A certain union was elected as the collective bargaining
representative of employees of petitioners, two small firms that
constitute a single integrated employer for purposes of the
National Labor Relations Act (NLRA). Petitioners then filed
objections to the election with the National Labor Relations Board
(Board), asserting that six of the seven eligible voters were
illegal aliens. After being notified that their objections were
overruled, petitioners' president sent a letter to the Immigration
and Naturalization Service (INS) asking that it check into the
status of a number of petitioners' employees. As a result of the
INS's investigation, five employees voluntarily left the country to
avoid deportation. Subsequently, the Board held that petitioners
had committed an unfair labor practice, in violation of § 8(a)(3)
of the NLRA, by reporting their employees, known to be undocumented
aliens, to the INS in retaliation for the employees' union
activities. Concluding that petitioners' conduct constituted a
"constructive discharge" of the employees, the Board entered a
cease-and-desist order, and directed the "conventional remedy of
reinstatement with backpay," thereby leaving until subsequent
compliance proceedings the determination whether the employees had
in fact been available for work so as not to toll petitioners'
backpay liability. On appeal, the Court of Appeals enforced the
Board's order as modified by the court to require that petitioners'
reinstatement offers to the employees be left open for a period of
four years to allow them a reasonable time to make arrangements for
legal reentry, and that the offers be written in Spanish and
delivered so as to allow for verification of receipt. Although
recognizing that the employees would not be entitled to backpay for
the period when they were not legally entitled to be present and
employed in the United States, the court decided that it would
serve the NLRA's policies to set a minimum amount of backpay that
petitioners must pay in any event, and suggested that the Board
consider whether six months' backpay would be an appropriate
amount. The Board accepted the suggestion, and its final order,
approved by the court, included the minimum award of six months'
backpay.
Page 467 U. S. 884
Held:
1. The Board's interpretation of the NLRA as applying to unfair
labor practices committed against undocumented aliens is
reasonable, and thus will be upheld. Pp.
467 U. S.
891-894.
(a) The NLRA's terms -- defining "employee" to include "any
employee," and not listing undocumented aliens among the few groups
of specifically exempted workers -- fully support the Board's
interpretation. Similarly, extending the NLRA's coverage to
undocumented aliens is consistent with its purpose of encouraging
and protecting the collective bargaining process. Pp.
467 U. S.
891-892.
(b) There is no conflict between application of the NLRA to
undocumented aliens and the mandate of the Immigration and
Nationality Act (INA), which does not make the employment
relationship between an employer and an undocumented alien
unlawful. Enforcement of the NLRA with respect to undocumented
alien employees is compatible with the INA's purpose in restricting
immigration so as to preserve jobs for American workers, since, if
there is no advantage as to wages and employment conditions in
preferring illegal alien workers, any incentive for employers to
hire illegal aliens is lessened. In turn, if the demand for
undocumented aliens declines, there may then be fewer incentives
for aliens themselves to enter in violation of the federal
immigration laws. Pp.
467 U. S.
892-894.
2. The Court of Appeals properly held that petitioners committed
an unfair labor practice under § 8(a)(3) of the NLRA by
constructively discharging their undocumented alien employees
through reporting the employees to the INS in retaliation for
participating in union activities. There is no merit in
petitioners' contention that, although they acted with "anti-union
animus," nevertheless their conduct did not force the undocumented
alien workers' departure from the country, and that the employees'
status as illegal aliens instead was the "proximate cause" of their
departure. The evidence showed that the letter of petitioners'
president to the INS was the sole cause of the investigation that
resulted in the employees' departure, and that the president
foresaw precisely this result. Although the reporting of any
violation of the criminal laws ordinarily should be encouraged, not
penalized, the Board's view that § 8(a)(3) is violated only when
the evidence establishes that the reporting of the presence of an
illegal alien employee is in retaliation for the employee's
protected union activity is consistent with the policies of both
the INA and the NLRA. Nor is there merit in petitioners' claim that
their request for enforcement of the federal immigration laws was
an aspect of their First Amendment right "to petition the
Government for a redress of grievances," and therefore could not be
burdened under the guise of enforcing the NLRA.
Bill Johnson's
Restaurants, Inc. v. NLRB, 461 U. S. 731,
distinguished. Pp.
467 U. S.
894-898.
Page 467 U. S. 885
3. The Court of Appeals erred in its modification of the Board's
remedial order. Pp.
467 U.S.
898-906.
(a) By directing the Board to impose a minimum backpay award
without regard to the employees' actual economic losses or legal
availability for work, the court exceeded its limited authority of
review under the NLRA, and also effectively compelled the Board to
take action that does not lie within the Board's powers. A backpay
remedy must be tailored to expunge only actual, not speculative,
consequences of an unfair labor practice. The probable
unavailability of the Act's more effective remedies in light of the
practical workings of the immigration laws cannot justify the
judicial arrogation of remedial authority not fairly encompassed
within the NLRA. Pp.
467 U.S.
898-905.
(b) The Court of Appeals also exceeded its limited authority of
judicial review by modifying the Board's order so as to require
petitioners to draft the reinstatement offers in Spanish and to
ensure verification of receipt. Such matters call for the Board's
superior expertise and long experience in handling specific details
of remedial relief, and if the court believed that the Board had
erred in failing to impose such requirements, the appropriate
course was to remand to the Board for reconsideration. The court's
requirement that the reinstatement offers be held open for four
years is vulnerable to similar attack. Pp.
467 U. S.
905-906.
672 F.2d 592, affirmed in part, reversed in part, and
remanded.
Page 467 U. S. 886
JUSTICE O'CONNOR delivered the opinion of the Court.
At issue in this case are several questions arising from the
application of the National Labor Relations Act (NLRA or Act) to an
employer's treatment of its undocumented alien employees. We first
determine whether the National Labor Relations Board (NLRB or
Board) may properly find that an employer engages in an unfair
labor practice by reporting to the Immigration and Naturalization
Service (INS) certain employees known to be undocumented aliens in
retaliation for their engaging in union activity, thereby causing
their immediate departure from the United States. We then address
the validity of the Board's remedial order as modified by the Court
of Appeals.
I
Petitioners are two small leather processing firms located in
Chicago that, for purposes of the Act, constitute a single
integrated employer. In July, 1976, a union organization drive was
begun. Eight employees signed cards authorizing the Chicago Leather
Workers Union, Local 431, Amalgamated Meatcutters and Butcher
Workmen of North America (Union), to act as their collective
bargaining representative. Of the 11 employees then employed by
petitioners, most were Mexican nationals present illegally in the
United States without visas or immigration papers authorizing them
to work. The Union ultimately prevailed in a Board election
conducted on December 10, 1976.
Two hours after the election, petitioners' president, John
Surak, addressed a group of employees, including some of the
undocumented aliens involved in this case. He asked the
Page 467 U. S. 887
employees why they had voted for the Union and cursed them for
doing so. He then inquired as to whether they had valid immigration
papers. Many of the employees indicated that they did not.
Petitioners filed with the Board objections to the election,
arguing that six of the seven eligible voters were illegal aliens.
Surak executed an accompanying affidavit which stated that he had
known about the employees' illegal presence in this country for
several months prior to the election. On January 19, 1977, the
Board's Acting Regional Director notified petitioners that their
objections were overruled and that the Union would be certified as
the employees' collective bargaining representative. The next day,
Surak sent a letter to the INS asking that the agency check into
the status of a number of petitioners' employees as soon as
possible. In response to the letter, INS agents visited
petitioners' premises on February 18, 1977, to investigate the
immigration status of all Spanish-speaking employees. The INS
agents discovered that five employees were living and working
illegally in the United States, and arrested them. Later that day,
each employee executed an INS form, acknowledging illegal presence
in the country and accepting INS's grant of voluntary departure as
a substitute for deportation. By the end of the day, all five
employees were on a bus ultimately bound for Mexico.
On February 22 and March 23, 1977, the Board's Acting Regional
Director issued complaints alleging that petitioners had committed
various unfair labor practices. On March 29, 1977, petitioners sent
letters to the five employees who had returned to Mexico offering
to reinstate them, provided that doing so would not subject
Sure-Tan to any violations of United States immigration laws. The
offers were to remain open until May 1, 1977.
The unfair labor practice charges were heard by an
Administrative Law Judge (ALJ), whose findings and conclusions as
to the merits of the complaints were affirmed and adopted by
Page 467 U. S. 888
the Board. Specifically, the Board affirmed the ALJ's conclusion
that petitioners had violated §§ 8(a)(1) and (3) [
Footnote 1] by requesting the INS to
investigate the status of their Mexican employees "solely because
the employees supported the Union" and "with full knowledge that
the employees in question had no papers or work permits."
Sure-Tan, Inc., 234 N.L.R.B. 1187 (1978). The Board,
therefore, agreed with the ALJ's finding that
"the discriminatees' subsequent deportation was the proximate
result of the discriminatorily motivated action by [petitioners],
and constitutes a constructive discharge."
Id. at 1191. [
Footnote
2]
As a remedy for the § 8(a)(3) violations, the Board adopted the
ALJ's recommendation that petitioners be ordered to cease and
desist from their various unfair labor practices, including
notifying the INS of their employees' status because of the
employees' support of the Union. However, the Board declined to
adopt the ALJ's specific recommendations as to the appropriate
remedy. The ALJ had recommended that petitioners be ordered to
offer the discharged employees reinstatement and that the offers be
held open for six months. In addition, the ALJ had concluded that
since, under past Board precedent, backpay is normally tolled
during
Page 467 U. S. 889
those periods in which employees are not available for
employment, an ordinary backpay award could not be ordered in this
case. Nevertheless, the ALJ had invited the Board to consider
awarding backpay for a minimum 4-week period both to provide some
measure of relief to the illegally discharged employees and to
deter future violations of the NLRA.
The Board, however, concluded that the ALJ's analysis of the
remedy was "unnecessarily speculative." 234 N.L.R.B. at 1187. Since
the record contained no evidence that the employees had not since
returned to the United States, the Board modified the ALJ's order
by substituting the "conventional remedy of reinstatement with
backpay," thereby leaving until subsequent compliance proceedings
the determination whether the employees had in fact been available
for work. [
Footnote 3]
Ibid.
On appeal, the Court of Appeals enforced the Board's order. 672
F.2d 592 (CA7 1982). The court fully agreed that petitioners had
violated the NLRA by constructively discharging their undocumented
alien employees. It also concurred in the Board's judgment that the
usual remedies of reinstatement and backpay were appropriate in
these circumstances. The Court of Appeals did, however, modify the
Board's order in several significant respects. First, it concluded
that reinstatement would be proper only if the discharged employees
were legally present and free to be employed in the United States
when they presented themselves for reinstatement. The court also
decided that the reinstatement offers in their present form were
deficient, since they
Page 467 U. S. 890
did not allow a reasonable time for the employees to make
arrangements for legal reentry. The court therefore ordered that
the offers be left open for a period of four years. It further
concluded that the offers must be written in Spanish, and delivered
so as to allow for verification of receipt.
As for backpay, the court required that the discharged employees
should be deemed unavailable for work during any period when they
were not legally entitled to be present and employed in the United
States. Recognizing that the discharged employees would most likely
not have been lawfully available for employment, and so would
receive no backpay award at all, the court decided that
"it would better effectuate the policies of the Act to set a
minimum amount of backpay which the employer must pay in any event,
because it was his discriminatory act which caused these employees
to lose their jobs."
Id. at 606. Believing that six months' backpay would be
the minimum amount appropriate for this purpose, the court
suggested that the Board consider this remedy. The Board accepted
the court's suggestion, and the final judgment order approved by
the court included the minimum award of six months' backpay.
[
Footnote 4] We granted
certiorari, 460 U.S. 1021 (1983). We now affirm the judgment of the
Court of Appeals insofar as it determined that petitioners violated
the Act by constructively discharging their undocumented alien
employees, but reverse the judgment as to some of the remedies
ordered and direct that the case be remanded to the Board.
Page 467 U. S. 891
II
A
We first consider the predicate question whether the NLRA should
apply to unfair labor practices committed against undocumented
aliens. The Board has consistently held that undocumented aliens
are "employees" within the meaning of § 2(3) of the Act. [
Footnote 5] That provision broadly
provides that "[t]he term
employee' shall include any
employee," 29 U.S.C. § 152(3), subject only to certain specifically
enumerated exceptions. Ibid. Since the task of defining
the term "employee" is one that "has been assigned primarily to the
agency created by Congress to administer the Act," NLRB v.
Hearst Publications, Inc., 322 U. S. 111,
322 U. S. 130
(1944), the Board's construction of that term is entitled to
considerable deference, and we will uphold any interpretation that
is reasonably defensible. See, e.g., Ford Motor Co. v.
NLRB, 441 U. S. 488,
441 U. S.
496-497 (1979); NLRB v. Iron Workers,
434 U. S. 335,
434 U. S. 350
(1978); NLRB v. Erie Resistor Corp., 373 U.
S. 221, 373 U. S. 236
(1963).
The terms and policies of the Act fully support the Board's
interpretation in this case. The breadth of § 2(3)'s definition is
striking: the Act squarely applies to "any employee." The only
limitations are specific exemptions for agricultural laborers,
domestic workers, individuals employed by their spouses or parents,
individuals employed as independent contractors or supervisors, and
individuals employed by a person who is not an employer under the
NLRA.
See 29 U.S.C. § 152(3).
Page 467 U. S. 892
Since undocumented aliens are not among the few groups of
workers expressly exempted by Congress, they plainly come within
the broad statutory definition of "employee."
Similarly, extending the coverage of the Act to such workers is
consistent with the Act's avowed purpose of encouraging and
protecting the collective bargaining process.
See Hearst
Publications, Inc., supra, at
322 U. S. 126.
As this Court has previously recognized:
"[A]cceptance by illegal aliens of jobs on substandard terms as
to wages and working conditions can seriously depress wage scales
and working conditions of citizens and legally admitted aliens; and
employment of illegal aliens under such conditions can diminish the
effectiveness of labor unions."
De Canas v. Bica, 424 U. S. 351,
424 U. S.
356-357 (1976). If undocumented alien employees were
excluded from participation in union activities and from
protections against employer intimidation, there would be created a
subclass of workers without a comparable stake in the collective
goals of their legally resident coworkers, thereby eroding the
unity of all the employees and impeding effective collective
bargaining.
See NLRB v. Jones & Laughlin Steel Corp.,
301 U. S. 1,
301 U. S. 33
(1937). Thus, the Board's categorization of undocumented aliens as
protected employees furthers the purposes of the NLRA.
B
Counterintuitive though it may be, we do not find any conflict
between application of the NLRA to undocumented aliens and the
mandate of the Immigration and Nationality Act (INA), 66 Stat. 163,
as amended, 8 U.S.C. § 1101
et seq. This Court has
observed that
"[t]he central concern of the INA is with the terms and
conditions of admission to the country and the subsequent treatment
of aliens lawfully in the country."
De Canas v. Bica, 424 U.S. at
424 U. S. 359.
The INA evinces "at best, evidence of a peripheral concern with
employment of illegal entrants."
Id. at
424 U. S. 360.
For whatever reason, Congress has not adopted provisions in the INA
making
Page 467 U. S. 893
it unlawful for an employer to hire an alien who is present or
working in the United States without appropriate authorization.
While it is unlawful to "concea[l], harbo[r], or shiel[d] from
detection" any alien not lawfully entitled to enter or reside in
the United States,
see 8 U.S.C. § 1324(a)(3), an explicit
proviso to the statute explains that
"employment (including the usual and normal practices incident
to employment) shall not be deemed to constitute harboring."
Ibid. See De Canas v. Bica, supra, at
424 U. S. 360,
and n. 9. Moreover, Congress has not made it a separate criminal
offense for an alien to accept employment after entering this
country illegally.
See 119 Cong.Rec. 14184 (1973) (remarks
of Rep. Dennis). Since the employment relationship between an
employer and an undocumented alien is hence not illegal under the
INA, there is no reason to conclude that application of the NLRA to
employment practices affecting such aliens would necessarily
conflict with the terms of the INA.
We find persuasive the Board's argument that enforcement of the
NLRA with respect to undocumented alien employees is compatible
with the policies of the INA. A primary purpose in restricting
immigration is to preserve jobs for American workers; immigrant
aliens are therefore admitted to work in this country only if they
"will not adversely affect the wages and working conditions of the
workers in the United States similarly employed." 8 U.S.C. §
1182(a)(14).
See S.Rep. No. 748, 89th Cong., 1st Sess., 15
(1965). Application of the NLRA helps to assure that the wages and
employment conditions of lawful residents are not adversely
affected by the competition of illegal alien employees who are not
subject to the standard terms of employment. If an employer
realizes that there will be no advantage under the NLRA in
preferring illegal aliens to legal resident workers, any incentive
to hire such illegal aliens is correspondingly lessened. In turn,
if the demand for undocumented aliens declines, there may then be
fewer incentives for aliens themselves to
Page 467 U. S. 894
enter in violation of the federal immigration laws. The Board's
enforcement of the NLRA as to undocumented aliens is therefore
clearly reconcilable with, and serves the purposes of, the
immigration laws as presently written.
III
Accepting the premise that the provisions of the NLRA are
applicable to undocumented alien employees, we must now address the
more difficult issue whether, under the circumstances of this case,
petitioners committed an unfair labor practice by reporting their
undocumented alien employees to the INS in retaliation for
participating in union activities. Section 8(a)(3) makes it an
unfair labor practice for an employer
"by discrimination in regard to hire or tenure of employment or
any term or condition of employment to encourage or discourage
membership in any labor organization."
29 U.S.C. § 158(a)(3). The Board, with the approval of lower
courts, has long held that an employer violates this provision not
only when, for the purpose of discouraging union activity, it
directly dismisses an employee, but also when it purposefully
creates working conditions so intolerable that the employee has no
option but to resign -- a so-called "constructive discharge."
See, e.g., NLRB v. Haberman Construction Co., 641 F.2d
351, 358 (CA5 1981) (en banc);
Cartwright Hardware Co. v.
NLRB, 600 F.2d 268, 270 (CA10 1979);
J. P. Stevens &
Co. v. NLRB, 461 F.2d 490, 494 (CA4 1972);
NLRB v. Holly
Bra of California, Inc., 405 F.2d 870, 872 (CA9 1969);
Atlas Mills, Inc., 3 N.L.R.B. 10, 17 (1937).
See
also 3 T. Kheel, Labor Law § 12.05[1][a] (1982).
Petitioners do not dispute that the antiunion animus element of
this test was, as expressed by the lower court, "flagrantly met."
672 F.2d at 601.
"The record is replete with examples of Sure-Tan's blatantly
illegal course of conduct to discourage its employees from
supporting the Union."
Id. at 601-602. Petitioners contend, however, that
their
Page 467 U. S. 895
conduct in reporting the undocumented alien workers did not
force the workers' departure from the country; instead, they argue,
it was the employees' status as illegal aliens that was the actual
"proximate cause" of their departure.
See Brief for
Petitioners 13-15.
This argument is unavailing. According to testimony by an INS
agent before the ALJ, petitioners' letter was the sole cause of the
investigation during which the employees were taken into custody.
This evidence was undisputed by petitioners, and amply supports the
ALJ's conclusion that "but for [petitioners'] letter to
Immigration, the discriminatees would have continued to work
indefinitely." 234 N.L.R.B. at 1191. And there can be little doubt
that Surak foresaw precisely this result when, having known about
the employees' illegal status for some months, he notified the INS
only after the Union's electoral victory was assured.
See
supra at
467 U. S. 887;
672 F.2d at 601.
We observe that the Board quite properly does not contend that
an employer may never report the presence of an illegal alien
employee to the INS.
See, e.g., Bloom/Art Textiles, Inc.,
225 N.L.R.B. 766 (1976) (no violation of Act for employer to
discharge illegal alien who was a union activist where the evidence
showed that the reason for the discharge was not the employee's
protected collective activities, but the employer's concern that
employment of the undocumented worker violated state law). The
reporting of any violation of the criminal laws is conduct which
ordinarily should be encouraged, not penalized.
See In re
Quarles, 158 U. S. 532,
158 U. S. 535
(1895). [
Footnote 6] It is only
when the evidence establishes
Page 467 U. S. 896
that the reporting of the presence of an illegal alien employee
is in retaliation for the employee's protected union activity that
the Board finds a violation of § 8(a)(3). Absent this specific
finding of antiunion animus, it would not be an unfair labor
practice to report or discharge an undocumented alien employee.
See Bloom/Art Textiles, Inc., supra. Such a holding is
consistent with the policies of both the INA and the NLRA.
Finally, petitioners claim that this Court's recent decision in
Bill Johnson's Restaurants, Inc. v. NLRB, 461 U.
S. 731 (1983), mandates the conclusion that their
request for enforcement of the federal immigration laws is an
aspect of their First Amendment right "to petition the Government
for a redress of grievances," and therefore may not be burdened
under the guise of enforcing the NLRA. [
Footnote 7] In
Bill Johnson's Restaurants, the
Court held that an employer's filing of a state court suit against
its employees seeking damages and injunctive relief for libelous
statements and injury to its business is not an enjoinable unfair
labor practice unless the suit is filed for retaliatory purposes
and lacks a reasonable basis. The Court stressed that the right of
access to courts for redress
Page 467 U. S. 897
of wrongs is an aspect of the First Amendment right to petition
the government, concluding that the NLRA must be construed in such
a way as to be "sensitive" to these First Amendment values.
Id. at
461 U. S. 741.
The Court also noted that the States had a compelling interest in
maintaining domestic peace by providing employers with such civil
remedies for tortious conduct during labor disputes. If the Board
were allowed to enjoin a state lawsuit simply because of
retaliatory motive, the employer would "be totally deprived of a
remedy for an actual injury," and the strong state interest in
providing for such redress would therefore be undermined.
Id. at
461 U. S.
742.
The reasoning of
Bill Johnson's Restaurants simply does
not apply to petitioners' situation. The employer in that case,
though similarly motivated by a desire to discourage the exercise
of NLRA rights, was asserting in state court a personal interest in
its
own reputation that was protected by state law. If the
Court had upheld the Board in the case, it would have left the
employer with no forum in which to pursue a remedy for an "actual
injury."
Id. at
461 U. S. 741.
The First Amendment right protected in
Bill Johnson's
Restaurants is plainly a "right of access to the courts . . .
for redress of alleged wrongs.'" Ibid. Petitioners in
this case, however, have not suffered a comparable, legally
protected injury at the hands of their employees. Petitioners did
not invoke the INS administrative process in order to seek the
redress of any wrongs committed against them. Cf. California
Motor Transport Co. v. Trucking Unlimited, 404 U.
S. 508 (1972). Indeed, private persons such as
petitioners have no judicially cognizable interest in procuring
enforcement of the immigration laws by the INS. Cf. Linda R. S.
v. Richard D., 410 U. S. 614,
410 U. S. 619
(1973).
Finally,
Bill Johnson's Restaurants was concerned about
whether the Board's interpretation of the NLRA would work to
preempt the
State from providing civil remedies for
conduct touching interests "
deeply rooted in local feeling and
responsibility.'" 461 U.S. at 461 U. S. 741
(quoting San
Diego
Page 467 U. S. 898
Building Trades Council v.
Garmon, 359 U. S. 236,
359 U. S. 244
(1959)). Here, where there is no conflict between the Board's
unfair labor practice finding and any asserted state interest, such
federalism concerns are simply not at stake. In short,
Bill
Johnson's Restaurants will not support petitioners' efforts to
avoid their obligations under the NLRA by reporting their employees
to the INS.
IV
There remains for us to consider petitioners' challenges to the
remedial order entered in this case. Petitioners attack those
portions of the Court of Appeals' order which modified the Board's
original order by providing for an irreducible minimum of six
months' backpay for each employee, and by detailing the language,
acceptance period, and verification method of the reinstatement
offers. [
Footnote 8] We find
that the Court of Appeals exceeded its narrow scope of review in
imposing both these modifications.
A
Section 10(c) of the Act empowers the Board, when it finds that
an unfair labor practice has been committed, to issue an order
requiring the violator to
"cease and desist from such unfair labor practice, and to take
such affirmative action including reinstatement of employees with
or without backpay, as will effectuate the policies"
of the NLRA. 29 U.S.C. § 160(c). The Court has repeatedly
interpreted this statutory command as vesting in the Board the
primary responsibility and broad discretion to devise remedies that
effectuate the policies of the Act, subject only to limited
judicial
Page 467 U. S. 899
review.
See, e.g., NLRB v. J. H. Rutter-Rex Mfg. Co.,
396 U. S. 258,
396 U. S.
262-263 (1969);
Fibreboard Paper Products Corp. v.
NLRB, 379 U. S. 203,
379 U. S. 216
(1964);
Phelps Dodge Corp. v. NLRB, 313 U.
S. 177,
313 U. S. 194
(1941). Although the courts of appeals have power under the Act "to
make and enter a decree . . . modifying, and enforcing as so
modified" the orders of the Board, 29 U.S.C. §§ 160(e), (f), they
should not substitute their judgment for that of the Board in
determining how best to undo the effects of unfair labor
practices:
"Because the relation of remedy to policy is peculiarly a matter
for administrative competence, courts must not enter the allowable
area of the Board's discretion, and must guard against the danger
of sliding unconsciously from the narrow confines of law into the
more spacious domain of policy."
Phelps Dodge Corp., supra, at
313 U. S. 194.
See also NLRB v. Seven-Up Bottling Co., 344 U.
S. 344,
344 U. S. 346
(1953) (power to fashion remedies "is for the Board to wield, not
for the courts").
Here, the Court of Appeals impermissibly expanded the Board's
original order to provide that each discriminatee would receive
backpay for at least six months on the ground that "six months is a
reasonable assumption" as to the
"minimum [time] during which the discriminatees might reasonably
have remained employed without apprehension by INS, but for the
employer's unfair labor practice."
672 F.2d at 606. We agree with petitioners that this remedy
ordered by the Court of Appeals exceeds the limits imposed by the
NLRA. [
Footnote 9]
Page 467 U. S. 900
Not only did the court overstep the limits of its own reviewing
authority,
see NLRB v. Seven-Up Bottling Co., supra, at
344 U. S.
346-347, [
Footnote
10] but it also effectively compelled the Board to take action
that simply does not lie within the Board's own powers. Under §
10(c), the Board's authority to remedy unfair labor practices is
expressly limited by the requirement that its orders "effectuate
the policies of the Act." Although this rather vague statutory
command obviously permits the Board broad discretion, at a minimum,
it encompasses the requirement that a proposed remedy be tailored
to the unfair labor practice it is intended to redress. Quite early
on, the Court established that "the relief which the statute
empowers the Board to grant is to be adapted to the situation which
calls for redress."
NLRB v. MacKay Radio & Telegraph
Co., 304 U. S. 333,
304 U. S. 348
(1938).
See D. McDowell & K. Huhn, NLRB Remedies for
Unfair Labor Practices 8-15 (1976). Of course, the general
legitimacy of the backpay order as a means to restore the situation
"as nearly as possible, to that which would have obtained but for
the illegal discrimination,"
Phelps Dodge Corp., 313 U.S.
at
313 U. S. 194,
is by now beyond dispute. Yet it remains a cardinal, albeit
frequently unarticulated, assumption that a backpay remedy must be
sufficiently tailored to expunge only the
actual, and not
merely
speculative, consequences of the unfair labor
practices.
Id. at
313 U. S. 198 ("[O]nly actual losses should be made
Page 467 U. S. 901
good. . ."). To this end, we have, for example, required that
the Board give due consideration to the employee's responsibility
to mitigate damages in fashioning an equitable backpay award.
See, e.g., NLRB v. Seven-Up Bottling Co., supra, at
344 U. S. 346;
Phelps Dodge Corp. v. NLRB, supra, at
313 U. S. 198.
Likewise, the Board's own longstanding practice has been to deduct
from the backpay award any wages earned in the interim in another
job,
see Pennsylvania Greyhound Lines, Inc., 1 N.L.R.B. 1,
51 (1935),
enf'd, 91 F.2d 178 (CA3 1937),
rev'd on
other grounds, 303 U. S. 261
(1938).
By contrast, the Court of Appeals' award of a minimum amount of
backpay in this case is not sufficiently tailored to the actual,
compensable injuries suffered by the discharged employees. The
court itself admitted that, although it sought to recompense the
discharged employees for their lost wages, the actual 6-month
period selected was "obviously conjectural." 672 F.2d at 606. The
court's imposition of this minimum backpay award in the total
absence of record evidence as to the circumstances of the
individual employees constitutes pure speculation, and does not
comport with the general reparative policies of the NLRA. [
Footnote 11]
Page 467 U. S. 902
We generally approve the Board's original course of action in
this case by which it ordered the conventional remedy of
reinstatement with backpay, leaving until the compliance
proceedings more specific calculations as to the amounts of
backpay, if any, due these employees. This Court and other lower
courts have long recognized the Board's normal policy of modifying
its general reinstatement and backpay remedy in subsequent
compliance proceedings as a means of tailoring the remedy to suit
the individual circumstances of each discriminatory discharge.
See NLRB v. J. H. Rutter-Rex Mfg. Co., 396 U.S. at
396 U. S. 260;
Nathanson v. NLRB, 344 U. S. 25,
344 U. S. 29-30
(1952);
Trico Products Corp. v. NLRB, 489 F.2d 347,
353-354 (CA2 1973).
Cf. Teamsters v. United States,
431 U. S. 324,
431 U. S. 371
(1977) (individual Title VII claims to be resolved at remedial
hearings held by District Court on remand). These compliance
proceedings provide the appropriate forum where the Board and
petitioners will be able to offer concrete evidence as to the
amounts of backpay, if any, to which the discharged employees are
individually entitled.
See NLRB v. Mastro Plastics Corp.,
354 F.2d 170 (CA2 1965),
cert. denied, 384 U.S. 972
(1966); 3 NLRB Casehandling Manual § 10656
et seq. (1977)
(preparation of backpay specification).
Nonetheless, as the Court of Appeals recognized, the
implementation of the Board's traditional remedies at the
compliance
Page 467 U. S. 903
proceedings must be conditioned upon the employees' legal
readmittance to the United States. In devising remedies for unfair
labor practices, the Board is obliged to take into account another
"equally important Congressional objectiv[e],"
Southern S.S.
Co. v. NLRB, 316 U. S. 31,
316 U. S. 47
(1942) -- to-wit, the objective of deterring unauthorized
immigration that is embodied in the INA. By conditioning the offers
of reinstatement on the employees' legal reentry, a potential
conflict with the INA is thus avoided. Similarly, in computing
backpay, the employees must be deemed "unavailable" for work (and
the accrual of backpay therefore tolled) during any period when
they were not lawfully entitled to be present and employed in the
United States.
Cf. 3 NLRB Casehandling Manual §§ 10612,
10656.9 (1977). [
Footnote
12]
The Court of Appeals assumed that, under these circumstances,
the employees would receive no backpay, and so
Page 467 U. S. 904
awarded a minimum amount of backpay that would effectuate the
underlying purposes of the Act by providing some relief to the
employees, as well as a financial disincentive against the
repetition of similar discriminatory acts in the future. 672 F.2d
at 606. We share the Court of Appeals' uncertainty concerning
whether any of the discharged employees will be able either to
enter the country lawfully to accept the reinstatement offers or to
establish at the compliance proceedings that they were lawfully
available for employment during the backpay period. The probable
unavailability of the Act's more effective remedies in light of the
practical workings of the immigration laws, however, simply cannot
justify the judicial arrogation of remedial authority not fairly
encompassed within the Act. Any perceived deficiencies in the
NLRA's existing remedial arsenal can only be addressed by
congressional action. [
Footnote
13] By directing the Board to impose a minimum backpay award
without regard to the employees' actual economic losses or legal
availability for work, the
Page 467 U. S. 905
Court of Appeals plainly exceeded its limited authority under
the Act. [
Footnote 14]
B
The Court of Appeals similarly exceeded its limited authority of
judicial review by modifying the Board's order so as to require
petitioners to draft the reinstatement offers in Spanish, and to
ensure verification of receipt. While such requirements appear
unobjectionable in that they constitute a rather trivial burden,
they represent just the type of informed judgment which calls for
the Board's superior expertise and long experience in handling
specific details of remedial relief.
See, e.g., NLRB v. J.
Weingarten, Inc., 420 U. S. 251,
420 U. S.
266-267 (1975);
NLRB v. Erie Resistor Corp.,
373 U.S. at
373 U. S. 236.
If the court believed that the Board had erred in failing to impose
such requirements, the appropriate course was to remand back to the
Board for reconsideration.
NLRB v. Food Store Employees,
417 U. S. 1 (1974).
Such action
"best respects the congressional scheme investing the Board, and
not the courts, with broad powers to fashion remedies that will
effectuate national labor policy."
Id. at
417 U. S. 10;
see 2 T. Kheel, Labor Law § 7.04[3][e] (1984).
The court's requirement that the reinstatement offers be held
open for four years is vulnerable to similar attack. The court
simply had no justifiable basis for displacing the Board's
discretionary judgment about the proper time period for acceptance
of the reinstatement offers. Rather than enlarging the Board's
remedial order in this fashion, the court was required to remand
for the Board to consider the alternative
Page 467 U. S. 906
grounds on which the court believed the offers to have been
deficient, and to decide upon new forms for the reinstatement
offers.
NLRB v. Food Store Employees, supra.
V
For the reasons given above, we reverse the judgment of the
Court of Appeals insofar as it imposed a minimum backpay award and
mandated certain specifics of the reinstatement offers. We
therefore remand the case to the Court of Appeals with instructions
to remand it back to the Board to permit formulation of an
appropriate remedial order consistent with this Court's
opinion.
It is so ordered.
[
Footnote 1]
Sections 8(a)(1) and (3) of the Act, 61 Stat. 140, as amended,
29 U.S.C. §§ 158(a)(1) and (3), make it an "unfair labor practice"
for an employer "(1) to interfere with, restrain, or coerce
employees in the exercise of the rights guaranteed in section 157
of this title" or
"(3) by discrimination in regard to hire or tenure of employment
or any term or condition of employment to encourage or discourage
membership in any labor organization."
Section 7 grants employees the rights of self-organization,
participation in labor organizations and concerted activity, and
collective bargaining.
See 29 U.S.C. § 157.
[
Footnote 2]
The Board also affirmed the findings of the ALJ that petitioners
had violated § 8(a)(1) of the Act by (1) threatening employees with
less work if they supported the Union and promising more work if
they did not; (2) interrogating employees about their Union
sentiments; (3) threatening the employees immediately after the
election to notify the INS because they had supported the Union;
and (4) threatening to go out of business because the Union won the
election.
[
Footnote 3]
The Board's General Counsel then filed a motion for
clarification in which he suggested that the Board's remedial order
might violate national immigration laws by requiring reinstatement
and backpay without explicit regard to the legality of the
employees' immigration status. The Board denied the General
Counsel's motion, over the dissents of two members, who argued that
the order's failure to condition the offers of reinstatement on
legal presence within this country would encourage illegal reentry
by the employees.
See Sure-Tan, Inc., 246 N.L.R.B. 788
(1979).
[
Footnote 4]
The Board did not issue a new decision regarding the 6-month
minimum backpay award, but merely submitted a proposed judgment
order that was evidently intended to incorporate the proposed
award. Upon reviewing the Board's proposed order, the court still
remained uncertain whether the Board had in fact adopted its
suggestion, and so modified the order to make clear that the
employees were entitled to a minimum award of six months' backpay.
App. to Pet. for Cert. 28a. A petition for rehearing with
suggestion for rehearing en banc was denied, with three judges
dissenting. 677 F.2d 584 (1982).
[
Footnote 5]
In extending the coverage of the Act to undocumented aliens, the
Board has included such workers in bargaining units,
see Duke
City Lumber Co., 251 N.L.R.B. 53 (1980);
Sure-Tan, Inc.,
and Surak Leather Co., 231 N.L.R.B. 138 (1977),
enf'd, 583 F.2d 355 (CA7 1978), and has found violations
of the Act both in their discriminatory discharge,
see Apollo
Tire Co., 236 N.L.R.B. 1627 (1978),
enf'd, 604 F.2d
1180 (CA9 1979);
Amay's Bakery & Noodle Co., 227
N.L.R.B. 214 (1976), and in threats of deportation intended to
deter their union activities,
see Hasa Chemical, Inc., 235
N.L.R.B. 903 (1978).
[
Footnote 6]
It is by now well established, however, that, if the reason
asserted by an employer for a discharge is pretextual, the fact
that the action taken is otherwise legal or even praiseworthy is
not controlling.
See NLRB v. Transportation Management,
Inc., 462 U. S. 393,
462 U. S. 398
(1983). If the Board finds, as it did here, that the otherwise
legitimate reason asserted by the employer for a discharge is a
pretext, then the nature of the pretext is immaterial, even where
the pretext involves a reliance on state or local laws.
See,
e.g., New Foodland, Inc., 205 N.L.R.B. 418, 420 (1973)
(discriminatory discharge of underage employee). Indeed, as we
noted in
NLRB v. Erie Resistor Corp., 373 U.
S. 221,
373 U. S. 230,
n. 8 (1963), even evidence of a "good faith motive" for a
discriminatory discharge "has not been deemed an absolute defense
to an unfair labor practice charge."
[
Footnote 7]
Under § 10(e) of the Act,
"[n]o objection that has not been urged before the Board . . .
shall be considered by the court, unless the failure or neglect to
urge such objection shall be excused because of extraordinary
circumstances."
29 U.S.C. § 160(e). We may consider petitioners' First Amendment
argument, although not raised before the Board, because the
intervening, substantial change in controlling law occasioned by
Bill Johnson's Restaurants qualifies as an "extraordinary
circumstanc[e]."
See, e.g., NLRB v. Lundy Manufacturing
Corp., 286 F.2d 424, 426 (CA2 1960). As that intervening
decision issued six months after the filing of the petition for
certiorari in this case, we similarly countenance petitioners'
presentation of their First Amendment challenge for the first time
before this Court.
See, e.g., Blonder-Tongue Laboratories, Inc.
v. University of Illinois Foundation, 402 U.
S. 313,
402 U. S.
320-321, and n. 6 (1971).
[
Footnote 8]
Petitioners do not challenge the cease and desist order imposed
by the Board and affirmed by the Court of Appeals. Under such an
order, petitioners will be subject to contempt sanctions should
they again resort to the discriminatory tactics employed here. Nor
do petitioners appear to challenge the court's modifications of the
Board's remedial order conditioning acceptance of the reinstatement
offers and the accrual of any backpay upon the discharged
employees' legal presence in this country.
See n 12,
infra.
[
Footnote 9]
JUSTICE BRENNAN asserts that. since the Board has "fully
acquiesced" in the Court of Appeals' remedy, the case should be
reviewed as if the Board itself had developed the remedial order.
See post at
467 U. S. 907.
This argument misses the mark on two levels. First, our traditional
deference to such remedial orders is premised upon our appreciation
that the Board has duly considered and brought to bear its "special
competence" in fashioning appropriate relief in any given unfair
labor practice case.
See NLRB v. J. Weingarten, Inc.,
420 U. S. 251,
420 U. S.
265-266 (1975). Given the disparity between the Board's
original order and the Court of Appeals' modified order, that
premise is patently inapplicable to this case. Moreover, the
Board's mere acquiescence in the Court of Appeals' remedial order
simply cannot correct the order's main deficiency -- its
development in the total absence of any record evidence as to the
circumstances of the individual employees.
[
Footnote 10]
In imposing a minimum backpay award, the Court of Appeals
usurped the delegated function of the Board to decide how best to
appraise the relevant factors that determine a just backpay remedy.
The proper course for a reviewing court that believes a Board
remedy to be inadequate is to remand the case to the Board for
further consideration.
See supra at
467 U. S. 899;
NLRB v. Food Store Employees, 417 U. S.
1,
417 U. S. 10
(1974).
[
Footnote 11]
We are also mindful that, prior to the instant case, the Board
itself had never claimed the power given it here by the Court of
Appeals. To our knowledge, the Board has never attempted to impose
a minimum backpay award that the employer must pay regardless of
the actual evidence as to such issues as an employee's availability
for work or his efforts to secure comparable interim employment. In
fact, in this very case, the Board had already rejected as
"unnecessarily speculative" the ALJ's recommendation that a 4-week
minimum period of backpay be awarded the discharged employees. 234
N.L.R.B. at 1187. The Board now argues that the Court of Appeals'
backpay award involves no greater speculation than that which is
normally involved in reconstructing what would have happened to
certain employees but for their discriminatory discharge.
See,
e.g., NLRB v. Superior Roofing Co., 460 F.2d 1240 (CA9 1972)
(per curiam);
Buncher v. NLRB, 405 F.2d 787 (CA3 1968),
cert. denied, 396 U.S. 828 (1969). In each of these cases,
however, the courts enforced the Board's orders upon finding that
the Board, in the course of compliance proceedings, had applied to
particular facts a reasonable formula for determining the probable
length of employment and compensation due and had permitted the
employer to come forward with evidence mitigating liability.
See, e.g., NLRB v. Superior Roofing Co., supra, at
1240-1241 (upholding use of a "seniority formula" to compute the
earnings of a "representative employee" in a reasonable
approximation of discharged roofer's earnings). In the instant
case, the Court of Appeals "estimated" an appropriate period of
backpay without any evidence whatsoever as to the period of time
these particular employees might have continued working before
apprehension by the INS and without affording petitioners any
opportunity to provide mitigating evidence. In the absence of
relevant factual information or adequate analysis, it is
inappropriate for us to conclude, as does JUSTICE BRENNAN, that the
Court of Appeals had estimated the proper minimum backpay award
"with a fair degree of precision,"
see post at
467 U. S.
909.
[
Footnote 12]
Conditioning the offers of reinstatement on the employees' legal
reentry and deeming the employees "unavailable" during any period
when they were not lawfully present are requirements that were, in
fact, imposed by the Court of Appeals in this case, and hence fully
accepted by the Board.
See 672 F.2d at 606 ("Consistent
with our requirement that there be reinstatement only if the
discriminatees are legally present and permitted by law to be
employed in the United States, we modify the Board's order so as to
make clear (1) that [except for the minimum backpay award], in
computing backpay, discriminatees will be deemed unavailable for
work during any period when not lawfully entitled to be present and
employed in the United States . . ."); App. to Pet. for Cert. 32a
(modified order). Contrary to JUSTICE BRENNAN's assertion,
see
post at
467 U. S. 910,
the Board does not argue that it would exempt these employees from
its "unavailability" policy because their unavailability is
directly attributable to the employer's own unfair labor practice.
The Board refers to this limited exception to its normal rule
solely to counter petitioners' suggestion that the minimum backpay
award is somehow logically "inconsistent" with normal Board
policies in calculating backpay.
See Brief for Respondent
45, n. 44. The Board has clearly indicated its agreement with these
portions of the Court of Appeals' remedial order by specifically
noting that petitioners do not challenge these parts of the order,
see id. at 43, by limiting its own argument to the minimum
backpay award issue alone,
see id. at 43-46, and, most
importantly, by asking that the judgment below be affirmed in its
entirety.
[
Footnote 13]
According to JUSTICE BRENNAN, the Court stands guilty today of
creating a "disturbing anomaly" by, on the one hand, holding that
undocumented aliens are "employees" within the meaning of the Act,
and so entitled to bring an unfair labor practice claim, but then,
on the other hand, holding that these same employees are
"effectively deprived of any remedy. . . ."
See post at
467 U. S. 911.
This argument completely ignores the fact that today's decision
leaves intact the cease and desist order imposed by the Board,
see n 7,
supra, one of the Act's traditional remedies for
discriminatory discharge cases. Were petitioners to engage in
similar illegal conduct, they would be subject to contempt
proceedings and penalties. This threat of contempt sanctions
thereby provides a significant deterrent against future violations
of the Act. At the same time, we fully recognize that the
reinstatement and backpay awards afford both more certain
deterrence against unfair labor practices and more meaningful
relief for the illegally discharged employees. Nevertheless, we
remain bound to respect the directives of the INA as well as the
NLRA, and to guard against judicial distortion of the statutory
limits placed by Congress on the Board's remedial authority. Any
other solution must be sought in Congress, and not the courts.
[
Footnote 14]
In light of our disposition of this issue, we find it
unnecessary to consider petitioners' claim that the minimum backpay
awards are "punitive," and hence beyond the authority of the Board
under
Republic Steel Corp. v. NLRB, 311 U. S.
7,
311 U. S. 9-12
(1940). We may thus avoid entering into what we have previously
deemed "the bog of logomachy" as to what is "remedial" and what is
"punitive."
NLRB v. Seven-Up Bottling Co., 344 U.
S. 344,
344 U. S. 348
(1953).
JUSTICE BRENNAN, with whom JUSTICE MARSHALL, JUSTICE BLACKMUN,
and JUSTICE STEVENS join, concurring in part and dissenting in
part.
I fully agree with the Court to the extent it holds, first, that
undocumented aliens are "employees" within the meaning of § 2(3) of
the National Labor Relations Act (NLRA), 29 U.S.C. § 152(3), and,
second, that petitioners plainly violated § 8(a)(3) of the Act, 29
U.S.C. § 158(a)(3), when they reported their undocumented alien
employees to the Immigration and Naturalization Service (INS) in
retaliation for participating in union activities. Accordingly, I
join Parts I, II, and III of the Court's opinion. However, because
the Court's treatment of the appropriate remedy departs so
completely from our prior cases, I dissent from Part IV of the
opinion.
The Court's first mistake is to ignore the fact that the Board,
rather than seeking a remand, has expressly urged that we affirm
the 6-month backpay and reinstatement remedy provided in the Court
of Appeals' enforcement order, because it is fully satisfied that
the court's order "effectuates the purposes of the NLRA." Brief for
Respondent 11. Of course, it is generally true, as the Court
observes,
ante at
467 U. S. 900, n. 10, that the proper course for a
reviewing court that
Page 467 U. S. 907
finds a Board remedy inadequate is to remand to the Board,
rather than attempting in the first instance to fashion its own
remedy. Such a rule protects the Board's congressionally delegated
power "to fashion remedies that will effectuate national labor
policy" from usurpation by the courts.
NLRB v. Food Store
Employees, 417 U. S. 1,
417 U. S. 10
(1974). In this case, however, the Board has fully acquiesced in
the remedy developed by the Court of Appeals and, consequently, no
purpose would be served by remanding to the Board for further
consideration of the remedy question. We should instead approach
this case as if the Board had developed the remedial order on its
own motion and the Court of Appeals had simply enforced that
order.
The Court compounds this initial error by devising a new
standard for reviewing the propriety of remedies ordered under the
NLRA. At the outset of its discussion, the Court correctly states
that we have consistently interpreted § 10(c) of the NLRA, 29
U.S.C. § 160(c), as
"vesting in the Board the primary responsibility and broad
discretion to devise remedies that effectuate the policies of the
Act, subject only to limited judicial review."
Ante at
467 U.S.
898-899. The Court goes on, however, to concoct a new
standard of review which considers whether the terms of a remedial
order are "sufficiently tailored" to the unfair labor practice it
is intended to redress.
Ante at
467 U. S. 901.
Applying its newly minted standard to this case, the Court finds
that the remedial order challenged here involved the imposition of
requirements on petitioners that "d[o] not lie within the Board's
own powers."
Ante at
467 U. S. 900.
Our prior cases, however, provide no support whatsoever for this
new standard. Indeed, we have explained that
"[w]hen the Board . . . makes an order of restoration by way of
backpay, the order"
"should stand
unless it can be shown that the order is a
patent attempt to achieve ends other than those which can fairly be
said to effectuate the policies of the Act."
NLRB v. Seven-Up Bottling Co., 344 U.
S. 344,
344 U. S.
346-347 (1953) (emphasis added) (quoting
Page 467 U. S. 908
Virginia Electric & Power Co. v. NLRB, 319 U.
S. 533,
319 U. S. 540
(1943)). And we have repeatedly emphasized that a court has only
limited authority to review remedial orders developed by the Board
to effectuate the purposes of the Act.
See NLRB v. J. H.
Rutter-Rex Mfg. Co., 396 U. S. 258,
396 U. S.
262-263 (1969);
NLRB v. Seven-Up Bottling Co.,
supra, at
344 U. S. 346;
Phelps Dodge Corp. v. NLRB, 313 U.
S. 177,
313 U. S. 194
(1941). Because of that consistent pattern of deference, our cases
have never before considered whether a particular remedy is
"sufficiently tailored" to the harm it seeks to cure.
If the appropriate standard of review is applied to this case,
it is clear that the judgment of the Court of Appeals should be
affirmed in its entirety, as the Board urges. It is undisputed
that, absent petitioners' illegal conduct, the five employees
involved here would certainly have continued working for and
receiving wages from petitioners for some period of time beyond
February 18, 1977 -- the date on which they were discriminatorily
discharged. It is equally clear, therefore, that each of these
employees suffered some loss of income that was directly
attributable to petitioners' unfair labor practices. Accordingly,
given such circumstances, it is perfectly reasonable that the Board
should, in the exercise of its broad remedial powers under § 10(c)
of the Act, fashion a remedy designed to restore those employees
"as nearly as possible [to the situation] that . . . would have
obtained but for the illegal discrimination,"
Phelps Dodge,
supra, at
313 U. S. 194,
including reinstatement and an award of appropriate backpay. Such a
remedial order is in no sense "punitive," since it serves the dual
purposes of making whole those employees who were injured by
petitioners' conduct and of vindicating the important public
purposes of the NLRA.
Virginia Electric & Power Co. v.
NLRB, supra, at
319 U. S. 543.
The reinstatement order and the award of a minimum of six months'
backpay ordered by the Court of Appeals and supported here by the
Board reflect, in my view, a wholly reasonable effort to effectuate
those purposes.
Page 467 U. S. 909
The Court, however, identifies what it considers to be two
significant problems with that order. First, the 6-month backpay
award, in the Court's view, rests solely on "conjecture" and
"speculation," and is therefore not "sufficiently tailored to the
actual, compensable injuries suffered by the discharged employees."
Ante at
467 U. S. 901.
Second, the Court insists that,
"in computing backpay, the employees must be deemed
'unavailable' for work (and the accrual of backpay therefore
tolled) during any period when they were not lawfully entitled to
be present and employed in the United States."
Ante at
467 U. S.
903.
With respect to the Court's first assertion, it is clear that
the Board's decision to support the backpay award ordered by the
Court of Appeals rests squarely upon its own judgment that this
award estimates with a fair degree of precision the period that
these employees would have continued working for petitioners had
petitioners not reported them to the INS. Indeed, as the Board
points out, such an award is no more speculative or conjectural
than those developed in other situations commonly confronted by the
Board in which it is not clear how long an employment relationship
would have continued in the absence of an unfair labor practice.
See, e.g., Buncher v. NLRB, 405 F.2d 787, 789-790 (CA3
1968),
cert. denied, 396 U.S. 828 (1969);
NLRB v.
Superior Roofing Co., 460 F.2d 1240, 1241 (CA9 1972);
NLRB
v. Miami Coca-Cola Bottling Co., 360 F.2d 569, 572-573 (CA5
1966). [
Footnote 2/1]
Page 467 U. S. 910
As to the second assertion, the Court provides no explanation
for its conclusion that these employees were "unavailable" for
work, as a matter of law, following their return to Mexico, and
that any entitlement to backpay that might otherwise have accrued
during that period is therefore tolled. In the first place, such a
holding overlooks the Board's longstanding practice of forgiving
periods of unavailability that are due to the employer's own
illegal conduct.
See, e.g., Graves Trucking Inc., 246
N.L.R.B. 344, 345 (1979),
enf'd as modified, 692 F.2d 470,
474-477 (CA7 1982);
Moss Planning Mill Co., 103 N.L.R.B.
414,
enf'd, 206 F.2d 557 (CA4 1953);
cf. J. Truett
Payne Co. v. Chrysler Motors Corp., 451 U.
S. 557,
451 U. S.
566-567 (1981) ("[I]t does not come with very good grace
for the wrongdoer to insist upon specific and certain proof of the
injury . . . it has itself inflicted"). In this case, as the Board
explains,
see Brief for Respondent 45, n. 44, these
employees would not necessarily have been found unavailable,
because their immediate departure from the country was plainly and
directly attributable to petitioners' illegal conduct. Thus, by
presuming to foreclose a remedy that the Board itself is prepared
to grant, the Court today is far more guilty of usurping the
remedial functions of the Board than was the Court of Appeals.
[
Footnote 2/2]
Page 467 U. S. 911
More importantly, the Court never addresses the disturbing
anomaly it creates by holding in Parts II and III that undocumented
aliens are "employees" within the meaning of the Act, and thereby
entitled to all of the protections that come with that status, but
then finding in Part IV that these same alien employees are
effectively deprived of any remedy, despite a clear violation of
the NLRA by their employer. In Part II, the Court concludes that
undocumented aliens must be considered employees protected under
the Act, notwithstanding the fact that they are not lawfully
entitled to be present in the United States while they are employed
here.
Ante at
467 U. S.
891-894. But that holding is then flatly contradicted by
the Court's assertion in Part IV that these alien employees must be
considered "unavailable" for work, and therefore not entitled to
backpay under the NLRA, during any period when they were not
lawfully entitled to be present in the United States.
Ante
at
467 U. S. 903.
If these undocumented alien employees are entitled, as the Court
finds they are, to press an unfair labor practice claim before the
Board on the basis of their discriminatory discharge by
petitioners, and if the Board may properly find that an unfair
labor practice was committed, then I fail to see why these same
employees should be stripped of the normal remedial protections of
the Act.
The contradiction in the Court's opinion is total. In explaining
why enforcement of the NLRA with respect to undocumented alien
employees is compatible with national immigration policy, the Court
observes:
"Application of the NLRA helps to assure that the wages and
employment conditions of lawful residents are not adversely
affected by the competition of illegal alien
Page 467 U. S. 912
employees who are not subject to the standard terms of
employment. If an employer realizes that there will be no advantage
under the NLRA in preferring illegal aliens to legal resident
workers, any incentive to hire such illegal aliens is
correspondingly lessened."
Ante at
467 U. S. 893.
But the force of this logic is blunted by the Court's decision to
restrict drastically the remedies available to undocumented alien
employees. Once employers, such as petitioners, realize that they
may violate the NLRA with respect to their undocumented alien
employees without fear of having to recompense those workers for
lost backpay, their "incentive to hire such illegal aliens" will
not decline, it will increase. And the purposes of both the NLRA
and the Immigration and Naturalization Act (INA) that are
supposedly served by today's decision will unquestionably be
undermined. [
Footnote 2/3]
Moreover, permitting backpay awards in these circumstances
creates little risk of undermining the policies of the INA. As long
as offers of reinstatement are conditioned upon the employee's
legal reentry to this country, any incentive to return illegally to
the United States that such a Board-ordered remedy might otherwise
create is, as the Court itself properly notes,
see ante at
467 U. S.
902-903, effectively removed.
Finally, with respect to the Court of Appeals' requirement that
the offers of reinstatement remain open for four years to permit
the discharged alien employees a reasonable time to
Page 467 U. S. 913
seek legal reentry to the United States, that these offers be
drafted in Spanish, and that receipt of the offers be verified, it
should be noted that all of these remedies serve, in the judgment
of the Board, "reasonably [to] effectuate the purposes of the Act
in the circumstances of this case." Brief for Respondent 47.
Although, as I have said, I generally agree with the Court that
reviewing courts should remand to the Board, rather than
unilaterally imposing modifications of this sort,
see ante
at
467 U. S.
905-906, it seems clear that, in this case, the Board
has fully accepted these requirements as measures that further
national labor policy and accommodate the competing purposes of the
INA. Under those circumstances, I see no reason to require a
remand. Accordingly, I would affirm the judgment of the Court of
Appeals.
[
Footnote 2/1]
Under the guidelines developed by the General Counsel of the
NLRB, the period covered by a backpay award generally includes the
time from the discriminatory discharge until the discriminatee
either rejects a bona fide offer of reinstatement or is reinstated.
See NLRB Casehandling Manual § 10530.1(a) (1977). In this
case, of course, because the five undocumented alien employees
accepted voluntary departure as a substitute for deportation
immediately following their illegal discharge, this normal method
of calculating the period of backpay cannot be applied. Instead,
just as in
Buncher v. NLRB, an estimate must be made of
the income these employees would have earned but for petitioners'
unfair labor practices. As the Board has explained, the 6-month
period adopted by the Court of Appeals reflects a reasonable
estimate, under the particular circumstances of this case, of the
earnings that these employees lost as a result of petitioners'
illegal conduct.
[
Footnote 2/2]
The Court of Appeals expressed concern that some of the
discharged alien employees might not be able to establish --
because of their undocumented immigration status -- that they were
lawfully available for reemployment during the normal backpay
period between their illegal discharge and acceptance of
reinstatement, and would therefore not be entitled to claim
backpay.
See 672 F.2d 592, 606 (CA7 1982); App. to Pet.
for Cert. 28a. But, in order to ensure that petitioners bore some
responsibility for the "discriminatory act[s] which caused these
employees to lose their jobs," the court concluded that a minimum
backpay award was necessary to effectuate the purposes of the NLRA.
672 F.2d at 606;
see also App. to Pet. for Cert. 28a. As
the Board explains in its brief, such a backpay award is wholly
consistent with its own longstanding policy that
"where unavailability is due to an illness, injury, or other
event that would not have occurred but for the unlawful discharge,
backpay liability will not be tolled for that period."
Brief for Respondent 45, n. 44.
[
Footnote 2/3]
In its struggle to justify the contradiction it has created, the
Court recognizes, as it must, that
"reinstatement and backpay awards afford both more certain
deterrence against unfair labor practices and more meaningful
relief for the illegally discharged employees."
Ante at
467 U. S. 904,
n. 13. Given that fact, the Board's resolute position that
reinstatement and backpay awards are necessary to effectuate the
policies of the NLRA, and the fact that the policies of the INA do
not require the Court's result, I am at a loss to understand why
the Court insists upon denying these employees the normal remedies
that the Board has seen fit to provide.
JUSTICE POWELL, with whom JUSTICE REHNQUIST joins, concurring in
part and dissenting in part.
I dissent from the Court's finding that the illegal aliens
involved in this case are "employees" within the meaning of that
term in the National Labor Relations Act. It is unlikely that
Congress intended the term "employee" to include -- for purposes of
being accorded the benefits of that protective statute -- persons
wanted by the United States for the violation of our criminal laws.
I therefore would hold that the illegal alien workers are not
entitled to any remedy. Given the Court's holding, however, that
they are entitled to the protections of the NLRA, I join Part IV of
the Court's opinion.
*
* Although the difference in the remedy approved by the Court
and that urged in JUSTICE BRENNAN's opinion is essentially one of
degree, the former provides less incentive for aliens to enter and
reenter the United States illegally.