An ordinance of appellant village requires a business to obtain
a license if it sells any items that are "designed or marketed for
use with illegal cannabis or drugs." Guidelines define the items
(such as "roach clips," which are used to smoke cannabis, "pipes,"
and "paraphernalia"), the sale of which is required to be licensed.
Appellee, which sold a variety of merchandise in its store,
including "roach clips" and specially designed pipes used to smoke
marihuana, upon being notified that it was in possible violation of
the ordinance, brought suit in Federal District Court, claiming
that the ordinance is unconstitutionally vague and overbroad, and
requesting injunctive and declaratory relief and damages. The
District Court upheld the ordinance and awarded judgment to the
village defendants. The Court of Appeals reversed on the ground
that the ordinance is unconstitutionally vague on its face.
Held: The ordinance is not facially overbroad or vague,
but is reasonably clear in its application to appellee. Pp.
455 U. S.
494-505.
(a) In a facial challenge to the overbreadth and vagueness of an
enactment, a court must first determine whether the enactment
reaches a substantial amount of constitutionally protected conduct.
If it does not, the overbreadth challenge must fail. The court
should then examine the facial vagueness challenge and should
uphold such challenge only if the enactment is impermissibly vague
in all of its applications. Pp.
455 U. S.
494-495.
(b) The ordinance here does not violate appellee's First
Amendment rights, nor is it overbroad because it inhibits such
rights of other parties. The ordinance does not restrict speech as
such, but simply regulates the commercial marketing of items that
the labels reveal may be used for an illicit purpose, and thus does
not embrace noncommercial speech. With respect to any commercial
speech interest implicated, the ordinance's restriction on the
manner of marketing does not appreciably limit appellee's
communication of information, except to the extent it is directed
at commercial activity promoting or encouraging illegal drug use,
an activity which, if deemed "speech," is speech proposing an
illegal transaction, and thus subject to government regulation or
ban. It is irrelevant whether the ordinance has an overbroad scope
encompassing other persons' commercial speech, since the
overbreadth doctrine does not apply to commercial speech. Pp.
455 U. S.
495-497.
Page 455 U. S. 490
(c) With respect to the facial vagueness challenge, appellee has
not shown that the ordinance is impermissibly vague in all of its
applications. The ordinance's language "designed . . . for use" is
not unconstitutionally vague on its face, since it is clear that
such standard encompasses at least an item that is principally used
with illegal drugs by virtue of its objective features,
i.e., features designed by the manufacturer. Thus, the
"designed for use" standard is sufficiently clear to cover at least
some of the items that appellee sold, such as "roach clips" and the
specially designed pipes. As to the "marketed for use" standard,
the guidelines refer to the display of paraphernalia and to the
proximity of covered items to otherwise uncovered items, and thus
such standard requires scienter on the part of the retailer. Under
this test, appellee had ample warning that its marketing activities
required a license, and by displaying a certain magazine and
certain books dealing with illegal drugs physically close to pipes
and colored rolling paper, it was in clear violation of the
guidelines, as it was in selling "roach clips." Pp.
455 U. S.
499-503.
(d) The ordinance's language is sufficiently clear that the
speculative danger of arbitrary enforcement does not render it void
for vagueness in a pre-enforcement facial challenge. Pp.
455 U. S.
503-504.
639 F.2d 373, reversed and remanded.
MARSHALL, J., delivered the opinion of the Court, in which
BURGER, C.J., and BRENNAN, BLACKMUN, POWELL, REHNQUIST, and
O'CONNOR, JJ., joined. WHITE, J., filed an opinion concurring in
the judgment,
post, p.
455 U. S. 507.
STEVENS, J., took no part in the consideration or decision of the
case.
Page 455 U. S. 491
JUSTICE MARSHALL delivered the opinion of the Court.
This case presents a preenforcement facial challenge to a drug
paraphernalia ordinance on the ground that it is unconstitutionally
vague and overbroad. The ordinance in question requires a business
to obtain a license if it sells any items that are "designed or
marketed for use with illegal cannabis or drugs." Village of
Hoffman Estates Ordinance No. 969-1978. The United States Court of
Appeals for the Seventh Circuit held that the ordinance is vague on
its face. 639 F.2d 373 (1981). We noted probable jurisdiction, 452
U.S. 904 (1981), and now reverse.
I
For more than three years prior to May 1, 1978, appellee The
Flipside, Hoffman Estates, Inc. (Flipside), sold a variety of
merchandise, including phonographic records, smoking accessories,
novelty devices, and jewelry, in its store located in the village
of Hoffman Estates, Ill. (village). [
Footnote 1] On February
Page 455 U. S. 492
20, 1978, the village enacted an ordinance regulating drug
paraphernalia, to be effective May 1, 1978. [
Footnote 2] The ordinance makes it unlawful for
any person
"to sell any items, effect, paraphernalia, accessory or thing
which is designed or marketed for use with illegal cannabis or
drugs, as defined by Illinois Revised Statutes, without obtaining a
license therefor."
The license fee is $150. A business must also file affidavits
that the licensee and its employees have not been convicted of a
drug-related offense. Moreover, the business must keep a record of
each sale of a regulated item, including the name and address of
the purchaser, to be open to police inspection. No regulated item
may be sold to a minor. A violation is subject to a fine of not
less than $10 and not more than $500, and each day that a violation
continues gives rise to a separate offense. A series of licensing
guidelines prepared by the Village Attorney define "Paper," "Roach
Clips," "Pipes," and "Paraphernalia," the sale of which is required
to be licensed. [
Footnote
3]
Page 455 U. S. 493
After an administrative inquiry, the village determined that
Flipside and one other store appeared to be in violation of the
ordinance. The Village Attorney notified Flipside of the existence
of the ordinance, and made a copy of the ordinance and guidelines
available to Flipside. Flipside's owner asked for guidance
concerning which items were covered by the ordinance; the Village
Attorney advised him to remove items in a certain section of the
store "for his protection," and he did so. App. 71. The items
included, according to Flipside's description, a clamp, chain
ornaments, an "alligator" clip, key chains, necklaces, earrings,
cigarette holders, glove stretchers, scales, strainers, a
pulverizer, squeeze bottles, pipes, water pipes, pins, an herb
sifter, mirrors, vials, cigarette rolling papers, and tobacco
snuff. On May 30, 1978, instead of applying for a license or
seeking clarification via the administrative procedures that the
village had established for its licensing ordinances, [
Footnote 4] Flipside filed this lawsuit
in the United States District Court for the Northern District of
Illinois.
The complaint alleged,
inter alia, that the ordinance
is unconstitutionally vague and overbroad, and requested injunctive
and declaratory relief and damages. The District Court, after
hearing testimony, declined to grant a preliminary injunction. The
case was tried without a jury on additional evidence and stipulated
testimony. The court issued
Page 455 U. S. 494
an opinion upholding the constitutionality of the ordinance, and
awarded judgment to the village defendants.
485 F.
Supp. 400 (1980).
The Court of Appeals reversed on the ground that the ordinance
is unconstitutionally vague on its face. The court reviewed the
language of the ordinance and guidelines and found it vague with
respect to certain conceivable applications, such as ordinary pipes
or "paper clips sold next to Rolling Stone magazine." 639 F.2d at
382. It also suggested that the "subjective" nature of the
"marketing" test creates a danger of arbitrary and discriminatory
enforcement against those with alternative lifestyles.
Id.
at 384. Finally, the court determined that the availability of
administrative review or guidelines cannot cure the defect. Thus,
it concluded that the ordinance is impermissibly vague on its
face.
II
In a facial challenge to the overbreadth and vagueness of a law,
[
Footnote 5] a court's first
task is to determine whether the enactment reaches a substantial
amount of constitutionally protected conduct. [
Footnote 6] If it does not, then the overbreadth
challenge must fail. The court should then examine the facial
vagueness challenge and, assuming the enactment implicates
Page 455 U. S. 495
no constitutionally protected conduct, should uphold the
challenge only if the enactment is impermissibly vague in all of
its applications. A plaintiff who engages in some conduct that is
clearly proscribed cannot complain of the vagueness of the law as
applied to the conduct of others. [
Footnote 7] A court should therefore examine the
complainant's conduct before analyzing other hypothetical
applications of the law.
The Court of Appeals in this case did not explicitly consider
whether the ordinance reaches constitutionally protected conduct
and is overbroad, nor whether the ordinance is vague in all of its
applications. Instead, the court determined that the ordinance is
void for vagueness because it is unclear in some of its
applications to the conduct of Flipside and of other hypothetical
parties. Under a proper analysis, however, the ordinance is not
facially invalid.
III
We first examine whether the ordinance infringes Flipside's
First Amendment rights or is overbroad because it inhibits the
First Amendment rights of other parties. Flipside makes the
exorbitant claim that the village has imposed a "prior restraint"
on speech because the guidelines treat the proximity of
drug-related literature as an indicium that paraphernalia are
"marketed for use with illegal cannabis or
Page 455 U. S. 496
drugs." Flipside also argues that, because the presence of
drug-related designs, logos, or slogans on paraphernalia may
trigger enforcement, the ordinance infringes "protected symbolic
speech." Brief for Appellee 25.
These arguments do not long detain us. First, the village has
not directly infringed the noncommercial speech of Flipside or
other parties. The ordinance licenses and regulates the sale of
items displayed "with" or "within proximity of" "literature
encouraging illegal use of cannabis or illegal drugs," Guidelines,
supra, n 3, but does
not prohibit or otherwise regulate the sale of literature itself.
Although drug-related designs or names on cigarette papers may
subject those items to regulation, the village does not restrict
speech as such, but simply regulates the commercial marketing of
items that the labels reveal may be used for an illicit purpose.
The scope of the ordinance therefore does not embrace noncommercial
speech.
Second, insofar as any
commercial speech interest is
implicated here, it is only the attenuated interest in displaying
and marketing merchandise in the manner that the retailer desires.
We doubt that the village's restriction on the manner of marketing
appreciably limits Flipside's communication of information
[
Footnote 8] -- with one
obvious and telling exception. The ordinance is expressly directed
at commercial activity promoting or encouraging illegal drug use.
If that activity is deemed "speech," then it is speech proposing an
illegal transaction, which a government may regulate or ban
entirely.
Central Hudson Gas & Electric Corp. v. Public
Service Comm'n, 447 U. S. 557,
447 U. S.
563-564 (1980);
Pittsburgh Press Co. v. Human
Relations Comm'n, 413 U. S. 376,
413 U. S. 388
(1973). Finally, it is irrelevant whether the ordinance has an
Page 455 U. S. 497
overbroad scope encompassing protected commercial speech of
other persons, because the overbreadth doctrine does not apply to
commercial speech.
Central Hudson, supra, at
447 U. S. 565,
n. 8. [
Footnote 9]
IV
A
A law that does not reach constitutionally protected conduct and
therefore satisfies the overbreadth test may nevertheless be
challenged on its face as unduly vague, in violation of due
process. To succeed, however, the complainant must demonstrate that
the law is impermissibly vague in all of its applications. Flipside
makes no such showing.
Page 455 U. S. 498
The standards for evaluating vagueness were enunciated in
Grayned v. City of Rockford, 408 U.
S. 104,
408 U. S. 109
(1972):
"Vague laws offend several important values. First, because we
assume that man is free to steer between lawful and unlawful
conduct, we insist that laws give the person of ordinary
intelligence a reasonable opportunity to know what is prohibited,
so that he may act accordingly. Vague laws may trap the innocent by
not providing fair warning. Second, if arbitrary and discriminatory
enforcement is to be prevented, laws must provide explicit
standards for those who apply them. A vague law impermissibly
delegates basic policy matters to policemen, judges, and juries for
resolution on an
ad hoc and subjective basis, with the
attendant dangers of arbitrary and discriminatory
applications."
(Footnotes omitted.)
These standards should not, of course, be mechanically applied.
The degree of vagueness that the Constitution tolerates -- as well
as the relative importance of fair notice and fair enforcement --
depends in part on the nature of the enactment. Thus, economic
regulation is subject to a less strict vagueness test because its
subject matter is often more narrow, [
Footnote 10] and because businesses, which face economic
demands to plan behavior carefully, can be expected to consult
relevant legislation in advance of action. [
Footnote 11] Indeed, the regulated enterprise
may have the ability to clarify the meaning of the regulation by
its own inquiry, or by resort to an administrative process.
[
Footnote 12] The Court has
also expressed greater tolerance of
Page 455 U. S. 499
enactments with civil, rather than criminal, penalties because
the consequences of imprecision are qualitatively less severe.
[
Footnote 13] And the Court
has recognized that a scienter requirement may mitigate a law's
vagueness, especially with respect to the adequacy of notice to the
complainant that his conduct is proscribed. [
Footnote 14]
Finally, perhaps the most important factor affecting the clarity
that the Constitution demands of a law is whether it threatens to
inhibit the exercise of constitutionally protected rights. If, for
example, the law interferes with the right of free speech or of
association, a more stringent vagueness test should apply.
[
Footnote 15]
B
This ordinance simply regulates business behavior and contains a
scienter requirement with respect to the alternative "marketed for
use" standard. The ordinance nominally imposes only civil
penalties. However, the village concedes that the ordinance is
"quasi-criminal," and its prohibitory and stigmatizing effect may
warrant a relatively strict test. [
Footnote 16]
Page 455 U. S. 500
Flipside's facial challenge fails because, under the test
appropriate to either a quasi-criminal or a criminal law, the
ordinance is sufficiently clear as applied to Flipside.
The ordinance requires Flipside to obtain a license if it
sells
"any items, effect, paraphernalia, accessory or thing which is
designed or marketed for use with illegal cannabis or drugs, as
defined by the Illinois Revised Statutes."
Flipside expresses no uncertainty about which drugs this
description encompasses; as the District Court noted, 485 F. Supp.
at 406, Illinois law clearly defines cannabis and numerous other
controlled drugs, including cocaine. Ill.Rev.Stat., ch. 56 1/2, ��
703 and 1102(g) (1980). On the other hand, the words "items,
effect, paraphernalia, accessory or thing" do not identify the type
of merchandise that the village desires to regulate. [
Footnote 17] Flipside's challenge
thus appropriately focuses on the language "designed or marketed
for use." Under either the "designed for use" or "marketed for use"
standard, we conclude that at least some of the items sold by
Flipside are covered. Thus, Flipside's facial challenge is
unavailing.
1. "Designed for use"
The Court of Appeals objected that "designed . . . for use" is
ambiguous with respect to whether items must be inherently suited
only for drug use; whether the retailer's intent or manner of
display is relevant; and whether the intent of a third party, the
manufacturer, is critical, since the manufacturer is the
"designer." 639 F.2d at 380-381. For the reasons that follow, we
conclude that this language is not unconstitutionally vague on its
face.
The Court of Appeals' speculation about the meaning of "design"
is largely unfounded. The guidelines refer to "paper
Page 455 U. S. 501
of colorful design" and to other specific items as conclusively
"designed" or not "designed" for illegal use. [
Footnote 18] A principal meaning of "design" is
"[t]o fashion according to a plan." Webster's New International
Dictionary of the English Language 707 (2d ed.1957).
Cf.
Lanzetta v. New Jersey, 306 U. S. 451,
306 U. S. 454,
n. 3 (1939). It is therefore plain that the standard encompasses at
least an item that is principally used with illegal drugs by virtue
of its objective features,
i.e., features designed by the
manufacturer. A business person of ordinary intelligence would
understand that this term refers to the design of the manufacturer,
not the intent of the retailer or customer. It is also sufficiently
clear that items which are principally used for nondrug purposes,
such as ordinary pipes, are not "designed for use" with illegal
drugs. Moreover, no issue of fair warning is present in this case,
since Flipside concedes that the phrase refers to structural
characteristics of an item. [
Footnote 19]
Page 455 U. S. 502
The ordinance and guidelines do contain ambiguities.
Nevertheless, the "designed for use" standard is sufficiently clear
to cover at least some of the items that Flipside sold. The
ordinance, through the guidelines, explicitly regulates "roach
clips." Flipside's co-operator admitted that the store sold such
items,
see Tr. 26, 30, and the village Chief of Police
testified that he had never seen a "roach clip" used for any
purpose other than to smoke cannabis. App. 52. The Chief also
testified that a specially designed pipe that Flipside marketed is
typically used to smoke marihuana.
Ibid. Whether further
guidelines, administrative rules, or enforcement policy will
clarify the more ambiguous scope of the standard in other respects
is of no concern in this facial challenge.
2. "Marketed for use"
Whatever ambiguities the "designed . . . for use" standard may
engender, the alternative "marketed for use" standard is
transparently clear: it describes a retailer's intentional display
and marketing of merchandise. The guidelines refer to the display
of paraphernalia, and to the proximity of covered items to
otherwise uncovered items. A retail store therefore must obtain a
license if it deliberately displays its wares in a manner that
appeals to or encourages illegal drug use. The standard requires
scienter, since a retailer could scarcely "market" items "for" a
particular use without intending that use.
Under this test, Flipside had ample warning that its marketing
activities required a license. Flipside displayed the magazine High
Times and books entitled Marijuana Grower's Guide, Children's
Garden of Grass, and The Pleasures of Cocaine, physically close to
pipes and colored rolling papers, in clear violation of the
guidelines. As noted above, Flipside's co-operator admitted that
his store sold "roach clips," which are principally used for
illegal purposes. Finally, in the
Page 455 U. S. 503
same section of the store, Flipside had posted the sign, "You
must be 18 or older to purchase any head supplies." [
Footnote 20] Tr. 30.
V
The Court of Appeals also held that the ordinance provides
insufficient standards for enforcement. Specifically, the court
feared that the ordinance might be used to harass individuals with
alternative lifestyles and views. 639 F.2d at 384. In reviewing a
business regulation for facial vagueness, however, the principal
inquiry is whether the law affords fair warning of what is
proscribed. Moreover, this emphasis is almost inescapable in
reviewing a preenforcement challenge to a law. Here, no evidence
has been, or could be, introduced to indicate whether the ordinance
has been enforced in a discriminatory manner or with the aim of
inhibiting unpopular speech. The language of the ordinance is
sufficiently clear that the speculative danger of arbitrary
enforcement does not render the ordinance void for vagueness.
Cf. Papachristou v. City of Jacksonville, 405 U.
S. 156,
405 U. S.
168-171 (1972);
Coates v. City of Cincinnati,
402 U. S. 611,
402 U. S. 614
(1971).
We do not suggest that the risk of discriminatory enforcement is
insignificant here. Testimony of the Village Attorney who drafted
the ordinance, the village President, and the Police Chief revealed
confusion over whether the ordinance applies to certain items, as
well as extensive reliance on the "judgment" of police officers to
give meaning to the ordinance and to enforce it fairly. At this
stage, however, we are not prepared to hold that this risk
jeopardizes the entire ordinance. [
Footnote 21]
Page 455 U. S. 504
Nor do we assume that the village will take no further steps to
minimize the dangers of arbitrary enforcement. The village may
adopt administrative regulations that will sufficiently narrow
potentially vague or arbitrary interpretations of the ordinance. In
economic regulation especially, such administrative regulation will
often suffice to clarify a standard with an otherwise uncertain
scope. We also find it significant that the village, in testimony
below, primarily relied on the "marketing" aspect of the standard,
which does not require the more ambiguous item-by-item analysis of
whether paraphernalia are "designed for" illegal drug use, and
which therefore presents a lesser risk of discriminatory
enforcement.
"Although it is possible that specific future applications . . .
may engender concrete problems of constitutional dimension, it will
be time enough to consider any such problems when they arise."
Joseph E. Seagram & Sons, Inc. v. Hostetter,
384 U. S. 35,
384 U. S. 52
(1966). [
Footnote 22]
VI
Many American communities have recently enacted laws regulating
or prohibiting the sale of drug paraphernalia.
Page 455 U. S. 505
To determine whether these laws are wise or effective is not, of
course, the province of this Court.
See Ferguson v.
Skrupa, 372 U. S. 726,
372 U. S.
728-730 (1963). We hold only that such legislation is
not facially overbroad or vague if it does not reach
constitutionally protected conduct and is reasonably clear in its
application to the complainant.
Accordingly, the judgment of the Court of Appeals is reversed,
and the case is remanded for further proceedings consistent with
this opinion.
It is so ordered.
JUSTICE STEVENS took no part in the consideration or decision of
this case.
|
455
U.S. 489app|
APPENDIX TO OPINION OF THE COURT
V
illage of Hoffman Estates Ordinance No. 960-1978
AN ORDINANCE AMENDING THE MUNICIPAL CODE
OF THE VILLAGE OF HOFFMAN ESTATES BY PROVIDING
FOR REGULATION OF ITEMS DESIGNED OR MARKETED FOR
USE WITH ILLEGAL CANNABIS OR DRUGS
WHEREAS, certain items designed or marketed for use with illegal
drugs are being retailed within the Village of Hoffman Estates,
Cook County, Illinois, and
WHEREAS, it is recognized that such items are legal retail items
and that their sale cannot be banned, and
WHEREAS, there is evidence that these items are designed or
marketed for use with illegal cannabis or drugs and it is in the
best interests of the health, safety and welfare of the citizens of
the Village of Hoffman Estates to regulate within the Village the
sale of items designed or marketed for use with illegal cannabis or
drugs.
NOW THEREFORE, BE IT ORDAINED by the President and Board of
Trustees of the Village of Hoffman Estates, Cook County, Illinois
as follows:
Page 455 U. S. 506
Section 1: That the Hoffman Estates Municipal Code be
amended by adding thereto an additional Section, Section 8-7-16,
which additional section shall read as follows:
"Sec. 8-7-16 -- ITEMS DESIGNED OR MARKETED FOR USE WITH ILLEGAL
CANNABIS OR DRUGS"
"A. License Required:"
"It shall be unlawful for any person or persons as principal,
clerk, agent or servant to sell any items, effect, paraphernalia,
accessory or thing which is designed or marketed for use with
illegal cannabis or drugs, as defined by Illinois Revised Statutes,
without obtaining a license therefor. Such licenses shall be in
addition to any or all other licenses held by applicant."
"B. Application:"
"Application to sell any item, effect, paraphernalia, accessory
or thing which is designed or marketed for use with illegal
cannabis or drugs shall, in addition to requirements of Article 1,
be accompanied by affidavits by applicant and each and every
employee authorized to sell such items that such person has never
been convicted of a drug-related offense."
"C. Minors:"
"It shall be unlawful to sell or give items as described in
Section 8-7-16A in any form to any male or female child under
eighteen years of age."
"D. Records:"
"Every licensee must keep a record of every item, effect,
paraphernalia, accessory or thing which is designed or marketed for
use with illegal cannabis or drugs which is sold and this record
shall be open to the inspection of any police officer at any time
during the hours of business. Such record shall contain the name
and address of the purchaser, the name and quantity of the product,
the date and time of the sale, and the licensee or agent of the
licensee's signature, such records shall be retained for not less
than two (2) years. "
Page 455 U. S. 507
"E. Regulations:"
"The applicant shall comply with all applicable regulations of
the Department of Health Services and the Police Department."
Section 2: That the Hoffman Estates Municipal Code be
amended by adding to Sec. 8-2-1 Fees: Merchants (Products) the
additional language as follows:
"Items designed or marketed for use with illegal cannabis or
drugs $150.00"
Section 3: Penalty. Any person violating any provision
of this ordinance shall be fined not less than ten dollars ($10.00)
nor more than five hundred dollars ($500.00) for the first offense
and succeeding offenses during the same calendar year, and each day
that such violation shall continue shall be deemed a separate and
distinct offense.
Section 4: That the Village Clerk be and is hereby
authorized to publish this ordinance in pamphlet form.
Section 5: That this ordinance shall be in full force
and effect May 1, 1978, after its passage, approval and publication
according to law.
[
Footnote 1]
More specifically, the District Court found:
"[Flipside] sold literature that included 'A Child's Garden of
Grass,' 'Marijuana Grower's Guide,' and magazines such as 'National
Lampoon,' 'Rolling Stone,' and 'High Times.' The novelty devices
and tobacco use-related items plaintiff displayed and sold in its
store ranged from small commodities such as clamps, chain ornaments
and earrings through cigarette holders, scales, pipes of various
types and sizes, to large water pipes, some designed for individual
use, some which as many as four persons can use with flexible
plastic tubes. Plaintiff also sold a large number of cigarette
rolling papers in a variety of colors. One of plaintiff's displayed
items was a mirror, about seven by nine inches with the word
'Cocaine' painted on its surface in a purple color. Plaintiff sold
cigarette holders, 'alligator clips,' herb sifters, vials, and a
variety of tobacco snuff."
485 F.
Supp. 400, 403 (ND Ill.1980).
[
Footnote 2]
The text of the ordinance is set forth in the
455
U.S. 489app|>Appendix to this opinion.
[
Footnote 3]
The guidelines provide:
"LICENSE GUIDELINES FOR ITEMS, EFFECT, PARAPHERNALIA, ACCESSORY
OR THING WHICH IS DESIGNED OR MARKETED FOR USE WITH ILLEGAL
CANNABIS OR DRUGS"
"Paper -- white paper or tobacco oriented paper not necessarily
designed for use with illegal cannabis or drugs may be displayed.
Other paper of colorful design, names oriented for use with illegal
cannabis or drugs and displayed are covered."
"Roach Clips -- designed for use with illegal cannabis or drugs
and therefore covered."
"Pipes -- if displayed away from the proximity of nonwhite paper
or tobacco oriented paper, and not displayed within proximity of
roach clips, or literature encouraging illegal use of cannabis or
illegal drugs are not covered; otherwise, covered."
"Paraphernalia -- if displayed with roach clips or literature
encouraging illegal use of cannabis or illegal drugs, it is
covered."
[
Footnote 4]
Ordinance No. 932-1977, the Hoffman Estates Administrative
Procedure Ordinance, was enacted prior to the drug paraphernalia
ordinance, and provides that an interested person may petition for
the adoption of an interpretive rule. If the petition is denied,
the person may place the matter on the agenda of an appropriate
village committee for review. The Village Attorney indicated that
no interpretive rules had been adopted with respect to the drug
paraphernalia ordinance, because no one had yet applied for a
license. App. 68.
[
Footnote 5]
A "facial" challenge, in this context, means a claim that the
law is "invalid
in toto -- and therefore incapable of any
valid application."
Steffel v. Thompson, 415 U.
S. 452,
415 U. S. 474
(1974). In evaluating a facial challenge to a state law, a federal
court must, of course, consider any limiting construction that a
state court or enforcement agency has proffered.
Grayned v.
City of Rockford, 408 U. S. 104,
408 U. S. 110
(1972).
[
Footnote 6]
In making that determination, a court should evaluate the
ambiguous as well as the unambiguous scope of the enactment. To
this extent, the vagueness of a law affects overbreadth analysis.
The Court has long recognized that ambiguous meanings cause
citizens to "
steer far wider of the unlawful zone' . . . than
if the boundaries of the forbidden areas were clearly marked."
Baggett v. Bullitt, 377 U. S. 360,
377 U. S. 372
(1964), quoting Speiser v. Randall, 357 U.
S. 513, 357 U. S. 526
(1958); see Grayned, supra, at 408 U. S. 109;
cf. Young v. American Mini Theatres, Inc., 427 U. S.
50, 427 U. S. 58-61
(1976).
[
Footnote 7]
"[V]agueness challenges to statutes which do not involve First
Amendment freedoms must be examined in the light of the facts of
the case at hand."
United States v. Mazurie, 419 U.
S. 544,
419 U. S. 550
(1975).
See United States v. Powell, 423 U. S.
87,
423 U. S. 92-93
(1975);
United States v. National Dairy Products Corp.,
372 U. S. 29,
372 U. S. 32-33,
36 (1963). "One to whose conduct a statute clearly applies may not
successfully challenge it for vagueness."
Parker v. Levy,
417 U. S. 733,
417 U. S. 756
(1974). The rationale is evident: to sustain such a challenge, the
complainant must prove that the enactment is vague
"'not in the sense that it requires a person to conform his
conduct to an imprecise but comprehensible normative standard, but
rather in the sense that no standard of conduct is specified at
all.'
Coates v. City of Cincinnati, 402 U. S.
611,
402 U. S. 614 (1971). Such a
provision simply has
no core."
Smith v. Goguen, 415 U. S. 566,
415 U. S. 578
(1974).
[
Footnote 8]
Flipside explained that it placed items that the village
considers drug paraphernalia in locations near a checkout counter
because some are "point of purchase" items and others are small and
apt to be shoplifted. App. 43. Flipside did not assert that its
manner of placement was motivated in any part by a desire to
communicate information to its customers.
[
Footnote 9]
Flipside also argues that the ordinance is "overbroad" because
it could extend to "innocent" and "lawful" uses of items, as well
as uses with illegal drugs. Brief for Appellee 10, 33-35. This
argument seems to confuse vagueness and overbreadth doctrines. If
Flipside is objecting that it cannot determine whether the
ordinance regulates items with some lawful uses, then it is
complaining of vagueness. We find that claim unpersuasive in this
preenforcement facial challenge.
See infra at
455 U. S.
497-504. If Flipside is objecting that the ordinance
would inhibit innocent uses of items found to be covered by the
ordinance, it is complaining of denial of substantive due process.
The latter claim obviously lacks merit. A retailer's right to sell
smoking accessories, and a purchaser's right to buy and use them,
are entitled only to minimal due process protection. Here, the
village presented evidence of illegal drug use in the community.
App. 37. Regulation of items that have some lawful as well as
unlawful uses is not an irrational means of discouraging drug use.
See Exxon Corp. v. Governor of Maryland, 437 U.
S. 117,
437 U. S.
124-125 (1978).
The hostility of some lower courts to drug paraphernalia laws --
and particularly to those regulating the sale of items that have
many innocent uses,
see, e.g., 639 F.2d 373, 381-383
(1981);
Record Revolution No. 6, Inc. v. City of Parma,
638 F.2d 916, 928 (CA6 1980),
vacated and remanded, 451
U.S. 1013 (1981) -- may reflect a belief that these measures are
ineffective in stemming illegal drug use. This perceived defect,
however, is not a defect of clarity. In the unlikely event that a
state court construed this ordinance as prohibiting the sale of all
pipes, of whatever description, then a seller of corncob pipes
could not complain that the law is unduly vague. He could, of
course, object that the law was not intended to cover such
items.
[
Footnote 10]
Papachristou v. City of Jacksonville, 405 U.
S. 156,
405 U. S. 162
(1972) (dictum; collecting case).
[
Footnote 11]
See, e.g., United States v. National Dairy Products
Corp., 372 U. S. 29
(1963).
Cf. Smith v. Goguen, 415 U.S. at
415 U. S.
574.
[
Footnote 12]
See Joseph E. Seagram & Sons, Inc. v. Hostetter,
384 U. S. 35,
384 U. S. 49
(1966);
McGowan v. Maryland, 366 U.
S. 420,
366 U. S. 428
(1961).
[
Footnote 13]
See Barenblatt v. United States, 360 U.
S. 109,
360 U. S. 137
(1959) (Black, J., with whom Warren, C.J., and Douglas, J., joined,
dissenting);
Winters v. New York, 333 U.
S. 507,
333 U. S. 515
(1948).
[
Footnote 14]
See, e.g., Colautti v. Franklin, 439 U.
S. 379,
439 U. S. 395
(1979);
Boyce Motor Lines v. United States, 342 U.
S. 337,
342 U. S. 342
(1952);
Screws v. United States, 325 U. S.
91,
325 U. S.
101-103 (1945) (plurality opinion).
See Note,
The Void for Vagueness Doctrine in the Supreme Court, 109
U.Pa.L.Rev. 67, 87, n. 98 (1960).
[
Footnote 15]
See, e.g., Papachristou, supra; Grayned, 408 U.S. at
408 U. S.
109.
[
Footnote 16]
The village stipulated that the purpose of the ordinance is to
discourage use of the regulated items. App. 33. Moreover, the
prohibitory and stigmatizing effects of the ordinance are clear. As
the Court of Appeals remarked,
"few retailers are willing to brand themselves as sellers of
drug paraphernalia, and few customers will buy items with the
condition of signing their names and addresses to a register
available to the police."
639 F.2d at 377. The proposed register is entitled, "Retail
Record for Items Designed or Marketed for Use with Illegal Cannabis
or Drugs." Record, Complaint, App. B. At argument, counsel for the
village admitted that the ordinance is "quasi-criminal." Tr. of
Oral Arg. 4-5.
[
Footnote 17]
The District Court apparently relied principally on the growing
vernacular understanding of "paraphernalia" as drug-related items,
and therefore did not separately analyze the meaning of "designed
or marketed for use." 485 F. Supp. at 405-407. We agree with the
Court of Appeals that a regulation of "paraphernalia" alone would
not provide much warning of the nature of the items regulated. 639
F.2d at 380.
[
Footnote 18]
The guidelines explicitly provide that "white paper . . . may be
displayed," and that "Roach Clips" are "designed for use with
illegal cannabis or drugs,
and therefore covered"
(emphasis added). The Court of Appeals criticized the latter
definition for failing to explain what a "roach clip" is. This
criticism is unfounded, because that technical term has
sufficiently clear meaning in the drug paraphernalia industry.
Without undue burden, Flipside could easily determine the meaning
of the term.
See American Heritage Dictionary of the
English Language 1122 (1980) (defining "roach" as "[t]he butt of a
marijuana cigarette"); R. Lingeman, Drugs from A to Z: A Dictionary
213-214 (1969) (defining "roach" and "roach holder"). Moreover, the
explanation that a retailer may display certain paper "not
necessarily designed for use" clarifies that the ordinance at least
embraces items that are necessarily designed for use with cannabis
or illegal drugs.
[
Footnote 19]
"It is readily apparent that, under the Hoffman Estates scheme,
the 'designed for use' phrase refers to the physical
characteristics of items deemed
per se fashioned for use
with drugs; and that, if any intentional conduct is implicated by
the phrase, it is the intent of the 'designer' (
i.e.,
patent holder or manufacturer) whose intent for an item or 'design'
is absorbed into the physical attributes, or structural 'design' of
the finished product."
Brief for Appellee 42-43. Moreover, the village President
described drug paraphernalia as items "
[m]anufactured for
that purpose and marketed for that purpose." App. 82 (emphasis
added).
[
Footnote 20]
The American Heritage Dictionary of the English Language 606
(1980) gives the following alternative definition of "head":
"Slang. One who is a frequent user of drugs."
[
Footnote 21]
The theoretical possibility that the village will enforce its
ordinance against a paper clip placed next to Rolling Stone
magazine, 639 F.2d at 382, is of no due process significance unless
the possibility ripens into a prosecution.
[
Footnote 22]
The Court of Appeals also referred to potential Fourth Amendment
problems resulting from the recordkeeping requirement, which
"implies that a customer who purchases an item 'designed or
marketed for use with illegal cannabis or drugs' intends to use the
item with illegal cannabis or drugs. A further implication could be
that a customer is subject to police scrutiny, or even to a search
warrant on the basis of the purchase of a legal item."
Id. at 384. We will not address these Fourth Amendment
issues here. In a preenforcement challenge, it is difficult to
determine whether Fourth Amendment rights are seriously threatened.
Flipside offered no evidence of a concrete threat below. In a
post-enforcement proceeding, Flipside may attempt to demonstrate
that the ordinance is being employed in such an unconstitutional
manner, and that it has standing to raise the objection. It is
appropriate to defer resolution of these problems until such a
showing is made.
JUSTICE WHITE, concurring in the judgment.
I agree that the judgment of the Court of Appeals must be
reversed. I do not, however, believe it necessary to discuss the
overbreadth problem in order to reach this result. The Court of
Appeals held the ordinance to be void for vagueness; it did not
discuss any problem of overbreadth. That opinion should be reversed
simply because it erred in its analysis of the vagueness problem
presented by the ordinance.
I agree with the majority that a facial vagueness challenge to
an economic regulation must demonstrate that "the enactment is
impermissibly vague in all of its applications."
Ante at
455 U. S. 495.
I also agree with the majority's statement that the "marketed for
use" standard in the ordinance is "sufficiently clear." There is,
in my view, no need to go any further: if it
Page 455 U. S. 508
is "transparently clear" that some particular conduct is
restricted by the ordinance, the ordinance survives a facial
challenge on vagueness grounds.
Technically, overbreadth is a standing doctrine that permits
parties in cases involving First Amendment challenges to government
restrictions on noncommercial speech to argue that the regulation
is invalid because of its effect on the First Amendment rights of
others not presently before the Court.
Broadrick v.
Oklahoma, 413 U. S. 601,
413 U. S.
612-615 (1973). Whether the appellee may make use of the
overbreadth doctrine depends, in the first instance, on whether or
not it has a colorable claim that the ordinance infringes on
constitutionally protected, noncommercial speech of others.
Although appellee claims that the ordinance does have such an
effect, that argument is tenuous, at best, and should be left to
the lower courts for an initial determination.
Accordingly, I concur in the judgment reversing the decision
below.