Petitioner Board of Education, rejecting recommendations of a
committee of parents and school staff that it had appointed,
ordered that certain books, which the Board characterized as
"anti-American, anti-Christian, anti-Sem[i]tic, and just plain
filthy," be removed from high school and junior high school
libraries. Respondent students then brought this action for
declaratory and injunctive relief under 42 U.S.C. § 1983 against
the Board and petitioner Board members, alleging that the Board's
actions had denied respondents their rights under the First
Amendment. The District Court granted summary judgment in
petitioners' favor. The Court of Appeals reversed and remanded for
a trial on the merits of respondents' allegations.
Held: The judgment is affirmed.
638 F.2d 404, affirmed.
JUSTICE BRENNAN, joined by JUSTICE MARSHALL and JUSTICE STEVENS,
concluded:
1. The First Amendment imposes limitations upon a local school
board's exercise of its discretion to remove books from high school
and junior high school libraries. Pp.
457 U. S.
863-872.
(a) Local school boards have broad discretion in the management
of school affairs, but such discretion must be exercised in a
manner that comports with the transcendent imperatives of the First
Amendment. Students do not "shed their constitutional rights to
freedom of speech or expression at the schoolhouse gate,"
Tinker v. Des Moines School Dist., 393 U.
S. 503,
393 U. S. 506,
and such rights may be directly and sharply implicated by the
removal of books from the shelves of a school library. While
students' First Amendment rights must be construed "in light of the
special characteristics of the school environment,"
ibid.,
the special characteristics of the school
library make
that environment especially appropriate for the recognition of such
rights. Pp.
457 U. S.
863-869.
(b) While petitioners might rightfully claim absolute discretion
in matters of
curriculum by reliance upon their duty to
inculcate community values in schools, petitioners' reliance upon
that duty is misplaced
Page 457 U. S. 854
where they attempt to extend their claim of absolute discretion
beyond the compulsory environment of the classroom into the school
library and the regime of voluntary inquiry that there holds sway.
P.
457 U. S.
869.
(c) Petitioners possess significant discretion to determine the
content of their school libraries, but that discretion may not be
exercised in a narrowly partisan or political manner. Whether
petitioners' removal of books from the libraries denied respondents
their First Amendment rights depends upon the motivation behind
petitioners' actions. Local school boards may not remove books from
school libraries simply because they dislike the ideas contained in
those books and seek by their removal to "prescribe what shall be
orthodox in politics, nationalism, religion, or other matters of
opinion."
West Virginia Board of Education v. Barnette,
319 U. S. 624,
319 U. S. 642.
If such an intention was the decisive factor in petitioners'
decision, then petitioners have exercised their discretion in
violation of the Constitution. Pp.
457 U. S.
869-872.
2. The evidentiary materials before the District Court must be
construed favorably to respondents, given the procedural posture of
this case. When so construed, those evidentiary materials raise a
genuine issue of material fact as to whether petitioners exceeded
constitutional limitations in exercising their discretion to remove
the books at issue from their school libraries. Respondents'
allegations, and some of the evidentiary materials before the
District Court, also fail to exclude the possibility that
petitioners' removal procedures were highly irregular and
ad
hoc -- the antithesis of those procedures that might tend to
allay suspicions regarding petitioners' motivation. Pp.
457 U. S.
872-875.
JUSTICE BLACKMUN concluded that a proper balance between the
limited constitutional restriction imposed on school officials by
the First Amendment and the broad state authority to regulate
education would be struck by holding that school officials may not
remove books from school libraries for the purpose of restricting
access to the political ideas or social perspectives discussed in
the books when that action is motivated simply by the officials'
disapproval of the ideas involved. Pp.
457 U. S.
879-882.
JUSTICE WHITE, while agreeing that there should be a trial to
resolve the factual issues, concluded that there is no necessity at
this point for discussing the extent to which the First Amendment
limits the school board's discretion to remove books from the
school libraries. Pp.
457 U. S.
883-884.
BRENNAN, J., announced the judgment of the Court and delivered
an opinion, in which MARSHALL and STEVENS, JJ., joined and in all
but Part II-A(1) of which BLACKMUN, J., joined. BLACKMUN, J., filed
an opinion concurring in part and concurring in the judgment,
post, p.
457 U. S. 875.
WHITE, J., filed an opinion concurring in the judgment,
post, p.
457 U. S. 883.
BURGER, C.J., filed a
Page 457 U. S. 855
dissenting opinion, in which POWELL, REHNQUIST, and O'CONNOR,
JJ., joined,
post, p.
457 U. S. 885.
POWELL, J., filed a dissenting opinion,
post, p.
457 U. S. 893.
REHNQUIST, J., filed a dissenting opinion, in which BURGER, C.J.,
and POWELL, J., joined,
post, p.
457 U. S. 904.
O'CONNOR, J., filed a dissenting opinion,
post, p.
457 U. S.
921.
JUSTICE BRENNAN announced the judgment of the Court and
delivered an opinion, in which JUSTICE MARSHALL and JUSTICE STEVENS
joined, and in which JUSTICE BLACKMUN joined except for Part
II-A-(1).
The principal question presented is whether the First Amendment
[
Footnote 1] imposes
limitations upon the exercise by a local
Page 457 U. S. 856
school board of its discretion to remove library books from high
school and junior high school libraries.
I
Petitioners are the Board of Education of the Island Trees Union
Free School District No. 26, in New York, and Richard Ahrens, Frank
Martin, Christina Fasulo, Patrick Hughes, Richard Melchers, Richard
Michaels, and Louis Nessim. When this suit was brought, Ahrens was
the President of the Board, Martin was the Vice President, and the
remaining petitioners were Board members. The Board is a state
agency charged with responsibility for the operation and
administration of the public schools within the Island Trees School
District, including the Island Trees High School and Island Trees
Memorial Junior High School. Respondents are Steven Pico,
Jacqueline Gold, Glenn Yarris, Russell Rieger, and Paul Sochinski.
When this suit was brought, Pico, Gold, Yarris, and Rieger were
students at the High School, and Sochinski was a student at the
Junior High School.
In September, 1975, petitioners Ahrens, Martin, and Hughes
attended a conference sponsored by Parents of New York United
(PONYU), a politically conservative organization of parents
concerned about education legislation in the State of New York. At
the conference, these petitioners obtained lists of books described
by Ahrens as "objectionable," App. 22, and by Martin as "improper
fare for school students,"
id. at 101. [
Footnote 2] It was later determined that the
High School library contained nine of the listed books, and that
another listed book was in the Junior High School library.
[
Footnote 3] In
Page 457 U. S. 857
February, 1976, at a meeting with the Superintendent of Schools
and the Principals of the High School and Junior High School, the
Board gave an "unofficial direction" that the listed books be
removed from the library shelves and delivered to the Board's
offices so that Board members could read them. [
Footnote 4] When this directive was carried out,
it became publicized, and the Board issued a press release
justifying its action. It characterized the removed books as
"anti-American, anti-Christian, anti-Sem[i]tic, and just plain
filthy," and concluded that "[i]t is our duty, our moral
obligation, to protect the children in our schools from this moral
danger as surely as from physical and medical dangers."
474 F.
Supp. 387, 390 (EDNY 1979).
A short time later, the Board appointed a "Book Review
Committee," consisting of four Island Trees parents and four
members of the Island Trees schools staff, to read the listed books
and to recommend to the Board whether the books should be retained,
taking into account the books' "educational suitability," "good
taste," "relevance," and "appropriateness to age and grade level."
In July, the Committee
Page 457 U. S. 858
made its final report to the Board, recommending that five of
the listed books be retained [
Footnote 5] and that two others be removed from the school
libraries. [
Footnote 6] As for
the remaining four books, the Committee could not agree on two,
[
Footnote 7] took no position
on one, [
Footnote 8] and
recommended that the last book be made available to students only
with parental approval. [
Footnote
9] The Board substantially rejected the Committee's report
later that month, deciding that only one book should be returned to
the High School library without restriction, [
Footnote 10] that another should be made
available subject to parental approval [
Footnote 11] but that the remaining nine books should
"be removed from elementary and secondary libraries and [from] use
in the curriculum."
Id. at 391. [
Footnote 12] The Board gave no reasons for rejecting
the recommendations of the Committee that it had appointed.
Respondents reacted to the Board's decision by bringing the
present action under 42 U.S.C. § 1983 in the United States District
Court for the Eastern District of New York. They alleged that
petitioners had
"ordered the removal of the books from school libraries and
proscribed their use in the curriculum because particular passages
in the books offended their social, political
Page 457 U. S. 859
and moral tastes, and not because the books, taken as a whole,
were lacking in educational value."
App. 4. Respondents claimed that the Board's actions denied them
their rights under the First Amendment. They asked the court for a
declaration that the Board's actions were unconstitutional, and for
preliminary and permanent injunctive relief ordering the Board to
return the nine books to the school libraries and to refrain from
interfering with the use of those books in the schools' curricula.
Id. at 5-6.
The District Court granted summary judgment in favor of
petitioners.
474 F.
Supp. 387 (1979). In the court's view, "the parties
substantially agree[d] about the motivation behind the board's
actions,"
id. at 391 -- namely, that
"the board acted not on religious principles, but on its
conservative educational philosophy, and on its belief that the
nine books removed from the school library and curriculum were
irrelevant, vulgar, immoral, and in bad taste, making them
educationally unsuitable for the district's junior and senior high
school students."
Id. at 392.
With this factual premise as its background, the court rejected
respondents' contention that their First Amendment rights had been
infringed by the Board's actions. Noting that statutes, history,
and precedent had vested local school boards with a broad
discretion to formulate educational policy, [
Footnote 13] the court concluded that it should
not intervene in "
the daily operations of school systems'"
unless "'basic constitutional values'" were "'sharply
implicate[d],'" [Footnote
14] and determined
Page 457 U. S.
860
that the conditions for such intervention did not exist in
the present case. Acknowledging that the "removal [of the books] .
. . clearly was content-based," the court nevertheless found no
constitutional violation of the requisite magnitude:
"The board has restricted access only to certain books which the
board believed to be, in essence, vulgar. While removal of such
books from a school library may . . . reflect a misguided
educational philosophy, it does not constitute a sharp and direct
infringement of any first amendment right."
Id. at 397.
A three-judge panel of the United States Court of Appeals for
the Second Circuit reversed the judgment of the District Court, and
remanded the action for a trial on respondents' allegations. 638
F.2d 404 (1980). Each judge on the panel filed a separate opinion.
Delivering the judgment of the court, Judge Sifton treated the case
as involving "an unusual and irregular intervention in the school
libraries' operations by persons not routinely concerned with such
matters," and concluded that petitioners were obliged to
demonstrate a reasonable basis for interfering with respondents'
First Amendment rights.
Id. at 414-415. He then determined
that, at least at the summary judgment stage, petitioners had not
offered sufficient justification for their action, [
Footnote 15] and concluded that
respondents
"should have . . . been offered an opportunity to persuade a
finder of fact that the ostensible justifications for
[petitioners'] actions . . . were simply pretexts for the
suppression of free speech."
Id. at 417. [
Footnote 16] Judge Newman
Page 457 U. S. 861
concurred in the result.
Id. at 432-438. He viewed the
case as turning on the contested factual issue of whether
petitioners' removal decision was motivated by a justifiable desire
to remove books containing vulgarities and sexual explicitness, or
rather by an impermissible desire to suppress ideas.
Id.
at 4337. [
Footnote 17] We
granted certiorari, 454 U.S. 891 (1981).
II
We emphasize at the outset the limited nature of the substantive
question presented by the case before us. Our precedents have long
recognized certain constitutional limits upon the power of the
State to control even the curriculum and classroom. For example,
Meyer v. Nebraska, 262 U. S. 390
(1923), struck down a state law that forbade the teaching of modern
foreign languages in public and private schools, and
Epperson
v. Arkansas, 393 U. S. 97
(1968), declared unconstitutional a state law that prohibited the
teaching of the Darwinian theory of evolution in any
state-supported school. But the current action does not require us
to reenter this difficult terrain, which
Meyer and
Epperson traversed without apparent misgiving. For as this
case is presented to us, it does not involve textbooks, or indeed
any books that Island
Page 457 U. S. 862
Trees students would be required to read. [
Footnote 18] Respondents do not seek in this
Court to impose limitations upon their school Board's discretion to
prescribe the curricula of the Island Trees schools. On the
contrary, the only books at issue in this case are
library
books, books that, by their nature, are optional, rather than
required, reading. Our adjudication of the present case thus does
not intrude into the classroom, or into the compulsory courses
taught there. Furthermore, even as to library books, the action
before us does not involve the
acquisition of books.
Respondents have not sought to compel their school Board to add to
the school library shelves any books that students desire to read.
Rather, the only action challenged in this case is the
removal from school libraries of books originally placed
there by the school authorities, or without objection from
them.
The substantive question before us is still further constrained
by the procedural posture of this case. Petitioners were granted
summary judgment by the District Court. The Court of Appeals
reversed that judgment, and remanded the action for a trial on the
merits of respondents' claims. We can reverse the judgment of the
Court of Appeals, and
Page 457 U. S. 863
grant petitioners' request for reinstatement of the summary
judgment in their favor, only if we determine that "there is no
genuine issue as to any material fact," and that petitioners are
"entitled to a judgment as a matter of law." Fed.Rule Civ.Proc.
56(c). In making our determination, any doubt as to the existence
of a genuine issue of material fact must be resolved against
petitioners as the moving party.
Adickes v. S. H. Kress &
Co., 398 U. S. 144,
398 U. S.
157-159 (1970). Furthermore,
"[o]n summary judgment the inferences to be drawn from the
underlying facts contained in [the affidavits, attached exhibits,
and depositions submitted below] must be viewed in the light most
favorable to the party opposing the motion."
United States v. Diebold, Inc., 369 U.
S. 654,
369 U. S. 655
(1962).
In sum, the issue before us in this case is a narrow one, both
substantively and procedurally. It may best be restated as two
distinct questions. First, does the First Amendment impose any
limitations upon the discretion of petitioners to remove library
books from the Island Trees High School and Junior High School?
Second, if so, do the affidavits and other evidentiary materials
before the District Court, construed most favorably to respondents,
raise a genuine issue of fact whether petitioners might have
exceeded those limitations? If we answer either of these questions
in the negative, then we must reverse the judgment of the Court of
Appeals and reinstate the District Court's summary judgment for
petitioners. If we answer both questions in the affirmative, then
we must affirm the judgment below. We examine these questions in
turn.
(1)
The Court has long recognized that local school boards have
broad discretion in the management of school affairs.
See,
e.g., Meyer v. Nebraska, supra, at
262 U. S. 402;
Pierce v. Society of Sisters, 268 U.
S. 510,
268 U. S. 534
(1925).
Epperson v. Arkansas,
Page 457 U. S. 864
supra, at
393 U. S. 104,
reaffirmed that, by and large, "public education in our Nation is
committed to the control of state and local authorities," and that
federal courts should not ordinarily "intervene in the resolution
of conflicts which arise in the daily operation of school systems."
Tinker v. Des Moines School Dist., 393 U.
S. 503,
393 U. S. 507
(1969), noted that we have "repeatedly emphasized . . . the
comprehensive authority of the States and of school officials . . .
to prescribe and control conduct in the schools." We have also
acknowledged that public schools are vitally important "in the
preparation of individuals for participation as citizens," and as
vehicles for "inculcating fundamental values necessary to the
maintenance of a democratic political system."
Ambach v.
Norwick, 441 U. S. 68,
441 U. S. 777
(1979). We are therefore in full agreement with petitioners that
local school boards must be permitted "to establish and apply their
curriculum in such a way as to transmit community values," and that
"there is a legitimate and substantial community interest in
promoting respect for authority and traditional values be they
social, moral, or political." Brief for Petitioners 10. [
Footnote 19]
At the same time, however, we have necessarily recognized that
the discretion of the States and local school boards in matters of
education must be exercised in a manner that comports with the
transcendent imperatives of the First Amendment. In
West
Virginia Board of Education v. Barnette, 319 U.
S. 624 (1943), we held that, under the First Amendment,
a student in a public school could not be compelled to salute the
flag. We reasoned:
"Boards of Education . . . have, of course, important, delicate,
and highly discretionary functions, but none that they may not
perform within the limits of the Bill of Rights. That they are
educating the young for citizenship is reason for scrupulous
protection of Constitutional
Page 457 U. S. 865
freedoms of the individual, if we are not to strangle the free
mind at its source and teach youth to discount important principles
of our government as mere platitudes."
Id. at
319 U. S.
637.
Later cases have consistently followed this rationale. Thus,
Epperson v. Arkansas invalidated a State's anti-evolution
statute as violative of the Establishment Clause, and reaffirmed
the duty of federal courts
"to apply the First Amendment's mandate in our educational
system where essential to safeguard the fundamental values of
freedom of speech and inquiry."
393 U.S. at
393 U. S. 104.
And
Tinker v. Des Moines School Dist., supra, held that a
local school board had infringed the free speech rights of high
school and junior high school students by suspending them from
school for wearing black armbands in class as a protest against the
Government's policy in Vietnam; we stated there that the
"comprehensive authority . . . of school officials" must be
exercised "consistent with fundamental constitutional safeguards."
393 U.S. at
393 U. S. 507.
In sum, students do not "shed their constitutional rights to
freedom of speech or expression at the schoolhouse gate,"
id. at
393 U. S. 506,
and therefore local school boards must discharge their "important,
delicate, and highly discretionary functions" within the limits and
constraints of the First Amendment.
The nature of students' First Amendment rights in the context of
this case requires further examination.
West Virginia Board of
Education v. Barnette, supra, is instructive. There the Court
held that students' liberty of conscience could not be infringed in
the name of "national unity" or "patriotism." 319 U.S. at
319 U. S.
640-641. We explained that
"the action of the local authorities in compelling the flag
salute and pledge transcends constitutional limitations on their
power and invades the sphere of intellect and spirit which it is
the purpose of the First Amendment to our Constitution to reserve
from all official control."
Id. at
319 U. S.
642.
Page 457 U. S. 866
Similarly,
Tinker v. Des Moines School Dist., supra,
held that students' rights to freedom of expression of their
political views could not be abridged by reliance upon an
"undifferentiated fear or apprehension of disturbance" arising from
such expression:
"Any departure from absolute regimentation may cause trouble.
Any variation from the majority's opinion may inspire fear. Any
word spoken, in class, in the lunchroom, or on the campus, that
deviates from the views of another person may start an argument or
cause a disturbance. But our Constitution says we must take this
risk,
Terminiello v. Chicago, 337 U. S. 1
(1949); and our history says that it is this sort of hazardous
freedom -- this kind of openness -- that is the basis of our
national strength and of the independence and vigor of Americans
who grow up and live in this . . . often disputatious society."
393 U.S. at
393 U. S.
508-509. In short, "First Amendment rights, applied in
light of the special characteristics of the school environment, are
available to . . . students."
Id. at
393 U. S.
506.
Of course, courts should not "intervene in the resolution of
conflicts which arise in the daily operation of school systems"
unless "basic constitutional values" are "directly and sharply
implicate[d]" in those conflicts.
Epperson v. Arkansas,
393 U.S. at
393 U. S. 104.
But we think that the First Amendment rights of students may be
directly and sharply implicated by the removal of books from the
shelves of a school library. Our precedents have focused
"not only on the role of the First Amendment in fostering
individual self-expression, but also on its role in affording the
public access to discussion, debate, and the dissemination of
information and ideas."
First National Bank of Boston v. Bellotti, 435 U.
S. 765,
435 U. S. 783
(1978). And we have recognized that "the State may not,
consistently with the spirit of the First Amendment, contract the
spectrum of available knowledge."
Griswold v. Connecticut,
381 U. S. 479,
381 U. S. 482
(1965). In keeping with this principle,
Page 457 U. S. 867
we have held that, in a variety of contexts, "the Constitution
protects the right to receive information and ideas."
Stanley
v. Georgia, 394 U. S. 557,
394 U. S. 564
(1969);
see Kleindienst v. Mandel, 408 U.
S. 753,
408 U. S.
762-763 (1972) (citing cases). This right is an inherent
corollary of the rights of free speech and press that are
explicitly guaranteed by the Constitution, in two senses. First,
the right to receive ideas follows ineluctably from the
sender's First Amendment right to send them: "The right of
freedom of speech and press . . . embraces the right to distribute
literature, and necessarily protects the right to receive it."
Martin v. Struthers, 319 U. S. 141,
319 U. S. 143
(1943) (citation omitted).
"The dissemination of ideas can accomplish nothing if otherwise
willing addressees are not free to receive and consider them. It
would be a barren marketplace of ideas that had only sellers, and
no buyers."
Lamont v. Postmaster General, 381 U.
S. 301,
381 U. S. 308
(1965) (BRENNAN, J., concurring).
More importantly, the right to receive ideas is a necessary
predicate to the
recipient's meaningful exercise of his
own rights of speech, press, and political freedom. Madison
admonished us:
"A popular Government, without popular information, or the means
of acquiring it, is but a Prologue to a Farce or a Tragedy, or
perhaps both. Knowledge will forever govern ignorance, and a people
who mean to be their own Governors must arm themselves with the
power which knowledge gives."
9 Writings of James Madison 103 (G. Hunt ed.1910). [
Footnote 20]
Page 457 U. S. 868
As we recognized in
Tinker, students too are
beneficiaries of this principle:
"In our system, students may not be regarded as closed-circuit
recipients of only that which the State chooses to communicate. . .
. [S]chool officials cannot suppress 'expressions of feeling with
which they do not wish to contend.'"
393 U.S. at
393 U. S. 511
(quoting
Burnside v. Byars, 363 F.2d 744, 749 (CA5 1966)).
In sum, just as access to ideas makes it possible for citizens
generally to exercise their rights of free speech and press in a
meaningful manner, such access prepares students for active and
effective participation in the pluralistic, often contentious
society in which they will soon be adult members. Of course all
First Amendment rights accorded to students must be construed "in
light of the special characteristics of the school environment."
Tinker v. Des Moines School Dist., 393 U.S. at
393 U. S. 506.
But the special characteristics of the school library make that
environment especially appropriate for the recognition of the First
Amendment rights of students.
A school library, no less than any other public library, is "a
place dedicated to quiet, to knowledge, and to beauty."
Brown
v. Louisiana, 383 U. S. 131,
383 U. S. 142
(1966) (opinion of Fortas, J.).
Keyishian v. Board of
Regents, 385 U. S. 589
(1967), observed that "
students must always remain free to
inquire, to study and to evaluate, to gain new maturity and
understanding.'" [Footnote
21] The school library is the principal locus
Page 457 U. S.
869
of such freedom. As one District Court has well put it, in
the school library,
"a student can literally explore the unknown, and discover areas
of interest and thought not covered by the prescribed curriculum. .
. . Th[e] student learns that a library is a place to test or
expand upon ideas presented to him, in or out of the
classroom."
Right to Read Defense Committee v. School
Committee, 454 F.
Supp. 703,
715
(Mass.1978). Petitioners emphasize the inculcative function of
secondary education, and argue that they must be allowed unfettered
discretion to "transmit community values" through the Island Trees
schools. But that sweeping claim overlooks the unique role of the
school library. It appears from the record that use of the Island
Trees school libraries is completely voluntary on the part of
students. Their selection of books from these libraries is entirely
a matter of free choice; the libraries afford them an opportunity
at self-education and individual enrichment that is wholly
optional. Petitioners might well defend their claim of absolute
discretion in matters of curriculum by reliance upon their duty to
inculcate community values. But we think that petitioners' reliance
upon that duty is misplaced where, as here, they attempt to extend
their claim of absolute discretion beyond the compulsory
environment of the classroom, into the school library and the
regime of voluntary inquiry that there holds sway.
(2)
In rejecting petitioners' claim of absolute discretion to remove
books from their school libraries, we do not deny that local school
boards have a substantial legitimate role to play in the
determination of school library content. We thus must turn to the
question of the extent to which the First Amendment places
limitations upon the discretion of petitioners to remove books from
their libraries. In this inquiry, we
Page 457 U. S. 870
enjoy the guidance of several precedents.
West Virginia
Board of Education v. Barnette stated:
"If there is any fixed star in our constitutional constellation,
it is that no official, high or petty, can prescribe what shall be
orthodox in politics, nationalism, religion, or other matters of
opinion. . . . If there are any circumstances which permit an
exception, they do not now occur to us."
319 U.S. at
319 U. S. 642.
This doctrine has been reaffirmed in later cases involving
education. For example,
Keyishian v. Board of Regents,
supra, at
385 U. S. 603,
noted that "the First Amendment . . . does not tolerate laws that
cast a pall of orthodoxy over the classroom;"
see also Epperson
v. Arkansas, 393 U.S. at
393 U. S.
104-105. And
Mt. Healthy City Board of Ed. v.
Doyle, 429 U. S. 274
(1977), recognized First Amendment limitations upon the discretion
of a local school board to refuse to rehire a nontenured teacher.
The school board in
Mt. Healthy had declined to renew
respondent Doyle's employment contract, in part because he had
exercised his First Amendment rights. Although Doyle did not have
tenure, and thus "could have been discharged for no reason
whatever,"
Mt. Healthy held that he could
"nonetheless establish a claim to reinstatement if the decision
not to rehire him was made by reason of his exercise of
constitutionally protected First Amendment freedoms."
Id. at
429 U. S.
283-284. We held further that. once Doyle had shown
"that his conduct was constitutionally protected, and that this
conduct was a 'substantial factor' . . . in the Board's decision
not to rehire him,"
the school board was obliged to show
"by a preponderance of the evidence that it would have reached
the same decision as to respondent's reemployment even in the
absence of the protected conduct."
Id. at
429 U. S.
287.
With respect to the present case, the message of these
precedents is clear. Petitioners rightly possess significant
discretion to determine the content of their school libraries. But
that discretion may not be exercised in a narrowly partisan or
political manner. If a Democratic school board, motivated by party
affiliation, ordered the removal of all books
Page 457 U. S. 871
written by or in favor of Republicans, few would doubt that the
order violated the constitutional rights of the students denied
access to those books. The same conclusion would surely apply if an
all-white school board, motivated by racial animus, decided to
remove all books authored by blacks or advocating racial equality
and integration. Our Constitution does not permit the official
suppression of
ideas. Thus, whether petitioners' removal
of books from their school libraries denied respondents their First
Amendment rights depends upon the motivation behind petitioners'
actions. If petitioners
intended by their removal decision
to deny respondents access to ideas with which petitioners
disagreed, and if this intent was the decisive factor in
petitioners' decision, [
Footnote
22] then petitioners have exercised their discretion in
violation of the Constitution. To permit such intentions to control
official actions would be to encourage the precise sort of
officially prescribed orthodoxy unequivocally condemned in
Barnette. On the other hand, respondents implicitly
concede that an unconstitutional motivation would
not be
demonstrated if it were shown that petitioners had decided to
remove the books at issue because those books were pervasively
vulgar. Tr. of Oral Arg. 36. And again, respondents concede that,
if it were demonstrated that the removal decision was based solely
upon the "educational suitability" of the books in question, then
their removal would be "perfectly permissible."
Id. at 53.
In other words, in respondents' view, such motivations, if decisive
of petitioners' actions, would not carry the danger of an official
suppression of ideas, and thus would not violate respondents' First
Amendment rights.
As noted earlier, nothing in our decision today affects in any
way the discretion of a local school board to choose books to
add to the libraries of their schools. Because we are
concerned in this case with the suppression of ideas, our
holding
Page 457 U. S. 872
today affects only the discretion to
remove books. In
brief, we hold that local school boards may not remove books from
school library shelves simply because they dislike the ideas
contained in those books and seek by their removal to "prescribe
what shall be orthodox in politics, nationalism, religion, or other
matters of opinion."
West Virginia Board of Education v.
Barnette, 319 U.S. at
319 U. S. 642. Such purposes stand inescapably condemned
by our precedents.
B
We now turn to the remaining question presented by this case: do
the evidentiary materials that were before the District Court, when
construed most favorably to respondents, raise a genuine issue of
material fact whether petitioners exceeded constitutional
limitations in exercising their discretion to remove the books from
the school libraries? We conclude that the materials do raise such
a question, which foreclose summary judgment in favor of
petitioners.
Before the District Court, respondents claimed that petitioners'
decision to remove the books "was based on [their] personal values,
morals and tastes." App. 139. Respondents also claimed that
petitioners objected to the books in part because excerpts from
them were "anti-American."
Id. at 140. The accuracy of
these claims was partially conceded by petitioners, [
Footnote 23] and petitioners' own
affidavits lent further support to respondents' claims. [
Footnote 24] In addition, the
Page 457 U. S. 873
record developed in the District Court shows that, when
petitioners offered their first public explanation for the removal
of the books, they relied in part on the assertion that the removed
books were "anti-American," and "offensive to . . . Americans in
general." 474 F. Supp. at 390. [
Footnote 25] Furthermore, while the Book Review Committee
appointed by petitioners was instructed to make its recommendations
based upon criteria that appear on their face to be permissible --
the books' "educational suitability," "good taste," "relevance,"
and "appropriateness to age and grade level," App. 67 -- the
Committee's recommendations that five of the books be retained and
that only two be removed were essentially rejected by petitioners,
without any statement of reasons for doing so. Finally, while
petitioners originally defended their removal decision with the
explanation that "these books contain obscenities, blasphemies,
brutality, and perversion beyond description," 474 F. Supp. at 390,
one of the books, A Reader for Writers, was removed even though it
contained no such language. 638 F.2d at 428, n. 6 (Mansfield, J.,
dissenting).
Page 457 U. S. 874
Standing alone, this evidence respecting the substantive
motivations behind petitioners' removal decision would not be
decisive. This would be a very different case if the record
demonstrated that petitioners had employed established, regular,
and facially unbiased procedures for the review of controversial
materials. But the actual record in the case before us suggests the
exact opposite. Petitioners' removal procedures were vigorously
challenged below by respondents, and the evidence on this issue
sheds further light on the issue of petitioners' motivations.
[
Footnote 26] Respondents
alleged that, in making their removal decision petitioners ignored
"the advice of literary experts," the views of "librarians and
teachers within the Island Trees School system," the advice of the
Superintendent of Schools, and the guidance of publications that
rate books for junior and senior high school students. App.
128-129. Respondents also claimed that petitioners' decision was
based solely on the fact that the books were named on the PONYU
list received by petitioners Ahrens, Martin, and Hughes, and that
petitioners "did not undertake an independent review of other books
in the [school] libraries."
Id. at 129-130. Evidence
before the District Court lends support to these claims. The record
shows that, immediately after petitioners first ordered the books
removed from the library shelves, the Superintendent of Schools
reminded them that "we already have a policy . . . designed
expressly
Page 457 U. S. 875
to handle such problems," and recommended that the removal
decision be approached through this established channel.
See n 4,
supra. But the Board disregarded the Superintendent's
advice, and instead resorted to the extraordinary procedure of
appointing a Book Review Committee -- the advice of which was later
rejected without explanation. In sum, respondents' allegations and
some of the evidentiary materials presented below do not rule out
the possibility that petitioners' removal procedures were highly
irregular and
ad hoc -- the antithesis of those procedures
that might tend to allay suspicions regarding petitioners'
motivations.
Construing these claims, affidavit statements, and other
evidentiary materials in a manner favorable to respondents, we
cannot conclude that petitioners were "entitled to a judgment as a
matter of law." The evidence plainly does not foreclose the
possibility that petitioners' decision to remove the books rested
decisively upon disagreement with constitutionally protected ideas
in those books, or upon a desire on petitioners' part to impose
upon the students of the Island Trees High School and Junior High
School a political orthodoxy to which petitioners and their
constituents adhered. Of course, some of the evidence before the
District Court might lead a finder of fact to accept petitioners'
claim that their removal decision was based upon constitutionally
valid concerns. But that evidence, at most, creates a genuine issue
of material fact on the critical question of the credibility of
petitioners' justifications for their decision: on that issue, it
simply cannot be said that there is no genuine issue as to any
material fact.
The mandate shall issue forthwith.
Affirmed.
[
Footnote 1]
The Amendment provides in pertinent part that "Congress shall
make no law . . . abridging the freedom of speech, or of the
press." It applies to the States by virtue of the Fourteenth
Amendment.
Gitlow v. New York, 268 U.
S. 652,
268 U. S. 666
(1925);
Grosjean v. American Press Co., 297 U.
S. 233,
297 U. S. 244
(1936).
[
Footnote 2]
The District Court noted, however, that petitioners "concede
that the books are not obscene."
474 F.
Supp. 387, 392 (EDNY 1979).
[
Footnote 3]
The nine books in the High School library were: Slaughter House
Five, by Kurt Vonnegut, Jr.; The Naked Ape, by Desmond Morris; Down
These Mean Streets, by Piri Thomas; Best Short Stories of Negro
Writers, edited by Langston Hughes; Go Ask Alice, of anonymous
authorship; Laughing Boy, by Oliver LaFarge; Black Boy, by Richard
Wright; A Hero Ain't Nothin' But A Sandwich, by Alice Childress;
and Soul On Ice, by Eldridge Cleaver. The book in the Junior High
School library was A Reader for Writers, edited by Jerome Archer.
Still another listed book, The Fixer, by Bernard Malamud, was found
to be included in the curriculum of a 12th grade literature course.
474 F. Supp. at 389, and nn. 4.
[
Footnote 4]
The Superintendent of Schools objected to the Board's informal
directive, noting:
"[W]e already have a policy . . . designed expressly to handle
such problems. It calls for the Superintendent, upon receiving an
objection to a book or books, to appoint a committee to study them
and make recommendations. I feel it is a good policy -- and it is
Board policy -- and that it should be followed in this instance.
Furthermore, I think it can be followed quietly, and in such a way
as to reduce, perhaps avoid, the public furor which has always
attended such issues in the past."
App. 44.
The Board responded to the Superintendent's objection by
repeating its directive "that
all copies of the library
books in question be removed from the libraries to the Board's
office."
Id. at 47 (emphasis in original).
[
Footnote 5]
The Fixer, Laughing Boy, Black Boy, Go Ask Alice, and Best Short
Stories by Negro Writers. 474 F. Supp. at 391, nn. 7.
[
Footnote 6]
The Naked Ape and Down These Mean Streets. 474 F. Supp. at 391,
n. 8.
[
Footnote 7]
Soul On Ice and A Hero Ain't Nothin' But A Sandwich. 474 F.
Supp. at 391, n. 9.
[
Footnote 8]
A Reader for Writers. 474 F. Supp. at 391, n. 11. The reason
given for this disposition was that all members of the Committee
had not been able to read the book.
Id. at 391.
[
Footnote 9]
Slaughter House Five. 474 F. Supp. at 391, n. 10.
[
Footnote 10]
Laughing Boy. 474 F. Supp. at 391, n. 12.
[
Footnote 11]
Black Boy. 474 F. Supp. at 391, n. 13.
[
Footnote 12]
As a result, the nine removed books could not be assigned or
suggested to students in connection with school work.
Id.
at 391. However, teachers were not instructed to refrain from
discussing the removed books or the ideas and positions expressed
in them. App. 131.
[
Footnote 13]
474 F. Supp. at 396-397, citing
Presidents Council, District
25 v. Community School Board No. 25, 457 F.2d 289 (CA2 1972);
James v. Board of Education, 461 F.2d 566, 573 (CA2 1972);
East Hartford Educational Assn. v. Board of Education, 562
F.2d 838, 856 (CA2 1977) (en banc).
[
Footnote 14]
474 F. Supp. at 395, quoting
Presidents Council, District 25
v. Community School Board No. 25, supra, at 291 (in turn
quoting
Epperson v. Arkansas, 393 U. S.
97,
393 U. S. 104
(1968)).
[
Footnote 15]
After criticizing "the criteria for removal" employed by
petitioners as "suffer[ing] from excessive generality and
overbreadth," and the procedures used by petitioners as "erratic,
arbitrary and free-wheeling," Judge Sifton observed that "precision
of regulation and sensitivity to First Amendment concerns" were
"hardly established" by such procedures. 638 F.2d at 416.
[
Footnote 16]
Judge Sifton stated that it could be inferred from the record
that petitioners'
"political views and personal taste [were] being asserted not in
the interests of the children's wellbeing, but rather for the
purpose of establishing those views as the correct and orthodox
ones for all purposes in the particular community."
Id. at 417.
[
Footnote 17]
Judge Mansfield dissented,
id. at 419-432, based upon a
distinctly different reading of the record developed in the
District Court. According to Judge Mansfield, "the undisputed
evidence of the motivation for the Board's action was the perfectly
permissible ground that the books were indecent, in bad taste, and
unsuitable for educational purposes."
Id. at 430. He also
asserted that, in reaching its decision "the Board [had] acted
carefully, conscientiously and responsibly after according due
process to all parties concerned."
Id. at 422. Judge
Mansfield concluded that
"the First Amendment entitles students to reasonable freedom of
expression, but not to freedom from what some may consider to be
excessively moralistic or conservative selection by school
authorities of library books to be used as educational tools."
Id. at 432.
[
Footnote 18]
Four of respondents' five causes of action complained of
petitioners'
"resolutions ordering the removal of certain books from the
school libraries of the District and prohibiting the use of those
books in the curriculum."
App. 5. The District Court concluded that
"respect for . . . the school board's substantial control over
educational content . . . preclude[s] any finding of a first
amendment violation arising out of removal of any of the books from
use in the curriculum."
474 F. Supp. at 397. This holding is not at issue here.
Respondents' fifth cause of action complained that petitioners'
"resolutions prohibiting the use of certain books in the curriculum
of schools in the District" had
"imposed upon teachers in the District arbitrary and
unreasonable restrictions upon their ability to function as
teachers in violation of principles of academic freedom."
App. 6. The District Court held that respondents had not proved
this cause of action: "before such a claim may be sustained, there
must at least be a real, not an imagined controversy." 474 F. Supp.
at 397. Respondents have not sought review of that holding in this
Court.
[
Footnote 19]
Respondents also agree with these propositions. Tr. of Oral Arg.
28, 41.
[
Footnote 20]
For a modern version of this observation,
see A.
Meiklejohn, Free Speech and Its Relation to Self-Government 26
(1948):
"Just so far as . . . the citizens who are to decide an issue
are denied acquaintance with information or opinion or doubt or
disbelief or criticism which is relevant to that issue, just so far
the result must be ill-considered ill-balanced planning, for the
general good."
See also Butler v. Michigan, 352 U.
S. 380,
352 U. S.
383-384 (1957);
Procunier v. Martinez,
416 U. S. 396,
416 U. S.
408-409 (1974);
Houchin v. KQED, Inc.,
438 U. S. 1,
438 U. S. 30
(1978) (STEVENS, J., dissenting) ("[T]he First Amendment protects
not only the dissemination but also the receipt of information and
ideas");
Saxbe v. Washington Post Co., 417 U.
S. 843,
417 U. S.
862-863 (1974) (POWELL, J., dissenting) ("[P]ublic
debate must not only be unfettered; it must be informed. For that
reason this Court has repeatedly stated that First Amendment
concerns encompass the receipt of information and ideas as well as
the right of free expression").
[
Footnote 21]
385 U.S. at 603, quoting
Sweezy v. New Hampshire,
354 U. S. 234,
354 U. S. 250
(1957) (opinion of Warren, C.J.).
[
Footnote 22]
By "decisive factor," we mean a "substantial factor" in the
absence of which the opposite decision would have been reached.
See Mt. Healthy City Board of Ed. v. Doyle, 429 U.
S. 274,
429 U. S. 287
(1977).
[
Footnote 23]
Petitioners acknowledged that their "evaluation of the
suitability of the books was based on [their] personal values,
morals, tastes and concepts of educational suitability." App. 142.
But they did not accept, and thus apparently denied, respondents'
assertion that some excerpts were objected to as "anti-American."
Ibid.
[
Footnote 24]
For example, petitioner Ahrens stated:
"I am basically a conservative in my general philosophy, and
feel that the community I represent as a school board member shares
that philosophy. . . . I feel that it is my duty to apply my
conservative principles to the decisionmaking process in which I am
involved as a board member and I have done so with regard to . . .
curriculum formation and content and other educational
matters."
Id. at 21.
"We are representing the community which first elected us and
re-elected us, and our actions have reflected its intrinsic values
and desires."
Id. at 27.
Petitioners Fasulo, Hughes, Melchers, Michaels, and Nessim made
a similar statement that they had "represented the basic values of
the community in [their] actions."
Id. at 120.
[
Footnote 25]
When asked to give an example of "anti-Americanism" in the
removed books, petitioners Ahrens and Martin both adverted to A
Hero Ain't Nothin' But A Sandwich, which notes at one point that
George Washington was a slaveholder.
See A. Childress, A
Hero Ain't Nothin' But A Sandwich 43 (1973); Deposition of
Petitioner Ahrens 89; Deposition of Petitioner Martin 20-22.
Petitioner Martin stated:
"I believe it is anti-American to present one of the nation's
heroes, the first President, . . . in such a negative and obviously
one-sided light. That is one example of what I would consider
anti-American."
Deposition of Petitioner Martin 22.
[
Footnote 26]
We have recognized in numerous precedents that, when seeking to
distinguish activities unprotected by the First Amendment from
other, protected activities, the State must employ "sensitive
tools" in order to achieve a precision of regulation that avoids
the chilling of protected activities.
See, e.g., Speiser v.
Randall, 357 U. S. 513,
357 U. S.
525-526 (1958);
NAACP v. Button, 371 U.
S. 415,
371 U. S. 433
(1963);
Keyishian v. Board of Regents, 385 U.
S. 589,
385 U. S.
603-604 (1967);
Blount v. Rizzi, 400 U.
S. 410,
400 U. S. 417
(1971). In the case before us, the presence of such sensitive tools
in petitioners' decisionmaking process would naturally indicate a
concern on their part for the First Amendment rights of
respondents; the absence of such tools might suggest a lack of such
concern.
See 638 F.2d at 416-417 (opinion of Sifton,
J.).
JUSTICE BLACKMUN, concurring in part and concurring in the
judgment.
While I agree with much in today's plurality opinion, and while
I accept the standard laid down by the plurality to
Page 457 U. S. 876
guide proceedings on remand, I write separately because I have a
somewhat different perspective on the nature of the First Amendment
right involved.
I
To my mind, this case presents a particularly complex problem
because it involves two competing principles of constitutional
stature. On the one hand, as the dissenting opinions demonstrate,
and as we all can agree, the Court has acknowledged the importance
of the public schools "in the preparation of individuals for
participation as citizens, and in the preservation of the values on
which our society rests."
Ambach v. Norwick, 441 U. S.
68,
441 U. S. 76
(1979).
See also ante at
457 U. S.
863-864 (plurality opinion). Because of the essential
socializing function of schools, local education officials may
attempt "to promote civic virtues,"
Ambach v. Norwick, 441
U.S. at
441 U. S. 80,
and to "awake[n] the child to cultural values."
Brown v. Board
of Education, 347 U. S. 483,
347 U. S. 493
(1954). Indeed, the Constitution presupposes the existence of an
informed citizenry prepared to participate in governmental affairs,
and these democratic principles obviously are constitutionally
incorporated into the structure of our government. It therefore
seems entirely appropriate that the State use "public schools [to]
. . . inculcat[e] fundamental values necessary to the maintenance
of a democratic political system."
Ambach v. Norwick, 441
U.S. at
441 U. S.
77.
On the other hand, as the plurality demonstrates, it is beyond
dispute that schools and school boards must operate within the
confines of the First Amendment. In a variety of academic settings,
the Court therefore has acknowledged the force of the principle
that schools, like other enterprises operated by the State, may not
be run in such a manner as to "prescribe what shall be orthodox in
politics, nationalism, religion, or other matters of opinion."
West Virginia Board of Education v. Barnette, 319 U.
S. 624,
319 U. S. 642
(1943). While none of these cases defines the limits of a school
board's authority
Page 457 U. S. 877
to choose a curriculum and academic materials, they are based on
the general proposition that
"state-operated schools may not be enclaves of totalitarianism.
. . . In our system, students may not be regarded as closed-circuit
recipients of only that which the State chooses to
communicate."
Tinker v. Des Moines School Dist., 393 U.
S. 503,
393 U. S. 511
(1969).
The Court in
Tinker thus rejected the view that "a
State might so conduct its schools as to
foster a homogeneous
people.'" Id. at 393 U. S. 511,
quoting Meyer v. Nebraska, 262 U.
S. 390, 262 U. S. 402
(1923). Similarly, Keyishian v. Board of Regents,
385 U. S. 589
(1967) -- a case that involved the State's attempt to remove
"subversives" from academic positions at its universities, but that
addressed itself more broadly to public education in general --
held that "[t]he classroom is peculiarly the `marketplace of
ideas"'; the First Amendment therefore "does not tolerate laws that
cast a pall of orthodoxy over the classroom." Id. at
385 U. S. 603.
And Barnette is most clearly applicable here: its holding
was based squarely on the view that
"[f]ree public education, if faithful to the ideal of secular
instruction and political neutrality, will not be partisan or enemy
of any class, creed, party, or faction."
319 U.S. at
319 U. S. 637.
The Court therefore made it clear that imposition of "ideological
discipline" was not a proper undertaking for school authorities.
Ibid.
In combination with more generally applicable First Amendment
rules, most particularly the central proscription of content-based
regulations of speech,
see Police Department of Chicago v.
Mosley, 408 U. S. 92
(1972), the cases outlined above yield a general principle: the
State may not suppress exposure to ideas -- for the sole
purpose of suppressing exposure to those ideas -- absent
sufficiently compelling reasons. Because the school board must
perform all its functions "within the limits of the Bill of
Rights,"
Barnette, 319 U.S. at
319 U. S. 637,
this principle necessarily applies in at least a limited way to
public education. Surely this is true in an extreme
Page 457 U. S. 878
case: as the plurality notes, it is difficult to see how a
school board, consistent with the First Amendment, could refuse for
political reasons to buy books written by Democrats or by Negroes,
or books that are "anti-American" in the broadest sense of that
term. Indeed, JUSTICE REHNQUIST appears "cheerfully [to] concede"
this point.
Post at
457 U. S. 907
(dissenting opinion).
In my view, then, the principle involved here is both narrower
and more basic than the "right to receive information" identified
by the plurality. I do not suggest that the State has any
affirmative obligation to provide students with information or
ideas, something that may well be associated with a "right to
receive."
See post at
457 U. S. 887
(BURGER, C.J., dissenting);
post at
457 U. S.
915-918 (REHNQUIST, J., dissenting). And I do not
believe, as the plurality suggests, that the right at issue here is
somehow associated with the peculiar nature of the school library,
see ante at
457 U. S.
868-869; if schools may be used to inculcate ideas,
surely libraries may play a role in that process. [
Footnote 2/1] Instead, I suggest that certain forms
of state discrimination
Page 457 U. S. 879
between ideas are improper. In particular, our
precedents command the conclusion that the State may not act to
deny access to an idea simply because state officials disapprove of
that idea for partisan or political reasons. [
Footnote 2/2]
Certainly, the unique environment of the school places
substantial limits on the extent to which official decisions may be
restrained by First Amendment values. But that environment also
makes it particularly important that
some limits be
imposed. The school is designed to, and inevitably will, inculcate
ways of thought and outlooks; if educators intentionally may
eliminate all diversity of thought, the school will "strangle the
free mind at its source and teach youth to discount important
principles of our government as mere platitudes."
Barnette, 319 U.S. at
319 U. S. 637.
As I see it, then, the question in this case is how to make the
delicate accommodation between the limited constitutional
restriction that I think is imposed by the First Amendment and the
necessarily broad state authority to regulate education. In starker
terms, we must reconcile the schools' "inculcative" function with
the First Amendment's bar on "prescriptions of orthodoxy."
II
In my view, we strike a proper balance here by holding that
school officials may not remove books for the
purpose of
restricting access to the political ideas or social perspectives
discussed in them, when that action is motivated simply by
Page 457 U. S. 880
the officials' disapproval of the ideas involved. It does not
seem radical to suggest that state action calculated to suppress
novel ideas or concepts is fundamentally antithetical to the values
of the First Amendment. At a minimum, allowing a school board to
engage in such conduct hardly teaches children to respect the
diversity of ideas that is fundamental to the American system. In
this context, then, the school board must
"be able to show that its action was caused by something more
than a mere desire to avoid the discomfort and unpleasantness that
always accompany an unpopular viewpoint,"
Tinker v. Des Moines School Dist., 393 U.S. at
393 U. S. 509,
and that the board had something in mind in addition to the
suppression of partisan or political views it did not share.
As I view it, this is a narrow principle. School officials must
be able to choose one book over another, without outside
interference, when the first book is deemed more relevant to the
curriculum, or better written, or when one of a host of other
politically neutral reasons is present. These decisions obviously
will not implicate First Amendment values. And even absent space or
financial limitations, First Amendment principles would allow a
school board to refuse to make a book available to students because
it contains offensive language,
cf. FCC v. Pacifica
Foundation, 438 U. S. 726,
438 U. S. 757
(1978) (POWELL, J., concurring), or because it is psychologically
or intellectually inappropriate for the age group, or even,
perhaps, because the ideas it advances are "manifestly inimical to
the public welfare."
Pierce v. Society of Sisters,
268 U. S. 510,
268 U. S. 534
(1925). And, of course, school officials may choose one book over
another because they believe that one subject is more important, or
is more deserving of emphasis.
As is evident from this discussion, I do not share JUSTICE
REHNQUIST's view that the notion of "suppression of ideas" is not a
useful analytical concept.
See post at
457 U. S.
918-920 (dissenting opinion). Indeed, JUSTICE
REHNQUIST's discussion itself
Page 457 U. S. 881
demonstrates that "access to ideas" has been given meaningful
application in a variety of contexts.
See post at
457 U. S.
910-920,
457 U. S. 914
("[e]ducation consists of the selective presentation and
explanation of ideas"). And I believe that tying the First
Amendment right to the
purposeful suppression of ideas
makes the concept more manageable than JUSTICE REHNQUIST
acknowledges. Most people would recognize that refusing to allow
discussion of current events in Latin class is a policy designed to
"inculcate" Latin, not to suppress ideas. Similarly, removing a
learned treatise criticizing American foreign policy from an
elementary school library because the students would not understand
it is an action unrelated to the
purpose of suppressing
ideas. In my view, however, removing the same treatise because it
is "anti-American" raises a far more difficult issue.
It is not a sufficient answer to this problem that a State
operates a school in its role as "educator," rather than its role
as "sovereign,"
see post at
457 U. S.
908-910 (REHNQUIST, J., dissenting), for the First
Amendment has application to all the State's activities. While the
State may act as "property owner" when it prevents certain types of
expressive activity from taking place on public lands, for example,
see post at
457 U. S.
908-909, few would suggest that the State may base such
restrictions on the content of the speaker's message, or may take
its action for the purpose of suppressing access to the ideas
involved.
See Police Department of Chicago v. Mosley, 408
U.S. at
408 U. S. 96.
And while it is not clear to me from JUSTICE REHNQUIST's discussion
whether a State operates its public libraries in its "role as
sovereign," surely difficult constitutional problems would arise if
a State chose to exclude "anti-American" books from its public
libraries -- even if those books remained available at local
bookstores.
Concededly, a tension exists between the properly inculcative
purposes of public education and any limitation on the school
board's absolute discretion to choose academic materials. But that
tension demonstrates only that the problem
Page 457 U. S. 882
here is a difficult one, not that the problem should be resolved
by choosing one principle over another. As the Court has
recognized, school officials must have the authority to make
educationally appropriate choices in designing a curriculum:
"the State may 'require teaching by instruction and study of all
in our history and in the structure and organization of our
government, including the guaranties of civil liberty, which tend
to inspire patriotism and love of country.'"
Barnette, 319 U.S. at
319 U. S. 631,
quoting
Minersville School District v. Gobitis,
310 U. S. 586,
310 U. S. 604
(1940) (Stone, J., dissenting). Thus school officials may seek to
instill certain values "by persuasion and example," 319 U.S. at
319 U. S. 640,
or by choice of emphasis. That sort of positive educational action,
however, is the converse of an intentional attempt to shield
students from certain ideas that officials find politically
distasteful. Arguing that the majority in the community rejects the
ideas involved,
see post at
457 U. S. 889,
457 U. S.
891-892 (BURGER, C.J., dissenting), does not refute this
principle:
"The very purpose of a Bill of Rights was to withdraw certain
subjects from the vicissitudes of political controversy, to place
them beyond the reach of majorities and officials. . . ."
Barnette, 319 U.S. at
319 U. S.
638.
As THE CHIEF JUSTICE notes, the principle involved here may be
difficult to apply in an individual case.
See post at
457 U. S. 889
(dissenting opinion). But on a record as sparse as the one before
us, the plurality can hardly be faulted for failing to explore
every possible ramification of its decision. And while the absence
of a record "underscore[s] the views of those of us who originally
felt that the cas[e] should not be taken,"
Ferguson v.
Moore-McCormack Lines, Inc., 352 U. S. 521,
352 U. S. 559
(1957) (opinion of Harlan, J.), the case is here, and must be
decided.
Because I believe that the plurality has derived a standard
similar to the one compelled by my analysis, I join all but
457 U. S.
Page 457 U. S. 883
[
Footnote 2/1]
As a practical matter, however, it is difficult to see the First
Amendment right that I believe is at work here playing a role in a
school's choice of curriculum. The school's finite resources -- as
well as the limited number of hours in the day -- require that
education officials make sensitive choices between subjects to be
offered and competing areas of academic emphasis; subjects
generally are excluded simply because school officials have chosen
to devote their resources to one, rather than to another, subject.
As is explained below, a choice of this nature does not run afoul
of the First Amendment. In any event, the Court has recognized that
students' First Amendment rights in most cases must give way if
they interfere "with the schools' work or [with] the rights of
other students to be secure and to be let alone,"
Tinker v. Des
Moines School Dist., 393 U. S. 503,
393 U. S. 508
(1969), and such interference will rise to intolerable levels if
public participation in the management of the curriculum becomes
commonplace. In contrast, library books on a shelf intrude not at
all on the daily operation of a school.
I also have some doubt that there is a theoretical distinction
between removal of a book and failure to acquire a book. But as
Judge Newman observed, there is a profound practical and
evidentiary distinction between the two actions:
"removal, more than failure to acquire, is likely to suggest
that an impermissible political motivation may be present. There
are many reasons why a book is not acquired, the most obvious being
limited resources, but there are few legitimate reasons why a book,
once acquired, should be removed from a library not filled to
capacity."
638 F.2d 404, 436 (CA2 1980) (Newman, J., concurring in
result).
[
Footnote 2/2]
In effect, my view presents the obverse of the plurality's
analysis: while the plurality focuses on the failure to provide
information, I find crucial the State's decision to single out an
idea for disapproval and then deny access to it.
JUSTICE WHITE, concurring in the judgment.
The District Court found that the books were removed from the
school library because the school board believed them "to be, in
essence, vulgar."
474 F.
Supp. 387, 397 (EDNY 1979). Both Court of Appeals judges in the
majority concluded, however, that there was a material issue of
fact that precluded summary judgment sought by petitioners. The
unresolved factual issue, as I understand it, is the reason or
reasons underlying the school board's removal of the books. I am
not inclined to disagree with the Court of Appeals on such a
fact-bound issue, and hence concur in the judgment of affirmance.
Presumably this will result in a trial and the making of a full
record and findings on the critical issues.
The plurality seems compelled to go further and issue a
dissertation on the extent to which the First Amendment limits the
discretion of the school board to remove books from the school
library. I see no necessity for doing so at this point. When
findings of fact and conclusions of law are made by the District
Court, that may end the case. If, for example, the District Court
concludes after a trial that the books were removed for their
vulgarity, there may be no appeal. In any event, if there is an
appeal, if there is dissatisfaction with the subsequent Court of
Appeals' judgment, and if certiorari is sought and granted, there
will be time enough to address the First Amendment issues that may
then be presented.
I thus prefer the course taken by the Court in
Kennedy v.
Silas Mason Co., 334 U. S. 249
(1948), a suit involving overtime compensation under the Fair Labor
Standards Act. Summary judgment had been granted by the District
Court and affirmed by the Court of Appeals. This Court reversed,
holding that summary judgment was improvidently granted, and
remanded for trial so that a proper record could be made. The Court
expressly abjured issuing its advice on the legal
Page 457 U. S. 884
issues involved. Writing for the Court, Justice Jackson
stated:
"We consider it the part of good judicial administration to
withhold decision of the ultimate questions involved in this case
until this or another record shall present a more solid basis of
findings based on litigation or on a comprehensive statement of
agreed facts. While we might be able, on the present record, to
reach a conclusion that would decide the case, it might well be
found later to be lacking in the thoroughness that should precede
judgment of this importance and which it is the purpose of the
judicial process to provide."
"Without intimating any conclusion on the merits, we vacate the
judgments below and remand the case to the District Court for
reconsideration and amplification of the record in the light of
this opinion and of present contentions."
Id. at
334 U. S.
257.
We took a similar course in a unanimous per curiam opinion in
Dombrowski v. Eastland, 387 U. S. 82
(1967). There we overturned a summary judgment since it was
necessary to resolve a factual dispute about collaboration between
one of the respondents and a state legislative committee. We
remanded, saying:
"In the absence of the factual refinement which can occur only
as a result of trial, we need not and, indeed, could not express
judgment as to the legal consequences of such collaboration, if it
occurred."
Id. at
387 U. S.
84.
The
Silas Mason case turned on issues of statutory
construction. It is even more important that we take a similar
course in cases like
Dombrowski, which involved Speech or
Debate Clause immunity, and in this one, which poses difficult
First Amendment issues in a largely uncharted field. We should not
decide constitutional questions until it is necessary to do so, or
at least until there is better reason to address them than are
evident here. I therefore concur in the judgment of affirmance.
Page 457 U. S. 885
CHIEF JUSTICE BURGER, with whom JUSTICE POWELL, JUSTICE
REHNQUIST, and JUSTICE O'CONNOR join, dissenting.
The First Amendment, as with other parts of the Constitution,
must deal with new problems in a changing world. In an attempt to
deal with a problem in an area traditionally left to the states, a
plurality of the Court, in a lavish expansion going beyond any
prior holding under the First Amendment, expresses its view that a
school board's decision concerning what books are to be in the
school library is subject to federal court review. [
Footnote 3/1] Were this to become the law, this
Court would come perilously close to becoming a "super censor" of
school board library decisions. Stripped to its essentials, the
issue comes down to two important propositions: first, whether
local schools are to be administered by elected school boards or by
federal judges and teenage pupils, and second, whether the values
of morality, good taste, and relevance to education are valid
reasons for school board decisions concerning the contents of a
school library. In an attempt to place this case within the
protection of the First Amendment, the plurality suggests a new
"right" that, when shorn of the plurality's rhetoric, allows this
Court to impose
Page 457 U. S. 886
its own views about what books must be made available to
students. [
Footnote 3/2]
I agree with the fundamental proposition that "students do not
shed their constitutional rights to freedom of speech or
expression at the schoolhouse gate.'" Ante at 457 U. S. 865.
For example, the Court has held that a school board cannot compel a
student to participate in a flag salute ceremony, West Virginia
Bd. of Education v. Barnette, 319 U.
S. 624 (1943), or prohibit a student from expressing
certain views, so long as that expression does not disrupt the
educational process. Tinker v. Des Moines School Dist.,
393 U. S. 503
(1969). Here, however, no restraints of any kind are placed on the
students. They are free to read the books in question, which are
available at public libraries and bookstores; they are free to
discuss them in the classroom or elsewhere. Despite this absence of
any direct external control on the students' ability to express
themselves, the plurality suggests that there is a new First
Amendment "entitlement" to have access to particular books in a
school library.
The plurality cites
Meyer v. Nebraska, 262 U.
S. 390 (1923), which struck down a state law that
restricted the
Page 457 U. S. 887
teaching of modern foreign languages in public and private
schools, and
Epperson v. Arkansas, 393 U. S.
97 (1968), which declared unconstitutional under the
Establishment Clause a law banning the teaching of Darwinian
evolution, to establish the validity of federal court interference
with the functioning of schools. The plurality finds it unnecessary
"to reenter this difficult terrain,"
ante at
457 U. S. 861,
yet in the next breath relies on these very cases and others to
establish the previously unheard of "right" of access to particular
books in the public school library. [
Footnote 3/3] The apparent underlying basis of the
plurality's view seems to be that students have an enforceable
"right" to receive the information and ideas that are contained in
junior and senior high school library books.
Ante at
457 U. S. 866.
This "right" purportedly follows "ineluctably" from the sender's
First Amendment right to freedom of speech, and as a "necessary
predicate" to the recipient's meaningful exercise of his own rights
of speech, press, and political freedom.
Ante at
457 U. S.
866-867. No such right, however, has previously been
recognized.
It is true that, where there is a willing distributor of
materials, the government may not impose unreasonable obstacles to
dissemination by the third party.
Virginia Pharmacy Board v.
Virginia Citizens Consumer Council, Inc., 425 U.
S. 748 (1976). And where the speaker desires to express
certain ideas, the government may not impose unreasonable
restraints.
Tinker v. Des Moines School Dist., supra. It
does not follow, however, that a school board must affirmatively
aid the speaker in his communication with the recipient. In short,
the plurality suggests today that, if a writer has something to
say, the government, through its schools, must be the courier. None
of the cases cited by the plurality establish this broad-based
proposition.
First, the plurality argues that the right to receive ideas is
derived in part from the sender's First Amendment rights to
Page 457 U. S. 888
send them. Yet we have previously held that a sender's rights
are not absolute.
Rowan v. Post Office Dept., 397 U.
S. 728 (1970). [
Footnote
3/4] Never before today has the Court indicated that the
government has an
obligation to aid a speaker or author in
reaching an audience.
Second, the plurality concludes that
"the right to receive ideas is a necessary predicate to the
recipient's meaningful exercise of his own rights of
speech, press, and political freedom."
Ante at
457 U. S. 867
(emphasis in original). However, the "right to receive information
and ideas,"
Stanley v. Georgia, 394 U.
S. 557,
394 U. S. 564
(1969), cited
ante at
457 U. S. 867,
does not carry with it the concomitant right to have those ideas
affirmatively provided at a particular place by the government. The
plurality cites James Madison to emphasize the importance of having
an informed citizenry.
Ibid. We all agree with Madison, of
course, that knowledge is necessary for effective government.
Madison's view, however, does not establish a
right to
have particular books retained on the school library shelves if the
school board decides that they are inappropriate or irrelevant to
the school's mission. Indeed, if the need to have an informed
citizenry creates a "right," why is the government not also
required to provide ready access to a variety of information? This
same need would support a constitutional "right" of the people to
have public libraries as part of a new constitutional "right" to
continuing adult education.
The plurality also cites
Tinker, supra, to establish
that the recipient's right to free speech encompasses a right to
have particular books retained on the school library shelf.
Ante at
457 U. S. 868.
But the cited passage of
Tinker notes only that school
officials may not
prohibit a student from expressing his
or her view on a subject unless that expression interferes with
Page 457 U. S. 889
the legitimate operations of the school. The government does not
"contract the spectrum of available knowledge."
Griswold v.
Connecticut, 381 U. S. 479,
381 U. S. 482
(1965), cited
ante at
457 U. S. 866,
by choosing not to retain certain books on the school library
shelf; it simply chooses not to be the conduit for that particular
information. In short, even assuming the desirability of the policy
expressed by the plurality, there is not a hint in the First
Amendment, or in any holding of this Court, of a "right" to have
the government provide continuing access to certain books.
B
Whatever role the government might play as a conduit of
information, schools in particular ought not be made a slavish
courier of the material of third parties. The plurality pays homage
to the ancient verity that, in the administration of the public
schools "
there is a legitimate and substantial community
interest in promoting respect for authority and traditional values
be they social, moral, or political.'" Ante at
457 U. S. 864.
If, as we have held, schools may legitimately be used as vehicles
for "inculcating fundamental values necessary to the maintenance of
a democratic political system," Ambach v. Norwick,
441 U. S. 68,
441 U. S. 77
(1979), school authorities must have broad discretion to fulfill
that obligation. Presumably, all activity within a primary or
secondary school involves the conveyance of information, and at
least an implied approval of the worth of that information. How are
"fundamental values" to be inculcated except by having school
boards make content-based decisions about the appropriateness of
retaining materials in the school library and curriculum. In order
to fulfill its function, an elected school board must express its
views on the subjects which are taught to its students. In doing
so, those elected officials express the views of their community;
they may err, of course, and the voters may remove them. It is a
startling erosion of the very idea of democratic government to have
this Court arrogate to itself the power the plurality asserts
today.
Page 457 U. S. 890
The plurality concludes that, under the Constitution, school
boards cannot choose to retain or dispense with books if their
discretion is exercised in a "narrowly partisan or political
manner."
Ante at
457 U. S. 870.
The plurality concedes that permissible factors are whether the
books are "pervasively vulgar,"
ante at
457 U. S. 871,
or educationally unsuitable.
Ibid. "Educational
suitability," however, is a standardless phrase. This conclusion
will undoubtedly be drawn in many -- if not most -- instances
because of the decisionmaker's content-based judgment that the
ideas contained in the book or the idea expressed from the author's
method of communication are inappropriate for teenage pupils.
The plurality also tells us that a book may be removed from a
school library if it is "pervasively vulgar." But why must the
vulgarity be "pervasive" to be offensive? Vulgarity might be
concentrated in a single poem or a single chapter or a single page,
yet still be inappropriate. Or a school board might reasonably
conclude that even "random" vulgarity is inappropriate for teenage
school students. A school board might also reasonably conclude that
the school board's retention of such books gives those volumes an
implicit endorsement.
Cf. FCC v. Pacifica Foundation,
438 U. S. 726
(1978).
Further, there is no guidance whatsoever as to what constitutes
"political" factors. This Court has previously recognized that
public education involves an area of broad public policy, and
"
go[es] to the heart of representative government.'" Ambach
v. Norwick, supra, at
441 U. S. 74. As such, virtually all educational
decisions necessarily involve "political" determinations.
What the plurality views as valid reasons for removing a book at
their core involve partisan judgments. Ultimately, the federal
courts will be the judge of whether the motivation for book removal
was "valid" or "reasonable." Undoubtedly the validity of many book
removals will ultimately turn on a judge's evaluation of the books.
Discretion must be used,
Page 457 U. S. 891
and the appropriate body to exercise that discretion is the
local elected school board, not judges. [
Footnote 3/5]
We can all agree that, as a matter of
educational
policy, students should have wide access to information and
ideas. But the people elect school boards, who in turn select
administrators, who select the teachers, and these are the
individuals best able to determine the substance of that policy.
The plurality fails to recognize the fact that local control of
education involves democracy in a microcosm. In most public schools
in the United States, the
parents have a large voice in
running the school. [
Footnote 3/6]
Through participation in the election of school board members, the
parents influence, if not control, the direction of their
children's education. A school board is not a giant bureaucracy far
removed from accountability for its actions; it is truly "of the
people and by the people." A school board reflects its constituency
in a very real sense, and thus could not long exercise unchecked
discretion in its choice to acquire or remove books. If the parents
disagree with the educational decisions of the school board, they
can take steps to remove the board members from office. Finally,
even if
Page 457 U. S. 892
parents and students cannot convince the school board that book
removal is inappropriate, they have alternative sources to the same
end. Books may be acquired from bookstores, public libraries, or
other alternative sources unconnected with the unique environment
of the local public schools. [
Footnote
3/7]
II
No amount of "limiting" language could rein in the sweeping
"right" the plurality would create. The plurality distinguishes
library books from textbooks because library books, "by their
nature, are optional, rather than required, reading."
Ante
at
457 U. S. 862.
It is not clear, however, why this distinction requires
greater scrutiny before "optional" reading materials may
be removed. It would appear that required reading and textbooks
have a greater likelihood of imposing a "
pall of orthodoxy'"
over the educational process than do optional reading.
Ante at 457 U. S. 870.
In essence, the plurality's view transforms the availability of
this "optional" reading into a "right" to have this "optional"
reading maintained at the demand of teenagers.
The plurality also limits the new right by finding it applicable
only to the
removal of books once acquired. Yet if the
First Amendment commands that certain books cannot be
removed, does it not equally require that the same books
be
acquired? Why does the coincidence of timing become the
basis of a constitutional holding? According to the plurality, the
evil to be avoided is the "official suppression of ideas."
Ante at
457 U. S. 871.
It does not follow that the decision to
remove a book is
less "official suppression" than the decision not to acquire a book
desired by someone. [
Footnote 3/8]
Similarly, a decision to
Page 457 U. S. 893
eliminate certain material from the curriculum, history for
example, would carry an equal -- probably greater -- prospect of
"official suppression." Would the decision be subject to our
review?
III
Through use of bits and pieces of prior opinions unrelated to
the issue of this case, the plurality demeans our function of
constitutional adjudication. Today the plurality suggests that the
Constitution distinguishes between school libraries and
school classrooms, between
removing unwanted books and
acquiring books. Even more extreme, the plurality
concludes that the Constitution
requires school boards to
justify to its teenage pupils the decision to remove a particular
book from a school library. I categorically reject this notion that
the Constitution dictates that judges, rather than parents,
teachers, and local school boards, must determine how the standards
of morality and vulgarity are to be treated in the classroom.
[
Footnote 3/1]
At the outset, the plurality notes that certain school board
members found the books in question "objectionable" and "improper"
for junior and senior high school students. What the plurality
apparently finds objectionable is that the inquiry as to the
challenged books was initially stimulated by what is characterized
as "a politically conservative organization of parents concerned
about education," which had concluded that the books in question
were "improper fare for school students."
Ante at
457 U. S. 856.
As noted by the District Court, however, and in the plurality
opinion,
ante at
457 U. S. 859,
both parties substantially agreed about the motivation of the
school board in removing the books:
"[T]he board acted not on religious principles, but on its
conservative educational philosophy and on its belief that the nine
books removed from the school library and curriculum were
irrelevant, vulgar, immoral, and in bad taste, making them
educationally unsuitable for the district's junior and senior high
school students."
474 F.
Supp. 387, 392 (1979).
[
Footnote 3/2]
In oral argument, counsel advised the Court that, of the
original plaintiffs, only "[o]ne of them is still in school . . .
until this June, and will assumedly graduate in June.
There is
a potential question of mootness." Tr. of Oral Arg. 4-5
(emphasis added). The sole surviving plaintiff has therefore either
recently been graduated from high school or is within days or even
hours of graduation. Yet the plurality expresses views on a very
important constitutional issue. Fortunately, there is no binding
holding of the Court on the critical constitutional issue
presented.
We do well to remember the admonition of Justice Frankfurter
that "the most fundamental principle of constitutional adjudication
is not to face constitutional questions but to avoid them, if at
all possible."
United States v. Lovett, 328 U.
S. 303,
328 U. S. 320
(1946) (concurring opinion). In the same vein, Justice Stone warned
that "the only check upon our own exercise of power is our own
sense of self-restraint."
United States v. Butler,
297 U. S. 1,
297 U. S. 79
(1936) (dissenting opinion).
[
Footnote 3/3]
Of course, it is perfectly clear that, unwise as it would be,
the board could wholly dispense with the school library, so far as
the First Amendment is concerned.
[
Footnote 3/4]
In
Rowan, a unanimous Court upheld the right of a
homeowner to direct the local post office to stop delivery of
unwanted materials that the householder viewed as "erotically
arousing or sexually provocative."
[
Footnote 3/5]
Indeed, this case is illustrative of how essentially all
decisions concerning the retention of school library books will
become the responsibility of federal courts. As noted in
457
U.S. 853fn3/1|>n. 1,
supra, the parties agreed that
the school board in this case acted not on religious principles,
but
"on its belief that the nine books removed from the school
library and curriculum were irrelevant, vulgar, immoral, and in bad
taste, making them educationally unsuitable for the district's
junior and senior high school students."
Despite this agreement as to motivation, the case is to be
remanded for a determination of whether removal was in violation of
the standard adopted by the plurality. The school board's error
appears to be that it made its own determination, rather than
relying on experts.
Ante at
457 U. S.
874-875.
[
Footnote 3/6]
Epperson v. Arkansas, 393 U. S. 97,
393 U. S. 104
(1968). There are approximately 15,000 school districts in the
country. U.S. Bureau of Census, Statistical Abstract of the United
States 297 (102d ed.1981) (Table 495: Number of Local Governments,
by Taxing Power and Type, and Public School Systems -- States: 1972
and 1977).
See also Diamond, The First Amendment and
Public Schools: The Case Against Judicial Intervention, 59 Texas
L.Rev. 477, 506-507, n. 130 (1981).
[
Footnote 3/7]
Other provisions of the Constitution, such as the Establishment
Clause,
Epperson v. Arkansas, supra, and the Equal
Protection Clause, also limit the discretion of the school
board.
[
Footnote 3/8]
The formless nature of the "right" found by the plurality in
this case is exemplified by this purported distinction. Presumably
a school board could, for any reason, choose not to purchase a book
for its library. Once it purchases that book, however, it is
"locked in" to retaining it on the school shelf until it can
justify a reason for its removal. This anomalous result of "book
tenure" was pointed out by the District Court in this case. 474 F.
Supp. at 395-396.
See also Presidents Council, District 25 v.
Community School Board No. 25, 457 F.2d 289, 293 (CA2 1972).
Under the plurality view, if a school board wants to be assured
that it maintains control over the education of its students, every
page of every book sought to be acquired must be read before a
purchase decision is made.
JUSTICE POWELL, dissenting.
The plurality opinion today rejects a basic concept of public
school education in our country: that the States and locally
elected school boards should have the responsibility for
determining the educational policy of the public schools. After
today's decision, any junior high school student, by instituting a
suit against a school board or teacher, may invite a judge to
overrule an educational decision by the official body designated by
the people to operate the schools.
Page 457 U. S. 894
I
School boards are uniquely local and democratic institutions.
Unlike the governing bodies of cities and counties, school boards
have only one responsibility: the education of the youth of our
country during their most formative and impressionable years. Apart
from health, no subject is closer to the hearts of parents than
their children's education during those years. For these reasons,
the governance of elementary and secondary education traditionally
has been placed in the hands of a local board, responsible locally
to the parents and citizens of school districts. Through
parent-teacher associations (PTA's), and even less formal
arrangements that vary with schools, parents are informed and often
may influence decisions of the board. Frequently, parents know the
teachers and visit classes. It is fair to say that no single agency
of government at any level is closer to the people whom it serves
than the typical school board.
I therefore view today's decision with genuine dismay. Whatever
the final outcome of this suit and suits like it, the resolution of
educational policy decisions through litigation, and the exposure
of school board members to liability for such decisions, can be
expected to corrode the school board's authority and effectiveness.
As is evident from the generality of the plurality's "standard" for
judicial review, the decision as to the educational worth of a book
is a highly subjective one. Judges rarely are as competent as
school authorities to make this decision; nor are judges responsive
to the parents and people of the school district. [
Footnote 4/1]
Page 457 U. S. 895
The new constitutional right, announced by the plurality, is
described as a "right to receive ideas" in a school.
Ante
at
457 U. S. 867.
As the dissenting opinions of THE CHIEF JUSTICE and JUSTICE
REHNQUIST so powerfully demonstrate, however, this newfound right
finds no support in the First Amendment precedents of this Court.
And even apart from the inappropriateness of judicial oversight of
educational policy, the new constitutional right is framed in terms
that approach a meaningless generalization. It affords little
guidance to courts, if they -- as the plurality now authorizes them
-- are to oversee the inculcation of ideas. The plurality does
announce the following standard: a school board's "discretion may
not be exercised in a narrowly partisan or political manner."
Ante at
457 U. S. 870.
But this is a standardless standard that affords no more than
subjective guidance to school boards, their counsel, and to courts
that now will be required to decide whether a particular decision
was made in a "narrowly partisan or political manner." Even the
"chancellor's foot" standard in ancient equity jurisdiction was
never this fuzzy.
As JUSTICE REHNQUIST tellingly observes, how does one limit --
on a principled basis -- today's new constitutional right? If a
14-year-old child may challenge a school board's decision to remove
a book from the library, upon what theory is a court to prevent a
like challenge to a school board's decision not to purchase that
identical book? And at the even more "sensitive" level of
"receiving ideas," does today's decision entitle student oversight
of which courses may be added or removed from the curriculum, or
even of what a particular teacher elects to teach or not teach in
the classroom? Is not the "right to receive ideas" as much -- or
indeed even more -- implicated in these educational questions?
[
Footnote 4/2]
Page 457 U. S. 896
II
The plurality's reasoning is marked by contradiction. It
purports to acknowledge the traditional role of school boards and
parents in deciding what should be taught in the schools. It states
the truism that the schools are
"vitally important 'in the preparation of individuals for
participation as citizens,' and as vehicles for 'inculcating
fundamental values necessary to the maintenance of a democratic
political system.'"
Ante at
457 U. S. 864.
Yet when a school board, as in this case, takes its
responsibilities seriously and seeks to decide what the fundamental
values are that should be imparted, the plurality finds a
constitutional violation.
Just this Term, the Court held, in an opinion I joined, that the
children of illegal aliens must be permitted to attend the public
schools.
See Plyler v. Doe, ante p.
457 U. S. 202.
Quoting from earlier opinions, the Court noted that the "
public
schoo[l is] a most vital civic institution for the preservation of
democratic system of government,'" and that the public schools are
"the primary vehicle for transmitting `the values on which our
society rests.'" Ante at 457 U. S. 221.
By denying to illegal aliens the opportunity "to absorb the values
and skills upon which our social order rests," the law under review
placed a lifelong disability upon these illegal alien children.
Ibid. .
Today the plurality drains much of the content from these apt
phrases. A school board's attempt to instill in its students the
ideas and values on which a democratic system depends is viewed as
an impermissible suppression of other ideas and values on which
other systems of government and other societies thrive. Books may
not be removed because
Page 457 U. S. 897
they are indecent; extol violence, intolerance, and racism; or
degrade the dignity of the individual. Human history, not the least
that of the 20th century, records the power and political life of
these very ideas. But they are not our ideas or values. Although I
would leave this educational decision to the duly constituted
board, I certainly would not require a school board to promote
ideas and values repugnant to a democratic society or to teach such
values to children.
In different contexts and in different times, the destruction of
written materials has been the symbol of despotism and intolerance.
But the removal of nine vulgar or racist books from a high school
library by a concerned local school board does not raise this
specter. For me, today's decision symbolizes a debilitating
encroachment upon the institutions of a free people.
Attached as an Appendix hereto is Judge Mansfield's summary of
excerpts from the books at issue in this case.
APPENDIX TO OPINION OF POWELL, J., DISSENTING
The excerpts which led the Board to look into the educational
suitability of the books in question are set out (with minor
corrections after comparison with the text of the books themselves)
below. The pagination and the underlinings are retained from the
original report used by the board. In newer editions of some of the
books, the quotes appear at different pages.
"1)
SOUL ON ICE by Eldridge Cleaver"
"
PAGE QUOTE"
"157-158 '. . . There are white men who will pay you to fuck
their wives. They approach you and say, 'How would you like to fuck
a white woman?' 'What is this?' you ask. 'On the up-and-up,' he
assures you. 'It's all right. She's my wife. She needs black rod,
is all. She has to have it. It's like a medicine or drug to her.
She has to have it. I'll pay you. It's all on the level, no trick
involved. Interested?'
Page 457 U. S. 898
You go with him and he drives you to their home. The three of
you go into the bedroom. There is a certain type who will leave you
and his wife alone and tell you to pile her real good. After it is
all over, he will pay you ad drive you to wherever you want to go.
Then there are some who like to peep at you through a keyhole and
watch you have his woman, or peep at you through a window, or lie
under the bed and listen to the creaking of the bed as you work
out. There is another type who likes to masturbate while he stands
beside the bed and watches you pile her. There is the type who
likes to eat his woman up after you get through piling her. And
there is the type who only wants you to pile her for a little
while, just long enough to thaw her out and kick her motor over and
arouse her to heat, then he wants you to jump off real quick and he
will jump onto her and together they can make it from there by
themselves.'"
"2)
A HERO AIN'T NOTHING BUT A SANDWICH by Alice
Childress"
"
PAGE QUOTE"
"10 'Hell, no!
Fuck the society.'"
"64-65 'The hell with the junkie, the wino, the capitalist, the
welfare checks, the world . . . yeah, and
fuck you
too!'"
"75-76 'They can have back the spread and curtains, I'm too old
for them
fuckin bunnies anyway.'"
"3)
THE FIXER by Bernard Malamud"
"
PAGE QUOTE"
"52 'What do you think goes on in the wagon at night: Are the
drivers on their knees
fucking their mothers?'"
"90 '
Fuck yourself, said the blinker, etc.'"
"92 'Who else would do anything like that but a
motherfucking Zhid?'"
"146 'No more noise out of you or I'll shoot your
Jew cock
off.'"
"189 'Also there's a lot of
fucking in the Old
Testament, so how is that religious?'"
"192 'You better go
fuck yourself, Bok, said Kogin, I'm
onto your Jew tricks.' "
Page 457 U. S. 899
"215 'Ding-dong giddyap. A
Jew's cock's in the devil's
hock.'"
"216 'You
cocksucker Zhid, I ought make you lick it up
off the floor.'"
"4)
GO ASK ALICE by Anonymous"
"
PAGE QUOTE"
"31 'I wonder if sex without acid could be so exciting, so
wonderful, so indescribable. I always thought it just took a
minute, or that it would be like dogs mating.'"
"47 'Chris and I walked into Richie and Ted's apartment to find
the bastards stoned and making love to each other . . . low class
queer.'"
"81 'shitty, goddamned, pissing, ass, goddamned beJesus,
screwing life's, ass, shit. Doris was ten and had
humped
with who knows how many men in between . . . her current stepfather
started having sex with her but good . . .
sonofabitch balling
her'"
"83 'but now when I face a girl its like facing a boy. I get all
excited and turned on.
I want to screw with the girl. . .
.'"
"84 'I'd rather screw with a guy . . . sometimes I want one of
the girls to kiss me. I want her to touch me, to have her sleep
under me.'"
"84 "Another day, another
blow job . . . If I don't
give
Big Ass a blow he'll cut off my supply . . . and
LittleJacon is yelling,
Mama, Daddy can't come now. He's
humping Carla.'""
"85 'Shit, goddamn, goddamn prick, son-of-a-bitch, ass, pissed,
bastard, goddamn, bullshit'"
"94 'I hope you have a
nice orgasm with your dog
tonight.'"
"110 'You
fucking Miss Polly pure'"
"117 'Then he said that all I needed was a
good
fuck.'"
"146 'It might be great because I'm practically a virgin in the
sense that I've never had sex except when I've been stoned. . .
.'"
"5)
SLAUGHTERHOUSE FIVE by Kurt Vonnegut, Jr."
"
PAGE QUOTE"
"29 'Get out of the road, you dumb
motherfucker.' The
last word was still a novelty in the speech of white people in
1944.
Page 457 U. S. 900
It was fresh and astonishing to Billy, who had never
fucked anybody . . ."
"32 'You stake a guy out on an anthill in the desert, see? He's
facing upward, and you put honey all over his
balls and
pecker, and you cut off his eyelids so he has to stare at the
sun till he dies.'"
"34 "He had a prophylactic kit containing two tough condoms
For the prevention of disease only!' . . . He had a dirty
picture of a woman attempting sexual intercourse with
a shetland pony.""
"94 & 95 'But the Gospels actually taught this: before you
kill somebody, make absolutely sure he isn't well connected. . . .
The flaw in the Christ stories, said the visitor from outer space,
was that Christ who didn't look like much, was actually the son of
the Most Powerful Being in the Universe. Readers understood that,
so, when they came to the crucifixion, they naturally thought . . .
Oh boy -- they sure picked the wrong guy to lynch this time! And
that thought had a brother: there are right people to lynch. People
not well connected. . . . The visitor from outer space made a gift
to Earth of a new Gospel. In it, Jesus really WAS a nobody, and a
pain in the neck to a lot of people with better connections than he
had. . . . So the people amused themselves one day by nailing him
to a cross and planting the cross in the ground. There couldn't
possibly be any repercussions, the lynchers thought . . . since the
new Gospel hammered home again and again what a nobody Jesus was.
And then, just before the nobody died. . . . The voice of God came
crashing down. He told the people that he was adopting the bum as
his son. . . . God said this: @From this moment on, He will punish
horribly anybody who torments a bum who has no connections.'"
"99 'They told him that there could be no Earthling babies
without male homosexuals. There could be babies without female
homosexuals.'"
"120 'Why don't you go
fuck yourself? Don't think I
haven't
Page 457 U. S. 901
tried . . . he was going to have revenge, and that revenge was
sweet. . . . It's the sweetest thing there is, said Lazzaro. People
fuck with me, he said, and
Jesus Christ, are they
ever fucking sorry.'"
"122 'And he'll pull out a gun and
shoot his pecker
off. The stranger'll let him think a couple of seconds about
who Paul Lazzaro is and what life's gonna be like without a pecker.
Then he'll shoot him once in the guts and walk away. . . . He died
on account of this silly
cocksucker here. So I promised
him I'd have this silly
cocksucker shot after the
war.'"
"134 'In my prison cell I sit . . . With my
britches full of
shit, And my
balls are bouncin gently on the floor.
And I see the bloody snag when she bit me in the bag. . . . Oh,
I'll never fuck
a Polack any more.'"
"173 'And the peckers of the young men would still be
semi-erect, and their
muscles would be
bulging like cannonballs.'"
"175 'They didn't have
hard-ons. . . . Everybody else
did.'"
"177 'The magazine, which was published for @lonesome men to
jerk off to.'"
"178 "and one critic said. . . .
To describe
blow-jobs artistically.""
"6)
THE BEST SHORT STORIES BY NEGRO WRITERS Ed. by
Langston Hughes"
"
PAGE QUOTE"
"176 'like bat's shit and camel piss,'"
"228 'that no-count bitch of a daughter of yours is up there up
North making a whore of herself.'"
"237 'they made her get out and stand in front of the headlights
of the car and pull down her pants and raise her dress -- they said
that was the only way they could be sure. And you can imagine what
they said and what they did. . . .'"
"303 'You need some pussy. Come on, let's go up to the whore
house on the hill.'"
"'Oh, these bastards, these bastards, this God damned Army and
the bastards in it. The sons of bitches!'"
"436 'he produced a brown rag doll, looked at her again,
then
Page 457 U. S. 902
grabbed the doll by its legs and tore it part way up the middle.
Then he jammed his finger into the rip between the doll's legs. The
other men laughed. . . .'"
"444 'The pimps, hustlers, lesbians, and others trying to misuse
me.'"
"462 'But she had straight firm legs and her breasts were small
and upright. No doubt if she'd had children her breasts would be
hanging like little empty purses.'"
"464 'She first became aware of the warm tense nipples on her
breasts. Her hands went up gently to clam them.' 'In profile, his
penis hung like a stout tassle. She could even tell that he was
circumcised.'"
"406 "Cadillac Bill was busy following Luheaster around, rubbing
her stomach and saying,
Magic Stomach, Magic Stomach, bring me
a little baby cadillac.'" "One of the girls went upstairs with Red
Top and stayed for about forty-five minutes.""
"7)
BLACK BOY by Richard Wright"
"
PAGE QUOTE"
70-71 "We black children -- seven or eight or nine years of age
-- ~used to run to the Jew's store and shout:
". . . Bloody Christ Killers"
"Never trust a Jew"
"Bloody Christ Killers"
"What won't a Jew do . . ."
"Red, white and blue"
"Your pa was a Jew"
"Your ma a dirty dago"
"What the hell is you?'"
"265 'Crush that nigger's nuts, nigger!' 'Hit that nigger!' 'Aw,
fight, you goddam niggers!' 'Sock 'im, in his f-k-g piece!' 'Make
'im bleed!'"
"8)
LAUGHING BOY by Oliver LaFarge"
"
PAGE QUOTE"
"38 'I'll tell you, she is all bad; for two bits she will do the
worst thing.' "
Page 457 U. S. 903
"258-9 'I was frightened when he wanted me to lie with him, but
he made me feel all right. He knew all about how to make women
forget themselves, that man.'"
"9)
THE NAKED APE by Desmond Morris"
"73-74 'Also, the frontal approach provides the maximum
possibility for stimulation of the female's clitoris during the
pelvic thrusting of the male. It is true that it will be passively,
stimulated by the pulling effect of the male's thrusts, regardless
of his body position in relation to the female, but in a
face-to-face mating there will in addition be the direct rhythmic
pressure of the male's pubic region on to the clitoral area, and
this will considerably heighten the stimulation. . . .' 'So it
seems plausible to consider that face-to-face copulation is basic
to our species. There are, of course, a number of variations that
do not eliminate the frontal element: male above, female above,
side by side, squatting, standing, and so on, but the most
efficient and commonly used one is with both partners horizontal,
the male above the female. . . .'"
"80 ' . . . This broadening of the penis results in the female's
external genitals being subjected to much more pulling and pushing
during the performance of pelvic thrusts. With each inward thrust
of the penis, the clitoral region is pulled downwards and then with
each withdrawal, it moves up again. Add to this the rhythmic
pressure being exerted on the clitoris region by the pubic region
of the frontally copulating male, and you have a repeated massaging
of the clitoris that -- were she a male -- would virtually be
masturbatory.'"
"94-99 ' . . . If either males or females cannot for some reason
obtain sexual access to their opposite numbers, they will find
sexual outlets in other ways. They may use other members of their
own sex, or they may even use members of other species, or they may
masturbate. . . .'"
"10) READER FOR WRITERS . . ."
638 F.2d 404, 419-422, n. 1 (CA2 1980) (Mansfield, J.,
dissenting).
Page 457 U. S. 904
[
Footnote 4/1]
The plurality speaks of the need for "sensitive" decisionmaking,
pursuant to "regular" procedures.
See ante at
457 U. S. 874,
n. 26, and
457 U. S. 875.
One wonders what indeed does this mean. In this case, for example,
the board did not act precipitously. It simply did not agree with
the recommendations of a committee it had appointed. Would the
plurality requires a constitutional matter -- that the board
delegate unreviewable authority to such a committee?
[
Footnote 4/2]
The plurality suggests that the books in a school library derive
special protection under the Constitution because the school
library is a place in which students exercise unlimited choice.
See ante at
457 U. S.
868-869. This suggestion is without support in law or
fact. It is contradicted by this very case. The school board in
this case does not view the school library as a place in which
students pick from an unlimited range of books -- some of which may
be inappropriate for young people. Rather, the school library is
analogous to an assigned reading list within which students may
exercise a degree of choice.
JUSTICE REHNQUIST, with whom THE CHIEF JUSTICE and JUSTICE
POWELL join, dissenting.
Addressing only those aspects of the constitutional question
which must be decided to determine whether or not the District
Court was correct in granting summary judgment, I conclude that it
was. I agree fully with the views expressed by THE CHIEF JUSTICE,
and concur in his opinion. I disagree with JUSTICE BRENNAN's
opinion because it is largely hypothetical in character, failing to
take account of the facts as admitted by the parties pursuant to
local rules of the District Court for the Eastern District of New
York, and because it is analytically unsound and internally
inconsistent. [
Footnote 5/1]
Page 457 U. S. 905
I
A
JUSTICE BRENNAN's opinion deals far more sparsely with the
procedural posture of this case than it does with the
constitutional issues which it conceives to arise under the First
Amendment. It first launches into a confusing, discursive exegesis
on these constitutional issues as applied to junior high school and
high school libraries,
ante at
457 U. S.
863-872, and only thereafter does it discuss the state
of the record before the Court.
Ante at
457 U. S.
872-875. Because the record facts should always
establish the limits of the Court's constitutional analysis, and
are particularly relevant in cases where the trial court has
granted summary judgment, I think that JUSTICE BRENNAN's approach
violates our
"long . . . considered practice not to decide abstract,
hypothetical or contingent questions, or to decide any
constitutional question in advance of the necessity for its
decision."
Alabama State Federation of Labor v. McAdory,
325 U. S. 450,
325 U. S. 461
(1945) (citations omitted).
When JUSTICE BRENNAN finally does address the state of the
record, he refers to snippets and excerpts of the relevant facts to
explain why a grant of summary judgment was improper. But he
totally ignores the effect of Rule 9(g) of the local rules of the
District Court, under which the parties set forth their version of
the disputed facts in this case. [
Footnote 5/2] Since
Page 457 U. S. 906
summary judgment was entered against respondents, they are
entitled to have their version of the facts, as embodied in their
Rule 9(g) statement, accepted for purposes of our review. Since the
parties themselves are presumably the best judges of the extent of
the factual dispute between them, however, respondents certainly
are not entitled to any more favorable version of the facts than
that contained in their own Rule 9(g) statement. JUSTICE BRENNAN's
combing through the record of affidavits, school bulletins, and the
like for bits and snatches of dispute is therefore entirely beside
the point at this stage of the case.
Considering only the respondents' description of the factual
aspects of petitioners' motivation, JUSTICE BRENNAN's apparent
concern that the Board's action may have been a sinister political
plot "to suppress ideas" may be laid to rest. The members of the
Board, in deciding to remove these books, were undoubtedly
influenced by their own "personal values, morals, and tastes,"
[
Footnote 5/3] just as any member
of a school board is apt to be so influenced in making decisions as
to whether a book is educationally suitable. Respondents
essentially conceded that some excerpts of the removed books
"contained profanities, some were sexually explicit, some were
ungrammatical, some were anti-American, and some were offensive to
racial, religious or ethnic groups." [
Footnote 5/4]
Respondents also agreed that,
"[a]lthough the books themselves
Page 457 U. S. 907
were excluded from use in the schools in any way, [petitioners]
have not precluded discussion about the themes of the books or the
books themselves."
App. 140. JUSTICE BRENNAN's concern with the "suppression of
ideas" thus seems entirely unwarranted on this state of the record,
and his creation of constitutional rules to cover such
eventualities is entirely gratuitous. Though, for reasons stated in
457 U. S. I
entirely disagree with JUSTICE BRENNAN's treatment of the
constitutional issue, I also disagree with his opinion for the
entirely separate reason that it is not remotely tailored to the
facts presented by this case.
In the course of his discussion, JUSTICE BRENNAN states:
"Petitioners rightly possess significant discretion to determine
the content of their school libraries. But that discretion may not
be exercised in a narrowly partisan or political manner. If a
Democratic school board, motivated by party affiliation, ordered
the removal of all books written by or in favor of Republicans, few
would doubt that the order violated the constitutional rights of
the students. . . . The same conclusion would surely apply if an
all-white school board, motivated by racial animus, decided to
remove all books authored by blacks or advocating racial equality
and integration. Our Constitution does not permit the official
suppression of
ideas."
Ante at
457 U. S.
870-871 (emphasis in original). I can cheerfully concede
all of this, but, as in so many other cases, the extreme examples
are seldom the ones that arise in the real world of constitutional
litigation. In this case, the facts, taken most favorably to
respondents, suggest that nothing of this sort happened. The nine
books removed undoubtedly did contain "ideas," but, in the light of
the excerpts from them found in the dissenting opinion of Judge
Mansfield in the Court of Appeals, it is apparent that eight of
them contained demonstrable amounts of vulgarity and profanity,
see 638 F.2d 404, 419-422, n. 1 (CA2 1980), and the ninth
contained
Page 457 U. S. 908
nothing that could be considered partisan or political,
see
id. at 428, n. 6. As already demonstrated, respondents
admitted as much. Petitioners did not, for the reasons stated
hereafter, run afoul of the First and Fourteenth Amendments by
removing these particular books from the library in the manner in
which they did. I would save for another day -- feeling quite
confident that that day will not arrive -- the extreme examples
posed in JUSTICE BRENNAN's opinion.
B
Considerable light is shed on the correct resolution of the
constitutional question in this case by examining the role played
by petitioners. Had petitioners been the members of a town council,
I suppose all would agree that, absent a good deal more than is
present in this record, they could not have prohibited the sale of
these books by private booksellers within the municipality. But we
have also recognized that the government may act in other
capacities than as sovereign, and when it does, the First Amendment
may speak with a different voice:
"[I]t cannot be gainsaid that the State has interests as an
employer in regulating the speech of its employees that differ
significantly from those it possesses in connection with regulation
of the speech of the citizenry in general. The problem, in any
case, is to arrive at a balance between the interests of the
teacher, as a citizen, in commenting upon matters of concern, and
the interest of the State, as an employer, in promoting the
efficiency of the public services it performs through its
employees."
Pickering v. Board of Education, 391 U.
S. 563,
391 U. S. 568
(1968). By the same token, expressive conduct which may not be
prohibited by the State as sovereign may be proscribed by the State
as property owner:
"The State, no less than a private owner of property, has power
to preserve the property under its control for the use to which it
is lawfully dedicated. "
Page 457 U. S. 909
Adderley v. Florida, 385 U. S. 39,
385 U. S. 47
(1966) (upholding state prohibition of expressive conduct on
certain state property).
With these differentiated roles of government in mind, it is
helpful to assess the role of government as educator, as compared
with the role of government as sovereign. When it acts as an
educator, at least at the elementary and secondary school level,
the government is engaged in inculcating social values and
knowledge in relatively impressionable young people. Obviously,
there are innumerable decisions to be made as to what courses
should be taught, what books should be purchased, or what teachers
should be employed. In every one of these areas, the members of a
school board will act on the basis of their own personal or moral
values, will attempt to mirror those of the community, or will
abdicate the making of such decisions to so-called "experts."
[
Footnote 5/5] In this connection,
I find myself entirely in agreement with the observation of the
Court of Appeals for the Seventh Circuit in
Zykan v. Warsaw
Community School Corp., 631 F.2d 1300, 1305 (1980), that it is
"permissible and appropriate for local boards to make educational
decisions based upon their personal social, political and moral
views." In the very course of administering the many-faceted
operations of a school district, the mere decision to purchase some
books will necessarily preclude the possibility of purchasing
others. The decision to teach a particular subject may preclude the
possibility of teaching another subject. A decision to replace a
teacher because of ineffectiveness may, by implication, be seen as
a disparagement of the subject matter taught. In each of these
instances, however, the book or the exposure to the
Page 457 U. S. 910
subject matter may be acquired elsewhere. The managers of the
school district are not proscribing it as to the citizenry in
general, but are simply determining that it will not be included in
the curriculum or school library. In short, actions by the
government as educator do not raise the same First Amendment
concerns as actions by the government as sovereign.
II
JUSTICE BRENNAN would hold that the First Amendment gives high
school and junior high school students a "right to receive ideas"
in the school.
Ante at
457 U. S. 867.
This right is a curious entitlement. It exists only in the library
of the school, and only if the idea previously has been acquired by
the school in book form. It provides no protection against a school
board's decision not to acquire a particular book, even though that
decision denies access to ideas as fully as removal of the book
from the library, and it prohibits removal of previously acquired
books only if the remover "dislike[s] the ideas contained in those
books," even though removal for any other reason also denies the
students access to the books.
Ante at
457 U. S.
871-872.
But it is not the limitations which JUSTICE BRENNAN places on
the right with which I disagree; they simply demonstrate his
discomfort with the new doctrine which he fashions out of whole
cloth. It is the very existence of a right to receive information,
in the junior high school and high school setting, which I find
wholly unsupported by our past decisions and inconsistent with the
necessarily selective process of elementary and secondary
education.
A
The right described by JUSTICE BRENNAN has never been recognized
in the decisions of this Court, and is not supported by their
rationale. JUSTICE BRENNAN correctly observes that students do not
"shed their constitutional rights to freedom of speech or
expression at the schoolhouse gate."
Page 457 U. S. 911
Tinker v. Des Moines School District, 393 U.
S. 503,
393 U. S. 506
(1969). But, as this language from
Tinker suggests, our
past decisions in this area have concerned freedom of speech and
expression, not the right of access to particular ideas. We have
held that students may not be prevented from symbolically
expressing their political views by the wearing of black arm bands,
Tinker v. Des Moines School District, supra, and that they
may not be forced to participate in the symbolic expression of
saluting the flag,
West Virginia Board of Education v.
Barnette, 319 U. S. 624
(1943). But these decisions scarcely control the case before us.
Neither the District Court nor the Court of Appeals found that
petitioners' removal of books from the school libraries infringed
respondents' right to speak or otherwise express themselves.
Despite JUSTICE BRENNAN's suggestion to the contrary, this Court
has never held that the First Amendment grants junior high school
and high school students a right of access to certain information
in school. It is true that the Court has recognized a limited
version of that right in other settings, and JUSTICE BRENNAN quotes
language from five such decisions and one of his own concurring
opinions in order to demonstrate the viability of the
right-to-receive doctrine.
Ante at
457 U. S.
866-867. But not one of these cases concerned or even
purported to discuss elementary or secondary educational
institutions. [
Footnote 5/6]
JUSTICE BRENNAN brushes over this significant
Page 457 U. S. 912
omission in First Amendment law by citing
Tinker v. Des
Moines School District for the proposition that "students too
are beneficiaries of this [right-to-receive] principle."
Ante at
457 U. S. 868.
But
Tinker held no such thing. One may read
Tinker in vain to find any recognition of a First
Amendment right to receive information.
Tinker, as already
mentioned, was based entirely on the students' right to express
their political views.
Nor does the right-to-receive doctrine recognized in our past
decisions apply to schools by analogy. JUSTICE BRENNAN correctly
characterizes the right of access to ideas as "an inherent
corollary of the rights of free speech and press" which "follows
ineluctably from the
sender's First Amendment right to
send them."
Ante at
457 U. S. 867
(emphasis in original). But he then fails to recognize the
predicate right to speak from which the students' right to receive
must follow. It would be ludicrous, of course, to contend that all
authors have a constitutional right to have their books placed in
junior high school and high school libraries. And yet, without such
a right, our prior precedents would not recognize the reciprocal
right to receive information. JUSTICE BRENNAN disregards this
inconsistency with our prior cases and fails to explain the
constitutional or logical underpinnings of a right to hear ideas in
a place where no speaker has the right to express them.
JUSTICE BRENNAN also correctly notes that the reciprocal nature
of the right to receive information derives from the fact that it
"is a necessary predicate to the
recipient's
meaningful
Page 457 U. S. 913
exercise of his own rights of speech, press, and political
freedom."
Ibid. (emphasis in original). But the denial of
access to ideas inhibits one's own acquisition of knowledge only
when that denial is relatively complete. If the denied ideas are
readily available from the same source in other accessible
locations, the benefits to be gained from exposure to those ideas
have not been foreclosed by the State. This fact is inherent in the
right-to-receive cases relied on by JUSTICE BRENNAN, every one of
which concerned the complete denial of access to the ideas sought.
[
Footnote 5/7] Our past decisions
are thus unlike this case, where the removed books are readily
available to students and nonstudents alike at the corner bookstore
or the public library.
B
There are even greater reasons for rejecting JUSTICE BRENNAN's
analysis, however, than the significant fact that we have never
adopted it in the past.
"The importance of public schools in the preparation of
individuals for participation as citizens, and in the preservation
of the values on which our society rests, has long been recognized
by our decisions."
Ambach v. Norwick, 441 U. S. 68,
441 U. S. 76
(1979). Public
Page 457 U. S. 914
schools fulfill the vital role of teaching students the basic
skills necessary to function in our society, and of "inculcating
fundamental values necessary to the maintenance of a democratic
political system."
Id. at
441 U. S. 77.
The idea that such students have a right of access, in the school,
to information other than that thought by their educators to be
necessary is contrary to the very nature of an inculcative
education.
Education consists of the selective presentation and explanation
of ideas. The effective acquisition of knowledge depends upon an
orderly exposure to relevant information. Nowhere is this more true
than in elementary and secondary schools, where, unlike the
broad-ranging inquiry available to university students, the courses
taught are those thought most relevant to the young students'
individual development. Of necessity, elementary and secondary
educators must separate the relevant from the irrelevant, the
appropriate from the inappropriate. Determining what information
not to present to the students is often as important as identifying
relevant material. This winnowing process necessarily leaves much
information to be discovered by students at another time or in
another place, and is fundamentally inconsistent with any
constitutionally required eclecticism in public education.
JUSTICE BRENNAN rejects this idea, claiming that it "overlooks
the unique role of the school library."
Ante at
457 U. S. 869.
But the unique role referred to appears to be one of JUSTICE
BRENNAN's own creation. No previous decision of this Court attaches
unique First Amendment significance to the libraries of elementary
and secondary schools. And in his paean of praise to such libraries
as the "environment especially appropriate for the recognition of
the First Amendment rights of students,"
ante at
457 U. S. 868,
JUSTICE BRENNAN turns to language about public libraries from the
three-Justice plurality in
Brown v. Louisiana,
383 U. S. 131
(1966), and to language about universities and colleges from
Keyishian v. Board of Regents, 385 U.
S. 589 (1967).
Ante at
457 U. S. 868.
Not only is his
Page 457 U. S. 915
authority thus transparently thin, but also, and more
importantly, his reasoning misapprehends the function of libraries
in our public school system.
As already mentioned, elementary and secondary schools are
inculcative in nature. The libraries of such schools serve as
supplements to this inculcative role. Unlike university or public
libraries, elementary and secondary school libraries are not
designed for freewheeling inquiry; they are tailored, as the public
school curriculum is tailored, to the teaching of basic skills and
ideas. Thus, JUSTICE BRENNAN cannot rely upon the nature of school
libraries to escape the fact that the First Amendment right to
receive information simply has no application to the one public
institution which, by its very nature, is a place for the selective
conveyance of ideas.
After all else is said, however, the most obvious reason that
petitioners' removal of the books did not violate respondents'
right to receive information is the ready availability of the books
elsewhere. Students are not denied books by their removal from a
school library. The books may be borrowed from a public library,
read at a university library, purchased at a bookstore, or loaned
by a friend. The government as educator does not seek to reach
beyond the confines of the school. Indeed, following the removal
from the school library of the books at issue in this case, the
local public library put all nine books on display for public
inspection. Their contents were fully accessible to any inquisitive
student.
C
JUSTICE BRENNAN's own discomfort with the idea that students
have a right to receive information from their elementary or
secondary schools is demonstrated by the artificial limitations
which he places upon the right -- limitations which are supported
neither by logic nor authority and which are inconsistent with the
right itself. The attempt to confine the right to the library is
one such limitation, the fallacies of which have already been
demonstrated.
Page 457 U. S. 916
As a second limitation, JUSTICE BRENNAN distinguishes the act of
removing a previously acquired book from the act of refusing to
acquire the book in the first place:
"[N]othing in our decision today affects in any way the
discretion of a local school board to choose books to
add
to the libraries of their schools. [O]ur holding today affects only
the discretion to
remove books."
Ante at
457 U. S.
871-872 (emphasis in original). If JUSTICE BRENNAN truly
has found a "right to receive ideas,"
ante at
457 U. S.
866-867, however, this distinction between acquisition
and removal makes little sense. The failure of a library to acquire
a book denies access to its contents just as effectively as does
the removal of the book from the library's shelf. As a result of
either action, the book cannot be found in the "principal locus" of
freedom discovered by JUSTICE BRENNAN.
Ante at
457 U. S.
868.
The justification for this limiting distinction is said by
JUSTICE BRENNAN to be his concern in this case with "the
suppression of ideas."
Ante at
457 U. S. 871.
Whatever may be the analytical usefulness of this appealing
sounding phrase,
see 457 U. S.
infra, the suppression of ideas surely is not the
identical twin of the denial of access to information. Not every
official act which denies access to an idea can be characterized as
a suppression of the idea. Thus, unless the "right to receive
information" and the prohibition against "suppression of ideas" are
each a kind of Mother-Hubbard catch phrase for whatever First
Amendment doctrines one wishes to cover, they would not appear to
be interchangeable.
JUSTICE BRENNAN's reliance on the "suppression of ideas" to
justify his distinction between acquisition and removal of books
has additional logical pitfalls. Presumably the distinction is
based upon the greater visibility and the greater sense of
conscious decision thought to be involved in the removal of a book,
as opposed to that involved in the refusal to acquire a book. But
if "suppression of ideas" is to be the talisman, one would think
that a school board's public announcement of its refusal to acquire
certain books would have every bit as much
Page 457 U. S. 917
impact on public attention as would an equally publicized
decision to remove the books. And yet only the latter action would
violate the First Amendment under JUSTICE BRENNAN's analysis.
The final limitation placed by JUSTICE BRENNAN upon his newly
discovered right is a motive requirement: the First Amendment is
violated only "[i]f petitioners
intended by their removal
decision to deny respondents access to ideas with which petitioners
disagreed."
Ante at
457 U. S. 871
(emphasis in original). But bad motives and good motives alike deny
access to the books removed. If JUSTICE BRENNAN truly recognizes a
constitutional right to receive information, it is difficult to see
why the reason for the denial makes any difference. Of course
JUSTICE BRENNAN's view is that intent matters because the First
Amendment does not tolerate an officially prescribed orthodoxy.
Ante at
457 U. S.
870-872. But this reasoning mixes First Amendment apples
and oranges. The right to receive information differs from the
right to be free from an officially prescribed orthodoxy. Not every
educational denial of access to information casts a pall of
orthodoxy over the classroom.
It is difficult to tell from JUSTICE BRENNAN's opinion just what
motives he would consider constitutionally impermissible. I had
thought that the First Amendment proscribes content-based
restrictions on the marketplace of ideas.
See Widmar v.
Vincent, 454 U. S. 263,
454 U. S.
269-270 (1981). JUSTICE BRENNAN concludes, however, that
a removal decision based solely upon the "educational suitability"
of a book or upon its perceived vulgarity is "
perfectly
permissible.'" Ante at 457 U. S. 871
(quoting Tr. of Oral Arg. 53). But such determinations are based as
much on the content of the book as determinations that the book
espouses pernicious political views.
Moreover, JUSTICE BRENNAN's motive test is difficult to square
with his distinction between acquisition and removal. If a school
board's removal of books might be motivated by a desire to promote
favored political or religious views, there is
Page 457 U. S. 918
no reason that its acquisition policy might not also be so
motivated. And yet the "pall of orthodoxy" cast by a carefully
executed book acquisition program apparently would not violate the
First Amendment under JUSTICE BRENNAN's view.
D
Intertwined as a basis for JUSTICE BRENNAN's opinion, along with
the "right to receive information," is the statement that "[o]ur
Constitution does not permit the official suppression of ideas."
Ante at
457 U. S. 871
(emphasis in original). There would be few champions, I suppose, of
the idea that our Constitution does permit the official suppression
of ideas; my difficulty is not with the admittedly appealing
catchiness of the phrase, but with my doubt that it is really a
useful analytical tool in solving difficult First Amendment
problems. Since the phrase appears in the opinion "out of the
blue," without any reference to previous First Amendment decisions
of this Court, it would appear that the Court for years has managed
to decide First Amendment cases without it.
I would think that prior cases decided under established First
Amendment doctrine afford adequate guides in this area without
resorting to a phrase which seeks to express "a complicated process
of constitutional adjudication by a deceptive formula."
Kovacs
v. Cooper, 336 U. S. 77,
336 U. S. 96
(1949) (Frankfurter, J., concurring). A school board which publicly
adopts a policy forbidding the criticism of United States foreign
policy by any student, any teacher, or any book on the library
shelves is indulging in one kind of "suppression of ideas." A
school board which adopts a policy that there shall be no
discussion of current events in a class for high school sophomores
devoted to second-year Latin "suppresses ideas" in quite a
different context. A teacher who had a lesson plan consisting of 14
weeks of study of United States history from 1607 to the present
time, but who, because of a week's illness, is forced to forgo the
most recent 20 years of American history, may "suppress ideas" in
still another way.
Page 457 U. S. 919
I think a far more satisfactory basis for addressing these kinds
of questions is found in the Court's language in
Tinker v. Des
Moines School District, where we noted:
"[A] particular symbol -- black armbands worn to exhibit
opposition to this Nation's involvement in Vietnam -- was singled
out for prohibition. Clearly, the prohibition of expression of one
particular opinion, at least without evidence that it is necessary
to avoid material and substantial interference with schoolwork or
discipline, is not constitutionally permissible."
393 U.S. at
393 U. S.
510-511.
In the case before us, the petitioners may, in one sense, be
said to have "suppressed" the "ideas" of vulgarity and profanity,
but that is hardly an apt description of what was done. They
ordered the removal of books containing vulgarity and profanity,
but they did not attempt to preclude discussion about the themes of
the books or the books themselves. App. 140. Such a decision, on
respondents' version of the facts in this case, is sufficiently
related to "educational suitability" to pass muster under the First
Amendment.
E
The inconsistencies and illogic of the limitations placed by
JUSTICE BRENNAN upon his notion of the right to receive ideas in
school are not here emphasized in order to suggest that they should
be eliminated. They are emphasized because they illustrate that the
right itself is misplaced in the elementary and secondary school
setting. Likewise, the criticism of JUSTICE BRENNAN's newly found
prohibition against the "suppression of ideas" is by no means
intended to suggest that the Constitution permits the suppression
of ideas; it is rather to suggest that such a vague and imprecise
phrase, while perhaps wholly consistent with the First Amendment,
is simply too diaphanous to assist careful decision of cases such
as this one.
Page 457 U. S. 920
I think the Court will far better serve the cause of First
Amendment jurisprudence by candidly recognizing that the role of
government as sovereign is subject to more stringent limitations
than is the role of government as employer, property owner, or
educator. It must also be recognized that the government as
educator is subject to fewer strictures when operating an
elementary and secondary school system than when operating an
institution of higher learning.
Cf. Tilton v. Richardson,
403 U. S. 672,
403 U. S.
685-686 (1971) (opinion of BURGER, C.J.). With respect
to the education of children in elementary and secondary schools,
the school board may properly determine in many cases that a
particular book, a particular course, or even a particular area of
knowledge is not educationally suitable for inclusion within the
body of knowledge which the school seeks to impart. Without more,
this is not a condemnation of the book or the course; it is only a
determination akin to that referred to by the Court in
Village
of Euclid v. Ambler Realty Co., 272 U.
S. 365,
272 U. S. 388
(1926): "A nuisance may be merely a right thing in the wrong place,
-- like a pig in the parlor instead of the barnyard."
III
Accepting as true respondents' assertion that petitioners acted
on the basis of their own "personal values, morals and tastes,"
App. 139, I find the actions taken in this case hard to distinguish
from the myriad choices made by school boards in the routine
supervision of elementary and secondary schools.
"Courts do not and cannot intervene in the resolution of
conflicts which arise in the daily operation of school systems and
which do not directly and sharply implicate basic constitutional
values."
Epperson v. Arkansas, 393 U. S. 97,
393 U. S. 104
(1968). In this case, respondents' rights of free speech and
expression were not infringed, and, by respondents' own admission,
no ideas were "suppressed." I would leave to another day the harder
cases.
Page 457 U. S. 921
[
Footnote 5/1]
I also disagree with JUSTICE WHITE's conclusion that he need not
decide the constitutional issue presented by this case. That view
seems to me inconsistent with the "rule of four" -- "that any case
warranting consideration in the opinion of [four Justices] of the
Court will be taken and disposed of" on the merits,
Ferguson v.
Moore-McCormack Lines, Inc., 352 U. S. 521,
352 U. S. 560
(1957) (opinion of Harlan, J.) -- which we customarily follow in
exercising our certiorari jurisdiction. His concurrence, although
not couched in such language, is, in effect, a single vote to
dismiss the writ of certiorari as improvidently granted. Justice
Harlan debated this issue with Justice Frankfurter in
Ferguson
v. Moore-McCormack Lines, supra, and his view ultimately
attracted the support of six out of the seven remaining Members of
the Court. He stated:
"In my opinion, due adherence to [the 'rule of four'] requires
that, once certiorari has been granted, a case should be disposed
of on the premise that it is properly here, in the absence of
considerations appearing which were not manifest or fully
apprehended at the time certiorari was granted. In [this case,] I
am unable to say that such considerations exist, even though I do
think that the arguments on the merits underscored the views of
those of us who originally felt that the cas[e] should not be taken
because [it] involved only issues of fact, and presented nothing of
sufficient general importance to warrant this substantial
expenditure of the Court's time."
Id. at
352 U. S.
559.
The case upon which JUSTICE WHITE relies,
Kennedy v. Silas
Mason Co., 334 U. S. 249
(1948), was disposed of in an opinion which commanded the votes of
seven of the nine Members of the Court. There could therefore be no
question of an infringement of the "rule of four." Certainly any
intimation from that case that this Court should not review
questions of law in cases where the District Court has granted
summary judgment is belied by subsequent decisions too numerous to
catalogue.
See, e.g., Ernst & Ernst v. Hochfelder,
425 U. S. 185
(1976);
Cox Broadcasting Corp. v. Cohn, 420 U.
S. 469 (1975);
Mills v. Alabama, 384 U.
S. 214 (1966).
[
Footnote 5/2]
Rule 9(g) of the local rules of the United States District Court
for the Eastern District of New York provides:
"Upon any motion for summary judgment pursuant to Rule 56 of the
Rules of Civil Procedure, there shall be annexed to the notice of
motion a separate, short and concise statement of the material
facts as to which the moving party contends there is no genuine
issue to be tried."
"The papers opposing a motion for summary judgment shall include
a separate, short and concise statement of the material facts as to
which it is contended that there exists a genuine issue to be
tried."
"All material facts set forth in the statement required to be
served by the moving party will be deemed to be admitted unless
controverted by the statement required to be served by the opposing
party."
[
Footnote 5/3]
Paragraph 4 of respondents' Rule 9(g) statement asserts that
petitioners' "evaluation of the suitability of the books was based
on [their] personal values, morals, and tastes." App. 139.
[
Footnote 5/4]
Paragraph 8 of respondents' Rule 9(g) statement reads:
"Defendants Ahrens and Martin objected to those excerpts because
some contained profanities, some were sexually explicit, some were
ungrammatical, some were anti-American, and some were offensive to
racial, religious or ethnic groups."
App. 140.
[
Footnote 5/5]
There are intimations in JUSTICE BRENNAN's opinion that, if
petitioners had only consulted literary experts, librarians, and
teachers, their decision might better withstand First Amendment
attack.
Ante at
457 U. S. 874,
and n. 26. These observations seem to me wholly fatuous; surely
ideas are no more accessible or no less suppressed if the school
board merely ratifies the opinion of some other group, rather than
following its own opinion.
[
Footnote 5/6]
The right of corporations to make expenditures or contributions
in order to influence ballot issues was the question presented in
First National Bank of Boston v. Bellotti, 435 U.
S. 765,
435 U. S. 783
(1978), and the language which JUSTICE BRENNAN quotes from that
decision,
ante at
457 U. S. 866, was explicitly limited to "the Court's
decisions involving corporations in the business of communications
or entertainment." 435 U.S. at
435 U. S. 783.
In
Kleindienst v. Mandel, 408 U.
S. 753 (1972), the Court upheld the power of Congress
and the Executive Branch to prevent the entry into this country of
a Marxist theoretician who had been invited to lecture at an
American university, despite the First Amendment rights of citizens
who wished to hear him.
Stanley v. Georgia, 394 U.
S. 557 (1969), held that the First Amendment prohibits
States from making the private possession of obscene material a
crime, and
Griswold v. Connecticut, 381 U.
S. 479 (1965), held that the right of privacy prohibits
States from forbidding the use of contraceptives. Finally,
Martin v. Struthers, 319 U. S. 141
(1943), held that the First Amendment protects the door-to-door
distribution of religious literature.
JUSTICE BRENNAN's concurring opinion appears in a case which
considered the constitutionality of certain postal statutes.
Lamont v. Postmaster General, 381 U.
S. 301 (1965).
[
Footnote 5/7]
In
First National Bank of Boston v. Bellotti, supra,
public access to corporate viewpoints on ballot issues not directly
affecting the corporations was foreclosed by the Massachusetts law
prohibiting corporate expenditures to express such viewpoints. In
Kleindienst v. Mandel, supra, the Court noted that the
potential recipients of Mandel's ideas were completely deprived of
the "particular qualities inherent in sustained, face-to-face
debate, discussion and questioning." 408 U.S. at
408 U. S. 765.
The Georgia law in
Stanley v. Georgia, supra, criminalized
all private possession of obscene material, and the statute in
Griswold v. Connecticut, supra, criminalized all use of
contraceptive devices or actions encouraging the use of such
devices. The ordinance at issue in
Martin v. Struthers,
supra, forbade all door-to-door distribution of religious
literature, while the statute challenged in
Lamont v.
Postmaster General, supra, required persons receiving
Communist propaganda in the mails affirmatively to state their
desire to receive such mailings.
JUSTICE O'CONNOR, dissenting.
If the school board can set the curriculum, select teachers, and
determine initially what books to purchase for the school library,
it surely can decide which books to discontinue or remove from the
school library, so long as it does not also interfere with the
right of students to read the material and to discuss it. As
JUSTICE REHNQUIST persuasively argues, the plurality's analysis
overlooks the fact that, in this case, the government is acting in
its special role as educator.
I do not personally agree with the Board's action with respect
to some of the books in question here, but it is not the function
of the courts to make the decisions that have been properly
relegated to the elected members of school boards. It is the school
board that must determine educational suitability, and it has done
so in this case. I therefore join THE CHIEF JUSTICE's dissent.