The Navy, in the course of using an island off the Puerto Rico
coast for air-to-ground weapons training, has discharged ordnance
into the waters surrounding the island, when pilots missed land
targets and accidentally bombed the waters or intentionally bombed
water targets. Respondents sued in Federal District Court to enjoin
the Navy's operations, alleging violation of,
inter alia,
the Federal Water Pollution Control Act (FWPCA). The District
Court, while finding that the discharges have not harmed the
quality of the water, held that the Navy had violated the FWPCA by
discharging ordnance into the waters without first obtaining a
permit from the Environmental Protection Agency, and ordered the
Navy to apply for a permit, but refused to enjoin the operations
pending consideration of the permit application. The Court of
Appeals vacated and remanded with instructions to order the Navy to
cease the violation until it obtained a permit, holding that the
FWPCA withdrew the District Court's equitable discretion to order
relief other than an immediate prohibitory injunction.
Held: The FWPCA does not foreclose completely the
exercise of a district court's discretion, but, rather than
requiring the court to issue an injunction for any and all
statutory violations, permits the court to order relief it
considers necessary to secure prompt compliance with the Act, which
relief can include, but is not limited to, an order of immediate
cessation. Pp.
456 U. S.
311-320.
(a) The grant of jurisdiction to a court to ensure compliance
with a statute does not suggest an absolute duty to grant
injunctive relief under any and all circumstances, and a federal
judge sitting as chancellor is not mechanically obligated to grant
an injunction for every violation of law. Pp.
456 U. S.
311-313.
(b) Here, an injunction is not the only means of ensuring
compliance,
TVA v. Hill, 437 U. S. 153,
distinguished, since the FWPCA provides, for example, for fines and
criminal penalties. While the FWPCA's purpose in preserving the
integrity of the Nation's waters is to be achieved by compliance
with the Act, including compliance with the permit requirements, in
this case, the discharge of the ordnance has not polluted
Page 456 U. S. 306
the waters, and, although the District Court refuse to enjoin
the discharge, it neither ignored the statutory violation nor
undercut the purpose and function of the permit system. The FWPCA's
prohibition against discharge of pollutants can be overcome by the
very permit the Navy as ordered to seek. Pp.
456 U. S.
313-316.
(c) The statutory scheme as a whole contemplates the exercise of
discretion and balancing of equities, and suggests that Congress
did not intend to deny courts the discretion to rely on remedies
other than an immediate prohibitory injunction. Pp.
456 U. S.
316-318.
(d) The provision of the FWPCA permitting the President to
exempt federal facilities from compliance with the permit
requirements does not indicate congressional intent to limit the
court's discretion. The Act permits the exercise of a court's
equitable discretion, whether the source of pollution is a private
party or a federal agency, to order relief that will achieve
compliance with the Act, whereas the exemption permits
noncompliance by federal agencies in extraordinary circumstances.
Pp. 318-319.
(e) Nor does the legislative history suggest that Congress
intended to deny courts their traditional equitable discretion. P.
456 U. S.
319.
643 F.2d 835, reversed and remanded.
WHITE, J., delivered the opinion of the Court, in which BURGER,
C.J., and BRENNAN, MARSHALL, BLACKMUN, POWELL, REHNQUIST, and
O'CONNOR, JJ., joined. POWELL, J., filed a concurring opinion,
post, p.
456 U. S. 321.
STEVENS, J., filed a dissenting opinion,
post, p.
456 U. S.
322.
JUSTICE WHITE delivered the opinion of the Court.
The issue in this case is whether the Federal Water Pollution
Control Act (FWPCA or Act), 86 Stat. 816, as amended, 33 U.S.C. §
1251
et seq. (1976 ed. and Supp. IV), requires a district
court to enjoin immediately all discharges of pollutants
Page 456 U. S. 307
that do not comply with the Act's permit requirements or whether
the district court retains discretion to order other relief to
achieve compliance. The Court of Appeals for the First Circuit held
that the Act withdrew the courts' equitable discretion.
Romero-Barcelo v. Brown, 643 F.2d 835 (1981). We
reverse.
I
For many years, the Navy has used Vieques Island, a small island
off the Puerto Rico coast, for weapons training. Currently all
Atlantic Fleet vessels assigned to the Mediterranean Sea and the
Indian Ocean are required to complete their training at Vieques
because it permits a full range of exercises under conditions
similar to combat. During air-to-ground training, however, pilots
sometimes miss land-based targets, and ordnance falls into the sea.
That is, accidental bombings of the navigable waters and,
occasionally, intentional bombings of water targets occur. The
District Court found that these discharges have not harmed the
quality of the water.
In 1978, respondents, who include the Governor of Puerto Rico
and residents of the island, sued to enjoin the Navy's operations
on the island. Their complaint alleged violations of numerous
federal environmental statutes and various other Acts. [
Footnote 1] After an extensive hearing,
the District Court found
Page 456 U. S. 308
that, under the explicit terms of the Act, the Navy had violated
the Act by discharging ordnance into the waters surrounding the
island without first obtaining a permit from the Environmental
Protection Agency (EPA). [
Footnote
2]
Romero-Barcelo v. Brown, 478 F.
Supp. 646 (PR 1979).
Under the FWPCA, the "discharge of any pollutant" requires a
National Pollutant Discharge Elimination System (NPDES) permit. 33
U.S.C. §§ 1311(a), 1323(a) (1976 ed. and Supp. IV). The term
"discharge of any pollutant" is defined as
"any addition of any
pollutant to the waters of the
contiguous zone or the ocean from any
point source other
than a vessel or other floating craft."
33 U.S.C. § 1362(12) (emphasis added).
Pollutant, in turn, means
"dredged spoil, solid waste, incinerator residue, sewage,
garbage, sewage sludge,
munitions, chemical wastes,
biological materials, radioactive materials, heat, wrecked
Page 456 U. S. 309
or discarded equipment, rock, sand, cellar dirt and industrial,
municipal, and agricultural waste discharged into water. . . ."
33 U.S.C. § 1362(6) (emphasis added). And, under the Act, a
"point source" is
"any discernible, confined and discrete conveyance, including
but not limited to any pipe, ditch, channel, tunnel, conduit, well,
discrete fissure, container, rolling stock, concentrated animal
feeding operation, or
vessel or other
floating craft
from which pollutant are or may be discharged. . . ."
33 U.S.C. § 1362(14) (1976 ed., Supp. IV) (emphasis added).
Under the FWPCA, the EPA may not issue an NPDES permit without
state certification that the permit conforms to state water quality
standards. A State has the authority to deny certification of the
permit application or attach conditions to the final permit. 33
U.S.C. § 1341.
As the District Court construed the FWPCA, the release of
ordnance from aircraft or from ships into navigable waters is a
discharge of pollutants, even though the EPA, which administers the
Act, had not promulgated any regulations setting effluent levels or
providing for the issuance of an NPDES permit for this category of
pollutants. [
Footnote 3]
Recognizing that violations of the Act "must be cured," 478 F.
Supp. at 707, the District Court ordered the Navy to apply for an
NPDES permit. It refused, however, to enjoin Navy operations
pending
Page 456 U. S. 310
consideration of the permit application. It explained that the
Navy's "technical violations" were not causing any "appreciable
harm" to the environment. [
Footnote
4]
Id. at 706. Moreover, because of the importance of
the island as a training center,
"the granting of the injunctive relief sought would cause
grievous, and perhaps irreparable harm, not only to Defendant Navy,
but to the general welfare of this Nation. [
Footnote 5]"
Id. at 707. The District Court concluded that an
injunction was not necessary to ensure suitably prompt compliance
by the Navy. To support this conclusion, it emphasized an equity
court's traditionally broad discretion in deciding appropriate
relief, and quoted from the classic description of injunctive
relief in
Hecht Co. v. Bowles, 321 U.
S. 321,
321 U. S.
329-330 (1944): "The historic injunctive process was
designed to deter, not to punish."
The Court of Appeals for the First Circuit vacated the District
Court's order and remanded with instructions that the court order
the Navy to cease the violation until it obtained a permit. 643
F.2d 835 (1981). Relying on
TVA v. Hill, 437 U.
S. 153 (1978), in which this Court held that an imminent
violation of the Endangered Species Act required injunctive relief,
the Court of Appeals concluded that the District Court
Page 456 U. S. 311
erred in undertaking a traditional balancing of the parties'
competing interests.
"Whether or not the Navy's activities in fact harm the coastal
waters, it has an absolute statutory obligation to stop any
discharges of pollutants until the permit procedure has been
followed and the Administrator of the Environmental Protection
Agency, upon review of the evidence, has granted a permit."
643 F.2d at 861. The court suggested that, if the order would
interfere significantly with military preparedness, the Navy should
request that the President grant it an exemption from the
requirements in the interest of national security. [
Footnote 6]
Because this case posed an important question regarding the
power of the federal courts to grant or withhold equitable relief
for violations of the FWPCA, we granted certiorari, 454 U.S. 813
(1981). We now reverse.
II
It goes without saying that an injunction is an equitable
remedy. It "is not a remedy which issues as of course,"
Harrisonville v. W. S. Dickey Clay Mfg. Co., 289 U.
S. 334,
289 U. S.
337-338 (1933), or "to restrain an act the injurious
consequences of which are merely trifling."
Consolidated
Canal
Page 456 U. S. 312
Co. v. Mesa Canal Co., 177 U.
S. 296,
177 U. S. 302
(1900). An injunction should issue only where the intervention of a
court of equity "is essential in order effectually to protect
property rights against injuries otherwise irremediable."
Cavanaugh v. Looney, 248 U. S. 453,
248 U. S. 456
(1919). The Court has repeatedly held that the basis for injunctive
relief in the federal courts has always been irreparable injury and
the inadequacy of legal remedies.
Rondeau v. Mosinee Paper
Corp., 422 U. S. 49,
422 U. S. 61
(1975);
Sampson v. Murray, 415 U. S.
61,
415 U. S. 88
(1974);
Beacon Theaters, Inc. v. Westover, 359 U.
S. 500,
359 U. S.
506-507 (1959);
Hecht Co. v. Bowles, supra, at
321 U. S.
329.
Where plaintiff and defendant present competing claims of
injury, the traditional function of equity has been to arrive at a
"nice adjustment and reconciliation" between the competing claims,
Hecht Co. v. Bowles, supra, at
321 U. S. 329.
In such cases, the court
"balances the conveniences of the parties and possible injuries
to them according as they may be affected by the granting or
withholding of the injunction."
Yakus v. United States, 321 U.
S. 414,
321 U. S. 440
(1944).
"The essence of equity jurisdiction has been the power of the
Chancellor to do equity and to mould each decree to the necessities
of the particular case. Flexibility, rather than rigidity, has
distinguished it."
Hecht Co. v. Bowles, supra, at
321 U. S.
329.
In exercising their sound discretion, courts of equity should
pay particular regard for the public consequences in employing the
extraordinary remedy of injunction.
Railroad Comm'n v. Pullman
Co., 312 U. S. 496,
312 U. S. 500
(1941). Thus, the Court has noted that
"[t]he award of an interlocutory injunction by courts of equity
has never been regarded as strictly a matter of right, even though
irreparable injury may otherwise result to the plaintiff,"
and that
"where an injunction is asked which will adversely affect a
public interest for whose impairment, even temporarily, an
injunction bond cannot compensate, the court may in the public
interest withhold relief until a final determination of the rights
of the parties, though the postponement may be burdensome to
the
Page 456 U. S. 313
plaintiff."
Yakus v. United States, supra, at
321 U. S. 440
(footnote omitted). The grant of jurisdiction to ensure compliance
with a statute hardly suggests an absolute duty to do so under any
and all circumstances, and a federal judge sitting as chancellor is
not mechanically obligated to grant an injunction for every
violation of law.
TVA v. Hill, 437 U.S. at
437 U. S. 193;
Hecht Co. v. Bowles, 321 U.S. at
321 U. S.
329.
These commonplace considerations applicable to cases in which
injunctions are sought in the federal courts reflect a "practice
with a background of several hundred years of history,"
Hecht
Co. v. Bowles, supra, at
321 U. S. 329,
a practice of which Congress is assuredly well aware. Of course,
Congress may intervene and guide or control the exercise of the
courts' discretion, but we do not lightly assume that Congress has
intended to depart from established principles.
Hecht Co. v.
Bowles, supra, at
321 U. S. 329.
As the Court said in
Porter v. Warner Holding Co.,
328 U. S. 395,
328 U. S. 398
(1946):
"Moreover, the comprehensiveness of this equitable jurisdiction
is not to be denied or limited in the absence of a clear and valid
legislative command. Unless a statute, in so many words or by a
necessary and inescapable inference, restricts the court's
jurisdiction in equity, the full scope of that jurisdiction is to
be recognized and applied. 'The great principles of equity,
securing complete justice, should not be yielded to light
inferences, or doubtful construction.'
Brown v.
Swann, 10 Pet. 497,
35 U. S.
503. . . ."
In
TVA v. Hill, we held that Congress had foreclosed
the exercise of the usual discretion possessed by a court of
equity. There, we thought that "[o]ne would be hard pressed to find
a statutory provision whose terms were any plainer" than that
before us. 437 U.S. at
437 U. S. 173.
The statute involved, the Endangered Species Act, 87 Stat. 884, 16
U.S.C. § 1531
et seq., required the District Court to
enjoin completion of the Tellico Dam in order to preserve the
snail
Page 456 U. S. 314
darter, a species of perch. The purpose and language of the
statute under consideration in
Hill, not the bare fact of
a statutory violation, compelled that conclusion. Section 7 of the
Act, 16 U.S.C. § 1536, requires federal agencies to
"insure that actions authorized, funded, or carried out by them
do not jeopardize the continued existence of [any] endangered
species . . . or result in the destruction or modification of
habitat of such species which is determined . . . to be
critical."
The statute thus contains a flat ban on the destruction of
critical habitats.
It was conceded in
Hill that completion of the dam
would eliminate an endangered species by destroying its critical
habitat. Refusal to enjoin the action would have ignored the
"explicit provisions of the Endangered Species Act." 437 U.S. at
437 U. S. 173.
Congress, it appeared to us, had chosen the snail darter over the
dam. The purpose and language of the statute limited the remedies
available to the District Court; only an injunction could vindicate
the objectives of the Act.
That is not the case here. An injunction is not the only means
of ensuring compliance. The FWPCA itself, for example, provides for
fines and criminal penalties. 33 U.S.C. §§ 1319(c) and (d).
Respondents suggest that failure to enjoin the Navy will undermine
the integrity of the permit process by allowing the statutory
violation to continue. The integrity of the Nation's waters,
however, not the permit process, is the purpose of the FWPCA.
[
Footnote 7] As Congress
explained, the objective of the FWPCA is to "restore and maintain
the chemical, physical, and biological integrity of the Nation's
waters." 33 U.S.C. § 1251(a).
Page 456 U. S. 315
This purpose is to be achieved by compliance with the Act,
including compliance with the permit requirements. [
Footnote 8] Here, however, the discharge of
ordnance had not polluted the waters, and, although the District
Court declined to enjoin the discharges, it neither ignored the
statutory violation nor undercut the purpose and function of the
permit system. The court ordered the Navy to apply for a permit.
[
Footnote 9] It temporarily,
not permanently, allowed the Navy to continue its activities
without a permit.
In
Hill, we also noted that none of the limited
"hardship exemptions" of the Endangered Species Act would "even
remotely apply to the Tellico Project." 437 U.S. at
437 U. S. 188.
The prohibition of the FWPCA against discharge of pollutants, in
contrast, can be overcome by the very permit the Navy was ordered
to seek. [
Footnote 10] The
Senate Report to the 1972
Page 456 U. S. 316
Amendments explains that the permit program would be enacted
because "the Committee recognizes the impracticality of any effort
to halt all pollution immediately." S.Rep. No. 92-414, p. 43
(1971). That the scheme as a whole contemplates the exercise of
discretion and balancing of equities militates against the
conclusion that Congress intended to deny courts their traditional
equitable discretion in enforcing the statute.
Other aspects of the statutory scheme also suggest that Congress
did not intend to deny courts the discretion to rely on remedies
other than an immediate prohibitory injunction. Although the
ultimate objective of the FWPCA is to eliminate all discharges of
pollutants into the navigable waters by 1985, the statute sets
forth a scheme of phased compliance. As enacted, it called for the
achievement of the "best practicable control technology currently
available" by July 1, 1977, and the "best available technology
economically achievable" by July 1, 1983. 33 U.S.C. § 1311(b). This
scheme of phased compliance further suggests that this is a statute
in which Congress envisioned, rather than curtailed, the exercise
of discretion. [
Footnote
11]
Page 456 U. S. 317
The FWPCA directs the Administrator of the EPA to seek an
injunction to restrain immediately discharges of pollutants he
finds to be presenting "an imminent and substantial endangerment to
the health of persons or to the welfare of persons." 33 U.S.C. §
1364(a) (1976 ed., Supp. IV). This rule of immediate cessation,
however, is limited to the indicated class of violations. For other
kinds of violations, the FWPCA authorizes the Administrator of the
EPA
"to commence a civil action for appropriate relief, including a
permanent or temporary injunction, for any violation for which he
is authorized to issue a compliance order. . . ."
33 U.S.C. § 1319(b). [
Footnote 12] The provision makes clear that Congress did
not
Page 456 U. S. 318
anticipate that all discharges would be immediately enjoined.
Consistent with this view, the administrative practice has not been
to request immediate cessation orders.
"Rather, enforcement actions typically result, by consent or
otherwise, in a remedial order setting out a detailed schedule of
compliance designed to cure the identified violation of the
Act."
Brief for Petitioners 17.
See Milwaukee v. Illinois,
451 U. S. 304,
451 U. S.
320-322 (1981). Here, again, the statutory scheme
contemplates equitable consideration.
Both the Court of Appeals and respondents attach particular
weight to the provision of the FWPCA permitting the President to
exempt federal facilities from compliance with the permit
requirements. 33 U.S.C. § 1323(a) (1976 ed., Supp. IV). [
Footnote 13] They suggest that this
provision indicates congressional intent to limit the court's
discretion. According to respondents, the exemption provision
evidences Congress' determination that only paramount national
interests justify failure to comply, and that only the President
should make this judgment.
We do not construe the provision so broadly. We read the FWPCA
as permitting the exercise of a court's equitable discretion,
whether the source of pollution is a private party or a federal
agency, to order relief that will achieve compliance with the Act.
The exemption serves a different and complementary purpose, that of
permitting noncompliance by federal agencies in extraordinary
circumstances. Executive Order No. 12088, 3 CFR 243 (1979), which
implements the exemption authority, requires the federal agency
requesting such an exemption to certify that it cannot meet the
applicable pollution standards.
"Exemptions are granted by the President only if the conflict
between pollution control standards and crucial federal activities
cannot be resolved through the development of a practicable
remedial program."
Brief for Petitioners 26, n. 30.
Page 456 U. S. 319
Should the Navy receive a permit here, there would be no need to
invoke the machinery of the Presidential exemption. If not, this
course remains open. The exemption provision would enable the
President, believing paramount national interests so require, to
authorize discharges which the District Court has enjoined. Reading
the statute to permit the exercise of a court's equitable
discretion in no way eliminates the role of the exemption provision
in the statutory scheme.
Like the language and structure of the Act, the legislative
history does not suggest that Congress intended to deny courts
their traditional equitable discretion. Congress passed the 1972
Amendments because it recognized that "the national effort to abate
and control water pollution has been inadequate in every vital
aspect." S.Rep. No. 92-414, p. 7 (1971). The past failings included
enforcement efforts under the Rivers and Harbors Appropriation Act
of 1899 (Refuse Act), 33 U.S.C. § 401
et seq. The "major
purpose" of the 1972 Amendments was "to establish a comprehensive
long-range policy for the elimination of water pollution." S.Rep.
No. 9214,
supra, at 95. The permit system was the key to
that policy.
"The Amendments established a new system of regulation under
which it is illegal for anyone to discharge pollutants into the
Nation's waters except pursuant to a permit."
Milwaukee v. Illinois, supra, at
451 U. S.
310-311;
see generally EPA v . California ex rel.
State Water Resources Control Board, 426 U.
S. 200 (1976). Nonetheless,
"[i]n writing the enforcement procedures involving the Federal
Government, the Committee drew extensively . . . upon the existing
enforcement provisions of the Refuse Act of 1899."
S.Rep. No. 92-414,
supra, at 63. Violations of the
Refuse Act have not automatically led courts to issue injunctions.
See Reserve Mining Co. v. EPA, 514 F.2d 492, 535-538 (CA8
1975);
United States v. Rohm & Haas Co., 500 F.2d 167,
175 (CA5 1974),
cert. denied, 420 U.S. 962 (1975);
United States v. Kennebec Log Driving Co., 491 F.2d 562,
571 (CA1 1973),
on remand, 399 F.
Supp. 754, 759-760 (Me.1975).
Page 456 U. S. 320
III
This Court explained in
Hecht Co. v. Bowles,
321 U. S. 321
(1944), that a major departure from the long tradition of equity
practice should not be lightly implied. As we did there, we
construe the statute at issue
"in favor of that interpretation which affords a full
opportunity for equity courts to treat enforcement proceedings . .
. in accordance with their traditional practices, as conditioned by
the necessities of the public interest which Congress has sought to
protect."
Id. at
321 U. S. 330.
We do not read the FWPCA as foreclosing completely the exercise of
the court's discretion. Rather than requiring a district court to
issue an injunction for any and all statutory violations, the FWPCA
permits the district court to order that relief it considers
necessary to secure prompt compliance with the Act. That relief can
include, but is not limited to, an order of immediate
cessation.
The exercise of equitable discretion, which must include the
ability to deny as well as grant injunctive relief, can fully
protect the range of public interests at issue at this stage in the
proceedings. The District Court did not face a situation in which a
permit would very likely not issue, and the requirements and
objective of the statute could therefore not be vindicated if
discharges were permitted to continue. Should it become clear that
no permit will be issued and that compliance with the FWPCA will
not be forthcoming, the statutory scheme and purpose would require
the court to reconsider the balance it has struck.
Because Congress, in enacting the FWPCA, has not foreclosed the
exercise of equitable discretion, the proper standard for appellate
review is whether the District Court abused its discretion in
denying an immediate cessation order while the Navy applied for a
permit. We reverse and remand to the Court of Appeals for
proceedings consistent with this opinion.
It is so ordered.
Page 456 U. S. 321
[
Footnote 1]
The complaint charged the Navy with violations of the National
Environmental Policy Act of 1969, 42 U.S.C. § 4321
et seq.
(1976 ed. and Supp. IV); the Federal Water Pollution Control Act,
33 U.S.C. § 1251
et seq. (1976 ed. and Supp. IV); the
Clean Air Act Amendments of 1977, 42 U.S.C. § 7401
et seq.
(1976 ed., Supp. IV); the Noise Control Act of 1972, 42 U.S.C. §
4901
et seq.; the Resource Conservation and Recovery Act
of 1976, 42 U.S.C. § 6901
et seq.; the Endangered Species
Act of 1973, 16 U.S.C. § 1531
et seq.; the National
Historic Preservation Act of 1966, 16 U.S.C. § 470
et
seq.; the Coastal Zone Management Act of 1972, 16 U.S.C. §
1451
et seq.; the Marine Mammal Protection Act of 1972, 16
U.S.C. § 1361
et seq. (1976 ed. and Supp. IV); the Rivers
and Harbors Appropriation Act of 1899, 33 U.S.C. 401
et
seq.; various Amendments to the United States Constitution,
congressional and Presidential directives concerning cessation of
Navy operations on the neighboring island of Culebra, and Puerto
Rico law.
[
Footnote 2]
The District Court also found that the Navy had violated the
National Environmental Policy Act (NEPA) by failing to file an
Environmental Impact Statement (EIS) or a reviewable environmental
record to support a decision not to file such a statement,
Romero-Barcelo v. Brown, 478 F.
Supp. 646, 705 (PR 1979), and had failed to nominate historic
sites to the National Register as required under the National
Historic Preservation Act.
Ibid. It ordered the Navy to
nominate such sites and to file an EIS.
Id. at 708. The
Court of Appeals remanded issues under the Endangered Species Act
and the National Historic Preservation Act to the District Court
for further consideration.
Romero-Barcelo v. Brown, 643
F.2d 835, 858, 860, 862 (1981). It vacated the order involving NEPA
and remanded with orders to dismiss because the Navy had filed an
EIS in the interim.
Id. at 862. Only the issue involving
the FWPCA is before this Court.
[
Footnote 3]
The EPA issues effluent limitations for categories and classes
of point sources.
See generally E. I. du Pont de Nemours Co. v.
Train, 430 U. S. 112
(1977); 40 CFR part 400
et seq. (1981). In a situation
somewhat similar to that before us, the Secretary of the Interior
has, under the Migratory Bird Treaty Act, 16 U.S.C. § 703
et
seq. (1976 ed. and Supp. IV), regulated deposit of shot into
water by duck hunters who miss their targets.
National Rifle
Assn. v. Kleppe, 425 F.
Supp. 1101 (DC 1976), affirmance order, 187 U.S.App.D.C. 240,
571 F.2d 674 (1978).
[
Footnote 4]
The District Court wrote:
"In fact, if anything, these waters are as aesthetically
acceptable as any to be found anywhere, and Plaintiff's witnesses
unanimously testified as to their being the best fishing grounds in
Vieques."
478 F. Supp. at 667.
"[I]f the truth be said, the control of large areas of Vieques
[by the Navy] probably constitutes a positive factor in its
over-all ecology. The very fact that there are in the Navy zones
modest numbers of various marine species which are practically
nonexistent in the civilian sector of Vieques or in the main island
of Puerto Rico is an eloquent example of
res ipsa
loquitur."
Id. at 682 (footnote omitted).
[
Footnote 5]
The District Court also took into consideration the delay by
plaintiffs in asserting their claims. It concluded that, although
laches should not totally bar the claims, it did strongly militate
against the granting of injunctive relief.
Id. at 707.
[
Footnote 6]
Title 33 U.S.C. § 1323(a) (1976 ed., Supp. IV) provides, in
relevant part:
"The President may exempt any effluent source of any department,
agency, or instrumentality in the executive branch from compliance
with any such a requirement if he determines it to be in the
paramount interest of the United States to do so. . . . No such
exemptions shall be granted due to lack of appropriation unless the
President shall have specifically requested such appropriation as
part of the budgetary process and the Congress shall have failed to
make available such requested appropriation. Any exemption shall be
for a period not in excess of one year, but additional exemptions
may be granted for periods of not to exceed one year upon the
President's making a new determination. The President shall report
each January to the Congress all exemptions from the requirements
of this section granted during the preceding calendar year,
together with his reason for granting such exemption."
[
Footnote 7]
The objective of this statute is in some respects similar to
that sought in nuisance suits, where courts have fully exercised
their equitable discretion and ingenuity in ordering remedies.
E.g., Spur Industries, Inc. v . Del E. Webb Development
Co., 108 Ariz. 178,
494 P.2d 700
(1972);
Boomer v. Atlantic Cement Co., 26 N.Y.2d 219, 257
N.E.2d 870 (1970).
[
Footnote 8]
Federal agencies must comply with the water pollution abatement
requirements "in the same manner, and to the same extent as any
nongovernmental entity. . . ." 33 U.S.C. § 1323(a) (1976 ed., Supp.
IV). S.Rep. No. 92-414, p. 80 (1971), pointed to "[f]ederal
agencies such as the Department of Defense" for failing to abate
pollution.
[
Footnote 9]
The Navy applied for an NPDES permit in December, 1979. In May,
1981, the EPA issued a draft NPDES permit and a notice of intent to
issue that permit. The FWPCA requires a certification of compliance
with state water quality standards before the EPA may issue an
NPDES permit. 33 U.S.C. § 1341(a). The Environmental Quality Board
of the Commonwealth of Puerto Rico denied the Navy a water quality
certificate in connection with this application for an NPDES in
June, 1981. In February, 1982, the Environmental Quality Board
denied the Navy's reconsideration request and announced it was
adhering to its original ruling. In a letter dated April 9, 1982,
the Solicitor General informed the Clerk of the Court that the Navy
has filed an action challenging the denial of the water quality
certificate.
United State v. Commonwealth of Puerto Rico,
Civ. Action No. 80726 (Dist. Ct. PR).
[
Footnote 10]
As we have explained, the 1972 Amendments to the FWPCA
established the NPDES as
"a means of achieving and enforcing the effluent limitations.
Under the NPDES, it is unlawful for any person to discharge a
pollutant without obtaining a permit and complying with its terms.
An NPDES permit serves to transform generally applicable effluent
limitations and other standards -- including those based on water
quality -- into the obligations (including a timetable for
compliance) of the individual discharger, and the Amendments
provide for direct administrative and judicial enforcement of
permits. . . . With few exceptions, for enforcement purposes, a
discharger in compliance with the terms and conditions of an NPDES
permit is deemed to be in compliance with those sections of the
Amendments on which the permit conditions are based. . . . In
short, the permit defines, and facilitates compliance with, and
enforcement of, a preponderance of a discharger's obligations under
the Amendments."
EPA v. California ex rel. State Water Resources Control
Board, 426 U. S. 200,
426 U. S. 205
(1976) (footnote omitted).
[
Footnote 11]
We have, however, held some standards related to phased
compliance to be absolute.
See EPA v. National Crushed Stone
Assn., 449 U. S. 64
(1980). In Middlesex County Sewerage Authority v. National Sea
Clammers Assn., 453 U. S. 1 (1981),
we concluded that the federal common law of nuisance was preempted
by the FWPCA and other similar Acts:
"In the absence of strong indicia of a contrary congressional
intent, we are compelled to conclude that Congress provided
precisely the remedies it considered appropriate."
Id. at
453 U. S. 15;
see Milwaukee v. Illinois, 451 U.
S. 304 (1981). But, as we have also observed in
construing this Act: "The question . . . is not what a court thinks
is generally appropriate to the regulatory process, it is what
Congress intended. . . ."
E. I. du Pont de Nemours & Co. v.
Train, 430 U.S. at
430 U. S. 138.
Here, we do not read the FWPCA as intending to abolish the courts'
equitable discretion in ordering remedies.
[
Footnote 12]
The statute at issue in
Hecht Co. v. Bowles,
321 U. S. 321
(1944), contained language very similar to that in § 1319(b). It
directed the Price Administrator to seek "a permanent or temporary
injunction, restraining order, or other order" to halt violations.
Id. at
321 U. S. 322.
The Court determined that such statutory language did not require
the court to issue an injunction even when the Administrator had
sued for injunctive relief. In
Hecht Co., the court's
equitable discretion overrode that of the Administrator. If a court
can properly refuse an injunction in the circumstances of
Hecht
Co., the exercise of its discretion seems clearly appropriate
in a case such as this, where the EPA Administrator was not a party
and had not yet expressed his judgment. The action of the District
Court permitted it to obtain the benefit of the EPA's
recommendation before deciding to enjoin the discharge.
In
Hecht Co., unlike here, the violations had ceased by
the time the injunction was sought. The Court, however, explained
that "the cessation of violations, whether before or after the
institution of a suit by the Administrator, is no bar to the
issuance of an injunction."
Id. at
321 U. S. 327.
Thus, contrary to the dissent's characterization,
post at
456 U. S.
327-328, the Court did not base its decision on the fact
that violations had ceased.
[
Footnote 13]
See n 6,
supra.
JUSTICE POWELL, concurring.
I join the opinion of the Court. In my view, however, the record
clearly establishes that the District Court in this case did not
abuse its discretion by refusing to enjoin the immediate cessation
of all discharges. Finding that the District Court acted well
within the equitable discretion left to it under the Federal Water
Pollution Control Act (FWPCA), I would remand the case to the Court
of Appeals with instructions that the decision of the District
Court should be affirmed.
*
The propriety of this disposition is emphasized by the
dissenting opinion of JUSTICE STEVENS,
post, p.
456 U. S. 322.
I agree with his view that Congress may limit a court's equitable
discretion in granting remedies under a particular statute, and
that some statutes may constrain discretion more narrowly than
others. I stand with the Court, however, in finding no indication
that Congress intended to limit the court's equitable discretion
under the FWPCA in the manner suggested by JUSTICE STEVENS. As the
Court's remand order might be thought to leave open whether the
District Court in this case acted within its range of permissible
discretion under the
Page 456 U. S. 322
FWPCA, it would promote both clarity and economy for us to hold
now that the District Court did not abuse its discretion, and that
its decision should be reinstated.
* The District Court's thorough opinion demonstrates the
reasonableness of its decision in light of all pertinent factors,
including, of course, the evident purpose of the statute. The
District Court concluded as matters of fact that the Navy's
violations have caused no "appreciable harm,"
Romero-Barcelo v.
Brown, 478 F.
Supp. 646, 706 (PR 1979), and indeed that the Navy's control of
the area "probably constitutes a positive factor in its over all
ecology,"
id. at 682. Moreover, the District Court found
it
"abundantly clear from the evidence in the record . . . that the
training that takes place in Vieques is vital to the defense of the
interests of the United States."
Id. at 707. Balancing the equities as they then stood,
the District Court declined to order an
immediate
cessation of all violations, but nonetheless issued affirmative
orders aimed at securing compliance with the law.
See id.
at 708. As I read its opinion, the District Court did not foreclose
the possibility of ordering further relief that might become
appropriate under changed circumstances at a later date.
JUSTICE STEVENS, dissenting.
The appropriate remedy for the violation of a federal statute
depends primarily on the terms of the statute and the character of
the violation. Unless Congress specifically commands a particular
form of relief, the question of remedy remains subject to a court's
equitable discretion. [
Footnote
2/1] Because the Federal Water Pollution Control Act does not
specifically command the federal courts to issue an injunction
every time an unpermitted discharge of a pollutant occurs, the
Court today is obviously correct in asserting that such injunctions
should not issue "automatically" or "mechanically" in every case.
It is nevertheless equally clear that, by enacting the 1972
Amendments to the FWPCA, Congress channeled the discretion of the
federal judiciary much more narrowly than the Court's rather glib
opinion suggests. Indeed, although there may well be situations in
which the failure to obtain an NPDES permit would not require
immediate cessation of all discharges, I am convinced that Congress
has circumscribed the district courts' discretion on the question
of remedy so narrowly that a general rule of immediate cessation
must be applied in all but a narrow category of cases. The Court of
Appeals was quite correct in holding that this case does not
present the kind of exceptional situation that justifies a
departure from the general rule.
The Court's mischaracterization of the Court of Appeals' holding
is the premise for its essay on equitable discretion. This essay is
analytically flawed, because it overlooks the limitations on
equitable discretion that apply in cases in which public interests
are implicated and the defendant's violation
Page 456 U. S. 323
of the law is ongoing. Of greater importance, the Court's
opinion grants an open-ended license to federal judges to carve
gaping holes in a reticulated statutory scheme designed by Congress
to protect a precious natural resource from the consequences of
ad hoc judgments about specific discharges of
pollutants.
I
Contrary to the impression created by the Court's opinion, the
Court of Appeals did not hold that the District Court was under an
absolute duty to require compliance with the FWPCA "under any and
all circumstances,"
ante at
456 U. S. 313,
or that it was "mechanically obligated to grant an injunction for
every violation of law,"
ibid. The only "absolute duty"
that the Court of Appeals mentioned was the Navy's duty to obtain a
permit before discharging pollutants into the waters off Vieques
Island. [
Footnote 2/2] In light of
the Court's opinion, the point is worth repeating -- the Navy, like
anyone else, [
Footnote 2/3] must
obey the law.
Page 456 U. S. 324
The Court of Appeals did not hold that the District Court had no
discretion in formulating remedies for statutory violations. It
merely "conclude[d] that the district court erred in undertaking a
traditional balancing of the parties' competing interests."
Romero-Barcelo v. Brown, 643 F.2d 835, 861 (CA1 1981). The
District Court was not free to disregard the "congressional
ordering of priorities" and "the judiciary's
responsibility to
protect the integrity of the . . . process mandated by Congress.'"
Ibid. (quoting Jones v. Lynn, 477 F.2d 885, 892
(CA1 1973)). The Court of Appeals distinguished a statutory
violation that could be deemed merely "technical" from the Navy's
"[utter disregard of] the statutory mandate." 643 F.2d at 861-862.
It then pointed out that an order prohibiting any discharge of
ordnance into the coastal waters off Vieques until an NPDES permit
was obtained would not significantly affect the Navy's training
operations, because most, if not all, of the Navy's targets were
land-based. Id. at 862, n. 55. Finally, it noted that the
statute authorized the Navy to obtain an exemption from the
President if an injunction would have a significant effect on
national security. Id. at 862; see 33 U.S.C. §
1323(a) (1976 ed., Supp. IV).
Under these circumstances -- the statutory violation is blatant
and not merely technical, and the Navy's predicament was foreseen
and accommodated by Congress -- the Court of Appeals essentially
held that the District Court retained no discretion to deny an
injunction. The discretion exercised by the District Court in this
case was wholly at odds with the intent of Congress in enacting the
FWPCA. In essence, the District Court's remedy was a judicial
permit exempting the Navy's operations in Vieques from the statute
until such time as it could obtain a permit from the Environmental
Protection Agency or a statutory exemption from the President. The
two principal bases for the temporary judicial permit were matters
that Congress did not commit to judicial discretion. First, the
District Court was persuaded that the pollution
Page 456 U. S. 325
was not harming the quality of the coastal waters,
see
Romero-Barcelo v. Brown, 478 F.
Supp. 646, 706-707 (PR 1979); and second, the court was
concerned that compliance with the Act might adversely affect
national security,
see id. at 707-708. The Court of
Appeals correctly noted that the first consideration is the
business of the EPA [
Footnote 2/4]
and the second is the business of the President. [
Footnote 2/5]
The Court unfairly uses the Court of Appeals' opinion in this
case as a springboard for a lecture on the principles of equitable
remedies. The Court of Appeals' reasoning was correct in all
respects. It recognized that the statute categorically prohibits
discharges of pollutants without a permit. Unlike the Court,
see ante at
456 U. S.
314-315, it recognized that the requested injunction was
the only remedy that would bring the Navy into compliance with the
statute on Congress' timetable. [
Footnote 2/6] It then demonstrated that none of the
reasons offered
Page 456 U. S. 326
by the District Court for refusing injunctive relief was
consistent with the statute or was compelling under the
circumstances. The position of the Court of Appeals, in effect, was
that the federal courts' equitable discretion is constrained by a
strong presumption in favor of enforcing the law as Congress has
written it. By reversing, the Court casts doubt on the validity of
that position. This doubt is especially dangerous in the
environmental area, where the temptations to delay compliance are
already substantial. [
Footnote
2/7]
II
Our cases concerning equitable remedies have repeatedly
identified two critical distinctions that the Court simply ignores
today. The first is the distinction between cases in which only
private interests are involved and those in which a requested
injunction will implicate a public interest. Second, within the
category of public interest cases, those cases in which there is no
danger that a past violation of law will recur have always been
treated differently from those in which an existing violation is
certain to continue.
Yakus v. United States, 321 U.
S. 414, illustrates the first distinction. The Court
there held that Congress constitutionally could preclude a private
party from obtaining an injunction against enforcement of federal
price control regulations pending an adjudication of their
validity. In any balancing process, the Court explained, special
deference must be given to the public interest:
Page 456 U. S. 327
"Even in suits in which only private interests are involved, the
award is a matter of sound judicial discretion, in the exercise of
which the court balances the conveniences of the parties and
possible injuries to them according as they may be affected by the
granting or withholding of the injunction. . . ."
"But where an injunction is asked which will adversely affect a
public interest for whose impairment, even temporarily, an
injunction bond cannot compensate, the court may in the public
interest withhold relief until a final determination of the rights
of the parties, though the postponement may be burdensome to the
plaintiff."
Id. at
321 U. S. 440
(footnote omitted). In that case, the public interest, reflected in
an Act of Congress, was in opposition to the availability of
injunctive relief. The Court stated, however, that the public
interest factor would have the same special weight if it favored
the granting of an injunction:
"This is but another application of the principle, declared in
Virginia Ry. Co. v. System Federation, 300 U. S.
515,
300 U. S. 552, that"
"Courts of equity may, and frequently do, go much farther both
to give and withhold relief in furtherance of the public interest
than they are accustomed to go when only private interests are
involved."
Id. at
321 U. S.
441.
Hecht Co. v. Bowles, 321 U. S. 321,
which the Court repeatedly cites, did involve an attempt to obtain
an injunction against future violations of a federal statute. That
case fell into the category of cases in which a past violation of
law had been found and the question was whether an injunction
should issue to prevent future violations.
Cf. United States v.
W. T. Grant Co., 345 U. S. 629,
345 U. S.
633-636;
United States v. Oregon Medical
Society, 343 U. S. 326,
343 U. S.
332-334. Because the record established that the past
violations were inadvertent,
Page 456 U. S. 328
that they had been promptly terminated, and that the defendant
had taken vigorous and adequate steps to prevent any recurrence,
the Court held that the District Court had discretion to deny
injunctive relief. But in reaching that conclusion, the Court made
it clear that judicial discretion
"must be exercised in light of the large objectives of the Act.
For the standards of the public interest, not the requirements of
private litigation, measure the propriety and need for injunctive
relief in these cases."
321 U.S. at
321 U. S. 331.
Indeed, the Court emphasized that any exercise of discretion
"should reflect an acute awareness of the Congressional admonition"
in the statute at issue.
Ibid.
In contrast to the decision in
Hecht, today the Court
pays mere lipservice to the statutory mandate, and attaches no
weight to the fact that the Navy's violation of law has not been
corrected. [
Footnote 2/8] The Court
cites no precedent for its holding that an ongoing deliberate
violation of a federal statute should be treated like any
garden-variety private nuisance action in which the chancellor has
the widest discretion in fashioning relief. [
Footnote 2/9]
Our prior cases involving the appropriate remedy for an ongoing
violation of federal law establish a much more stringent test than
the Court applies today. Thus, in
United States v. City and
County of San Francisco, 310 U. S. 16, a
case in which the Government claimed that the city's disposition of
electric power was prohibited by an Act of Congress, the Court held
that
"this case does not call for a balancing of equities or for the
invocation of the generalities of judicial maxims in order to
determine whether an injunction should have issued."
Id. at
310 U. S.
30.
"The equitable doctrines relied on do not militate against the
capacity of a court of equity as a
Page 456 U. S. 329
proper forum in which to make a declared policy of Congress
effective."
Id. at
310 U. S. 31. An
injunction to prohibit continued violation of that policy "is both
appropriate and necessary."
Ibid. [
Footnote 2/10]
In
Albemarle Paper Co. v. Moody, 422 U.
S. 405, the Court plainly stated that an equitable
remedy for the violation of a federal statute was neither
automatic, on the one hand, nor simply a matter of balancing the
equities, on the other. [
Footnote
2/11]
Albemarle holds that the district court's
remedial
Page 456 U. S. 330
decision must be measured against the purposes that inform the
Act of Congress that has been violated.
Id. at
422 U. S.
417.
III
The Court's discussion of the FWPCA creates the impression that
Congress did not intend any significant change in the enforcement
provisions of the Rivers and Harbors Appropriation Act of 1899.
See ante at
456 U. S. 319.
The Court goes so far as to suggest that the FWPCA is little more
than a codification of the common law of nuisance. [
Footnote 2/12] The contrast between this
casual attitude toward the FWPCA and the Court's writing in
Milwaukee v. Illinois, 451 U. S. 304, is
stark. In that case, the Court refused to allow federal judges to
supplement the statutory enforcement scheme by enjoining a
nuisance, whereas, in this case, the question is whether a federal
judge may create a loophole in the scheme by refusing
Page 456 U. S. 331
to enjoin a violation. Why a different standard should be used
to define the scope of judicial discretion in these two situations
is not explained.
In
Milwaukee v. Illinois, the Court described the FWPCA
in these terms:
"The statutory scheme established by Congress provides a forum
for the pursuit of such claims before expert agencies by means of
the permit-granting process. It would be quite inconsistent with
this scheme if federal courts were, in effect, to 'write their own
ticket' under the guise of federal common law after permits have
already been issued and permitees have been planning and operating
in reliance on them."
Id. at
451 U. S. 326.
Ironically, today the Court holds that federal district courts may,
in effect, "write their own ticket" under the guise of federal
common law
before permits have been issued.
The Court distinguishes
TVA v. Hill, 437 U.
S. 153, on the ground that the Endangered Species Act
contained a "flat ban" on the destruction of critical habitats.
Ante at
456 U. S. 314.
But the statute involved in this case also contains a flat ban
against discharges of pollutants into coastal waters without a
permit. [
Footnote 2/13] Surely
the congressional directive to protect the
Page 456 U. S. 332
Nation's waters from gradual but possibly irreversible
contamination is no less clear than the command to protect the
snail darter. [
Footnote 2/14] To
assume that Congress has placed a greater value on the protection
of vanishing forms of animal life than on the protection of our
water resources is to ignore the text, the legislative history
[
Footnote 2/15] and the
previously consistent interpretation of this statute. [
Footnote 2/16]
It is true that, in
TVA v. Hill, there was no room for
compromise between the federal project and the statutory objective
to preserve an endangered species; either the snail
Page 456 U. S. 333
darter or the completion of the Tellico Dam had to be
sacrificed. In the FWPCA, the Court tells us, the congressional
objective is to protect the integrity of the Nation's waters, not
to protect the integrity of the permit process.
Ante at
456 U. S. 314.
Therefore, the Court continues,
ante at
456 U. S. 315,
a federal court may compromise the process chosen by Congress to
protect our waters as long as the court is content that the waters
are not actually being harmed by the particular discharge of
pollutants.
On analysis, however, this reasoning does not distinguish the
two cases. Courts are in no better position to decide whether the
permit process is necessary to achieve the objectives of the FWPCA
than they are to decide whether the destruction of the snail darter
is an acceptable cost of completing the Tellico Dam. Congress has
made both decisions, and there is nothing in the respective
statutes or legislative histories to suggest that Congress invited
the federal courts to second-guess the former decision any more
than the latter.
A disregard of the respective roles of the three branches of
government also tarnishes the Court's other principal argument in
favor of expansive equitable discretion in this area. [
Footnote 2/17] The Court points out that
Congress intended to halt water pollution gradually, not
immediately, and that "the scheme as a whole contemplates the
exercise of discretion and balancing of equities."
Ante at
456 U. S. 316.
In the Court's words, Congress enacted a "scheme of phased
compliance."
Ibid. Equitable discretion in enforcing the
statute, the Court states, is therefore consistent with the
statutory scheme.
The Court's sophistry is premised on a gross misunderstanding of
the statutory scheme. Naturally, in 1972, Congress did not expect
dischargers to end pollution immediately. [
Footnote 2/18] Rather, it entrusted to expert
administrative
Page 456 U. S. 334
agencies the task of establishing timetables by which
dischargers could reach that ultimate goal. These timetables are
determined by the agencies and included in the NPDES permits; the
conditions in the permits constitute the terms by which compliance
with the statute is measured. [
Footnote 2/19] Quite obviously, then, the requirement
that each discharger subject itself to the permit process is
crucial to the operation of the "scheme of phased compliance." By
requiring each discharger to obtain a permit
before
continuing its discharges of pollutants, Congress demonstrated an
intolerance for delay in compliance with the statute. It is also
obvious that the "exercise of discretion and balancing of equities"
were tasks delegated by Congress to expert agencies, not to federal
courts, yet the Court simply ignores the difference.
IV
The decision in
TVA v. Hill did not depend on any
peculiar or unique statutory language. Nor did it rest on any
special interest in snail darters. The decision reflected a
profound
Page 456 U. S. 335
respect for the law and the proper allocation of lawmaking
responsibilities in our Government. [
Footnote 2/20] There we refused to sit as a committee
of review. Today the Court authorizes freethinking federal judges
to do just that. Instead of requiring adherence to carefully
integrated statutory procedures that assign to nonjudicial
decisionmakers the responsibilities for evaluating potential harm
to our water supply as well as potential harm to our national
security, the Court unnecessarily and casually substitutes the
chancellor's clumsy foot for the rule of law.
I respectfully dissent.
[
Footnote 2/1]
Cf. Steelworkers v. United States, 361 U. S.
39,
361 U. S. 54-59
(Frankfurter and Harlan, JJ., concurring).
[
Footnote 2/2]
"Whether or not the Navy's activities in fact harm the coastal
waters, it has an absolute statutory obligation to stop any
discharges of pollutants until the permit procedure has been
followed and the Administrator of the Environmental Protection
Agency, upon review of the evidence, has granted a permit."
Romero-Barcelo v. Brown, 643 F.2d 835, 861 (CA1
1981).
This statement by the Court of Appeals is entirely consistent
with the comments in the Senate Report on the legislation that
"[e]nforcement of violations . . . should be based on relatively
narrow fact situations requiring a minimum of discretionary
decisionmaking or delay,"
and that "the issue before the courts would be a factual one of
whether there had been compliance." S.Rep. No. 92-414, pp. 64, 80
(1971).
[
Footnote 2/3]
The statute expressly subjects federal agencies to all laws
"respecting the control and abatement of water pollution in the
same manner, and to the same extent as any nongovernmental entity."
33 U.S.C. § 1323(a) (1976 ed., Supp. IV). Indeed, Congress required
federal agencies "to provide national leadership in the control of
water pollution," S.Rep. No. 92-414,
supra, at 67, and to
"be a model for the Nation," H.R.Rep. No. 92-911, p. 118
(1972).
[
Footnote 2/4]
"Not only are the technical problems difficult -- doubtless the
reason Congress vested authority to administer the Act in
administrative agencies possessing the necessary expertise -- but
the general area is particularly unsuited to the approach
inevitable under a regime of federal common law. Congress
criticized past approaches to water pollution control as being
'sporadic' and '
ad hoc,' S.Rep. No. 92-414, p. 95 (1971),
2 Leg.Hist. 1511, apt characterizations of any judicial approach
applying federal common law,
see Wilburn Boat Co. v. Fireman's
Fund Ins. Co., 348 U. S. 310,
348 U. S.
319 (1955)."
Milwaukee v. Illinois, 451 U.
S. 304,
451 U. S.
325.
[
Footnote 2/5]
In my opinion, the national security considerations that were
persuasive to the District Court are not matters that are suitable
for judicial evaluation. Congress has wisely given the President
virtually unlimited authority to exempt the military from the
statute on national defense grounds. If those grounds justify an
exemption in this case, the Navy clearly should have obtained it
from its Commander in Chief, not from a judge unlearned in such
matters. This Court, however, makes the curious argument that the
Presidential exemption was intended to permit
noncompliance with the statute, and therefore merely
complements the equitable discretion of a district court also to
authorize noncompliance.
Ante at
456 U. S.
318-319.
[
Footnote 2/6]
The District Court ordered the Navy to file for an NPDES permit
"
with all deliberate speed.'" Romero-Barcelo v.
Brown, 478 F.
Supp. 646, 708 (PR 1979) (quoting Brown v. Board of
Education, 349 U. S. 294,
349 U. S.
301).
[
Footnote 2/7]
It is ironic that the Court comes to the aid of the Navy even
though Congress authorized an executive exemption for federal
(particularly military) operations but no analogous exemption for
important private activities, and even though Congress intended
federal agencies to assume a leadership role in the water pollution
control effort. To paraphrase the Senate Report the Federal
Government cannot expect private industry to obey the law by
ceasing discharges of pollutants until a permit is obtained if the
Federal Government is not willing to obey the same law, or at least
invoke a statutory exemption.
See S.Rep. No. 92-414, p. 67
(1971).
[
Footnote 2/8]
The Navy has been in continuous violation of the statute during
the entire decade since its enactment.
[
Footnote 2/9]
Indeed, I am unaware of any case in which the Court has
permitted a statutory violation to continue.
[
Footnote 2/10]
In the steel seizure case, Justice Frankfurter rejected "the
Government's argument that overriding public interest prevents the
issuance of the injunction despite the illegality of the
seizure":
"'Balancing the equities' when considering whether an injunction
should issue is lawyers' jargon for choosing between conflicting
public interests. When Congress itself has struck the balance, has
defined the weight to be given the competing interests, a court of
equity is not justified in ignoring that pronouncement under the
guise of exercising equitable discretion."
Youngstown Sheet & Tube Co. v. Sawyer, 343 U.
S. 579,
343 U. S.
609-610 (concurring opinion).
[
Footnote 2/11]
"The petitioners contend that the statutory scheme provides no
guidance, beyond indicating that backpay awards are within the
District Court's discretion. We disagree. It is true that backpay
is not an automatic or mandatory remedy; like all other remedies
under the Act, it is one which the courts 'may' invoke. The scheme
implicitly recognizes that there may be cases calling for one
remedy but not another, and -- owing to the structure of the
federal judiciary -- these choices are, of course, left in the
first instance to the district courts. However, such discretionary
choices are not left to a court's 'inclination, but to its
judgment; and its judgment is to be guided by sound legal
principles.'
United States v. Burr, 25 F. Cas. 30, 35 (No.
14,692d) (CC Va. 1807) (Marshall, C.J.). The power to award backpay
was bestowed by Congress, as part of a complex legislative design
directed at a historic evil of national proportions. A court must
exercise this power 'in light of the large objectives of the Act,'
Hecht Co. v. Bowles, 321 U. S. 321,
321 U. S.
331 (1944). That the court's discretion is equitable in
nature,
see Curtis v. Loether, 415 U. S.
189,
415 U. S. 197 (1974), hardly
means that it is unfettered by meaningful standards or shielded
from thorough appellate review. In
Mitchell v. DeMario
Jewelry, 361 U. S. 288,
361 U. S.
292 (1960), this Court held, in the face of a silent
statute, that district courts enjoyed the 'historic power of
equity' to award lost wages to workmen unlawfully discriminated
against under § 17 of the Fair Labor Standards Act of 1938, 52
Stat. 1069, as amended, 29 U.S.C. § 217 (1958 ed.). The Court
simultaneously noted that 'the statutory purposes [leave] little
room for the exercise of discretion not to order reimbursement.'
361 U.S. at
361 U. S. 296."
"It is true that '[e]quity eschews mechanical rules . . . [and]
depends on flexibility.'
Holmberg v. Armbrecht,
327 U. S.
392,
327 U. S. 396 (1946). But
when Congress invokes the Chancellor's conscience to further
transcendent legislative purposes, what is required is the
principled application of standards consistent with those purposes,
and not 'equity [which] varies like the Chancellor's foot.'
Important national goals would be frustrated by a regime of
discretion that 'produce[d] different results for breaches of duty
in situations that cannot be differentiated in policy.'
Moragne
v. States Marine Lines, 398 U. S. 375,
398 U. S.
405 (1970)."
Albemarle Paper Co. v. Moody, 422 U.
S. 405,
422 U. S.
415-417 (footnotes omitted).
[
Footnote 2/12]
"The objective of this statute is in some respects similar to
that sought in nuisance suits, where courts have fully exercised
their equitable discretion and ingenuity in ordering remedies.
E.g., Spur Industries, Inc. v. Del E. Webb Development
Co., 108 Ariz. 178,
494 P.2d 700
(1972);
Boomer v. Atlantic Cement Co., 26 N.Y.2d 219, 257
N.E.2d 870 (1970)."
Ante at
456 U. S. 314,
n. 7.
[
Footnote 2/13]
Indeed, this proposition has been consistently, repeatedly, and
unequivocally reaffirmed by this Court:
"The discharge of 'pollutants' into water is unlawful without a
permit issued by the Administrator of the EPA or, if a State has
developed a program that complies with the FWPCA, by the
State."
Train v. Colorado Public Interest Research Group,
426 U. S. 1,
426 U. S. 7.
"Under the NPDES, it is unlawful for any person to discharge a
pollutant without obtaining a permit and complying with its
terms."
EPA v. California ex rel. State Water Resources Control
Board, 426 U. S. 200,
426 U. S.
205.
"We conclude that, at least so far as concerns the claims of
respondents, Congress has not left the formulation of appropriate
federal standards to the courts through application of often vague
and indeterminate nuisance concepts and maxims of equity
jurisprudence, but rather has occupied the field through the
establishment of a comprehensive regulatory program supervised by
an expert administrative agency."
Milwaukee v. Illinois, 451 U.S. at
451 U. S. 317.
In
EPA v. National Crushed Stone Assn., 449 U. S.
64, the Court read the "plain language of the statute,"
id. at
449 U. S. 73, to
require private firms "either to conform to BPT standards or to
cease production."
Id. at
449 U. S.
76.
[
Footnote 2/14]
"Congress' intent in enacting the Amendments was clearly to
establish an all-encompassing program of water pollution
regulation.
Every point source discharge is prohibited
unless covered by a permit, which directly subjects the discharger
to the administrative apparatus established by Congress to achieve
its goals."
Milwaukee v. Illinois, supra, at
451 U. S. 318
(emphasis in original; footnote omitted).
[
Footnote 2/15]
The Senate Report emphasized that,
"if the timetables established throughout the Act are to be met,
the threat of sanction must be real, and enforcement provisions
must be swift and direct."
S.Rep. No. 92-414, P. 65 (1971).
[
Footnote 2/16]
"The establishment of such a self-consciously comprehensive
program by Congress, which certainly did not exist when
Illinois
v. Milwaukee[,
406 U. S. 91,] was decided,
strongly suggests that there is no room for courts to attempt to
improve on that program with federal common law."
Milwaukee v. Illinois, supra, at
451 U. S.
319.
Today's holding that a federal court has inherent power to grant
exemptions from the statutory permit requirement presents a
dramatic contrast with the holding in
Milwaukee v.
Illinois:
"Federal courts lack authority to impose more stringent effluent
limitations under federal common law than those imposed by the
agency charged by Congress with administering this comprehensive
scheme."
451 U.S. at
451 U. S.
320.
[
Footnote 2/17]
See also 456
U.S. 305fn2/5|>n. 5,
supra.
[
Footnote 2/18]
"The Committee believes that the no-discharge declaration in
Section 13 of the 1899 Refuse Act is useful as an enforcement tool.
Therefore, this section [§ 301] declares the discharge of
pollutants unlawful. The Committee believes it is important to
clarify this point: no one has the right to pollute."
"But the Committee recognizes the impracticality of any effort
to halt all pollution immediately. Therefore, this section provides
an exception if the discharge meets the requirements of this
section, Section 402, and others listed in the bill."
S.Rep. No. 92-414,
supra, at 43.
[
Footnote 2/19]
"An NPDES permit serves to transform generally applicable
effluent limitations and other standards -- including those based
on water quality -- into the obligations (including a timetable for
compliance) of the individual discharger, and the Amendments
provide for direct administrative and judicial enforcement of
permits. With few exceptions, for enforcement purposes, a
discharger in compliance with the terms and conditions of an NPDES
permit is deemed to be in compliance with those sections of the
Amendments on which the permit conditions are based. In short, the
permit defines, and facilitates compliance with, and enforcement
of, a preponderance of a discharger's obligations under the
Amendments."
EPA v. California ex rel. State Water Resources Control
Board, 426 U.S. at
426 U. S. 205
(citations omitted).
[
Footnote 2/20]
Our individual appraisal of the wisdom or unwisdom of a
particular course consciously selected by the Congress is to be put
aside in the process of interpreting a statute. Once the meaning of
an enactment is discerned and its constitutionality determined, the
judicial process comes to an end. We do not sit as a committee of
review, nor are we vested with the power of veto. The lines
ascribed to Sir Thomas More by Robert Bolt are not without
relevance here:
"'The law, Roper, the law. I know what's legal, not what's
right. And I'll stick to what's legal. . . . I'm
not God.
The currents and eddies of right and wrong, which you find such
plain-sailing, I can't navigate, I'm no voyager. But in the
thickets of the law, oh there I'm a forester. . . . What would you
do? Cut a great road through the law to get after the Devil? . . .
And when the last law was down, and the Devil turned round on you
-- where would you hide, Roper, the laws all being flat? . . . This
country's planted thick with laws from coast to coast -- Man's
laws, not God's -- and if you cut them down . . . d'you really
think you could stand upright in the winds that would blow then? .
. . Yes, I'd give the Devil benefit of law, for my own safety's
sake.' R. Bolt, A Man for All Seasons, Act I, p. 147 (Three Plays,
Heinemann ed.1967)."
"We agree with the Court of Appeals that, in our constitutional
system, the commitment to the separation of powers is too
fundamental for us to preempt congressional action by judicially
decreeing what accords with 'common sense and the public weal.' Our
Constitution vests such responsibilities in the political
branches."
TVA v. Hill, 437 U. S. 153,
437 U. S.
194-195.