Pursuant to Title III of the Omnibus Crime Control and Safe
Streets Act of 1968, the District Court, finding probable cause to
believe that petitioner was a member of a conspiracy the purpose of
which was to steal goods being shipped in interstate commerce,
granted the Government's request for authorization to intercept all
oral communications taking place in petitioner's business office.
Petitioner was subsequently convicted of receiving stolen goods and
conspiring to transport, receive, and possess stolen goods. At a
hearing on his motion to suppress evidence obtained under the
bugging order, it was shown that, although such order did not
explicitly authorize entry of petitioner's business office, FBI
agents had entered the office secretly at midnight on the day of
the bugging order and had spent three hours installing an
electronic bug in the ceiling. Denying petitioner's motion to
suppress, the District Court ruled that, under Title III, a covert
entry to install electronic eavesdropping equipment is not unlawful
merely because the court approving the surveillance did not
explicitly authorize such an entry. Affirming petitioner's
conviction, the Court of Appeals rejected his contention that
separate court authorization was necessary for the covert entry of
his office.
Held:
1. The Fourth Amendment does not prohibit
per se a
covert entry performed for the purpose of installing otherwise
legal electronic bugging equipment. Implicit in decisions such as
Irvine v. California, 347 U. S. 12, and
Silverman v. United States, 365 U.
S. 505, has been this Court's view that covert entries
are constitutional in some circumstances, at least if they are made
pursuant to warrant. Petitioner's argument that covert entries are
unconstitutional for their lack of notice is frivolous, as was
indicated in
Katz v. United States, 389 U.
S. 347,
39 U. S. 355 n.
16, where this Court stated that
"officers need not announce their purpose before conducting an
otherwise [duly] authorized search if such an announcement would
provoke the escape of the suspect or the destruction of critical
evidence."
Pp.
441 U. S.
246-248.
2. Congress has given the courts statutory authority to approve
covert entries for the purpose of installing electronic
surveillance equipment. Although Title III does not refer
explicitly to covert entry, the language,
Page 441 U. S. 239
structure, purpose, and history of the statute demonstrate that
Congress meant to authorize courts -- in certain specified
circumstances -- to approve electronic surveillance without
limitation on the means necessary to its accomplishment, so long as
they are reasonable under the circumstances. Congress clearly
understood that it was conferring power upon the courts to
authorize covert entries ancillary to their responsibility to
review and approve surveillance applications under the statute. Pp.
441 U. S.
249-254.
3. The Fourth Amendment does not require that a Title III
electronic surveillance order include a specific authorization to
enter covertly the premises described in the order. Pp.
441 U. S.
254-259.
(a) The Warrant Clause of the Fourth Amendment requires only
that warrants be issued by neutral, disinterested magistrates, that
those seeking the warrant must demonstrate to the magistrate their
probable cause to believe that the evidence sought will aid in a
particular apprehension or conviction for a particular offense, and
that warrants must particularly describe the things to be seized,
as well as the place to be searched. Here, the bugging order was a
warrant issued in full compliance with these traditional Fourth
Amendment requirements. Pp.
441 U. S.
255-256.
(b) Nothing in the language of the Constitution or in this
Court's decisions interpreting that language suggests that, in
addition to these requirements, search warrants also must include a
specification of the precise manner in which they are to be
executed. On the contrary, it is generally left to the discretion
of the executing officers to determine the details of how best to
proceed with the performance of a search authorized by warrant --
subject to the general Fourth Amendment protection "against
unreasonable searches and seizures." Pp.
441 U. S.
256-257.
(c) An interpretation of the Warrant Clause so as to require
that, whenever it is reasonably likely that Fourth Amendment rights
may be affected in more than one way, the court must set forth
precisely the procedures to be followed by the executing officers,
is unnecessary, since the manner in which a warrant is executed is
subject to later judicial review as to its reasonableness. More
important, it would promote empty formalism were this Court to
require magistrates to make explicit what unquestionably is
implicit in bugging authorizations: that a covert entry, with its
attendant interference with Fourth Amendment interests, may be
necessary for the installation of the surveillance equipment. Pp.
441 U. S.
257-25.
575 F.2d 1344, affirmed.
POWELL, J., delivered the opinion of the Court, in which BURGER,
C.J., and WHITE, BLACKMUN, and REHNQUIST, JJ., joined and in Parts
I and II
Page 441 U. S. 240
of which BRENNAN and STEWART, JJ., joined. BRENNAN, J., filed an
opinion concurring in part and dissenting in part, in which
STEWART, J., joined except as to Part I,
post, p.
441 U. S. 259.
STEVENS, J., filed a dissenting opinion, in which BRENNAN and
MARSHALL, JJ., joined,
post, p.
441 U. S.
262.
MR. JUSTICE POWELL delivered the opinion of the Court.
Title III of the Omnibus Crime Control and Safe Streets Act of
1968 (Title III), 18 U.S.C. §§ 2510-2520, permits courts to
authorize electronic surveillance [
Footnote 1] by Government officers in specified
situations. We took this case by writ of
Page 441 U. S. 241
certiorari to resolve two questions concerning the
implementation of Title III surveillance orders.
439 U.
S. 17. First, may courts authorize electronic
surveillance that requires covert entry [
Footnote 2] into private premises for installation of
the necessary equipment? Second, must authorization for such
surveillance include a specific statement by the court that it
approves of the covert entry? [
Footnote 3]
I
On March 14, 1973, Justice Department officials applied to the
United States District Court for the District of New Jersey,
seeking authorization under 18 U.S.C. § 2518 to intercept telephone
conversations on two telephones in petitioner's business office.
After examining the affidavits submitted in support of the
Government's request, the District Court authorized the wiretap for
a period of 20 days or until the purpose of the interception was
achieved, whichever came first. The court found probable cause to
believe that petitioner was a member of a conspiracy the purpose of
which was to steal goods being shipped in interstate commerce in
violation of 18 U.S.C. § 659. Moreover, the court found reason to
believe that petitioner's business telephones were being used to
further this conspiracy, and that means of investigating the
conspiracy
Page 441 U. S. 242
other than electronic surveillance would be unlikely to succeed,
and would be dangerous. The wiretap order carefully enumerated the
telephones to be affected and the types of conversations to be
intercepted. Finally, the court ordered the officials in charge of
the interceptions to take all reasonable precautions "to minimize
the interception of communications not otherwise subject to
interception," and required the officials to make periodic progress
reports.
At the end of the 20-day period covered by the March 14 court
order, the Government requested an extension of the wiretap
authorization. In addition, the Government for the first time asked
the court to allow it to intercept all oral communications taking
place in petitioner's office, including those not involving the
telephone. On April 5, 1973, the court granted the Government's
second request. Its order concerning the wiretap of petitioner's
telephones closely tracked the March 14 order. Finding reasonable
cause to believe that petitioner's office was being used by
petitioner and others in connection with the alleged conspiracy,
the court also authorized, for a maximum period of 20 days, the
interception of all oral communications concerning the conspiracy
at
"the business office of Larry Dalia, consisting of an enclosed
room, approximately fifteen (15) by eighteen (18) feet in
dimension, and situated in the northwesterly corner of a one-story
building housing Wrap-O-Matic Machinery Company, Ltd., and Precise
Packaging, and located at 1105 West St. George Avenue, Linden, New
Jersey."
The order included protective provisions similar to those in the
March 14 wiretapping order. [
Footnote 4] The electronic surveillance order of April 5
was extended by court order on April 27, 1973.
Page 441 U. S. 243
On November 6, 1975, petitioner was indicted in a five-count
indictment charging that he had been involved in a
Page 441 U. S. 244
conspiracy to steal an interstate shipment of fabric. [
Footnote 5] At trial, the Government
introduced evidence showing that petitioner had been approached in
March, 1973, and asked to store in his New Jersey warehouse "a load
of merchandise." Although petitioner declined the request, he
directed the requesting party to Higgins, an associate, with whom
he agreed to share the $1,500 storage fee that was offered. The
merchandise stored under this contract proved to be a
tractor-trailer full of fabric worth $250,000 that three men stole
on April 3, 1973, and transported to Higgins' warehouse. Two days
after the theft, FBI agents arrested Higgins and the individuals
involved in the robbery.
The Government introduced into evidence at petitioner's trial
various conversations intercepted pursuant to the court
Page 441 U. S. 245
orders of March 14, April 5, and April 27, 1973. Intercepted
telephone conversations showed that petitioner had arranged for the
storage at Higgins' warehouse and had helped negotiate the terms
for that storage. One telephone conversation that took place after
Higgins' arrest made clear that petitioner had given advice to
others involved in the robbery to "sit tight" and not to use the
telephone. Finally, the Government introduced transcripts of
conversations intercepted from petitioner's office under the April
5 bugging order. In these conversations, petitioner had discussed
with various participants in the robbery how best to proceed after
their confederates had been arrested. The unmistakable inference to
be drawn from petitioner's statements in these conversations is
that he was an active participant in the scheme to steal the
truckload of fabric.
Before trial, petitioner moved to suppress evidence obtained
through the interception of conversations by means of the device
installed in his office. The District Court denied the suppression
motion without prejudice to its being renewed following trial.
After petitioner was convicted on two counts, [
Footnote 6] he renewed his motion and the court
held an evidentiary hearing concerning the method by which the
electronic device had been installed. At this hearing, it was shown
that, although the April 5 court order did not explicitly authorize
entry of petitioner's business, the FBI agents assigned the task of
implementing the order had entered petitioner's office secretly at
midnight on April 5 and had spent three hours in the building
installing an electronic bug in the ceiling. All electronic
surveillance of petitioner ended on May 16, 1973, at which time the
agents reentered petitioner's office and removed the bug.
In denying a second time petitioner's motion to suppress the
evidence obtained from the bug, the trial court ruled
Page 441 U. S. 246
that, under Title III, a covert entry to install electronic
eavesdropping equipment is not unlawful merely because the court
approving the surveillance did not explicitly authorize such an
entry.
426 F.
Supp. 862 (1977). Indeed, in the court's view,
"implicit in the court's order [authorizing electronic
surveillance] is concomitant authorization for agents to covertly
enter the premises in question and install the necessary
equipment."
Id. at 866. As the court concluded that the FBI agents
who had installed the electronic device were executing a lawful
warrant issued by the court, the sole question was whether the
method they chose for execution was reasonable. Under the
circumstances, the court found the covert entry of petitioner's
office to have been "the safest and most successful method of
accomplishing the installation."
Ibid. Indeed, noting that
petitioner himself had indicated that such a device could only have
been installed through such an entry, the court observed that
"[i]n most cases, the only form of installing such devices is
through breaking and entering. The nature of the act is such that
entry must be surreptitious and must not arouse suspicion, and the
installation must be done without the knowledge of the residents or
occupants."
Ibid.
The Court of Appeals for the Third Circuit affirmed petitioner's
conviction. 575 F.2d 1344 (1978). Agreeing with the District Court,
it rejected petitioner's contention that separate court
authorization was necessary for the covert entry of petitioner's
office, although it noted that
"the more prudent or preferable approach for government agents
would be to include a statement regarding the need of a
surreptitious entry in a request for the interception of oral
communications when a break-in is contemplated."
Id. at 1346-1347.
II
Petitioner first contends that the Fourth Amendment prohibits
covert entry of private premises in all cases, irrespective of the
reasonableness of the entry or the approval of a court.
Page 441 U. S. 247
He contends that Title III is unconstitutional insofar as it
enables courts to authorize covert entries for the installation of
electronic bugging devices.
In several cases, this Court has implied that, in some
circumstances, covert entry to install electronic bugging devices
would be constitutionally acceptable if done pursuant to a search
warrant. Thus, for example, in
Irvine v. California,
347 U. S. 128
(1954), the plurality stated that, in conducting electronic
surveillance, state police officers had
"flagrantly, deliberately, and persistently violated the
fundamental principle declared by the Fourth Amendment as a
restriction on the Federal Government."
Id. at
347 U. S. 132.
It emphasized that the bugging equipment was installed through a
covert entry of the defendant's home "
without search
warrant or other process."
Ibid. (emphasis added).
Similarly, in
Silverman v. United States, 365 U.
S. 505,
365 U. S.
511-512 (1961), it was noted that
"[t]his Court has never held that a federal officer may,
without warrant and without consent, physically entrench
into a man's office or home, there secretly observe or listen, and
relate at the man's subsequent criminal trial what was seen or
heard."
(Emphasis added.) Implicit in decisions such as
Silverman and
Irvine has been the Court's view
that covert entries are constitutional in some circumstances, at
least if they are made pursuant to warrant.
Moreover, we find no basis for a constitutional rule proscribing
all covert entries. It is well established that law officers
constitutionally may break and enter to execute a search warrant
where such entry is the only means by which the warrant effectively
may be executed.
See, e.g., Payne v. United States, 508
F.2d 1391, 1394 (CA5 1975);
cf. Ker v. California,
374 U. S. 23,
374 U. S. 28,
374 U. S. 38
(1963); 18 U.S.C. § 3109. Petitioner nonetheless argues that covert
entries are unconstitutional for their lack of notice. This
argument is frivolous, as was indicated in
Katz v. United
States, 389 U. S. 347,
389 U. S. 355
n. 16 (1967), where the Court stated that
"officers need not
Page 441 U. S. 248
announce their purpose before conducting an otherwise [duly]
authorized search if such an announcement would provoke the escape
of the suspect or the destruction of critical evidence. [
Footnote 7]"
In
United States v. Donovan, 429 U.
S. 413,
429 U. S. 429
n.19 (1977), we held that Title III provided a constitutionally
adequate substitute for advance notice by requiring that, once the
surveillance operation is completed, the authorizing judge must
cause notice to be served on those subjected to surveillance.
See 18 U.S.C. § 2518(8)(d). There is no reason why the
same notice is not equally sufficient with respect to electronic
surveillances requiring covert entry. We make explicit, therefore,
what has long been implicit in our decisions dealing with this
subject: the Fourth Amendment does not prohibit
per se a
covert entry performed for the purpose of installing otherwise
legal electronic bugging equipment. [
Footnote 8]
Page 441 U. S. 249
III
Petitioner's second contention is that Congress has not given
the courts statutory authority to approve covert entries for the
purpose of installing electronic surveillance equipment, even if
constitutionally it could have done so. Petitioner emphasizes that,
although Title III sets forth with meticulous care the
circumstances in which electronic surveillance is permitted, there
is no comparable indication in the statute that covert entry ever
may be ordered.
Accord, United States v. Santoro, 583 F.2d
453, 457-458 (CA9 1978).
Title III does not refer explicitly to covert entry. The
language, structure, and history of the statute, however,
demonstrate that Congress meant to authorize courts -- in certain
specified circumstances -- to approve electronic surveillance
without limitation on the means necessary to its accomplishment, so
long as they are reasonable under the circumstances. Title III
provides a comprehensive scheme for the regulation of electronic
surveillance, prohibiting all secret interception of communications
except as authorized by certain state and federal judges in
response to applications from specified federal and state law
enforcement officials.
See 18 U.S.C. §§ 2511, 2515, and
2518;
United States v. United States District Court,
407 U. S. 297,
407 U. S.
301-302 (1972). Although Congress was fully aware of the
distinction between bugging and wiretapping,
see S.Rep.
No. 1097, 90th Cong., 2d Sess., 68 (1968), Title III by its terms
deals with each form of surveillance in essentially the same
manner.
See 18 U.S.C. §§ 2510(1) and (2);
n 1,
supra. Orders authorizing
interceptions of either wire or oral communications may be entered
only after the court has made specific determinations concerning
the likelihood that the interception will disclose evidence of
criminal conduct.
See 18 U.S.C. § 2518(3). Moreover, with
respect to both wiretapping and bugging, an authorizing court
must
Page 441 U. S. 250
specify the exact scope of the surveillance undertaken,
enumerating the parties whose communications are to be overheard
(if they are known), the place to be monitored, and the agency that
will do the monitoring.
See 18 U.S.C. § 2518(4).
The plain effect of the detailed restrictions of § 2518 is to
guarantee that wiretapping or bugging occurs only when there is a
genuine need for it and only to the extent that it is needed.
[
Footnote 9] Once this need has
been demonstrated in accord with the requirements of § 2518, the
courts have broad authority to "approv[e] interception of wire or
oral communications," 18 U.S.C. §§ 2516(1), (2), subject, of
course, to constitutional limitations.
See 441 U.
S. supra. [
Footnote 10] Nowhere in Title III is there any indication
that the authority of courts under § 2518 is to be limited to
approving those methods of interception that do not require covert
entry for installation of the intercepting equipment. [
Footnote 11]
Page 441 U. S. 251
The legislative history of Title III underscores Congress'
understanding that courts would authorize electronic surveillance
in situations where covert entry of private premises was necessary.
Indeed, a close examination of that history reveals that Congress
did not explicitly address the question of covert entries in the
Act, only because it did not perceive surveillance requiring such
entries to differ in any important way from that performed without
entry. Testimony before subcommittees considering Title III and
related bills indicated that covert entries were a necessary part
of most electronic bugging operations.
See, e.g.,
Anti-Crime Program: Hearings on H.R. 5037, etc., before
Subcommittee No. 5 of the House Committee on the Judiciary, 90th
Cong., 1st Sess., 1031 (1967). Moreover, throughout the Senate
Report on Title III, indiscriminate reference is made to the types
of surveillance this Court reviewed in
Berger v. New York,
388 U. S. 41
(1967), and
Katz v. United States, 389 U.
S. 347 (1967).
See, e.g., S.Rep. No. 1097,
supra, at 74-75, 97, 101-102, 105. Apparently Committee
members did not find it significant that
Berger involved a
covert entry, whereas
Katz did not.
Compare Berger v.
New York, supra, at
388 U. S. 45,
with Katz v. United States, supra, at
389 U. S. 348.
[
Footnote 12]
It is understandable, therefore, that, by the time Title III
Page 441 U. S. 252
was discussed on the floor of Congress, those Members who
referred to covert entries indicated their understanding that such
entries would necessarily be a part of bugging authorized under
Title III. Thus, for example, in voicing his support for Title III,
Senator Tydings emphasized the difficulties attendant upon
installing necessary equipment:
"[S]urveillance is very difficult to use. Tape [
sic]
must be installed on telephones, and wires strung.
Bugs are
difficult to install in many places, since surreptitious entry is
often impossible. Often, more than one entry is necessary to adjust
equipment."
114 Cong.Rec. 1299 (1968) (emphasis added). In the face of this
record, one simply cannot assume that Congress, aware that most
bugging requires covert entry, nonetheless wished to except
surveillance requiring such entries from the broad authorization of
Title III, and that it resolved to do so by remaining silent on the
subject. On the contrary, the language and history of Title III
convey quite a different explanation for Congress' failure to
distinguish between surveillance that requires covert entry and
that which does not: those considering the surveillance legislation
understood that, by authorizing electronic interception of oral
communications in addition to wire communications, they were
necessarily authorizing surreptitious entries.
Finally, Congress' purpose in enacting the statute would be
largely thwarted if we were to accept petitioner's invitation to
read into Title III a limitation on the courts' authority under §
2518. Congress permitted limited electronic surveillance under
Title III because it concluded that both wiretapping and bugging
were necessary to enable law enforcement authorities to combat
successfully certain forms of crime. [
Footnote 13]
Page 441 U. S. 253
Absent covert entry, however, almost all electronic bugging
would be impossible. [
Footnote
14]
See United States v. Ford, 414 F.
Supp. 879, 882 (DC 1976),
aff'd, 10 U.S.App.D.C. 1,
553 F.2d 146 (1977); McNamara, The Problem of Surreptitious
Entry
Page 441 U. S. 254
to Effectuate Electronic Eavesdrops: How Do You Proceed After
the Court Says "Yes"?, 15 Am. Crim.L.Rev. 1, 3 (1977). As recently
as 1976, a congressional commission established to study and
evaluate the effectiveness of Title III concluded that, in most
cases, electronic surveillance cannot be performed without covert
entry into the premises being monitored.
See U.S. National
Commission for Review of Federal and State Laws Relating to
Wiretapping and Electronic Surveillance, Electronic Surveillance
15, 43, and n.19, 86 (1976). The same conclusion was reached by the
American Bar Association committee charged with formulating
standards governing use of electronic surveillance.
See
ABA Project on Minimum Standards for Criminal Justice, Electronic
Surveillance 65 n. 175, 149 (App. Draft 1971). [
Footnote 15]
In sum, we conclude that Congress clearly understood that it was
conferring power upon the courts to authorize covert entries
ancillary to their responsibility to review and approve
surveillance applications under the statute. To read the statute
otherwise would be to deny the "respect for the policy of Congress
[that] must save us from imputing to it a self-defeating, if not
disingenuous, purpose."
Nardone v. United States,
308 U. S. 338, 341
(1939). [
Footnote 16]
IV
Petitioner's final contention is that, if covert entries are to
be authorized under Title III, the authorizing court must
Page 441 U. S. 255
explicitly set forth its approval of such entries before the
fact. In this case, as is customary, the court's order constituted
the sole written authorization of the surveillance of petitioner's
office. As it did not state in terms that the surveillance was to
include a covert entry, petitioner insists that the entry violated
his Fourth Amendment privacy rights.
Accord, United States v.
Ford, 180 U.S.App.D.C. at 25, 553 F.2d at 170;
Application
of United States, 563 F.2d 637, 644 (CA4 1977). [
Footnote 17]
The Fourth Amendment requires that search warrants be issued
only "upon probable cause, supported by Oath or affirmation, and
particularly describing the place to be searched, and the persons
or things to be seized." Finding these words to be "precise and
clear,"
Stanford v. Texas, 379 U.
S. 476,
379 U. S. 481
(1965), this Court has interpreted them to require only three
things. First, warrants must be issued by neutral, disinterested
magistrates.
See, e.g., Connally v. Georgia, 429 U.
S. 245,
429 U. S.
250-251 (1977) (per curiam);
Shadwick v. Tampa,
407 U. S. 345,
407 U. S. 350
(1972);
Coolidge v. New Hampshire, 403 U.
S. 443,
403 U. S. 459
460 (1971). Second, those seeking the warrant must demonstrate to
the magistrate their probable cause to believe that "the evidence
sought will aid in a particular apprehension or conviction" for a
particular offense.
Warden v. Hayden, 387 U.
S. 294,
387 U. S. 307
(1967). Finally, "warrants must particularly describe the
things to be seized,'" as well as the place to be searched.
Stanford v. Texas, supra, at 379 U. S.
485.
Page 441 U. S. 256
In the present case, the April 5 court order authorizing the
interception of oral communications occurring within petitioner's
office was a warrant issued in full compliance with these
traditional Fourth Amendment requirements. It was based upon a
neutral magistrate's independent finding of probable cause to
believe that petitioner had been and was committing specifically
enumerated federal crimes, that petitioner's office was being used
"in connection with the commission of [these] offenses," and that
bugging the office would result in the interception of "oral
communications concerning these offenses." App. 6a-7a. Moreover,
the exact location and dimensions of petitioner's office were set
forth,
see n 4,
supra, and the extent of the search was restricted to
the
"[i]ntercept[ion of] oral communications of Larry Dalia and
others as yet unknown, concerning the above-described offenses at
the business office of Larry Dalia. . . ."
App. 8a. [
Footnote
18]
Petitioner contends, nevertheless, that the April 5 order was
insufficient under the Fourth Amendment for its failure to specify
that it would be executed by means of a covert
Page 441 U. S. 257
entry of his office. Nothing in the language of the Constitution
or in this Court's decisions interpreting that language suggests
that, in addition to the three requirements discussed above, search
warrants also must include a specification of the precise manner in
which they are to be executed. On the contrary, it is generally
left to the discretion of the executing officers to determine the
details of how best to proceed with the performance of a search
authorized by warrant [
Footnote
19] -- subject, of course, to the general Fourth Amendment
protection "against unreasonable searches and seizures."
Recognizing that the specificity required by the Fourth
Amendment does not generally extend to the means by which warrants
are executed, petitioner further argues that warrants for
electronic surveillance are unique because often they impinge upon
two different Fourth Amendment interests: the surveillance itself
interferes only with the right to hold private conversations,
whereas the entry subjects the suspect's property to possible
damage and personal effects to unauthorized examination. This view
of the Warrant Clause parses too finely the interests protected by
the Fourth Amendment. Often, in executing a warrant, the police may
find it necessary to interfere with privacy rights not explicitly
considered by the judge who issued the warrant. For example, police
executing an arrest warrant commonly find it necessary to enter
Page 441 U. S. 258
the suspect's home in order to take him into custody, and they
thereby impinge on both privacy and freedom of movement.
See,
e.g. United States v. Cravero, 545 F.2d 406, 421 (CA5 1976)
(on petition for rehearing). Similarly, officers executing search
warrants on occasion must damage property in order to perform their
duty.
See, e.g., United States v. Brown, 556 F.2d 304, 305
(CA5 1977);
United States v. Gervato, 474 F.2d 40, 41
(CA3),
cert. denied, 414 U.S. 864 (1973).
It would extend the Warrant Clause to the extreme to require
that, whenever it is reasonably likely that Fourth Amendment rights
may be affected in more than one way, the court must set forth
precisely the procedures to be followed by the executing officers.
Such an interpretation is unnecessary, as we have held -- and the
Government concedes -- that the manner in which a warrant is
executed is subject to later judicial review as to its
reasonableness.
See Zurcher v. Stanford Daily,
436 U. S. 547,
436 U. S.
559-560 (1978). [
Footnote 20] More important, we would promote empty
formalism were we to require magistrates to make explicit what
unquestionably is implicit in bugging authorizations: [
Footnote 21] that a covert entry,
with its attendant interference with Fourth Amendment interests,
may be necessary for the installation of the surveillance
equipment.
See United States v. London, 424 F.
Supp. 556, 560 (Md. 1976). We conclude, therefore, that the
Fourth Amendment does not require that a Title III electronic
surveillance order include a
Page 441 U. S. 259
specific authorization to enter covertly the premises described
in the order. [
Footnote
22]
The judgment of the Court of Appeals is
Affirmed.
[
Footnote 1]
All types of electronic surveillance have the same purpose and
effect: the secret interception of communications. As the Court set
forth in
Berger v. New York, 388 U. S.
41,
388 U. S. 45-47
(1967), however, this surveillance is performed in two quite
different ways. Some surveillance is performed by "wiretapping,"
which is confined to the interception of communication by telephone
and telegraph and generally may be performed from outside the
premises to be monitored. For a detailed discription,
see
Note, Minimization of Wire Interception: Presearch Guidelines and
Postsearch Remedies, 26 Stan.L.Rev. 1411, 1414 n. 1 (1974). At
issue in the present case is the form of surveillance commonly
known as "bugging," which includes the interception of all oral
communication in a given location. Unlike wiretapping, this
interception typically is accomplished by installation of a small
microphone in the room to be bugged and transmission to some nearby
receiver.
See McNamara, The Problem of Surreptitious Entry
to Effectuate Electronic Eavesdrops: How Do You Proceed After the
Court Says "Yes"?, 15 Am.Crim.L.Rev. 1, 2 (1977); Blakey, Aspects
of the Evidence Gathering Process in Organized Crime Cases: A
Preliminary Analysis, reprinted in the President's Commission on
Law Enforcement and Administration of Justice, Task Force Report:
Organized Crime, App. C, 92, 97 (1967). Both wiretapping and
bugging are regulated under Title III.
See 1 U.S.C. §§
2510(1) and (2).
[
Footnote 2]
Every electronic surveillance necessarily is "covert" in the
sense that it must be "hidden; secret; disguised" to be effective.
Webster's New International Dictionary 613 (2d ed.1953). As used
here, "covert entry" refers to the physical entry by a law
enforcement officer into private premises without the owner's
permission or knowledge in order to install bugging equipment.
Generally, such an entry will require a breaking and entering.
See discussion infra at
441 U. S.
253-254.
[
Footnote 3]
The Federal Courts of Appeals have given conflicting answers to
these questions.
See United States v. Finazzo, 53 F.2d 37
(CA6 197);
United States v. Santor, 53 F.2d 453 (CA9 197);
United States v. Scafidi, 564 F.2d 633 (CA2 1977),
cert. denied, 436 U.S. 903 (1978);
United States v.
Ford, 10 U.S.App.D.C. 1, 553 F.2d 146 (1977);
United
States v. Agrusa, 541 F.2d 690 (CA 1976),
cert.
denied, 429 U.S. 1045 (1977).
[
Footnote 4]
In relevant part, the Title III order of April 5 provided:
"[T]he Court finds:"
"(a) There is probable cause to believe that Larry Dalia and
others as yet unknown, have committed and are committing offenses
involving theft from interstate shipments, in violation of Title 1,
United States Code, Section 659; sale or receipt of stolen goods,
in violation of Title 1, United States Code, Section 2315; and
interference with commerce by threats or violence, in violation of
Title 1, United States Code, Section 1951; and are conspiring to
commit such offenses in violation of Section 371 of Title 1, United
States Code."
"(b) There is probable cause to believe that particular wire and
oral communications concerning these offenses will be obtained
through these interceptions, authorization for which is herewith
applied. In particular, these wire and oral communications will
concern the theft or robbery of goods moving in interstate
commerce, and the transportation, sale, receipt, storage, or
distribution of these stolen goods, and the participants in the
commission of said offenses."
"(c) Normal investigative procedures reasonably appear to be
unlikely to succeed and are too dangerous to be used."
"
* * * *"
"(e) There is probable cause to believe that the business office
of Larry Dalia, consisting of an enclosed room, approximately
fifteen (15) by eighteen (18) feet in dimension, and situated in
the northwesterly corner of a one-story building housing
Wrap-O-Matic Machinery Company, Ltd., and Precise Packaging, and
located at 1105 West St. George Avenue, Linden, New Jersey, has
been used, and is being used by Larry Dalia and others as yet
unknown in connection with the commission of the above-described
offenses."
"WHEREFORE, it is hereby ordered that:"
"Special Agents of the Federal Bureau of Investigation, United
States Department of Justice, are authorized . . . to:"
"
* * * *"
"(b) Intercept oral communications of Larry Dalia, and others as
yet unknown, concerning the above-described offenses at the
business office of Larry Dalia, consisting of an enclosed room,
approximately fifteen (15) by eighteen (18) feet in dimension, and
situated in the northwesterly corner of a one-story building
housing Wrap-O-Matic Machinery Company, Ltd., and Precise
Packaging, and located at 1105 West St. George Avenue, Linden, New
Jersey."
"(c) Such interceptions shall not automatically terminate when
the type of communication described above in paragraphs (a) and (b)
have first been obtained, but shall continue until communications
are intercepted which reveal the manner in which Larry Dalia and
others as yet unknown participate in theft from interstate
shipments; sale or receipt of stolen goods; and interference with
commerce by threats or violence, and which reveal the identities of
his confederates, their places of operation, and the nature of the
conspiracy involved therein, or for a period of twenty(20) days
from the date of this Order, whichever is earlier."
"
* * * *"
"PROVIDING THAT, this authorization to intercept oral and wire
communications shall be executed as soon as practicable after
signing of this Order and shall be conducted in such a way as to
minimize the interception of communications not otherwise subject
to interception under Chapter 119 of Title 1 of the United States
Code, and must terminate upon attainment of the authorized
objective, [or] in any event, at the end of twenty (20) days from
the date of this Order."
"PROVIDING ALSO, that Special Attorney James M. Deichert shall
provide the Court with a report on the fifth, tenth, and fifteenth
day following the date of this Order showing what progress has been
made toward achievement of the authorized objective and the need
for continued interception."
[
Footnote 5]
Count one charged petitioner and others with conspiring to
transport, receive, and possess stolen goods in violation of 1
U.S.C. §§ 2, 2314, 2115, and 659. Count two charged petitioner and
others with conspiring to obstruct interstate commerce in violation
of 1 U.S.C. § 1951(b)(1). Count three charged that petitioner had
transported stolen goods; count four charged that he had received
stolen goods; and count five charged petitioner with possession of
stolen goods.
[
Footnote 6]
Petitioner was convicted of receiving stolen goods and
conspiring to transport, receive, and possess stolen goods.
See n 5,
supra.
[
Footnote 7]
One authority has said that the constitutional validity of
covert entries to install bugs "is plainly the consequence of [the]
reasoning" of
Katz v. United States. T. Taylor, Two
Studies in Constitutional Interpretation 114 (1969).
[
Footnote 8]
Petitioner argues that, even if a covert entry would be
constitutional in some cases, it was not in the present case, as
there was no need for such entry. The District Court, however,
specifically found that the "safest and most successful method of
accomplishing the installation of the wiretapping device was
through breaking and entering [the office]."
426 F.
Supp. 862, 866 (1977). Moreover, in issuing the Title III
order, the court found that "[n]ormal investigative procedures
reasonably appear to be unlikely to succeed, and are too dangerous
to be used." App. 7a. And in his opinion denying petitioner's
subsequent suppression motion, the same judge stated:
"The affidavits which supported the application for the warrant
in question indicated that resort to electronic surveillance, to
overhear meetings at Dalia's office and conversations on Dalia's
telephones, was required to identify the sources of Dalia's stolen
goods, those working with him to transport and store stolen
property, and the scope of the conspiracy. Oral evidence of this
criminal enterprise was only available inside Dalia's business
premises."
426 F. Supp. at 866.
The District Court, therefore, concluded that the circumstances
required the approach used by the officers, and nothing in the
record brings this conclusion into question.
[
Footnote 9]
It is clear that Title III serves a substantial public interest.
See n 13,
infra. Congress and this Court have recognized, however,
that electronic surveillance can be a threat to the "cherished
privacy of law-abiding citizens" unless it is subjected to the
careful supervision prescribed by Title III.
See United States
v. United States District Court, 407 U.
S. 297,
407 U. S. 312
(1972).
[
Footnote 10]
Congress explicitly confirmed the breadth of the power it had
conferred on courts acting under Title III when it amended the Act
in 1970. Pub.L. 91-358, Title II, § 211(b), 84 Stat. 654. Section
2518(4) now empowers a court authorizing electronic surveillance
to
"direct that a . . . landlord, custodian or other person shall
furnish the applicant forthwith all information, facilities, and
technical assistance necessary to accomplish the interception
unobtrusively. . . ."
(Emphasis added.) Thus, it appears that Congress anticipated
that landlords and custodians may be enlisted to aid law
enforcement officials covertly to enter and place the necessary
equipment in private areas.
[
Footnote 11]
The only limitation Title III places on the manner in which
these court orders are to be executed is in its requirements that
no order extend beyond 30 days, and that every order must include
provisions that it is to be executed as soon as practicable and in
a manner that will minimize the interception of communications not
within the purview of the order.
See 18 U.S.C. §
2518(5).
[
Footnote 12]
Indeed, the nature of electronic surveillance involved in
Berger v. New York was mentioned on the floor of the
Senate, when Senator Long observed that, under the New York law,
police could "obtain judicial warrants authorizing them to hide
bugs in the premises of criminal suspects." 114 Cong.Rec. 1470
(1968). To be sure, in his comments, Senator Long did not
explicitly suggest that Title III would authorize such covert
entries.
See post at
441 U. S. 272.
His statement confirmed, however, what had been strongly indicated
prior to the bill's consideration by the full Congress: members of
Congress simply saw no distinction between electronic surveillance
which required covert entry and that which required covert tapping
of one's telephone. The invasion of the privacy of conversation is
the same in both situations.
[
Footnote 13]
Title 18 U.S.C. § 2516 specifies that authorization for
electronic surveillance may be sought only with respect to certain
enumerated crimes. These include espionage, sabotage, treason,
kidnaping, robbery, extortion, murder, various corrupt practices,
and counterfeiting. According to the Senate Report concerning Title
III, "[e]ach offense has been chosen either because it is
intrinsically serious or because it is characteristic of the
operations of organized crime." S.Rep. No. 1097, 90th Cong., 2d
Sess., 97 (1968). The need for use of electronic surveillance
against organized crime had been thoroughly considered and
documented, shortly before Congress began considering Title III, by
a special organized crime Task Force of a Presidential Commission
charged with considering crime in the United States. The
President's Commission on Law Enforcement and Administration of
Justice, Task Force Report: Organized Crime 91-104 (1967);
see
United States v. United States District Court, 407 U.S. at
407 U. S. 310
n. 9. A summary of the Task Force's conclusions appeared in the
Commission's report, which was repeatedly referred to during
consideration of Title III.
See The President's Commission
on Law Enforcement and Administration of Justice, The Challenge of
Crime in a Free Society 200-203 (1967). In Congress, proponents of
Title III, after hearing numerous witnesses testify concerning the
importance of electronic surveillance in fighting organized crime,
recommended the bill to their colleagues as
"[l]egislation meeting the constitutional standards set out in
[Supreme Court] decisions, and granting law enforcement officers
the authority to tap telephone wires and install electronic
surveillance devices in the investigation of major crimes."
S.Rep. No. 1097,
supra, at 75;
see id. at 74.
Indeed, the Senate Report on Title III unequivocally stated that
"[t]he major purpose of title III is to combat organized crime."
Id. at 70. The rapid developments in technology available
to the criminal underworld make it all the more imperative that the
Government not
"deny to itself the prudent and lawful employment of those very
techniques which are employed against the Government and its
law-abiding citizens."
United States v. United States District Court, supra,
at
407 U. S.
312.
[
Footnote 14]
Although he cites no authority, MR. JUSTICE STEVENS apparently
believes that a practicable alternative to covert entry would be
installation of bugging devices through subterfuge.
See
post at
441 U. S. 272.
Nowhere in the legislative history of Title III is there any
indication that Congress wished to limit its authorization to bugs
installed through subterfuge. Moreover, it is difficult to perceive
why one means of gaining entry would be less intrusive than
another.
See, e.g., United States v. Ford, 414 F.
Supp. 879 (DC 1976),
aff'd, 10 U.S.App.D.C. 1, 553
F.2d 146 (1977) (bombscare ruse).
[
Footnote 15]
Those few available devices that intercept conversations from
outside of a building in many cases are impractical, either because
of cost, reliability, or the configuration of the area being
monitored.
See U.S. National Commission for Review of
Federal and State Laws Relating to Wiretapping and Electronic
Surveillance, Commission Studies 1613 (1976);
see, e.g., United
States v. Ford, 414 F. Supp. at 881.
[
Footnote 16]
As we have concluded that Title III authorizes courts to approve
covert entries to install electronic surveillance equipment, we do
not consider whether such authority also is conferred by other
federal enactments, such as Fed.Rule Crim.Proc. 41 or the All Writs
Act, 28 U.S.C. § 1651.
[
Footnote 17]
There is no requirement in Title III that explicit authorization
of covert entries be set forth in the court's order. The statutory
requirement that the surveillance "should remain under the control
and supervision of the authorizing court," 2 Stat. 211, § 801(d),
merely emphasizes that courts acting under 18 U.S.C. § 2518 should
utilize their power under § 2518(6) to require periodic progress
reports after the installation of the wiretap or bug. If there is a
requirement of explicit judicial authorization for covert entry,
therefore, it must come from the Fourth Amendment alone.
[
Footnote 18]
Because of the strict requirements of Title III, all of the
indicia of a warrant necessarily are present whenever an order
under Title III is issued.
Accord, United States v.
Scafidi, 564 F.2d at 644 (Gurfein, J., concurring). Indeed, it
was Congress' express design to create under Title III a mechanism
by which search warrants valid under the Fourth Amendment would be
issued for electronic surveillance.
See S.Rep. No. 1097,
supra, n 13, at
105; Controlling Crime Through More Effective Law Enforcement:
Hearings on S. 300, etc., before the Subcommittee on Criminal Laws
and Procedures of the Senate Committee on the Judiciary, 90th
Cong., 1st Sess., 176, 570, 919 (1967); Hearings on H.R. 5037,
etc., before Subcommittee No. 5 of the House Committee on the
Judiciary, 90th Cong., 1st Sess., 917, 934 (1967). No less would be
required for the court authorization of electronic surveillance
under Title III to be constitutional, as electronic surveillance
undeniably is a Fourth Amendment intrusion requiring a warrant.
See, e.g., Katz v. United States, 389 U.
S. 347,
389 U. S.
352-353,
389 U. S.
356-357 (1967). And we have explicitly recognized the
necessity of a warrant in cases of electronic surveillance.
See
United States v. United States District Court, 407 U.S. at
407 U. S.
316-320.
[
Footnote 19]
For example, courts have upheld the use of forceful breaking and
entering where necessary to effect a warranted search, even though
the warrant gave no indication that force had been contemplated.
See, e.g., United States v. Gervato, 474 F.2d 40, 41
(CA3),
cert. denied, 414 U.S. 864 (1973). To be sure,
often it is impossible to anticipate when these actions will be
necessary.
See Note, Covert Entry in Electronic
Surveillance: The Fourth Amendment Requirements, 47 Ford.L.Rev.
203, 214 (1978). Nothing in the decisions of this Court, however,
indicates that officers requesting a warrant would be
constitutionally required to set forth the anticipated means for
execution even in those cases where they know beforehand that
unannounced or forced entry likely will be necessary.
See
2 W. LaFave, Search and Seizure 140 (1978).
[
Footnote 20]
The District Court found that covert entry in the present case
was reasonable. The officers entered petitioner's office only
twice: once to install the bug and once to remove it. There is no
indication that their intrusion went beyond what was necessary to
install and remove the equipment.
See n 8,
supra.
[
Footnote 21]
In the present case, the District Court specifically noted that
its order implicitly had authorized covert entry.
See
supra at
441 U. S. 246.
Thus, contrary to the suggestion of the dissent,
see post
at
441 U. S. 270
n. 20, there is no question in this case "of the Executive's
authority to break and enter at will without any judicial
authorization."
[
Footnote 22]
Although explicit authorization of the entry is not
constitutionally required, we do agree with the Court of Appeals
that the "preferable approach" would be for Government agents in
the future to make explicit to the authorizing court their
expectation that some form of surreptitious entry will be required
to carry out the surveillance. Indeed, the Solicitor General has
informed us that the Department of Justice has adopted a policy
requiring its officers
"[to] include [in applications for Title III orders] a request
that the order providing for the interception specifically
authorize surreptitious entry for the purpose of installing and
removing any electronic interception devices to be utilized in
accomplishing the oral interception."
See Brief for United States 56.
MR. JUSTICE BRENNAN, with whom MR. JUSTICE STEWART joins except
as to Part I, concurring in part and dissenting in part.
I concur in Parts I and II of the Court's opinion.
I
I dissent from
441 U. S.
JUSTICE STEVENS, which I join.
I also dissent from
441 U. S. In
my view, even reading Title III to authorize covert entries, the
Justice Department's present practice of securing specific
authorization for covert entries is not only preferable,
see
ante, this page
n 22,
but also constitutionally required.
Breaking and entering into private premises for the purpose of
planting a bug cannot be characterized as a mere mode of warrant
execution to be left to the discretion of the executing officer.
See ante at
441 U. S. 257.
The practice entails an invasion
Page 441 U. S. 260
of privacy of constitutional significance distinct from that
which attends nontrespassory surveillance; indeed, it is tantamount
to an independent search and seizure. First, rooms may be bugged
without the need for surreptitious entry and physical invasion of
private premises.
See Lopez v. United States, 373 U.
S. 427,
373 U. S.
467-468 (1963) (BRENNAN, J., dissenting). Second, covert
entry, a practice condemned long before we condemned unwarranted
eavesdropping,
see Silverman v. United States,
365 U. S. 505
(1961), breaches physical, as well as conversational, privacy. The
home or office itself, that "inviolate place which is a man's
castle,"
id. at
365 U. S. 512
n. 4, is invaded. Third, the practice is particularly intrusive and
susceptible to abuse, since it leaves naked to the hands and eyes
of government agents items beyond the reach of simple
eavesdropping,
Because of these additional intrusions attendant to covert
entries, the Constitution requires that government agents who wish
to break into private premises first secure specific judicial
authorization for the surreptitious entry. Authority for the
physical invasion cannot be derived from a Title III order
authorizing only electronic surveillance.
"[T]he Fourth Amendment confines an officer executing a search
warrant strictly within the bounds set by the warrant,"
Bivens
v. Six Unknown Fed Narcotics Agents, 403 U.
S. 388,
403 U. S. 394
n. 7 (1971), in order to assure that those "searches deemed
necessary [remain] as limited as possible."
Coolidge v. New
Hampshire, 403 U. S. 443,
403 U. S. 467
(1971).
See Stanford v. Texas, 379 U.
S. 476,
379 U. S. 485
(1965);
Marron v. United States, 275 U.
S. 192,
275 U. S. 196
(1927).
* As a
consequence, a warrant that describes
Page 441 U. S. 261
only the seizure of conversations cannot be read expansively to
authorize constitutionally distinct physical invasions of privacy
at the discretion of the executing officer. Rather, the
Constitution demands that the necessity for home invasion be
decided "by a neutral and detached magistrate instead of being
judged by the officer engaged in the often competitive enterprise
of ferreting out crime."
Johnson v. United States,
333 U. S. 10,
333 U. S. 14
(1948).
I cannot agree that adherence to this principle would amount to
"specification of the precise manner" in which Title III orders are
executed.
See ante at
441 U. S. 257.
The warrant could, consistent with the command of the Fourth
Amendment, leave the details of how best to proceed with the covert
entry to the discretion of the executing officers. The warrant need
only state, as under the present Justice Department practice,
that
"surreptitious entry for the purpose of installing and removing
any electronic interception devices [is] to be utilized in
accomplishing the oral interception."
Ante at
441 U. S. 259
n. 22.
Nor can I agree that adherence to the strictures of the Warrant
and Particularity Clauses of the Fourth Amendment would amount to
"empty formalism."
See ante at
441 U. S. 258.
Since premises may be bugged through means less drastic than home
invasion, requiring police to secure prior approval for covert
entries may well prevent unnecessary and improper intrusions. In
any event, that the present case may not appear particularly
abusive cannot justify the Court's crabbed interpretation of the
Fourth Amendment. Mr. Justice Bradley's
Page 441 U. S. 262
admonition almost a century ago has even greater cogency in
today's world of ever more intrusive governmental invasions of
privacy:
"It may be that it is the obnoxious thing in its mildest and
least repulsive form; but illegitimate and unconstitutional
practices get their first footing in that way, namely, by silent
approaches and slight deviations from legal modes of procedure.
This can only be obviated by adhering to the rule that
constitutional provisions for the security of person and property
should be liberally construed. A close and literal construction
deprives them of half their efficacy, and leads to gradual
depreciation of the right, as if it consisted more in sound than in
substance. It is the duty of courts to be watchful for the
constitutional rights of the citizen, and against any stealthy
encroachments thereon."
Boyd v. United States, 116 U.
S. 616,
116 U. S. 635
(1886).
* The Court's reliance upon
United States v. Cravero,
545 F.2d 406, 421 (CA5 1976) (on petition for rehearing), for the
opposite proposition is misplaced. In
Cravero, police
could not have anticipated the need to arrest the suspect at his
home at the time the arrest warrant was issued. It would have been
unreasonable, therefore, to require the warrant to specify a home
arrest. Here, by contrast, the covert entry was easily foreseeable.
There is no reason why the federal agents who secured the warrant
could not have advised the judge who issued the warrant that they
contemplated covert entry. Indeed, the current Justice Department
practice of securing specific prior authorization for covert
entries demonstrates the practicability of a constitutional prior
authorization requirement.
United States v. Gervato, 474 F.2d 40, 41 (CA3 1973),
is distinguishable for the same reason, and also because
Gervato involved a mere mode of warrant execution
(forcible entry), rather than an invasion of two separate
expectations of privacy.
MR. JUSTICE STEVENS, with whom MR. JUSTICE BRENNAN and MR.
JUSTICE MARSHALL join, dissenting.
At midnight on the night of April 5-6, 1973, three persons pried
open a window to petitioner's business office and secretly entered
the premises. During the next three hours, they moved freely about
the building, eventually implanting a listening device in the
ceiling. Several weeks later, they again broke into the office at
night and removed the device.
The perpetrators of these break-ins were agents of the Federal
Bureau of Investigation. Their office, however, carries with it no
general warrant to trespass on private property. Without
legislative or judicial sanction, the conduct of these agents was
unquestionably "unreasonable," and therefore prohibited by the
Fourth Amendment. [
Footnote 2/1]
Moreover, that conduct
Page 441 U. S. 263
violated the Criminal Code of the State of New Jersey unless it
was duly authorized. [
Footnote
2/2]
The only consideration that arguably might legitimate these
"otherwise tortious and possibly criminal" invasions of
petitioner's private property [
Footnote
2/3] is the fact that a federal judge had entered an order
authorizing the agents to use electronic equipment to intercept
oral communications at petitioner's office. The order, however, did
not describe the kind of equipment to be used, and made no
reference to an entry, covert or otherwise, into private property.
Nor does any statute expressly permit such activity or even
authorize a federal judge to enter orders granting federal agents a
license to commit criminal trespass. The initial question this case
raises, therefore, is whether this kind of power should be read
into a statute that does not expressly grant it.
In my opinion, there are three reasons, each sufficient by
itself, for refusing to do so. First, until Congress has stated
otherwise, our duty to protect the rights of the individual should
hold sway over the interest in more effective law enforcement.
Second, the structural detail of this statute precludes a reading
that converts silence into thunder. Third, the legislative history
affirmatively demonstrates that Congress never contemplated the
situation now before the Court.
I
"Congress, like this Court, has an obligation to obey the
mandate of the Fourth Amendment."
Marshall v. Barlow's,
Inc., 436 U. S. 307,
436 U. S. 334
(STEVENS, J., dissenting). But Congress is better equipped than the
Judiciary to make the empirical
Page 441 U. S. 264
judgment that a previously unauthorized investigative technique
represents a "reasonable" accommodation between the privacy
interests protected by the Fourth Amendment and effective law
enforcement. [
Footnote 2/4]
Throughout our history, therefore, it has been Congress that has
taken the lead in granting new authority to invade the citizen's
privacy. [
Footnote 2/5] It is
appropriate to accord special deference to Congress whenever it has
expressly balanced the need for a new investigatory technique
against the undesirable consequences of any intrusion on
constitutionally protected interests in privacy.
See id.
at
436 U. S.
334-339.
But no comparable deference should be given federal intrusions
on privacy that are not expressly authorized by Congress. [
Footnote 2/6] In my view, a proper respect
for Congress' important
Page 441 U. S. 265
role in this area, as well as our tradition of interpreting
statutes to avoid constitutional issues, [
Footnote 2/7] compels this conclusion.
The Court does not share this view. For this is the third time
in as many years that it has condoned a serious intrusion on
privacy that was not explicitly authorized by statute and that
admittedly raised a substantial constitutional question. In
United States v. Ramsey, 431 U. S. 606, the
Court upheld an Executive regulation authorizing postal inspectors
to open private letters without probable cause to believe they
contained contraband. [
Footnote
2/8] In
United States v. New York Telephone Co.,
434 U. S. 159, the
Court upheld orders authorizing the surreptitious pen register
surveillance of an individual and directing a private company to
lend its assistance in that endeavor. Again, no explicit statutory
authority existed for either order, despite Congress' otherwise
comprehensive treatment of wire surveillance in Title III of the
Omnibus Crime Control and Safe Streets Act of 1968 (Title III).
[
Footnote 2/9]
Page 441 U. S. 266
Today, the Court has gone even further in finding an implicit
grant of Executive power in Title III. That Title "does not refer
explicitly to covert entry" of any kind, much less to entries that
are tortious or criminal.
Ante at
441 U. S. 249.
Nevertheless, the Court holds that Congress, without having said so
explicitly, has authorized the agents of a national police force in
carrying out a surveillance order to break into private premises
[
Footnote 2/10] in violation of
state law. Moreover, the Court finds in the silent statute an
open-ended authorization to effect such illegal entries without an
explicit judicial determination that there is probable cause to
believe they are necessary or even appropriate. In my judgment, it
is most unrealistic to assume that Congress granted such broad and
controversial authority to the Executive without making its
intention to do so unmistakably plain. This is the paradigm case in
which "the exact words of the statute provide the surest guide to
determining Congress' intent." [
Footnote 2/11] I would not enlarge the coverage of the
statute beyond its plain meaning.
II
The Court's conclusion that the statute implicitly authorizes
breaking and entering is especially anomalous because the statutory
scheme in all other respects is exhaustive and explicit. [
Footnote 2/12]
Page 441 U. S. 267
"It simply does not make sense" [
Footnote 2/13] to conclude that Congress -- having
minutely detailed (1) the process that "[t]he Attorney General, or
any Assistant Attorney General specially designated by the Attorney
General" must follow in authorizing federal police officers to seek
an electronic surveillance order, [
Footnote 2/14] (2) the limited number of suspected
offenses that will justify such an order, [
Footnote 2/15] (3) the showing that must be made to "a
Federal judge" before he issues the order, [
Footnote 2/16] (4) the
Page 441 U. S. 268
standard the judge must apply in approving, and the format he
must follow in preparing, the order, [
Footnote 2/17] (5) the timeframe of execution and the
manner of execution with respect to
Page 441 U. S. 269
minimizing the interception of communications not likely to
involve criminal activity, [
Footnote
2/18] and even having more recently specified (6) certain
"unobtrusive" means by which those
Page 441 U. S. 270
orders might be carried out without the awareness of the suspect
[
Footnote 2/19] -- was content to
leave national police officers with unbounded authority to carry
out the resulting orders in any unspecified and obtrusive fashion
they chose "subject of course to constitutional limitations."
Ante at
441 U. S. 250.
[
Footnote 2/20]
Page 441 U. S. 271
In my view, it is the opposite conclusion that is true to the
statutory structure. For "one simply cannot assume that Congress,"
see ante at
441 U. S. 252,
wished to erect various procedural barriers against poor judgment
on the part of the Attorney General and his subordinates in
seeking, and on the part of federal district judges in issuing,
eavesdropping orders only to commit their execution, even through
illegal means, entirely to "the judgment and moderation of officers
whose own interests and records are often at stake in the search."
Brinegar v. United States, 338 U.
S. 160,
338 U. S. 182
(Jackson, J., dissenting). The detailed timing and minimization
restrictions on the executing officer,
see 441
U.S. 238fn2/1|>n. 1,
supra, as well as the 1970
amendment to Title III concerning "unobtrusive" execution,
see 441
U.S. 238fn2/19|>n.19,
supra, lead inescapably to
the conclusion that Congress withheld authority to trespass on
private property except through the limited means expressly dealt
with in the statute. [
Footnote
2/21]
III
Only one relevant conclusion can be drawn from a review of the
entire legislative history of Title III. The legislators never even
considered the possibility that they were passing a statute that
would authorize federal agents to break into private premises
without any finding of necessity by a neutral and detached
magistrate.
A
The meager legislative remarks that are said to demonstrate that
Title III's supporters implicitly endorsed breaking and
Page 441 U. S. 272
entering in order to install listening devices actually provide
no support for that conclusion.
The reference to "judicial warrants authorizing [police] to hide
bugs in the premises of criminal suspects,"
see ante at
441 U. S. 251,
n. 12, was a comment by an opponent of the bill on investigative
techniques that he believed this Court had ruled illegal in
Berger v. New York, 388 U. S. 41.
[
Footnote 2/22] Since neither he
nor any supporter of the bill suggested that those techniques would
be authorized by Title III, his comment is hardly indicative of a
legislative endorsement of such practices. Moreover, there is a
marked difference between the judicially warranted "hid[ing of]
bugs in the premises of criminal suspects" and a forcible entry
that has not been expressly authorized by any judge. The difference
between subterfuge and forcible trespass should not be ignored.
That difference explains why the Court's reliance on two
statements by proponents of Title III that emphasize the
technological limitations on "bugs" and "taps" is misplaced. The
proponents believed these limitations would discourage the frequent
use and abuse of electronic surveillance. Thus, in answer to
repeated charges that passage of Title III would recreate Hitler's
Germany or anticipate Orwell's "1984," Senator Tydings, in a
passage partially quoted by the Court,
ante at
441 U. S. 252,
argued:
"Contrary to what we have heard, electronic surveillance is not
a lazy way to conduct an investigation.
It
Page 441 U. S. 273
will not be used wholesale substitute for physical
investigation."
"
* * * *"
"The reason[s] for such sparing use are simple. First,
electronic surveillance is really useful only in conspiratorial
activities. . . ."
"Second, surveillance is very difficult to use. Tape must be
installed on telephones and wires strung.
Bugs are difficult to
install in many places, since surreptitious entry is often
impossible. Often, more than one entry is necessary to adjust
equipment. . . ."
"Third, monitoring this equipment requires the expenditure of a
great amount of law enforcement's time. . . ."
114 Cong.Rec. 12988-12989 (1968) (emphasis added). [
Footnote 2/23]
Read in context, this and like commentary are inconsistent with,
rather than an endorsement of, unauthorized break-ins. For although
it is, of course, true that surreptitious entry is often
"impossible" when it must be accomplished without violating the
law, surreptitious entry is by no means impossible (indeed, it is
hardly "difficult") if it may be effected by whatever means the
police -- unhampered by the provisions of the criminal law -- can
bring to their disposal. Despite the Court's understanding of it, I
read Senator Tydings' remark as only one of many expressions by
Title III's supporters of their belief that authorized electronic
surveillance would be "carefully circumscribed,"
id. at
13203 (Sen. Scott) and "rigidly controlled,"
id. at 14715
(Sen. Tydings), not only by technology but also by "strict court
supervision,"
id. at 13200 (Sen. Scott), the "strictest
guidelines,"
id. at 16076
Page 441 U. S. 274
(Rep. Harsha), and "an elaborate system of checks and
safeguards."
Id. at 13204 (Sen. Scott). [
Footnote 2/24]
Even the opponents of Title III, in parading before Congress the
various invasions of privacy that they felt would accompany the
passage of the statute, never once referred to breaking and
entering private property.
E.g., id. at 14710 (Sen.
Cooper);
id. at 14732 (Sen. Yarborough);
id. at
16066 (Rep. Celler). That they omitted such references while
decrying far less aggravated invasions is strong evidence that
they, at least, never thought about the issue that this case
raises. [
Footnote 2/25] And since
the sponsors of the legislation expressly stated that they had
specified "every possible constitutional safeguard for the rights
of individual privacy,"
id. at
Page 441 U. S. 275
14469 (Sen. McClellan), [
Footnote
2/26] their omission of any significant reference to these
aggravated intrusions surely demonstrates that they did not
consider this issue either.
In sum, as far as my research reveals, during the debates on
Title III, neither the proponents nor the opponents of the bill
directly or indirectly expressed the view that the statute would
authorize uninvited forcible trespasses by police officers as a
means of implanting a listening device.
B
Because the drafters of Title III made "indiscriminate reference
. . . to the types of surveillance this Court reviewed" in prior
cases,
ante at
441 U. S. 251,
the Court draws the conclusion that Congress meant to authorize all
"types of surveillance" discussed in those cases. The premise does
not support the conclusion.
Many of those cases, including the two specifically cited by the
Court, [
Footnote 2/27] held that
the police conduct involved was unlawful. Rather than endorsing all
of the techniques discussed in those cases, Congress was quite
clearly trying to
avoid the incidents of
unconstitutionality those cases had
Page 441 U. S. 276
identified. [
Footnote 2/28]
Moreover, in drafting Title III, the Senate Judiciary Committee did
more than merely isolate and exclude from the bill the illegal
elements of the police activity involved in those cases. Thus, the
Chairman of the Committee, in answer to a colleague's question
whether Title III was drafted in conformity with the Fourth
Amendment, stated:
"Completely so, let me say to my friend. Completely so, and it
is
even more restrictive. We have gone to every length
which is proper, we think, to protect people's privacy."
114 Cong.Rec. 14470 (1968).
It is of greater importance, however, that although Congress was
concerned with the "types of surveillance" involved in our prior
cases, none of the congressional references to those cases
discussed the type of entry made to effectuate the surveillance.
Not a word in any of those pre-1968 opinions, save one, described
an illegal entry or even implied that such an entry had occurred.
Those opinions instead described situations in which a listening
device had been surreptitiously placed: against an office wall in
order to hear conversations in the next office,
Goldman v.
United States, 316 U. S. 129; on
the person of a federal agent who recorded a conversation in the
defendant's laundry,
On Lee v. United States, 343 U.
S. 747; in a cabaret,
Lopez v. United States,
373 U. S. 427; in
a law office,
Osborn v. United States, 385 U.
S. 323; against a spike inserted under a party wall,
Silverman v. United States, 365 U.
S. 505; on the outside of a public telephone booth,
Katz v. United States, 389 U. S. 347; and
inside a private office,
Berger v. New York, 388 U. S.
41. It is, of course, true that the conduct in each
cited case was surreptitious, but there is a vast difference
between detective work that is merely clandestine and work that
involves breaking and entering into private property. Before the
decisions in
Katz and
Berger, the former
technique was considered to be lawful, warrant or
Page 441 U. S. 277
no warrant, [
Footnote 2/29]
whereas the latter was considered unlawful. [
Footnote 2/30] The fact that Congress was prepared to
enact a statute authorizing practices previously thought to be
lawful surely does not justify the conclusion that it was equally
prepared to authorize conduct that had always been made unlawful by
the criminal laws of the various States.
Irvine v. California, 347 U. S. 128, was
the only pre-1968 case in which this Court had actually confronted
the implantation of an electronic listening device by way of a
"trespass, and probably a burglary, for which any unofficial person
should be, and probably would be, severely punished."
Id.
at
347 U. S. 132.
[
Footnote 2/31] The plurality of
four, speaking through Mr. Justice Jackson, had this to say about
the police conduct in that case:
"That officers of the law would break and enter a home, secrete
such a device even in a bedroom, and listen to the conversations of
the occupants for over a month would be incredible if it were not
admitted. Few police measures have come to our attention that more
flagrantly, deliberately, and persistently violated the
fundamental
Page 441 U. S. 278
principle declared by the Fourth Amendment. . . ."
Ibid. No Member of the Court disagreed with this
assessment, although a majority refused to overturn the conviction
because the exclusionary rule did not then apply to the States.
While it is true, as the Court points out,
ante at
441 U. S. 247,
that four Members of the
Irvine Court adverted to the lack
of a "search warrant or other process" to support the entry, 347
U.S. at
347 U. S. 132
(while the other three Members who discussed the issue found the
police activity "offensive" and "revolting" without relying on the
lack of a warrant [
Footnote
2/32]), it is also true that no Justice condoned a break-in
absent some court order explicitly contemplating physical entry on
the premises. Under any reading of the case, it cannot be taken as
condoning official trespass and burglary absent specific
authorization.
More importantly, the fact that Congress cited
Irvine,
without comment or explanation, when it was considering Title III
cannot fairly be interpreted as an endorsement of the questionable
police behavior that had been condemned so thunderously by Mr.
Justice Jackson 14 years earlier. My respect for the lawmaking
process forecloses the inference that Congress authorized
burglarious conduct by such stealthy legislative history.
IV
Because it is not supported by either the text of the statute or
the scraps of relevant legislative history, [
Footnote 2/33] I fear that the
Page 441 U. S. 279
Court's holding may reflect an unarticulated presumption that
national police officers have the power to carry out a surveillance
order by whatever means may be necessary unless explicitly
prohibited by the statute or by the Constitution.
But surely the presumption should run the other way.
Congressional silence should not be construed to authorize the
Executive to violate state criminal laws or to encroach upon
constitutionally protected privacy interests. Before confronting
the serious constitutional issues raised by the Court's reading of
Title III, [
Footnote 2/34] we
should insist upon an unambiguous statement by Congress that this
sort of police conduct may be authorized by a court and that a
specific showing of necessity, or at least probable cause, must
precede such an authorization. Without a legislative mandate that
is both explicit and specific, I would presume that this flagrant
invasion of the citizen's privacy is prohibited.
Cf. United
States v. New York Telephone Co., 434 U.S. at
434 U. S.
178-179 (STEVENS, J., dissenting
Page 441 U. S. 280
in part);
United States v. Ramsey, 431 U.S. at
431 U. S. 632
(STEVENS, J., dissenting). [
Footnote
2/35]
I respectfully dissent.
[
Footnote 2/1]
See United States v. United States District Court,
407 U. S. 297. The
Fourth Amendment provides:
"The right of the people to be secure in their persons, houses,
papers, and effects, against unreasonable searches and seizures,
shall not be violated, and no Warrants shall issue, but upon
probable cause, supported by Oath or affirmation, and particularly
describing the place to be searched, and the persons or things to
be seized."
[
Footnote 2/2]
N.J.Stat.Ann. §§ 2A:94-1, 2A:94-3 (West 1969).
[
Footnote 2/3]
T. Taylor, Two Studies in Constitutional Interpretation 110
(1969).
[
Footnote 2/4]
Cf. G. M. Leasing Corp. v. United States, 429 U.
S. 338,
429 U. S. 353;
United states v. Biswell, 406 U.
S. 311;
Colonnade Catering Corp. v. United
States, 397 U. S. 72,
397 U. S.
76.
[
Footnote 2/5]
"Beginning with the Act of July 31, 1789, 1 Stat. 29, 43, and
concluding with the Omnibus Crime Control and Safe Streets Act of
1968, 82 Stat. 197, 219, 238, Congress has enacted a series of over
35 different statutes granting federal judges the power to issue
search warrants of one form or another. These statutes have one
characteristic in common: they are specific in their grants of
authority and in their inclusion of limitations on either the
places to be searched, the objects of the search, or the
requirements for the issuance of a warrant."
United States v. New York Telephone Co., 434 U.
S. 159,
434 U. S.
179-180 (STEVENS, J., dissenting in part) (footnote
omitted).
Mr. Justice Frankfurter gathered the pre-1945 statutes in his
dissenting opinion in
Davis v. United States, 328 U.
S. 582,
328 U. S.
616-623. He commented that
"[w]hat is significant about this legislation is the recognition
by Congress of the necessity for specific Congressional
authorization even for the search of vessels and other moving
vehicles and the seizures of goods technically contraband."
Id. at
328 U. S. 616,
n.
[
Footnote 2/6]
I realize that, since
Mapp v. Ohio, 367 U.
S. 643, the Court has applied the same Fourth Amendment
principles to state and federal law enforcement officers alike.
Nonetheless, I purposely limit my discussion here to the federal
context. For purposes of discussing the necessity of statutory
authority, it seems useful to me to treat the Fourth Amendment
concept of reasonableness as flexible enough to recognize
differences between state and federal courts and police forces.
Thus, because the power of the Federal Government to combat crime,
like the jurisdiction of its courts, is more limited than the
comparable power and jurisdiction inhering in the States, it is
logical in the federal context to assume that governmental
authority is lacking unless expressly mandated by legislation.
See, e.g., Palmore v. United States, 411 U.
S. 389,
411 U. S. 396;
Cheng Fan Kwok v. INS, 392 U. S. 206;
United States v. Five Gambling Devices, 346 U.
S. 441.
[
Footnote 2/7]
See McCulloch v. Sociedad Nacional de Morineros de
Honduras, 372 U. S. 10;
Machinists v. Street, 367 U. S. 740;
Hannah v. Larche, 363 U. S. 420,
363 U. S. 430;
Murray v. The Charming
Betsy, 2 Cranch 64.
[
Footnote 2/8]
It found authority for those searches in the Postal Service's
recent reinterpretation of an awkwardly drawn 1866 statute that
authorized certain border searches of "vessels" but that could not
reasonably be read to authorize either the mail openings themselves
or the regulation allowing them. Moreover, its adoption of that
interpretation left it no choice but to resolve a troublesome
constitutional question without any considered guidance from
Congress.
See 431 U.S. at
431 U. S.
625-632 (STEVENS, J., dissenting).
[
Footnote 2/9]
See 434 U.S. at
434 U. S.
178-190 (STEVENS, J., dissenting in part).
[
Footnote 2/10]
Although this case involves an office, the invasion of a home
would raise precisely the same statutory issue.
[
Footnote 2/11]
"Congress drafted [Title III] with exacting precision. As its
principal sponsor, Senator McClellan, put it:"
"[A] bill as controversial as this . . . requires close
attention to the dotting of every
i' and the crossing of every
`t.' . . ." [114 Cong.Rec. 14751 (1968)]
"Under these circumstances, the exact words of the statute
provide the surest guide to determining Congress' intent, and we
would do well to confine ourselves to that area."
United States v. Donovan, 429 U.
S. 413,
429 U. S. 441
(BURGER, C.J., concurring in part and dissenting in part).
[
Footnote 2/12]
See ante at
441 U. S.
249-250; nn.
441
U.S. 238fn2/13|>13-18,
infra, and text
accompanying.
[
Footnote 2/13]
As Judge Merritt, writing for the Sixth Circuit, cogently
observed:
"It simply does not make sense to imply Congressional authority
for official break-ins when not a single line or word of the
statute even mentions the possibility, much less limits or defines
the scope of the power or describes the circumstances under which
such conduct, normally unlawful, may take place. As the dissents of
Holmes and Brandeis in
Olmstead \[v. United
States, 277 U. S. 438] suggest, this is
a serious, if not a 'dirty,' business, and we do not believe we
should imply the power to break in under the statute, as the
government argues, when Congress has not confronted and debated the
issue and expressed such an intention clearly."
"
* * * *"
"In some circumstances, the installation of an electronic bug
may not be possible without a forcible breaking and entering of the
suspect's premises, but that does not imply that the power to break
and enter is subsumed in the warrant to seize the words. The
breaking and entering aggravates the search, and it intrudes upon
property and privacy interests not weighed in the statutory scheme,
interests which have independent social value unrelated to
confidential speech. We are not inclined to give the government the
right by implication to intrude upon these interests by conducting
official break-ins, especially when the purpose is secretly to
monitor and record private conversations, a dangerous power
otherwise carefully limited and defined by statute."
United States v. Finazzo, 583 F.2d 837, 841-842 (CA6
1978).
See also United States v. Santora, 583 F.2d 453,
456-466 (CA9 1978).
[
Footnote 2/14]
18 U.S.C. § 2516(1).
[
Footnote 2/15]
18 U.S.C. §§ 2516(1)(a)-(g)
[
Footnote 2/16]
"Each application for an order authorizing or approving the
interception of a wire or oral communication shall be made in
writing upon oath or affirmation to a judge of competent
jurisdiction and shall state the applicant's authority to make such
application. Each application shall include the following
information:"
"(a) the identity of the investigative or law enforcement
officer making the application, and the officer authorizing the
application;"
"(b) a full and complete statement of the facts and
circumstances relied upon by the applicant, to justify his belief
that an order should be issued, including (i) details as to the
particular offense that has been, is being, or is about to be
committed, (ii) a particular description of the nature and location
of the facilities from which or the place where the communication
is to be intercepted, (iii) a particular description of the type of
communications sought to be intercepted, (iv) the identity of the
person, if known, committing the offense and whose communications
are to be intercepted;"
"(c) a full and complete statement as to whether or not other
investigative procedures have been tried and failed or why they
reasonably appear to be unlikely to succeed if tried or to be too
dangerous;"
"(d) a statement of the period of time for which the
interception is required to be maintained. If the nature of the
investigation is such that the authorization for interception
should not automatically terminate when the described type of
communication has been first obtained, a particular description of
facts establishing probable cause to believe that additional
communications of the same type will occur thereafter;"
"(e) a full and complete statement of the facts concerning all
previous applications known to the individual authorizing and
making the application, made to any judge for authorization to
intercept, or for approval of interceptions of, wire or oral
communications involving any of the same persons, facilities or
places specified in the application, and the action taken by the
judge on each such application; and"
"(f) where the application is for the extension of an order, a
statement setting forth the results thus far obtained from the
interception, or a reasonable explanation of the failure to obtain
such results."
18 U.S.C. § 2518(1).
[
Footnote 2/17]
"(3) Upon such application the judge may enter an ex parte
order, as requested or as modified, authorizing or approving
interception of wire or oral communications within the territorial
jurisdiction of the court in which the judge is sitting, if the
judge determines on the basis of the facts submitted by the
applicant that -- "
"(a) there is probable cause for belief that an individual is
committing, has committed, or is about to commit a particular
offense enumerated in section 2516 of this chapter;"
"(b) there is probable cause for belief that particular
communications concerning that offense will be obtained through
such interception;"
"(c) normal investigative procedures have been tried and have
failed or reasonably appear to be unlikely to succeed if tried or
to be too dangerous;"
"(d) there is probable cause for belief that the facilities from
which, or the place where, the wire or oral communications are to
be intercepted are being used, or are about to be used, in
connect.ion with the commission of such offense, or are leased to,
listed in the name of, or commonly used by such person."
"(4) Each order authorizing or approving the interception of any
wire or oral communication shall specify -- "
"(a) the identity of the person, if known, whose communications
are to be intercepted;"
"(b) the nature and location of the communications facilities as
to which, or the place where, authority to intercept is
granted;"
"(c) a particular description of the type of communication
sought to be intercepted, and a statement of the particular offense
to which it relates;"
"(d) the identity of the agency authorized to intercept the
communications, and of the person authorizing the application;
and"
"(e) the period of time during which such interception is
authorized, including a statement as to whether or not the
interception shall automatically terminate when the described
communication has been first obtained. . . ."
18 U.S.C. §§ 2518(3), (4).
[
Footnote 2/18]
"No order entered under this section may authorize or approve
the interception of any wire or oral communication for any period
longer than is necessary to achieve the objective of the
authorization, nor in any event longer than thirty days. Extensions
of an order may be granted, but only upon application for all
extension made in accordance with subsection (1) of this section
and the court making the findings required by subsection (3) of
this section. The period of extension shall be no longer than the
authorizing judge deems necessary to achieve the purposes for which
it was granted and in no event for longer than thirty days. Every
order and extension thereof shall contain a provision that the
authorization to intercept shall be executed as soon as
practicable, shall be conducted in such a way as to minimize the
interception of communications not otherwise subject to
interception under this chapter, and must terminate upon attainment
of the authorized objective, or in any event in thirty days."
18 U.S.C.§ 2518(5).
The statute also details procedures for the storage and
protective custody of the resulting tapes, 18 U.S.C. §§
2518(8)(a)-(c), for authorized disclosures and uses of the tapes
both in and out of court, 18 U.S.C. §§ 2517, 2518(9), and for
after-the-fact notice to persons whose conversations were
overheard. 1 8 U.S.C. § 2518(8)(d).
[
Footnote 2/19]
The following provision was added to Title III in 1970:
"An order authorizing the interception of a wire or oral
communication shall, upon request of the applicant, direct that a
communication common carrier, landlord, custodian or other person
shall furnish the applicant forthwith all information, facilities,
and technical assistance necessary to accomplish the interception
unobtrusively and with a minimum of interference with the services
that such carrier, landlord, custodian, or person is according the
person whose communications are to be intercepted. Any
communication common carrier, landlord, custodian or other person
furnishing such facilities or technical assistance shall be
compensated therefor by the applicant at the prevailing rates."
18 U.S.C. § 2518(4).
[
Footnote 2/20]
The Court analyzes this problem as simply one of
Judicial authority under the statute.
Ante at
441 U. S. 250,
and n. 10. Even if I could agree that Title III afforded judges
"broad" and unconfined authority with respect to break-ins, I would
still be left with the problem, never mentioned by the Court, of
the
Executive's authority to break and enter at will
without any judicial authorization.
Indeed, I am not at all certain that the Court puts any confines
on either Judicial or Executive authority in this area, despite the
lip service it pays to "constitutional limitations." For, having
stated that "breaking and entering" in execution of a search
warrant is constitutionally permissible "where such entry is the
only means by which the warrant effectively may be
executed,"
ante at
441 U. S. 247
(emphasis added), the Court then equates a surveillance order with
a search warrant,
but see Taylor, supra, n.
441
U.S. 238fn2/3|>3, at 84-85, and allows a break-in under the
former upon a showing merely that the break-in was "the safest and
most successful," rather than the "only," method of installing the
device.
426 F.
Supp. 862, 866.
[
Footnote 2/21]
A Congress that was careful to limit the temporal extent of
electronic surveillance and the opportunity for it to infringe on
protected (
i.e., noncriminal) conversations, and one so
quick to amend the statute to provide for "unobtrusive" entry
through the aid of private persons (
i.e., "custodians" and
"landlords") who already have a degree of access to the property,
surely cannot have condoned unlimited and unauthorized breaking and
entering by police officers with the aid of nothing but a burglar's
tools.
[
Footnote 2/22]
In full, the paragraph excerpted by the Court is as follows:
"In
Berger against the State of New York, decided on
June 12, 1967, the majority of the Court, speaking through Mr.
Justice Clark, threw out the New York State court-approved
evesdropping statute, declaring it to be unconstitutional. The New
York statute permitted the police to obtain judicial warrants
authorizing them to hide bugs in the premises of criminal suspects.
The Court's majority opinion outlawed this bugging statute because,
it said, the procedures did not contain specific safeguards against
violations of the fourth amendment, which limited police
searches."
114 Cong.Rec. 14708 (1968) (Sen. Long of Missouri).
[
Footnote 2/23]
See also Anti-Crime Programs: Hearings on H.R. 5037,
etc., before Subcommittee No. 5 of the House Committee on the
Judiciary, 90th Cong., 1st Sess., 1031 (1967), cited
ante
at
441 U. S.
251.
[
Footnote 2/24]
"[Title III] sets forth in the most elaborate and precise detail
the safeguards surrounding the application to a court of competent
jurisdiction for authority to make a wiretap. I am satisfied that
it is fully designed to guard against any unwarranted invasion of
the precious right of privacy."
114 Cong.Rec. 16276 (1968) (Rep. MacGregor).
See also
id. at 14763 (Sen. Percy);
id. at 16296 (Rep.
Boland); S.Rep. No. 1097, 90th Cong,2d Sess., 66 (1968).
On at least two occasions, the Court has commented on the
circumspection with which Title III was drafted:
"[Title III] sets forth the detailed and particularized
application necessary to obtain such an order as well as the
carefully circumscribed conditions for its use. The Act
represents a comprehensive attempt by Congress to promote more
effective control of crime while protecting the privacy of
individual thought and expression."
United States v. United States District Court, 407 U.S.
at
407 U. S. 302
(emphasis added).
See also Gelbard v. United States,
408 U. S. 41,
40 U. S. 48.
See also 441
U.S. 238fn2/8|>n. 8,
supra.
[
Footnote 2/25]
Had Congress expressly considered the issue, I am confident that
it would not have granted the Executive the broad authority to
break and enter that is conferred by the Court in today's decision.
Illustrative of its probable reaction to such investigative
techniques are the responses of some Members to the officially
sanctioned break-in committed against the office of Daniel
Ellsberg's psychiatrist, and to the possibility of official
participation in the Watergate break-in.
E.g., 119
Cong.Rec. 14607-14608 (1973) (Sen. Edwards);
id. at 15332
(Rep. Sarasin).
[
Footnote 2/26]
The dimensions of the constitutional protection of privacy were
certainly not underestimated by the supporters of Title III.
Senator Lausche, for example, had this to say about the intent of
the Framers of the Fourth Amendment:
"[T]hey also knew that the innocent individual would be
protected in his home; that no one shall enter. Even though it is a
hovel, to him it is a palace. So they wrote into the Constitution,
regardless of how poor one's home may be, that it shall not be
entered by the government without the law enforcement official
having first obtained a warrant for search and seizure issued on
the basis of evidence establishing probable cause."
114 Cong.Rec. 14729 (1968).
[
Footnote 2/27]
Katz v. United States, 389 U.
S. 347;
Berger v. New York, 388 U. S.
41.
See also Silverman v. United States,
365 U. S. 505;
Irvine v. California, 347 U. S. 128.
[
Footnote 2/28]
See S.Rep. No. 1097,
supra, at 66, 75,
101.
[
Footnote 2/29]
E.g., On Lee v. United States, 343 U.
S. 747;
Goldman v. United States, 316 U.
S. 129;
Olmstead v. United States, 277 U.
S. 438.
[
Footnote 2/30]
E.g., Silverman v. United States, supra; Irvine v.
California, supra.
[
Footnote 2/31]
Mr. Justice Jackson described the entry as follows:
"On December 1, 1951, while Irvine and his wife were absent from
their home, an officer arranged to have a locksmith go there and
make a door key. Two days later, again in the absence of occupants,
officers and a technician made entry into the home by the use of
this key and installed a concealed microphone in the hall. A hole
was bored in the roof of the house, and wires were strung to
transmit to a neighboring garage whatever sounds the microphone
might pick up. Officers were posted in the garage to listen. On
December 8, police again made surreptitious entry and moved the
microphone, this time hiding it in the bedroom. Twenty days later,
they again entered and placed the microphone in a closet, where the
device remained until its purpose of enabling the officers to
overhear incriminating statements was accomplished."
347 U.S. at
347 U. S.
130-131.
[
Footnote 2/32]
Id. at
347 U. S. 145
(Frankfurter, J., dissenting, joined by Burton, J.);
id.
at
347 U. S. 150
(Douglas, J., dissenting).
[
Footnote 2/33]
The Court argues that Congress' goals in enacting the statute
would be frustrated if Title III were not read to include the
authority exercised by the Government in this case.
Ante
at
441 U. S.
252-254. Of course, if Congress intended to sanction
"even the most reprehensible means for securing a conviction,"
Irvine, 347 U.S. at
347 U. S. 146
(Frankfurter, J., dissenting), then withholding some of those means
would indeed frustrate the legislative purpose. But there is no
reason to impute such an intent to Congress or to ignore its
conscientious attention to the importance of safeguarding the
rights of individual privacy.
See 114 Cong.Rec.
14469-14470 (1968) (Sen. McClellan);
see supra at
441 U. S.
272-273,
441 U. S.
276.
Congress quite clearly expected exterior wiretaps to provide the
most effective means of electronic surveillance authorized by Title
III. The unavailability of certain interior "bugs" --
i.e., those implanted by means of forcible trespass -- can
hardly be seen as frustrating the entire law enforcement scheme.
E.g., S.Rep. No. 1097,
supra, 441
U.S. 238fn2/24|>n. 24, at 72; 114 Cong.Rec. 129 (1968) (Sen.
Tydings);
id. at 13206 (Sen. Scott);
id. at 1441
(Sen. McClellan);
id. at 14714 (Sen. Murphy).
Congress' prediction proved correct:
"Telephone taps apparently account for most instances of
electronic surveillance, and this can be accomplished in most
circumstances by placing a tap on the line outside the premises of
the suspect. According to the final report of the National
Commission for Review of Federal and State Laws Relating to
Wiretapping and Electronic Surveillance, only 26 out of some 1,220
electronic surveillance orders executed between 1968 and 1973
involved a trespassory intrusion. National Wiretap Commission,
Electronic Surveillance 15 (1967). . . ."
United States v. Finazzo, 583 F.2d at 841 n. 13.
[
Footnote 2/34]
Compare opinion of the Court,
ante at
441 U. S.
246-248,
441 U. S.
254-259,
with opinion of MR. JUSTICE BRENNAN,
ante at
441 U. S.
259-262.
[
Footnote 2/35]
In addition to Title III, the Government claims authority for
the break-ins under the federal "no-knock" statute, 18 U.S.C. §
3109, and under Fed.Rule Crim.Proc. 41. Because I believe that
Title III has preempted the field of electronic surveillance, it is
conclusive for me that it nowhere authorizes the entries involved
in this case as a means of executing an eavesdropping order. Even
if Congress had never enacted Title III, however, I would
nonetheless conclude that these other asserted justifications for
official breaking and entering are unavailing in this case. Both
provisions refer to "warrants" issued by a magistrate with the
awareness that their execution would probably require the police to
find some otherwise illegal means of entering the premises. No such
awareness was evidenced by the District Court when it authorized
electronic surveillance in this case.
See generally United
States v. Finazzo, supra, at 845-848.