Since 1938, several dams have been constructed along the
Columbia-Snake River system, severely reducing the number of
anadromous fish that migrate between the Pacific Ocean and their
spawning grounds in those rivers and their tributaries. Fishing is
another factor depleting the anadromous fish population. In 1976,
this Court granted Idaho leave to file its complaint requesting an
equitable apportionment against Oregon and Washington of the
anadromous fish in the Columbia-Snake River system. A Special
Master was appointed, and after trial and oral argument, he entered
the report involved here, recommending that the action be dismissed
without prejudice. Idaho filed exceptions to the report.
Held: The Special Master's recommendation is adopted,
and the action is dismissed without prejudice to Idaho's right to
bring new proceedings whenever it shall appear that it is being
deprived of its equitable share of anadromous fish. Pp.
462 U. S.
1024-1029.
(a) The doctrine of equitable apportionment is applicable here.
Although that doctrine has its roots in water rights litigation,
the natural resource of anadromous fish is sufficiently similar to
make equitable apportionment an appropriate mechanism for resolving
allocative disputes. The doctrine is neither dependent on nor bound
by existing legal rights to the resource being apportioned. Thus,
the fact that no State has a preexisting legal right of ownership
in the fish does not prevent an equitable apportionment. Pp.
462 U. S.
1024-1025.
(b) Because apportionment is based on broad and flexible
equitable concerns, rather than on precise legal entitlements, a
decree is not intended to compensate for prior legal wrongs.
Instead, it prospectively ensures that a State obtains its
equitable share of a resource. Although a decree may not always be
mathematically precise or based on definite present and future
conditions, uncertainties about the future do not provide a basis
for declining to fashion a decree. The Special Master erred to the
extent that he found that the formulation of a workable decree is
impossible in this case. If Idaho suffers from the injury it
alleges, there is no reason why that injury could not be remedied
by an equitable decree. Pp.
462 U. S.
1025-1027.
(c) However, a State seeking equitable apportionment under this
Court's original jurisdiction must prove by clear and convincing
evidence some real and substantial injury or damage. The Special
Master, in
Page 462 U. S. 1018
finding that Idaho has not demonstrated sufficient injury to
justify an equitable decree, properly based his finding on present
conditions, and properly focused on the most recent time period,
1975-1980, during which all the dams and various conservation
programs were in operation. The evidence does not demonstrate that
Oregon and Washington are now injuring Idaho by overfishing, or
that they will do so in the future. Moreover, Idaho has not proved
that Oregon and Washington have mismanaged the resource and will
continue to mismanage. Pp.
462 U. S. 1027-1029.
Action dismissed.
BLACKMUN, J., delivered the opinion of the Court, in which
BURGER C.J., and WHITE, MARSHALL, POWELL, and REHNQUIST, JJ.,
joined. O'CONNOR, J., filed a dissenting opinion, in which BRENNAN
and STEVENS, JJ., joined,
post, p.
462 U. S.
1029.
JUSTICE BLACKMUN delivered the opinion of the Court.
In this action invoking the Court's original jurisdiction, the
State of Idaho seeks an equitable apportionment against the States
of Oregon and Washington of the anadromous fish that migrate
between the Pacific Ocean and spawning grounds in Idaho. The
Special Master has filed his final report on the merits, and
recommends that the action be dismissed without prejudice. We have
before us Idaho's exceptions to that report.
I
Although somewhat repetitive of the Court's prior writings in
this litigation,
444 U. S. 444 U.S.
380 (1980), we feel it worthwhile to outline once again the facts
of the case and the Court's prior rulings. The dispute concerns
fish, one of the valuable
Page 462 U. S. 1019
natural resources of the Columbia-Snake River system in the
Pacific Northwest. That system covers portions of Wyoming, Idaho,
Washington, Oregon, and British Columbia. From its origin in
northwest Wyoming, the Snake River flows westerly across southern
Idaho until it reaches the Idaho and Oregon border. At that point,
the river winds northward to form the border between those States
for approximately 165 miles, and then the border between Washington
and Idaho for another 30 miles. Next, it turns abruptly westward
and flows through eastern Washington for approximately 100 miles,
finally joining the Columbia River. The Columbia, before this
rendezvous, flows southward from British Columbia through eastern
Washington. After it is supplemented by the Snake, the Columbia
continues westward 270 miles to the Pacific Ocean. For most of the
distance, it forms the boundary between Washington and Oregon.
A
Among the various species of fish that thrive in the
Columbia-Snake River system, anadromous fish -- in this case,
chinook salmon and steelhead trout -- lead remarkable and not
completely understood lives. These fish begin life in the upstream
gravel bars of the Columbia and Snake and their respective
tributaries. Shortly after hatching, the fish emerge from the bars
as fry and begin to forage around their hatch areas for food. They
grow into fingerlings and then into smolt; the latter generally are
at least six inches long and weigh no more than a tenth of a pound.
The period the young fish spend in the hatching areas varies with
the species, and can last from six months to well over a year.
At the end of this period, the smolts swim down river toward the
Pacific. [
Footnote 1] In the
estuary of the Columbia, the
Page 462 U. S. 1020
young fish linger for a time in order to grow accustomed to the
chemical cues of the water. A. Netboy, The Columbia River Salmon
and Steelhead Trout 44 (1980). It is believed that they pick up the
river's scent so that, in their twilight years, they can return to
their original home. Tr. of Oral Arg.19. Even under the best of
conditions, only a small fraction of the smolts that set out from
the gravel bars ever reach the ocean.
Once in the ocean, the smolts grow into adults, averaging
between 12 and 17 pounds. They spend several years traveling on
precise, and possibly genetically predetermined, routes.
See A. Netboy,
supra, at 46-49. At the end of
their ocean ventures, the mature fish ascend the river. They travel
in groups called runs, distinguishable both by species and by the
time of year. All the fish return to their original hatching area,
where they spawn and then die. At issue in this case are the runs
of spring chinook between February and May, the runs of summer
chinook in June and July, and the runs of summer steelhead trout in
August and September.
B
Since 1938, the already arduous voyages of these fish have been
complicated by the construction of eight dams on the Columbia and
Snake Rivers. [
Footnote 2]
First, interdicting the flow of the Snake River in Washington are
the Lower Granite (constructed in 1969), the Little Goose (1968),
and the Lower Monumental (1967) Dams. The Ice Harbor Dam (1961)
sits astride the Snake just above its confluence with the Columbia.
Four more dams interrupt the Columbia on its way to the Pacific:
the McNary (1953), the John Day (1968), the Dalles (1957), and the
original dam, the Bonneville (1938).
Page 462 U. S. 1021
In order to produce electrical power, these dams divert a flow
of water through large turbines that have devastating effect on
young smolts descending to the Pacific. Spillways have been
constructed to permit the smolts to detour around the turbines.
[
Footnote 3] The dams also
present great obstacles to the adults. Fish ladders --
water-covered steps -- enable the returning adults to climb over
the dams; in addition, the ladders provide an opportunity for
compiling statistics. [
Footnote
4] Varying water conditions and the demand for power can
increase the mortality of both descending smolts and ascending
adults. The mortality rate for ocean-bound smolts averages
approximately 95%. Report of Special Master 7. Their adult
counterparts die at a rate of 15% at each dam. Only 25% to 30% of
the adults passing over the first dam, the Bonneville, succeed in
running the gauntlet to traverse the Lower Granite Dam and enter
Idaho.
Ibid. [
Footnote
5]
Page 462 U. S. 1022
Another factor depleting the anadromous fish population is
fishing, sometimes referred to as "harvesting." In 1918, Oregon and
Washington, with the consent of Congress, Act of Apr. 8, 1918, ch.
47, 40 Stat. 515, formed the Oregon-Washington Columbia River Fish
Compact to ensure uniformity in state regulation of Columbia River
anadromous fish. Idaho has sought entry into the Compact on several
occasions, but has been rebuffed. Under the Compact, Oregon and
Washington have divided the lower Columbia into six commercial
fishery zones: zones one through five cover the Columbia from its
mouth to the Bonneville Dam; zone six stretches from the Bonneville
Dam to the McNary Dam below the confluence with the Snake. Each
year, authorities from both States estimate the size of the runs to
determine the length of a fishing season the runs can support. The
States do not permit commercial harvests of chinook salmon or
steelhead trout in any of their Columbia River tributaries; they
do, however, permit sport fishing in most locations.
Pursuant to treaties ratified in 1859, several Indian Tribes
have "the right of taking fish at all usual and accustomed places."
Sohappy v. Smith, 302 F.
Supp. 899, 904 (Ore.1969). In 1977, after lengthy litigation
over Indian treaty rights, [
Footnote 6] Oregon and Washington agreed with the Indians
to preserve zone six solely for Indian fishing. They also
agreed
Page 462 U. S. 1023
to limit commercial harvests in zones one through five to an
amount that permits sufficient numbers of fish to pass over the
Bonneville Dam to provide an equitable share for the Indians and to
leave enough fish to replenish the runs. Under the plan, escapement
goals -- the number of fish passing the Bonneville -- are set for
each run. When the estimated size of the run exceeds the escapement
goal by a specified amount, the surplus is allocated between
non-Indian fishers below the Bonneville and Indian fishers above
that dam. Two Indian Tribes recently have withdrawn from the
agreement, however, casting its future effectiveness into
doubt.
Although the parties disagree as to the causes, runs of all the
relevant species since 1973 have been significantly lower.
See Report of Special Master 46-51 (tables). Since that
year, Oregon and Washington have not permitted commercial harvests
of summer chinook; in both States, steelhead trout are now
designated game fish, and may not be harvested commercially.
Harvests of spring chinook have been permitted only in 1974 and
1977. In the years since 1973, there has been some sport fishing of
all three runs.
C
In 1976, the Court granted Idaho leave to file its complaint
requesting an equitable apportionment of anadromous fish in the
Columbia-Snake River system.
429 U. S. 163. The
matter was referred to a Special Master, the Honorable Jean S.
Breitenstein, Senior Judge for the United States Court of Appeals
for the Tenth Circuit.
See 431 U.S. 952 (1977). The
Special Master initially recommended that the suit be dismissed
without prejudice for failure to join an indispensable party, the
United States. That recommendation was not accepted, and the case
was remanded for trial.
444 U. S. 444 U.S.
380 (1980). The Court stated that Idaho "must shoulder the burden
of proving that the [non-Indian] fisheries in [Oregon and
Washington] have adversely and unfairly affected the number of fish
arriving in Idaho."
Id. at
444 U. S.
392.
Page 462 U. S. 1024
After trial and oral argument, the Special Master issued his
final report on the merits. He has recommended that the action be
dismissed without prejudice, apparently for two distinct reasons.
First, he found that Idaho has not demonstrated that it has
suffered any injury at the hands of Oregon and Washington. Second,
even assuming that it has suffered such an injury, he found it
impossible to fashion a decree to apportion the fish fairly among
the parties. Idaho has filed exceptions to the report. [
Footnote 7]
II
A
As an initial matter, the Special Master correctly concluded
that the doctrine of equitable apportionment is applicable to this
dispute. Although that doctrine has its roots in water rights
litigation,
see Kansas v. Colorado, 206 U. S.
46,
206 U. S. 98
(1907), the natural resource of anadromous fish is sufficiently
similar to make equitable apportionment an appropriate mechanism
for resolving allocative disputes. [
Footnote 8] The anadromous fish at issue travel through
several States during their lifetime. Much as in a water dispute, a
State that overfishes a run downstream deprives an upstream State
of the fish it otherwise would receive. A dispute over the water
flowing through the Columbia-Snake River system would be resolved
by the equitable apportionment doctrine; we see no reason to accord
different treatment to a controversy over a similar natural
resource of that system.
Page 462 U. S. 1025
The doctrine of equitable apportionment is neither dependent on
nor bound by existing legal rights to the resource being
apportioned. The fact that no State has a preexisting legal right
of ownership in the fish,
Hughes v. Oklahoma, 441 U.
S. 322,
441 U. S.
329-336 (1979), does not prevent an equitable
apportionment. Conversely, although existing legal entitlements are
important factors in formulating an equitable decree, such legal
rights must give way in some circumstances to broader equitable
considerations.
See Colorado v. New Mexico, 459 U.
S. 176,
459 U. S. 184
(1982);
id. at
459 U. S. 195
(O'CONNOR, J., concurring);
Nebraska v. Wyoming,
325 U. S. 589,
325 U. S. 618
(1945);
Connecticut v. Massachusetts, 282 U.
S. 660,
282 U. S.
670-671 (1931)
At the root of the doctrine is the same principle that animates
many of the Court's Commerce Clause cases: a State may not preserve
solely for its own inhabitants natural resources located within its
borders.
See Philadelphia v. New Jersey, 437 U.
S. 617,
437 U. S. 627
(1978);
see also New England Power Co. v. New Hampshire,
455 U. S. 331,
455 U. S. 338
(1982);
Hughes v. Oklahoma, 441 U.S. at
441 U. S. 330.
Consistent with this principle, States have an affirmative duty
under the doctrine of equitable apportionment to take reasonable
steps to conserve and even to augment the natural resources within
their borders for the benefit of other States.
Colorado v. New
Mexico, 459 U.S. at
459 U. S. 185;
Wyoming v. Colorado, 259 U. S. 419,
259 U. S. 484
(1922). Even though Idaho has no legal right to the anadromous fish
hatched in its waters, it has an equitable right to a fair
distribution of this important resource.
B
Because apportionment is based on broad and flexible equitable
concerns, rather than on precise legal entitlements,
see
Colorado v. New Mexico, 459 U.S. at 459 U. S. 183;
Nebraska v. Wyoming, 325 U.S. at
325 U. S. 618,
a decree is not intended to compensate for prior legal wrongs.
Rather, a decree prospectively ensures that a State obtains its
equitable share of a r
Page 462 U. S. 1026
source. A decree may not always be mathematically precise or
based on definite present and future conditions. Uncertainties
about the future, however, do not provide a basis for declining to
fashion a decree. Reliance on reasonable predictions of future
conditions is necessary to protect the equitable rights of a
State.
To the extent that the Special Master found that the formulation
of a workable decree is impossible, we must disagree.
See
Washington v. Fishing Vessel Assn., 443 U.
S. 658,
443 U. S. 663
(1979) (regular habits of anadromous fish make it possible to
forecast size of runs). Idaho's proposed formula for apportioning
the fish is one possible basis for a decree. [
Footnote 9] It relies on the number of jackfish --
reproductively precocious male fish, which return a year ahead of
other members of their age group -- passing over the Bonneville and
the Ice Harbor Dams to predict the size of the run the following
year and the percentage of fish in the run that originate in Idaho.
[
Footnote 10]
Page 462 U. S. 1027
Although the computation is complicated and somewhat technical,
that fact does not prevent the issuance of an equitable decree.
See 444 U.S. at
444 U. S. 390;
Nebraska v. Wyoming, 325 U.S. at
325 U. S.
616-617. Nothing in the record undermines the assumption
supporting Idaho's formula that there is a definite relationship
between the number of jackfish and the total number of fish in a
particular run the following year. Thus, if Idaho suffers from the
injury it alleges, we see no reason why that injury could not be
remedied by an equitable decree.
C
The Special Master also found, however, that Idaho has not
demonstrated sufficient injury to justify an equitable decree. A
State seeking equitable apportionment under our original
jurisdiction must prove by clear and convincing evidence some real
and substantial injury or damage.
Colorado v. New Mexico,
459 U.S. at
459 U. S.
187-188, n. 13;
Connecticut v. Massachusetts,
282 U.S. at
282 U. S. 672;
see New Jersey v. New York, 283 U.
S. 336,
283 U. S.
344-345 (1931). In reaching his conclusion, the Special
Master stated that the determination should be based on present
conditions. Report of Special Master 25-26. He therefore focused on
the most recent time period, 1975 through 1980, during which all
the dams and various conservation programs were in operation.
We approve this approach. The Special Master found that, due to
the operation of the dams, the fish runs have been depressed since
1970.
Id. at 26, 34. It is highly unlikely that the dams
will be removed or the number of deadly turbines reduced; all
parties must live with these conditions in the determinable future.
[
Footnote 11] Although
Oregon and Washington
Page 462 U. S. 1028
may have harvested a disproportionate share of anadromous fish
over the long run, [
Footnote
12] Idaho took 58.72% of the total harvest in the period from
1975 through 1980.
Id. at 44. Equitable apportionment is
directed at ameliorating present harm and preventing future
injuries to the complaining State, not at compensating that State
for prior injury. We agree with the Special Master that these
figures do not demonstrate that Oregon and Washington are now
injuring Idaho by overfishing the Columbia, or that they will do so
in the future.
Moreover, Idaho has not proved that Oregon and Washington have
mismanaged the resource and will continue to mismanage. The two
States in 1974 did permit some overfishing
Page 462 U. S. 1029
of the Columbia. [
Footnote
13] Idaho, however, has produced no concrete evidence of other
mismanagement, and the Special Master concluded that "[t]he record
shows no repetition or threatened repetition of [prior
mismanagement]." [
Footnote
14]
Id. at 32. Although it is possible that Washington
and Oregon will mismanage this resource in the future, Idaho has
not carried its burden of demonstrating a substantial likelihood of
injury.
III
For the foregoing reasons, we adopt the Special Master's
recommendation and dismiss the action without prejudice to the
right of Idaho to bring new proceedings whenever it shall appear
that it is being deprived of its equitable share of anadromous
fish.
It is so ordered.
[
Footnote 1]
The smolts, apparently, prefer not to swim. They face upstream,
open their mouths, and permit the current to carry them downstream.
Should they come upon a quiet spot, they turn around and swim. A.
Netboy, The Columbia River Salmon and Steelhead Trout 44
(1980).
[
Footnote 2]
Three dams in Idaho -- the Brownlee (constructed in 1958), the
Oxbow (1961), and the Hells Canyon (1967) Dams -- have closed off
the upper Snake River entirely to this piscean traffic. This
renders unusable much good spawning area.
[
Footnote 3]
Most dams are also equipped with screens that divert the smolts
away from the turbines and into the spillways. Since 1969, however,
the number of turbines operating on the dams has increased from 3
to 24, causing more water to be directed through turbines and
reducing the water flow down the spillways. This has increased
smolt mortality dramatically. There is an experimental plan to
place smolts in tanks and "bus" them around all the dams for
release below the Bonneville Dam.
See Tr. of Oral Arg. 15;
Idaho's Exceptions to Master's Final Report on Merits 102-103
(Idaho's Exceptions).
[
Footnote 4]
At each fish ladder, the Army Corps of Engineers has constructed
observation windows from which it counts and records the number of
ascending fish and notes their variety. This count must be adjusted
for the phenomenon of "fall back": often adult fish that have been
counted are swept back over the dam or down the ladder by strong
currents. In addition to the effect this phenomenon has on the
complexity of the count, the fall over the dam causes nitrogen
supersaturation, making the fish slightly giddy and disoriented,
and serving to increase adult mortality.
[
Footnote 5]
Apparently, the John Day Dam, constructed in 1968, is "the big
killer" of ascending adults.
See Tr. of Oral Arg. 16. To
mitigate the effects of the high mortality rate caused by all the
dams, hatchery programs hatch and nurture millions of smolts and
release them into the Snake River. The Idaho Power Company finances
several Idaho hatcheries, pursuant to a condition imposed by the
Federal Energy Regulatory Commission in granting the company's
application for a license to construct dams along the upper
portions of the Snake. Report of Special Master 9;
see
n 3,
supra. In
addition, the parties have agreed to construct 10 hatcheries, 6 in
Idaho, to compensate for losses caused by the four dams on the
lower Snake River.
[
Footnote 6]
The
Sohappy District Court in 1974 held that the
Indians were entitled to 50% of the fish destined to pass over the
Bonneville.
See Sohappy v. Smith, 529 F.2d 570, 572 (CA9
1976);
cf. Washington v. Fishing Vessel Assn.,
443 U. S. 658,
443 U. S.
685-689 (1979) (approving similar 50% allocation to
Indians). The Court of Appeals for the Ninth Circuit vacated the
order and remanded the case to the District Court for consideration
of other factors bearing on the apportionment. 529 F.2d at 573-574.
The parties reached the agreement described in the text before any
further District Court action.
[
Footnote 7]
Washington filed no exceptions of its own, but has responded to
those of Idaho. Oregon did not participate in our review of the
Special Master's report.
[
Footnote 8]
The Court in
Kansas v. Colorado said:
"[W]henever . . . the action of one State reaches through the
agency of natural laws into the territory of another State, the
question of the extent and the limitations of the rights of the two
States becomes a matter of justiciable dispute between them, and
this court is called upon to settle that dispute in such a way as
will recognize the equal rights of both and at the same time
establish justice between them."
206 U.S. at
206 U. S.
97-98.
[
Footnote 9]
Oregon and Washington authorities employ a similar formula in
estimating the size of runs and in setting Bonneville Dam
escapement goals pursuant to the Indian treaty rights settlement
agreement. In addition to the apportionment formula, Idaho's plan
would require Oregon and Washington (1) to continue the same
primary management techniques they have been using; (2) to estimate
the size of future runs and dam mortality rates; (3) to meet the
escapement requirements they have set for the last five years; (4)
to determine the number of fish in each run that originated in
Idaho; (5) to determine the harvestable surplus of Idaho-origin
fish; (6) to allot to Idaho a share of that surplus (after
subtracting Indian fisheries) equal to the percentage that
Idaho-origin fish are of the total Columbia River run; and (7) to
make up any shortfall in Idaho's allocated harvest out of the next
year's harvest.
[
Footnote 10]
The latter prediction is possible because most fish that
surmount the Ice Harbor Dam are headed for spawning grounds in
Idaho. We express no view on the appropriateness of Idaho's
proposed formula. We note that it apportions fish solely on the
basis of their origin. Flexibility is the linchpin in equitable
apportionment cases, and, in our prior decisions, we have based
apportionment on the consideration of many factors to ensure a fair
and equitable allocation.
See Colorado v. New Mexico,
459 U. S. 176,
459 U. S. 183
(1982).
[
Footnote 11]
Idaho accepts, as it must,
see 444 U.S. at
444 U. S. 388,
the continued operation of the dams and their adverse impact on the
runs.
See Idaho's Exceptions 46, 87. Its argument that the
parties must share that adverse impact equally,
id. at 87,
is relevant to the fashioning of an equitable decree, but not to
the existence of a cognizable injury.
[
Footnote 12]
Idaho claims that from 1962 through 1980, when spring chinook
that originated in Idaho constituted 50% of the total runs, Oregon
and Washington took 83% of the Idaho spring chinook. According to
Idaho, they also harvested 75% of the Idaho-origin summer chinook,
which during the period constituted 40% of all summer chinook runs.
As to steelhead trout, Idaho asserts that Oregon and Washington
took 58% of the harvest of Idaho-origin fish, which was 48% of the
total steelhead runs.
Id. at 49-50.
Of course, these figures presume, as does Idaho's entire
argument, that Idaho is entitled to those fish that originate in
its waters. After
Hughes v. Oklahoma, 441 U.
S. 322 (1979), however, Idaho cannot claim legal
ownership of the fish. While the origin of the fish may be a factor
in the fashioning of an equitable decree, it cannot, by itself,
establish the need for a decree. Instead, the Court must look to
factors such as disproportionate reductions in Idaho's normal
harvest, or reductions in the total fish in the runs caused by
mismanagement or overfishing by Washington and Oregon. As a
historical matter, Idaho's own tables demonstrate that its
proportion of the harvest of Idaho-origin spring chinook increased
from 13.5% in 1962 through 1967 to 45.5% in 1975 through 1980, and
its percentage of the harvest of Idaho-origin steelhead trout
increased in the same period from 35.1% to 90.7%. Idaho's harvest
percentage of Idaho-origin summer chinook did decrease between the
two periods, but only 192 fish from that run were caught in the
latter period, a
de minimis number. Idaho's Exceptions
53-54 (tables 6, 7, and 8). Although we reject the assumption of
entitlement underlying Idaho's comparisons, even under that
assumption, Idaho's portion of the harvest has been increasing.
[
Footnote 13]
The Special Master found that the last incident of mismanagement
occurred in 1974 when, despite the recommendation of experts,
Oregon and Washington permitted a limited harvest. They
overestimated the Bonneville count by failing to consider the fall
back phenomenon, and underestimated the Indian fishery for the
year. The overfishing reduced the number of fish returning to
spawn. Report of Special Master 32.
[
Footnote 14]
Moreover, despite Idaho's claim that Oregon and Washington
managed only for minimum escapements over the Bonneville, the
Special Master found that Idaho had never requested those States to
increase the escapement goal.
Id. at 31. In fact, Idaho
seems quite content with the current escapement goals; its plan
requires that Oregon and Washington "manage to meet the same
spawning escapements they have been managing for over the last five
years." Idaho's Exceptions 82.
JUSTICE O'CONNOR, with whom JUSTICE BRENNAN and JUSTICE STEVENS
join, dissenting.
The Special Master reasoned that Idaho was entitled to a "fair
share" of the anadromous fish that are the subject of this dispute.
Without quantifying that share, however, he rejected the claim that
Washington and Oregon had mismanaged the fishery, Report of Special
Master 30-34, concluding instead that they had acted in good faith,
id. at 35, and that the relief requested by Idaho was
unworkable,
ibid.
Page 462 U. S. 1030
In reaching that conclusion, he refused to consider any evidence
pertaining to years earlier than 1975 or to future developments.
Id. at 25-26, 27.
The Court today overrules the exceptions to the report of the
Special Master. I see substantial merit to several of the points
raised by Idaho, and am persuaded that they require a remand to the
Special Master for further proceedings. Accordingly, I dissent.
I
The Master properly concluded that "Idaho is entitled to its
fair share of the fish."
Id. at 25. No one owns an
individual fish until he reduces that fish to possession,
Pierson v. Post 2 Am.Dec. 264 (N.Y. 1805), and, indeed,
even the States do not have full-fledged "property" interests in
the wildlife within their boundaries,
see, e.g., Douglas v.
Seacoast Products, Inc., 431 U. S. 265,
431 U. S. 284
(1977);
Missouri v. Holland, 252 U.
S. 416,
252 U. S. 434
(1920). Nonetheless, courts have long recognized the opportunity to
fish as an interest of sufficient dignity and importance to warrant
certain protections.
See, e.g., Union Oil Co. v. Oppen,
501 F.2d 558 (CA9 1974);
Louisiana ex rel. Guste v. MIV
Testbank, 524 F.
Supp. 1170 (ED La.1981);
Weld v. Hornby, 7 East 195
(K.B. 1806); J. Gould, Law of Waters § § 186, 187 (1883); 3 J.
Kent, Commentaries 411 (5th ed. 1844);
cf. New Jersey v. New
York, 283 U. S. 336,
283 U. S. 345
(1931) (considering the effect on oysterbeds in apportioning
water);
Douglas, supra, at
431 U. S.
287-288 (REHNQUIST, J., concurring in part and
dissenting in part) (although State has no ownership in wildlife in
the conventional sense, it has a "substantial proprietary
interest").
See generally United States v. Washington, 520
F.2d 676 (CA9 1975),
cert. denied, 423 U.S. 1086 (1976).
Indeed, in recent years, as the runs of anadromous fish have
diminished and no longer satisfy fully the demands of all
fishermen, the federal courts frequently find themselves confronted
with disputes over the management and conservation of the resource.
Faced with these problems, the courts, including
Page 462 U. S. 1031
this Court, have not hesitated to recognize that various
claimants do possess protectible rights in the runs of fish,
whether or not those claimants ultimately manage to land and reduce
particular specimens to possession and full ownership.
See,
e.g., Washington Game Dept. v. Puyallup Tribe, 414 U. S.
44 (1973);
Sohappy v. Smith, 529 F.2d 570 (CA9
1976) (per curiam);
United States v. Washington, supra; Sohappy
v. Smith, 302 F.
Supp. 899 (Ore.1969). When States enter the fray, this Court
must be prepared to undertake the admittedly difficult task of
assessing the claim of each and arriving at an equitable resolution
that protects the interests of each, for, as we held long ago in a
leading case on our original jurisdiction:
"[W]henever . . . the action of one State reaches through the
agency of natural laws into the territory of another State, the
question of the extent and the limitations of the rights of the two
States becomes a matter of justiciable dispute between them, and
this court is called upon to settle that dispute in such a way as
will recognize the equal rights of both and at the same time
establish justice between them."
Kansas v. Colorado, 206 U. S. 46,
206 U. S. 97-98
(1907). [
Footnote 2/1]
Page 462 U. S. 1032
Having reached the correct conclusion that Idaho has a right to
a fair share of the anadromous fish of the Columbia and Snake
Rivers, though, the Master adopted procedures that denied Idaho an
opportunity to effectuate that right. It is the approval of the
limitations placed on Idaho's establishment of its rights with
which I disagree.
II
In spite of his recognition that Idaho was entitled to a fair
share of the runs of anadromous fish, the Master found that there
was no injury to Idaho. I am at a loss to understand how he reached
that conclusion without specifying the nature and extent of Idaho's
entitlement. [
Footnote 2/2] The
Master excluded from consideration any evidence of past conditions
or probable future conditions, focusing instead solely on the
evidence for the period 1975-1980. Report of Special Master 25-26,
27. [
Footnote 2/3] During those
years, the harvests were negligible, so, in
Page 462 U. S. 1033
the Master's view, Idaho's rights were similarly negligible, and
Idaho could not show the "substantial injury" necessary to obtain
relief from this Court in the exercise of its original
jurisdiction,
see, e.g., Kansas v. Colorado, 320 U.
S. 383,
320 U. S. 393
(1943);
Connecticut v. Massachusetts, 282 U.
S. 660,
282 U. S. 669
(1931). Of course, as the Court recognizes,
ante at
462 U. S.
1027, the Master properly required a showing by clear
and convincing evidence that Idaho sustained a substantial injury.
Nonetheless, two basic problems flaw the Master's approach. First,
it assumes that Idaho's only concern is with its share of the
harvest, and that, in the absence of a harvestable surplus,
[
Footnote 2/4] Idaho's interest in
the runs vanishes. Second, it excludes evidence relevant in
explaining the current state of the runs and in determining what
types of management will best conserve and increase the resource
for the benefit of all.
A
The first problem with the Master's approach requires little
elaboration. Even if there is absolutely no harvestable surplus for
a year or for several years, Idaho has a right to seek to maintain
and eventually increase the runs by requiring the defendants to
refrain from practices that prevent fish from returning to their
spawning grounds in numbers sufficient to perpetuate the species in
this river system.
Cf. Colorado v. New Mexico,
459 U. S. 176
(1982) (recognizing duty to conserve common water supply);
Wyoming v. Colorado, 259 U. S. 419,
259 U. S. 484
(1922) (same). The allegations of mismanagement over the period
leading up to this lawsuit -- in particular the allegation that the
defendants made a practice of closing fishing seasons only
after it became clear that they would not meet the goal of
a minimum spawning escapement, Exceptions of Idaho 65; Pretrial
Order 7, Admitted Fact 30 -- if true, may show the existence of a
threat to Idaho's interest in the maintenance of the runs. Indeed,
the
Page 462 U. S. 1034
very paucity of the harvest in 1975-1980 that the Master relied
upon in denying Idaho any relief suggests that there may be some
merit in Idaho's contention that the runs have not been properly
managed in the past.
Further, the need for relief in such a situation is compelling.
Techniques are available that may aid significantly in maintaining
or increasing the runs. [
Footnote
2/5] But Idaho is unlikely to devote substantial resources to
projects designed to maintain and increase the runs if the
defendants are free to engage in mismanagement downstream that will
negate Idaho's efforts. The Master should not have concluded that,
simply because Idaho shared equally in the failure of the harvest
in 1975-1980, it had no further interest in promoting the
conservation of the species and the eventual restoration of the
runs, neither of which could occur without proper management
practices on the part of the defendants.
B
In my view, the Master erred also in excluding the evidence of
the past practices of the defendants, of the past conditions on the
river system, and of the probable conditions in the future.
Consideration of Idaho's interest in maintaining the runs has
already illustrated one way in which evidence of the past
conditions and practices and of probable future conditions was
indeed relevant in this action. Moreover, the Master's limitations
place Idaho in an untenable position. Although harvests were
minimal from 1975 to 1980, conditions were different when Idaho
sought leave to file its complaint in this action on March 31,
1975. In 1974, Washington and Oregon had harvested some 22,400
spring chinook and 9,500 summer steelhead. Report of Special Master
18-19.
Page 462 U. S. 1035
Indeed, even with the negligible harvests for the latter half of
the decade, during the 1970's, Washington and Oregon harvested an
annual average of 27,320 upriver spring chinook, 2,260 upriver
summer chinook, and 12,360 upriver summer steelhead, compared with
Idaho's average harvests of 3,150 upriver spring chinook, no
upriver summer chinook, and 8,550 upriver summer steelhead.
Id. at 13, 15, 17. Assuming Idaho's allegations to be
true, substantial portions of the fish harvested by Washington and
Oregon rightfully should have returned to Idaho. This period did
not reflect a pristine and irretrievably lost state of nature. On
the contrary, all the dams were in place before 1970,
see
ante at
462 U. S.
1020. But the Master refused to consider these figures,
looking only to figures for harvests taking place
after
Idaho sought relief. Under this approach, to vindicate its rights,
Idaho will have to wait until the runs regenerate -- relying on the
goodwill of the defendants to maintain and increase them. Then,
once there is a harvest available, Idaho will have to hope that the
runs survive any mismanagement long enough to establish a new
record of fishing on harvests rightfully belonging to Idaho
and that both the runs and the mismanagement will persist
throughout the time necessary to complete litigation. I would not
place such hurdles in the way of a State seeking to preserve its
natural resources.
III
The proper approach in this case, in my view, would require the
Master to determine whether Idaho has a protectible interest in the
preservation of the runs and what Idaho's proper share is,
expressed as a proportion of the harvestable surplus. In making
that determination, the Master should have a broad range of
flexibility, drawing guidance from our previous cases reconciling
conflicting claims of States to natural resources by equitable
apportionment. The classic statement of the considerations
governing equitable apportionment of interstate streams
emphasizes
Page 462 U. S. 1036
the breadth of the inquiry and the importance of all relevant
factors: [
Footnote 2/6]
"Apportionment calls for the exercise of an informed judgment on
a consideration of many factors. Priority of appropriation is the
guiding principle. But physical and climatic conditions, the
consumptive use of water in the several sections of the river, the
character and rate of return flows, the extent of established uses,
the availability of storage water, the practical effect of wasteful
uses on downstream areas, the damage to upstream areas as compared
to the benefits to downstream areas if a limitation is imposed on
the former -- these are all relevant factors. They are merely an
illustrative, not an exhaustive catalogue. They indicate the nature
of the problem of apportionment and the delicate adjustment of
interests which must be made."
Nebraska v. Wyoming, 325 U. S. 589,
325 U. S. 618
(1945).
Connecticut v. Massachusetts, 282 U.S. at
282 U. S. 671;
2 Waters and Water
Page 462 U. S. 1037
Rights § 132.5(B) (R. Clark ed.1967). Of course, the relevant
considerations stated in cases concerning rights to water must be
adapted to this new context. Nevertheless, the general principles
apply. I would direct the Master to consider a range of factors,
including, but not limited to, the harm that must be incurred by
Oregon and Washington in terms of harvest forgone in order to allow
a given number of fish to reach Idaho,
cf. Nebraska v. Wyoming,
supra, (considering the loss of water in transit); the
contribution of each State to preservation of the habitat necessary
for spawning; the contribution of each State to the preservation of
the proper habitat necessary for the survival and development of
fish during passage; the investment of each State in programs to
mitigate losses and enhance the runs, such as hatcheries and
transportation programs,
see 462
U.S. 1017fn2/5|>n. 5,
supra; [
Footnote 2/7] and the relative values of the types of
fishery -- commercial or sport -- operated by the defendants and by
Idaho,
cf. Connecticut v. Massachusetts, supra, at
282 U. S. 673
("Drinking and other domestic purposes are the highest uses of
water").
Only after making this initial determination can we decide
whether Idaho has been wrongfully deprived of fish. If the
depletion of the runs is attributable to mismanagement by Oregon
and Washington, we should grant relief. The Master suggested that
relief is unworkable because of the difficulties of estimating the
runs and apportioning them. The task is indeed a complicated one,
as we recognized when we stated in
Puyallup:
"Only an expert could fairly estimate what degree of net fishing
plus fishing by hook and line would allow the escapement of fish
necessary for perpetuation of the species."
414 U.S. at
414 U. S. 48.
Nevertheless, it is a task that we have recognized as possible,
Washington v.
Washington
Page 462 U. S. 1038
State Commercial Passenger Fishing Vessel Assn.,
443 U. S. 658,
443 U. S.
662-664 (1979), and the difficulty of providing
equitable relief has never provided an excuse for shirking the duty
imposed on us by the Constitution.
Idaho ex rel. Evans v.
Oregon, 444 U. S. 380,
444 U. S. 390,
n. 7 (1980);
Nebraska v. Wyoming, supra, at
325 U. S. 616.
The lower federal courts have proved able to grant appropriate
relief,
e.g., Sohappy v. Smith, 529 F.2d at 572-573;
United States v. Washington, 520 F.2d 676 (CA9 1975), so
we too should be able to overcome the difficulties. [
Footnote 2/8] Moreover, a statement of
relative rights may induce the parties to cooperate in devising a
plan to accommodate not only the rights of all, but also the
difficulties of management, as the defendants here did when sued by
the Indians for enforcement of treaty fishing rights.
See
Report of Special Master 34-35 (discussing Five-Year Plan entered
by parties to
Sohappy v. Smith). [
Footnote 2/9]
IV
Since the Master failed to quantify Idaho's right in the
anadromous fish, he was unable to determine whether Idaho suffered
any injury entitling it to a remedy. I would remand to allow the
Master to apply our precedents on equitable apportionment to
determine the extent of Idaho's rights, and, if appropriate, to
devise a remedy protecting those rights.
[
Footnote 2/1]
This controversy, like disputes over the waters of interstate
streams, is one particularly appropriate for resolution by this
Court in the exercise of its original jurisdiction. The original
jurisdiction was "conferred by the Constitution as a substitute for
the diplomatic settlement of controversies between sovereigns and a
possible resort to force,"
North Dakota v. Minnesota,
263 U. S. 365,
263 U. S.
372-373 (1923).
See generally 2 Waters and
Water Rights § 132.2(A) (R. Clark ed.1967). Disputes between
sovereigns over migratory wildlife typically give rise to
diplomatic solutions.
See, e.g., Missouri v. Holland,
252 U. S. 416
(1920) (treaty between United States and Canada concerning
migratory birds). Such solutions reflect the recognition by the
international community that each sovereign whose territory
temporarily shelters such wildlife has a legitimate and protectible
interest in that wildlife. In our federal system, we recognize
similar interests, but the original jurisdiction of this Court or
interstate compacts substitute for interstate diplomatic
processes.
[
Footnote 2/2]
The failure to specify Idaho's rights also seems to me to
represent a poor use of judicial resources, inviting future
litigation, rather than settling questions properly presented now.
Cf. Comment,
Sohappy v. Smith: Eight Years of
Litigation over Indian Fishing Rights, 56 Ore.L.Rev. 680, 693
(1977) (although court's initial order declared that the Indians
had a right to a "fair share" of fish, "[u]nfortunately, the court
did not provide any guidelines for determining what a
fair
share' is, and consequently, the parties have been back in court to
argue about the application of Sohappy").
[
Footnote 2/3]
The Master did permit Idaho to create a record, at least of
evidence of past conditions and practices,
see Exceptions
of Idaho 101, but he refused to consider that evidence, effectively
excluding it.
See Report of Special Master 25-26, 27.
In support of this decision, the Master cited
Nebraska v.
Wyoming, 325 U. S. 589,
325 U. S. 620
(1945), where the Court stated: "[T]he decree which is entered must
deal with conditions as they obtain today." In setting out the
general principle in that case, the Court had explained: "
[A]ll
of the factors which create equities in favor of one State or the
other must be weighed as of the date when the controversy is
mooted,'" id. at 325 U. S. 618,
quoting Kansas v. Colorado, 320 U.
S. 383, 320 U. S. 394
(1943). "Conditions as they obtain today" include all current
"equities," which, as elaborated further below, turn on past,
present, and future realities.
[
Footnote 2/4]
"Harvestable surplus" refers to the number of fish in the run
that remain after the escapement ordered for the preservation of
the runs and after the Indian Tribes have exercised their treaty
rights.
[
Footnote 2/5]
For instance, hatcheries supplement the natural reproduction of
the fish.
See Report of Special Master 9. Also, fish may
be transported around dams to reduce mortality in passage,
Exceptions of Idaho 102-103;
see ante at
462 U. S.
1021, n. 3. Finally, the States can continue investment
and efforts to maintain proper conditions for spawning, Report of
Special Master 8.
[
Footnote 2/6]
In this regard, I think that the Master properly rejected
Idaho's proposed quantification of its right, relying solely on its
role as the State of origin. As Idaho explains its position:
"[Idaho's] share of the harvestable surplus of Idaho origin fish
should equal Idaho's percentage contribution to the entire run."
Exceptions of Idaho 47. This proposal would require the Master to
base the apportionment on one factor alone. The most glaring
problem with this formulation is that it takes no account of the
relative benefits and burdens to each State of dividing the
resource. To allow one fish to reach Idaho, Oregon and Washington
must allow some significantly larger number, the exact value of
which is the subject of some dispute,
see Response of
Washington 14-15, 43-45; Reply Brief for Idaho 7-9, to pass by the
downstream fisheries. These other fish will be lost in passage, and
no one will benefit. Considerations of relative benefits and
burdens imposed by a given division are at the core of equitable
apportionment.
See, e.g., Colorado v. New Mexico,
459 U. S. 176
(1982);
Kansas v. Colorado, 206 U. S.
46,
206 U. S. 109
(1907);
cf. Colorado v. New Mexico, supra, at
459 U. S. 181,
n. 8 (rejecting argument that State that is the source of water is
automatically entitled to any share).
[
Footnote 2/7]
The Master's report suggests that the source of revenue used for
investment by the State -- fishing license fees, as opposed to
general taxes -- is somehow relevant.
See Report of
Special Master 30. Although the proper range of considerations is
quite broad, I fail to see the relevance of that consideration.
[
Footnote 2/8]
The Master's dismissal of Idaho's calculations reflects an undue
skepticism where statistics are concerned. The linear least squares
regression method that the Master concluded was "of little value in
making predictions,"
id. at 41, for instance, can indeed
have predictive value, if used properly.
See, e.g., W.
Hays, Statistics § 10.4 (3d ed.1981). Courts can rely on the same
sort of calculations that agencies charged by the States with
management of fisheries perform.
[
Footnote 2/9]
The Five-Year Plan of the parties to the
Sohappy
litigation expired in 1982,
see Report of Special Master
11. The Plan had required the defendants to take certain actions
that tended to preserve the runs.
Id. at 35. Although the
Plan was never adequate to protect Idaho, since it was not a party
to the Plan,
id. at 10, the expiration makes the need for
relief, if there has been an injury, even more urgent.