The Office of Personnel Management (OPM) "determine[s] questions
of disability and dependency" in administering the Federal
Government's disability retirement program. 5 U.S.C. § 8347(c). Its
"decisions . . . concerning these matters are final and conclusive,
and are not subject to review,"
ibid., except to the
extent that administrative review by the Merit Systems Protection
Board (MSPB) is provided by § 8347(d)(1). In 1979, petitioner, who
was employed as a security guard at a naval shipyard, was informed
by the Navy that he was to be retired on disability resulting from
acute and chronic bronchitis, and he did not contest this
assessment. But several months after petitioner had been retired,
OPM denied his application for a disability retirement annuity on
the ground that the evidence failed to establish that his
disability was severe enough to prevent him from performing his
job. Petitioner appealed to the MSPB, which sustained the denial.
He then filed a complaint in the Court of Claims, invoking
jurisdiction under 5 U.S.C. § 7703 (which at the time provided for
review of MSPB decisions in that court and the regional courts of
appeals) and the Tucker Act. He alleged that the MSPB had violated
its regulations by placing the burden of proving disability on him,
rather than requiring the Navy to disprove disability, and that the
Navy had dismissed him while he was attempting to obtain disability
retirement benefits, in violation of regulations requiring an
agency that initiates a disability retirement action to retain the
employee pending OPM's resolution of the employee's disability
status. After § 7703 was amended in 1982, the case was transferred
to the Federal Circuit, which dismissed the complaint as barred by
§ 8347(c). The court concluded that the plain words of § 8347(c),
along with the structure of the civil service laws and the import
of a 1980 amendment adding § 8347(d)(2) -- which provides for both
MSPB and judicial review of involuntary mental disability
retirement decisions -- overcome the usual presumption favoring
judicial review of administrative action, and, except as qualified
by § 8347(d)(2), preclude any judicial review of OPM decisions in
voluntary disability retirement cases. While acknowledging that
courts had previously interpreted § 8347(c) to permit judicial
review
Page 470 U. S. 769
of alleged legal and procedural errors, the court found that
such interpretation was wrong and, in any event, overruled by the
1980 amendment.
Held:
1. Section 8347(c) does not bar judicial review altogether of an
MSPB judgment affirming OPM's denial of a disability retirement
claim, but bars review only of
factual determinations,
while permitting review to determine whether
"there has been a substantial departure from important
procedural rights, a misconstruction of the governing legislation,
or some like error 'going to the heart of the administrative
determination.'"
Pp.
470 U. S.
778-791.
(a) It is "only upon a showing of
clear and convincing
evidence' of a contrary legislative intent" that access to judicial
review will be restricted. Whether a statute precludes judicial
review
"is determined not only from its express language, but also from
the structure of the statutory scheme, its objectives, its
legislative history, and the nature of the administrative action
involved."
Pp.
470 U. S.
778-779.
(b) While § 8347(c) plausibly can be read as imposing an
absolute bar to judicial review, it also quite naturally can be
read as precluding review only of OPM's
factual
determinations about questions of disability and dependency. Under
this latter reading, the factual "question" whether an applicant is
disabled is quite distinct from questions of what laws and
procedures OPM must apply in administering the Civil Service
Retirement Act. In addition, the application of § 8347(c) as
completely preclusive is problematic when a disability applicant,
as here, challenges not only OPM's determinations but also the
standards and procedures used by the MSPB in reviewing those
determinations. Finally, Congress' failure to use the unambiguous
and comprehensive language in § 8347(c) that it typically uses when
intending to bar all judicial review reinforces the possibility
that the finality bar may extend only to OPM's
factual
determinations with respect to disability questions. Pp.
470 U. S.
779-780.
(c) Under the
Scroggins standard (so-called after
Scroggins v. United States, 184 Ct.Cl. 530, 397 F.2d 295,
cert. denied, 393 U.S. 952), courts prior to the 1980
amendment had interpreted § 8347(c) as allowing for review of legal
and procedural errors in disability retirement decisions. There is
nothing in the legislative history of the 1980 amendment adding §
8347(d)(2) to suggest that Congress intended to discard the
Scroggins standard. To the contrary, the legislative
history demonstrates that Congress was well aware of the
Scroggins standard, amended § 8347 on its understanding
that that standard applied to judicial review of disability
retirement decisions generally, and intended that
Scroggins review continue except to the extent augmented
by the more exacting standards of § 8347(d)(2). Pp.
470 U. S.
780-791.
Page 470 U. S. 770
2. The Federal Circuit has jurisdiction directly to review MSPB
disability retirement decisions pursuant to the jurisdictional
grants in 5 U.S.C. § 7703(b)(1), providing that a petition to
review a final decision of the MSPB shall be filed in the Federal
Circuit, and 28 U.S.C. § 1295(a)(9), providing the Circuit with
exclusive jurisdiction of an appeal from a final decision of the
MSPB. Pp.
470 U. S.
791-799.
(a) An applicant, such as petitioner, whose appeal is rejected
by the MSPB is not required to file a Tucker Act suit in the Claims
Court or a district court, and then seek review of any adverse
decision in the Federal Circuit. To require such a two-step
judicial process would not accord with the jurisdictional framework
established by the Civil Service Reform Act of 1978 (CSRA) and the
Federal Courts Improvement Act of 1982 (FCIA). Sections 7703(b)(1)
and 1295(a)(9) together provide the Federal Circuit with exclusive
jurisdiction over MSPB decisions, and do not admit any exceptions
for disability retirement claims. Pp.
470 U. S.
791-796.
(b) Congress in the FCIA intended to channel those Tucker Act
cases in which the Court of Claims performed an appellate function
into the Federal Circuit, and to leave cases requiring
de
novo factfinding in the Claims Court and district courts.
Review of an MSPB order involving a disability retirement claim not
only is explicitly encompassed in the Federal Circuit's
jurisdiction, but also makes logical sense, given that the court
considers only legal and procedural questions, and does not review
the factual bases of the administrative decision. A contrary
conclusion would result in exactly the sort of "duplicative,
wasteful and inefficient" judicial review that the CSRA and FCIA
were intended to eradicate. Pp.
470 U. S.
796-799.
718 F.2d 391, reversed and remanded.
BRENNAN, J., delivered the opinion of the Court, in which
MARSHALL, BLACKMUN, POWELL, and STEVENS, JJ., joined. WHITE, J.,
filed a dissenting opinion, in which BURGER, C.J., and REHNQUIST
and O'CONNOR, JJ., joined,
post, p.
470 U. S.
800.
Page 470 U. S. 771
JUSTICE BRENNAN delivered the opinion of the Court.
The Office of Personnel Management (OPM) "determine[s] questions
of disability and dependency" in administering the Federal
Government's provision of annuities to retired employees and their
dependents. 5 U.S.C. § 8347(c). Subject to administrative review by
the Merit Systems Protection Board (MSPB), § 8347(d)(1), OPM's
"decisions . . . concerning these matters are final and conclusive
and are not subject to review," § 8347(c). This case presents two
questions of substantial importance to the administration of the
Government's retirement annuity program. The first is whether §
8347(c) bars judicial review altogether of an MSPB judgment
affirming the denial by OPM of a disability retirement claim, or
bars review only of
factual determinations, while
permitting review for alleged errors of law and procedure. If
judicial review is available to the latter, limited extent, a
second question arises: whether the United States Court of Appeals
for the Federal Circuit has jurisdiction directly to review MSPB
decisions in such cases, or whether an applicant whose appeal is
rejected by the MSPB must instead file a Tucker Act claim in the
United States Claims Court or a United States district court, from
which an appeal could then be taken to the Federal Circuit.
I
A
These questions implicate a host of overlapping statutory
schemes, which we review before turning to the case at hand.
The Civil Service Retirement Act (Retirement Act).
[
Footnote 1] Government
employees who are covered by the Retirement
Page 470 U. S. 772
Act are required to contribute a portion of their salaries to
the Civil Service Retirement and Disability Fund. 5 U.S.C. §§
8334(a), (b). The amount of retirement annuity is based on the
employee's average pay and years of federal service. § 8339. The
Retirement Act provides for several types of annuities; at issue
here are disability retirement annuities. Pursuant to § 8337, a
covered employee who has completed at least five years of federal
civilian service is eligible for an immediate annuity if found
"disabled," whether he is retired on his own application
("voluntary" retirement) or on the application of his employing
agency ("involuntary" retirement). § 8337(a). [
Footnote 2]
Although the Retirement Act at no time has contained a general
judicial review provision, this Court concluded almost 50 years ago
that a retired employee may secure judicial review of an agency
denial of his annuity claim by invoking the district courts' Tucker
Act jurisdiction to entertain monetary claims against the United
States.
Dismuke v. United States, 297 U.
S. 167 (1936). The Court reasoned:
"[I]n the absence of compelling language, resort to the courts
to assert a right which the statute creates will be deemed to be
curtailed only so far as authority to decide is given to the
administrative officer. . . . If he is authorized to determine
questions of fact, his decision must be accepted unless he exceeds
his authority by making a determination which is arbitrary or
capricious or unsupported by evidence . . . or by failing to follow
a procedure which satisfies elementary standards of fairness and
reasonableness essential to the due conduct of the
Page 470 U. S. 773
proceeding which Congress has authorized. . . ."
Id. at
297 U. S.
172.
The civil service laws later were amended to incorporate a
finality provision limiting judicial review of dependency and
disability determinations.
See ch. 84, § 12(d) (3), 62
Stat. 56. As originally enacted, the finality provision
provided:
"Questions of dependency and disability arising under this
section shall be determined by the Civil Service Commission and its
decisions
with respect to such matters shall be final and
conclusive and shall not be subject to review. The Commission may
order or direct at any time such medical or other examinations as
it shall deem necessary
to determine the facts relative to
the nature and degree of disability. . . ."
Ibid. (emphasis added). This provision has undergone
several revisions since 1948; [
Footnote 3] as now codified at 5 U.S.C. § 8347(c), the
relevant language provides that determinations "concerning these
matters are final and conclusive and are not subject to
review."
The Civil Service Reform Act of 1978 (CSRA). [
Footnote 4] This legislation
comprehensively overhauled the civil service system. Several of the
CSRA's provisions bear on this case. First, Congress abolished the
Civil Service Commission and created the OPM, which is now
responsible for administering the Retirement Act. CSRA §§ 201, 906,
92 Stat. 1118, 1224;
see 5 U.S.C. § 8347(a). Second,
Congress created the MSPB, and directed that one of the Board's
duties would be to
Page 470 U. S. 774
review OPM's decisions in Retirement Act cases "under procedures
prescribed by the Board." CSRA § 906, 92 Stat. 1225;
see 5
U.S.C. § 8347(d)(1). Third, Congress created a new framework for
evaluating adverse personnel actions against "employees" and
"applicants for employment:" it established exacting standards for
review of such actions by the MSPB, provided that "employees" and
"applicants for employment" could obtain judicial review of MSPB
decisions, and specified the standards for judicial review of such
actions. CSRA § 205, 92 Stat. 1138, 5 U.S.C. §§ 7701, 7703 (1976
ed., Supp. V). [
Footnote 5]
Finally, Congress provided generally that jurisdiction over "a
final order or final decision of the Board" would be in the Court
of Claims, pursuant to the Tucker Act, or in the regional courts of
appeals, pursuant to 28 U.S.C. § 2342.
See CSRA § 205, 92
Stat. 1143, 5 U.S.C. § 7703(b)(1) (1976 ed., Supp. V).
Public Law 96-500 ("the 1980 amendment"). Congress
revisited the finality language of 5 U.S.C. § 8347 in 1980, and
enacted legislation providing that one subclass of Retirement Act
applicants would enjoy the enhanced administrative and judicial
review provisions of the recently enacted CSRA:
"In the case of any individual found by [OPM] to be disabled in
whole or in part on the basis of the individual's mental condition,
and that finding was made pursuant to an application by an agency
for purposes of disability retirement under section 8337(a) of this
title, the [MSPB review] procedures under section 7701 of this
title shall
Page 470 U. S. 775
apply and the decision of the Board shall be subject to judicial
review under section 7703 of this title."
Pub. L. 96-500, 94 Stat. 2696, as codified in 5 U.S.C. §
8347(d)(2).
The Federal Courts Improvement Act of 1982 (FCIA)
[
Footnote 6] In the FCIA,
Congress combined the appellate portions of the Court of Claims'
Tucker Act jurisdiction with certain elements of the regional
courts of appeals' jurisdiction, and vested jurisdiction over these
matters in a new United States Court of Appeals for the Federal
Circuit. FCIA § 127, 96 Stat. 37, 28 U.S.C. § 1295. Whereas the
Court of Claims and the regional courts of appeals formerly shared
jurisdiction over appeals from the MSPB, the Federal Circuit now
has exclusive jurisdiction "of an appeal from a final order or
final decision" of the Board pursuant to,
inter alia, 5
U.S.C. § 7703(b)(1). 28 U.S.C. § 1295(a)(9);
see FCIA §
155, 96 Stat. 45.
B
Until his retirement, the petitioner Wayne Lindahl served as a
civilian security guard at the Mare Island Naval Shipyard in
Vallejo, Cal. Lindahl suffers from acute and chronic bronchitis,
allegedly aggravated in part by his exposure over the years to
chemical irritants at Mare Island. In September, 1979, the
Department of the Navy informed Lindahl that he would be
retired
"because your physical condition has disabled you to such an
extent that you are unable to perform the full range of duties
required of your position as a Police Officer."
App. 10. Lindahl agreed with the Navy's assessment, and chose
not to contest his separation.
Both before and after his retirement, Lindahl took steps to
apply for a disability retirement annuity. [
Footnote 7] OPM denied
Page 470 U. S. 776
Lindahl's claim several months after he had been retired on the
ground that the evidence
"fails to establish that you have a disability severe enough to
prevent useful, efficient, and safe performance of the essential
duties of the position from which you are seeking retirement."
Id. at 21. Pursuant to 5 U.S.C. § 8347(d), Lindahl
appealed this decision to the MSPB. The Board sustained OPM's
denial, finding that Lindahl had not demonstrated by a
preponderance of the evidence that he was disabled within the
meaning of the Retirement Act. App. 40. [
Footnote 8]
Lindahl then filed a complaint in the Court of Claims, invoking
that court's jurisdiction under 5 U.S.C. § 7703 and the Tucker Act,
28 U.S.C. § 1491. App. 42-44. He charged that the MSPB had violated
the CSRA and MSPB regulations by placing the burden of proving
disability on him, rather than requiring the agency to disprove
disability. � 14, App. 43. [
Footnote 9] He also alleged that the Navy had dismissed
him while he was attempting to obtain disability retirement
benefits, in violation of regulations requiring an agency that
initiates a disability retirement action to retain the employee
pending OPM's resolution of the employee's disability status.
Page 470 U. S. 777
� 16, App. 44. [
Footnote
10] After Congress enacted the FCIA in 1982, Lindahl's case was
transferred to the Federal Circuit. The OPM moved to dismiss,
arguing in the alternative (1) that judicial review of legal and
procedural questions, as well as of factual determinations, is
altogether barred in Retirement Act cases by 5 U.S.C. § 8347(c);
and (2) that the jurisdictional provisions of § 7703 are limited to
"employees," that retired employees are no longer "employees," and
that the Federal Circuit therefore lacks direct jurisdiction of
appeals from MSPB decisions in Retirement Act cases. The MSPB
intervened as an
amicus curiae in support of Lindahl's
reviewability and jurisdictional contentions.
The Federal Circuit sitting en banc dismissed Lindahl's appeal
as barred by § 8347(c). 718 F.2d 391 (1983). The court concluded
that the plain words of the subsection, along with the structure of
the civil service laws and the import of the 1980 amendment,
overcome the usual presumption favoring judicial review of
administrative action. The court acknowledged that courts for
almost 30 years had interpreted § 8347(c) to permit judicial review
of alleged legal and procedural errors, but concluded that "those
cases . . . would have to be viewed as wrongly decided and
overruled."
Id. at 396. The court also rejected Lindahl's
argument that the legislative history of the 1980 amendment
indicated Congress' intention to preserve limited judicial review
in Retirement
Page 470 U. S. 778
Act cases. Two judges filed qualified concurring opinions.
Id. at 400 (Nichols, J.), 405 (Nies, J.). Four others
dissented, arguing,
inter alia, that the legislative
history of the 1980 amendment demonstrates Congress' awareness of
the previous judicial construction of § 8347(c) and its intention
to preserve judicial review to the extent previously recognized.
Id. at 405 (Davis, J., joined by Friedman, Kashiwa, and
Smith, JJ.), 407 (Smith, J., joined by Friedman, Davis, and
Kashiwa, JJ.). [
Footnote
11]
We granted certiorari. 467 U.S. 1251 (1984). We reverse.
II
We have often noted that
"only upon a showing of 'clear and convincing evidence' of a
contrary legislative intent should the courts restrict access to
judicial review."
Abbott Laboratories v. Gardner, 387 U.
S. 136,
387 U. S. 141
(1967).
See also Dunlop v. Bachowski, 421 U.
S. 560,
421 U. S. 568
(1975). The Court previously has applied just such a presumption in
Retirement Act cases, albeit prior to the enactment of § 8347(c).
See Dismuke v. United States, 297 U.S. at
297 U. S. 172
(judicial review presumed available "in the absence of compelling
[statutory] language" to the contrary). Of course, the "clear and
convincing evidence" standard has never turned on a talismanic
Page 470 U. S. 779
test.
Block v. Community Nutrition Institute,
467 U. S. 340,
467 U. S.
345-346 (1984). Rather, the question whether a statute
precludes judicial review
"is determined not only from its express language, but also from
the structure of the statutory scheme, its objectives, its
legislative history, and the nature of the administrative action
involved."
Id. at
467 U. S.
345.
The Federal Circuit reasoned that § 8347(c), except as qualified
by § 8347(d)(2), plainly precludes any judicial review of OPM
decisions in voluntary disability retirement cases:
"[i]t is difficult to conceive of a more clear-cut statement of
congressional intent to preclude review than one in which the
concept of finality is thrice repeated in a single sentence."
718 F.2d at 393. We do not share the Federal Circuit's certainty
with respect to the plain import of the statutory language. To
begin with, while § 8347(c) plausibly can be read as imposing an
absolute bar to judicial review, it also quite naturally can be
read as precluding review only of OPM's
factual
determinations about "questions of disability and dependency."
Under this reading of § 8347(c)'s language, the factual "question"
whether an applicant is disabled is quite distinct from questions
of what laws and procedures the OPM must apply in administering the
Retirement Act. [
Footnote
12] In addition, the application of § 8347(c) as completely
preclusive is problematic when a disability applicant, as here,
challenges not only OPM's determinations but also the standards and
procedures used by the MSPB in reviewing those determinations.
Section 8347(c) speaks of the preclusive effect of OPM
determinations, but says nothing one way or the other about the
finality of MSPB judgments. Finally, our hesitation regarding the
"plain meaning" of § 8347(c) is compounded by the fact that, when
Congress intends to bar
Page 470 U. S. 780
judicial review altogether, it typically employs language far
more unambiguous and comprehensive than that set forth in § 8347.
[
Footnote 13] Congress'
failure to use similar language in § 8347(c) therefore reinforces
the possibility that the finality bar may extend only to OPM's
factual determinations "with respect to" disability and
dependency questions.
Until Congress' 1980 amendment of § 8347, this was precisely the
interpretation adopted by courts in reviewing disability retirement
decisions by the OPM and its predecessor, the Civil Service
Commission. Under the "
Scroggins" standard, so-called
after
Scroggins v. United states, 184 Ct.Cl. 530, 397 F.2d
295,
cert. denied, 393 U.S. 952 (1968), courts
acknowledged that § 8347(c) imposes
"a special and unusual restriction on judicial examination, and
under it courts are not as free to review Commission retirement
decisions as they would be if the 'finality' clause were not
there."
184 Ct.Cl. at 533-534, 397 F.2d at 297. Accordingly, courts
emphasized that they could not weigh the evidence or even apply the
traditional substantial evidence standard for reviewing disability
determinations.
Id. at 534, 397 F.2d at 297. Courts also
held, however, that § 8347(c)'s finality language did not prevent
them from reviewing Commission decisions to determine whether there
had been
""a substantial departure from important procedural rights, a
misconstruction
Page 470 U. S. 781
of the governing legislation, or some like error
going to
the heart of the administrative determination.'""
Ibid. [
Footnote
14]
The Federal Circuit nevertheless believed that Congress'
revision of § 8347 in 1980
"provide[s] compelling evidence of its intent to preclude
judicial review of MSPB decisions on voluntary disability
retirement claims."
718 F.2d at 394. Again employing a "plain words" analysis, the
court reasoned that the addition of § 8347(d)(2) -- providing for
MSPB review of involuntary mental disability retirement decisions
pursuant to the standards of § 7701 and for judicial review of such
decisions pursuant to the standards of § 7703 -- demonstrates that
Congress intended all other types of disability retirement
decisions to be unreviewable.
"To hold that judicial review of all § 8347(d)(1) decisions had
all along been available under § 7703 would be to render
superfluous Congress' action in § 8347(d)(2), making judicial
review available for particular claims under § 7703."
Id. at 399.
Again, we cannot agree that the meaning of the 1980 amendment is
"plain" on its face. The
Scroggins standard allows only
for review of legal and procedural errors. The 1980 amendment added
§ 8347(d)(2), which provides special safeguards in cases of
involuntary mental disability retirements. That subsection
incorporates § 7703, which provides,
Page 470 U. S. 782
inter alia, for a substantial evidence standard of
review of the factual bases of OPM's decisions. Given the much more
deferential
Scroggins standard of review, there would be
nothing "superfluous" about an amendment providing for the full
measure of judicial review pursuant to § 7703 in one subclass of
retirement cases. There is certainly nothing on the face of the
1980 amendment suggesting that Congress intended to discard
Scroggins review generally, while expanding upon it in a
particular category of cases. Absent more compelling indicia of
congressional intent -- whether from the overall statutory
structure or from the legislative history -- we thus believe in
these circumstances that "
[t]he mere fact that some acts are
made reviewable should not suffice to support an implication of
exclusion as to others.'" Abbott Laboratories v. Gardner,
387 U.S. at 387 U. S. 141
(citation omitted). Moreover, the fact that Congress amended § 8347
in 1980 without explicitly repealing the established
Scroggins doctrine itself gives rise to a presumption that
Congress intended to embody Scroggins in the amended
version of § 8347. [Footnote
15] We need not rely on the bare force of this presumption
here, however, because the legislative history of the 1980
amendment demonstrates that Congress was indeed well aware of the
Scroggins standard, amended § 8347 on its understanding
that Scroggins applied to judicial review of
Page 470 U. S. 783
disability retirement decisions generally, and intended that
Scroggins review continue except to the extent augmented
by the more exacting standards of § 8347(d)(2).
The 1980 amendment to § 8347 grew out of investigations and
oversight hearings conducted by the Subcommittee on Compensation
and Employee Benefits of the House Committee on Post Office and
Civil Service. In a 1978 Report, the Subcommittee found that
several Government agencies had used involuntary mental disability
retirements as a disciplinary tool against unpopular employees, and
that the finality language of § 8347(c) had worked a "devastating
effect" on the ability of courts to scrutinize the evidentiary
underpinnings of such dismissals. Forced Retirement/Psychiatric
Fitness for Duty Exams, 95th Cong., 2d Sess., 15 (Comm. Print 1978)
(Subcommittee Report). The Subcommittee emphasized its
understanding that § 8347(c) did not "eliminate the constitutional
right of appeal of the courts in the case of official
arbitrary
and capricious conduct.'" Ibid. Citing numerous Court of
Claims cases, including Scroggins, the Subcommittee stated
that, under the judicial construction of § 8347(c), a retired
employee could obtain judicial relief if he could "show one of the
three following conditions: there has been a substantial departure
from important procedural rights, a misconstruction of governing
legislation, and an error going to the heart of the administrative
determinations." Subcommittee Report, at 15. [Footnote 16] The Subcommittee criticized this
construction "as imposing an almost impossible heavy burden of
proof" on retired employees, ibid., and accordingly called
for the outright repeal of the preclusion language of § 8347(c),
id. at 20.
These recommendations were embodied in legislation introduced
the following year by Representative Spellman, the
Page 470 U. S. 784
Subcommittee's Chair. H.R. 2510, 96th Cong., 1st Sess. (1979).
In hearings on the proposed bill, representatives from OPM noted
that outright repeal of § 8347(c)'s finality provision would result
in full judicial review of all OPM disability and dependency
decisions, and objected that such broad review was unwarranted and
unnecessary: under § 8347(c) as it had long been
interpreted,
"if there are questions of proper procedure or constitutional
issues, these questions may be raised in the Federal court system.
Only the questions [
sic] of disability itself, which is a
question of medical fact, is actually barred from judicial review
by section 8347(c)."
"We believe that these protections are adequate. . . . The
courts already may review questions of procedure, as distinguished
from questions of fact concerning the disability itself, and
employees are, therefore, not entirely precluded from obtaining
judicial review."
Hearing on H.R. 2510 before the Subcommittee on Compensation and
Employee Benefits of the House Committee on Post Office and Civil
Service, 96th Cong., 1st Sess., 4 (1979) (Subcommittee Hearing)
(statement of Gary Nelson, Associate Director, Compensation Group,
OPM).
Thereafter, the full Committee adopted an amendment in the
nature of a substitute to H.R. 2510 that limited full judicial
review "to cases involving agency-filed applications for disability
retirement based on an employee's mental condition." H.R.Rep. No.
96-1080, p. 2 (1980). The Director of OPM, Alan K. Campbell, then
wrote the Chairman of the Committee to inform him that, in light of
the elimination of the "sweeping" judicial review originally
proposed, OPM was now prepared to support the measure:
"We believe that it is reasonable and proper to restrict
expanded judicial review to involuntary disability
retirements. An employee who voluntarily applies for disability
retirement seeks to establish title to a benefit
Page 470 U. S. 785
granted by law; the Office of Personnel Management is the
administrative agency charged under the law with the managerial
function of adjudicating disability retirement claims. It is
appropriate, therefore, that OPM decisions on voluntary
applications be conclusive,
reviewable only to determine
whether there has been a substantial procedural error,
misconstruction of governing legislation, or some like error going
to the heart of the administrative determination."
Letter from Alan K. Campbell to Rep. James M. Hanley (May 14,
1980), reprinted in H.R.Rep. No. 96-1080, at 8 (emphasis added).
[
Footnote 17] Director
Campbell made these identical representations to the Chairman of
the Senate Committee on Governmental Affairs,
see Letter
from Alan K. Campbell to Sen. Abraham A. Ribicoff (Sept. 25, 1980),
reprinted in S.Rep. No. 961004, pp. 4-5 (1980); his letter was
cited in the Senate Report as providing "further reinforce[ment]"
for and an "endorsement" of the Committee's position on the proper
scope of the amendment,
id. at 3.
Notwithstanding that this history strongly suggests that
Congress restricted the scope of its revision of § 8347 precisely
on the understanding that limited judicial review already was
available in disability retirement cases, the respondent seizes
upon isolated passages in the legislative history in support of its
argument that Congress
in fact was under the impression in
1980 that § 8347(c) barred review
Page 470 U. S. 786
altogether.
See also post at
470 U. S.
804-808 (WHITE, J., dissenting). There were, to be sure,
references throughout the legislative proceedings to the "present
bar to judicial review of disability determinations;" [
Footnote 18] the purpose of the
amendment frequently was characterized as being "to remove the ban
to judicial review of certain disability retirement
determinations." [
Footnote
19] These assertions, however, typically were supported by
detailed analyses of and quotations from the
Scroggins
line of cases. [
Footnote 20]
Because these cases hold that the "bar" extends only to review of
the
factual elements of disability determinations,
statements in which
Scroggins was cited cannot serve to
indicate that Congress believed there was an
absolute bar
to judicial review. Rather, the conclusion was that
"
expanded judicial review [of] involuntary disability
retirements" was necessary under the provisions of 5 U.S.C. § 7703.
[
Footnote 21] The
Scroggins standard, it was contended, was "so narrow" that
it prevented effective judicial review; "a more thorough review
would reveal the evidentiary weakness" of many involuntary mental
disability retirements. [
Footnote 22]
Page 470 U. S. 787
If Congress had intended by the 1980 amendment not only to
expand judicial review in mental disability cases beyond the
established
Scroggins standard but to abolish the standard
in all other cases as well, there would presumably be some
indication in the legislative history to this effect. There is
none. Nor, despite Congress' explicit consideration of the
Scroggins interpretation of § 8347, did Congress amend the
wording of the finality clause other than to provide for more
expansive review in mental disability cases.
"Given that the sole purpose of the amendment was to expand
judicial protection of employees through review of factual findings
in a certain subset of cases, it hardly follows that Congress
negatively implied its intent to strip employees of
Scroggins-type review in other cases."
Turner v. OPM, 228 U.S.App.D.C. 94, 98, 707 F.2d 1499,
1503 (1983).
The Federal Circuit nevertheless concluded that the references
to
Scroggins were made by only "some congressmen,"
Page 470 U. S. 788
and that the "comments of a few congressmen" are unreliable
indicia of congressional intent. 718 F.2d at 399-400. The
Scroggins standard was discussed, not just by "a few
congressmen," but by the sponsor of the legislation, the
Subcommittee from which it originated, and the House and Senate
Committees responsible for its consideration. Similarly, it is
contended that the testimony and correspondence of OPM Director
Campbell and other agency officials "could not express the intent
of Congress."
Id. at 399;
see also Brief for
Respondent 48-49. Yet while Congress' understanding of the
enactment is of course our touchstone, in discerning what it was
that Congress understood,
"we necessarily attach 'great weight' to agency representations
to Congress when the administrators 'participated in drafting and
directly made known their views to Congress in committee
hearings.'"
United States v. Vogel Fertilizer Co., 455 U. S.
16,
455 U. S. 31
(1982), quoting
Zuber v. Allen, 396 U.
S. 168,
396 U. S. 192
(1969). Here the Director and other representatives of OPM
described the
Scroggins standard in detail to both
responsible Committees, and relied on the existence of that
standard in successfully proposing narrower alternatives to the
proposed legislation. [
Footnote
23]
Page 470 U. S. 789
The Federal Circuit also reasoned, however, that most of the
Scroggins line of cases involved involuntary retirements
for alleged mental disabilities, and that none was addressed to
voluntary disability retirement claims. 718 F.2d at 395. The
Scroggins standard was never restricted solely to
involuntary mental disability retirements, [
Footnote 24] however, and the legislative
history quite clearly indicates that Congress' understanding was
that the
Scroggins standard applied to disability
retirement claims generally. [
Footnote 25]
Finally, it is suggested that, prior to 1980, the
Scroggins standard was little more than ill-considered
dicta in that (1) it "had resulted in virtually no reversals of the
decisions reached in the administrative process," 718 F.2d at 399;
(2) courts invoking
Scroggins had never "consider[ed] the
matter in any depth," Brief for Respondent 42; and (3) the
Scroggins
Page 470 U. S. 790
standard was wrong from the outset, and "[w]hat did not properly
exist cannot be expanded," 718 F.2d at 399.
See also post
at
470 U. S. 802,
n. 2 (WHITE, J., dissenting) ("The so-called
Scroggins
doctrine apparently is the product of frequent repetition of the
Scroggins court's dictum"). Each of these assertions is
either erroneous or misses the mark. That courts applying
Scroggins had almost never reversed agency decisions is a
testament to
Scroggins' narrow compass, not to its
insubstantiality. [
Footnote
26] A fair reading of the cases demonstrates that the courts
carefully articulated the standard to begin with, and reaffirmed
its vitality only after measured reconsideration. [
Footnote 27] And whether or not
Scroggins was correctly decided is largely inapposite to
the question at hand.
"For the relevant inquiry is not whether Congress correctly
perceived the then state of the law, but rather what its perception
of the state of the law was."
Brown v. GSA, 425 U. S. 820,
425 U. S. 828
(1976). [
Footnote 28]
Page 470 U. S. 791
The Federal Circuit therefore erred in concluding that § 8347,
as amended, altogether bars judicial review of MSPB decisions in
retirement disability cases. Accordingly, while the factual
underpinnings of § 8347 disability determinations may not be
judicially reviewed, such review is available to determine
whether
"there has been a substantial departure from important
procedural rights, a misconstruction of the governing legislation,
or some like error 'going to the heart of the administrative
determination.'"
Scroggins v. United States, 184 Ct.Cl. at 534, 397 F.2d
at 297.
III
The respondent contends that, even if
Scroggins review
is available, the Court of Appeals for the Federal Circuit has no
jurisdiction directly to review MSPB disability retirement
decisions except as provided in § 8347(d)(2). Instead, the
respondent argues, retirees such as Lindahl whose administrative
appeals are rejected by the MSPB must file a Tucker Act suit in a
district court pursuant to 28 U.S.C. § 1346(a)(2) or in the Claims
Court pursuant to 28 U.S.C. § 1491(a), after which the judgment can
be appealed to the Federal Circuit pursuant to 28 U.S.C. §
1295(a)(2) or (a)(3), respectively. In other words, the respondent
contends that most retirees may not obtain direct Federal Circuit
review of MSPB decisions, but must instead surmount a two-step
judicial review process -- with a trial court initially conducting
the nonevidentiary
Scroggins review, followed by the
Federal Circuit conducting the identical review all over again.
Page 470 U. S. 792
In addition to making no apparent sense as a matter of sound
judicial administration, this argument does not accord with the
jurisdictional framework established by the CSRA and the FCIA.
Title 28 U.S.C. § 1295(a) provides:
"The United States Court of Appeals for the Federal Circuit
shall have exclusive jurisdiction . . . (9) of an appeal from a
final order or final decision of the Merit Systems Protection
Board, pursuant to sections 7703(b)(1) and 7703(d) of title 5."
Title 5 U.S.C. § 7703(b)(1), in turn, provides that, except for
discrimination cases covered by subsection (b)(2),
"a petition to review
a final order or final decision of the
Board shall be filed in the United States Court of Appeals for
the Federal Circuit. [
Footnote
29]"
(Emphasis added.). Sections 1295(a)(9) and 7703(b)(1) together
appear to provide for exclusive jurisdiction over MSPB decisions in
the Federal Circuit, and do not admit any exceptions for disability
retirement claims.
The respondent argues, however, that § 7703(b)(1) can only
properly be understood by reference to § 7703(a)(1), which provides
that "[a]ny employee or applicant for employment" may obtain
judicial review of MSPB decisions and orders. Contending that
former employees are not "employees" within the meaning of §
7703(a)(1), the respondent advances two grounds in support of its
argument that the jurisdictional grant of § 7703(b)(1) is limited
to appeals authorized by § 7703(a)(1). First, it seems to assert
that § 7703(a)(1) is itself the operative jurisdictional grant,
because it repeatedly contends that § 7703(b)(1) "appears to be
nothing more than a venue provision." Brief for Respondent 22;
see also id. at 29. This argument wholly misperceives the
statutory
Page 470 U. S. 793
framework. Section 7703(a)(1) creates a right of review for
"employee[s]" and "applicant[s] for employment," but is not
addressed to subject matter jurisdiction at all. Section 7703(b)(1)
confers the operative grant of jurisdiction -- the "power to
adjudicate" -- and is not in any sense a "venue" provision.
[
Footnote 30] The fact that
§ 7703(a)(1) provides one action for review under the jurisdiction
of § 7703(b)(1) does not preclude the possibility of other actions
for review that similarly would fall within the jurisdictional
perimeters of § 7703(b)(1).
Second, the respondent contends that the CSRA, which initially
enacted § 7703(b)(1), was addressed primarily to adverse actions
against employees and applicants for employment, and that Congress
did not intend, in either the CSRA or the FCIA, to extend the
direct review mechanism beyond MSPB decisions involving such
matters. There is no question that Congress' primary focus in the
CSRA was on adverse actions, and there are numerous references
throughout the legislative history to § 7703 as a mechanism for
review of adverse actions. [
Footnote 31] These legislative references, combined with
the proximity of § 7703(a)(1) and § 7703(b)(1), might be read as
limiting the latter to the terms of the former. But as numerous
lower courts have noted,
"[i]n the process of drafting a comprehensive scheme of reform,
Congress failed to address specifically how the mechanics of the
[CSRA] would function in certain situations,"
and the judicial task therefore is to "
look to the
provisions of the whole law,
Page 470 U. S.
794
and to its object and policy.'" Meyer v. Department of
HHS, 229 Ct.Cl. 151, 153-154, 666 F.2d 540, 542 (1981),
quoting Richards v. United States, 369 U. S.
1, 369 U. S. 11
(1962). When construing these arguably ambiguous provisions, our
duty is "to remain faithful to the central congressional purposes
underlying the enactment of the CSRA." Devine v. White,
225 U.S.App.D.C. 179, 183, 697 F.2d 421, 425 (1983). A review of
the policies and purposes of the CSRA and FCIA demonstrates that
the terms of § 7703(b)(1) and 28 U.S.C. § 1295(a)(9) should not be
limited by an implied jurisdictional restriction for disability
retirement cases.
As originally enacted by Congress in the CSRA, § 7703(b) (1)
provided that jurisdiction over appeals from MSPB final decisions
would rest either in the Court of Claims, pursuant to the Tucker
Act, or in the regional courts of appeals, pursuant to 28 U.S.C. §
2342(6) (1976 ed., Supp. V).
See 5 U.S.C. § 7703(b)(1)
(1976 ed., Supp. V). The House version of the bill had provided for
jurisdiction in either the Court of Claims or the district courts,
but the Conference Committee substituted review in the courts of
appeals because it believed "the traditional appellate mechanism
for reviewing final decisions and orders of Federal administrative
agencies" would best promote efficient review of MSPB actions.
H.R.Conf.Rep. No. 95-1717, p. 143 (1978).
See also S.Rep.
No. 95-969, p. 62 (1978). And although most of the detailed
discussion of judicial review was addressed to adverse actions, it
was emphasized that § 7703(b)(1)'s "traditional appellate
mechanism" would apply to "adverse actions, such as removals,
and other appealable actions taken by an agency."
Id. at 51 (emphasis added). Section 7703 was described as
governing "judicial review of all final orders or decisions of the
Board."
Id. at 62. [
Footnote 32] Moreover, the Senate
Page 470 U. S. 795
Report explicitly identified certain nonadverse action appeals
that would not be encompassed by § 7703(b)(1); it emphasized, for
example, that
"Board decisions and orders (other than those involving
discrimination complaints and
determinations concerning life
an.d health insurance) [shall] be reviewable"
under the jurisdiction conferred by that subsection.
Id. at 63 (emphasis added). Life and health insurance
cases are not adverse action matters, and they continue to be
reviewed under separate jurisdictional grants set forth at 5 U.S.C.
§ 8715 and § 8912. We believe the inference is strong, given that
disability retirement decisions were not included in this
enumeration of exceptions, that Congress did not intend for such
decisions to fall outside the all-encompassing provisions of §
7703(b)(1).
In the FCIA, Congress amended § 7703(b)(1) to combine portions
of the jurisdiction of the Court of Claims and the regional courts
of appeals into one centralized court, the Court of Appeals for the
Federal Circuit. The Court of Claims previously had exercised its
jurisdiction under 28 U.S.C. § 1491 both as an appellate tribunal
and as a trial court. [
Footnote
33] As explained by the Senate Report, the purpose of the FCIA
was to consolidate the "government claims case[s] and all other
appellate matters that are now considered by
Page 470 U. S. 796
the . . . Court of Claims" pursuant to its § 1491 Tucker Act
jurisdiction, with civil service appeals considered by the regional
courts of appeals. S.Rep. No. 97-275, p. 6 (1981) (emphasis added).
The result, both Houses emphasized, would be that the new Federal
Circuit would have "jurisdiction of
any appeal from a
final order or final decision of the Merit Systems Protection
Board."
Id. at 21 (emphasis added).
See also
H.R.Rep. No. 97-312, p. 18 (1981) (Federal Circuit to have
jurisdiction "over all appeals from the Merit Systems Protection
Board").
The FCIA also created a new Claims Court that would continue to
exercise general Tucker Act jurisdiction; that court would
"inheri[t]" the Court of Claims' "trial jurisdiction" under § 1491.
S.Rep. No. 97-275, at 7; H.R.Rep. No. 97312, at 24. With the
exception of changing the name of the relevant court, however,
Congress did not amend the language of § 1491, under which the
Court of Claims previously had exercised both trial and appellate
functions. The result is that the appellate jurisdiction of the new
Federal Circuit appears to overlap with the residuary trial
jurisdiction of the Claims Court. For example, although neither
party has addressed the import of this language, there remains in §
1491(a)(2) an explicit reference to the Claims Court's authority
to
"issue orders directing restoration to office or position,
placement in appropriate duty or retirement status, and correction
of applicable records."
Similarly, the legislative history of the FCIA contains
references to military and civilian pay disputes being channeled to
the Federal Circuit,
see H.R.Rep. No. 97-312, at 19;
S.Rep. No. 97-275, at 6, as well as to such disputes remaining as
part of the Claims Court's jurisdiction, H.R.Rep. No. 97-312, at
24.
In light of this ambiguity and the apparent jurisdictional
overlap, we must resort to a functional analysis of the role of
these different courts and to a consideration of Congress' broader
purposes.
See supra at
470 U. S.
793-794. It seems clear to us that Congress, in the
FCIA, intended to channel those
Page 470 U. S. 797
Tucker Act cases in which the Court of Claims performed an
appellate function -- such as traditional review of agency action
based on the agency record -- into the Federal Circuit, and to
leave cases requiring
de novo factfinding in the Claims
Court and district courts. [
Footnote 34] Congress in the CSRA had explicitly provided
for the "traditional appellate mechanism" for review of MSPB
decisions, H.R.Conf.Rep. No. 95-1717, at 143, and we have
interpreted similar jurisdictional grants precisely so as to carry
out Congress' intent to promote the "sound polic[ies]" of placing
agency review in the courts of appeals.
Florida Power &
Light Co. v. Lorion, ante at
470 U. S. 745;
see also Harrison v. PPG Industries, Inc., 446 U.
S. 578,
446 U. S. 593
(1980). Review of an MSPB order involving a disability retirement
claim not only is explicitly encompassed in the Federal Circuit's
jurisdiction, but also makes logical sense, given that the court
considers only legal and procedural questions and does not review
the factual bases of the administrative decision.
A contrary conclusion would result in exactly the sort of
"duplicative, wasteful and inefficient" judicial review that
Congress in the CSRA and the FCIA intended to eradicate. [
Footnote 35] The CSRA and the FCIA
quite clearly demonstrate
Page 470 U. S. 798
that Congress intended to abolish the needless practice of
reviewing civil service actions on the same criteria at two
judicial levels. The Senate Report on the FCIA, for example,
emphasized that direct appeal to the Federal Circuit would
"improv[e] the administration of the [judicial] system by reducing
the number of decisionmaking entities." S.Rep. No. 97-275, at 3.
Similarly, the Senate Report on the CSRA emphasized that
trial-level review of agency action was "appropriate" only where
"additional factfinding" was necessary, and that, in all other
cases, direct appellate review would "merely eliminat[e] an
unnecessary layer of judicial review." S.Rep. No. 95-969, at 52,
63.
The respondent has skillfully parsed the legislative history and
culled every possible nuance and ambiguity, but it has failed to
advance a single argument why Congress would have intended to
depart from the plain jurisdictional language in cases of
disability retirement appeals and to require, instead, that such
appeals be reviewed for legal and procedural error first by the
Claims Court or a district court, and then all over again by the
Federal Circuit. That Congress could not have intended such a
wasteful exercise is reinforced by § 8347(d)(2), which explicitly
provides that one subclass of disability retirement cases -- those
involving involuntary dismissals based on an individual's alleged
mental disability -- are appealable directly from the MSPB to the
Federal Circuit. [
Footnote
36] We can discern no reason why Congress would have
Page 470 U. S. 799
intended that mental disability cases, which permit for
evidentiary review, be channeled to an appellate forum, while
intending that other retirement cases, which permit only for
Scroggins review, be channeled to a trial forum for
nonevidentiary review and then to the Federal Circuit for
performance of the identical review. Moreover, as Judge Nichols
suggested in his concurrence below, 718 F.2d at 400, there
frequently will be disputes -- as in this case -- as to whether an
employee's retirement was involuntary or voluntary, and accordingly
as to whether the appeal might properly be characterized as an
adverse action, rather than as a simple disability retirement
matter.
See n 38,
infra. In the absence of any indication in the legislative
history or persuasive functional argument to the contrary, we
cannot assume that Congress intended to create such a bizarre
jurisdictional patchwork. [
Footnote 37] Accordingly, we conclude that MSPB decisions
concerning retirement disability claims are reviewable in the first
instance by the Federal Circuit pursuant to the jurisdictional
grants in 5 U.S.C. § 7703(b)(1) and 28 U.S.C. § 1295(a)(9).
[
Footnote 38]
Page 470 U. S. 800
The judgment of the Court of Appeals is reversed, and the case
is remanded for further proceedings consistent with this
opinion.
It is so ordered.
[
Footnote 1]
Ch. 95, 41 Stat. 614, as amended, 5 U.S.C. § 8301
et
seq.
[
Footnote 2]
An employee is "disabled" within the meaning of the Retirement
Act if he is
"unable, because of disease or injury, to render useful and
efficient service in [his] position and is not qualified for
reassignment . . . to a vacant position which is in the agency at
the same grade or level and in which [he] would be able to render
useful and efficient service."
5 U.S.C. § 8337(a).
[
Footnote 3]
The finality language originally applied only to survivorship
benefits, but was extended to disability retirement claims by the
Civil Service Retirement Act Amendments of 1956, § 401, 70 Stat.
743; the only relevant legislative history states that "[t]he bill
makes no change in the existing general administrative provisions."
S.Rep. No. 2642, 84th Cong., 2d Sess., 13 (1956). Subsequent
amendments prior to 1980,
see infra at
470 U. S.
774-775, were solely of a technical nature.
[
Footnote 4]
Pub.L. 95-454, 92 Stat. 1111
et seq.
[
Footnote 5]
In the MSPB review proceeding, the appellant is entitled to an
evidentiary hearing, to a transcript, and to the presence of an
attorney or other representative. Attorney's fees may be awarded in
certain circumstances. The agency generally bears the burden of
proving by a preponderance of the evidence that its decision was
correct. 5 U.S.C. §§ 7701(a), (c), (g). A Court may set aside the
MSPB's decision if it was arbitrary, capricious, an abuse of
discretion, or otherwise not in accordance with law; obtained
without following applicable procedures; or "unsupported by
substantial evidence" in the record. § 7703(c).
[
Footnote 6]
Pub.L. 97-164, 96 Stat. 25
et seq.
[
Footnote 7]
The day after the Navy informed Lindahl of his impending
retirement, he submitted a physician's statement to the Navy on a
form that is used to accompany an application for retirement
benefits, 1 MSPB Record at 83-84, but he did not file a formal
application with the OPM until four days after his removal became
final, App. 17-19.
[
Footnote 8]
The Board also stated that
"a conclusion by the agency that an employee is not fit to
continue satisfactory duty performance is not dispositive of the
issue of whether he is totally disabled under 5 U.S.C. 8331(6) so
as to be eligible for a disability annuity under 5 U.S.C. 8337 from
OPM."
Id. at 34.
[
Footnote 9]
Lindahl argued that, since the Navy instituted the retirement
action against him, the adverse action procedures set forth in 5
U.S.C. § 7701 required that the OPM demonstrate by a preponderance
of the evidence that he was disabled. § 7701(c)(1)(B). Lindahl
similarly contended that MSPB's regulations were properly
interpreted to place the burden of proof on the OPM.
See 5
CFR §§ 1201.3(a)(6), 1201.56(a) (1984).
Cf. Chavez v. OPM,
6 M.S.P.B. 343, 348-349 (1981) (appeals in retirement cases are
subject to § 7701 procedures).
[
Footnote 10]
Lindahl claimed that, since the Navy had initiated his
separation on grounds of his disability,
see App. 10-15,
it was required under applicable personnel regulations to retain
him in an active duty status pending decision by the OPM on the
Navy's proposed disability separation.
See FPM Supplement
831-1, Subch. S10-10(a)(6) (1978), reprinted in App. to Brief for
Petitioner 22a. We express no views on the merits of Lindahl's
allegations or his construction of the pertinent statutes and
regulations.
Lindahl's complaint also alleged that the disability denial was
not supported by substantial evidence. � 15, App. 43. Lindahl has
not pursued this allegation on appeal, and in any event it is
barred by 5 U.S.C. § 8347(c).
[
Footnote 11]
Prior to the FCIA's vesting of review over MSPB decisions in the
Federal Circuit, the regional Courts of Appeals had divided over
the effect of the 1980 amendment on the proper construction of §
8347(c). Some had held that the amended § 8347 continues only to
bar factual scrutiny of disability determinations while permitting
review for legal and procedural errors.
See, e.g., Pitzak v.
OPM, 710 F.2d 1476, 1478-1479 (CA10 1983);
Turner v.
OPM, 228 U.S. App.D.C. 94, 97-99, 707 F.2d 1499, 1502-1504
(1983);
McCard v. MSPB, 702 F.2d 978, 980-983 (CA11 1983);
Parodi v. MSPB, 702 F.2d 743, 745-748 (CA9 1982). Others
had held that it altogether bars review.
See, e.g., Chase v.
Director, OPM, 695 F.2d 790, 791 (CA4 1982);
Campbell v.
OPM, 694 F.2d 305, 307-308 (CA3 1982);
Morgan v. OPM,
675 F.2d 196, 198-201 (CA8 1982).
But see Lancellotti v.
OPM, 704 F.2d 91, 96-98 (CA3 1983) (reading § 8347(c) to
permit review for alleged legal error, and grounding jurisdiction
on 28 U.S.C. § 2342(6) (1976 ed., Supp. V)).
[
Footnote 12]
This reading is reinforced by the third sentence of § 8347(c),
which provides that the OPM may take appropriate steps "to
determine the facts concerning disability or dependency of an
individual." The juxtaposition of the finality language with the
language concerning OPM's determinations of "the facts" of
disability arguably suggests that the finality language does not
extend to procedural or legal questions.
[
Footnote 13]
See, e.g., 5 U.S.C. § 8128(b) (compensation for work
injuries) ("The action of the Secretary [of Labor] or his designee
in allowing or denying a payment under this subchapter is -- (1)
final and conclusive for all purposes and with respect to all
questions of law and fact; and (2) not subject to review by another
official of the United States or by a court by mandamus or
otherwise").
See also 38 U.S.C. § 211(a) (veterans'
benefits) ("[T]he decisions of the Administrator on any question of
law or fact under any law administered by the Veterans'
Administration providing benefits for veterans and their dependents
or survivors shall be final and conclusive and no other official or
any court of the United States shall have power or jurisdiction to
review any such decision by an action in the nature of mandamus or
otherwise").
[
Footnote 14]
See also Fitzgerald v. United States, 224 Ct.Cl. 215,
220, 623 F.2d 696, 699 (1980);
Polos v. United States, 223
Ct.Cl. 547, 559-560, n. 9, 621 F.2d 385, 391, n. 9 (1980);
Fancher v. United States, 218 Ct.Cl. 504, 509-510, 588
F.2d 803, 806 (1978);
Allen v. United States, 215 Ct.Cl.
524 529-530, 571 F.2d 14, 17-18 (1978),
overruled on other
grounds, Polos v. United States, supra; McFarland v. United
States, 207 Ct.Cl. 38, 46-47, 517 F.2d 938, 942-943 (1975),
cert. denied, 423 U.S. 1049 (1976);
Lech v. United
States, 187 Ct.Cl. 471, 476, 409 F.2d 252, 255 (1969);
McGlasson v. United States, 184 Ct.Cl. 542, 548-549, 397
F.2d 303, 307 (1968);
Gaines v. United States, 158 Ct.Cl.
497, 502,
cert. denied, 371 U.S. 936 (1962);
Smith v.
Dulles, 99 U.S.App.D.C. 6, 9, 236 F.2d 739, 742,
cert.
denied, 352 U.S. 955 (1956);
Matriccialla v.
Hampton, 416 F.
Supp. 288, 289 (Md.1976);
Cantrell v. United States,
240 F. Supp. 851, 853 (WDSC 1965),
aff'd, 356 F.2d 915
(CA4 1966).
[
Footnote 15]
"Congress is presumed to be aware of an administrative or
judicial interpretation of a statute, and to adopt that
interpretation when it reenacts a statute without change,
see
Albemarle Paper Co. v. Moody, 422 U. S.
405,
422 U. S. 414 n. 8 (1975);
NLRB v. Gullett Gin Co., 340 U. S. 361,
340 U. S.
366 (1951);
National Lead Co. v. United States,
252 U. S.
140,
252 U. S. 147 (1920); 2A C.
Sands, Sutherland on Statutory Construction § 49.09 and cases cited
(4th ed.1973). So too, where, as here, Congress adopts a new law
incorporating sections of a prior law, Congress normally can be
presumed to have had knowledge of the interpretation given to the
incorporated law, at least insofar as it affects the new
statute."
Lorillard v. Pons, 434 U. S. 575,
434 U. S.
580-581 (1978).
See also Bob Jones University v.
United States, 461 U. S. 574,
461 U. S.
601-602 (1983);
Merrill Lynch, Pierce, Fenner &
Smith, Inc. v. Curran, 456 U. S. 353,
456 U. S.
381-382 (1982).
[
Footnote 16]
The Subcommittee analyzed three Court of Claims cases:
Gaines v. United States, supra; McGlasson v. United States,
supra; and
Scroggins v. United States, 184 Ct.Cl.
530, 397 F.2d 295,
cert. denied, 393 U.S. 952 (1968).
See Subcommittee Report at 15.
See also id. at
19-20.
[
Footnote 17]
OPM continued to oppose provisions in H.R. 2510 that would have
provided for
de novo district court review of MSPB
decisions in cases involving involuntary mental disability
retirements.
See Letter from Alan K. Campbell to Rep.
James M. Hanley (May 14, 1980), reprinted in H.R.Rep. No. 96-1080,
p. 8 (1980). The Senate Committee on Governmental Affairs
successfully proposed that the bill be amended to provide for
review in the Court of Claims or the regional courts of appeals
pursuant to the standards of 5 U.S.C. § 7703.
See S.Rep.
No. 96-1004, pp. 2-3 (1980).
See generally infra at
470 U. S.
798-799, and n. 36.
[
Footnote 18]
See, e.g., H.R.Rep. No. 96-1080, at 3.
[
Footnote 19]
See, e.g., S.Rep. No. 96-1004, at 1.
See also
Subcommittee Report, at 1; Subcommittee Hearing, at 4, 11; H.R.Rep.
No. 96-1080, at 2-4; S.Rep. No. 96-1004, at 3-4; 126 Cong.Rec.
14815-14817 (1980) (remarks of Reps. Spellman, Rudd, and
Corcoran).
[
Footnote 20]
See, e.g., Subcommittee Report, at 14-16, 19-20;
Subcommittee Hearing, at 11-12, 20-21, 28; H.R.Rep. No. 96-1080, at
4.
See also Subcommittee Report, at 15; Subcommittee
Hearing, at 4; H.R.Rep. No. 961080, at 8; S.Rep. No. 96-1004, at
4-5; 126 Cong.Rec. 14817-14818 (1980) (Letter from OPM Director
Campbell to Rep. James M. Hanley (May 14, 1980), inserted by Rep.
Derwinski) (all discussing availability of review for legal and
procedural errors).
[
Footnote 21]
H.R.Rep. No. 96-1080, at 3.
[
Footnote 22]
Subcommittee Report, at 20; Subcommittee Hearing, at 28
(prepared statement of National Federation of Federal
Employees).
Largely tracking the respondent's arguments, the dissent
consists almost entirely of a patchwork of isolated words and
phrases wrenched out of context. At times, the dissent's demands
appear circular: it dismisses outright all references to
Scroggins in the legislative history on the ground that
Congress might not have understood
Scroggins "as a
decision holding review available;" in virtually the same breath,
it rejects all references to the availability of limited judicial
review on the ground that those references "nowhere mentio[n]
Scroggins."
Post at
470 U. S. 805,
n. 4,
470 U. S.
808.
The dissent also points to statements during floor debates to
the effect that federal employees lacked "access to the courts,"
and that OPM wished to limit the amendment to "[p]rocedural
review," reasoning that, if "[p]rocedural review" already was
available, the amendment "would have made little or no sense."
Post at
470 U. S. 806,
n. 5,
470 U. S. 806.
As discussed in text, the legislative history as a whole
demonstrates that the desired "access" concerned access for
evidentiary review.
See supra at
470 U. S.
783-786. Similarly, it was made quite clear during the
floor debates that OPM's proposed "[p]rocedural review" would
consist of appellate scrutiny on a substantial evidence basis --
which was not available under
Scroggins and thus not
superfluous.
See, e.g., 126 Cong.Rec. 14816-14817 (1980)
(remarks of Rep. Corcoran). The House rejected OPM's alternative
and instead called for full
de novo review of disability
findings; the Senate successfully proposed to eliminate
de
novo review in favor of the substantial evidence standard.
See n 36,
infra.
[
Footnote 23]
The dissent would sweep aside this entire legislative history on
the basis of some random statements taken out of context.
Notwithstanding that the Subcommittee Report spelled out the
current availability of
Scroggins review, for example, the
dissent seizes upon one statement by the Subcommittee's Associate
Counsel expressing skepticism of OPM's position, and it concludes
that the Subcommittee thereby "changed its position on the effect
of § 8347(c)" after issuing the Report.
Post at
470 U. S. 809;
see also post at
470 U. S. 807.
The dissent omits to mention that, during the same testimony, the
Associate Counsel also (1) observed that, under the subsection,
"
courts are not as free to review Commission retirement
decisions as they would be if the finality clause were not
there,'" (2) criticized the subsection as "so confining
that, even in a case like [Scroggins], the employee could
not be sustained," and (3) complained that, under the
Scroggins doctrine "people went to court in . . .
an almost impossible legal situation." Subcommittee
Hearing, at 11-12, 18 (emphasis added), quoting McFarland v.
United States, 207 Ct.Cl., at 46, 517 F.2d at 942. It is
difficult, to say the least, to square such testimony with the
dissent's view that it demonstrates Congress' belief that § 8347(c)
stood as an "absolute preclusion of judicial review" -- let alone
that the Subcommittee "changed its position on the effect of §
8347(c)." Post at
470 U. S. 804, 470 U. S. 809
(emphasis added).
Similarly, the dissent dismisses the relevance of OPM's repeated
assurances that limited review already was available and Congress'
narrowing of the amendment in response to these representations.
The dissent thinks it unclear whether OPM's references were to
"
judicial review at all," reasoning that, "for all that
appears," the agency's assurances "may have been referring to the
review of OPM decisions available in the MSPB."
Post at
470 U. S.
808-809. This reasoning is curious, given that OPM's
representations (1) separately discussed the availability of full
de novo review from the MSPB, and (2) were
explicitly addressed to the questions of whether and to
what extent "
judicial review" should be "expanded" beyond
current practice.
See, e.g., Letter from Alan K. Campbell
to Rep. James M. Hanley (May 14, 1980), reprinted in H.R.Rep. No.
96-1080, at 8 (emphasis added).
[
Footnote 24]
Courts had exercised
Scroggins review in several
physical disability cases.
See, e.g., Polos v. United
States, 223 Ct.Cl. at 558-563, 621 F.2d at 390-393;
Allen
v. United States, 215 Ct.Cl. at 529-533, 571 F.2d at 17-19;
Lech v. United States, 187 Ct.Cl. at 476, 409 F.2d at 255.
Moreover, courts had never cast the
Scroggins standard in
terms of the circumstances of the retirement claim, but rather in
terms of judicial authority under the Retirement Act to exercise
limited review over disability retirement claims generally.
See n 14,
supra.
[
Footnote 25]
See, e.g., Subcommittee Report, at 15; Subcommittee
Hearing, at 4; H.R.Rep. No. 96-1080, at 8; S.Rep. No. 96-1004, at
4-5; 126 Cong.Rec. 14817-14818 (1980).
[
Footnote 26]
Courts did not advance the standard as dicta, but instead
invoked it as authority for exercising jurisdiction to review
agency decisions in disability retirement cases. After conducting
such review, courts almost always concluded that the alleged error
of law or procedure did not warrant reversal.
See cases
cited in
n 14,
supra. But see Polos v. United States, supra, at
564-565, 621 F.2d at 391-392 (remanding case to OPM after finding
errors of law);
Allen v. United States, supra, at 533, 571
F.2d at 19 (reversing Civil Service Commission denial of
annuity).
[
Footnote 27]
See cases cited in
n 14,
supra. Prior to the 1980 amendment, the
Government had argued before the Court of Claims that
Scroggins was erroneously decided, but after further
consideration, the court rejected the Government's contention and
reaffirmed the
Scroggins interpretation of § 8347(c).
Fancher v. United States, 218 Ct.Cl. at 510, n. 3, 588
F.2d at 806, n. 3.
[
Footnote 28]
The reliance by the respondent and the dissent on
United
States v. Erika, Inc., 456 U. S. 201
(1982), is inapposite.
See post at
470 U. S. 801,
n. 1.
Erika held that the Medicare statute bars judicial
review of certain administrative decisions concerning reimbursement
to health care providers. Although there was no explicit statutory
bar to judicial review of such decisions, we concluded that, "[i]n
the context of the statute's precisely drawn provisions," the
omission of a review provision "provides persuasive evidence that
Congress deliberately intended to foreclose further review of such
claims." 456 U.S. at
456 U. S. 208.
The instant case, on the other hand, involves an ambiguous
preclusion provision and the interplay of several statutes that are
hardly "precise."
See infra at
470 U. S.
793-794. More significantly, we found in
Erika
that the legislative history "confirm[ed]" Congress' intent
absolutely to preclude review and "explain[ed] its logic." 456 U.S.
at
456 U. S. 208.
In this case, on the other hand, the legislative history compels
exactly the opposite conclusion.
[
Footnote 29]
Title 5 U.S.C. § 7703(b)(2) provides that cases of
discrimination shall be filed in either a district court or the
Claims Court, depending on which antidiscrimination statute is at
issue; the plaintiff is guaranteed the right to a
de novo
trial in such cases, § 7703(c). Section 7703(d), the other
jurisdictional provision referred to in 28 U.S.C. § 1295(a)(9),
provides that a petition by the Director of the OPM to review an
adverse MSPB decision may be filed in the Federal Circuit, and sets
forth the circumstances in which the Director may seek such
review.
[
Footnote 30]
Venue provisions come into play only after jurisdiction has been
established, and concern "the place where judicial authority may be
exercised," rather than relating to the power of a court, venue
"relates to the convenience of litigants, and, as such, is subject
to their disposition."
Neirbo Co. v. Bethlehem Shipbuilding
Corp., 308 U. S. 165,
308 U. S. 168
(1939).
Compare, e.g., 28 U.S.C. § 1331 (grant of general
federal question jurisdiction to district courts)
with §
1391 (venue for exercise of such jurisdiction).
See
generally 15 C. Wright, A. Miller, & E. Cooper, Federal
Practice and Procedure § 3801 (1976).
[
Footnote 31]
See, e.g., S.Rep. No. 95-969, pp. 62-63 (1978);
H.R.Rep. No. 951403, pp. 22-23 (1978).
[
Footnote 32]
See also S.Rep. No. 95-969, at 29 ("Action by the Merit
Systems Protection Board, following any hearing or adjudication
on any matter falling within its jurisdiction, constitutes
final agency action for the purposes of judicial review") (emphasis
added).
[
Footnote 33]
From 1925 until the Court of Claims was abolished by the FCIA,
the court's trial function was performed by a "Trial Division"
consisting of commissioners appointed by the Court of Claims
Article III judges; in any matter requiring
de novo
factfinding, a commissioner presided over the trial and made
findings of fact and recommendations of law, which were then
reviewed by the "Appellate Division," consisting of the judges
themselves. In those matters not requiring factfinding, a case
typically was routed directly to a panel of the court, which
conducted review comparable to that of an appellate court. For
further discussion of this bifurcation,
see Cowen,
Nichols, & Bennett, The United States Court of Claims: A
History, Part II, pp. 90-95, 131-133 (1978, published in 216
Ct.Cl.); Bar Association of the District of Columbia, Manual for
Practice in the United States Court of Claims 5-8, 71-73 (1976);
H.R.Rep. No. 97-312, p. 24 (1981); S.Rep. No. 97-275, pp. 7-8
(1981).
[
Footnote 34]
This functional bifurcation of the Court of Claims' Tucker Act
jurisdiction was repeatedly emphasized.
See, e.g.,
H.R.Rep. No. 97-312, at 17-19, 24 ("[T]he Claims Court essentially
will have the same jurisdiction that the Court of Claims now
exercises through its Trial Division under the Tucker Act, 28
U.S.C. § 1491, together with the authority to enter final
judgment"); S.Rep. No. 97-275, at 2 (Claims Court the "new article
I trial forum"), 22.
[
Footnote 35]
Vaughn, Civil Service Discipline and Application of the Civil
Service Reform Act of 1978, 1982 Utah L.Rev. 339, 369. The
two-stage process of reviewing personnel actions first in a trial
court and then in an appellate court, with both courts employing
the same standards in reviewing the administrative record, had been
criticized as "serv[ing] no visible purpose," contributing to
"over-crowded dockets in all courts," and impeding the ability of
courts "to give, efficiently and expeditiously, the most
appropriate kind of relief."
Adams v. Laird, 136
U.S.App.D.C. 388, 392, n. 2, 420 F.2d 230, 234, n. 2 (1969),
cert. denied, 397 U.S. 1039 (1970);
Scott v.
Macy, 131 U.S.App.D.C. 93, 96, n. 6, 402 F.2d 644, 647, n. 6
(1968);
Connelly v. Nitze, 130 U.S.App.D.C. 351, 352, n.
1, 401 F.2d 416, 417, n. 1 (1968).
See also R. Vaughn,
Principles of Civil Service Law § 5.4(1) (1976) (discussing
uncertain and overlapping jurisdictional bases for judicial review
of civil service matters); Johnson & Stoll, Judicial Review of
Federal Employee Dismissals and Other Adverse Actions, 57 Cornell
L.Rev. 178, 188-197 (1972); Vaughn, The Opinions of the Merit
Systems Protection Board: A Study in Administrative Adjudication,
34 Admin.L.Rev. 25, 29, nn. 29-30 (1982); Developments in the Law
-- Public Employment, 97 Harv.L.Rev. 1611, 1642-1643 (1984).
[
Footnote 36]
The original House version of the 1980 amendment had provided
for review of MSPB decisions in such cases by the district courts
or the Court of Claims. The Senate Committee on Governmental
Affairs successfully proposed to amend the legislation to
incorporate the traditional appellate review model, reasoning
that,
"[s]ince full
de novo review is now provided before the
Merit Systems Protection Board, it would be cumbersome and
inappropriate to provide for a second
de novo review in
the United States district court."
S.Rep. No. 96-1004, at 3.
[
Footnote 37]
Cf. Crown Simpson Pulp Co. v. Costle, 445 U.
S. 193,
445 U. S. 197
(1980) ("Absent a far clearer expression of congressional intent,
we are unwilling to read the Act as creating such a seemingly
irrational bifurcated system").
[
Footnote 38]
Lindahl and various
amici have argued that a retired
federal employee should be considered in at least some
circumstances to be an "employee" within the meaning of 5 U.S.C. §
7701 and § 7703(a)(1), and accordingly offer additional
jurisdictional analyses based on the asserted applicability of
these provisions. The respondent has devoted much of its briefing
to an effort at demonstrating that §§ 7701 and 7703(a)(1) do not
apply "to
any retirement actions." Brief for Respondent 24
(emphasis in original). The Federal Circuit, in
Bronger v.
OPM, 740 F.2d 1552, 1554-1556 (1984), has held that a retired
employee filing for an annuity may, in at least some circumstances,
be considered an "employee" within the meaning of § 7703(a)(1).
See also Chavez v. OPM, 6 M.S.P.B. at 348 (retired
employee considered an "employee" for purposes of § 7701
administrative review procedures over OPM disability retirement
denial). Our resolution of the instant case does not require that
we consider whether and under what circumstances a retired employee
filing for a disability annuity may ever be considered an
"employee" for purposes of § 7701 or § 7703(a)(1), and we express
no views on that issue.
JUSTICE WHITE, with whom THE CHIEF JUSTICE, JUSTICE REHNQUIST,
and JUSTICE O'CONNOR join, dissenting.
Title 5 U.S.C. § 8347(c) states:
"The Office [of Personnel Management] shall determine questions
of disability and dependency arising under this subchapter. Except
to the extent provided under subsection (d) of this section, the
decisions of the Office concerning these matters are final and
conclusive and are not subject to review."
The majority concedes that, in cases like petitioner's,
subsection (d) of 5 U.S.C. § 8347 provides only for review of OPM's
decisions by the Merit Systems Protection Board (MSPB).
Nonetheless, the majority concludes that, notwithstanding the
review preclusion provision of § 8347(c), petitioner is entitled to
judicial review of the denial of his claim for disability
retirement benefits. In the view of the majority, § 8347(c) must be
interpreted to preclude judicial review only of OPM's factual
determinations, not of questions of law. Because I consider the
exercise in statutory construction that supports this conclusion
fundamentally unsound, I dissent.
The majority begins by asserting that the language of the
statute is ambiguous, as it
"quite naturally can be read as precluding review only of OPM's
factual determinations
Page 470 U. S. 801
about 'questions of disability and dependency.'"
Ante at
470 U. S. 779.
With all due respect, I confess that I cannot understand how one
can "quite naturally" read a provision precluding review of
decisions concerning "questions of disability . . . arising under
this subchapter" to apply only to factual findings of disability.
Had Congress intended to preclude review only of factual findings,
it seems unlikely that it would have employed the much more
comprehensive term "decisions." The statute strikes me as ambiguous
only in the sense that any statement may be termed "ambiguous" on
the theory that the utterer may have meant something other than
what he said. Such a nihilistic view of linguistic interpretation
may be fashionable in some circles, but it hardly provides an
adequate basis for statutory construction. A more conventional
reading of the statute -- one that takes as its starting point the
plain meaning of the statutory language -- would leave little
alternative to rejecting petitioner's argument that OPM's denial of
his claim for disability benefits is judicially reviewable.
[
Footnote 2/1]
Having declared the statute's language ambiguous, however, the
majority seeks to bolster its interpretation through resort to the
legislative history. The legislative history relied upon, however,
is not that of the Congress that originally enacted the preclusion
provision, for that history, as the majority concedes, provides no
hint that the statute does not mean what it says. Instead, the
majority examines the legislative history of the 1980 amendments to
§ 8347, which
Page 470 U. S. 802
created an exception to § 8347(C)'s preclusion of judicial
review -- an exception limited to involuntary mental disability
cases. One would normally believe that, by creating an express
exception to the rule precluding judicial review while maintaining
the bar to review in all other cases, Congress would have
underscored, rather than undermined, the force of § 8347(C). The
contrary contention is that, in "revisiting" § 8347, Congress
implicitly ratified the so-called
Scroggins doctrine,
under which disability determinations of the OPM and its
predecessor, the Civil Service Commission, were held by the Court
of Claims to be reviewable for procedural error notwithstanding §
8347(c). [
Footnote 2/2] In relying
on this history, the majority purports to be applying the canon of
statutory construction articulated in
Lorillard v. Pons,
434 U. S. 575
(1978):
"Congress is presumed to be aware of an administrative or
judicial interpretation of a statute, and to adopt that
interpretation when it reenacts a statute without change. . . . So
too, where . . . Congress adopts a new law incorporating sections
of a prior law, Congress normally
Page 470 U. S. 803
can be presumed to have had knowledge of the interpretation
given to the incorporated law, at least insofar as it affects the
new statute."
Id. at 580-581.
Of course, neither
Lorillard nor the authorities it
cites are directly relevant here, for Congress did not "reenact"
the review preclusion in the 1980 legislation, nor did it
"incorporate" the language of § 8347(c) in a new statute; rather,
it left § 8347(c) intact and created a specific new exception to
its preclusion of review. In creating this exception, which was
designed solely as a remedy for the perceived problem of misuse by
federal agencies of involuntary mental disability retirement
proceedings to rid themselves of unpopular employees, Congress can
hardly be said to have "adopted" any interpretation of the
preclusion provision that it left untouched. Even if Congress was
aware of the construction placed upon § 8347(c) by the Court of
Claims, its inaction in the face of that construction is an
unsatisfactory basis on which to rest the majority's interpretation
of the statute.
See, e.g., Aaron v. SEC, 446 U.
S. 680,
446 U. S. 694,
n. 11 (1980). [
Footnote 2/3]
Page 470 U. S. 804
There is no basis in the legislative history for concluding that
Congress endorsed
Scroggins review in cases subject to §
8347(c): that history indicates with reasonable clarity that
Congress believed that the exception it was creating in §
8347(d)(2) was an exception to an otherwise absolute preclusion of
judicial review. The Committee Reports describing the legislation
amending § 8347 nowhere indicate any congressional recognition of
the possibility that, under § 8347 as it then existed, limited
judicial review of OPM's disability decisions might be available.
The House Report speaks in categorical terms of § 8347(c)'s "bar to
judicial review," H.R.Rep. No. 96-1080, p. 3 (1980), while the
Senate Report refers to the "bar to any review of OPM's decisions
on disability," S.Rep. No. 96-1004, p. 3 (1980). And although, as
the majority points out, the House Report does contain a discussion
of the
Scroggins decision and of two other Court of Claims
decisions that the majority classes as following
Scroggins, the Report's discussion evinces no belief that
Scroggins permits any form of judicial review. Rather, the
Report excoriates
Scroggins and its progeny as extreme
examples of the pernicious effects of precluding judicial review of
involuntary mental disability retirement cases. [
Footnote 2/4] The Committee Reports
Page 470 U. S. 805
thus represent a different interpretation of
Scroggins
than that offered by the majority; they by no means suggest that
anyone in Congress believed that, in leaving the § 8347(c) bar to
review intact in all cases other than involuntary mental disability
retirement cases, Congress would be endorsing the view that §
8347(c) permitted limited judicial review in all of those other
cases.
The discussion on the House floor of the bill amending § 8347
provides a further indication that Congress did not believe §
8347(c) permitted any judicial review at all in cases to which it
applied. Representative Spellman, who chaired the Committee that
reported the bill, explained that the provision allowing judicial
review of involuntary mental disability retirement cases was
necessary because "MSPB's decision in these cases currently are
[
sic] final and not subject to court review." 126
Cong.Rec. 14815 (1980). [
Footnote
2/5] The following
Page 470 U. S. 806
colloquy then took place between Representative Spellman and
Representative Rudd:
"Mr. RUDD: Mr. Speaker, I would simply like to ask a couple of
questions of the gentlewoman from Maryland about this
legislation."
"I think recourse to the courts is always available for wrongs
that have been committed, but apparently this makes it a little
easier for a judicial review of an employee-employer relationship
decision. Is that correct?"
"
* * * *"
"Mrs. SPELLMAN: I would like to explain to the gentleman from
Arizona that, unfortunately, access to the courts is not available
to these employees at this time."
"Mr. RUDD: My question is that this legislation would expedite
it, so to speak?"
"Mrs. SPELLMAN: Exactly. The gentleman is absolutely right."
"Mr. RUDD: With the understanding that the courts are always
available for wrongs that have been committed, for equity, for
justice, with this addition to the legislation, would that be in
the way of an intimidation to the employer, a Federal
employer?"
"Mrs. SPELLMAN: No; I guess I did not make it clear. For
employees today who are asked to take fitness-for-duty exams and
are found to be unfit for duty, even based upon a telephone call
with a psychiatrist, they do not have access to the courts. The law
precludes them from having that access today. What we are
attempting to do is treat them like citizens of the
Page 470 U. S. 807
United States of America should be treated, opening up that
review by the court."
Id. at 14817. Representative Spellman's status as the
Chairman of the Committee that authored the amendments to § 8347
gives her explanation of what those amendments were intended to
accomplish some authority.
See, e.g., Train v. Colorado Public
Interest Research Group, 426 U. S. 1,
426 U. S. 14-17
(1976);
Duplex Printing Press Co. v. Deering, 254 U.
S. 443,
254 U. S. 475
(1921). Her remarks on the floor are unequivocal indications that
those who wrote the bill amending § 8347 perceived it to create an
exception to an otherwise unqualified bar to judicial review.
Spellman's explanation of the bill substantially undermines the
plausibility of the majority's conclusion that, in leaving the §
8347(c) bar in place for all cases other than involuntary mental
disability cases, Congress believed it was leaving open the
possibility of limited judicial review in cases to which § 8347(c)
applied.
The majority insists that Congress believed limited review to be
available under § 8347(c) because OPM told it that that was the
case. This conclusion in large part is based on the testimony of an
OPM representative before the House Subcommittee that initially
drafted the legislation that, as amended, ultimately emerged as the
bill amending § 8347. The OPM representative informed the members
of the Subcommittee that judicial review for procedural error was
not barred by § 8347(c). What the majority fails to mention is that
this testimony was immediately followed by a statement from the
Subcommittee's own Associate Counsel, who stated:
"It is the subcommittee position that litigation is necessary
even though the previous witness talked about employees not needing
any further access to the courts because procedural issues are
already taken up on a due process basis by the courts without any
special legislation. "
Page 470 U. S. 808
"This is a fairly decent theory, except the Court of Claims
doesn't agree."
Hearing on H.R. 2510
et al. before the Subcommittee on
Compensation and Employee Benefits of the House Committee on Post
Office and Civil Service, 96th Cong., 1st Sess., 11 (1979)
(statement of Thomas R. Kennedy, Associate Counsel, Subcommittee on
Investigations). The witness then proceeded to provide his own
analysis of the
Scroggins line of cases, the gist of which
was that § 8347(c) effectively barred any judicial review of OPM's
disability decisions. The Subcommittee hearings thus provide a slim
basis for the notion that Congress believed that limited review was
permitted by § 8347(c) -- indeed, to the extent that the hearings
suggest anything, it is that Congress believed § 8347(c) meant just
what it said.
The majority also places heavy emphasis on two letters written
by the Director of OPM to the House and Senate Committees
considering the amendments to § 8347. Each letter contains the
statement that OPM believed that
"[i]t is appropriate . . . that OPM decisions on voluntary
applications be conclusive, reviewable only to determine whether
there has been a substantial procedural error, misconstruction of
governing legislation, or some like error going to the heart of the
administrative determination."
Letter from Alan K. Campbell to Rep. James M. Hanley (May 14,
1980), reprinted in H.R.Rep. No. 96-1080, p. 8 (1980); Letter from
Alan K. Campbell to Sen. Abraham A. Ribicoff (Sept. 25, 1980),
reprinted in S.Rep. No. 96-1004, p. 4 (1980). Because this language
tracks the description of judicial review under the so-called
Scroggins formula, the majority urges that these letters
put Congress on notice that such review was permitted under §
8347(c). But the Campbell letters nowhere mention
Scroggins or state that what Campbell believed to be
appropriate was, in fact, the law. Nor, indeed, do the letters
indicate that the limited form of review Campbell believed
appropriate in voluntary disability cases was
judicial
review at all: for all that appears, the letters may have
Page 470 U. S. 809
been referring to the review of OPM decisions available in the
MSPB. [
Footnote 2/6] The oblique
reference to review of voluntary disability claims in the Campbell
letters is insufficient to establish that Congress believed that
its passage of the amendments to § 8347 constituted an endorsement
of
Scroggins review.
The only evidence the majority can point to that suggests that
anyone in or connected with Congress believed in the existence of
Scroggins review is the 1978 Subcommittee Report discussed
ante at
470 U. S. 783.
The author of this Committee print did take the position that §
8347(c) permitted some review -- albeit severely limited review --
of the Civil Service Commission's disability decisions. I doubt,
however, that the interpretation of § 8347(c) advanced in a 1978
Committee print can be attributed to the Congress that amended §
8347 two years later. In the intervening period, the Subcommittee's
staff apparently changed its position on the effect of § 8347(c),
see supra, at
470 U. S.
807-808, and the Committee Reports on the bill amending
§ 8347 -- particularly when read in light of Representative
Spellman's explanatory remarks on the House floor -- leave the
definite impression that the House and Senate Committees that
reported the bill believed the bar in § 8347(c) to be absolute.
The majority's approach, then, amounts to this. A far-fetched
reading of a reasonably clear statute is posited. On the strength
of this "ambiguity," resort is had to the legislative history, not
of the enacting Congress, but of a Congress nearly three decades
later that neither reenacted nor amended the language in question.
A thorough combing of the legislative history reveals fragmentary
support for the notion that Congress may have been aware of a
particular
Page 470 U. S. 810
incorrect construction placed on the statute in question in a
few cases decided by the Court of Claims. Notwithstanding that the
weight of the evidence is against the hypothesis that Congress was
aware of this construction, it is concluded that Congress not only
assumed that the courts would continue to place this construction
on the statute, but also actually enacted this assumption into law
when it amended the statute in another respect. Through this
remarkable exercise in reconstruction of the legislative process,
the Court departs from both of the fundamental principles of
statutory construction: that a court's object is to give effect to
the intent of the enacting legislature, and that the surest guide
to the intent of the legislature is the language of the statute
itself.
I do not mean to endorse the simplistic view that the words
printed in the United States Code can answer all questions
regarding the meaning of statutes. Resort to legislative history
will always be a necessary tool of statutory construction, and the
circumstances under which courts should turn to legislative history
and the weight to be accorded particular sources of history cannot
be prescribed by inflexible canons of construction. Statutory
interpretation requires a certain amount of freedom to choose the
materials best suited to illuminating the meaning of the particular
provisions at hand. But when the history is less useful than the
statutory language itself -- when, for example, the history can
serve only as a basis for debatable speculations on what some
Congress other than the one that enacted the statute thought that
the statute meant when it did something else -- courts should
resist the temptation to let their enthusiasm for reports,
hearings, and committee prints lead them to neglect the
comparatively unambiguous meaning of the statute itself. In this
case, the majority seems to me to have fallen prey to that
temptation, and thereby missed the proper interpretation of the
statute.
I therefore dissent.
[
Footnote 2/1]
The majority suggests that Congress ordinarily is more explicit
when it seeks to preclude review altogether.
Ante at
470 U. S.
779-780. But this argument was ruled out by our decision
in
United States v. Erika, Inc., 456 U.
S. 201 (1982), in which we held that preclusion of
review could be inferred from Congress' failure to provide
explicitly for review. The majority attempts to distinguish
Erika on the ground that Congress' silence in the statute
under consideration there was less ambiguous than its affirmative
preclusion of review in the statute at issue here.
Ante at
470 U. S.
790-791, n. 28. Such argumentation is, to put it mildly,
unconvincing.
[
Footnote 2/2]
Scroggins v. United States, 184 Ct.Cl. 530, 397 F.2d
295,
cert. denied, 393 U.S. 952 (1968), is an unlikely
source for the doctrine that disability decisions are reviewable.
In
Scroggins, the Court of Claims stated that, under §
8347(c),
"
at best, a court can set aside the Commission's
determination "only where there has been a substantial departure
from important procedural rights, a misconstruction of the
governing legislation, or some like error
going to the heart of
the administrative determination.'""
Id. at 534, 397 F.2d at 297 (emphasis added). The court
went on to hold that it had no power to overturn the Civil Service
Commission's decision to retire an employee against his will on
mental disability grounds, notwithstanding that the decision lacked
any evidentiary support. The so-called
Scroggins doctrine
apparently is the product of frequent repetition of the
Scroggins court's dictum regarding the circumstances under
which it might have the power to review a disability decision. As
the majority points out, reversal under the
Scroggins
formula was, at least as of 1980, virtually unheard of.
See
ante at
470 U. S. 790,
and n. 26.
[
Footnote 2/3]
Faced with a question of the proper construction of § 10(b) of
the Securities Exchange Act of 1934, the Court in
Aaron
rejected a line of argument almost identical to that which it
accepts today:
"The Commission finds further support for its interpretation . .
. in the fact that Congress was expressly informed of the
Commission's interpretation on two occasions when significant
amendments to the securities laws were enacted . . . and, on each
occasion, Congress left the administrative interpretation
undisturbed. . . . But since the legislative consideration of those
statutes was addressed principally to matters other than that at
issue here, it is our view that the failure of Congress to overturn
the Commission's interpretation falls far short of providing a
basis to support a construction of § 10(b) so clearly at odds with
its plain meaning and legislative history."
446 U.S. at
446 U. S. 694,
n. 11.
I do not suggest that Congress' inaction in the face of an
authoritative statutory interpretation brought to its attention is
never probative of the proper interpretation of the statute. In
Bob Jones University v. United States, 461 U.
S. 574 (1983), for example, the Court based its
acceptance of the Internal Revenue Service's interpretation of §
501(C)(3) of the Internal Revenue Code in part on Congress' failure
to repudiate that interpretation. The Court emphasized, however,
that its decision to rely on legislative nonaction as a guide to
the statute's meaning was justified because of Congress' "prolonged
and acute awareness" of the IRS interpretation, which had been
brought to Congress' attention by legislation designed to overturn
it at least 13 times in the space of a dozen years.
Id. at
461 U. S.
600-601. The Court cautioned that.
"[o]rdinarily, and quite appropriately, courts are slow to
attribute significance to the failure of Congress to act on
particular legislation."
Id. at
461 U. S.
600.
[
Footnote 2/4]
The House Report stated:
"Under present law, disability determinations are not subject to
review (
see 5 U.S.C. 8347(C)). The committee was made
aware of the adverse effect of this bar to judicial review by two
Court of Claims decisions issued on June 14, 1968, in two
psychiatric disability retirement cases. These cases were
McGlasson v. United States, 397 F.2d 303 (1968), and
Scroggins v. United States, 397 F.2d 295 (1968)."
H.R.Rep. No. 961080 at 4.
The majority suggests that, because
Scroggins and its
progeny in fact held that limited judicial review was available
under § 8347(c),
"statements in which
Scroggins was cited cannot serve
to indicate that Congress believed there was an absolute bar to
judicial review."
Ante at
470 U. S. 786.
The fallacy in this argument is obvious: it assumes that Congress
read
Scroggins the same way the majority reads it today.
The Committee Report, however, indicates that this assumption is
unwarranted: in its Report to the full House, the Committee
presented the
Scroggins decision as an instance of the
preclusion of review, not as a decision holding review available.
That this may not have been an entirely accurate view of
Scroggins is, of course, irrelevant, for under the
majority's approach to the interpretation of this statute,
"the relevant inquiry is not whether Congress correctly
perceived the then state of the law, but rather what its perception
of the state of the law was."
Brown v. GSA, 425 U. S. 820,
425 U. S. 828
(1976), quoted
ante at
470 U. S. 790.
In any event, the Committee's apparent interpretation of
Scroggins as a review preclusion case, rather than a case
actually establishing the existence of a form of judicial review,
is by no means unwarranted.
See 470
U.S. 768fn2/2|>n. 2,
supra.
[
Footnote 2/5]
Representative Spellman, in her prepared statement explaining
the purpose of the bill, also remarked that
"OPM would support H.R. 2510 if the judicial review were limited
to procedural questions involving these disability decisions,
rather than questions of both procedure and the medical facts of
the case."
126 Cong.Rec. 14816 (1980). Procedural review, of course, is
precisely what the majority contends was already available despite
§ 8347(c). Representative Spellman's remark, however, would have
made little or no sense if she had shared this view.
[
Footnote 2/6]
Only a Congressman who had actually read the
Scroggins
decision and recognized Campbell's use of the language employed in
that opinion would have had any basis for concluding that Campbell
was alluding to the availability of
Scroggins review. I
think it is safe to assume that few Congressmen were familiar
enough with the jurisprudence of the Court of Claims to recognize
OPM's plagiarism.