While respondent was serving a sentence in a Pennsylvania
correctional institution, the Camden County, N.J., prosecutor's
office lodged a detainer against him and sought custody pursuant to
Art. IV of the Interstate Agreement on Detainers (Detainer
Agreement) in order to try him in New Jersey on criminal charges.
Article IV, which provides the procedure whereby the receiving
State may initiate the prisoner's transfer, states in paragraph (d)
that nothing in the Article shall be construed to deprive the
prisoner "of any right which he may have to contest the legality of
his delivery as provided in paragraph (a) hereof," but that such
delivery may not be opposed on the ground that the sending State's
executive authority has not affirmatively consented to or ordered
the delivery. Respondent filed an action in the Federal District
Court for the Eastern District of Pennsylvania under 42 U.S.C. §§
1981 and 1983, alleging that petitioners had violated the Due
Process and Equal Protection Clauses by failing to grant him the
pretransfer hearing that would have been available had his transfer
been sought under the Uniform Criminal Extradition Act (Extradition
Act), and that petitioners had violated the Due Process Clause by
failing to inform him of his right under Art. IV (a) of the
Detainer Agreement to petition Pennsylvania's Governor to
disapprove New Jersey's request for custody. The District Court
dismissed respondent's complaint. The Court of Appeals vacated the
District Court judgment and remanded the case, finding it
unnecessary to reach respondent's constitutional claims and holding
as a matter of statutory construction under federal law that
respondent had a right under Art. IV (d) of the Detainer Agreement
to the procedural safeguards, including a pretransfer hearing,
prescribed by the Extradition Act.
Held:
1. The Detainer Agreement is a congressionally sanctioned
interstate compact the interpretation of which presents a question
of federal law. An interstate agreement does not fall within the
scope of the Federal Constitution's Compact Clause, and will not be
invalidated for lack of congressional consent, where the agreement
is not
"directed to the
Page 449 U. S. 434
formation of any combination tending to the increase of
political power in the States, which may encroach upon or interfere
with the just supremacy of the United States."
But where Congress has authorized the States to enter into a
cooperative agreement and the subject matter of that agreement is
an appropriate subject for congressional legislation, Congress'
consent transforms the States' agreement into federal law under the
Compact Clause, and construction of that agreement presents a
federal question. Here, Congress gave its consent to the Detainer
Agreement in advance by enacting the Crime Control Consent Act of
1934. That Act was intended to be a grant of consent under the
Compact Clause, and the subject matter of the Act is an appropriate
subject for congressional legislation. Pp.
449 U. S.
438-442.
2. As a matter of statutory construction, a prisoner
incarcerated in a jurisdiction that has adopted the Extradition Act
is entitled to the procedural protections of that Act, including
the right to a pretransfer hearing, before being transferred to
another jurisdiction pursuant to Art. IV of the Detainer Agreement.
Both the language and legislative history of the Detainer Agreement
support the interpretation that, whereas a prisoner initiating the
transfer procedure under Art. III waives rights which the sending
State affords persons being extradited, including rights provided
under the Extradition Act, a prisoner's extradition rights are
preserved when the receiving State seeks the prisoner's involuntary
transfer under Art. IV of the Detainer Agreement. The phrase "as
provided in paragraph (a) hereof," contained in Art. IV (d),
modifies "delivery," not "right," and thus Art. IV (d) preserves
all the prisoner's extradition rights under state or other law
except his right, otherwise available under the Extradition Act, to
oppose his transfer on the ground that the sending State's Governor
had not explicitly approved the custody request. Moreover, the
remedial purpose of the Detainer Agreement in protecting prisoners
against whom detainers are outstanding supports an interpretation
that gives prisoners the right to a judicial hearing in which they
can bring a limited challenge to the receiving State's custody
request. Pp.
449 U. S.
443-450.
592 F.2d 720, affirmed.
BRENNAN, J., delivered the opinion of the Court, in which WHITE,
MARSHALL, BLACKMUN, POWELL, and STEVENS, JJ., joined. REHNQUIST,
J., filed a dissenting opinion, in which BURGER, C.J., and STEWART,
J., joined,
post, p.
449 U. S.
450.
Page 449 U. S. 435
JUSTICE BRENNAN delivered the opinion of the Court.
This case requires us to decide a recurring question concerning
the relationship between the Interstate Agreement on Detainers and
the Uniform Criminal Extradition Act. [
Footnote 1] The specific issue presented is whether a
prisoner incarcerated in a jurisdiction that has adopted the
Extradition Act is entitled to the procedural protections of that
Act -- particularly the right to a pretransfer hearing -- before
being transferred to another jurisdiction pursuant to Art. IV of
the Detainer Agreement. The Court of Appeals for the Third Circuit
held as a matter of statutory construction that a prisoner is
entitled to such protections. 592 F.2d 720 (1979). The Courts
Page 449 U. S. 436
of Appeals and state courts are divided upon the question,
[
Footnote 2] and we granted
certiorari to resolve the conflict. 444 U.S. 1069 (1980).
I
In April, 1976, respondent John Adams was convicted in
Pennsylvania state court of robbery and was sentenced to 30 years
in the State Correctional Institution at Graterford, Pa. The Camden
County (New Jersey) prosecutor's office subsequently lodged a
detainer against respondent, and in May, 1977, filed a "Request for
Temporary Custody" pursuant to Art. IV of the Detainer Agreement in
order to bring him to Camden for trial on charges of armed robbery
and other offenses. [
Footnote
3]
In an effort to prevent his transfer, respondent filed a
pro
se class action complaint in June, 1977, in the United States
District Court for the Eastern District of Pennsylvania. He sought
declaratory, injunctive, and monetary relief under 42 U.S.C. §§
1981 and 1983, alleging (1) that petitioners had violated the Due
Process and Equal Protection Clauses by failing to grant him the
pretransfer hearing that would have
Page 449 U. S. 437
been available had he been transferred pursuant to the
Extradition Act; and (2) that petitioners had violated the Due
Process Clause by failing to inform him of his right pursuant to
Art. IV (a) of the Detainer Agreement to petition Pennsylvania's
Governor to disapprove New Jersey's request for custody. Respondent
contended,
inter alia, that had he been granted a hearing
or advised of his right to petition the Governor, he would have
been able to convince Pennsylvania authorities to deny the custody
request. [
Footnote 4]
The District Court, without reaching the class certification
issue, dismissed respondent's complaint in October, 1977, for
failure to state a claim upon which relief could be granted.
441 F.
Supp. 556. Respondent was then transferred to New Jersey,
[
Footnote 5] where he was
convicted, sentenced to a 9 1/2-year prison term (to be served
concurrently with his Pennsylvania sentence), and returned to
Pennsylvania.
The Court of Appeals for the Third Circuit vacated the District
Court judgment and remanded for further proceedings. 592 F.2d 720
(1979). Finding no need to reach respondent's constitutional
claims,
see Hagans v. Lavine, 415 U.
S. 528,
415 U. S. 543
(1974), it concluded as a matter of statutory construction that
respondent had a right under Art. IV (d) of the Detainer Agreement
to the procedural safeguards, including a pretransfer "hearing,"
prescribed by § 10 of the Extradition Act. It made no finding with
respect to respondent's
Page 449 U. S. 438
argument that he was entitled to notification of his right to
petition the Governor. [
Footnote
6]
II
While this case was on appeal, a Pennsylvania state court held
that state prisoners transferred under Art. IV of the Detainer
Agreement have no constitutional right to a pretransfer hearing.
Commonwealth ex rel. Coleman v. Cuyler, 261 Pa.Super. 274,
396
A.2d 394 (1978). Although the Court of Appeals did not reach
this constitutional issue, it held that it was not bound by the
state court's result, because the Detainer Agreement is an
interstate compact approved by Congress, and is thus a federal law
subject to federal, rather than state, construction. Before
reaching the merits of the Third Circuit's decision, we must
determine whether that conclusion was correct. We hold that it
was.
The Compact Clause of the United States Constitution, Art. I, §
10, cl. 3, provides that "No State shall, without the Consent of
the Congress, . . . enter into any Agreement or Compact with
another State. . . ." Because congressional consent transforms an
interstate compact within this Clause into a law of the United
States, we have held that the construction of an interstate
agreement sanctioned by Congress under the Compact Clause presents
a federal question.
See Petty v. Tennessee-Missouri Bridge
Comm'n, 359 U. S. 275,
359 U. S. 278
(1959);
West Virginia e rel. Dyer v. Sims, 341 U. S.
22,
341 U. S. 28
(1951);
Delaware River Joint Toll Bridge Comm'n v.
Colburn, 310 U. S. 419,
310 U. S. 427
(1940). [
Footnote 7] It thus
remains to be
Page 449 U. S. 439
determined whether the Detainer Agreement is a congressionally
sanctioned interstate compact within Art I, § 10, of the
Constitution.
The requirement of congressional consent is at the heart of the
Compact Clause. By vesting in Congress the power to grant or
withhold consent, or to condition consent on the
Page 449 U. S. 440
States' compliance with specified conditions, the Framers sought
to ensure that Congress would maintain ultimate supervisory power
over cooperative state action that might otherwise interfere with
the full and free exercise of federal authority.
See
Frankfurter & Landis, The Compact Clause of the Constitution --
A Study in Interstate Adjustments, 34 Yale L.J. 685, 69695
(1925).
Congressional consent is not required for interstate agreements
that fall outside the scope of the Compact Clause. Where an
agreement is not
"directed to the formation of any combination tending to the
increase of political power in the States, which may encroach upon
or interfere with the just supremacy of the United States,"
it does not fall within the scope of the Clause, and will not be
invalidated for lack of congressional consent.
See, e.g.,
United States Steel Corp. v. Multistate Tax Comm'n,
434 U. S. 452,
434 U. S. 468
(1978), quoting
Virginia v. Tennessee, 148 U.
S. 503,
148 U. S. 519
(1893);
New Hampshire v. Maine, 426 U.
S. 363,
426 U. S.
369-370 (1976). But where Congress has authorized the
States to enter into a cooperative agreement, and where the subject
matter of that agreement is an appropriate subject for
congressional legislation, the consent of Congress transforms the
States' agreement into federal law under the Compact Clause.
[
Footnote 8]
Page 449 U. S. 441
Congress may consent to an interstate compact by authorizing
joint state action in advance or by giving expressed or implied
approval to an agreement the States have already joined.
Virginia v. Tennessee, supra, at
148 U. S. 521;
Green v. Biddle,
8 Wheat. 1,
21 U. S. 85-87
(1823). In the case of the Detainer Agreement, Congress gave its
consent in advance by enacting the Crime Control Consent Act of
1934, 48 Stat. 909, as amended. [
Footnote 9] In pertinent part, this Act provides:
"The consent of Congress is hereby given to any two or more
States to enter into agreements or compacts for cooperative effort
and mutual assistance in the prevention of crime and in the
enforcement of their respective criminal laws and policies. . .
."
4 U.S.C. § 112 (a).
Page 449 U. S. 442
Because this Act was intended to be a grant of consent under the
Compact Clause, and because the subject matter of the Act is an
appropriate subject for congressional legislation, [
Footnote 10] we conclude that the Detainer
Agreement is a congressionally sanctioned interstate compact the
interpretation of which presents a question of federal law. We
therefore turn to the merits of the Court of Appeals' holding that,
as a matter of statutory construction, Art. IV (d) of the Detainer
Agreement is to be read as incorporating the procedural safeguards
provided by § 10 of the Extradition Act.
Page 449 U. S. 443
III
The Detainer Agreement and the Extradition Act both establish
procedures for the transfer of a prisoner in one jurisdiction to
the temporary custody of another jurisdiction. A prisoner
transferred under the Extradition Act is explicitly granted a right
to a pretransfer "hearing" at which he is informed of the receiving
State's request for custody, his right to counsel, and his right to
apply for a writ of habeas corpus challenging the custody request.
He is also permitted "a reasonable time" in which to apply for the
writ. [
Footnote 11] However,
no similar explicit provision is to be found in the Detainer
Agreement.
The Detainer Agreement establishes two procedures under which
the prisoner against whom a detainer has been lodged may be
transferred to the temporary custody of the receiving State. One of
these procedures may be invoked by the
Page 449 U. S. 444
prisoner; the other by the prosecuting attorney of the receiving
State.
Article III of the Agreement provides the prisoner-initiated
procedure. It requires the warden to notify the prisoner of all
outstanding detainers, and then to inform him of his right to
request final disposition of the criminal charges underlying those
detainers. If the prisoner initiates the transfer by demanding
disposition (which, under the Agreement, automatically extends to
all pending charges in the receiving State), the authorities in the
receiving State must bring him to trial within 180 days or the
charges will be dismissed with prejudice, absent good cause
shown.
Article IV of the Agreement provides the procedure by which the
prosecutor in the receiving State may initiate the transfer. First,
the prosecutor must file with the authorities in the sending State
written notice of the custody request, approved by a court having
jurisdiction to hear the underlying charges. For the next 30 days,
the prisoner and prosecutor must wait while the Governor of the
sending State, on his own motion or that of the prisoner, decides
whether to disapprove the request. [
Footnote 12] If the Governor does not disapprove, the
prisoner is transferred to the temporary custody of the receiving
State, where he must be brought to trial on the charges underlying
the detainer within 120 days of his arrival. Again, if the prisoner
is not brought to trial within the time period, the charges will be
dismissed with prejudice, absent good cause shown.
Although nothing in the Detainer Agreement explicitly provides
for a pretransfer hearing, respondent contends that prisoners who
are involuntarily transferred under Art. IV are
Page 449 U. S. 445
entitled to greater procedural protections than those who
initiate the transfer procedure under Art. III. He argues that a
prisoner who initiates his own transfer to the receiving State
receives a significant benefit under the Agreement, and may thus be
required to waive any right he might have to contest his transfer;
but that a prisoner transferred against his will to the receiving
State under Art. IV does not benefit from the Agreement, and is
thus entitled to assert any right he might have had under the
Extradition Act (or any other state law applicable to interstate
transfer of prisoners) to challenge his transfer.
Respondent's argument has substantial support in the language of
the Detainer Agreement. Article III (e) provides that
"[a]ny request for final disposition made by a prisoner [under
this Article]
shall also be deemed to be a waiver of
extradition with respect to any charge or proceeding
contemplated thereby. . . ."
(Emphasis added.) The reference to "waiver of extradition" can
reasonably be interpreted to mean "waiver of those rights the
sending state affords persons being extradited." Since Pennsylvania
has adopted the Uniform Criminal Extradition Act, those rights
would include the rights provided by § 10 of that Act.
The language of Art. IV supports respondent's further contention
that a prisoner's extradition rights are meant to be preserved when
the receiving State seeks disposition of an outstanding detainer.
Article IV (d) provides:
"Nothing contained in this Article shall be construed to deprive
any prisoner of any right which he may have to contest the legality
of his delivery as provided in paragraph (a) hereof, but such
delivery may not be opposed or denied on the ground that the
executive authority of the sending state has not affirmatively
consented to or ordered such delivery."
Petitioners argue that the phrase "as provided in paragraph (a)
hereof" modifies "right," not "delivery," and that paragraph
Page 449 U. S. 446
(d) does no more than protect the right paragraph (a) gives the
prisoner to petition the Governor to disapprove the custody
request. [
Footnote 13] The
Court of Appeals rejected this interpretation, concluding that the
phrase "as provided in paragraph (a) hereof" modifies "delivery,"
not "right." Since the major thrust of paragraph (a) is to describe
the means by which the receiving State may obtain temporary custody
of the prisoner, the Court of Appeals held that paragraph (d) must
have been intended as the vehicle for incorporating all rights a
prisoner would have under state or other laws to contest his
transfer, except that the prisoner must forfeit his right,
otherwise available under § 7 of the Extradition Act, [
Footnote 14] to oppose such transfer
on the ground that the Governor had not explicitly approved the
custody request.
There are three textual reasons why we find this interpretation
convincing. First, if paragraph (d) protects only the right
provided by paragraph (a) to petition the Governor, as petitioners
claim, it is difficult to understand what purpose paragraph (d)
serves in the Agreement. Why would the drafters add a second
provision to protect a right already explicitly provided? Common
sense requires paragraph (d) to be construed as securing something
more.
Second, the one ground for contesting a transfer that paragraph
(d) explicitly withholds from the prisoner -- that the transfer has
not been affirmatively approved by the Governor
Page 449 U. S. 447
-- is a ground that the Extradition Act expressly reserves to
the prisoner. It is surely reasonable to conclude from the
elimination of this ground in the Detainer Agreement that the
drafters meant the Detainer Agreement o be read as not affecting
any rights given prisoners by the Extradition Act that are not
expressly withheld by the Detainer Agreement. As the Court of
Appeals concluded,
"the fact that Article IV(d) does specifically refer to one
minor procedural feature of the extradition process which is to be
affected suggests forcefully that the other aspects, particularly
those furnishing safeguards to the prisoner, are to continue in
effect."
592 F.2d at 724.
Finally, paragraph (d) refers to "
any right [the
prisoner] may have" (emphasis added) to challenge the legality of
his transfer. This suggests that more than one right is involved, a
suggestion that is consistent with respondent's contention that all
preexisting rights are preserved. If petitioners' contention were
correct -- that the only right preserved is the right provided in
paragraph (a) to petition the Governor -- it is much more likely
that paragraph (d) would have referred narrowly to "
the
right the prisoner
does have" to challenge the legality of
his transfer.
The legislative history of the Detainer Agreement, contained in
the comments on the draft Agreement made by the Council of State
Governments at its 1956 conference and circulated to all the
adopting States, further supports the Court of Appeals' reading. In
discussing the different degrees of protection to which a prisoner
is entitled under Arts. III and IV of the Agreement, the drafters
stated:
"
Article IV (d) safeguards certain of the prisoner's
rights. Normally, the only way to get a prisoner from one
jurisdiction to another for purposes of trial on an indictment,
information or complaint is through resort to extradition or waiver
thereof. If the prisoner waives, there is no problem. However,
if he does not waive extradition, it
Page 449 U. S. 448
is not appropriate to attempt to force him to give up the
safeguards of the extradition process, even if this could be
done constitutionally."
Council of State Governments, Suggested State Legislation,
Program for 1957, pp. 78-79 (1956) (emphasis added). The
suggestion, of course, is that a prisoner transferred against his
will under Art. IV should be entitled to whatever "safeguards of
the extradition process" he might otherwise have enjoyed. Those
safeguards include the procedural protections of the Extradition
Act (in those States that have adopted it), as well as any other
procedural protections the sending State guarantees persons being
extradited from within its borders.
That this is what the drafters intended is further suggested by
the distinction they make between Art. III and Art. IV
procedures:
"The situation contemplated by this portion of the agreement
[Article IV] is different than that dealt with in Article III.
[Article III] relates to proceedings initiated at the request of
the prisoner. Accordingly, in such instances, it is fitting that
the prisoner be required to waive extradition. In Article IV, the
prosecutor initiates the proceeding. Consequently, it probably
would be improper to require the prisoner to waive those features
of the extradition process which are designed for the protection of
his rights."
Id. at 79. These statements strongly support
respondent's contention that prisoners were meant to be treated
differently depending on which Article was being invoked, and that
the general body of procedural rights available in the extradition
context was meant to be preserved when the transfer was effected
pursuant to Art. IV.
Article IX of the Detainer Agreement states that the Agreement
"shall be liberally construed so as to effectuate its purpose." The
legislative history of the Agreement, including
Page 449 U. S. 449
the comments of the Council of State Governments and the
congressional Reports and debates preceding the adoption of the
Agreement on behalf of the District of Columbia and the Federal
Government, emphasizes that a primary purpose of the Agreement is
to protect prisoners against whom detainers are outstanding. As
stated in the House and Senate Reports:
"[A] prisoner who has had a detainer lodged against him is
seriously disadvantaged by such action. He is in custody, and
therefore in no position to seek witnesses or to preserve his
defense. He must often be kept in close custody, and is ineligible
for desirable work assignments. What is more, when detainers are
filed against a prisoner, he sometimes loses interest in
institutional opportunities, because he must serve his sentence
without knowing what additional sentences may lie before him, or
when, if ever, he will be in a position to employ the education and
skills he may be developing."
H.R.Rep. No. 91-1018, p. 3 (1970); S.Rep. No. 91-1356, p. 3
(1970). The remedial purpose of the Agreement supports an
interpretation that gives prisoners the right to a judicial hearing
in which they can bring a limited challenge to the receiving
State's custody request. [
Footnote 15] In light of the purpose of the Detainer
Agreement, as reflected in the structure of the Agreement,
Page 449 U. S. 450
its language, and its legislative history, we conclude. as a
matter of federal law. that prisoners transferred pursuant to the
provisions of the Agreement are not required to forfeit any
preexisting rights they may have under state or federal law to
challenge their transfer to the receiving State. Respondent Adams
has therefore stated a claim for relief under 42 U.S.C. § 1983 for
the asserted violation by state officials of the terms of the
Detainer Agreement.
See Maine v. Thiboutot, 448 U. S.
1 (1980).
Affirmed.
[
Footnote 1]
The Interstate Agreement on Detainers, codified in Pennsylvania
at 42 Pa.Cons.Stat. § 9101
et seq. (Supp. 1980), is a
compact among 48 States, the District of Columbia, and the United
States. Initially drafted by the Council of State Governments in
1956 and included in the Council's Suggested State Legislation
Program for 1957, the Agreement establishes procedures by which one
jurisdiction may obtain temporary custody of a prisoner
incarcerated in another jurisdiction for the purpose of bringing
that prisoner to trial. Unlike the Extradition Act, the Detainer
Agreement establishes procedures under which a prisoner may
initiate his transfer to the receiving State and procedures that
ensure protection of the prisoner's speedy trial rights.
The Uniform Criminal Extradition Act, codified in Pennsylvania
at 42 Pa.Cons.Stat. § 9121
et seq. (Supp. 1980), has been
adopted by 48 States, Puerto Rico, and the Virgin Islands.
Initially drafted in 1926 and revised 10 years later, the
Extradition Act, like the Detainer Agreement, establishes
procedures for the interstate transfer of persons against whom
criminal charges are outstanding. Unlike the Detainer Agreement,
the Extradition Act applies to persons at liberty, as well as to
persons in prison.
[
Footnote 2]
Compare Atkinson v. Hanberry, 589 F.2d 917 (CA5 1979);
Commonwealth ex rel. Coleman v. Cuyler, 261 Pa.Super. 274,
396
A.2d 394 (1978);
State v. Thompson, 133 N.J.Super.
180,
336 A.2d 11 (1975);
Hystad v. Rhay, 12 Wash. App. 872,
533 P.2d 409 (1975); and
Wertheimer v. State, 294 Minn.
293,
201 N.W.2d
383 (1972);
with 592 F.2d 720 (CA3 1979) (case below);
McQueen v. Wyrick, 543 S.W.2d 778 (Mo.1976);
Moen v.
Wilson, 189 Colo. 85,
536 P.2d 1129
(1975);
and State ex rel. Garner v. Gray, 55 Wis.2d 574,
201 N.W.2d
163 (1972).
[
Footnote 3]
While the term "detainer" is nowhere defined in the Detainer
Agreement, we noted in
United States v. Mauro,
436 U. S. 340
(1978), that the House and Senate Reports accompanying Congress'
adoption of the Detainer Agreement had defined a detainer as "
a
notification filed with the institution in which a prisoner is
serving a sentence, advising that he is wanted to face pending
criminal charges in another jurisdiction.'" Id. at
436 U. S. 359,
quoting H.R.Rep. No. 91-1018, p. 2 (1970); S.Rep. No. 91-1356, p. 2
(1970).
[
Footnote 4]
Apparently, Adams intended to argue that the State of New Jersey
had acted in bad faith by deliberately not filing its custody
request until after his chief alibi witness had died. While Adams
presumably could have raised that argument in his petition to the
Governor, he could not have raised it in either a pretransfer
"hearing" under the Extradition Act or in a subsequent habeas
proceeding.
See n
11,
infra.
[
Footnote 5]
Although the District Court stated in its October, 1977, opinion
that Adams had already been transferred to New Jersey, petitioners
have informed this Court that the transfer did not actually occur
until January, 1978, three months after the District Court opinion.
See Brief for Petitioners 31, n. 4.
[
Footnote 6]
Accordingly, we do not reach this issue.
[
Footnote 7]
The "law of the Union" doctrine upon which this principle is
based had its origin in
Pennsylvania v. Wheeling &
Belmont Bridge Co., 13 How. 518 (1852). In that
case, a bridge construction company defended a nuisance suit on the
ground that the state legislature had authorized construction of
the offending bridge. The company argued that the state legislative
authorization shielded it from the nuisance suit because
"there is no act of Congress prohibiting obstructions on the
Ohio River, and . . . until there shall be such a regulation, a
State, in the construction of bridges, has a right to exercise its
own discretion on the subject."
This Court rejected that argument in light of a clause in the
Virginia-Kentucky Compact of 1789, sanctioned by Congress,
declaring that the use and navigation of the Ohio River shall be
"free and common to the citizens of the United States."
Id. at
54 U. S. 565.
Even though there had been no Act of Congress explicitly regulating
navigation on the river, the Court stated that the prohibition in
the Compact was controlling because "[t]his compact, by the
sanction of Congress, has become a law of the Union. What further
legislation can be desired for judicial action?"
Id. at
54 U. S. 566;
see also Wedding v. Meyler, 192 U.
S. 573,
192 U. S.
581-582 (1904).
Although the "law of the Union" doctrine was questioned in
People v. Central R.
Co., 12 Wall. 455,
79 U. S. 456
(1872), and in
Hinderlider v. La Plata River & Cherry Creek
Ditch Co., 304 U. S. 92,
304 U. S. 109
(1938), any doubts as to its continued vitality were put to rest in
Delaware River Joint Toll Bridge Comm'n v. Colburn, 310
U.S. at
310 U. S.
427-428, where the Court stated:
"In
People v. Central Railroad, . . . jurisdiction of
this Court to review a judgment of a state court construing a
compact between states was denied on the ground that the Compact
was not a statute of the United States, and that the construction
of the Act of Congress giving consent was in no way drawn in
question, nor was any right set up under it. This decision has long
been doubted, . . . and we now conclude that the construction of
such a compact sanctioned by Congress by virtue of Article I, § 10,
Clause 3 of the Constitution, involves a federal 'title, right,
privilege or immunity' which when 'specially set up and claimed' in
a state court may be reviewed here on certiorari under § 237(b) of
the Judicial Code, 28 U.S.C. § 344."
Id. at
310 U. S. 427.
This holding reaffirmed the "law of the Union" doctrine and the
underlying principle that congressional consent can transform
interstate compacts into federal law.
Accord, Petty v.
Tennessee-Missouri Bridge Comm'n, 359 U.S. at
359 U. S. 278;
see also United States ex rel. Esola v. Groomes, 520 F.2d
830, 841 (CA3 1975) (Garth, J., concurring);
League to Save
Lake Tahoe v. Tahoe Regional Planning Agency, 507 F.2d 517
(CA9 1974),
cert. denied, 420 U.S. 974 (1975).
[
Footnote 8]
See West Virginia ex rel. Dyer v. Sims, 341 U. S.
22,
341 U. S. 26
(1951) (congressional consent given to compact to control pollution
in interstate streams, "an appropriate subject for national
legislation");
Petty v. Tennessee-Missouri Bridge Comm'n,
supra at
359 U. S. 281
(congressional consent given to compact affecting navigable waters
and interstate commerce).
As JUSTICE WHITE stated, dissenting in
United States Steel
Corp. v. Multistate Tax Comm'n, 434 U.
S. 452 (1978):
"Congress does not pass upon a submitted compact in the manner
of a court of law deciding a question of constitutionality. Rather,
the requirement that Congress approve a compact is to obtain its
political judgment: is the agreement likely to interfere with
federal activity in the area, is it likely to disadvantage other
States to an important extent, is it a matter that would better be
left untouched by state and federal regulation?"
Id. at
434 U. S. 485
(footnotes omitted).
[
Footnote 9]
Congress enacted the Crime Control Consent Act for the express
purpose of complying with the "congressional consent" requirement
of the Compact Clause. As stated in both the House and Senate
Reports accompanying the Act:
"Legislation is necessary to accomplish the purpose sought by
the bill because of the language of that part of article I, section
10, of the Constitution, which provides:"
"'No State shall, without the consent of Congress . . . enter
into an agreement or compact with another State. . . .'"
"
* * * *"
"This bill seeks to remove the obstruction imposed by the
Federal Constitution and allow the States cooperatively and by
mutual agreement to work out their problems of law
enforcement."
S.Rep. No. 1007, 73d Cong., 2d Sess., 1 (1934); H.R.Rep. No.
1137, 73d Cong., 2d Sess., 1-2 (1934) .
There can be no doubt that the Detainer Agreement falls within
the scope of this congressional authorization. Not only do the
drafters of the Agreement state in their interpretive handbook that
it "falls within the purview" of the 1934 Act, and therefore has
the consent of Congress,
see Council of State Governments,
The Handbook of Interstate Crime Control 117 (1978), but also
Congress itself, when adopting the Detainer Agreement on behalf of
the District of Columbia and the United States, Pub.L. 91-538, 84
Stat. 1397, expressly stated that it had authorized the Detainer
Agreement in the Crime Control Consent Act.
See H.R.Rep.
No. 91-1018 (1970); S.Rep. No. 91-1356 (1970). At the same time,
Congress implicitly reaffirmed its consent to the Agreement.
[
Footnote 10]
Congressional power to legislate in this area is derived from
both the Commerce Clause and the Extradition Clause. The latter
Clause, Art. IV, § 2, cl. 2, has provided Congress with power to
legislate in the extradition area since 1793, when it passed the
first Federal Extradition Act, 1 Stat. 302, now codified at 18
U.S.C. § 3182.
See Michigan v. Doran, 439 U.
S. 282,
439 U. S.
286-287 (1978);
Innes v. Tobin, 240 U.
S. 127,
240 U. S.
130-131,
240 U. S.
134-135 (1916);
Roberts v. Reilly, 116 U. S.
80,
116 U. S. 94
(1885);
Robb v. Connolly, 111 U.
S. 624,
111 U. S. 628
(1884);
Kentucky v.
Dennison, 24 How. 66,
65 U. S. 104-105
(1861);
DeGenna v. Grasso, 413 F.
Supp. 427, 431 (Conn.),
aff'd sub nom. Carino v.
Grasso, 426 U. S. 913
(1976).
Congress' recognition that it had power to legislate in this
area is also evidenced by the House and Senate Reports accompanying
the 1934 Act,
"The rapidity with which persons may move from one State to
another, those charged with crime and those who are necessary
witnesses in criminal proceedings, and the fact that there are no
barriers between the States obstructing this movement,
makes it
necessary that one of two things shall be done, either that the
criminal jurisdiction of the Federal Government shall be greatly
extended or that the States, by mutual agreement, shall aid each
other in the detection and punishment of offenders against their
respective criminal laws."
S.Rep. No. 1007,
supra at 1 (emphasis added); H.R.Rep.
No. 1137,
supra at 1 (emphasis added).
Despite the contrary suggestion made by the dissent,
post at
449 U. S.
453-454, we do not decide today whether the cited
examples of "reciprocal legislation in the criminal area" have
received congressional consent, or whether the subject matter of
any of the cited Acts is an appropriate subject for congressional
legislation. Those determinations must await cases properly raising
the Compact Clause question with respect to those Acts.
[
Footnote 11]
Section 10 of the Uniform Criminal Extradition Act, codified in
Pennsylvania at 42 Pa.Cons.Stat. § 9131 (Supp. 1980), provides;
"No person arrested upon such warrant shall be delivered over to
the agent whom the executive authority demanding him shall have
appointed to receive him unless he shall first be taken forthwith
before a judge of a court of record in this Commonwealth who shall
inform him of the demand made for his surrender and of the crime
with which he is charged and that he has the right to demand and
procure legal counsel, and, if the prisoner or his counsel shall
state that he or they desire to test the legality of his arrest,
the judge of such court of record shall fix a reasonable time to be
allowed him within which to apply for a writ of habeas corpus."
The person being extradited has no right to challenge the facts
surrounding the underlying crime or the lodging of the custody
request at the first hearing. Even at the later habeas corpus
hearing, if any, he is permitted to question only
"(a) whether the extradition documents on their face are in
order; (b) whether [he] has been charged with a crime in the
demanding state; (c) whether [he] is the person named in the
request for extradition; and (d) whether [he] is a fugitive."
"
Michigan v. Doran, supra at
439 U. S.
289."
[
Footnote 12]
Article IV(a) provides in pertinent part:
"[T]here shall be a period of 30 days after receipt by the
appropriate authorities before the request be honored, within which
period the Governor of the sending state may disapprove the request
for temporary custody or availability, either upon his own motion
or upon motion of the prisoner."
[
Footnote 13]
Paragraph (a) performs two functions. First, it provides the
means by which the receiving State may request the custody of a
prisoner incarcerated in the sending State. Second, it authorizes
the Governor of the sending State to disapprove that custody
request either on his own motion or on that of the prisoner.
[
Footnote 14]
Section 7 of the Uniform Criminal Extradition Act, codified in
Pennsylvania at 42 Pa.Cons.Stat. § 9128 (Supp. 1980), provides:
"If the Governor decides that the demand should be complied
with, he shall sign a warrant of arrest which shall be sealed with
the State seal and be directed to any peace officer or other person
whom he may think fit to entrust with the execution thereof. The
warrant must substantially recite the facts necessary to the
validity of its issuance."
[
Footnote 15]
Petitioners contend that our interpretation frustrates one of
the major purposes of the Detainer Agreement, which is to
streamline the extradition process. We cannot accept that argument.
The Detainer Agreement already provides a 30-day period from the
date the prosecutor makes a request for custody until the date the
prisoner can be transferred. Even if the hearing required by the
Extradition Act could not be held until after the expiration of
that 30-day period, which we do not now decide, there is no reason
the prisoner could not be brought before a court on the 31st day.
Moreover, the "reasonable time" a judge fixes for a prisoner to
file for a writ of habeas corpus under the Extradition Act might
also be computed in recognition of the 30-day period established by
the Detainer Agreement.
JUSTICE REHNQUIST, with whom THE CHIEF JUSTICE and JUSTICE
STEWART join, dissenting.
In a remarkable feat of judicial alchemy the Court today
transforms state law into federal law. It decides that the
construction of an enactment of the Pennsylvania Legislature, for
which the consent of Congress was not required under the
Constitution, and to which Congress never consented at all save in
the vaguest terms some 25 years prior to its passage, presents a
federal question.
Ante 449 U. S.
Nothing in the prior decisions of this Court suggests, say nothing
of compels, such an untoward result.
The cases relied upon by the Court establish, at most, that the
interpretation of an interstate compact sanctioned by Congress
pursuant to the Compact Clause will present a federal
question.
See Petty v. Tennessee-Missouri Bridge Comm'n,
359 U. S. 275,
359 U. S. 278
(1959) ("The construction of a compact sanctioned by Congress
under Art. I, § 10, cl. 3, of the Constitution presents a
federal question") (emphasis supplied);
West Virginia ex rel.
Dyer v. Sims, 341 U. S. 22,
341 U. S. 27
(1951) ("congressional consent [was] required");
Delaware River
Joint Toll Bridge Comm'n v. Colburn, 310 U.
S. 419,
310 U. S. 427
(1940) ("the construction of . . . a compact sanctioned by Congress
by virtue of Article I, § 10, Clause of the Constitution, involves
a federal
title, right, privilege or immunity'")
Page 449 U. S.
451
(emphasis supplied). In light of our recent decisions,
however, it cannot seriously be contended that the Detainer
Agreement constitutes an "agreement or compact" as those terms have
come to be understood in the Compact Clause. In New Hampshire
v. Maine, 426 U. S. 363
(1976), we held that the
"application of the Compact Clause is limited to agreements that
are 'directed to the formation of any combination tending to the
increase of the political power in the States, which may encroach
upon or interfere with the just supremacy of the United
States.'"
Id. at
426 U. S. 369,
quoting
Virginia v. Tennessee, 148 U.
S. 503,
148 U. S. 519
(1893). This rule was reaffirmed in
United States Steel Corp.
v. Multistate Tax Comm'n, 434 U. S. 452,
434 U. S. 471
(1978), where the Court ruled that the quoted test "states the
proper balance between federal and state power with respect to
compacts and agreements among States." Certainly nothing about the
Detainer Agreement threatens the just supremacy of the United
States or enhances state power to the detriment of federal
sovereignty. As with the "compact" in
Multistate Tax
Comm'n, any State is free to join the Detainer Agreement, so
it cannot be considered to elevate member States at the expense of
nonmembers.
See id. at
434 U. S.
477-478. Finally, despite contrary intimations by the
Court,
ante at
449 U. S. 441,
n. 9, the views of the drafters of the Agreement or its form are
not controlling. The agreement involved in
Multistate Tax
Comm'n was termed a "compact," and congressional consent to it
was repeatedly sought, 434 U.S. at
434 U. S. 456,
434 U. S. 458,
n. 8, yet the Court nonetheless held it was not a compact within
the Compact Clause.
See also id. at
434 U. S.
470-471 ("The mere form of the interstate agreement
cannot be dispositive. . . . The relevant inquiry must be one of
impact on our federal structure").
Since the Detainer Agreement is not an "agreement or compact"
within the purview of the Compact Clause, that constitutional
provision is irrelevant to this case, and the Court's reliance on
it can only be described as baffling. Although
Page 449 U. S. 452
never maintaining that congressional consent was required by the
Compact Clause for the Detainer Agreement -- a conclusion
foreclosed by our decisions -- the Court nonetheless views its
inquiry as "whether the Detainer Agreement is a congressionally
sanctioned interstate compact
within Art. I, § 10, of the
Constitution," and concludes in this case that "the consent of
Congress transforms the State's agreement into federal law
under the Compact Clause."
Ante at
449 U. S. 439,
449 U. S. 440
(emphasis supplied). Whether a particular state enactment is
"within" or "under" the Compact Clause, however, depends on whether
it requires the consent of Congress -- the Clause speaks of nothing
else. Whatever effect the Compact Clause may have on those laws it
does cover, one would have thought it unnecessary to say
that it can have no effect on those it
does not cover.
See Engdahl, Construction of Interstate Compacts: A
Questionable Federal Question, 51 Va.L.Rev. 987, 1017 (1965)
("[T]he construction of a compact not requiring consent, even if
Congress has consented, will not present a federal question . .
."). The Court stresses the federal interest in the area of
extradition,
ante at
449 U. S. 442,
n. 10, but, for Compact Clause purposes, "[a]bsent a threat of
encroachment or interference through enhanced state power, the
existence of a federal interest is irrelevant."
Multistate Tax
Comm'n, supra at
434 U. S. 480,
n. 33.
If the Compact Clause of the Constitution does not operate to
transform Pennsylvania's statute into federal law, it must be the
consent of Congress, albeit unnecessary, which does so. Such a
proposition is, however, contrary to the established rule in other
contexts. The most fundamental example was discussed in
Coyle
v. Smith, 221 U. S. 559,
221 U. S. 568
(1911):
". . . Congress may require, under penalty of denying admission,
that the organic laws of a new State at the time of admission shall
be such as to meet its approval. A constitution thus supervised by
Congress would, after all, be a constitution of a State, and as
such subject to
Page 449 U. S. 453
alteration and amendment by the State after admission. Its force
would be that of a state constitution, and not that of an act of
Congress."
The consent of Congress to state taxation of its
instrumentalities does not mean that the interpretation of state
tax laws presents a federal question,
see Gully v. First
National Bank, 299 U. S. 109,
299 U. S. 115
(1936) ("That there
is a federal law permitting such
taxation does not change the basis of the suit, which is still the
statute of the state, though the federal law is evidence to prove
the statute valid") (emphasis in original), and when Congress
consents to state laws regulating commerce which would otherwise be
prohibited the state laws remain state laws,
see In re
Rahrer, 140 U. S. 545,
140 U. S. 561
(1891) (by consent ". . . Congress has not attempted to delegate
the power to regulate commerce, . . . or to adopt state laws");
Prudential Insurance Co. v. Benjamin, 328 U.
S. 408,
328 U. S. 438,
n. 51 (1946) ("The . . . contention that Congress'
adoption' of
South Carolina's statute amounts to an unconstitutional delegation
of Congress' legislative power to the states obviously confuses
Congress' power to legislate with its power to consent to state
legislation. They are not identical, though exercised in the same
formal manner"). See generally Engdahl, supra at
1015-1016. It is particularly unsettling that the Court would
confuse an act of congressional consent with an act of legislation
when the consent was completely gratuitous, and given some 25 years
before passage of the state law.
What is most disturbing about the Court's analysis is its
potential sweep. The statute books of the States are full of
reciprocal legislation in the criminal area.
See, e.g.,
Uniform Act to Secure the Attendance of Witnesses from Without a
State in Criminal Proceedings, 11 U.L.A. 1 (Supp. 1980) (adopted in
54 jurisdictions); Uniform Rendition of Prisoners as Witnesses in
Criminal Proceedings Act, 11 U.L.A. 547 (Supp. 1980) (adopted in 13
jurisdictions). As this Court made clear in
Multistate Tax
Comm'n, 434 U.S.
Page 449 U. S. 454
at
434 U. S.
469-471, such reciprocal legislation is as subject to
the Compact Clause as other more formal interstate agreements.
See ibid. (discussing
New York v. O'Neill,
359 U. S. 1 (1959),
a case involving the Uniform Act to Secure the Attendance of
Witnesses);
see also 434 U.S. at
434 U. S. 491
(WHITE, J., dissenting). In light of the Court's analysis in this
case, it is not at all clear why the construction of each of the
provisions in this broad array of state legislation is not a
federal matter. It is apparently no answer that congressional
consent was not required under the Compact Clause; the same is true
with the Detainer Agreement. And the congressional "consent" in the
Crime Control Consent Act of 1934 applies with the same force to
all this reciprocal legislation as it does to the Detainer
Agreement. Yet it has never been supposed that the construction of
the terms of such reciprocal legislation is a matter on which
federal courts could override the courts of the enacting State.
Enough has been said to demonstrate that the Court's opinion
threatens to become a judicial Midas meandering through the state
statute books, turning everything it touches into federal law.
Since I view the Detainer Agreement as a state statute, I would
defer to the state court's interpretation of it. It is sufficiently
clear to me that the court in
Commonwealth ex rel. Coleman v.
Cuyler, 261 Pa.Super. 274,
396
A.2d 394 (1978), disagrees with the statutory interpretation
undertaken by the Court of Appeals below and by this Court.
*
Page 449 U. S. 455
I would therefore reverse and remand, with instructions to the
Court of Appeals to consider respondent's constitutional claims,
which it avoided by what I consider unjustifiable statutory
interpretation.
* Judge Van der Voort, writing the opinion for the Pennsylvania
court, assumed that the procedural protections sought by respondent
were not incorporated as a matter of statutory interpretation in
the Detainer Agreement, since he ruled that there was no
constitutional deprivation in not affording those protections to
prisoners subject to the Detainer Agreement. The state court
opinion contained a comprehensive survey of the features of both
the Detainer Agreement and the Extradition Act, and did not read
the Detainer Agreement to contain the protections which the federal
court said were incorporated. Even Judge Spaeth, who dissented on
the equal protection ground in the court decision, obviously
considered that the procedural protections under the two Acts were
different, or else there could not have been an equal protection
challenge.
See also Wallace v. Hewitt, 28 F. Supp. 39 (MD
Pa.1976).