Section 5 of the Voting Rights Act provides that covered States
or political subdivisions may not implement any election practices
different from those in force on November 1, 1964, without first
obtaining approval from the United States District Court for the
District of Columbia or, alternatively, from the Attorney General.
As of November 1, 1964, the public schools of Hampton County, South
Carolina, a covered jurisdiction, were governed by an appointed
County Board of Education and an elected Superintendent of
Education. The county consists of two School Districts, one where
the vast majority of white students live and the other
predominantly black. Each District was governed by a Board of
Trustees, who were appointed by the County Board of Education. In
1982, the South Carolina General Assembly enacted Act No. 547,
providing that the members of the County Board of Education were to
be elected at large, rather than appointed. The first election was
to be held simultaneously with the general election in November,
1982, and prospective candidates were required to file with
appellee Election Commission at least 45 days before the election.
Act No. 547 was submitted to the Attorney General for approval
under § 5 of the Voting Rights Act, and he informed the State that
he had no objection to the change. But in the meantime, before the
Attorney General had approved Act No. 547, Act No. 549 was enacted
to abolish the County Board of Education and Superintendent and to
devolve their duties upon the District Boards of Trustees, which
were to be elected separately. The first trustee election was also
scheduled to be held with the November general election, and
candidates were required to file between August 16 and 31. Act No.
549 was also submitted to the Attorney General for clearance under
§ 5, and he initially interposed an objection. Nevertheless, the
Election Commission, contemplating a reconsideration, continued to
accept candidate filings under Act No. 549, and at the same time
began accepting filings under Act No. 547. Since the Attorney
General had not yet responded to the State's request for
reconsideration of his objection to Act No. 549 by the date of the
November general election, elections for the County Board of
Education were held on that date
Page 470 U. S. 167
pursuant to Act No. 547, and no elections were held pursuant to
Act No. 549. Thereafter the Attorney General withdrew his objection
to Act No. 549, thereby rendering null and void Act No. 547 and the
November elections held pursuant thereto. The South Carolina
Attorney General then informed the Election Commission that Act No.
549 was in effect, and that an election pursuant thereto should be
held. Accordingly, the Commission set March 15, 1983, as election
day. Appellants, two civil rights organizations and several
residents of Hampton County, filed suit in Federal District Court,
seeking to enjoin the election as illegal under § 5 of the Voting
Rights Act. The court denied relief, holding that no violation of §
5 had occurred, since, although Act No. 549 itself was a change
under the Voting Rights Act, the scheduling of the election and the
filing period were simply "ministerial acts necessary to accomplish
the statute's purpose, and thus did not require preclearance." The
court further held that, even if these acts were "changes," they
had now been precleared along with the remaining provisions of Act
No. 549.
Held: The use of an August filing period in conjunction
with a March election, and the setting of the March election
itself, were changes that should have been submitted to the
Attorney General under § 5 of the Voting Rights Act. Pp.
470 U. S.
174-183.
(a) By opening the filing period for School District Trustees
before preclearance and scheduling the election for a date four
months later than that approved by the Attorney General, the county
effectively altered the filing deadline from a date approximately
two months before the election to one that was almost six months
before the election. These changes cannot fairly be characterized
as "ministerial" in light of the sweeping objectives of the Voting
Rights Act. They possibly prevented relative latecomers from
entering the race, and, in addition, a March election is likely to
draw significantly fewer voters than an election held
simultaneously with a November general election. The inquiry here
is limited to whether the challenged changes have the
potential for discrimination. These changes did have such
a potential, and therefore should have been precleared under § 5.
Pp.
470 U. S.
174-181.
(b) The changes cannot be said to have been implicitly approved
when the Attorney General withdrew his objection to Act No. 549.
Berry v. Doles, 438 U.S.
190, distinguished. Nor can the Attorney General be said to
have validated the changes, retroactively or otherwise, because
they were never before him. Pp.
470 U. S.
181-182.
Reversed and remanded.
WHITE, J., delivered the opinion of the Court, in which BURGER,
C.J., and BRENNAN, MARSHALL, BLACKMUN, STEVENS, and O'CONNOR, JJ.,
joined. POWELL and REHNQUIST, JJ., concurred in the judgment.
Page 470 U. S. 168
JUSTICE WHITE delivered the opinion of the Court.
This appeal challenges a three-judge District Court's
construction and application of § 5 of the Voting Rights Act, 79
Stat. 437, as amended, 42 U.S.C. § 1973c. That section provides
that certain jurisdictions, including the one in which this case
arose, may not implement any election practices different from
those in force on November 1, 1964, without first obtaining
approval from the United States District Court for the District of
Columbia or, alternatively, from the Attorney General. [
Footnote 1] The statute further
provides that, once a proposed
Page 470 U. S. 169
change has been submitted to the Attorney General, he has 60
days in which to object. If an objection is interposed, the
submitting authority may request reconsideration. 28 CFR § 51.44
(1984). Such a request triggers another 60-day period for the
Attorney General to decide whether to continue or withdraw his
objection. § 51.47. The District Court held that § 5 did not
require the changes in election practices involved here to be
cleared by the Attorney General prior to their implementation. We
noted probable jurisdiction, 467 U.S. 1250 (1984), and now reverse
that judgment.
Page 470 U. S. 170
I
As of November 1, 1964, the Hampton County, South Carolina,
public schools were governed by appointed officials and an elected
Superintendent of Education. The county comprises two school
districts, School District No. 1, where the vast majority of white
students live, and School District No. 2, which is predominantly
black. [
Footnote 2] Each
District was governed by a separate six-member Board of Trustees.
These trustees were appointed by a six-member County Board of
Education, which in turn was appointed by the county legislative
delegation.
On February 18, 1982, apparently in an attempt to facilitate
consolidation of these two School Districts, [
Footnote 3] the South Carolina General Assembly
enacted Act No. 547. This statute provided that, beginning in 1983,
the six members of the County Board of Education were to be elected
at large rather than appointed. The first election for the new
Board was to be held simultaneously with the general election in
November, 1982, and prospective candidates were required to file
with the Election Commission at least 45 days before the election.
[
Footnote 4] Pursuant to § 5 of
the Voting Rights Act, the State submitted Act No. 547 for the
approval of the Attorney General, who received it on February 27.
[
Footnote 5] On April 28, the
Attorney General informed the State that he had no objection to the
change in question. [
Footnote
6]
Page 470 U. S. 171
On April 9, however, before the Attorney General had approved
Act No. 547, the Governor of South Carolina signed Act No. 549,
which was designed to supersede Act No. 547. Act No. 549 abolished
the County Board of Education and the County Superintendent,
devolving their duties upon the District Boards of Trustees, which
were to be elected separately by each District. Like Act No. 547,
Act No. 549 scheduled the first trustee election to coincide with
the November, 1982, general election. Candidates were required to
file between August 16 and August 31. Implementation of the Act was
made contingent upon approval in a referendum to be held in May,
1982. [
Footnote 7]
The State did not submit Act No. 549 to the Attorney General for
clearance until June 16, 1982, 22 days after it was approved in the
referendum and 68 days after it had been enacted. [
Footnote 8] As of August 16 -- the opening
date of the filing period under Act No. 549 -- no response had yet
been received from the Attorney General. Nevertheless, the County
Election Commission began accepting filings for elections to be
held under Act No. 549. On August 23, the Attorney General
interposed an objection. He informed the State that it had not
sustained its burden of showing that the proposal to eliminate the
County Board of Education did not have a discriminatory purpose or
effect. The Attorney General noted that
"the county board has been particularly responsive to the
interests and needs of the black community
Page 470 U. S. 172
in Hampton County and consistently has appointed biracial
representation on the local boards of trustees for both School
District 1 and School District 2. [
Footnote 9]"
Because the State was contemplating requesting the Attorney
General to reconsider this objection, the County Election
Commission continued to accept filings under Act No. 549 through
the end of the designated filing period, August 31. On that date,
the State officially requested reconsideration. [
Footnote 10] At the same time, the Election
Commission began accepting filings under Act No. 547, in case the
Attorney General refused to withdraw his objection to Act No. 549.
On November 2, the date of the general election, the Attorney
General had not yet responded to the request for reconsideration,
and elections for County Board members were held pursuant to Act
No. 547. [
Footnote 11] No
elections were held pursuant to Act No. 549.
On November 19, the Attorney General withdrew his objection to
Act No. 549. The objection had been based primarily on the
possibility that the County Board, which the Act would abolish,
might have consolidated the two School Districts, but, upon
reappraising South Carolina law, the Attorney General concluded
that the Board lacked authority to approve such a consolidation.
Therefore, its elimination would not have a potentially
discriminatory impact. [
Footnote
12]
The effect of the Attorney General's clearance of Act No. 549
was to render Act No. 547 -- and the November elections held
pursuant to it -- null and void. In response to a request for
advice, the South Carolina Attorney General informed the County
Election Commission in January that
Page 470 U. S. 173
Act No. 549 was now in effect and that an election for school
district trustees should be held "as soon as possible." The State
Attorney General further opined that there was no reason to reopen
the filing period, "as only the date of the election has changed."
[
Footnote 13] Accordingly,
the Commission set March 15, 1983, as election day.
On March 11, appellants, two civil rights organizations and
several residents of Hampton County, filed suit in the United
States District Court for the District of South Carolina seeking to
enjoin the election as illegal under § 5 of the Voting Rights Act.
The defendants were the County Election Commission, the two School
Districts, and various county officials. The complaint identified a
number of alleged "changes" in election procedure, including the
scheduling of an election at a time other than that specified in
the statute, and the use of the August filing period for the March
election. [
Footnote 14] A
preliminary injunction was denied, and the election took place as
scheduled. [
Footnote 15]
Subsequently, a three-judge panel denied a permanent injunction and
declaratory relief, holding that no violation of § 5 of the Voting
Rights Act had occurred. [
Footnote 16] The court reasoned that, although Act No.
549
Page 470 U. S. 174
itself was a "change" under the Act, the scheduling of the
election and the filing period were simply "ministerial acts
necessary to accomplish the statute's purpose . . . , and thus did
not require preclearance." App. to Juris. Statement 9a. In the
alternative, the court held that, even if these acts did constitute
"changes," they had now been "precleared along with the remaining
provisions of Act No. 549."
Ibid. That this "preclearance"
did not occur until after the filing period had been held was not
considered dispositive. The court interpreted
Berry v.
Doles, 438 U. S. 190
(1978), to stand for the proposition that after-the-fact federal
approval under § 5 might retroactively validate a change in voting
procedures. [
Footnote
17]
II
Appellants contend that the opening of the August filing period
before preclearance, and the scheduling of an election in March
after the Attorney General had approved only a November election
date, are changes that come within the scope of § 5. Appellees,
echoing the rationale of the District Court, maintain that opening
the filing period as required by Act No. 549 -- albeit before the
Act had been approved -- was merely a preliminary step in its
implementation. If the Attorney General had ultimately disapproved
Act No. 549, the county would not have held an election under it,
and the filing period would have become a nullity. Because Act No.
549 was in fact cleared, the filing period it specified was
necessarily cleared as well. The alteration of the date of the
election, according to appellees, was merely an "unfreezing" of a
process that had been temporarily suspended by the operation of the
Voting Rights Act. Although appellees concede that a legislatively
enacted change in the date of an election is covered by the Act,
[
Footnote 18] they
distinguish the change at issue
Page 470 U. S. 175
here because it was required only by the Attorney General's
failure to approve Act No. 549 before the scheduled election date,
and because it was undertaken only to effect the initial
implementation of the statute.
We need not decide whether a jurisdiction covered by § 5 may
ever open a filing period under a statute that has not yet been
precleared. [
Footnote 19] In
this case, Hampton County not only opened the filing period for
School District trustees before preclearance, but it also scheduled
the election for a date four months later than that approved by the
Attorney General. Thus, the county effectively altered the filing
deadline from a date approximately two months before the election
to one that was almost six months before the election.
These changes cannot fairly be characterized as "ministerial" in
light of the sweeping objectives of the Act. The Voting Rights Act
was aimed at
"the subtle, as well as the obvious, state regulations which
have the effect of denying citizens their right to vote because of
their race."
Allen v.
Page 470 U. S. 176
State Board of Elections, 393 U.
S. 544,
393 U. S. 565
(1969). Our precedents recognize that, to effectuate the
congressional purpose, § 5 is to be given broad scope.
Id.
at
393 U. S. 567;
see also Dougherty County Board of Education v. White,
439 U. S. 32,
439 U. S. 38
(1978). Also, far from exempting alterations that might be
perceived as minor, Congress failed to adopt such a suggestion when
it was proposed in debates on the original Act. [
Footnote 20]
Developments since the passage of the Act provide no basis for
concluding that our cases had misinterpreted the intent of
Congress. On the contrary, the legislative history of the most
recent extension of the Voting Rights Act in 1982 reveals that the
congressional commitment to its continued enforcement is firm. The
Senate Committee found "virtual unanimity among those who [had]
studied the record," S.Rep. No. 97-417, p. 9 (1982), that § 5
should be extended. And, as it had in previous extensions of the
Act, Congress specifically endorsed a broad construction of the
provision. [
Footnote 21]
Although this Court has never addressed itself to alterations in
voting procedures that exactly parallel those at issue in this
case, we have twice held that the rescheduling of a candidate
qualifying period is a "change" that comes within
Page 470 U. S. 177
the scope of § 5.
Hadnott v. Amos, 394 U.
S. 358,
394 U. S.
365-366 (1969);
Allen v. State Board of Elections,
supra, at
393 U. S. 551,
393 U. S. 570.
[
Footnote 22] Of course,
there was no alteration in the filing period itself in this case;
it was held between August 16 and August 31, exactly as Act No. 549
required. But a filing period cannot be considered in isolation
from the election of which it forms a part. As we have recognized
in an analogous context, issues that provoke responses from the
electorate and from potential candidates are most likely to arise
shortly before election time. [
Footnote 23] Under appellees' approach, a filing period
held years before an election would serve as well as one held on
election eve. But clearly, the former has a much greater potential
for hindering voter participation than the latter. Furthermore, the
August filing period was held at a time when the Attorney General
still had an outstanding objection to Act No. 549. Potential
candidates who considered the opening of the filing period illegal
in these circumstances may have deliberately stayed away. [
Footnote 24]
Page 470 U. S. 178
Appellees do not seriously dispute that a change in the date of
an election, if effected by statute, requires approval by the
Attorney General under § 5. [
Footnote 25] Rather, they argue that, because the
rescheduling in this case was merely an administrative effort to
comply with a statute that had already received clearance, it was
not a change of such magnitude as to trigger the requirements of §
5. But plainly, the form of a change in voting procedures cannot
determine whether it is within the scope of § 5. That section
reaches informal as well as formal changes, such as a bulletin
issued by a state board of elections.
Allen, supra.
[
Footnote 26] If it were
otherwise, States could evade the requirements of § 5 merely by
implementing changes in an informal manner. Neither is it
determinative that an alteration in scheduling is unlikely to be
repeated, as it would be if it were embodied in a statute or rule.
The Voting Rights Act reaches changes that affect even a single
election. [
Footnote 27] As
we have noted, the change in the election date in this instance
extended the gap between the filing period and the election,
possibly preventing relative latecomers from entering the race. In
addition, an election in March is likely to draw significantly
fewer voters than an election held simultaneously with a general
election in November. [
Footnote
28] Any doubt that these changes are covered by § 5 is resolved
by the construction placed upon the Act by the Attorney
Page 470 U. S. 179
General, which is entitled to considerable deference. [
Footnote 29] Under Department of
Justice regulations:
"Any change affecting voting, even though it appears to be minor
or indirect, even though it ostensibly expands voting rights, or
even though it is designed to remove the elements that caused
objection by the Attorney General to a prior submitted change, must
meet the Section 5 preclearance requirement."
28 CFR § 51.11 (1984).
Among the specific examples of changes listed in the regulations
is "[a]ny change affecting the eligibility of persons to become or
remain candidates." § 51.12. Pursuant to these regulations, the
Attorney General has, since 1980, reviewed approximately 58 changes
in election dates and approximately 10 changes in dates for
candidate filing periods. In none of these instances did the
Attorney General advise the covered jurisdiction that its
submission was not a "change," and on several occasions objections
were interposed. [
Footnote
30]
Appellees argue that these changes in voting procedures were
exempt from preclearance because literal compliance with § 5 was
impossible. The Attorney General did not approve the November
election date until after that date had passed; hence, it was
necessary to schedule another election date. Also, it is said that,
if the legislature had passed a statute setting a March election
date and submitted it to the Attorney General, preclearance might
not have been obtained by the date of the March election. In that
event, yet another amendment would have been necessary, requiring
yet another submission. The process might have continued
ad
infinitum.
Page 470 U. S. 180
To the extent that appellees found themselves in a dilemma,
however, it was largely of their own making. Rather than submitting
Act No. 549 shortly after its passage, which would have allowed
ample time for preclearance before the scheduled opening of the
filing period, the State delayed this action for two months.
[
Footnote 31] Even after Act
No. 549 received clearance too late to allow the election to be
held in November, appellees might still have submitted the new
election date without encountering significant inconvenience.
Because the Attorney General must respond to any submission within
60 days after he receives the necessary information, [
Footnote 32] appellees need only
have selected an election date sufficiently far in the future to
allow preclearance.
Appellees would have us hold that the changes here at issue did
not require preclearance because they were undertaken in good
faith, were merely an attempt to implement a statute that had
already been approved by the Attorney General, and were therefore
an improvement over prior voting procedures. But the Attorney
General's approval of Act No. 549 signified only that it was not
discriminatory, not that it was an improvement over Act No. 547,
which had also been approved. Furthermore, neither the absence of
discriminatory purpose nor a good faith implementation of a change
removes the potential for discriminatory effects. [
Footnote 33]
Page 470 U. S. 181
More fundamentally, it is not our province, nor that of the
District Court below, to determine whether the changes at issue in
this case in fact resulted in impairment of the right to vote, or
whether they were intended to have that effect. That task is
reserved by statute to the Attorney General or to the District
Court for the District of Columbia. Our inquiry is limited to
whether the challenged alteration has the potential for
discrimination. [
Footnote
34] The changes effected here did have such potential, and
therefore should have been precleared under § 5.
III
Relying on
Berry v. Doles, 438 U.
S. 190 (1978), the District Court held as an alternative
ground that these changes were implicitly approved when the
Attorney General withdrew his objection to Act No. 549.
Berry involved changes in voting procedures that were
implemented without first being submitted to the Attorney General.
In a decision rendered after the election had already taken place,
a three-judge District Court held that the changes should have been
submitted under § 5, and enjoined further enforcement of the
statute, but refused to set aside the election. We held that the
appropriate remedy was to allow the covered jurisdiction 30 days in
which to apply for approval of the change. We further stated:
"If approval is obtained, the matter will be at an end. If
approval is denied, appellants are free to renew to the District
Court their request for [a new election.]"
Id. at
438 U. S.
193.
Page 470 U. S. 182
From this, the District Court drew the conclusion that "a
retroactive validation of an election law change under Section 5
could be achieved by after-the-fact federal approval." [
Footnote 35]
Regardless of whether this is a fair characterization of the
holding of
Berry, it clearly has no application to the
facts of this case. The changes we have identified here -- the
retention of an August filing period in conjunction with a March
election, and the scheduling of the March election -- had not even
been decided upon by state authorities at the time the Attorney
General approved Act No. 549. That statute provided for an August
filing period and a November election, which, as we have
demonstrated, is quite another matter. Even an informal submission
of a change in voting procedures does not satisfy the requirements
of § 5: the change must be submitted "in some unambiguous and
recordable manner."
Allen, 393 U.S. at
393 U. S. 571.
See also McCain v. Lybrand, 465 U.
S. 236 (1984);
United States v. Sheffield Board of
Comm'rs, 435 U. S. 110,
435 U. S. 136
(1978). A change that was never submitted at all does not meet this
standard. The Attorney General cannot be said to have validated
these changes, retroactively or otherwise, because they were never
before him.
IV
Appellees' use of an August filing period in conjunction with a
March election, and the setting of the March election date itself,
were changes that should have been submitted to the Attorney
General under § 5. These changes cannot be said to have been
approved along with Act No. 549. As in
Berry v. Doles,
supra, it is appropriate in these circumstances for the
District Court to enter an order allowing appellees 30 days in
which to submit these changes to the Attorney General for approval.
438 U.S. at
438 U. S.
192-193. If appellees fail to seek this approval, or if
approval is not
Page 470 U. S. 183
forthcoming, the results of the March 1983 election should be
set aside. If, however, the Attorney General determines that the
changes had no discriminatory purpose or effect, the District Court
should determine, in the exercise of its equitable discretion,
whether the results of the election may stand. [
Footnote 36]
We therefore reverse the District Court's judgment that § 5 was
not violated by appellees' failure to secure approval of these
changes, and remand for further proceedings consistent with this
opinion.
It is so ordered.
JUSTICE POWELL and JUSTICE REHNQUIST concur in the judgment.
[
Footnote 1]
Section 5, as set forth in 42 U.S.C. § 1973c, provides in
pertinent part:
"Whenever a State or political subdivision with respect to which
the prohibitions set forth in section 1973b(a) of this title based
upon determinations made under the first sentence of section
1973b(b) of this title are in effect shall enact or seek to
administer any voting qualification or prerequisite to voting, or
standard, practice, or procedure with respect to voting different
from that in force or effect on November 1, 1964, . . . such State
or subdivision may institute an action in the United States
District Court for the District of Columbia for a declaratory
judgment that such qualification . . . does not have the purpose
and will not have the effect of denying or abridging the right to
vote on account of race or color, or in contravention of the
guarantees set forth in section 1973b(f)(2) of this title, and
unless and until the court enters such judgment no person shall be
denied the right to vote for failure to comply with such
qualification . . . :
Provided, That such qualification .
. . may be enforced without such proceedings if the qualification .
. . has been submitted by the chief legal officer or other
appropriate official of such State or subdivision to the Attorney
General and the Attorney General has not interposed an objection
within sixty days after such submission, or upon good cause shown,
to facilitate an expedited approval within sixty days after such
submission, the Attorney General has affirmatively indicated that
such objection will not be made. Neither an affirmative indication
by the Attorney General that no objection will be made, nor the
Attorney General's failure to object, nor a declaratory judgment
entered under this section shall bar a subsequent action to enjoin
enforcement of such qualification. . . . In the event that the
Attorney General affirmatively indicates that no objection will be
made within the sixty-day period following receipt of a submission,
the Attorney General may reserve the right to reexamine the
submission if additional information comes to his attention during
the remainder of the sixty-day period which would otherwise require
objection in accordance with this section. Any action under this
section shall be heard and determined by a court of three judges in
accordance with the provisions of section 2284 of Title 28 and any
appeal shall lie to the Supreme Court."
The option of obtaining preclearance from the Attorney General,
rather than from the District Court for the District of Columbia,
was added to the original legislation "
to provide a speedy
alternative method of compliance to covered States.'" McCain v.
Lybrand, 465 U. S. 236,
465 U. S. 246
(1984) (quoting Morris v. Gressette, 432 U.
S. 491, 432 U. S. 503
(1977)).
[
Footnote 2]
According to appellants' complaint filed in the District Court,
the county as a whole is 47% white and 53% black. School District
No. 1 contains 91% of the white student population, and its schools
are 46% white. School District No. 2 is 92% black. App. 8a-10a.
[
Footnote 3]
According to the court below, it was thought that an elected
board, as opposed to an appointed one, would "be responsive to
consolidating School Districts One and Two." App. to Juris.
Statement 3a (order of United States District Court for the
District of South Carolina, Sept. 9, 1983).
[
Footnote 4]
See id. at 17a.
[
Footnote 5]
See App. 52a (letter of Gerald W. Jones to C. Havird
Jones, Jr.).
[
Footnote 6]
Ibid.
[
Footnote 7]
App. to Juris. Statement 19a-21a. In their complaint in the
court below and in their brief in this Court, appellants alleged
that Act No. 549 was enacted in response to pressure from white
citizens of Hampton County who feared that Act No. 547 might lead
to consolidation of the two School Districts. The complaint alleged
that white residents of School District No. 1 circulated a petition
calling for the abolition of the County Board of Education and the
County Superintendent, thus severing the connection between School
District No. 1 and School District No. 2. Brief for Appellants
5.
[
Footnote 8]
App. to Juris. Statement 4a (order of United States District
Court for the District of South Carolina, Sept. 9, 1983).
[
Footnote 9]
Id. at 59a.
[
Footnote 10]
Id. at 63a-64a (letter of C. Havird Jones, Jr., to
William Bradford Reynolds).
[
Footnote 11]
Of the six Board members elected in the November election, three
were black and three were white. Brief for Appellants 9.
[
Footnote 12]
App. to Juris. Statement 65a-66a (letter of William Bradford
Reynolds to C. Havird Jones, Jr.).
[
Footnote 13]
Id. at 67a-69a (letter of Treva Ashworth to Randolph
Murdaugh III).
[
Footnote 14]
The complaint also alleged two other "changes." One of these was
the failure to certify the results of the May referendum to the
State Code Commissioner, as required by state law. Appellants have
not raised this claim in this Court. Appellants also argued in the
District Court, and in their brief in this Court, that Act No. 549
had effectively shortened the term of the County Superintendent of
Education. Appellants stated at oral argument that they no longer
wished to pursue this claim. In addition, the complaint alleged
that the abolition of the Board of Education violated § 2 of the
Voting Rights Act and the Fourteenth and Fifteenth Amendments. App.
22a-23a. These claims are the subject of continuing litigation in
the District Court. Brief for Appellants 13, n. 3.
[
Footnote 15]
Id. at 13-14. Black candidates were elected to all five
seats on the District No. 2 Board on March 15. Four whites and one
black won seats on the District No. 1 Board. App. to Juris.
Statement 7a, n. 2.
[
Footnote 16]
Section 5 of the Voting Rights Act provides that
"[a]ny action under this section shall be heard and determined
by a court of three judges in accordance with the provisions of
section 2284 of Title 28 and any appeal shall lie to the Supreme
Court."
42 U.S.C. § 1973c.
[
Footnote 17]
App. to Juris. Statement 8a-1 la.
[
Footnote 18]
Brief for Appellee School Districts 27.
[
Footnote 19]
We note, however, that a prime concern of Congress when it
extended the Voting Rights Act in 1982 was the prevalence of
changes that were implemented without preclearance and, in some
cases, were not submitted to the Attorney General until years
later.
See S.Rep. No. 97-417, pp. 12, 14, n. 43 (1982);
H.R.Rep. No. 97-227, p. 13 (1981). The Senate Report stated:
"Timely submission of proposed changes before their
implementation is the crucial threshold element of compliance with
the law. The Supreme Court has recognized that enforcement of the
Act depends upon voluntary and timely submission of changes subject
to preclearance."
"The extent of non-submission documented in both the House
hearings and those of this Committee remains surprising and deeply
disturbing. There are numerous instances in which jurisdictions
failed to submit changes before implementing them and submitted
them only, if at all, many years after, when sued or threatened
with suit."
"Put simply, such jurisdictions have flouted the law and
hindered the protection of minority rights in voting."
S.Rep. No. 97-417,
supra, at 47-48. Generally, statutes
that are subject to § 5 are ineffective as laws until they have
been cleared by federal authorities.
Collnor v. Waller,
421 U. S. 656
(1975) (per curiam).
[
Footnote 20]
In
Allen, the Court noted that the Attorney General
stated in hearings in the House that two or three types of changes,
such as changing from paper ballots to voting machines, could be
specifically excluded from § 5 without undermining its purpose. We
found it significant that
"Congress chose not to include even these minor exceptions in §
5, thus indicating an intention that all changes, no matter how
small, be subjected to § 5 scrutiny."
393 U.S. at
393 U. S.
568.
[
Footnote 21]
S.Rep. No. 97-417,
supra at 6-7, and n. 8;
see
also H.R.Rep. No. 97-227,
supra at 34-35 (rejecting
proposal to limit § 5 to cover only those changes that had produced
the most objections; "
[t]he discriminatory potential in
seemingly innocent or insignificant changes can only be determined
after the specific facts of the change are analyzed in context'")
(quoting testimony of Drew Days, former U.S. Assistant Attorney
General).
[
Footnote 22]
See also Dougherty County Board of Education v. White,
439 U. S. 32,
439 U. S. 43
(1978), where we held that a Board of Education rule requiring
employees to take unpaid leaves of absence while campaigning for
elective political office was a barrier to candidacy "as formidable
as the filing date changes at issue in"
Hadnott and Allen.
In other contexts, we have interpreted § 5 broadly to require
preclearance of changes in residence requirements for candidates,
City of Rome v. United States, 446 U.
S. 156,
446 U. S.
160-161 (1980); alterations of municipal boundaries,
Richmond v. United States, 422 U.
S. 358 (1975); reapportionment and redistricting plans,
Georgia v. United States, 411 U.
S. 526 (1973); and the location of polling places,
Perkins v. Matthews, 400 U. S. 379
(1971).
[
Footnote 23]
See Steelworkers v. Usery, 429 U.
S. 305 (1977) (recognizing, in union democracy context,
potential adverse impact of requiring candidates to qualify long
before election).
[
Footnote 24]
Only one black candidate filed for election as a trustee of
District No. 1 during the August filing period. He was ultimately
elected to the post along with four white candidates. Brief for
Appellants 27, and n. 12. That other potential candidates were
prevented from filing is not mere speculation. Appellants alleged
in their complaint that three black citizens of Hampton County,
including appellant Benjamin Brooks, attempted to have their names
placed on the ballot for trustee positions in February, but were
told that the filing period had ended the previous August. App.
16a-17a.
[
Footnote 25]
See supra at
470 U. S.
174.
[
Footnote 26]
See also Dougherty County, supra, (rule promulgated by
County Board of Education).
[
Footnote 27]
See H.R.Rep. 97-227, at 35 (rejecting proposal that § 5
should be limited to changes that produce most objections; "[w]hile
some changes may adversely affect a greater number of people,
others may have precisely the type of discriminatory impact which
Congress sought to prevent, even though the numbers involved are
smaller").
[
Footnote 28]
Appellants state that over 6,000 Hampton County voters
participated in the November, 1982, general election, whereas less
than half that number voted in the March, 1983, special election.
Brief for Appellants 23-24.
[
Footnote 29]
See, e.g., United States v. Sheffield Board of Comm'rs,
435 U. S. 110,
435 U. S. 131
(1978) (deference should be accorded to Attorney General's
construction of the Act, especially in light of the extensive role
played by the Attorney General in drafting the statute and
explaining its operation to Congress);
Dougherty County,
supra, at
439 U. S.
39.
[
Footnote 30]
Brief for United States as
Amicus Curiae 13-14, and n.
7.
[
Footnote 31]
Appellees imply that they were unable to submit Act No. 549
until after it had been approved in the May referendum. But the
Department's regulations explicitly provide for submission of
statutes before such ratification has been obtained.
See
28 CFR § 51.20 (1984). Thus, the Act could have been submitted as
soon as it was signed into law on April 9, a full 129 days before
the filing period opened on August 16.
[
Footnote 32]
See 28 CFR §§ 51.8, 51.35, 51.37 (1984).
[
Footnote 33]
See S.Rep. No. 97-417, at 12, n. 31 ("even when changes
are made for valid reasons, for example, reapportionment or home
rule,
jurisdictions may not always take care to avoid
discriminating against minority voters in the process'") (quoting
S.Rep. No. 94-295, p. 18 (1975)). See also Allen v. State Board
of Elections, 393 U.S. at 393 U. S. 565,
n. 29 (that a change was undertaken in an attempt to comply with
the Act does not exempt it from § 5; "[t]o hold otherwise would
mean that legislation, allegedly passed to meet the requirements of
the Act, would be exempted from § 5 coverage -- even though it
would have the effect of racial discrimination").
[
Footnote 34]
See McCain v. Lybrand, 465 U.S. at
465 U. S. 250;
Dougherty County Board of Education v. White, 439 U.S. at
439 U. S. 42;
Georgia v. United States, 411 U.S. at
411 U. S. 534;
Perkins v. Matthews, 400 U.S. at
400 U. S.
383-385;
Allen v. State Board of Elections,
supra, at
393 U. S. 555,
n.19,
393 U. S.
570.
[
Footnote 35]
App. to Juris. Statement 10a.
[
Footnote 36]
In
Berry, we stated that, if the Attorney General gave
his after-the-fact approval to the challenged alterations in voting
procedure, "the matter will be at an end." 438 U.S. at
438 U. S. 193.
In that case, however, the District Court had previously
acknowledged that the changes were covered by § 5, and had reached
the question of an appropriate remedy. In this case, however, the
District Court erroneously concluded that the changes were outside
the scope of § 5 and never engaged in the equitable weighing
process necessary to determine whether failure to submit a covered
change for preclearance requires that an election be set aside. The
factors to be weighed include
"the nature of the changes complained of, and whether it was
reasonably clear at the time of the election that the changes were
covered by § 5."
Perkins v. Matthews, supra, at
400 U. S.
396.
The determination whether a change has a discriminatory purpose
or effect, which is committed by statute to the Attorney General,
is distinct from the determination whether failure to submit the
change requires that the election be set aside. The latter
determination must be made by the District Court, after the
Attorney General has passed on the substantive nature of the
change.