The appeal is dismissed for want of a substantial federal
question.
Mr. Justice BRENNAN, with whom Mr. Justice MARSHALL joins,
dissenting.
[missing ]
Page 435 U.S.
982 , 983
[missing ]
Georgia Code 26-2101(a) provides that:
"A person commits the offense of
distributing obscene materials when he sells . . . or otherwise
disseminates to any person any obscene material of any description,
knowing the obscene nature thereof, or offers to do so, or
possesses such material with the intent to do so, provided that the
word 'knowing,' as used herein, shall be deemed to be either actual
or constructive knowledge of the obscene contents of the subject
matter, and a person has constructive knowledge of the obscene
contents if he has knowledge of facts which would put a reasonable
and prudent person on notice as to the suspect nature of the
material."
Sections 26-2101(b) through 26-2101(d) define the term "obscene
materials" used in 26-2101(a). Section 26-2101(b) covers published
material alleged to be obscene and generally tracks the guidelines
set out in Miller v. California,
413 U.S. 15 (1973 ).
Section 26-2101(c) states that, in addition to material covered in
subsection (b), "any device designed or marketed as useful
primarily for the stimulation of human genital organs is obscene
material under this section."
The jury was instructed that it should determine the obscen-
Page 435 U.S.
982 , 984
ity of "Hot and Sultry" under the standards set out in
26-2101(a) and 2101(b) and that the sale of the artificial vagina
and the possession of the other material should be considered under
26-2101(a) and 26-2101(c ). The trial judge further charged the
jury on the meaning of "knowing" in the words set out in
26-2101(a). A general verdict of guilty was returned.
In this Court, appellant raises constitutional objections to a
number of features of 26-2101. First, he argues that an obscenity
statute which defines scienter in a manner which authorizes
obscenity convictions on mere "constructive" knowledge
impermissibly chills the dissemination of materials protected under
the First and Fourteenth Amendments. Jurisdictional atement 3.
Second, he argues that there is no rational basis for 26-2101(c)
and, in addition, that it is unconstitutionally vague. Id., at 3,
9-10. Third, appellant contends that "Hot and Sultry" is not
obscene as a matter of law. Id., at 3. And, finally, appellant
challenges the warrantless mass seizure of the sexual devices on
First, Fourth, and Fourteenth Amendment grounds. Id., at 3, 17.
This is an appeal and I cannot agree with the Court that the
first and second questions presented can be dismissed as not
presenting substantial federal questions. [
Footnote 1]
I
In Ballew v. Georgia,
435 U.S. 223 ( 1978), we
granted certiorari to consider, but did not reach, the precise
scienter issue now raised by appellant. See Pet. for Cert. in
Ballew v. Georgia, O.T.1977, No. 76-761, p. 2. I see no basis for
concluding that a federal constitutional question sufficiently
substantial
Page 435 U.S.
982 , 985
to be granted review on certiorari is now so insubstantial as
not to require exercise of our mandatory appellate jurisdiction in
this case. Moreover, even if others do not agree that the
void-for-vagueness issue is substantial, the fact that appellant
might have been convicted for sale or possession of the seized
devices is irrelevant to consideration of the obscenity issue. As
we said in Stromberg v. California,
283 U.S.
359, 367- 368 (1931):
"The verdict against the appellant was a general one. It did not
specify the ground upon which it rested. . . . [I]t is impossible
to say under which clause of the statute the conviction was
obtained. . . . It follows that instead of its being permissible to
hold, with the state court, that the verdict could be sustained if
any one of the clauses of the statute were found to be valid, the
necessary conclusion from the manner in which the case was sent to
the jury is that, if any of the clauses in question is invalid
under the Federal Constitution, the conviction cannot be
upheld."
See also Bachellar v. Maryland,
397 U.S. 564d 570
(1970).
II
Appellant's second argument, that 26-2101(c) is void for
vagueness, also raises a substantial federal question-one of first
impression in this Court-even though appellant fundamentally
misapprehends the reach of the First Amendment in his argument that
the protections of that Amendment extend to the sexual devices
involved in this case. [
Footnote
2] As we said in Grayned v. City of Rockford,
408 U.S.
104, 108 (1972):
"It is a basic principle of due process that an enactment
Page 435 U.S.
982 , 986
is void for vagueness if its prohibitions are not clearly
defined. Vague laws offend several important values. First, because
we assume that man is free to steer between lawful and unlawful
conduct, we insist that laws give the person of ordinary
intelligence a reasonable opportunity to know what is prohibited,
so that he may act accordingly. Vague laws may trap the innocent by
not providing fair warning. Second, if arbitrary and discriminatory
enforcement is to be prevented, laws must provide explicit
standards for those who apply them. A vague law impermissibly
delegates basic policy matters to policemen, judges, and juries for
resolution on an ad hoc and subjective basis, with the attendant
dangers of arbitrary and discriminatory application." (Footnotes
omitted.)
See al o Papachristou v. City of Jacksonville,
405 U.S. 156 (1972);
Cline v. Frink Dairy Co.,
274 U.S.
445, 47 S. Ct. 681 (1927); Connally v. General Construction
Co.,
269 U.S. 385
(1926).
Section 26-2101(c) at least arguably offends both principles
enunciated in Grayned. Even conceding that a jury could properly
infer from the shapes of the seized devices that some could be used
for sexual stimulation, the fact that some people might use the
devices for that purpose scarcely suffices to show that they are
designed or marketed primarily for sexual stimulation. As one
commentator has noted, statutes couched in such terms of "judgment
and degree" contain seeds of "inherent discontrol" over the law
enforcement process and have been "virtually [the] exclusive target
of void-for-vagueness nullification." Note, The Void-for- Vagueness
Doctrine in the Supreme Court, 109 U.Pa.L.Rev. 67, 92-93 (1960).
Moreover, "it is in this realm, where the equilibrium between the
individual's claims of freedom and society's demands upon him is
left to be struck ad hoc on the basis of a subjective evaluation, .
. . that there exists the risk of continuing irregu-
Page 435 U.S.
982 , 987
larity with which the vagueness cases have been concerned." Id.,
at 93.3
In addition, although vague statutes may be saved from
constitutional infirmity if they require specific intent as an
element of an offense, see Papachristou v. City of Jacksonville,
supra, 405 U.S. at 163, the constructive scienter requirement of
26-2101(a), at least as applied in appellant's trial, provides no
reasonable assurance that persons will know or ought to know when
they are likely to violate 26-2101(c).
The record here is very clear: Appellant was convicted solely on
the basis of the guesses and assumptions of the single witness at
trial-a policeman who had never used the devices, Reporter's
Transcript, at 24, never seen them used, id., at 25, and who knew
of no one who used them for sexual stimulation, id., at 26-that the
seized devices were used primarily for the stimulation of human
genitals. See id., at 22, 24. In explaining how he had reached his
guesses and assumptions notwithstanding a total lack of personal
familiarity with the seized devices, that witness stated that he
had seen, in the course of his investigations, "newspapers that are
printed and catalogs that are sent out to different people
pertaining to these things." Id., at 32. No catalogs were
introduced into evidence and no evidence was given to show that the
unidentified
Page 435 U.S.
982 , 988
catalogs would likely have been sent to appellant. Thus, how the
proverbial "reasonable man," or even a "reasonable clerk in an
adult book store," would have been put on notice of the primary use
to which the seized devices would be put is simply not
apparent.
It is therefore hard to imagine a more stark prima facie case of
a " vague law [which] impermissibly delegates basic olicy matters
to policemen, judges, and juries for resolution on an ad hoc and
subjective basis." Grayned v. City of Rockford, supra, 408 U.S. at
108. In a society where the rule of law is paramount, it simply
will not do to allow persons, however ignoble their trade-or
perhaps because their trade is ignoble, cf. Papachristou v. City of
Jacksonville, supra -to be convicted of crimes solely because
policemen and juries, encouraged by the State can conjure up scenes
of sexual stimulation in which devices play a major role.
For the reasons set out above, I would set this case for
argument.
Mr. Justice STEWART, dissenting.
The appellant stands convicted of the single crime of
distributing obscene material in violation of Ga.Criminal Code
26-2101. Cf. Robinson v. State, 143 Ga.App. 37,
237 S.E.2d
436, 438, vacated and remanded on other grounds, post. The
one-count indictment charged that he had sold both sexual devices,
alleged to be obscene material as defined in 26- 2101(c), and a
magazine, alleged to be obscene under the definition in
26-2101(b).
While the appellant does not claim that the definition of
obscenity in subsection (b) is unconstitutional, he does ask this
Court to examine the magazine in question and to determine that it
is constitutionally protected as a matter of law. I continue to
believe that "at least in the absence of distribution to juveniles
or obtrusive exposure to unconsenting adults, the First and
Fourteenth Amendments prohibit the state and
Page 435 U.S.
982 , 989
federal governments from attempting wholly to suppress sexually
oriented materials on the basis of their allegedly 'obscene'
contents." Paris Adult Theatre I v. Slaton,
413 U.S.
49, 113 ( BRENNAN, J., dissenting). I therefore believe that
the appellant's conviction cannot constitutionally rest on the sale
of an allegedly obscene magazine.
Because it cannot be determined that the jury in this case did
not convict the appellant on the basis of the magazine sale alone,
I would reverse the judgment of the Supreme Court of Georgia.* See
Stromberg v. California,
283 U.S.
359, 368.
Footnotes
Footnote 1 Although I agree
with my Brother STEWART, post, at 988-989, that 26-2101 is
unconstitutional as applied to the magazine involved in this case,
I recognize that a majority of this Court does not agree with this
view and, accordingly, I would hear argument on the scienter
issue.
Footnote 2 Even if devices
might in some circumstances be protected by the First and
Fourteenth Amendments, this is not the case here since no claim is
made that the devices are in any way expressive or that their
possession and sale is in any way related to appellant's right to
speak.
Footnote 3 Moreover, the
facial vagueness of 26-2101(c) is enhanced by its interpretation by
law enforcement personnel. Although 26-2101(c) by its terms applies
only to devices that are "designed or marketed as useful primarily
for the stimulation of human genital organs," the accusation
against appellant nonetheless charged appellant with possession of
"3 anal stimulators." Clark's Transcript, at 3. So far as I know,
no dictionary includes the human anus among the genital organs. See
also Balthazar v. Superior Court,
573 F.2d
698 (CA1 1978). The packaging of another item states quite
clearly on the back that the item is a "doggy dong." Whether this
item, in the shape of a rubber candlestick, is to be used with dogs
or humans-or simply as a "novelty," for whatever ribald humor it
may give rise to-it is impossible to discover how appellant or a
jury could conclude that this item is primarily used for
stimulation of human genitals.
[
Footnote *] Like my Brother
BRENNAN, ante, at 984 n. 1, I recognize that a majority of the
Court does not share this view, and since I also agree with Part I
of his dissenting opinion, I would alternatively note probable
jurisdiction and hear argument in this case on the scienter issue,
if three other Members of the Court were like-minded.