Petitioner, a state prisoner, was placed in a segregation cell
for a violation of prison regulations, was given a hearing two days
later, and, after admitting the violation, was sentenced to 10
days' segregation. After exhausting administrative remedies,
petitioner brought a federal court civil rights action against
respondent Illinois corrections officers under 42 U.S.C. $ 1983.
The complaint, which was prepared without the assistance of
counsel, raised federal questions concerning,
inter alia,
the initial decision to place petitioner in segregation without a
prior hearing. Respondents filed no affidavits denying or
explaining the facts alleged by petitioner. The District Court
dismissed the complaint without taking any evidence, and later
ordered petitioner to pay counsel fees under 42 U.S.C. $ 1988 for
services rendered by the Attorney General of Illinois in
representing respondents in the action. The Court of Appeals
affirmed.
Held:
1. Although petitioner's allegations as to bias of certain of
the officers conducting the disciplinary hearing after his initial
segregation, procedural irregularities at the hearing, unequal
treatment, and cruel and unusual punishment were properly dismissed
for failure to state a claim -- even under the controlling
principle that a prisoner's complaint prepared without counsel
should not be dismissed unless it appears beyond doubt that he can
prove no set of facts entitling him to relief -- nevertheless the
complaint was adequate at least to require some response from
respondents, by way of affidavit or otherwise, to petitioner's
claim that his initial confinement to segregation violated due
process because it occurred without a prior hearing. Segregation
without a prior hearing may violate due process if the postponement
of procedural protections is not justified by apprehended emergency
conditions. Here, the record did not show that petitioner's
immediate segregation was necessitated by emergency conditions, and
an administrative regulation authorizing segregation pending
investigation of disciplinary matters, where required "in the
interest of institutional security and safety," did not justify
dismissal of the suit in the absence of any showing that concern
for institutional security and safety as the basis for petitioner's
immediate segregation without a prior hearing.
Page 449 U. S. 6
2. The award of attorney's fees entered against petitioner was
improper. The defendant in an action brought under 42 U.S.C. § 1983
may recover attorney's fees from the plaintiff only if the district
court finds "that the plaintiff's action was frivolous,
unreasonable, or without foundation,"
cf. Christiansburg
Garment Co. v. EEOC, 434 U. S. 412,
434 U. S. 421.
No such finding supported the fee award in this case, and the
limitations apply with special force in an action, such as here,
initiated by an uncounseled prisoner. Moreover, the fact that a
prisoner's complaint, even when liberally construed, cannot survive
a motion to dismiss does not, without more, entitle the defendant
to attorney's fees.
Certiorari granted; affirmed in part, reversed in part, and
remanded.
PER CURIAM.
Petitioner, an inmate of the Illinois State Penitentiary, asks
us to review an order dismissing his civil rights action against
the respondent corrections officers and directing him to pay
counsel fees of $ 400 for services rendered by the Attorney General
of Illinois in representing the respondents in that action.
After granting a motion to dismiss the complaint for failure to
state a constitutional violation, the District Court ordered
petitioner to show cause why fees of $400 should not be taxed
against him under 42 U.S.C. $ 1988. Because he did not respond to
that order, the fee award was entered. [
Footnote 1] A motion to reconsider was later denied on the
ground that petitioner's suit was "meritless." [
Footnote 2] The Court of Appeals disposed of
the
Page 449 U. S. 7
novel question presented by petitioner by affirming the fee
award in an unpublished order. [
Footnote 3] We now grant the motion for leave to proceed
in forma pauperis and the petition for certiorari and
reverse the judgment of the Court of Appeals.
I
On September 20, 1977, petitioner was charged with a violation
of prison regulations and placed in segregation. At a disciplinary
hearing two days later, petitioner admitted that
Page 449 U. S. 8
he and two other inmates had consumed a homemade alcoholic
beverage; his punishment was confinement to segregation for 10
days, [
Footnote 4] demotion to
C-grade, and loss of 30 days' statutory good time.
Petitioner exhausted his administrative remedies and then filed
a complaint under 42 U.S.C. § 1983 in the United States District
Court for the Northern District of Illinois on the form used by
prisoners who are not represented by counsel. The facts stated on
the form raised two federal questions of arguable merit: (1) the
decision to place petitioner in a segregation cell on September 20,
1977, was not preceded by a hearing and was not justified by any
emergency or other necessity; (2) two of the officers who conducted
the disciplinary hearing after petitioner had been in segregation
for two days were biased against him. [
Footnote 5] Respondents, represented by the State Attorney
General's Office, moved to dismiss the complaint, but filed no
affidavits denying or explaining the facts alleged by petitioner.
After allowing petitioner to file various amendments and additional
papers, the District
Page 449 U. S. 9
Court dismissed the complaint without taking any evidence.
Thereafter, the fee award was made.
In its order affirming the action of the District Court, the
Court of Appeals correctly noted that the Due Process Clause of the
Fourteenth Amendment affords a prisoner certain minimum procedural
safeguards before disciplinary action may be taken against him.
[
Footnote 6] Because the record
did not reveal a violation of those safeguards at the hearing on
September 22, the Court of Appeals concluded that the complaint had
been properly dismissed. However, the Court of Appeals seems to
have overlooked the fact, clearly stated in petitioner's brief on
appeal, that the disciplinary hearing did not take place until two
days after petitioner was placed in segregation on September 20.
Nothing in the papers filed on behalf of the respondents purports
to justify or explain the segregation of petitioner for two days in
advance of the disciplinary hearing.
II
Petitioner's complaint, like most prisoner complaints filed in
the Northern District of Illinois, was not prepared by counsel. It
is settled law that the allegations of such a complaint, "however
inartfully pleaded," are held "to less stringent standards than
formal pleadings drafted by lawyers. . . ."
Haines v.
Kerner, 404 U. S. 519,
404 U. S. 520
(1972).
See also Maclin v. Paulson, 627 F.2d 83, 86 (CA7
1980);
French v.
Page 449 U. S. 10
Heyne, 547 F.2d 994, 996 (CA7 197). Such a complaint
should not be dismissed for failure to state a claim unless it
appears beyond doubt that the plaintiff can prove no set of facts
in support of his claim which would entitle him to relief.
Haines, supra at
404 U. S.
520-521. [
Footnote
7] And, of course, the allegations of the complaint are
generally taken as true for purposes of a motion to dismiss.
Cruz v. Beto, 405 U. S. 319,
405 U. S. 322
(1972).
Applying these principles to petitioner's amended complaint, we
conclude that all but one of its allegations were properly
dismissed for failure to state a claim. Petitioner's allegations of
bias and procedural irregularities in the September 22 hearing,
unequal treatment, and cruel and unusual punishment, even when
liberally construed, were insufficient to require any further
proceedings in the District Court. We therefore affirm the
dismissal of these claims.
Petitioner's allegation that he had been confined unnecessarily
to segregation is of a different character. It can be construed as
a contention that his confinement to segregation violated due
process because it took place without a prior hearing. It is clear
from the facts alleged in the amended complaint that petitioner was
confined in segregation for two days before a hearing was held.
Indeed, petitioner expressly stated this claim in procedural due
process terms in his response to the defendants' motion to dismiss
the amended complaint. [
Footnote
8]
Page 449 U. S. 11
Segregation of a prisoner without a prior hearing may violate
due process if the postponement of procedural protections is not
justified by apprehended emergency conditions.
See Hayes v.
Walker, 555 F.2d 625, 633 (CA7),
cert. denied, 434
U.S. 959 (1977). The amended complaint alleged that segregation was
unnecessary in petitioner's case because his offense did not
involve violence and he did not present a "clear and present
danger." There is no suggestion in the record that immediate
segregation was necessitated by emergency conditions. Defendants
did make the unsworn assertion that petitioner was placed in
segregation on "temporary investigative status," [
Footnote 9] but the significance of this
designation is unclear, and it does not, without more, dispose of
petitioner's procedural due process claim. The District Court, in
dismissing the amended complaint, merely concluded that temporary
segregation
Page 449 U. S. 12
pending investigation was not actionable. [
Footnote 10] The court cited an Illinois
Department of Corrections Administrative Regulation which
authorized segregation of prisoners pending investigation of
disciplinary matters, where required "in the interest of
institutional security and safety." [
Footnote 11] In the absence of any showing that concern
for institutional security and safety was the basis for immediate
segregation of petitioner without a prior hearing, this regulation
does not justify dismissal of petitioner's suit for failure to
state a claim.
Our discussion of this claim is not intended to express any view
on its merits. We conclude merely that the amended complaint was
adequate at least to require some response from the defendants, by
way of affidavit or otherwise, to petitioner's claim that he was
unjustifiably placed in segregation without a prior hearing.
Although petitioner's pleadings are prolix and lacking in stylistic
precision, this is not a case like
Estelle v. Gamble,
429 U. S. 97
(1976), in which a
pro se litigant's detailed recitation
of the facts reveals on its face the insufficiency of the
complaint. We cannot say with assurance that petitioner can prove
no set of facts in support of his claim
Page 449 U. S. 13
entitling him to relief.
Haines v. Kerner, 404 U.S. at
404 U. S. 521.
Accordingly, the Court of Appeals should have reversed the
dismissal of this claim and remanded for further proceedings.
[
Footnote 12]
Page 449 U. S. 14
III
The award of attorney's fees entered against petitioner must be
vacated.
In
Christiansburg Garment Co. v. EEOC, 434 U.
S. 412 (1978), we held that the defendant in an action
brought under Title VII of the Civil Rights Act of 1964 may recover
attorney's fees from the plaintiff only if the District Court finds
"that the plaintiff's action was frivolous, unreasonable, or
without foundation, even though not brought in subjective bad
faith."
Id. at
434 U. S. 421.
Although arguably a different standard might be applied in a civil
rights action under 42 U.S.C. § 1983, we can perceive no reason for
applying a less stringent standard. The plaintiff's action must be
meritless in the sense that it is groundless or without foundation.
The fact that a plaintiff may ultimately lose his case is not, in
itself, a sufficient justification for the assessment of fees. As
we stated in
Christiansburg:
"To take the further step of assessing attorney's fees against
plaintiffs simply because they do not finally prevail
Page 449 U. S. 15
would substantially add to the risks inhering in most litigation
and would undercut the efforts of Congress to promote the vigorous
enforcement of the provisions of Title VII. Hence, a plaintiff
should not be assessed his opponent's attorney's fees unless a
court finds that his claim was frivolous, unreasonable, or
groundless, or that the plaintiff continued to litigate after it
clearly became so."
434 U.S. at
434 U. S. 422.
No such finding supported the fee award in this case.
These limitations apply with special force in actions initiated
by uncounseled prisoners. Faithful adherence to the principles of
Haines v. Kerner dictates that attorney's fees should
rarely be awarded against such plaintiffs. The fact that a
prisoner's complaint, even when liberally construed, cannot survive
a motion to dismiss does not, without more, entitle the defendant
to attorney's fees. An unrepresented litigant should not be
punished for his failure to recognize subtle factual or legal
deficiencies in his claims. As the Court noted in
Christiansburg, even if the law or the facts are somewhat
questionable or unfavorable at the outset of litigation, a party
may have an entirely reasonable ground for bringing suit. 434 U.S.
at
434 U. S.
422.
Despite the lower court's conclusion to the contrary, the
allegations of petitioner's amended complaint are definitely not
meritless in the
Christiansburg sense. Even those
allegations that were properly dismissed for failure to state a
claim deserved and received the careful consideration of both the
District Court and the Court of Appeals. [
Footnote 13] Allegations that,
Page 449 U. S. 16
upon careful examination, prove legally insufficient to require
a trial are not, for that reason alone, "groundless" or "without
foundation," as required by
Christiansburg.
The judgment of the Court of Appeals is affirmed in part and
reversed in part, and the case is remanded for further proceedings
consistent with this opinion.
It is so ordered.
THE CHIEF JUSTICE would grant the petition and set the case for
oral argument.
JUSTICE STEWART would affirm the judgment of the Court of
Appeals insofar as it affirmed the District Court's dismissal of
the petitioner's complaint. He substantially agrees, however, with
what is said in Part III of the Court's per curiam opinion, and for
those reasons would reverse the judgment insofar as it affirmed the
award of attorney's fees entered against the petitioner.
[
Footnote 1]
The order entered by District Judge McMillen on October 18,
1978, reads as follows:
"On August 7, 1978, we ordered plaintiff to show cause within
twenty (20) days thereof why defendants' attorneys' fees in the
amount of $400 should not be taxed against plaintiff under 42
U.S.C. § 1988. Because plaintiff has not complied with or otherwise
responded to that order, we hereby tax defendants' fees in the
amount of $400 against him pursuant to 42 U.S.C. § 1988."
[
Footnote 2]
On December 5, 1978, Judge McMillen entered the following order
denying petitioner's motion for reconsideration:
"On October 18, 1978, we ordered that the defendants' attorneys
fees in the amount of $400 should be taxed against the plaintiff
pursuant to 42 U.S.C. § 1988. Plaintiff has filed a motion to
reconsider said action. Plaintiff's motion to reconsider is denied,
and attorneys fees in the amount of $400 will be taxed against the
plaintiff, as the suit was meritless."
[
Footnote 3]
Rule 35(c)(1) of the Circuit Rules of the United States Court of
Appeals for the Seventh Circuit identifies those decisions
warranting publication:
"A published opinion will be filed when the decision"
"(i) establishes a new, or challenges an existing, rule of
law;"
"(ii) involves an issue of continuing public interest;"
"(iii) criticizes or questions existing law;"
"(iv) constitutes a significant and nonduplicative contribution
to legal literature"
"(A) by a historical review of law,"
"(B) by describing legislative history, or"
"(C) by resolving or creating a conflict in the law;"
"(v) reverses a judgment or denies enforcement of an order when
the lower court or agency has published an opinion supporting the
judgment or order; or"
"(vi) is pursuant to an order of remand from the Supreme Court,
and is not rendered merely in ministerial obedience to specific
directions of that Court."
When a decision does not satisfy these criteria, it is to be
filed as an unpublished order. Circuit Rule 35(c)(2). Unpublished
orders may not be cited as precedent in any federal court within
the Seventh Circuit. Circuit Rule 35(b)(2)(iv) .
Although petitioner's appeal was decided in an unpublished order
purportedly having no precedential significance, three members of
the Court of Appeals, Chief Judge Fairchild and Judges Swygert and
Bauer, nonetheless voted to rehear the case en banc. Judge Swygert
filed a written dissent from the order denying the petition for
rehearing en banc.
[
Footnote 4]
It is unclear from the record whether this sentence included the
two days petitioner spent in segregation prior to the disciplinary
hearing, or whether he was sentenced to 10 days' segregation in
addition to the time already served. There apparently is also some
confusion with respect to the exact sentence imposed on petitioner
at the hearing. The District Court's order dismissing the complaint
indicates that petitioner was sentenced to 30 days in segregation.
The Court of Appeals' order, on the other hand, states that he was
sentenced to 10 days in segregation. The petition for writ of
certiorari and respondents' brief in opposition filed in this Court
are similarly inconsistent on this point. The record seems to
indicate that petitioner was sentenced to 10 days in segregation.
The uncertainty with respect to petitioner's posthearing
segregation is not, however, material to our decision in this
case.
[
Footnote 5]
Petitioner also alleged that respondents violated their own
procedural regulations, and that it was a denial of equal
protection of the laws and cruel and unusual punishment to impose a
more severe sentence on him than on the other two inmates involved
in the incident, since he had confessed to drinking and they had
not.
[
Footnote 6]
As the Court of Appeals noted:
"The Supreme Court has delineated the standard to be applied in
determining whether a prisoner has been afforded his minimum due
process rights.
Wolff v. McDonnell, 418 U. S.
539 . . . (1974). The prisoner is entitled to (1)
advance written notice of the charges against him or her; (2) an
opportunity to call witnesses and present documentary evidence,
provided that to do so will not jeopardize institutional safety or
correctional goals, before a sufficiently impartial hearing board;
(3) a written statement by the fact finder of 'the evidence relied
upon and reasons for the disciplinary action taken.'"
[
Footnote 7]
The Court reaffirmed the principles of
Haines in
Estelle v. Gamble, 429 U. S. 97,
429 U. S. 106
(1976):
"As the Court unanimously held in
Haines v. Kerner,
404 U. S. 519
(1972), a
pro se complaint, "however inartfully pleaded,"
must be held to "less stringent standards than formal pleadings
drafted by lawyers," and can only be dismissed for failure to state
a claim if it appears "
beyond doubt that the plaintiff can
prove no set of facts in support of his claim which would entitle
him to relief.'" Id. at 449 U. S.
520-521, quoting Conley v. Gibson, 355 U. S.
41, 355 U. S. 45-46
(1957)."
[
Footnote 8]
In a document entitled, "Response to: Motion to Dismiss or For
Summary Judgment/& Memorandum in Support of Motion to Dismiss
or For Summary Judgment," petitioner alleged:
"
Placement in Segregation: Plaintiff was placed in
Segregation on September 20, 1977, with no hearing whatsoever. No
reasons provided him as to
why it was necessary to place
him in segregation.
No Resident Information Report issued
him, stating he was being placed in segregation, under
investigation status."
Response, at 2 (emphasis in original). Petitioner thereafter
asserted that "[c]lassification to segregation must comply with
procedural due process."
Id. at 4, 7. Petitioner went on
to assert that his placement in segregation on September 20 was
"completely unnecessary, because plaintiff posed no immediate
threat to the safety and security of the institution. . . ."
Id. at 8. Later in the response, petitioner discussed his
due process claim in detail.
Id. at 116.
[
Footnote 9]
In their Memorandum in Support of Motion to Dismiss or for
Summary Judgment, respondents asserted:
"Plaintiff's placement in segregation cellhouse on September 20,
1977, on temporary investigative status pending hearing of the
resident information reports on September 22, 1977, does not rise
to the level of a constitutional deprivation. No disciplinary
sanctions constituting a grievous loss were imposed prior to a
disciplinary hearing. The transfer of a resident from one cell to
another does not trigger due process protections.
Meachum v.
Fano, 427 U. S. 215 . . . (1976)."
[
Footnote 10]
The District Court's order dismissing petitioner's complaint
stated:
"Plaintiff complains that his placement in segregation between
the evening of September 20 and his hearing on September 22 was
'unnecessary' because no violence was involved in the incident. We
find that his temporary placement in segregation pending the
hearing, which was brought within the required 72-hour period, is
not actionable.
See A.R. 804(G), effective December 1,
1976."
[
Footnote 11]
This regulation, Administrative Regulation $ 804(II)(G),
provides, in pertinent part:
"It is recognized that incidents occur which, in the interest of
institutional security and safety, require that a resident be
removed from the general population and placed in a holding unit
pending the completion of an investigation. As the holding unit
functions in the same manner as a segregation unit (except that
single celling is not required in the holding unit), a resident
must be provided with the same procedural safeguards and services
as are required by this regulation relative to placements,
conditions and services in a segregation unit."
[
Footnote 12]
The dissenting opinion rests on the alternative and somewhat
inconsistent grounds that prehearing solitary confinement was (a)
proper punishment for an offense that was already adequately
proved, (b) necessary in order to forestall the development of a
contrived defense, and (c) harmless because petitioner subsequently
received a fair hearing. The record reveals that these grounds are
not sufficient to justify the dismissal of petitioner's
complaint.
On the basis of petitioner's admission that he had been
drinking, plus unsworn allegations in the reports of the
corrections officers, the dissent concludes that petitioner was
intoxicated on September 20 and that he posed a threat to prison
security and safety sufficiently serious to warrant immediate
segregation.
There is little doubt that some intoxicated prisoners may pose a
threat to prison security justifying segregation without a hearing.
The problem in this case is that the record does not establish, and
the District Court did not find, that petitioner was in fact
intoxicated, or that his condition presented a threat to
institutional security. Indeed, at no point in this litigation have
the respondents asserted, by affidavit or otherwise, that
petitioner was placed in segregation on September 20 because of
such security concerns.
The dissent also speculates that inmates suspected of violations
of prison regulations, if allowed to remain in the general prison
population pending disciplinary proceedings, will fabricate alibi
defenses and intimidate potential witnesses.
Post at
449 U. S. 22.
This danger would apparently justify automatic investigative
segregation of all inmate suspects. Ironically, however, even the
Administrative Regulation cited by the District Court,
see
n 11,
supra, does
not purport to justify such blanket segregation. Moreover,
automatic investigative segregation is particularly inappropriate
for an inmate, like petitioner, who has already admitted guilt;
fabrication of alibis or intimidation of witnesses seems unlikely
in such a case. While investigative concerns might, in particular
cases, justify prehearing segregation, nothing in the present
record suggests that these concerns were at work in this case.
Either the institutional security or the investigative
justification postulated by the dissent might well be dispositive
had the District Court made appropriate findings. The respondents
did not, however, present these justifications to the District
Court and the District Court accordingly made no such findings. The
record is entirely consistent with the possibility that an inmate
who admittedly had been drinking posed no threat at all to prison
security, and had no intent to deny the facts, but did want an
opportunity to establish mitigating circumstances before being
placed in solitary confinement. The dissent's emphasis upon
petitioner's admission confuses the distinction, previously
recognized by this Court, between the question of guilt and the
question of appropriate punishment.
Cf. Morrissey v.
Brewer, 408 U. S. 471,
408 U. S.
483-484 (1972).
Finally, even if the subsequent hearing accorded petitioner
minimized or eliminated any compensable harm resulting from the
initial denial of procedural safeguards, his constitutional claim
is nonetheless actionable.
Carey v. Piphus, 435 U.
S. 247,
435 U. S.
266-267 (1978).
"Because the right to procedural due process is 'absolute' in
the sense that it does not depend upon the merits of a claimant's
substantive assertions, and because of the importance to organized
society that procedural due process be observed . . . the denial of
procedural due process should be actionable for nominal damages
without proof of actual injury."
Id. at
435 U. S. 266
(footnote omitted).
[
Footnote 13]
As Judge Swygert noted in his dissent from the order denying
rehearing en banc,
see n 3,
supra, the District Court dismissed
petitioner's claims only after detailed consideration resulting in
a seven-page opinion. According to Judge Swygert:
"It is quite evident from the detailed treatment given by the
district court to the issues raised by plaintiff's complaint that
the suit was not groundless or meritless. That fact is corroborated
by this court's treatment of the same issues on appeal."
JUSTICE WHITE, concurring in part and concurring in the
result.
I agree with the result reached in Part II of the per curiam
opinion. Under
Wolff v. McDonnell, 418 U.
S. 539 (1974), a prior hearing was required for the
particular disciplinary action involved here -- segregation and
loss of good time. But as
Wolff makes clear, Fourteenth
Amendment procedural protections were triggered only because, under
state law -- here, prison regulations -- segregation and good-time
reductions could be imposed only for serious disciplinary lapses
and only after a prior hearing. [
Footnote 2/1] Under these regulations, segregation
Page 449 U. S. 17
prior to a hearing could occur only for reasons of prison
security and safety. [
Footnote 2/2]
I agree that there have been no findings that warranted dispensing
with the prior hearing.
It is well to point out, however, that although petitioner
sought compensatory and punitive damages, as well as declaratory
relief, he had a full hearing within 48 hours of his confinement,
his guilt was properly established (indeed, he admitted his
conduct, as he had before), and the discipline imposed on him was
found to be justified. Even if petitioner is successful in proving
a due process deprivation, his damages would be limited to those
flowing from postponement of a hearing for two days. Under
Carey v. Piphus, 435 U. S. 247
(1978), it is likely that only nominal damages would be
awardable.
I am in accord with Part III of the Court's opinion.
[
Footnote 2/1]
Illinois Department of Corrections Administrative Regulations in
effect at the time of this incident provided that a Program Team
could act on charges of minor rule violations, but that an
Adjustment Committee hearing was required on all other charges of
rule violations, "including those which may result in programmatic
removal from the population, demotion in grade, or loss of good
time." Administrative Regulation § 804 (II)(A)(4). The regulations
also provided that a resident must be informed,
inter
alia, that,
"if found guilty of a serious rule violation [by the Adjustment
Committee] and found to be a danger to the institutional community,
he may be placed in segregation and/or deprived of his current
grade and statutory good time credit."
§ 804(II)(B)(4).
[
Footnote 2/2]
Illinois Department of Corrections Administrative Regulations
authorized confinement of a resident in a holding unit pending the
completion of an investigation "in the interest of institutional
security and safety."
See § 804(II)(G)(1), quoted in full
in the majority opinion,
ante at
449 U. S. 12, n.
11. The regulations also authorized confinement of a resident in a
holding unit in two other situations, again for security
reasons.
Section 804(II)(E)(1) provided:
"Whenever it is necessary to remove a resident from the general
population on an emergency basis due to serious aggressive behavior
and/or for safekeeping, the shift captain and/or unit manager must
authorize the placement of a resident in a holding unit until the
next meeting of the Adjustment Committee, which in no case may
exceed 72 hours."
Section 804(II)(F)(1) provided:
"Whenever it is deemed necessary by the Chief Administrative
Officer to transfer a resident to another correctional facility for
security reasons, the resident may be confined in a holding unit
for not more than 72 hours.
See ARs 819 and 822 on
transfers."
JUSTICE RENQUIST, dissenting.
In its effort to distill some vaguely tenable claim from
petitioner's complaint, the Court ignores crucial admissions in
Page 449 U. S. 18
the complaint itself which fatally undermine any claim of
constitutional deprivation. As I read the Court opinion, it holds
that the District Court erred in dismissing petitioner's complaint
solely because the complaint can be construed to allege that
petitioner was placed in segregation without a prior hearing,
although he was given an adequate hearing before a review board 40
hours later. The Court recognizes that petitioner admitted before
the review board that he violated prison regulations by consuming
homemade alcohol,
ante at
449 U. S. 7-8, but
fails to recognize that he had also admitted his guilt
at the
time of the incident. In his amended complaint petitioner
alleged:
"[I] was placed in segregation unnecessarily on September 20,
1977, because there was no violence involved, and I was not a
'clear and present' danger. Additionally, I had admitted to Captain
C. D. Tuttle that I had been drinking."
Amended Complaint 13. [
Footnote
3/1] The complaint also reveals that petitioner has "a problem
with alcohol."
Id. at 14. [
Footnote 3/2] In light of these admissions, it is
difficult to see what purpose the hearing which the Court rules may
have been constitutionally required would have served. The hearing
would not be held to determine if petitioner violated prison
regulations; he admitted that he had when apprehended. Nor would
the hearing be held to determine appropriate punishment. That
hearing, before the review
Page 449 U. S. 19
board, was held 40 hours later, and the Court concedes that, no
matter how liberally petitioner's complaint is construed, it does
not state any claim concerning the conduct of that hearing or the
punishment.
Ante at
449 U. S. 10. The
sole purpose the hearing could have served would be to determine if
petitioner should have been removed from the general prison
population for the short period between the occurrence of the
incident at 7:30 the night of September 20 and the review board
hearing held before noon on September 22.
In light of the facts admitted by petitioner, however, it is
clear that he cannot state a claim against the prison officials for
not holding such a hearing. The reports of the conduct of which
petitioner admitted being guilty described his condition as "tipsy,
speech slurred" and stated that petitioner "had all the appearance
of being drunk" and "appeared to be intoxicated." In his grievance
filed on September 24, petitioner again admitted that he had gotten
"drunk" the night of the 20th. [
Footnote 3/3]
Page 449 U. S. 20
Intoxicated inmates surely pose a serious threat to prison
security and safety, and the placing of petitioner in temporary
investigative status was authorized by a prison regulation
providing for such action "in the interest of institutional
security and safety." This Court has on several occasions stressed
that "
central to all other corrections goals is the
institutional consideration of internal security within corrections
facilities themselves.'" Bell v. Wolfish, 441 U.
S. 520, 441 U. S.
546-547 (1979) (quoting Pell v. Procunier,
417 U. S. 817,
417 U. S. 823
(1974)). See Jones v. North Carolina Prisoners' Labor
Union, 433 U. S. 119,
433 U. S. 129
(1977); Procunier v Martinez, 416 U.
S. 396, 416 U. S. 412
(1974). "Prison officials must be free to take appropriate action
to ensure the safety of inmates and corrections personnel. . . ."
Bell v. Wolfish, supra at 441 U. S. 547.
This Court has also repeatedly recognized that the judiciary,
"ill-equipped" to deal with "complex and difficult" problems of
running a prison, must accord the decisions of prison officials
great deference. See, e.g., Jones v. North Carolina Prisoners'
labor Union, supra at
433 U. S. 126; Procunier v. Martinez, supra at
416 U. S. 405.
This rule applies with its greatest force when prison officials act
to preserve the central goal of institutional discipline.
"Prison administrators . . . should be accorded wide-ranging
deference in the adoption and execution of policies and practices
that in their judgment are needed to preserve internal order and
discipline and to maintain institutional security."
"
Bell v. Wolfish, supra at
441 U. S.
547. Against this well established background, and with
petitioner's admitted violation of prison regulations by consuming
homemade alcohol, it is clear that the prison officials acted
within their discretion in removing petitioner from the general
prison population. Even the Court of Appeals authority relied upon
by the Court recognized that claims such as the present one must be
based on allegations of 'bad faith' or 'mere pretext.'
Hayes v.
Walker, 555 F.2d 625, 633 (CA7 1977) (quoting
La Batt v.
Twomey, 513 F.2d 641, 647 (CA7 1975)). Because petitioner has
admitted to being intoxicated, however, it is clear that he cannot
claim
Page 449 U. S. 21
the prison officials acted out of bad faith or on mere pretext.
Their decision to remove him from the general prison population was
'rationally related to the reasonable, indeed to the central,
objectives of prison administration,'
Jones v. North Carolina
Prisoners' Labor Union, supra at
433 U. S.
129."
Indeed, it is difficult to envision exactly how an intoxicated
inmate would participate in any meaningful way in a hearing held
immediately after the drinking incident. A strong argument could
certainly be advanced that it would have been a violation of
petitioner's rights to hold a hearing when he was, as he admitted,
drunk.
This case is thus like
Codd v. Velger, 429 U.
S. 624 (1977), where we held that no constitutional
violation occurred when an untenured employee was discharged
without a hearing. No hearing was required to permit the employee
to clear his name, since he did not dispute the truth of the
allegedly stigmatizing reason for the discharge. Here the case is
even stronger, since petitioner not only does not contend he was
innocent of any violation, but also admitted his guilt at the time
of the incident. In
Codd, no hearing was required on
whether the discharge was justified in light of the employee's
conduct because the employee had no property interest in continued
employment. So, too, here no hearing was required on whether
removal from the general prison population pending convening of the
review board was justified, since this decision is within the
discretion of prison officials and, in view of petitioner's
admissions, no abuse of discretion can be shown. [
Footnote 3/4]
Page 449 U. S. 22
Even if petitioner had not represented a threat to prison
security himself, his removal from the general prison population
for a brief period [
Footnote 3/5]
was fully justified in order to protect the integrity of the later
hearing before the review board. Permitting inmates to return to
the general prison population following a serious breach of prison
discipline or violation of prison rules poses difficulties in terms
of alibi construction and witness intimidation. The problems were
certainly present in this case, where one of three inmates involved
in a single incident admitted the charges, but the other two denied
them. The argument that such investigative justifications cannot
outweigh the burden imposed on an innocent or possibly innocent
inmate, whatever its merit in other cases, is, of course, not
applicable in this case where petitioner has admitted and continues
to admit his guilt.
Nothing in the foregoing detracts from the rule of
Haines v.
Kerner, 404 U. S. 519
(1972), concerning the liberality with which
pro se inmate
complaints are to be read, since the complaint itself contains the
admission of guilt which undermines any colorable claim. I would
also note that petitioner filed his original and amended complaints
on forms designed to make it easier for
pro se inmates to
articulate their claims. Such forms should make the problem of
Haines v. Kerner recur less frequently by isolating the
relevant information for the district court judge. The Court notes
that the District Court gave petitioner's complaint "careful
consideration," and Judge Swygert below argued that "it is quite
evident
Page 449 U. S. 23
from the detailed treatment given by the [D]istrict [C]ourt to
the issues . . . that the suit was not groundless or meritless." It
is odd, however, to reverse a District Court for spending
considerable time and effort before concluding that a complaint was
meritless. The fact that the District Court carefully examined
petitioner's complaint for any possible claim before dismissing it
is hardly evidence that a colorable claim must exist. Quite the
contrary, it is a strong indication that no claim could be found no
matter how deeply the District Court probed.
The award of attorney's fees was entirely proper in this case.
The District Court expressly found that petitioner's suit was
meritless in response to respondents' motion, which was based
on
Christiansburg Garment Co. v. EEOC, 434 U.
S. 412 (1978), and cited that case extensively. It is
clear, therefore, that the District Court was using "meritless" as
that term was understood in
Christiansburg, supra at
434 U. S. 421
("the term
meritless' is to be understood as meaning groundless
or without foundation, rather than simply that the plaintiff has
ultimately lost his case").
The decision whether to award attorney's fees under 42 U.S.C. §
1988 is committed to the discretion of the district courts, who are
intimately familiar with the course of the litigation. Like the
Court of Appeals for the Seventh Circuit, I cannot say that the
District Court abused its discretion in awarding attorney's fees in
this case. In light of petitioner's own admissions, it was clear
from the outset that he could state no cognizable claim. This is
not a case, such as was suggested in
Christiansburg, supra
at
434 U. S. 422,
where the claim appeared meritorious at the outset and only later
was refuted by facts which emerged on discovery or at trial. The
decisive facts were stated in the complaint and they were not
merely "questionable" or "unfavorable," as the Court suggests,
ante at
449 U. S. 15;
they were dispositive.
[
Footnote 3/1]
The resident information report filled out by Captain Tuttle and
served on petitioner the night the incident occurred confirms that
petitioner admitted to drinking at that time.
[
Footnote 3/2]
The nature of this problem was elaborated in a grievance filed
by petitioner two days after the review board hearing. There he
stated he has
had a problem with [a]lcohol ever since I was fifteen years old,
and nowhere in my past record will you find any sort of arrest that
didn't involve [a]lcohol or drugs.
[
Footnote 3/3]
The Court,
ante at
449 U. S. 13, n.
12, states that our conclusion that petitioner was intoxicated
rests on reports by the officers and petitioner's admission that he
had been drinking. This statement overlooks the September 24
grievance filed by petitioner, wherein he reviewed what he
considered the highlights of his prison career and asked "why, with
all the things I had going for myself, and being so close to
appearing before the Parole Board,
did I get drunk and
louse up the good record I had?" (emphasis supplied). It also
overlooks that petitioner admitted being guilty of the conduct set
forth in the reports which described his condition as noted in the
text. Petitioner did not argue before the review board, as one of
his drinking companions did, that, although he had been drinking,
he was not intoxicated. But even more importantly, the Court's
effort to distinguish between an inmate who has been drinking in
violation of prison regulations and an intoxicated inmate, or an
intoxicated inmate who poses a threat to prison security and safety
and one who does not, places an intolerable burden on prison
officials, who apparently must, at the risk of money damages,
decide precisely when a drinking inmate is drunk or even how a
particular inmate will react when drunk. This is completely at odds
with the established rule that prison officials are accorded great
deference in the discharge of their central responsibility for
prison security and discipline,
see infra at
449 U. S. 20.
[
Footnote 3/4]
The Court's citation of
Morrissey v. Brewer,
408 U. S. 471
(1972), and
Carey v. Piphus, 435 U.
S. 247 (1978), begs the question whether a hearing prior
to the review board hearing was required in this case. In both of
these cases, the Court held that a hearing was generally required
prior to the deprivations involved, so that, even if the
deprivations were later found to have been justified, a
constitutional violation occurred if no prior hearing had been
held. Here, however, the Court recognizes that "appropriate
findings" by the District Court concerning petitioner's
intoxication or investigative concerns would be dispositive,
presumably because they would indicate no hearing was required.
Thus, so far as is discernible, the Court's reasoning is not the
lack of hearing before confinement, but the fact of possible
wrongful confinement without a prior hearing. Findings are not
necessary when petitioner's own admissions conclusively undermine
any possible claim that the prison officials acted in bad faith or
on mere pretext.
[
Footnote 3/5]
Prison regulations permit segregation on temporary investigative
status for no more than 72 hours; petitioner had his review board
hearing within 40 hours of the incident.