of review in state court where an administrative
decision is challenged on federal constitutional grounds.
See,
e.g., Taunton Eastern Little League v. Taunton, supra, at
720-722, 452 N.E.2d at 212-213 (Establishment Clause challenge to
rescission of beano license). We therefore interpret the opinion of
the state court as holding that § 4 provides a mechanism for
judicial review of respondents' claims. Given the rule of judicial
restraint requiring us to avoid unnecessary resolution of
constitutional issues,
see, e.g., Ashwander v. TVA,
297 U. S. 288,
297 U. S.
346-347 (1936) (Brandeis, J., concurring), we decline to
decide in this case whether due process would require judicial
review.
III
The issue we address is whether findings of a prison
disciplinary board that result in the loss of good time credits
must be supported by a certain amount of evidence in order to
satisfy due process. Petitioner argues that the Supreme Judicial
Court applied too strict a standard in reviewing the decision of
the disciplinary board, and that such decisions should be upheld
unless they are arbitrary and capricious. Brief for Petitioner 5,
19-21; Pet. for Cert. i, 20-21. In
Wolff v. McDonnell,
418 U. S. 539
(1974), the Court held that due process requires procedural
protections before a prison inmate can be deprived of a protected
liberty interest in good time credits. Petitioner does not
challenge the holding below that Massachusetts law creates a
liberty interest in good time credits.
See also Nelson v.
Commissioner of Correction, 390 Mass. 379,
456
N.E.2d 1100 (1983) (statutory good time credits constitute a
liberty interest protected by due process). Accordingly, we proceed
on the assumption that the protections of the Fourteenth Amendment
apply to the loss of the good time credits involved here, and
direct
Page 472 U. S. 454
our inquiry to the nature of the constitutionally required
procedures.
Where a prison disciplinary hearing may result in the loss of
good time credits,
Wolff held that the inmate must
receive: (1) advance written notice of the disciplinary charges;
(2) an opportunity, when consistent with institutional safety and
correctional goals, to call witnesses and present documentary
evidence in his defense; and (3) a written statement by the
factfinder of the evidence relied on and the reasons for the
disciplinary action. 418 U.S. at
418 U. S.
563-567. Although
Wolff did not require either
judicial review or a specified quantum of evidence to support the
factfinder's decision, the Court did note that
"the provision for a written record helps to assure that
administrators, faced with possible scrutiny by state officials and
the public, and perhaps even the courts, where fundamental human
rights may have been abridged, will act fairly."
Id. at
418 U. S. 565.
We now hold that revocation of good time does not comport with "the
minimum requirements of procedural due process,"
id. at
418 U. S. 558,
unless the findings of the prison disciplinary board are supported
by some evidence in the record.
The requirements of due process are flexible and depend on a
balancing of the interests affected by the relevant government
action.
E.g., Cafeteria Workers v. McElroy, 367 U.
S. 886,
367 U. S. 895
(1961). Where a prisoner has a liberty interest in good time
credits, the loss of such credits threatens his prospective freedom
from confinement by extending the length of imprisonment. Thus the
inmate has a strong interest in assuring that the loss of good time
credits is not imposed arbitrarily. 418 U.S. at
418 U. S. 561.
This interest, however, must be accommodated in the distinctive
setting of a prison, where disciplinary proceedings
"take place in a closed, tightly controlled environment peopled
by those who have chosen to violate the criminal law and who have
been lawfully incarcerated for doing so."
Ibid. Consequently, in identifying the safeguards
required by due process, the Court has recognized the legitimate
institutional needs of
Page 472 U. S. 455
assuring the safety of inmates and prisoners, avoiding
burdensome administrative requirements that might be susceptible to
manipulation, and preserving the disciplinary process as a means of
rehabilitation.
See, e.g., Ponte v. Real, 471 U.
S. 491 (1985);
Baxter v. Palmigiano,
425 U. S. 308,
425 U. S.
321-322 (1976);
Wolff v. McDonnell, supra, at
418 U. S.
562-563.
Requiring a modicum of evidence to support a decision to revoke
good time credits will help to prevent arbitrary deprivations
without threatening institutional interests or imposing undue
administrative burdens. In a variety of contexts, the Court has
recognized that a governmental decision resulting in the loss of an
important liberty interest violates due process if the decision is
not supported by any evidence.
See, e.g., Douglas v.
Buder, 412 U. S. 430,
412 U. S. 432
(1973) (per curiam) (revocation of probation);
Schware v. Board
of Bar Examiners, 353 U. S. 232,
353 U. S. 239
(1957) (denial of admission to bar);
United States ex rel.
Vajtauer v. Commissioner of Immigration, 273 U.
S. 103,
273 U. S. 106
(1927) (deportation). Because the written statement mandated by
Wolff requires a disciplinary board to explain the
evidence relied upon, recognizing that due process requires some
evidentiary basis for a decision to revoke good time credits will
not impose significant new burdens on proceedings within the
prison. Nor does it imply that a disciplinary board's factual
findings or decisions with respect to appropriate punishment are
subject to second-guessing upon review.
We hold that the requirements of due process are satisfied if
some evidence supports the decision by the prison disciplinary
board to revoke good time credits. This standard is met if "there
was some evidence from which the conclusion of the administrative
tribunal could be deduced. . . ."
United States ex rel.
Vajtauer v. Commissioner of Immigration, 273 U.S. at
273 U. S. 106.
Ascertaining whether this standard is satisfied does not require
examination of the entire record, independent assessment of the
credibility of witnesses, or weighing of the evidence. Instead, the
relevant question is whether there is any evidence in the record
that could support
Page 472 U. S. 456
the conclusion reached by the disciplinary board.
See ibid.;
United States ex rel. Tisi v. Tod, 264 U.
S. 131,
264 U. S.
133-134 (1924);
Willis v. Ciccone, 506 F.2d
1011, 1018 (CA8 1974). We decline to adopt a more stringent
evidentiary standard as a constitutional requirement. Prison
disciplinary proceedings take place in a highly charged atmosphere,
and prison administrators must often act swiftly on the basis of
evidence that might be insufficient in less exigent circumstances.
See Wolff, 418 U.S. at
418 U. S.
562-563,
418 U. S.
567-569. The fundamental fairness guaranteed by the Due
Process Clause does not require courts to set aside decisions of
prison administrators that have some basis in fact. Revocation of
good time credits is not comparable to a criminal conviction,
id. at
418 U. S. 556,
and neither the amount of evidence necessary to support such a
conviction,
see Jackson v. Virginia, 443 U.
S. 307 (1979), nor any other standard greater than some
evidence applies in this context.
IV
Turning to the facts of this case, we conclude that the evidence
before the disciplinary board was sufficient to meet the
requirements imposed by the Due Process Clause. The disciplinary
board received evidence in the form of testimony from the prison
guard and copies of his written report. That evidence indicated
that the guard heard some commotion and, upon investigating,
discovered an inmate who evidently had just been assaulted. The
guard saw three other inmates fleeing together down an enclosed
walkway. No other inmates were in the area. The Supreme Judicial
Court found that this evidence was constitutionally insufficient
because it did not support an inference that more than one person
had struck the victim or that either of the respondents was the
assailant or otherwise participated in the assault. 392 Mass. at
203-204, 466 N.E.2d at 822. This conclusion, however, misperceives
the nature of the evidence required by the Due Process Clause.
Page 472 U. S. 457
The Federal Constitution does not require evidence that
logically precludes any conclusion but the one reached by the
disciplinary board. Instead, due process in this context requires
only that there be some evidence to support the findings made in
the disciplinary hearing. Although the evidence in this case might
be characterized as meager, and there was no direct evidence
identifying any one of three inmates as the assailant, the record
is not so devoid of evidence that the findings of the disciplinary
board were without support or otherwise arbitrary. Respondents
relied only upon the Federal Constitution, and did not claim that
the disciplinary board's findings failed to meet evidentiary
standards imposed by state law.
See id. at 199, n. 2, 466
N.E.2d at 819, n. 2; Brief for Respondents 17. Because the
determination of the disciplinary board was not so lacking in
evidentiary support as to violate due process, the judgment of the
Supreme Judicial Court is reversed, and the case is remanded for
further proceedings not inconsistent with this opinion.
It is so ordered.
JUSTICE STEVENS, with whom JUSTICE BRENNAN and JUSTICE MARSHALL
join, concurring in part and dissenting in part.
The Attorney General of Massachusetts is a member of a favored
class of litigants. As the highest legal officer of a sovereign
State, his professional comments on the law of Massachusetts are
accorded special respect. [
Footnote
1] Partly for that reason, and partly because this Court in
recent years has been inclined to lend a sympathetic ear to claims
that state courts have accorded too much protection to the rights
of prison inmates and criminal defendants, State Attorneys General
have been disproportionately successful in persuading this Court to
grant their petitions for certiorari
Page 472 U. S. 458
and to reverse state court judgments of minimal national
significance. [
Footnote 2]
Such favored treatment should give rise to a special duty to be
meticulously forthright and accurate in advising the Court about
relevant matters of state law affecting the specific questions that
a State Attorney General asks this Court to review. A lawyer's
greatest asset -- his or her professional reputation -- should not
be squandered in order to achieve a favorable result in an
individual case. I restate these simple truths because of my
concern that the petitioner in this case and, indeed, the Court
itself, may have attached greater importance to the correction of
error in an isolated case than to the maintenance of standards that
should govern procedures in this Court in all cases.
The Massachusetts Attorney General's petition for certiorari
asked this Court to decide these two questions:
"I. Whether prison inmates have a substantive due process right
to judicial review of prison disciplinary board findings?"
"II. Whether, under the due process clause, the findings of a
prison disciplinary board should be reviewed under a standard more
stringent than review for action which is arbitrary, capricious, or
an abuse of discretion?"
Pet. for Cert. i. Having granted certiorari and having had these
two questions fully briefed and argued, the Court now correctly
concludes that neither need be answered. It was obvious on the face
of the Attorney General's petition for certiorari that the second
question would not have merited review in this Court. That question
-- whether the Due Process Clause requires that a disciplinary
board's findings of fact be reviewed under
Page 472 U. S. 459
a more stringent standard than abuse of discretion -- is not
presented because the Massachusetts court did not apply a more
stringent standard. [
Footnote
3] The first question, however, may have merited our attention
if there had been no state procedure for reviewing prison
disciplinary board findings.
The first question in the Attorney General's certiorari petition
was supported by the following argument:
"A prison inmate has no general due process right to judicial
review of disciplinary board findings for sufficiency of the
evidence, and the creation of such a right is not consistent with
those principles enunciated by this Court in the context of prison
administration."
Pet. for Cert. 14. Thus, although the right to judicial review
was at the heart of the Attorney General's request that we grant
certiorari, "somewhat inexplicably,"
ante at
472 U. S. 452,
he did not mention that Massachusetts' law, wholly apart from the
Federal Constitution, provides judicial review for the correction
of errors "in proceedings
Page 472 U. S. 460
which . . . are not otherwise reviewable by motion or appeal."
Mass.Gen.Laws Ann., ch. 249, § 4 (West Supp.1984). Of course, we
need not "decide in this case whether due process would require
judicial review,"
ante at
472 U. S. 453,
if state law provides judicial review, and the Court today
correctly acknowledges this settled rule of judicial restraint.
See ante at
472 U.S.
450-453. The Court's proper disposition of the primary
question presented, however, does not adequately explain how this
case arrived on our argument docket.
The Attorney General's petition for certiorari did not mention
the existence of state procedures allowing judicial review. In his
argument brief, the Attorney General did cite the state statute in
a somewhat opaque footnote.
See Brief for Petitioner 6, n.
2. That footnote, however, merely confirms the presumption that he
was aware of his own State's procedure. Moreover, the Attorney
General omitted any reference to the fact that less than one month
before this case was argued before the Supreme Judicial Court of
Massachusetts, that court rejected, in the context of a challenge
to prison disciplinary hearings, the Attorney General's defense
that "the
only judicial review available to the plaintiffs
is an action in the nature of certiorari pursuant to G. L. c. 249,
§ 4."
Nelson v. Commissioner of Correction, 390 Mass. 379,
381-382, 387-388, n. 12,
456
N.E.2d 1100, 1102, 1106, n. 12 (1983) (emphasis added).
"When the prison Superintendent petitioned for certiorari, he
had a heavy burden of explaining why this Court should intervene in
what amounts to a controversy between the Supreme Judicial Court of
Massachusetts and that State's prison officials."
Ponte v. Real, 471 U. S. 491,
471 U. S. 502
(1985) (STEVENS, J., concurring). Even the casual student of this
Court is aware that "[t]his Court's review . . . is discretionary
and depends on numerous factors other than the perceived
correctness of the judgment we are asked to review,"
Ross v.
Moffitt, 417 U. S. 600,
417 U. S.
616-617 (1974), and that we "do not grant a certiorari
to review evidence and discuss
Page 472 U. S. 461
specific facts."
United States v. Johnston,
268 U. S. 220,
268 U. S. 227
(1925). [
Footnote 4] It is not
unreasonable to expect a State's highest legal officer to know the
State's law and to bring to this Court's attention the rules of
state law that might affect the sound exercise of our discretion to
grant certiorari, or that might demonstrate that we granted the
writ improvidently. [
Footnote
5]
The Court now recognizes that the Massachusetts Attorney General
"somewhat inexplicably" failed to provide the Court with critical
information about Massachusetts law, but that recognition does not
affect its disposition of the case. In view of the fact that
petitioner has not prevailed on either question that is presented
by his certiorari petition, one might have expected the judgment of
the Supreme Judicial Court of Massachusetts to be affirmed. The
Court has frequently admonished litigants that they may not obtain
a reversal on a ground not urged in the petition for certiorari.
[
Footnote 6] Instead of
following the practice dictated by our prior cases, however, the
Court undertakes its own
de novo review of the record and
concludes that the evidence was not constitutionally insufficient.
[
Footnote 7] I continue to
believe that such a task is
Page 472 U. S. 462
not appropriate for this Court even if a diligent search will
disclose error in the record.
Cf. United States v.
Hasting, 461 U. S. 499,
461 U. S. 512
(1983) (STEVENS, J., concurring in judgment). I consider it
particularly unwise to volunteer an advisory opinion on the
sufficiency of the evidence when, on remand, the state court
remains free to reinstate its judgment if it concludes that the
evidence does not satisfy the standards required by state law.
[
Footnote 8] Once again,
however, the Court places a higher value on the rendition of a
volunteered advisory opinion than on the virtues of judicial
restraint.
Accordingly, while I join Parts I, II and III of the Court's
opinion, I respectfully dissent from Part IV and its judgment.
[
Footnote 1]
See Marino v. Ragen, 332 U. S. 561,
332 U. S. 562
(1947) (per curiam).
[
Footnote 2]
See, e.g., Florida v. Rodriguez, 469 U. S.
1 (1984) (per curiam);
California v. Beheler,
463 U. S. 1121
(1983) (per curiam);
Illinois v. Batchelder, 463 U.
S. 1112 (1983) (per curiam);
California v.
Ramos, 463 U. S. 992
(1983);
Illinois v. Andreas, 463 U.
S. 765 (1983).
[
Footnote 3]
The Massachusetts court expressly declined to apply a standard
different than "some evidence" in this case. Additionally, I note
that virtually all Courts of Appeals that have ruled on the issue
have concluded that some evidence must support a decision to revoke
good-time credits.
See, e.g., Adams v. Gunnell, 729 F.2d
362, 370 (CA5 1984);
Inglese v. Warden, U.S. Penitentiary,
687 F.2d 362, 363 (CA11 1982);
Willis v. Ciccone, 506 F.2d
1011, 1018, 1019, n. 11 (CA8 1974);
cf. Rusher v. Arnold,
550 F.2d 896, 899 (CA3 1977). One Circuit did adopt a "substantial
evidence" standard a few years ago.
Aikens v. Lash, 514
F.2d 55, 60-61 (CA7 1975) ("The term
substantial evidence' need
not be something prison officials should be overly concerned
about"), vacated and remanded, 425 U.S. 947, modified, 547 F.2d 372
(1976). However, recent decisions of that court indicate that it
may have modified the standard and that the modified version is
applied much like the "some evidence" standard. See Brown-Bey
v. United States, 720 F.2d 467, 469 (CA7 1983); Dawson v.
Smith, 719 F.2d 896, 900 (CA7 1983); Jackson v.
Carlson, 707 F.2d 943, 949 (CA7), cert. denied sub nom.
Yeager v. Wilkinson, 464 U.S. 861 (1983). In any event, this
minor dispute hardly qualifies as a one of national importance.
Cf. Ponte v. Real, 471 U. S. 491,
471 U. S. 523,
n. 21 (1985) (MARSHALL, J., dissenting) ("Reserving the argument
docket for cases of truly national import would go far toward
alleviating any workload problems allegedly facing the
Court").
[
Footnote 4]
Ponte v. Real, 471 U.S. at
471 U. S.
501-502 (STEVENS, J., concurring) ("The merits of an
isolated case have only an oblique relevance to the question
whether a grant of certiorari is consistent with the sound
administration of this Court's discretionary docket").
[
Footnote 5]
Cf. Board of License Comm'rs of Tiverton v. Pastore,
469 U. S. 238
(1985) (per curiam).
See this Court's Rule 34.1(g) (a
brief on the merits shall contain "a concise statement of the case
containing al! that is material to the consideration of the
question presented"); Rule 35.5 (supplemental brief may be filed to
point out "late authorities, newly enacted legislation, or other
intervening matters").
[
Footnote 6]
J. I. Case Co. v. Borak, 377 U.
S. 426,
377 U. S.
428-429 (1964);
Carpenters v. NLRB,
357 U. S. 93,
357 U. S. 96
(1958);
Irvine v. California, 347 U.
S. 128,
347 U. S.
129-130 (1954).
[
Footnote 7]
Thus, the Court not only excuses the Attorney General's error
but actually rewards him by acting as "the High Magistrate,"
California v. Carney, 471 U. S. 386,
471 U. S. 396
(1985) (STEVENS, J., dissenting), and by reversing "fact-bound
errors of minimal significance."
Ibid.
[
Footnote 8]
Cf. Massachusetts v. Upton, 466 U.
S. 727 (1984),
on remand, Commonwealth v.
Upton, 394 Mass. 363, 370-373,
476
N.E.2d 548, 550-551 (1985);
California v. Ramos,
463 U. S. 992
(1983),
on remand, People v. Ramos, 37 Cal. 3d
136, 150-159,
689 P.2d 430,
437-444 (1984),
cert. denied, 471 U.S. 1119 (1985);
South Dakota v. Neville, 459 U. S. 553
(1983),
on remand, State v. Neville, 346 N.W.2d
425, 427-429 (SD 1984);
Washington v. Chrisman,
455 U. S. 1 (1982),
on remand, State v. Chrisman, 100 Wash. 814, 817-822,
676 P.2d
419, 422-424 (1984) (en banc).