Petitioner, who was indicted with one Moore for rape and murder,
was tried separately in a Georgia state court. After the jury
determined that petitioner was guilty of murder, a second
proceeding was held to decide whether capital punishment would be
imposed, and petitioner attempted to introduce the testimony of a
third person, who had testified for the State at Moore's earlier
trial (wherein Moore was convicted of both crimes and sentenced to
death), to the effect that Moore had confided to the witness that
Moore had killed the victim, shooting her twice after ordering
petitioner to run an errand. The trial court refused to admit the
testimony, ruling that it constituted inadmissible hearsay under
Georgia law. The petitioner was sentenced to death, and the Georgia
Supreme Court upheld the conviction and sentence.
Held: Regardless of whether the proffered testimony
comes within Georgia's hearsay rule, under the facts of this case,
its exclusion constituted a violation of the Due Process Clause of
the Fourteenth Amendment, denying petitioner a fair trial on the
issue of punishment, and thus requiring that the sentence be
vacated. The excluded testimony was highly relevant to a critical
issue in the punishment phase of the trial, and substantial reasons
existed to assume its reliability. Perhaps most important, the
State considered the testimony sufficiently reliable to use it
against Moore and to base a death sentence upon it.
Certiorari granted; 242 Ga. 261,
249 S.E.2d 1,
reversed and remanded.
PER CURIAM.
Petitioner and Carzell Moore were indicted together for the rape
and murder of Teresa Carol Allen. Moore was tried separately, was
convicted of both crimes, and has been sentenced to death.
See
Moore v. State, 240 Ga. 807,
243 S.E.2d 1,
cert. denied, 439 U.S. 903 (1978). Petitioner subsequently
was convicted of murder, and also received a capital sentence. The
Supreme Court of Georgia upheld the conviction and sentence, 242
Ga. 261,
249 S.E.2d 1
(1978), and
Page 442 U. S. 96
petitioner has sought review of so much of the judgment as
affirmed the capital sentence. We grant the motion for leave to
proceed
in forma pauperis and the petition for certiorari,
and vacate the sentence.
The evidence at trial tended to show that petitioner and Moore
abducted Allen from the store where she was working alone and,
acting either in concert or separately, raped and murdered her.
After the jury determined that petitioner was guilty of murder, a
second trial was held to decide whether capital punishment would be
imposed.
See Ga.Code § 272503 (1978). At this second
proceeding, petitioner sought to prove he was not present when
Allen was killed and had not participated in her death. He
attempted to introduce the testimony of Thomas Pasby, who had
testified for the State at Moore's trial. According to Pasby, Moore
had confided to him that he had killed Allen, shooting her twice
after ordering petitioner to run an errand. The trial court refused
to allow introduction of this evidence, ruling that Pasby's
testimony constituted hearsay that was inadmissible under Ga.Code §
38-301 (1978). [
Footnote 1] The
State then argued to the jury that, in the absence of direct
evidence as to the circumstances of the crime, it could infer that
petitioner participated directly in Allen's murder from the fact
that more than one bullet was fired into her body. [
Footnote 2]
Page 442 U. S. 97
Regardless of whether the proffered testimony comes within
Georgia's hearsay rule, under the facts of this case, its exclusion
constituted a violation of the Due Process clause of the Fourteenth
Amendment. The excluded testimony was highly relevant to a critical
issue in the punishment phase of the trial,
see Lockett v.
Ohio, 438 U. S. 586,
438 U. S.
604-605 (1978) (plurality opinion);
id. at
438 U. S.
613-616 (opinion of BLACKMUN, J.), and substantial
reasons existed to assume its reliability. Moore made his statement
spontaneously to a close friend. The evidence corroborating the
confession was ample, and indeed sufficient to procure a conviction
of Moore and a capital sentence. The statement was against
interest, and there was no reason to believe that Moore had any
ulterior motive in making it. Perhaps most important, the State
considered the testimony sufficiently reliable to use it against
Moore, and to base a sentence of death upon it. [
Footnote 3] In these unique circumstances,
"the hearsay rule may not be applied mechanistically to defeat the
ends of justice."
Chambers v. Mississippi, 410 U.
S. 284,
410 U. S. 302
(1973). [
Footnote 4] Because
the exclusion of Pasby's testimony denied petitioner a fair trial
on the issue of punishment, the sentence is vacated and the case is
remanded for further proceedings not inconsistent with this
opinion.
Reversed and remanded.
MR. JUSTICE BRENNAN and MR. JUSTICE MARSHALL, adhering to their
view that the death penalty is in all circumstances
Page 442 U. S. 98
cruel and unusual punishment prohibited by the Eighth and
Fourteenth Amendments,
Gregg v. Georgia, 428 U.
S. 153,
428 U. S. 227,
231 (1976), would vacate the death sentence without remanding for
further proceedings.
[
Footnote 1]
Georgia recognizes an exception to the hearsay rule for
declarations against pecuniary interest, but not for declarations
against penal interest.
See 242 Ga. 261, 269-272,
249 S.E.2d 1,
8-9 (1978), quoting
Little v. Stynchcombe, 227 Ga. 311,
180 S.E.2d 541
(1971).
[
Footnote 2]
The District Attorney stated to the jury:
"We couldn't possibly bring any evidence other than the
circumstantial evidence and the direct evidence that we had
pointing to who did it, and I think it's especially significant for
you to remember what Dr. Dawson said in this case. When the first
shot, in his medical opinion, he stated that Miss Allen had
positive blood pressure when both shots were fired, but I don't
know whether Carzell Moore fired the first shot and handed the gun
to Roosevelt Green and he fired the second shot or whether it was
vice versa or whether Roosevelt Green had the gun and fired the
shot or Carzell Moore had the gun and fired the first shot or the
second, but I think it can be reasonably stated that you Ladies and
Gentlemen can believe that each one of them fired the shots so that
they would be as equally involved and one did not exceed the
other's part in the commission of this crime."
Pet. for Cert. 10.
[
Footnote 3]
A confession to a crime is not considered hearsay under Georgia
law when admitted against a declarant. Ga.Code § 38-414 (1978);
Green v. state, 115 Ga.App. 685, 155 S.E.2d 655
(1967).
[
Footnote 4]
See Westen, Confrontation and Compulsory Process: A
Unified Theory of Evidence for Criminal Cases, 91 Harv.L.Rev. 567,
592-593 (1978).
MR. JUSTICE REHNQUIST, dissenting.
The Court today takes another step toward embalming the law of
evidence in the Due Process Clause of the Fourteenth Amendment to
the United States Constitution. I think it impossible to find any
justification in the Constitution for today's ruling, and take
comfort only from the fact that, since this is a capital case, it
is perhaps an example of the maxim that "hard cases make bad
law."
The Georgia trial court refused to allow in evidence certain
testimony at petitioner's sentencing trial on the ground that it
constituted inadmissible hearsay under Ga.Code § 38-301 (1978).
This Court does not, and could not, dispute the propriety of that
ruling. Instead, it marshals a number of
ad hoc reasons
why Georgia should adopt a code of evidence that would allow this
particular testimony to be admitted, and concludes that "[i]n these
unique circumstances,
the hearsay rule may not be applied
mechanistically to defeat the ends of justice.'" Ante at
442 U. S.
97.
Nothing in the United States Constitution gives this Court any
authority to supersede a State's code of evidence because its
application in a particular situation would defeat what this Court
conceives to be "the ends of justice." The Court does not disagree
that the testimony at issue is hearsay or that it fails to come
within any of the exceptions to the hearsay rule provided by
Georgia's rules of evidence. The Court obviously is troubled by the
fact that the same testimony was admissible at the separate trial
of petitioner's codefendant at the behest of the State. But this
fact by no means demonstrates that the Georgia courts have not
evenhandedly applied their code of evidence, with its various
hearsay exceptions, so as to deny
Page 442 U. S. 99
petitioner a fair trial. No practicing lawyer can have failed to
note that Georgia's evidentiary rules, like those of every other
State and of the United States, are such that certain items of
evidence may be introduced by one party, but not by another. This
is a fact of trial life, embodied throughout the hearsay rule and
its exceptions. This being the case, the United States Constitution
must be strained to or beyond the breaking point to conclude that
all capital defendants who are unable to introduce all of the
evidence which they seek to admit are denied a fair trial. I
therefore dissent from the vacation of petitioner's sentence.