Missouri statutes require abortions after 12 weeks of pregnancy
to be performed in a hospital (§ 188.025); require a pathology
report for each abortion performed (§ 188.047); require the
presence of a second physician during abortions performed after
viability (§ 188.030.3); and require minors to secure parental
consent or consent from the Juvenile Court for an abortion (§
188.028). In an action challenging the constitutionality of these
provisions, the District Court invalidated all provisions except §
188.047. The Court of Appeals reversed as to § 188.028 and §
188.047 but affirmed as to § 188.030.3 and § 188.025.
Held: Section 188.025 is unconstitutional, but §§
188.047, 188.030.3, and 188.028 are constitutional.
664 F.2d 687, affirmed in part, reversed in part, vacated in
part, and remanded.
JUSTICE POWELL delivered the opinion of the Court with respect
to Parts I and II, concluding that the second trimester
hospitalization requirement of § 188.025 "unreasonably infringes
upon a woman's constitutional right to obtain an abortion."
Akron v. Akron Center of Reproductive Health, Inc., ante
at
462 U. S. 439.
462 U. S.
481-482.
JUSTICE POWELL, joined by THE CHIEF JUSTICE, concluded in Parts
III, IV, and V that:
1. The second physician requirement of § 188.030.3 is
constitutional as reasonably furthering the State's compelling
interest in protecting the lives of viable fetuses. Pp.
462 U. S.
482-486.
2. The pathology report requirement of § 188.047 is
constitutional. On its face and in effect, such requirement is
reasonably related to generally accepted medical standards, and
furthers important health-related state concerns. In light of the
substantial benefits that a pathologist's examination can have, the
small additional cost of such an examination does not significantly
burden a pregnant woman's abortion decision. Pp.
462 U. S.
486-490
Page 462 U. S. 477
3. Section 188.028 is constitutional. A State's interest in
protecting immature minors will sustain a requirement of a consent
substitute, either parental or judicial. And as interpreted by the
Court of Appeals to mean that the Juvenile Court cannot deny a
minor's application for consent to an abortion "for good cause"
unless the court first finds that the minor was not mature enough
to make her own decision, § 188.028 provides a judicial alternative
that is consistent with established legal standards.
See Akron
v. Akron Center for Reproductive Health, Inc., ante at
462 U. S.
439-440. Pp.
462 U. S.
490-493.
JUSTICE O'CONNOR, joined by JUSTICE WHITE and JUSTICE REHNQUIST,
concluded that:
1. The second physician requirement of § 188.030.3 is
constitutional because the State has a compelling interest, extant
throughout pregnancy, in protecting and preserving fetal life.
462 U. S.
505.
2. The pathology report requirement of § 188.047 is
constitutional because it imposes no undue burden on the limited
right to undergo an abortion, and its validity is not contingent on
the trimester of pregnancy in which it is imposed. P.
462 U. S.
505.
3. Assuming,
arguendo, that the State cannot impose a
parental veto on a minor's decision to undergo an abortion, the
parental consent provision of § 188.028.2 is constitutional because
it imposes no undue burden on any right that a minor may have to
undergo an abortion. P.
462 U. S.
505.
POWELL, J announced the judgment of the Court in Part VI and
delivered the opinion of the Court with respect to Parts I and II,
in which BURGER, C.J., and BRENNAN, MARSHALL, BLACKMUN, and
STEVENS, JJ., joined, and an opinion with respect to Parts III, IV,
and V, in which BURGER, C.J., joined. BLACKMUN, J., filed an
opinion concurring in part and dissenting in part, in which
BRENNAN, MARSHALL, and STEVENS, JJ., joined,
post, p.
462 U. S. 494.
O'CONNOR, J., filed an opinion concurring in the judgment in part
and dissenting in part, in which WHITE and REHNQUIST, JJ., joined,
post, p.
462 U. S.
505.
Page 462 U. S. 478
JUSTICE POWELL announced the judgment of the Court in Part VI
and delivered the opinion of the Court with respect to Parts I and
II and an opinion with respect to Parts III, IV, and V, in which
THE CHIEF JUSTICE joins.
These cases, like
City of Akron v. Akron Center for
Reproductive Health, Inc., ante p.
462 U. S. 416, and
Simopoulos v. Virginia, post, p.
462 U. S. 506,
present questions as to the validity of state statutes or local
ordinances regulating the performance of abortions.
I
Planned Parenthood Association of Kansas City, Missouri, Inc.,
two physicians who perform abortions, and an abortion clinic
(plaintiffs) filed a complaint in the District Court for the
Western District of Missouri challenging, as unconstitutional,
several sections of the Missouri statutes regulating the
performance of abortions. The sections relevant here include
Mo.Rev.Stat. § 188.025 (Supp.1982), requiring that abortions after
12 weeks of pregnancy be performed in a hospital; [
Footnote 1] § 188.047, requiring a pathology
report for each abortion performed; [
Footnote 2] § 188.030.3, requiring the presence of a
second
Page 462 U. S. 479
physician during abortions performed after viability; [
Footnote 3] and § 188.028, requiring
minors to secure parental or judicial consent. [
Footnote 4]
Page 462 U. S. 480
After hearing testimony from a number of expert witnesses, the
District Court invalidated all of these sections except the
pathology requirement.
483 F.
Supp. 679, 699701 (1980). [
Footnote 5] The Court of Appeals for the Eighth
Circuit
Page 462 U. S. 481
reversed the District Court's judgment with respect to §
188.028, thereby upholding the requirement that a minor secure
parental or judicial consent to an abortion. It also held that the
District Court erred in sustaining § 188.047, the pathology
requirement. The District Court's judgment with respect to the
second physician requirement was affirmed, and the case was
remanded for further proceedings and findings relating to the
second trimester hospitalization requirement. 655 F.2d 848, 872-873
(1981). On remand, the District Court adhered to its holding that
the second trimester hospitalization requirement was
unconstitutional. The Court of Appeals affirmed this judgment. 664
F.2d 687, 691 (1981). We granted certiorari. 456 U.S. 988
(1982).
The Court today, in
City of Akron, ante at
462 U. S.
426-431, has stated fully the principles that govern
judicial review of state statutes regulating abortions, and these
need not be repeated here. With these principles in mind, we turn
to the statutes at issue.
II
In
City of Akron, we invalidated a city ordinance
requiring physicians to perform all second trimester abortions at
general or special hospitals accredited by the Joint Commission on
Accreditation of Hospitals (JCAH) or by the American Osteopathic
Association.
Ante at
462 U. S.
431-432. Missouri's hospitalization requirements are
similar to those enacted by Akron, as all second trimester
abortions must be performed in general, acute care facilities.
[
Footnote 6] For the reasons
stated in
City of
Page 462 U. S. 482
Akron, we held that such a requirement "unreasonably
infringes upon a woman's constitutional right to obtain an
abortion."
Ante at
462 U. S. 439.
For the same reasons, we affirm the Court of Appeals' judgment that
§ 188.025 is unconstitutional.
III
We turn now to the State's second physician requirement. In
Roe v. Wade, 410 U. S. 113
(1973), the Court recognized that the State has a compelling
interest in the life of a viable fetus:
"[T]he State in promoting its interest in the potentiality of
human life may, if it chooses, regulate, and even proscribe,
abortion except where it is necessary, in appropriate medical
judgment, for the preservation of the life or health of the
mother."
Id. at
410 U. S.
164-165.
See Colautti v. Franklin, 439 U.
S. 379,
439 U. S.
386-387 (1979);
Beal v. Doe, 432 U.
S. 438,
432 U. S.
445-446 (1977). Several of the Missouri statutes
undertake such regulation. Post-viability abortions are proscribed
except when necessary to preserve the life or the health of the
woman. Mo.Rev.Stat. § 188.030.1 (Supp.1982). The
Page 462 U. S. 483
State also forbids the use of abortion procedures fatal to the
viable fetus unless alternative procedures pose a greater risk to
the health of the woman. § 188.030.2.
The statutory provision at issue in this case requires the
attendance of a second physician at the abortion of a viable fetus.
§ 188.030.3. This section requires that the second physician
"take all reasonable steps in keeping with good medical practice
. . . to preserve the life and health of the viable unborn child;
provided that it does not pose an increased risk to the life or
health of the woman."
See n 3,
supra. It also provides that the second physician "shall
take control of and provide immediate medical care for a child born
as a result of the abortion."
The lower courts invalidated 188.030.3. [
Footnote 7] The plaintiffs, respondents here on this
issue, urge affirmance on the
Page 462 U. S. 484
grounds that the second physician requirement distorts the
traditional doctor-patient relationship, and is both impractical
and costly. They note that Missouri does not require two
Page 462 U. S. 485
physicians in attendance for any other medical or surgical
procedure, including childbirth or delivery of a premature
infant.
The first physician's primary concern will be the life and
health of the woman. Many third trimester abortions in Missouri
will be emergency operations, [
Footnote 8] as the State permits these late abortions only
when they are necessary to preserve the life or the health of the
woman. It is not unreasonable for the State to assume that, during
the operation, the first physician's attention and skills will be
directed to preserving the woman's health, and not to protecting
the actual life of those fetuses who survive the abortion
procedure. Viable fetuses will be in immediate and grave danger
because of their premature birth. A second physician, in situations
where Missouri permits third trimester abortions, may be of
assistance to the woman's physician in preserving the health and
life of the child.
By giving immediate medical attention to a fetus that is
delivered alive, the second physician will assure that the State's
interests are protected more fully than the first physician alone
would be able to do. And given the compelling interest that the
State has in preserving life, we cannot say that the Missouri
requirement of a second physician in those unusual
Page 462 U. S. 486
circumstances where Missouri permits a third trimester abortion
is unconstitutional. Preserving the life of a viable fetus that is
aborted may not often be possible, [
Footnote 9] but the State legitimately may choose to
provide safeguards for the comparatively few instances of live
birth that occur. We believe the second physician requirement
reasonably furthers the State's compelling interest in protecting
the lives of viable fetuses, and we reverse the judgment of the
Court of Appeals holding that § 188.030.3 is unconstitutional.
IV
In regulating hospital services within the State, Missouri
requires that
"[a]ll tissue surgically removed with the exception of such
tissue as tonsils, adenoids, hernial sacs and prepuces, shall be
examined by a pathologist, either on the premises or by arrangement
outside of the hospital."
13 Mo.Admin.Code § 50-20.030(3)(A)7 (1977). With respect to
abortions, whether performed in hospitals or in some other
facility, § 188.047 requires the pathologist to "file a copy of the
tissue report with the state division of health. . . ."
See n 2,
supra. The pathologist also is required to "provide a copy
of the report to the abortion facility or hospital in which the
abortion was performed or induced." Thus, Missouri appears to
require that tissue following abortions, as well as from almost all
other surgery performed in hospitals, must be submitted to a
pathologist, not merely examined by the performing doctor. The
narrow question before us is whether the State lawfully also may
require the tissue removed following
Page 462 U. S. 487
abortions performed in clinics as well as in hospitals to be
submitted to a pathologist.
On its face and in effect, § 188.047 is reasonably related to
generally accepted medical standards and "further[s] important
health-related state concerns."
City of Akron, ante at
462 U. S. 430.
As the Court of Appeals recognized, pathology examinations are
clearly "useful and even necessary in some cases," because
"abnormalities in the tissue may warn of serious, possibly fatal
disorders." 655 F.2d at 870. [
Footnote 10] As a rule, it is accepted medical practice
to submit all tissue to the examination of a pathologist. [
Footnote 11] This is particularly
important following abortion, because questions remain as to the
long-range
Page 462 U. S. 488
complications and their effect on subsequent pregnancies.
See App. 72-73 (testimony of Dr. Willard Cates, Jr.);
Levin, Schoenbaum, Monson, Stubblefield, & Ryan, Association of
Induced Abortion with Subsequent Pregnancy Loss, 243 J.A.M.A. 2495,
2499 (1980). Recorded pathology reports, in concert with abortion
complication reports, provide a statistical basis for studying
those complications.
Cf. Planned Parenthood of Central Missouri
v. Danforth, 428 U. S. 52,
428 U. S. 81
(1976).
Plaintiffs argue that the physician performing the abortion is
as qualified as a pathologist to make the examination. This
argument disregards the fact that Missouri requires a pathologist
-- not the performing physician -- to examine tissue after almost
every type of surgery. Although this requirement is in a provision
relating to surgical procedures in hospitals, many of the same
procedures included within the Missouri statute customarily are
performed also in outpatient clinics. No reason has been suggested
why the prudence required in a hospital should not be equally
appropriate in such a clinic. Indeed, there may be good reason to
impose stricter standards in this respect on clinics performing
abortions than on hospitals. [
Footnote 12] As the testimony in the District
Page 462 U. S. 489
Court indicates, medical opinion differs widely on this
question.
See 4 Record 623; 6 Record 749-750, 798-800,
845-847;
n 11,
supra. There is substantial support for Missouri's
requirement. In this case, for example, Dr. Bernard Nathanson, a
widely experienced abortion practitioner, testified that he
requires a pathologist examination after each of the 60,000
abortions performed under his direction at the New York Center for
Reproductive and Sexual Health. He considers it
"absolutely necessary to obtain a pathologist's report on each
and every specimen of tissue removed from abortion, or for that
matter from any other surgical procedure which involves the removal
of tissue from the human body."
App. 143-144.
See also id. at 146-147 (testimony of Dr.
Keitges); 5 Record 798-799 (testimony of Dr. Schmidt). [
Footnote 13]
In weighing the balance between protection of a woman's health
and the comparatively small additional cost of a pathologist's
examination, we cannot say that the Constitution requires that a
State subordinate its interest in health to minimize to this extent
the cost of abortions. Even in the early weeks of pregnancy,
"[c]ertain regulations that have no significant impact on the
woman's exercise of her right [to
Page 462 U. S. 490
decide to have an abortion] may be permissible where justified
by important state health objectives."
City of Akron, ante at
462 U. S. 430.
See Danforth, supra, at
428 U. S. 80-81.
We think the cost of a tissue examination does not significantly
burden a pregnant woman's abortion decision. The estimated cost of
compliance for plaintiff Reproductive Health Services was $19.40
per abortion performed, 483 F. Supp. at 700, n. 48, and in light of
the substantial benefits that a pathologist's examination can have,
this small cost clearly is justified. In
Danforth, this
Court unanimously upheld Missouri's recordkeeping requirement
as
"useful to the State's interest in protecting the health of its
female citizens, and [as] a resource that is relevant to decisions
involving medical experience and judgment,"
428 U.S. at
428 U. S. 81.
[
Footnote 14] We view the
requirement for a pathology report as comparable and as a
relatively insignificant burden. Accordingly, we reverse the
judgment of the Court of Appeals on this issue.
V
As we noted in
City of Akron, the relevant legal
standards with respect to parental consent requirements are not in
dispute.
See ante at
462 U. S. 439;
Bellotti v. Baird, 443 U. S. 622,
443 U. S.
640-642,
443 U. S.
643-644 (1979) (
Bellotti II) (plurality
opinion);
id. at
443 U. S.
656-657 (WHITE, J., dissenting). [
Footnote 15] A State's interest in
Page 462 U. S. 491
protecting immature minors will sustain a requirement of a
consent substitute, either parental or judicial. It is clear,
however, that
"the State must provide an alternative procedure whereby a
pregnant minor may demonstrate that she is sufficiently mature to
make the abortion decision herself or that, despite her immaturity,
an abortion would be in her best interests. [
Footnote 16]
City of Akron, ante at
462 U. S. 439-440. [
Footnote 17] The issue here is one
purely of statutory construction: whether Missouri
Page 462 U. S. 492
provides a judicial alternative that is consistent with these
established legal standards. [
Footnote 18]"
The Missouri statute, § 188.028.2, [
Footnote 19] in relevant part, provides:
"(4) In the decree, the court shall for good cause:"
"(a) Grant the petition for majority rights for the purpose of
consenting to the abortion; or"
"(b) Find the abortion to be in the best interests of the minor
and give judicial consent to the abortion, setting forth the
grounds for so finding; or"
"(c) Deny the petition, setting forth the grounds on which the
petition is denied."
On its face, § 188.028.2(4) authorizes Juvenile Courts [
Footnote 20] to choose among any of
the alternatives outlined in the section.
Page 462 U. S. 493
The Court of Appeals concluded that a denial of the petition
permitted in subsection (c)
"would initially require the court to find that the minor was
not emancipated and was not mature enough to make her own decision,
and that an abortion was not in her best interests."
655 F.2d at 858. Plaintiffs contend that this interpretation is
unreasonable. We do not agree.
Where fairly possible, courts should construe a statute to avoid
a danger of unconstitutionality. The Court of Appeals was aware, if
the statute provides discretion to deny permission to a minor for
any "good cause," that arguably it would violate the principles
that this Court has set forth.
Ibid. It recognized,
however, that before exercising any option, the Juvenile Court must
receive evidence on "the emotional development, maturity, intellect
and understanding of the minor." Mo.Rev.Stat. § 188.028.2(3)
(Supp.1982). The court then reached the logical conclusion that
"findings and the ultimate denial of the petition must be supported
by a showing of
good cause.'" 655 F.2d at 858. The Court of
Appeals reasonably found that a court could not deny a petition
"for good cause" unless it first found -- after having received the
required evidence -- that the minor was not mature enough to make
her own decision. See Bellotti II, 443 U.S. at
443 U. S.
643-644, 443 U. S.
647-648 (plurality opinion). We conclude that the Court
of Appeals correctly interpreted the statute, and that § 188.028,
as interpreted, avoids any constitutional infirmities. [Footnote 21]
Page 462 U. S. 494
VI
The judgment of the Court of Appeals, insofar as it invalidated
Missouri's second trimester hospitalization requirement and upheld
the State's parental and judicial consent provision, is affirmed.
The judgment invalidating the requirement of a pathology report for
all abortions and the requirement that a second physician attend
the abortion of any viable fetus is reversed. We vacate the
judgment upholding an award of attorney's fees for all hours
expended by plaintiffs' attorneys and remand for proceedings
consistent with
Hensley v. Eckerhart, 461 U.
S. 424 (1983).
It is so ordered.
* Together with No. 81-1623,
Ashcroft, Attorney General of
Missouri, et al. v. Planned Parenthood Association of Kansas City,
Missouri, Inc., et al., also on certiorari to the same
court.
[
Footnote 1]
Missouri Rev.Stat. § 188.025 (Supp.1982) provides: "Every
abortion performed subsequent to the first twelve weeks of
pregnancy shall be performed in a hospital."
[
Footnote 2]
Missouri Rev.Stat. § 188.047 (Supp.1982) provides:
"A representative sample of tissue removed at the time of
abortion shall be submitted to a board eligible or certified
pathologist, who shall file a copy of the tissue report with the
state division of health, and who shall provide a copy of the
report to the abortion facility or hospital in which the abortion
was performed or induced and the pathologist's report shall be made
a part of the patient's permanent record."
[
Footnote 3]
Missouri Rev.Stat. § 188.030.3 (Supp.1982) provides:
"An abortion of a viable unborn child shall be performed or
induced only when there is in attendance a physician other than the
physician performing or inducing the abortion who shall take
control of and provide immediate medical care for a child born as a
result of the abortion. During the performance of the abortion, the
physician performing it, and subsequent to the abortion, the
physician required by this section to be in attendance, shall take
all reasonable steps in keeping with good medical practice,
consistent with the procedure used, to preserve the life and health
of the viable unborn child; provided that it does not pose an
increased risk to the life or health of the woman."
[
Footnote 4]
. Missouri Rev.Stat. § 188.028 (Supp.1982) provides:
"1. No person shall knowingly perform an abortion upon a
pregnant woman under the age of eighteen years unless:"
"(1) The attending physician has secured the informed written
consent of the minor and one parent or guardian; or"
"(2) The minor is emancipated and the attending physician has
received the informed written consent of the minor; or"
"(3) The minor has been granted the right to self-consent to the
abortion by court order pursuant to subsection 2 of this section,
and the attending physician has received the informed written
consent of the minor; or"
"(4) The minor has been granted consent to the abortion by court
order, and the court has given its informed written consent in
accordance with subsection 2 of this section, and the minor is
having the abortion willingly, in compliance with subsection 3 of
this section."
"2. The right of a minor to self-consent to an abortion under
subdivision (3) of subsection 1 of this section or court consent
under subdivision (4) of subsection 1 of this section may be
granted by a court pursuant to the following procedures:"
"(1) The minor or next friend shall make an application to the
juvenile court which shall assist the minor or next friend in
preparing the petition and notices required pursuant to this
section. The minor or the next friend of the minor shall thereafter
file a petition setting forth the initials of the minor; the age of
the minor; the names and addresses of each parent, guardian, or, if
the minor's parents are deceased and no guardian has been
appointed, any other person standing in loco parentis of the minor;
that the minor has been fully informed of the risks and
consequences of the abortion; that the minor is of sound mind and
has sufficient intellectual capacity to consent to the abortion;
that, if the court does not grant the minor majority rights for the
purpose of consent to the abortion, the court should find that the
abortion is in the best interest of the minor and give judicial
consent to the abortion; that the court should appoint a guardian
ad litem of the child; and if the minor does not have
private counsel, that the court should appoint counsel. The
petition shall be signed by the minor or the next friend;"
"(3) A hearing on the merits of the petition, to be held on the
record, shall be held as soon as possible within five days of the
filing of the petition. . . . At the hearing, the court shall hear
evidence relating to the emotional development, maturity, intellect
and understanding of the minor; the nature, possible consequences,
and alternatives to the abortion; and any other evidence that the
court may find useful in determining whether the minor should be
granted majority rights for the purpose of consenting to the
abortion or whether the abortion is in the best interests of the
minor;"
"(4) In the decree, the court shall for good cause:"
"(a) Grant the petition for majority rights for the purpose of
consenting to the abortion; or"
"(b) Find the abortion to be in the best interests of the minor
and give judicial consent to the abortion, setting forth the
grounds for so finding; or"
"(c) Deny the petition, setting forth the grounds on which the
petition is denied;"
* * * *
"If a minor desires an abortion, then she shall be orally
informed of and, if possible, sign the written consent required by
Section 188.039 in the same manner as an adult person. No abortion
shall be performed on any minor against her will, except that an
abortion may be performed against the will of a minor pursuant to a
court order described in subdivision (4) of subsection 1 of this
section that the abortion is necessary to preserve the life of the
minor."
[
Footnote 5]
The District Court also awarded attorney's fees for all hours
claimed by the plaintiffs' attorneys. The Court of Appeals affirmed
this allocation of fees.
See 655 F.2d 848, 872 (CA8 1981).
The petition for certiorari raises the issue whether an award of
attorney's fees, made pursuant to 42 U.S.C. § 1988 (1976 ed., Supp.
V), should be proportioned to reflect the extent to which
plaintiffs prevailed.
[
Footnote 6]
Missouri does not define the term "hospital" in its statutory
provisions regulating abortions. We therefore must assume, as did
the courts below,
see 483 F.
Supp. 679, 686, n. 10 (1980); 664 F.2d 687, 689-690, and nn. 3,
5, and 6 (1981), that the term has its common meaning of a general,
acute care facility.
Cf. Mo.Rev.Stat. § 188.015(2)
(Supp.1982) (defining "abortion facility" as "a clinic, physician's
office, or any other place or facility in which abortions are
performed other than a hospital"). Section 197.020.2 (1978), part
of Missouri's hospital licensing laws, reads:
"'Hospital'' means a place devoted primarily to the maintenance
and operation of facilities for the diagnosis, treatment or care
for not less than twenty-four hours in any week of three or more
nonrelated individuals suffering from illness, disease, injury,
deformity or other abnormal physical conditions; or a place devoted
primarily to provide for not less than twenty-four hours in any
week medical . . . care for three or more nonrelated individuals. .
. ."
Cf. Mo.Rev.Stat. § 197.200(1) (1978) (defining
"ambulatory surgical center" to include facilities "with an
organized medical staff of physicians" and "with continuous
physician services and registered professional nursing services
whenever a patient is in the facility"); 13 Mo.Admin.Code §
50-30.010(1)(A) (1977) (same). The regulations for the Department
of Social Services establish standards for the construction,
physical facilities, and administration of hospitals. § 50-20.010
to 50-20.030. These are not unlike those set by JCAH.
See City
of Akron, ante, at
462 U. S. 432,
and n. 16.
[
Footnote 7]
The courts below found, and JUSTICE BLACKMUN's partial
dissenting opinion agrees,
post at
462 U. S.
499-500, that there is no possible justification for a
second physician requirement whenever D&E is used, because no
viable fetus can survive a D&E procedure. 483 F. Supp. at 694;
655 F.2d at 865. Accordingly, for them, § 188.030.3 is overbroad.
This reasoning rests on two assumptions. First, a fetus cannot
survive a D&E abortion, and second, D&E is the method of
choice in the third trimester. There is general agreement as to the
first proposition, but not as to the second. Indeed, almost all of
the authorities disagree with JUSTICE BLACKMUN's critical
assumption, and as the Court of Appeals noted, the choice of this
procedure after viability is subject to the requirements of §
188.030.2.
See id. at 865, and n. 28. Nevertheless, the
courts below, in conclusory language, found that D&E is the
"method of choice even after viability is possible."
Id.
at 865. No scholarly writing supporting this view is cited by those
courts or by the partial dissent. Reliance apparently is placed
solely on the testimony of Dr. Robert Crist, a physician from
Kansas, to whom the District Court referred in a footnote. 483 F.
Supp. at 694, n. 25. This testimony provides slim support for this
holding. Dr. Crist's testimony, if nothing else, is remarkable in
its candor. He is a member of the National Abortion Federation, "an
organization of abortion providers and people interested in the
pro-choice movement." 3 Record 415-416. He supported the use of
D&E on 28-week pregnancies, well into the third trimester. In
some circumstances, he considered it a better procedure than other
methods.
See id. at 427-428. His disinterest in protecting
fetal life is evidenced by his agreement "that the abortion patient
has a right not only to be rid of the growth, called a fetus in her
body, but also has a right to a dead fetus."
Id. at 431.
He also agreed that he "[n]ever ha[s] any intention of trying to
protect the fetus, if it can be saved,"
ibid., and finally
that, "as a general principle," "[t]here should not be a live
fetus,"
id. at 435. Moreover, contrary to every other
view, he thought a fetus could survive a D&E abortion.
Id. at 433-434. None of the other physicians who testified
at the trial, those called both by the plaintiffs and defendants,
considered that any use of D&E after viability was indicated.
See 2 Record 21 (limiting use of D&E to under 18
weeks); 3 Record 381, 410-413 (Dr. Robert Kretzschmar) (D&E up
to 17 weeks; would never perform D&E after 26 weeks); 5 Record
787 (almost "inconceivable" to use D&E after viability); 7
Record 52 (D&E safest up to 18 weeks);
id. at 110
(doctor not performing D&E past 20 weeks);
id. at 111
(risks of doing outpatient D&E equivalent to childbirth at 24
weeks).
See also 8 Record 33, 78-81 (deposition of Dr.
Willard Cates) (16 weeks latest D&E performed). Apparently Dr.
Crist performed abortions only in Kansas, 3 Record 334, 368, 428, a
State having no statutes comparable to § 188.030.1 and § 188.030.2.
It is not clear whether he was operating under or familiar with the
limitations imposed by Missouri law. Nor did he explain the
circumstances when there were "contraindications" against the use
of any of the procedures that could preserve viability, or whether
his conclusory opinion was limited to emergency situations. Indeed,
there is no record evidence that D&E ever will be the method
that poses the least risk to the woman in those rare situations
where there are compelling medical reasons for performing an
abortion after viability. If there were such instances, they hardly
would justify invalidating § 188.030.3.
In addition to citing Dr. Crist in its footnote, the District
Court cited -- with no elaboration -- Dr. Schmidt. His testimony,
reflecting no agreement with Dr. Crist, is enlightening. Although
he conceded that the attendance of a second physician for a D&E
abortion on a viable fetus was not necessary, he considered the
point mostly theoretical, because he "simply [did] not believe that
the question of viability comes up when D&E is an elected
method of abortion." 5 Record 836. When reminded of Dr. Crist's
earlier testimony, he conceded the remote possibility of third
trimester D&E abortions, but stated: "I personally cannot
conceive that as a significant practical point. It may be important
legally, but [not] from a medical standpoint. . . ."
Ibid.
Given that Dr. Crist's discordant testimony is wholly unsupported,
the State's compelling interest in protecting a viable fetus
justifies the second physician requirement even though there may be
the rare case when a physician may think honestly that D&E is
required for the mother's health. Legislation need not accommodate
every conceivable contingency.
[
Footnote 8]
There is no clearly expressed exception on the face of the
statute for the performance of an abortion of a viable fetus
without the second physician in attendance. There may be emergency
situations where, for example, the woman's health may be endangered
by delay. Section 188.030.3 is qualified, at least in part, by the
phrase "provided that it does not pose an increased risk to the
life or health of the woman." This clause reasonably could be
construed to apply to such a situation.
Cf. H. L. v.
Matheson, 450 U. S. 398,
450 U. S. 407,
n. 14 (1981) (rejecting argument that Utah statute might apply to
individuals with emergency health care needs).
[
Footnote 9]
See American College of Obstetricians and Gynecologists
(ACOG) Technical Bulletin No. 56, p. 4 (Dec.1979) (as high as 7%
live-birth rate for intrauterine instillation of uterotonic
agents); Stroh & Hinman, Reported Live Births Following Induced
Abortion: Two and One-Half Years' Experience in Upstate New York,
126 Am.J.Obstet.Gynecol. 83, 83-84 (1976) (26 live births following
saline induced-abortions; 9 following hysterotomy; 1 following
oxtyocin-induced abortion) (1 survival out of 38 live births); 5
Record 728 (50-62% mortality rate for fetuses 26 and 27 weeks);
id. at 729 (25-92% mortality rate for fetuses 28 and 29
weeks);
id. at 837 (50% mortality rate at 34 weeks).
[
Footnote 10]
A pathological examination is designed to assist in the
detection of fatal ectopic pregnancies, hydatidiform moles or other
precancerous growths, and a variety of other problems that can be
discovered only through a pathological examination. The general
medical utility of pathological examinations is clear.
See,
e.g., ACOG, Standards for Obstetric-Gynecologic Services 52
(5th ed.1982) (1982 ACOG Standards); National Abortion Federation
(NAF) Standards 6 (1981) (compliance with standards obligatory for
NAF member facilities to remain in good standing); Brief for
American Public Health Association as
Amicus Curiae, O.T.
1982, Nos. 81-185, 81-746, 81-1172, p. 29, n. 6 (supporting the NAF
standards for nonhospital abortion facilities as constituting
"minimum standards").
[
Footnote 11]
ACOG's standards at the time of the District Court's trial
recommended that a "tissue or operative review committee" should
examine "all tissue removed at obstetric-gynecologic operations."
ACOG, Standards for Obstetric-Gynecologic Services 13 (4th
ed.1974). The current ACOG Standards also state as a general rule
that, for all surgical services performed on an ambulatory basis,
"[t]issue removed should be submitted to a pathologist for
examination." 1982 ACOG Standards at 52. JUSTICE BLACMUN's partial
dissent, however, relies on the recent modification of these
Standards as they apply to abortions. ACOG now provides an
"exception to the practice" of mandatory examination by a
pathologist and makes such examination for abortion tissue
permissive.
Ibid. Not surprisingly, this change in policy
was controversial within the College.
See 5 Record
799-800. ACOG found that "[n]o consensus exists regarding routine
microscopic examination of aspirated tissue in every case," though
it recognized -- on the basis of inquiries made in 29 institutions
-- that, in a majority of them, a microscopic examination is
performed in all cases. ACOG, Report of Committee on Gynecologic
Practice, Item #6.2.1 (June 27-28, 1980).
[
Footnote 12]
The professional views that the plaintiffs find to support their
position do not disclose whether consideration was given to the
fact that not all abortion clinics, particularly inadequately
regulated clinics, conform to ethical or generally accepted medical
standards.
See Bellotti v. Baird, 443 U.
S. 622,
443 U. S. 641,
n. 21 (1979) (
Bellotti II) (minors may resort to
"incompetent or unethical" abortion clinics);
Planned
Parenthood of Central Missouri v. Danforth, 428 U. S.
52,
428 U. S. 91, n.
2 (1976) (Stewart, J., concurring). The Sun-Times of Chicago, in a
series of special reports, disclosed widespread questionable
practices in abortion clinics in Chicago, including the failure to
obtain proper pathology reports.
See The Abortion
Profiteers, Chicago Sun-Times 25-26 (Special Reprint 1978). It is
clear, therefore, that a State reasonably could conclude that a
pathology requirement is necessary in abortion clinics as well as
in general hospitals.
In suggesting that we make from a "comfortable perspective" the
judgment that a State constitutionally can require the additional
cost of a pathology examination, JUSTICE BLACKMUN's partial dissent
suggests that we disregard the interests of the "woman on welfare
or the unemployed teenager."
Post at
462 U. S. 498.
But these women may be those most likely to seek the least
expensive clinic available. As the standards of medical practice in
such clinics may not be the highest, a State may conclude
reasonably that a pathologist's examination of tissue is
particularly important for their protection.
[
Footnote 13]
JUSTICE BLACKMUN's partial dissent appears to suggest that §
188.047 is constitutionally infirm because it does not require
microscopic examination,
post at
462 U. S.
496-497, but that misses the point of the regulation.
The need is for someone other than the performing clinic to make an
independent medical judgment on the tissue.
See n 12,
supra; 5 Record 750
(Dr. Pierre Keitges, a pathologist). It is reasonable for the State
to assume that an independent pathologist is more likely to perform
a microscopic examination than the performing doctor.
See
H. Cove, Surgical Pathology of the Endometrium 28 (1981) ("To the
pathologist, abortions of any sort are evaluated grossly
and microscopically for the primary purpose of
establishing a diagnosis of intrauterine pregnancy") (emphasis
added).
[
Footnote 14]
The
Danforth Court also noted that
"[t]he added requirements for confidentiality, with the sole
exception for public health officers, and for retention for seven
years, a period not unreasonable in length, assist and persuade us
in our determination of the constitutional limits."
428 U.S. at
428 U. S. 81.
Missouri extends the identical safeguards found reassuring in
Danforth to the pathology reports at issue here.
See Mo.Rev.Stat. § 188.055.2, § 188.060 (Supp.1982).
[
Footnote 15]
The dissenters apparently believe that the issue here is an open
one, and adhere to the views they expressed in
Bellotti
II. Post at
462 U. S.
503-504. But those views have never been adopted by a
majority of this Court, while a majority have expressed quite
differing views.
See H. L. v. Matheson, 450 U.
S. 398 (1981);
Bellotti II (plurality opinion);
443 U.S. at
443 U. S.
656-657 (WHITE,J., dissenting).
[
Footnote 16]
The plurality in
Bellotti II also required that the
alternative to parental consent must "assure" that the resolution
of this issue "will be completed with anonymity and sufficient
expedition to provide an effective opportunity for an abortion to
be obtained."
Id. at
443 U. S. 644.
Confidentiality here is assured by the statutory requirement that
allows the minor to use her initials on the petition. Mo.Rev.Stat.
§ 188.028.2(1) (Supp.1982). As to expedition of appeals, §
188.028.2(6) provides in relevant part:
"The notice of intent to appeal shall be given within
twenty-four hours from the date of issuance of the order. The
record on appeal shall be completed and the appeal shall be
perfected within five days from the filing of notice to appeal.
Because time may be of the essence regarding the performance of the
abortion, the supreme court of this state shall, by court rule,
provide for expedited appellate review of cases appealed under this
section."
We believe this section provides the framework for a
constitutionally sufficient means of expediting judicial
proceedings. Immediately after the effective date of this statutory
enactment, the District Court enjoined enforcement. No
unemancipated pregnant minor has been required to comply with this
section. Thus, to this point in time, there has been no need for
the State Supreme Court to promulgate rules concerning appellate
review. There is no reason to believe that Missouri will not
expedite any appeal consistent with the mandate in our prior
opinions.
[
Footnote 17]
Cf. H. L. v. Matheson, supra, at
450 U. S.
406-407, and n. 14,
450 U. S. 411
(upholding a parental notification requirement but not extending
the holding to mature or emancipated minors or to immature minors
showing such notification detrimental to their best interests). The
lower courts found that § 188.028's notice requirement was
unconstitutional. 655 F.2d at 873; 483 F. Supp. at 701. The State
has not sought review of that judgment here. Thus, in the posture
in which it appears before this Court for review, § 188.028
contains no requirement for parental notification.
[
Footnote 18]
The Missouri statute also exempts "emancipated" women under the
age of 18 both from the requirement of parental consent and from
the alternative requirement of a judicial proceeding. Plaintiffs
argue that the word "emancipated" in this context is void for
vagueness, but we disagree.
Cf. H. L. v. Matheson, supra,
at
450 U. S. 407
(using word to describe a minor). Although the question whether a
minor is emancipated turns upon the facts and circumstances of each
individual case, the Missouri courts have adopted general rules to
guide that determination, and the term is one of general usage and
understanding in the Missouri common law.
See Black v.
Cole, 626 S.W.2d
397, 398 (Mo.App.1981) (quoting 67 C.J.S., Parent and Child §
86, p. 811 (1950));
In re Marriage of
Heddy, 535 S.W.2d
276, 279 (Mo.App.1976) (same);
Wurth v.
Wurth, 313 S.W.2d
161, 164 (Mo.App.1958) (same),
rev'd on other
grounds, 322 S.W.2d
745 (Mo.1959).
[
Footnote 19]
See n 4,
supra. This Court in
Danforth held
unconstitutional Missouri's parental consent requirement for all
unmarried minors under the age of 18. 428 U.S. at 75. In response
to our decision, Missouri enacted the section challenged here. This
new statute became effective shortly before our decision in
Bellotti II.
[
Footnote 20]
We have indicated in prior opinions that a minor should have
access to an "independent decisionmaker."
H. L. v. Matheson,
supra, at
450 U. S. 420
(POWELL, J., concurring). Missouri has provided for a judicial
decisionmaker. We therefore need not consider whether a qualified
and independent nonjudicial decisionmaker would be appropriate.
Cf. Bellotti II, 443 U.S. at
443 U. S. 643,
n. 22.
[
Footnote 21]
Plaintiffs also argue that, in light of the ambiguity of §
188.028.2(4), as evidenced by the differing interpretations placed
upon it, the appropriate course of judicial restraint is
abstention. This Court has found such an approach appropriate.
See Bellotti v. Baird, 428 U. S. 132,
428 U. S.
146-147 (1976) (
Bellotti I). Plaintiffs did
not, however, argue in the Court of Appeals that the court should
abstain, and Missouri has no certification procedure whereby this
Court can refer questions of state statutory construction to the
State Supreme Court.
See 655 F.2d at 861, n. 20; 17 C.
Wright, A. Miller, & E. Cooper, Federal Practice and Procedure
§ 4248, p. 525, n. 29 (1978 and Supp.1982). Such a procedure
"greatly simplifie[d]" our analysis in
Bellotti I, supra,
at
428 U. S. 151.
Moreover, where, as here, a statute is susceptible to a fair
construction that obviates the need to have the state courts render
the saving construction, there is no reason for federal courts to
abstain.
JUSTICE BLACKMUN, with whom JUSTICE BRENNAN, JUSTICE MARSHALL,
and JUSTICE STEVENS join, concurring in part and dissenting in
part.
The Court's decision today in
Akron v. Akron Center for
Reproductive Health, Inc., ante p.
462 U. S. 416,
invalidates the city of Akron's hospitalization requirement and a
host of other provisions that infringe on a woman's decision to
terminate her pregnancy through abortion. I agree that Missouri's
hospitalization requirement is invalid under the
Akron
analysis, and I join Parts
462 U. S. S.
481|>II of JUSTICE POWELL's opinion in the present cases. I do
not agree, however, that the remaining Missouri statutes challenged
in these cases satisfy the constitutional standards set forth in
Akron and the Court's prior decisions.
I
Missouri law provides that, whenever an abortion is performed, a
tissue sample must be submitted to a "board eligible
Page 462 U. S. 495
or certified pathologist" for a report. Mo.Rev.Stat. § 188.047
(Supp.1982). This requirement applies to first trimester abortions
as well as to those performed later in pregnancy. Our past
decisions establish that the performance of abortions during the
first trimester must be left "
free of interference by the
State.'" Akron, ante at 462 U. S. 430,
quoting Roe v. Wade, 410 U. S. 113,
410 U. S. 163
(1973). As we have noted in Akron, this does not mean that
every regulation touching upon first trimester abortions is
constitutionally impermissible. But to pass constitutional muster,
regulations affecting first trimester abortions must "have no
significant impact on the woman's exercise of her right," and must
be "justified by important state health objectives." Akron,
ante at 462 U. S. 430;
see ante at 462 U. S.
489-490.
Missouri's requirement of a pathologist's report is not
justified by important health objectives. Although pathology
examinations may be "useful and even necessary in some cases,"
ante at
462 U. S. 487,
Missouri requires more than a pathology examination and a pathology
report; it demands that the examination be performed and the report
prepared by a "board eligible or certified pathologist," rather
than by the attending physician. Contrary to JUSTICE POWELL's
assertion,
ibid., this requirement of a report by a
pathologist is not in accord with "generally accepted medical
standards." The routine and accepted medical practice is for the
attending physician to perform a gross (visual) examination of any
tissue removed during an abortion. Only if the physician detects
abnormalities is there a need to send a tissue sample to a
pathologist. The American College of Obstetricians and
Gynecologists (ACOG) does not recommend an examination by a
pathologist in every case:
"In the situation of elective termination of pregnancy, the
attending physician should record a description of the gross
products. Unless definite embryonic or fetal parts can be
identified, the products of elective interruptions
Page 462 U. S. 496
of pregnancy must be submitted to a pathologist for gross and
microscopic examination."
* * * *
". . . Aspirated tissue should be examined to ensure the
presence of villi or fetal parts prior to the patient's release
from the facility. If villi or fetal parts are not identified with
certainty, the tissue specimen must be sent for further pathologic
examination. . . ."
ACOG, Standards for Obstetric-Gynecologic Services 52, 54 (5th
ed.1982). [
Footnote 2/1]
Nor does the National Abortion Federation believe that such an
examination is necessary:
"All tissue must be examined grossly at the time of the abortion
procedure by a physician or trained assistant and the results
recorded in the chart. In the absence of visible fetal parts or
placenta upon gross examination, obtained tissue may be examined
under a low power microscope for the detection of villi. If this
examination is inconclusive, the tissue should be sent to the
nearest suitable pathology laboratory for microscopic
examination."
National Abortion Federation Standards 6 (1981) (emphasis
deleted).
As the Court of Appeals pointed out, there was expert testimony
at trial that a nonpathologist physician is as capable of
performing an adequate gross examination as is a pathologist, and
that the "abnormalities which are of concern" are
Page 462 U. S. 497
readily detectable by a physician. 655 F.2d 848, 871, n. 37 (CA8
1981);
see App. 135. [
Footnote
2/2] While a pathologist may be better able to perform a
microscopic examination, Missouri law does not require a
microscopic examination unless "fetal parts or placenta are not
identified." 13 Mo.Admin.Code § 50-151.030(1) (1981). Thus, the
effect of the Missouri statute is to require a pathologist to
perform the initial gross examination, which is normally the
responsibility of the attending physician and which will often make
the pathologist's services unnecessary.
On the record before us, I must conclude that the State has not
"met its burden of demonstrating that [the pathologist requirement]
further[s] important health-related State concerns."
Akron,
ante at
462 U. S. 430.
[
Footnote 2/3] There has been no
showing that tissue examinations by a pathologist do more to
protect health than examinations by a nonpathologist physician.
Missouri does not require pathologists' reports for any other
surgical procedures performed in clinics, or for minor surgery
performed in hospitals. 13 Mo.Admin.Code § 50-20.030(3)(A)(7)
(1977). Moreover, I cannot agree with JUSTICE POWELL that
Missouri's pathologist requirement has "no significant impact"
ante at
462 U. S. 489,
on a woman's exercise of her right to an abortion. It is undisputed
that this requirement may increase the cost of a first trimester
abortion by as much as $40.
See 483 F.
Supp. 679, 700, n. 48 (WD Mo.1980). Although this increase may
seem insignificant from the Court's comfortable perspective, I
cannot say that it is equally insignificant to every woman seeking
an abortion.
Page 462 U. S. 498
For the woman on welfare or the unemployed teenager, this
additional cost may well put the price of an abortion beyond reach.
[
Footnote 2/4]
Cf. Harper v.
Virginia Board of Elections, 383 U. S. 663,
383 U. S. 668
(1966) ($1.50 poll tax "excludes those unable to pay");
Burns
v. Ohio, 360 U. S. 252,
360 U. S. 255,
360 U. S. 257
(1959) ($20 docket fee "foreclose[s] access" to appellate review
for indigents).
In
Planned Parenthood of Central Missouri v. Danforth,
428 U. S. 52,
428 U. S. 81
(1976), the Court warned that the minor recordkeeping requirements
upheld in that case "perhaps approach[ed] impermissible limits."
Today, in
Akron, we have struck down restrictions on first
trimester abortions that "may in some cases add to the cost of
providing abortions."
Ante at
462 U. S.
447-448;
see ante at
462 U. S.
449-451. Missouri's requirement of a pathologist's
report unquestionably adds significantly to the cost of providing
abortions, and Missouri has not shown that it serves any
substantial health-related purpose. Under these circumstances, I
would hold that constitutional limits have been exceeded.
II
In Missouri, an abortion may be performed after viability only
if necessary to preserve the life or health of the woman.
Mo.Rev.Stat. § 188.030.1 (Supp.1982). When a post-viability
abortion is performed, Missouri law provides that
"there [must be] in attendance a [second] physician . . .
who
Page 462 U. S. 499
shall take control of and provide immediate medical care for a
child born as a result of the abortion."
Mo.Rev. Stat § 188.030.3 (Supp.1982). The Court recognized in
Roe v Wade, 410 U.S. at
410 U. S.
164-165, that a State's interests in preserving maternal
health and protecting the potentiality of human life may justify
regulation and even prohibition of post-viability abortions, except
those necessary to preserve the life and health of the mother. But
regulations governing post-viability abortions, like those at any
other stage of pregnancy, must be "tailored to the recognized state
interests."
Id. at
410 U. S. 165;
see H. L. v. Matheson, 450 U. S. 398,
450 U. S. 413
(1981) ("statute plainly serves important state interests, [and] is
narrowly drawn to protect only those interests");
Roe, 410
U.S. at
410 U. S. 155
("legislative enactments must be narrowly drawn to express only the
legitimate state interests at stake").
A
The second physician requirement is upheld in these cases on the
basis that it "reasonably furthers the State's compelling interest
in protecting the lives of viable fetuses."
Ante at
462 U. S. 486.
While I agree that a second physician indeed may aid in preserving
the life of a fetus born alive, this type of aid is possible only
when the abortion method used is one that may result in a live
birth. Although Missouri ordinarily requires a physician performing
a post-viability abortion to use the abortion method most likely to
preserve fetal life, this restriction does not apply when this
method "would present a greater risk to the life and health of the
woman." Mo.Rev.Stat. § 188.030.2 (Supp.1982).
The District Court found that the dilatation and evacuation
(D&E) method of abortion entails no chance of fetal survival,
and that it will nevertheless be the method of choice for some
women who need post-viability abortions. In some cases, in other
words, maternal health considerations will preclude the use of
procedures that might result in a live birth. 483
Page 462 U. S. 500
F.Supp. at 694. [
Footnote 2/5]
When a D&E abortion is performed, the second physician can do
nothing to further the State's compelling interest in protecting
potential life. His presence is superfluous. The second physician
requirement thus is overbroad and "imposes a burden on women in
cases where the burden is not justified by any possibility of
survival of the fetus." 655 F.2d at 865-866.
JUSTICE POWELL apparently believes that the State's interest in
preserving potential life justifies the State in requiring a second
physician at all post-viability abortions because some methods
other than D&E may result in live births. But this fact cannot
justify requiring a second physician to attend an abortion at which
the chance of a live birth is nonexistent. The choice of method
presumably will be made in advance, [
Footnote 2/6] and any need for a second physician
disappears when
Page 462 U. S. 501
the woman's health requires that the choice be D&E. Because
the statute is not tailored to protect the State's legitimate
interests, I would hold it invalid. [
Footnote 2/7]
B
In addition, I would hold that the statute's failure to provide
a clear exception for emergency situations renders it
unconstitutional. As JUSTICE POWELL recognizes,
ante at
462 U. S. 485,
n. 8, an emergency may arise in which delay could be dangerous to
the life or health of the woman. A second physician may not always
be available in such a situation; yet the statute appears to
require one. It states, in unqualified terms, that a post-viability
abortion "
shall be performed . . .
only when
there is in attendance" a second physician who "
shall take
control of " any child born as a result of the abortion, and it
imposes certain duties on "the physician
required by this
section to be in attendance." Mo.Rev.Stat. § 188.030.3 (Supp.1982)
(emphasis added). By requiring the attendance of a second physician
even when the resulting delay may be harmful to the health of the
pregnant woman, the statute impermissibly fails to make clear "that
the woman's life and
Page 462 U. S. 502
health must always prevail over the fetus' life and health when
they conflict."
Colautti v. Franklin, 439 U.
S. 379 439 U. S. 400
(1979).
JUSTICE POWELL attempts to cure this defect by asserting that
the final clause of the statute, requiring the two physicians
to
"take all reasonable steps . . . to preserve the life and health
of the viable unborn child; provided that it does not pose an
increased risk to the life or health of the woman,"
could be construed to permit emergency post-viability abortions
without a second physician.
Ante at
462 U. S. 485,
n. 8. This construction is contrary to the plain language of the
statute; the clause upon which JUSTICE POWELL relies refers to the
duties of both physicians during the performance of the abortion,
but it in no way suggests that the second physician may be
dispensed with.
Moreover, since JUSTICE POWELL's proposed construction is not
binding on the courts of Missouri, [
Footnote 2/8] a physician performing an emergency
post-viability abortion cannot rely on it with any degree of
confidence. The statute thus remains impermissibly vague; it fails
to inform the physician whether he may proceed with a
post-viability abortion in an emergency, or whether he must wait
for a second physician even if the woman's life or health will be
further imperiled by the delay. This vagueness may well have a
severe chilling effect on the physician who perceives the patient's
need for a post-viability abortion. In
Colautti v.
Franklin, we considered a statute that failed to specify
whether it "require[d] the physician to make a
trade-off '
between the woman's health and additional percentage points of
fetal survival." 439 U.S. at 462 U. S. 400.
The Court held there that
"where conflicting duties of this magnitude are involved, the
State, at the least, must proceed with greater precision before it
may subject a physician to possible
Page 462 U. S. 503
criminal sanctions."
Id. at
462 U. S.
400-401. [
Footnote 2/9]
I would apply that reasoning here, and hold Missouri's second
physician requirement invalid on this ground as well. [
Footnote 2/10]
III
Missouri law prohibits the performance of an abortion on an
unemancipated minor absent parental consent or a court order.
Mo.Rev.Stat. § 188.028 (Supp.1982).
Until today, the Court has never upheld "a requirement of a
consent substitute, either parental or judicial,"
ante at
462 U. S. 491.
In
Planned Parenthood of Central Missouri v. Danforth, 428
U.S. at
428 U. S. 74,
the Court invalidated a parental consent requirement on the ground
that
"the State does not have the constitutional authority to give a
third party an absolute, and possibly arbitrary, veto over the
decision of the physician and his patient to terminate the
patient's pregnancy, regardless of the reason for withholding the
consent."
In
Bellotti v. Baird, 443 U. S. 622
(1979) (
Bellotti II), eight Justices
Page 462 U. S. 504
agreed that a Massachusetts statute permitting a judicial veto
of a mature minor's decision to have an abortion was
unconstitutional.
See id. at
443 U. S.
649-650 (opinion of POWELL, J.);
id. at
443 U. S.
654-656 (opinion of STEVENS, J.). Although four Justices
stated in
Bellotti II that an appropriately structured
judicial consent requirement would be constitutional,
id.
at
443 U. S.
647-648 (opinion of POWELL, J.), this statement was not
necessary to the result of the case, and did not command a
majority. Four other Justices concluded that any judicial consent
statute would suffer from the same flaw the Court identified in
Danforth: it would give a third party an absolute veto
over the decision of the physician and his patient. 443 U.S. at
443 U. S.
655-656 (opinion of STEVENS, J.).
I continue to adhere to the views expressed by JUSTICE STEVENS
in
Bellotti II:
"It is inherent in the right to make the abortion decision that
the right may be exercised without public scrutiny and in defiance
of the contrary opinion of the sovereign or other third parties. .
. . As a practical matter, I would suppose that the need to
commence judicial proceedings in order to obtain a legal abortion
would impose a burden at least as great as, and probably greater
than, that imposed on the minor child by the need to obtain the
consent of the parent. Moreover, once this burden is met, the only
standard provided for the judge's decision is the best interest of
the minor. That standard provides little real guidance to the
judge, and his decision must necessarily reflect personal and
societal values and mores whose enforcement upon the minor --
particularly when contrary to her own informed and reasonable
decision -- is fundamentally at odds with privacy interests
underlying the constitutional protection afforded to her
decision."
Ibid. (footnote omitted). Because Mo.Rev.Stat. §
188.028 (Supp.1982) permits a parental or judicial veto of a
minor's decision to obtain an abortion, I would hold it
unconstitutional.
Page 462 U. S. 505
[
Footnote 2/1]
See also ACOG, Standards for Obstetric-Gynecologic
Services 66 (1982):
"Tissue removed should be submitted to a pathologist for
examination. . . . An exception to the practice may be in elective
terminations of pregnancy in which definitive embryonic or fetal
parts can be identified. In such instances, the physician should
record a description of the gross products. Unless definite
embryonic or fetal parts can be identified, the products of
elective interruptions of pregnancy must be submitted to a
pathologist for gross and microscopic examination."
[
Footnote 2/2]
The District Court made no findings on this point, noting only
that some witnesses for the State had testified that "pathology
should be done" for every abortion.
483 F.
Supp. 679, 700, n. 49 (WD Mo.1980).
[
Footnote 2/3]
JUSTICE POWELL appears to draw support from the facts that
"questionable practices" occur at some abortion clinics, while at
others "the standards of medical practice . . . may not be the
highest."
Ante at
462 U. S. 489, n. 12. There is no evidence, however,
that such questionable practices occur in Missouri.
[
Footnote 2/4]
A $40 pathologist's fee may increase the price of a first
trimester abortion by 20% or more.
See 655 F.2d 848, 869,
n. 35 (1981) (cost of first trimester abortion at Reproductive
Health Services is $170); F. Jaffe, B. Lindheim, & P. Lee,
Abortion Politics: Private Morality and Public Policy 36 (1981)
(cost of first trimester clinic abortion ranges from approximately
$185 to $235); Henshaw, Freestanding Abortion Clinics: Services,
Structure, Fees, 14 Family Planning Perspectives 248, 255 (1982)
(average cost of first trimester clinic abortion is $190); National
Abortion Federation Membership Directory 18-19 (1982/1983) (NAF
clinics in Missouri charge $180 to $225 for first trimester
abortion).
[
Footnote 2/5]
The District Court relied on the testimony of Doctors Robert
Crist and Richard Schmidt. Doctor Crist testified that, in some
instances, abortion methods other than D&E would be "absolutely
contraindicated" by the woman's health condition, 3 Record 438-439,
giving the example of a recent patient with hemolytic anemia that
would have been aggravated by the use of prostaglandins or other
labor-inducing abortion methods,
id. at 428. Doctor
Schmidt testified that "[t]here very well may be" situations in
which D&E would be used because other methods were
contraindicated. 5 Record 836. Although Doctor Schmidt previously
had testified that a post-viability D&E abortion was "almost
inconceivable," this was in response to a question by the State's
attorney regarding whether D&E would be used "[a]bsent the
possibility that there is extreme contraindication for the use of
prostaglandins or saline, or of hysterotomy."
Id. at 787.
Any inconsistencies in Doctor Schmidt's testimony apparently were
resolved by the District Court in the plaintiffs' favor.
The Court of Appeals upheld the District Court's factual finding
that health reasons sometimes would require the use of D&E for
post-viability abortions. 655 F.2d at 865. Absent the most
exceptional circumstances, we do not review a District Court's
factual findings in which the Court of Appeals has concurred.
Branti v. Finkel, 445 U. S. 507,
445 U. S. 512,
n. 6 (1980).
[
Footnote 2/6]
In addition to requiring the physician to select the method most
likely to preserve fetal life, so long as it presents no greater
risk to the pregnant woman, Missouri requires that the physician
"certify in writing the available method or techniques considered
and the reasons for choosing the method or technique employed."
Mo.Rev.Stat. § 188.030.2 (Supp.1982). This ensures that the choice
of method will be a reasoned one.
[
Footnote 2/7]
The State argues that its second physician requirement is
justified even when D&E is used, because,
"[i]f the statute specifically excepted D&E procedures,
abortionists would be encouraged to use it more frequently to avoid
the expense of a second physician, to ensure a dead fetus, to
prevent the presence of a second professional to observe
malpractice or the choice of a questionable procedure from a safety
viewpoint, a fetus-destroying procedure, or to avoid their own
awakening to concern for the newborn."
Brief for Petitioners in No. 81-1623, p. 44. The Court rejected
this purported justification for a second physician in
Doe v.
Bolton, 410 U. S. 179,
410 U. S. 199
(1973):
"If a physician is licensed by the State, he is recognized by
the State as capable of exercising acceptable clinical judgment. If
he fails in this, professional censure and deprivation of his
license are available remedies. Required acquiescence by
co-practitioners has no rational connection with a patient's needs,
and unduly infringes on the physician's right to practice."
[
Footnote 2/8]
"Only the [Missouri] courts can supply the requisite
construction, since, of course, 'we lack jurisdiction
authoritatively to construe state legislation.'"
Gooding v. Wilson, 405 U. S. 518,
405 U. S. 520
(1972), quoting
United States v. Thirty-seven Photographs,
402 U. S. 363,
402 U. S. 369
(1971).
[
Footnote 2/9]
A physician who fails to comply with Missouri's second physician
requirement faces criminal penalties and the loss of his license.
Mo.Rev.Stat. § 188.065, § 188.075 (1978 and Supp.1982).
[
Footnote 2/10]
Because I would hold the statute unconstitutional on these
grounds, I do not reach the question whether Missouri's second
physician requirement impermissibly interferes with the
doctor-patient relationship. I note, however, that Missouri does
not require attendance of a second physician at any other medical
procedure, including a premature birth. There was testimony at
trial that a newborn infant, whether the product of a normal birth
or an abortion, ordinarily remains the responsibility of the
woman's physician until he turns its care over to another. App.
133;
see ACOG, Standards for Obstetric-Gynecologic
Services 31 (5th ed., 1982) ("The individual who delivers the baby
is responsible for the immediate post-delivery care of the newborn
until another person assumes this duty").
This allocation of responsibility makes sense. Consultation and
teamwork are fundamental in medical practice, but in an operating
room, a patient's life or health may depend on split-second
decisions by the physician. If responsibility and control must be
shared between two physicians with the lines of authority unclear,
precious moments may be lost to the detriment of both woman and
child.
JUSTICE O'CONNOR, with whom JUSTICE WHITE and JUSTICE REHNQUIST
join, concurring in the judgment in part and dissenting in
part.
For reasons stated in my dissent in
Akron v. Akron Center
for Reproductive Health, ante p.
462 U. S. 416, I
believe that the second trimester hospitalization requirement
imposed by § 188.025 does not impose an undue burden on the limited
right to undergo an abortion. Assuming,
arguendo, that the
requirement was an undue burden, it would nevertheless "reasonably
relat[e] to the preservation and protection of maternal health."
Roe v. Wade, 410 U. S. 113,
410 U. S. 163
(1973). I therefore dissent from the Court's judgment that the
requirement is unconstitutional.
I agree that the second physician requirement contained in §
188.030.3 is constitutional because the State possesses a
compelling interest in protecting and preserving fetal life, but I
believe that this state interest is extant throughout pregnancy. I
therefore concur in the judgment of the Court.
I agree that the pathology report requirement imposed by §
188.047 is constitutional because it imposes no undue burden on the
limited right to undergo an abortion. Because I do not believe that
the validity of this requirement is contingent in any way on the
trimester of pregnancy in which it is imposed, I concur in the
judgment of the Court.
Assuming,
arguendo, that the State cannot impose a
parental veto on the decision of a minor to undergo an abortion, I
agree that the parental consent provision contained in § 188.028 is
constitutional. However, I believe that the provision is valid
because it imposes no undue burden on any right that a minor may
have to undergo an abortion. I concur in the judgment of the Court
on this issue.
I also concur in the Court's decision to vacate and remand on
the issue of attorney's fees in light of
Hensley v.
Eckerhart, 461 U. S. 424
(1983).