Section 5 of the Voting Rights Act of 1965 provides that,
whenever "a State or political subdivision with respect to which" §
4 of the Act is in effect shall enact any voting qualification or
standard, practice, or procedure with respect to voting different
from that in force on November 1, 1964, the change has no effect as
law unless such State or subdivision obtains, as specified in the
statute, a declaratory judgment that the change does not have a
racially discriminatory purpose or effect. Alternatively, the
change may be enforced if it is submitted to the Attorney General
and he has interposed no objection to it within 60 days after the
submission, or has advised that objection will not be made. The
city of Sheffield, Ala., on November 1, 1964, had a commission form
of government. Some months later, it sought to put to a referendum
the question whether the city should adopt a mayor-council form of
government, and respondent Board of Commissioners for the city gave
the Attorney General written notice of the referendum proposal,
Alabama being a State covered under § 4 of the Act. The referendum
was held and the voters approved the change. Thereafter, the
Attorney General replied that he did not object to the holding of
the referendum, but that, since the voters had elected to adopt the
mayor-council form of government, "the change is also subject to
the preclearance requirement of Section 5," and that detailed
information should be submitted if preclearance was sought through
the Attorney General. Following his receipt of such information,
the Attorney General made objection to a phase of the change that
involved the at-large election of city councilmen. After the city
nevertheless scheduled an at-large council election, the United
States brought this suit to enforce the § 5 objection. The District
Court denied relief, holding that Sheffield was not covered by § 5
because it was not a "political subdivision" as that term is
defined in § 14(c)(2) of the Act, which provides that
"'political subdivision' shall mean any county or parish, except
that where registration for voting is not conducted under the
supervision of a county or parish, the term shall include any other
subdivision of a State which conducts registration for voting,"
and that therefore Sheffield was not a
Page 435 U. S. 111
political subdivision because, in Alabama, registration is
conducted by the counties. The court also held that, by approving
the referendum, the Attorney General had approved the mayor-council
form of government in which councilmen were elected at large,
notwithstanding his statement regarding preclearance.
Held:
1. Section 5 of the Act applies to all entities having power
over any aspect of the electoral process within designated
jurisdictions, not only to counties or other units of state
government that perform the function of registering voters, and the
District Court therefore erred in holding that Sheffield is not
subject to § 5. Pp.
435 U. S.
117-135.
(a) The District Court's interpretation of the Act does not
comport with the Act's structure, makes § 5 coverage depend upon a
factor completely irrelevant to the Act's purposes, and thereby
permits precisely the kind of circumvention of congressional policy
that § 5 was designed to prevent. Section 5 "was structured to
assure the effectiveness of the dramatic step Congress [took] in §
4," and "is clearly designed to march in lock-step with § 4."
Allen v. State Board of Elections, 393 U.
S. 544,
393 U. S. 54
(Harlan, J., concurring and dissenting). Since jurisdictions may be
designated under § 4(b) by reason of the actions of election
officials who do not register voters, and since § 4(a) imposes
duties on all election officials, whether or not they are involved
in voter registration, it follows from the very structure of the
Act that § 5 must apply to all entities exercising control over the
electoral process within the covered States or subdivisions. The
Act's terms and decisions of this Court clearly indicate that § 5
was not intended to apply only to voting changes occurring within
the registration process or only to the changes of specific
entities. Pp.
435 U. S.
118-125.
(b) The Act's language does not require such a crippling
construction as that given by the District Court. In view of the
explicit relationship between § 4 and § 5 and the critical role
that § 5 is to play in securing the promise of § 4(a), it is wholly
logical to interpret "State . . . with respect to which" § 4(a) is
in effect as referring to all political units within it. Pp.
435 U. S.
126-129.
(c) The contemporaneous administrative construction of § 5 by
the Attorney General and the legislative history of the enactment
and reenactments of the Act compel the conclusion that Congress
always understood that § 5 covers all political units within
designated jurisdictions like Alabama. Pp.
435 U. S.
129-135.
2. The Attorney General's failure to object to the holding of
the referendum did not constitute clearance under § 5 of the method
of electing city councilmen under the new government. Since
Sheffield sought approval only for the holding of the referendum,
not for preclearance
Page 435 U. S. 112
of the change in the city's form of government, and the Attorney
General had warned the city that the change itself required prior
federal scrutiny and advised what detailed information would be
necessary for that purpose, it is irrelevant that he might have
been on notice that, if the referendum passed, Sheffield would,
under state law, have had to adopt an at-large system of
councilmanic elections. Pp. 135135-138.
430 F.
Supp. 786, reversed.
BRENNAN, J., delivered the opinion of the Court, in which
STEWART, WHITE, MARSHALL, and BLACKMUN, JJ., joined, and in Part
III of which POWELL, J., joined. BLACKMUN, J., filed a concurring
opinion,
post, p.
435 U. S. 138. POWELL, J., filed an opinion concurring
in part and concurring in the judgment,
post, p.
435 U. S. 139.
STEVENS, J., filed a dissenting opinion, in which BURGER, C.J., and
REHNQUIST, J., joined,
post, p.
435 U. S.
140.
MR. JUSTICE BRENNAN delivered the opinion of the Court.
Section 5 of the Voting Rights Act of 1965 (Act), 79 Stat. 439,
as amended, 42 U.S.C. § 1973c (1970 ed., Supp. V), [
Footnote 1]
Page 435 U. S. 113
requires that States, like Alabama, which are covered under § 4
of the Act, 7 Stat. 438, as amended, 42 U.S.C. § 1973b (1970 ed.,
Supp. V), [
Footnote 2] obtain
prior federal approval before changing any voting practice or
procedure that was in effect on November 1, 1964. The questions for
decision in this case are (1) whether § 5 requires an Alabama city
that has never conducted voter registration [
Footnote 3] to obtain preclearance of a voting
change and (2), if so, whether the failure of the Attorney
Page 435 U. S. 114
General of the United States to object to the holding of a
referendum election at which a change is adopted constitutes
federal approval of that change.
I
The city of Sheffield, Ala. (City or Sheffield), was
incorporated in 1885 by the Alabama Legislature. As incorporated,
the City was governed by a mayor and eight councilmen, two
councilmen being elected directly from each of the City's four
wards. Sheffield retained this mayor-council government until 1912,
when it adopted a system in which three commissioners, elected by
the City at large, ran the City. This commission form of government
was in effect in Sheffield on November 1, 1964.
Sometime prior to March 20, 1975, Sheffield decided to put to a
referendum the question whether the City should return to a
mayor-council form of government. [
Footnote 4] On that date, the president of the Board of
Commissioners of Sheffield wrote the Attorney General of the United
States to
"give notice of the proposal of submitting to the qualified
voters of the City, whether the present commission form of
government shall be abandoned in favor of the Mayor and Alderman
form of government. [
Footnote
5]"
On May 13, 1975, before the Attorney General
Page 435 U. S. 115
replied, the referendum occurred, and the voters of Sheffield
approved the change.
On May 23, the Attorney General formally responded to Sheffield
that he did "not interpose an objection to the holding of the
referendum," but that, "[s]ince voters in the City of Sheffield
elected to adopt the mayor-council form of government on May 13,
1975, the change is also subject to the preclearance requirements
of Section 5." The Attorney General's letter also stated that, in
the event the City should elect to seek preclearance of the change
from the Attorney General, it should submit detailed information
concerning the change, including a description of
"the aldermanic form of government which existed in 1912 and the
method by which it was elected,
i.e., the number of
aldermen, the terms and qualifications for the mayor and aldermen,
whether the aldermen were elected at large or by wards, whether
there were numbered post, residency, majority vote or staggered
term requirements for the aldermanic seats, and whether single shot
voting was prohibited."
Thereafter the City informed the Attorney General that the
proposed change would divide the City into four wards of
substantially equal population, that each ward would have two
council seats, that councilmen from each ward would be elected at
large, and that candidates would run for numbered places.
Subsequently the City furnished a detailed map showing ward
boundaries, data concerning the population distribution by race for
each ward, and a history of black candidacy for city and county
offices since 1965. The City's submission was completed on May 5,
1976.
On July 6, 1976, the Attorney General notified the City
Page 435 U. S. 116
that, while he did not
"interpose any objection to the change to a mayor-council form
of government . . . to the proposed district lines or to the
at-large election of the mayor and the president of the
council,"
he did object to the implementation of the proposed at-large
method of electing city councilmen because he was "unable to
conclude that the at-large election of councilmen required to
reside in districts will not have a racially discriminatory
effect."
Notwithstanding the Attorney General's objection, the City
scheduled an at-large council election for August 10, 1976. On
August 9, the United States instituted this suit in the District
Court for the Northern District of Alabama to enforce its § 5
objection. A temporary restraining order was denied. After the
election was held, a three-judge court was convened and that court
dismissed the suit.
430 F.
Supp. 786 (1977). The District Court unanimously held [
Footnote 6] that Sheffield was not
covered by § 5, because it is not a "political subdivision" as that
term is defined in § 14(c)(2) of the Act, 79 Stat. 445, 42 U.S.C. §
19731(c)(2), which provides that
"'political subdivision' shall mean any county or parish, except
that where registration for voting is not conducted under the
supervision of a county or parish, the term shall include any other
subdivision of a State which conducts registration for voting."
See 430 F. Supp. at 788-789 and 790-792. The court also
held, one judge dissenting, that,
"by approving the referendum, the Attorney General in fact
approved the change to the Mayor-Council form of government [in
which aldermen were elected at large] notwithstanding [his
statement] to the City that the change was also subject to
pre-clearance."
Id.
Page 435 U. S. 117
at 789. The court reasoned that the approval of the referendum
constituted clearance of those aspects of the proposed change that
the Attorney General knew or should have known would be implemented
if the referendum passed, and that he should have known that
Sheffield would be obliged to follow Ala.Code § 11-43-40 (1975) --
formerly Ala.Code, Tit. 37, § 426 (Supp. 1973) -- which requires
the at-large election of aldermen in cities, like Sheffield, with
populations of less than 20,000. 430 F. Supp. at 789-790. We noted
probable jurisdiction. 433 U.S. 906 (1977). We reverse.
II
We first consider whether Congress intended to exclude from § 5
coverage political units, like Sheffield, which have never
conducted voter registration. In concluding that Congress did, the
District Court noted that § 5 applies to "a [designated] state or a
[designated]
political subdivision," and construed § 5 to
provide that, where a State in its entirety has been designated for
coverage, the only political units within it that are subject to §
5 are those that are "political subdivisions" within the meaning of
§ 14(c)(2). Because § 14(c)(2) refers only to counties and to the
units of state government that register voters, the District Court
held that political units like the City are not subject to the
duties imposed by § 5.
There is abundant evidence that the District Court's
interpretation of the Act is contrary to the congressional intent.
First, and most significantly, the District Court's construction is
inconsistent with the Act's structure, makes § 5 coverage depend
upon a factor completely irrelevant to the Act's purposes, and
thereby permits precisely the kind of circumvention of
congressional policy that § 5 was designed to prevent. Second, the
language of the Act does not require such a crippling
interpretation, but rather is susceptible of a reading that will
fully implement the congressional objectives. Finally,
Page 435 U. S. 118
the District Court's construction is flatly inconsistent with
the Attorney General's consistent interpretations of § 5 and with
the legislative history of its enactment and reenactments. The
language, structure, history, and purposes of the Act persuade us
that § 5, like the constitutional provisions it is designed to
implement, applies to all entities having power over any aspect of
the electoral process within designated jurisdictions, not only to
counties or to whatever units of state government perform the
function of registering voters.
A
Although this Court has described the workings of the Voting
Rights Act in prior cases,
see, e.g., Allen v. State Board of
Elections, 393 U. S. 544
(1969);
South Carolina v. Katzenbach, 383 U.
S. 301 (1966), it is appropriate again to summarize its
purposes and structure and the special function of § 5. Congress
adopted the Act in 1965 to implement the Fifteenth Amendment and
erase the blight of racial discrimination in voting.
See
383 U.S. at
383 U. S. 308.
The core of the Act "is a complex scheme of stringent remedies
aimed at areas where voting discrimination has been the most
flagrant."
Id. at
383 U. S. 315. Congress resorted to these stern measures
because experience had shown them to be necessary to eradicate the
"insidious and pervasive evil of [racial discrimination in voting]
that had been perpetuated in certain parts of our country."
Id. at
383 U. S. 309.
Earlier efforts to end this discrimination by facilitating
case-by-case litigation had proved ineffective in large part
because voting suits had been "unusually onerous to prepare" and
"exceedingly slow" to produce results. And even when favorable
decisions had been obtained, the affected jurisdictions often
"merely switched to discriminatory devices not covered by the
federal decrees."
See id. at
383 U. S.
313-314.
The structure and operation of the Act are relatively
simple.
Page 435 U. S. 119
Sections 4(a) [
Footnote 7]
and 4(b) [
Footnote 8] determine
the jurisdictions that are subject to the Act's special measures.
Congress, having found that there was a high probability of
pervasive racial discrimination in voting in areas that employed
literacy tests or similar voting qualifications and that, in
addition, had low voter turnouts or registration figures, provided
that coverage in a State is "triggered" if it maintained any "test
or device" [
Footnote 9] on a
specified date and if it had voter registration or voter
turnout
Page 435 U. S. 120
of less than 50% of those of voting age during specified
Presidential elections. When this formula is not met in an entire
State, coverage is triggered in any "political subdivision" within
the State that satisfies the formula. Since § 4(c) of the Act
defines "test or device" as a "prerequisite for
voting or
registration for voting," 79 Stat. 438, 42 U.S.C. § 1973b(c)
(emphasis supplied), it is clear that the Attorney General, in
making a coverage determination, is to consider not only the voter
registration process within a jurisdiction, but also the procedures
followed by the election officials at the polling places. A State
or political subdivision which does not use literacy tests to
determine who may register to vote but employs such tests at the
polling places to determine who may cast a ballot may plainly be
covered under § 4(b).
If designated under § 4(b), a jurisdiction will become subject
to the Act's special remedies unless it establishes, in a judicial
action, that no "test or device" was used to discriminate on the
basis of race in voting. Section 4(a) is one of the Act's core
remedial provisions. Because Congress determined that the continued
employment of literacy tests and similar devices in covered areas
would perpetuate racial discrimination, it suspended their use in §
4(a). Just as the actions of every political unit that conducts
elections are relevant under § 4(b), so § 4(a) imposes a duty on
every entity in the covered jurisdictions having power over the
electoral process, whether or not the entity registers voters. That
§ 4(a) has this geographic reach is clear both from the fact that a
"test or device" may be employed by any official with control over
any aspect of an election and from § 4(a)'s provision that its
suspension operates "
in any [designated] State . . . or
in any [designated] political subdivision." (Emphasis
supplied.) The congressional objectives plainly required that §
4(a) apply throughout each designated jurisdiction. [
Footnote 10] If it did not have this scope,
the covered States,
Page 435 U. S. 121
which in the past had been so ingenious in their defiance of the
spirit of federal law, could have easily circumvented § 4(a) by,
e.g., discontinuing the use of literacy test to determine
who may register, but requiring that all citizens pass literacy
tests at the polling places before voting.
Although § 4(a) is a potent weapon, Congress recognized that it
alone would not ensure an end to racial discrimination in voting in
covered areas. In the past, States and the political units within
them had responded to federal decrees outlawing discriminatory
practices by "resort[ing] to the extraordinary stratagem of
contriving new rules of various kinds for the sole purpose of
perpetuating voting discrimination. . . ."
South Carolina v.
Katzenbach, 383 U.S. at
383 U. S. 335.
To prevent any future circumvention of constitutional policy,
Congress adopted § 5, which provides that, whenever a designated
State or political subdivision wishes to change its voting laws, it
must first demonstrate to a federal instrumentality that the change
will be nondiscriminatory. By freezing each covered jurisdiction's
election procedures, Congress shifted the advantages of time and
inertia from the perpetrators of the evil to its victims.
The foregoing discussion of the key remedial provisions of the
Act belies the District Court's conclusion that § 5 should apply
only to counties and to the political units that conduct
Page 435 U. S. 122
voter registration. As is apparent from the Act, § 5 "was
structured to assure the effectiveness of the dramatic step that
Congress had taken in § 4," and "is clearly designed to march in
lock-step with § 4. . . ."
Allen v. State Board of
Elections, 393 U.S. at
393 U. S. 584
(Harlan, J., concurring and dissenting). Since jurisdictions may be
designated under § 4(b) by reason of the actions of election
officials who do not register voters, and since § 4(a) imposes
duties on all election officials whether or not they are involved
in voter registration, it appears to follow necessarily that § 5
has to apply to all entities exercising control over the electoral
processes within the covered States or subdivisions. In any case,
in view of the structure of the Act, it would be unthinkable to
adopt the District Court's construction unless there were
persuasive evidence either that § 5 was intended to apply only to
changes affecting the registration process or that Congress clearly
manifested an intention to restrict § 5 coverage to counties or to
the units of local government that register voters. But the Act
supports neither conclusion.
The terms of the Act and decisions of this Court clearly
indicate that § 5 was not intended to apply only to voting changes
occurring within the registration process. Section 5 applies to
"any voting qualification or prerequisite to voting, or standard,
practice, or procedure with respect to voting. . . ." Since the
statutory definition of "voting" includes
"all action necessary to make a vote effective in any . . .
election, including, but not limited to, registration, . . .
casting a ballot, and having such ballot counted properly . . .
,"
79 Stat. 445, 42 U.S.C. § 19731(c)(1), § 5's coverage of laws
affecting voting is comprehensive.
The Court's decisions over the past 10 years have given § 5 the
broad scope suggested by the language of the Act. We first
construed it in
Allen v. State Board of Elections, supra.
There our examination of the Act's objectives and original
legislative history led us to interpret § 5 to give it "the
Page 435 U. S. 123
broadest possible scope," 393 U.S. at
393 U. S. 567,
and to require prior federal scrutiny of "any state enactment which
altered the election law in a covered State in even a minor way."
Id. at
393 U. S. 566.
In so construing § 5, we unanimously rejected [
Footnote 11] -- as the plain terms of the Act
would themselves have seemingly required -- the argument of an
appellee that § 5 should apply only to enactments affecting who may
register to vote. 393 U.S. at
393 U. S. 564.
Our decisions have required federal preclearance of laws changing
the location of polling places,
see Perkins v. Matthews,
400 U. S. 379
(1971), laws adopting at-large systems of election,
ibid.;
Fairley v. Patterson (decided with
Allen, supra);
laws providing for the appointment of previously elected officials,
Bunton v. Patterson (decided with
Allen, supra);
laws regulating candidacy,
Whitley v. Williams (decided
with
Allen, supra); laws changing voting procedures,
Allen, supra; annexations,
City of Richmond v. United
States, 422 U. S. 358
(1975);
City of Petersburg v. United States, 410 U.S. 962
(1973),
summarily aff'g 354 F. Supp. 101 (DC 1972);
Perkins v. Matthews, supra; and reapportionment and
redistricting,
Beer v. United States, 425 U.
S. 130 (1976);
Georgia v. United States,
411 U. S. 526
(1973);
see United Jewish Organizations v. Carey,
430 U. S. 144
(1977). In each case, federal scrutiny of the proposed change was
required because the change had the potential to deny or dilute the
rights conferred by § 4(a).
Significantly, in several of these cases, this Court decided
that § 5's preclearance requirement applied to cities within
designated States without ever inquiring whether the cities
conducted voter registration.
See Beer v. United States, supra;
City of Richmond v. United States, supra; Perkins v.
Page 435 U. S. 124
Matthews, supra. It is doubtful, moreover, that § 5
would have been held to be applicable in at least one of these
cases if the District Court's interpretation of § 5 were the law.
[
Footnote 12] Although the
assumption of these decisions -- that cities are covered whether or
not they conduct voter registration -- perhaps has little
stare
decisis significance -- the issue not having been raised,
but see Brown Shoe Co. v. United States, 370 U.
S. 294,
370 U. S. 307
(1962) -- these decisions underscore the obvious fact that, whether
or not they register voters, cities can enact measures with the
potential to dilute or defeat the voting rights of minority group
members, and they further illustrate that Congress could not have
intended § 5's duties to apply only to those cities that register
voters.
Because § 5 embodies a judgment that voting changes occurring
outside the registration process have the potential to discriminate
in voting on the basis of race, it would be irrational for § 5
coverage to turn on whether the political unit enacting or
administering the change itself registers voters. But quite apart
from the fact that this cramped construction cannot be squared with
any reasonable set of objectives, the District Court's
interpretation of § 5 would permit the precise evil that § 5 was
designed to eliminate. Under it, local political entities like
Sheffield would be free to respond to local pressure to limit the
political power of minorities and take steps that would,
temporarily at least, dilute or entirely defeat the voting rights
of minorities,
e.g., providing for the appointment of
officials who previously had been elected, moving
Page 435 U. S. 125
the polling places to areas of the city where minority group
members could not safely travel, or even providing that election
officials could not count the ballots of minority voters. The only
recourse for the minority group members affected by such changes
would be the one Congress implicitly found to be unsatisfactory:
repeated litigation.
See United Jewish Organizations v. Carey,
supra, at
430 U. S. 156.
The District Court's reading of § 5 would thus place the advantages
of time and inertia back on the perpetrators of the discrimination
as to all elections conducted by political units that do not
register voters, and, equally seriously, it would invite States to
circumvent the Act in all other elections by allowing local
entities that do not conduct voter registration to control critical
aspects of the electoral process. The clear consequence of this
interpretation would be to nullify both § 5 and the Act in a large
number of its potential applications. [
Footnote 13]
Page 435 U. S. 126
B
The terms of the Act do not require such an absurd result. In
arriving at its interpretation of § 5, the District Court focused
on its language
"a State or political subdivision with respect to which the
prohibitions set forth in [§ 4(a)] based upon determinations made
under [§ 4(b)] are in effect."
While § 5's failure to use the phrase "
in a
[designated] State or subdivision" arguably provides a basis for an
inference that § 5 was not intended to have the territorial reach
of § 4(a), the actual terms of § 5 suggest that its coverage is to
be coterminous with § 4(a)'s. The coverage provision of § 5
specifically refers to both § 4(a) and § 4(b), a fact which itself
implies that § 4 -- not § 14(c)(2) -- is to determine the reach of
§ 5. And the content of § 5 supports this view. Section 5 provides
that it is to apply to the jurisdictions "with respect to which" §
4(a)'s prohibitions are in effect. Since the States or political
subdivisions "with respect to which" § 4(a)'s duties apply are
entire territories, and not just county governments or the units of
local government that register voters, § 5 must, it would seem,
apply territorially as well.
Quite apart from the fact the textual interrelationship between
§ 4(a) and § 5 affirmatively suggests that § 5 is to have a
territorial reach, the operative language of the statute belies any
suggestion that § 14(c)(2) limits the scope of § 5. Where, as here,
a State has been designated for coverage, the meaning of the term
"political subdivision" has no operative significance in
determining the reach of § 5: the only question is the meaning of
"[designated] State." There is no more basis in the statute or its
history for treating § 14(c)(2) as limiting the reach of § 5 than
there is for treating it as limiting § 4(a).
Broader considerations support this construction of § 5's terms.
The Act, of course, is designed to implement the Fifteenth
Page 435 U. S. 127
Amendment and, in some respects, the Fourteenth Amendment,
see Katzenbach v. Morgan, 384 U.
S. 641 (1966);
South Carolina v. Katzenbach,
383 U. S. 301
(1966). One would expect that the substantive duties imposed in the
Act, as in the constitutional provisions that it is designed to
implement, would apply not only to governmental entities formally
acting in the name of the State, but also to those political units
that may exercise control over critical aspects of the voting
process.
Cf. Hunter v. Erickson, 393 U.
S. 385 (1969);
Terry v. Adams, 345 U.
S. 461 (1953). It is, of course, the case that the term
"State" does not have this meaning throughout the Act. For example,
the Attorney General may not designate a city for coverage under §
4(b) of the Act on the theory the city's actions are often "state
action"; for purposes of designation, "State" refers to a specific
geographic territory in its entirety. But it is clear that, once a
State is designated for coverage, the Act's remedial provisions
apply to actions that are not formally those of the State. Section
4(a), of course, applies to all state actors, and even the
legislative history relied upon by the District Court reveals the
congressional understanding that the reference to "State" in § 5
includes political units within it. [
Footnote 14] This alone would appear sufficient reason to
make § 5's preclearance requirement apply to all state action.
So
Page 435 U. S. 128
in view of the explicit textual relationship between § 4 and §
5, the irrelevance of § 14(c)(2) to the meaning of "[designated]
State," and the critical role that § 5 is to ply in securing the
promise of § 4(a), it is wholly logical to interpret "State . . .
with respect to which" § 4(a) is in effect as referring to all
political units within it.
Because the designated jurisdiction in this case is a State, we
need not consider the question of how § 5 applies when a political
subdivision is the designated entity. But we observe that a similar
argument can be made concerning § 5's reference to "[designated]
political subdivision," and this fact plainly supports our
interpretation of § 5's parallel reference to "[designated] State."
The legislative background of § 14(c)(2)'s definition of "political
subdivision" reflects that Congress intended to define "political
subdivision" as areas of a nondesignated State, [
Footnote 15] not only as functional units
or levels of government. The conclusion clearly follows that this
definition was intended to operate only for purposes of determining
which political units in nondesignated States may be
Page 435 U. S. 129
separately designated for coverage under § 4(b). [
Footnote 16] Congress seemingly wished to
ensure that, just as, for example, a school board could not be
separately designated for coverage in the name of the State, so it
could not be separately designated on the theory that it was a
"political subdivision" of a State. By the same token, it is
equally clear that Congress never intended the § 14(c)(2)
definition to limit the substantive reach of the Act's core
remedial provision once an area of a nondesignated State had been
determined to be covered; all state actors within designated
political subdivisions are subject to § 4(a). In view of the fact
that "political subdivision" was understood as referring to an area
of the State, the fact that the Act generally is aimed at all
"state action" occurring within specified areas, and the textual
interrelationship between § 4(a) and § 5, it logically follows
that, where a political subdivision has been separately designated
for coverage under § 4, all political units within it are subject
to the preclearance requirement. [
Footnote 17]
C
Finally, the legislative history and other related aids to
ascertaining congressional intent leave little doubt but that
Congress
Page 435 U. S. 130
has always -- and certainly by 1975 -- been of the view that §
5, like § 4(a), applies territorially and includes political units
like Sheffield whether or not they conduct voter registration. The
specific narrow question was not extensively discussed at the time
of original enactment, but there is little, if anything, in the
original legislative history that in any way supports the crippling
construction of the District Court. [
Footnote 18] At least one statement made in the course of
the debate over § 5 strongly suggests that Congress never intended
to draw a distinction between cities that do and do not register
voters. In support of an amendment that would have stricken § 5
from the Act, Senator Talmadge of Georgia -- minutes before the
Senate voted to reject his amendment -- argued that the section was
"far-fetched" because it would require any city which sought to
enact or administer a voting change to obtain federal preclearance.
111 Cong.Rec. 10729 (1965). While this statement was made by an
opponent of the Act, its proponents, one of whom was on the floor
defending § 5 at the time of Senator Talmadge's assertion,
see 111 Cong.Rec. 10728 (1965) (remarks of Sen. Tydings),
did not disagree with his assessment. Thus, whatever Senator
Talmadge's intentions, his statement
Page 435 U. S. 131
possesses significant pertinence.
See Arizona v.
California, 373 U. S. 546,
373 U. S. 583
n. 85 (1963).
What is perhaps a more compelling argument concerning the
original, and subsequent, congressional understanding of the scope
of § 5 is that the Attorney General has, since the Act was adopted
in 1965, interpreted § 5 as requiring all political units in
designated jurisdictions to preclear proposed voting changes.
[
Footnote 19] This
contemporaneous administrative construction of the Act is
persuasive evidence of the original understanding, especially in
light of the extensive role the Attorney General played in drafting
the statute and explaining its operation to Congress. [
Footnote 20]
See Trafficante v.
Metropolitan Life Ins. Co., 409 U. S. 205,
409 U. S. 210
(1972);
Udall v. Tallman, 380 U. S.
1,
380 U. S. 16
(1965). In recognition of the Attorney General's key role in the
formulation of the Act, this Court in the past has given great
deference to his interpretations of it.
See Perkins v.
Matthews,
Page 435 U. S. 132
400 U.S. at
400 U. S.
390-394. [
Footnote
21] Moreover, the Attorney General's longstanding construction
of § 5 was reported to Congress by Justice Department officials in
connection with the 1975 extension of the Act.
See
testimony of Assistant Attorney General J. Stanley Pottinger at the
Hearings on H.R. 939
et al. before the Subcommittee on
Civil and Constitutional Rights of the House Committee on the
Judiciary, 94th Cong., 1st Sess., 166 (1975) (1975 House Hearings);
exhibits to the testimony of Assistant Attorney General J. Stanley
Pottinger at the Hearings on S. 407
et al. before the
Subcommittee on Constitutional Rights of the Senate Committee on
the Judiciary, 94th Cong., 1st Sess., 598-599 (1975) (1975 Senate
Hearings). [
Footnote 22]
And the legislative history of the 1970 and 1975 reenactments
compellingly supports the conclusion that Congress shared the
Attorney General's view. In 1970, Congress was clearly fully aware
of this Court's interpretation of § 5 as reaching voter changes
other than those affecting the registration process, and plainly
contemplated that the Act would continue to be so construed.
See, e.g., Hearings on H.R. 4249
et al. before
Subcommittee No. 5 of the House Committee on the Judiciary, 91st
Cong., 1st Sess., 1, 4, 18, 83, 130-131, 133, 147-149, 154-155,
182-184, 402-454 (1969); Hearings on S. 818
et al. before
the Subcommittee on Constitutional Rights of the Senate Committee
on the Judiciary, 91st Cong., 1st and 2d Sess., 48, 195-196,
369-370, 397-398, 426-427, 469
Page 435 U. S. 133
(1970). The history further suggests hat Congress assumed that,
just as § 5 applies to changes that affect aspects of voting other
than registration, so it also applies to entities other than those
which conduct voter registration. One of the principal factual
arguments advanced in favor of the renewal of § 5 was that
Anniston, Ala. -- which, like Sheffield, has never conducted voter
registration -- had failed to obtain preclearance of some highly
significant voting changes.
See Joint View of 10 Members
of the Senate Judiciary Committee Relating to the Extension of the
Voting Rights Act of 1965, 116 Cong.Rec. 5521 (1970).
The congressional history is even clearer with respect to the
1975 extension, which, of course, is the legislation that controls
the case at bar. Both the House and Senate Hearings on the bill
reflect that the assumption that the coverage of § 5 was unlimited
was widely shared, and unchallenged. In addition to the
aforementioned testimony of the then Assistant Attorney General,
which, of course, has special significance, numerous witnesses
expressed this view, either directly or indirectly.
See,
e.g., 1975 Senate Hearings 75-76 (in covered jurisdictions, §
5 requires preclearance of all voting changes, and objections have
been entered concerning every stage of the electoral process),
112-114 (describing preclearance of changes in city of Montgomery,
Ala.), 463-464 (stating that, if Act were applied to Texas, § 5
would require preclearance of voting changes of cities and school
districts, neither of which register voters [
Footnote 23]), and 568 (statement by Justice
Department official that there is no need to clarify Act to make
certain that city council redistricting is covered by § 5); 1975
House Hearings 332 (referring to city of Bessemer, Ala., as
"covered jurisdiction") and 631-632 (describing lengthy § 5
preclearance process for Charleston, S.C. -- a city which, like
Sheffield, does not conduct
Page 435 U. S. 134
voter registration). [
Footnote 24] More significantly, both the House and
Senate Committee Reports preclude the conclusion that § 5 was not
understood to operate territorially. Not only do the reports state
that § 5 applies "
[i]n [designated] jurisdictions,"
see S.Rep. No. 94-295, p. 12 (1975) (1975 Senate Report);
H.R.Rep. No. 94-196, p. 5 (1975) (1975 House Report) (emphasis
supplied), they also announce that one benefit of the proposed
extension of the Act to portions of Texas would be that Texas
cities and school districts -- neither of which has ever registered
voters -- would be subject to the preclearance requirement. 1975
Senate Report 27-28; 1975 House Report 19-20. Finally, none of the
opponents of the 1975 legislation took issue with the common
assumption that § 5 applied to all voting changes within covered
States. Indeed, they apparently shared this view.
See 121
Cong.Rec. S13072 (July 21, 1975) (remarks of Sen. Stennis) ("[a]ny
[voting changes] . . . made in precincts, county districts, school
districts, municipalities, or State legislatures, or any other kind
of officers, ha[ve] to be submitted . . . to the Attorney
General").
See also id. at S13331 (July 22, 1975) (remarks
of Sen. Allen).
Whatever one might think of the other arguments advanced, the
legislative background of the 1975 reenactment is conclusive of the
question before us. When a Congress that reenacts a statute voices
its approval of an administrative or other interpretation thereof,
Congress is treated as having adopted that interpretation, and this
Court is bound thereby.
See, e.g., Don E. Williams Co. v.
Commissioner, 429 U. S. 569,
429 U. S.
576-577 (1977);
Albemarle Paper Co. v. Moody,
422 U. S. 405,
422 U. S. 414
n. 8 (1975); H. Hart & A. Sacks, The Legal Process: Basic
Problems in the Making and Application of Law 1404 (tent. ed.1958);
cf. Zenith Radio Corp. v. Hazeltine Research, 401 U.
S. 321,
401 U. S. 336
n. 7 (1971);
Girouard v.
United
Page 435 U. S. 135
States, 328 U. S. 61,
328 U. S. 69-70
(194).
Don E. Williams Co. v. Commissioner, supra, is
instructive. As here, there had been a longstanding administrative
interpretation of a statute when Congress reenacted it, and there,
as here, the legislative history of the reenactment showed that
Congress agreed with that interpretation, leading this Court to
conclude that Congress had ratified it. 429 U.S. at
429 U. S.
574-577. While we have no quarrel with our Brother
STEVENS' view that it is impermissible to draw inferences of
approval from the unexplained inaction of Congress,
see
post at
435 U. S. 149,
citing
Hodgson v. Lodge 861, Int'l Assn. of Mach. &
Aerospace Workers, 454 F.2d 545, 562 (CA7 1971) (Stevens, J.,
dissenting), that principle has no applicability to this case.
Here, the "slumbering army" of Congress was twice "aroused," and on
each occasion it reenacted the Voting Rights Act and manifested its
view that § 5 covers all cities in designated jurisdictions.
[
Footnote 25]
In short, the legislative background of the enactment and
reenactments compels the conclusion that, as the purposes of the
Act and its terms suggest, § 5 of the Act covers all political
units within designated jurisdictions like Alabama. Accordingly, we
hold that the District Court erred in concluding that § 5 does not
apply to Sheffield.
III
Having decided that Sheffield is subject to § 5, we must
consider whether the District Court properly concluded that the
Attorney General's failure to object to the holding of the
referendum constituted clearance under § 5 of the method of
electing city councilmen under the new government. Only a
Page 435 U. S. 136
few words are needed to demonstrate that the District Court also
erred on this point.
It bears reemphasizing at the outset that the purpose of § 5 is
to establish procedures in which voting changes can be scrutinized
by a federal instrumentality before they become effective. The
basic mechanism for preclearance is a declaratory judgment
proceeding in the District Court for the District of Columbia, but
the Act, of course, establishes an alternative procedure of
submission to the Attorney General to give "covered State[s] a
rapid method of rendering a new state election law enforceable."
Allen v. State Board of Education, 303 U.S. at
303 U. S. 549.
Under the statute's terms, the Attorney General will be treated as
having approved a voting change if such change "has been
submitted . . . to [him] and [he] has not interposed an
objection within sixty days after such
submission" or if
the change has been submitted and "the Attorney General has
affirmatively indicated that such objection will not be made." 42
U.S.C. § 1973c (1970 ed., Supp. V) (emphasis supplied).
See
also Georgia v. United States, 411 U.S. at
411 U. S. 540.
While the Act does provide that inaction by the Attorney General
may, under certain circumstances, constitute federal preclearance
of a change, the purposes of the Act would plainly be subverted if
the Attorney General could ever be deemed to have approved a voting
change when the proposal was neither properly submitted nor in fact
evaluated by him. But the District Court held precisely that.
First, it is clear on this record -- and the District Court did
not find otherwise -- that Sheffield did not, in its March 20,
1975, letter, submit to the Attorney General a request for
preclearance of the change in the City's form of government.
Sheffield's letter sought approval only for the holding of the
referendum. [
Footnote 26]
Moreover, under the Attorney General's own
Page 435 U. S. 137
regulation, the validity of which is not questioned, the City
could not at that time have sought preclearance of the change in
the form of government because, as the March 20, 1975, letter
stated,
see n 4,
supra, the details of the change had not yet been worked
out.
See 28 CFR § 51.7 (1976). [
Footnote 27]
And there is no question but that the Attorney General did not
intend to approve the proposed change to a mayor-council
government, and could not be understood as having done so. When the
Attorney General wrote the City and told it that he had decided not
to interpose an objection to the holding of the referendum, he
warned that the change itself required prior federal scrutiny, and
he apprised it of the information it should supply if it wished to
attempt to preclear the change in government with the Attorney
General, rather than in federal district court.
Under the circumstances, it is irrelevant that the Attorney
General might have been on notice that, if the referendum passed,
Sheffield would have been required by state law to adopt an
at-large system of councilmanic elections. [
Footnote 28] Although
Page 435 U. S. 138
the City could have easily placed the request for preclearance
of the change in the form of government before the Attorney General
--
i.e., by taking all action necessary for the completion
of the change before submitting it,
see 28 CFR § 51.7
(1976), and by stating in its letter that it desired preclearance
of the change itself,
see §§ 51.5, 51.10(a) -- it did not,
so the Attorney General, quite properly, treated Sheffield as
having sought prior clearance only of the referendum. Accordingly,
the District Court erred in concluding that the Attorney General
has to be understood as having approved the adoption of an at-large
system of election.
Since we conclude that Sheffield is covered by § 5 of the Act
and that the Attorney General did not clear the City's decision to
adopt a system of government in which councilmen are elected at
large, the judgment of the District Court is
Reversed.
[
Footnote 1]
Section 5, as set forth in 42 U.S.C. § 1973c (1970 ed., Supp.
V), provides in pertinent part:
"Whenever a State or political subdivision with respect to which
the prohibitions set forth in section 1973b(a) of this title [§
4(a) of the Act, 79 Stat. 438, as amended], based upon
determinations made under the first sentence of section 1973b(b) of
this title [§ 4(b) of the Act, 79 Stat. 438, as amended], are in
effect shall enact or seek to administer any voting qualification
or prerequisite to voting, or standard, practice, or procedure with
respect to voting different from that in force or effect on
November 1, 1964, . . . such State or subdivision may institute an
action in the United States District Court for the District of
Columbia for a declaratory judgment that such qualification,
prerequisite, standard, practice, or procedure does not have the
purpose and will not have the effect of denying or abridging the
right to vote on account of race or color, . . . and unless and
until the court enters such judgment no person shall be denied the
right to vote for failure to comply with such qualification,
prerequisite, standard, practice, or procedure:
Provided,
That such qualification, prerequisite, standard, practice, or
procedure may be enforced without such proceeding if the
qualification, prerequisite, standard, practice, or procedure has
been submitted by the chief legal officer or other appropriate
official of such State or subdivision to the Attorney General and
the Attorney General has not interposed an objection within sixty
days after such submission, or upon good cause shown, to facilitate
an expedited approval within sixty days after such submission, the
Attorney General has affirmatively indicated that such objection
will not be made. . . ."
[
Footnote 2]
Pursuant to the first sentence of § 4(b), Alabama was designated
as a covered jurisdiction on August 6, 1965, 30 Fed.Reg. 9897, it
having been determined that Alabama maintained a "test or device"
on November 1, 1964, and that
"less than 50 per centum of [those] persons of voting age
residing [in Alabama] were registered on November 1, 1964, or . . .
voted in [the 1964 Presidential election]."
79 Stat. 438 as amended, 42 U.S.C. § 1973b(b) (1970 ed., Supp.
V). Because Alabama has not established in a judicial proceeding
that the voter qualification requirements had not been used for the
purpose or with the effect of denying or abridging the right to
vote on account of race, it is subject to the prohibitions of §
4(a),
see 42 U.S.C. § 1973b(a) (1970 ed., Supp. V), and
hence to § 5.
[
Footnote 3]
In Alabama, voter registration is conducted by county boards,
the members of which are appointed by specified state officials.
See Ala.Code, Tit. 17, § 17-4-40 (1977).
[
Footnote 4]
The record reflects that the citizens of Sheffield had been
considering this change for some time. During the late 1960's, the
City wrote the Attorney General of Alabama and raised a number of
questions concerning the procedures and mechanics for adopting a
mayor-council form of government. The Alabama Attorney General's
reply, which took the form of an opinion letter, advised what
procedures would have to be followed to effect such a change and
informed the City that, if the electorate voted to abandon the
commission form of government, Sheffield would return to the
aldermanic form of government "as it existed . . . at the time the
commission form of government was adopted."
[
Footnote 5]
The letter provided that the mechanics of the proposed
referendum were governed by Art. 3 of Title 37 of the Code of
Alabama -- by which the City presumably meant Art. 3 of Chapter 4
of Title 37, now Ala.Code, Tit. 11, § 11-44-150
et seq.
(1977) -- that "[p]resent existing voting wards are not changed at
the time of voting (but may be equitably adjusted at a later date)"
-- as they in fact were -- and that, "if the present commission
type is abandoned, the [mayor-aldermanic form that existed in 1912]
would automatically be reinstated."
[
Footnote 6]
The court initially decided the case on the ground that the
Attorney General's July 6, 1976, objection was one day out of time,
and hence ineffective. However, on petition for rehearing, the
court found that, because July 5, 1976, was a federal holiday, the
July 6 objection was timely.
See 430 F. Supp. at 787. The
court then considered the other grounds, discussed
infra.
[
Footnote 7]
Section 4(a), as set forth in 42 U.S.C. § 1973b(a) (1970 ed.,
Supp. V), provides in pertinent part:
"To assure that the right of citi[z]ens of the United States to
vote is not denied or abridged on account of race or color, no
citizen shall be denied the right to vote in any Federal, State, or
local election because of his failure to comply with any test or
device in any State with respect to which the determinations have
been made under the first two sentences of subsection (b) of this
section or in any political subdivision with respect to which such
determinations have been made as a separate unit, unless the United
States District Court for the District of Columbia in an action for
a declaratory judgment brought by such State or subdivision against
the United States has determined that no such test or device has
been used during the seventeen years preceding the filing of the
action for the purpose or with the effect of denying or abridging
the right to vote on account of race or color. . . ."
[
Footnote 8]
In pertinent part, § 4(b), as set forth in 42 U.S.C. § 1973b(b)
(1970 ed., Supp. V), provides:
"The provisions of subsection (a) of this section [§ 4(a)] shall
apply in any State or in any political subdivision of a State which
(1) the Attorney General determines maintained on November 1, 1964,
any test or device, and with respect to which (2) the Director of
the Census determines that less than 50 per centum of the persons
of voting age residing therein were registered on November 1, 1964,
or that less than 50 per centum of such persons voted in the
presidential election of November 1964."
[
Footnote 9]
Section 4(c) of the Act defines "test or device" to
"mean any requirement that a person as a prerequisite for voting
or registration for voting (1) demonstrate the ability to read,
write, understand, or interpret any matter, (2) demonstrate any
educational achievement or his knowledge of any particular subject,
(3) possess good moral character, or (4) prove his qualifications
by the voucher of registered voters or members of any other
class."
79 Stat. 438, 42 U.S.C. § 1973b(c).
[
Footnote 10]
The 1975 amendments to the Act eliminate any question but that §
4(a)'s prohibition has to apply to all political units within
designated jurisdictions. Since these amendments provide that, as
to jurisdictions that are considered for coverage because they had
low voter turnout or registration in the November, 1972, election,
the phrase "test or device" includes
"any registration or voting notices, forms, instructions,
assistance, or other materials or information relating to the
electoral process, including ballots, only in the English language,
where the Director of the Census determines that more than five per
centum of the citizens of voting age residing in such State or
political subdivision are members of a single language
minority[,]"
89 Stat. 401, 42 U.S.C. § 1973b(f)(3) (1970 ed., Supp. V), it is
indisputable that Congress contemplated that the suspension of
tests and devices would apply to local officials other than those
employed by counties or by the functional units of state government
that conduct voter registration.
[
Footnote 11]
Although both Mr. Justice Harlan and Mr. Justice Black dissented
from aspects of the Court's holding in
Allen, neither
disagreed with the proposition that the statute had to be construed
to cover changes occurring outside the registration process.
See 393 U.S. at
393 U. S.
591-593 (Harlan, J., concurring and dissenting);
id. at
393 U. S. 595
(Black, J., dissenting).
[
Footnote 12]
City of Richmond v. United States, of course, involved
a city in Virginia. There, voter registration, while conducted on a
citywide basis, is -- and was at the time of that case. --
performed not by employees of the city, but by an electoral board
appointed by state judges.
See Va.Code 24.1, §§ 24.1-29,
24.1-43 - 24.1-46 (Supp. 1977). While Richmond's Electoral Board
would be covered under the District Court's reading of § 5, it
would seem that the city itself would not -- a fact that
illustrates the severe limitations that the District Court's
construction would impose on the reach of § 5.
[
Footnote 13]
Our Brother STEVENS' dissenting opinion neither disputes that §
4(a)'s duties apply to all political units within designated
jurisdictions nor disagrees that § 5 was enacted to assure the
effectiveness of § 4(a) by preventing the contrivance of new rules
to defeat newly won voting rights. But, in addition to advancing
the arguments unanimously rejected by this Court in
Allen,
and by numerous decisions following it,
compare post at
435 U. S. 145
with supra at
435 U. S.
122-123, the dissent argues that several congressional
policies will nevertheless be promoted if cities that do not
register voters remain free to concoct new measures for the sole
purpose of perpetuating voting discrimination. His suggestion that
Congress did not intend to cover purely local elections,
post at
435 U. S. 144,
overlooks both the overwhelming evidence that the Act is intended
to secure the right to vote in local as well as state and national
elections,
see, e.g., § 14(c)(1) of the Act, 79 Stat. 445,
42 U.S.C. § 19731(c)(1) ("any primary, special, or general
election" is covered), and the more fundamental point that local
political units that do not conduct registration may conduct or
control state and national elections. Our Brother STEVENS' further
suggestion that an adventitious limitation on the reach of § 5 is
necessary because otherwise a deluge of trivial submissions will
impair the preclearance function conjures a specter that is
unsupported by the legislative record. Ironically, the statistical
support for this theory is derived from the hearings conducted by a
Congress that repeatedly manifested its understanding that § 5
applied to the voting changes of every political unit within each
designated jurisdiction.
Compare infra at
435 U. S.
133-134,
with post at
435 U. S.
147-148, nn. 8-11.
[
Footnote 14]
The District Court relied upon the following excerpt from the
legislative history:
"Where an entire State falls within . . . subsection [4(b)], so
does each and every political subdivision within that State."
H.R.Rep. No. 439, 89th Cong., 1st Sess., 25 (1965);
see
S.Rep. No. 162, 89th Cong., 1st Sess., pt. 3, p. 23 (1965).
Of course, the District Court's assumption to the contrary
notwithstanding, this statement does not establish that the only
entities in designated States which are subject to § 5 are those
that are either counties or the units that register voters. Indeed,
since this statement also pertains to the scope of § 4(a), which
clearly applies to all political units within covered
jurisdictions, it is difficult to see how it can be relied upon to
support a crippling interpretation of § 5.
[
Footnote 15]
The statutory terms of § 14(c)(2) -- defining subdivision as a
"county or parish" or as "any other subdivision of a State which
conducts registration for voting" -- can obviously refer to a
geographic territory, and the usages of "political subdivision" in
the Act and the legislative history leave no doubt but that it is
in this sense that Congress used the term. The usage "in a
political subdivision," which occurs in § 4(a) and in many other
sections of the Act,
see, e.g., 42 U.S.C. §§ 1973a(a)-(c)
(1970 ed., Supp. V), would be nonsensical if "political
subdivision" denoted only specific functional units of state
government. And the legislative history eliminates any basis for
doubt. Attorney General Katzenbach, whose understanding of the
meaning of the term was intended to be embodied in § 14(c)(2),
see Hearings on H.R. 6400 before Subcommittee No. 5 of the
House Committee on the Judiciary, 89th Cong., lst Sess., 121
(1965), repeatedly stated in the course of his testimony before the
committees of Congress that "political subdivision" referred to
areas of nondesignated States.
See, e.g., id. at 21, 51,
53, and 78; Hearings on S. 1564 before the Committee on the
Judiciary, 89th Cong., 1st Sess., 44 (1965).
[
Footnote 16]
The statutory terms support the view that the § 14(c)(2)
definition was not intended to impose any limitations on the reach
of the Act outside the designation process. Under § 14(c)(2)'s
terms, counties ar "political subdivisions" whether or not they
register voters. While the automatic inclusion of counties within
the definition of "political subdivision" would be difficult to
square with any rational policy were § 14(c)(2) intended to
identify the governmental entities that may be subject to the Act's
special duties, the inclusion can be readily explained on the
assumption that the only limitation § 14(c)(2) imposes on the Act
pertains to the areas that may be designated for coverage.
[
Footnote 17]
Our Brother STEVENS' dissent misconceives the basis for the
conclusion that § 5's terms are susceptible of an interpretation
under which Sheffield is covered. We believe that the term "State"
can bear a meaning that includes all state actors within it and
that, given the textual interrelationship between § 5 and § 4(a)
and the related purposes of the two provisions, such a reading is a
natural one.
[
Footnote 18]
Our Brother STENS' dissent quotes a number of statements from
the legislative history of the original statute which, in his view,
establish that Congress believed that § 14(c)(2) would prevent
federal interference with the affairs of "minor, local governmental
units."
See post at
435 U. S.
142-143. While these statements, considered in
isolation, provide colorable support for the dissent's conclusion,
the statutory background in its entirety makes it abundantly clear
that these fragments from the legislative history cannot support
such a broad assertion as to the congressional intent. The
dissent's interpretation of these statements necessarily forces one
to take a position that not even the dissent is willing to adopt
(because it is flatly inconsistent with the statutory terms):
i.e., that § 4(a)'s suspension of literacy tests does not
apply to minor, local governmental units. As demonstrated,
see
supra at
435 U. S.
128-129, the statements quoted in the dissent can only
be understood as further support for our conclusion that Congress'
exclusive objective in § 14(c)(2) was to limit the jurisdictions
which may be separately designated for coverage under § 4(b).
[
Footnote 19]
The record reflects that between August 6, 1965, and May 1,
1977, the Attorney General received more than 8,100 proposed voting
changes from political units -- other than counties or parishes --
that did not register voters. While our Brother STEVENS' dissent is
correct that few of these occurred during the first few years of
the Act's existence,
post at
435 U. S. 147
n. 8, it does not deny that, even during these years, the Attorney
General received and processed submissions involving proposed
changes of political units that were not counties and that did not
register voters. In any case, when the Attorney General made § 5 an
administrative priority, he unambiguously indicated his view that
it applies to all political units in covered jurisdictions. The
dissent's suggestion that the Attorney General's reading was
somehow precipitated by this Court's "creative" interpretation of §
5 in
Allen overlooks the fact that the Attorney General
filed a brief in
Allen urging the position that this Court
adopted. In short, the Attorney General's administrative
interpretation of § 5 is "contemporaneous" as that term is used in
our decisions.
See, e.g., Nashville Gas Co. v. Satty,
434 U. S. 136,
434 U. S. 142
n. 4 (1977).
[
Footnote 20]
See testimony of Attorney General Katzenbach in
Hearings on H.R. 6400,
supra, n 9, at 9
et seq., and testimony of Attorney
General Katzenbach in Hearings on S. 1564 before the Senate
Committee on the Judiciary, 89th Cong., 1st Sess., 14
et
seq. (1965).
[
Footnote 21]
The Attorney General's regulations also indicate his view that §
5, like § 4(a), applies territorially: "Section 5 . . . prohibits
the enforcement
in any jurisdiction covered by section
4(a) [of any voting change]." 28 CFR § 51.1 (1976) (emphasis
supplied).
[
Footnote 22]
The Attorney General's statements and exhibits apprised the
Congress that the Attorney General had treated cities like
Sheffield as covered by § 5.
See also 1975 Senate Hearings
563-564 (discussion of § 5 submission from Montgomery, Ala.), and
568 (statement of Justice Department official that there was no
need to clarify the Act to make certain that city council
redistricting is covered).
[
Footnote 23]
See Tex.Elec.Code Ann., Art. 5.09 (Vernon 1967); Art.
5.13a (Vernon Supp. 1978).
[
Footnote 24]
See S.C.Code §§ 7-5-10, 7-5-30, 7-5-610 to 7-5-630
(1977).
[
Footnote 25]
Our Brother STEVENS dissent contends that the unambiguous
legislative history of the 1970 and 1975 Acts of Congress is not a
"reliable guid[e] to what Congress intended in 1965 when it drafted
the relevant statutory language."
Post at
435 U. S. 149.
With respect, the dissent asks and answers the wrong question. It
cannot be gainsaid that we are construing not the 1965 enactment of
§ 5, but a 1975 reenactment.
[
Footnote 26]
In this connection, it bears noting that the Attorney General's
regulations provide that such letters should clearly set forth the
proposed change affecting voting for which clearance is being
sought.
See 28 FR §§ 51.5, 51.10(a) (1976).
[
Footnote 27]
In pertinent part, this provides that,
"regarding a change as to which approval by referendum . . . is
required . . . , the Attorney General may consider and issue a
decision concerning the change prior to the referendum . . . if all
other action necessary for adoption has been taken."
Since it quite frequently will be the case that it will not be
possible to determine whether a voting change has the purpose or
effect of racial discrimination until all the variables of the
change are known, there is no question but that this regulation is
a reasonable means of administering the Act, and, as such, is
valid.
See Georgia v. United States, 411 U.
S. 526,
411 U. S.
536-538 (1973).
[
Footnote 28]
We observe that the District Court's conclusion that the
Attorney General should have known that at-large elections were
required by law is itself questionable for two reasons. First, at
the time of the approval of the referendum, it is doubtful that the
Attorney General could have been charged with knowledge of the
particular provision of Alabama requiring at-large councilmanic
elections in cities like Sheffield. The City's March 20, 1975,
letter had not cited Ala.Code, Tit. 37, § 426 (Supp. 1973), which
was in Art. 4 of Chapter 8 of Title 37.
See n 3,
supra. The District Court's
conclusion that the Attorney General should have known of this
provision of Alabama law would be sustainable only if we were to
take the extreme position that the Attorney General should be
charged with notice of all provisions of local law. Second, even
had the Attorney General been aware of § 426 there was reason to
believe that, regardless of any statutory requirement, the City
would adopt a system of election directly by ward if the referendum
passed. Both the Alabama Attorney General's 1968 opinion,
see n 3,
supra, and the City's March 20, 1975, letter,
see
n 4,
supra, stated
that Sheffield would return to the 1912 system, in which councilmen
were elected by each of the four wards, if the referendum were to
pass. Indeed, the record reflects that the City had some difficulty
persuading the Attorney General that state law even permitted it to
adopt an at-large system. Thus, it seems that the District Court's
conclusion that the Attorney General must have known that at-large
elections were required by law is itself questionable.
MR. JUSTICE BLACKMUN, concurring.
Although I find this case to be closer than much of the language
of the Court's opinion would indicate, I nevertheless join that
opinion. I do so because I feel that whatever
Page 435 U. S. 139
contrary argument might have been made persuasively on the § 5
issue a decade ago, the Court's decisions since then and the
reenactments by Congress,
see ante at
435 U. S.
132-135, compel the result the Court reaches today.
MR. JUSTICE POWELL, concurring in part and concurring in the
Judgment.
Given the Court's reading of the Voting Rights Act in prior
decisions, and particularly in
Allen v State Board of
Elections, 393 U. S. 544
(1969), and
Perkins v. Matthews, 400 U.
S. 379 (1971), I concur in the judgment of the Court. In
addition, I concur in Part III of the Court's opinion.
Although my reservations as to the constitutionality of the Act
have not abated,
* I believe
today's decision to be correct under this Court's precedents and
necessary in order to effectuate the purposes of the Act, as
construed in
Allen and
Perkins. In view of these
purposes, it does not make sense to limit the preclearance
requirement to political units charged with voter registration. As
the majority observes,
ante at
435 U. S. 124,
such a construction of the statute could enable covered States or
political subdivisions to allow local entities that do not conduct
voter registration to assume responsibility for changing the
electoral process. A covered State or political subdivision thereby
could achieve through its instrumentalities what it could not do
itself without preclearance.
Page 435 U. S. 140
I agree with the Court that a more sensible construction of § 5,
in view of and in accord with the statute's purpose, is to treat
the governmental units responsible for changes in the electoral
process within a designated State or political subdivision as the
equivalent of the State or political subdivision. This construction
also accords with Congress' understanding, cited by the District
Court, that the designation of a State would imply the designation
of its political subdivisions. In such a situation, the reason for
including the political subdivisions is not that they are defined
in § 14(c)(2), and therefore might have been designated separately.
Their eligibility for designation apart from the State is without
significance once the entire State has been designated. Rather, the
political subdivisions are covered because they are within the
jurisdiction of the designated unit, and might be delegated its
authority to enact or administer laws affecting voting. Because the
same is true of a governmental unit like the city of Sheffield that
is not a "political subdivision" within the meaning of § 14(c)(2),
I agree with the Court that it too is subject to § 5, and must
comply with its requirements.
*
See Allen v. State Board of Elections, 393 U.
S. 544,
393 U. S. 595
(Black, J., dissenting) (1969);
Georgia v. United States,
411 U. S. 526,
411 U. S. 545
(1973) (POWELL, J., dissenting). My reservations relate not to the
commendable purpose of the Act, but to its selective coverage of
certain States only, and to the intrusive preclearance
procedure.
I agree with much of what MR. JUSTICE STEVENS says in dissent,
but unless the Court is willing to overrule
Allen and its
progeny -- a step it has refrained from taking -- I view those
decisions as foreshadowing, if not compelling, the Court's judgment
today. I nevertheless record my total agreement with MR. JUSTICE
STEVENS' view of the Act's preclearance requirement,
post
at
435 U. S.
141.
MR. JUSTICE STEVENS, with whom MR. CHIEF JUSTICE BURGER and MR.
JUSTICE REHNQUIST join, dissenting.
The principal question presented by this case is whether the
city of Sheffield, Ala., is covered by § 5 of the Voting Rights Act
of 1965. [
Footnote 2/1] If that
question could be answered solely by reference to the Act's broad
remedial purposes, it might be an easy one. But on the basis of the
statute as written, the question is not nearly as simple as the
Court implies. I believe it requires two separate inquiries: first,
whether the city of Sheffield is a "political subdivision" within
the meaning of § 5; and second, even if that question is answered
in the negative, whether action by the city should
Page 435 U. S. 141
be regarded as action of the State within the meaning of that
section.
I
Briefly stated, § 5 provides that, whenever a State or a
political subdivision, designated pursuant to § 4, seeks to change
a voting practice, it must obtain clearance for that change from
either the United States District Court for the District of
Columbia or the Attorney General of the United States. [
Footnote 2/2] This so-called "preclearance"
requirement is one of the most extraordinary remedial provisions in
an Act noted for its broad remedies. Even the Department of Justice
has described it as a "substantial departure . . . from ordinary
concepts of our federal system"; [
Footnote 2/3] its encroachment on state sovereignty is
significant and undeniable. The section must, therefore, be read
and interpreted with care. As a starting point, it is clear that it
applies only to actions taken by two types of political units --
States or political subdivisions.
Since Alabama is a designated State under § 4, "each and every
political subdivision within that State" is covered by § 5.
See H.R.Rep. No. 439, 89th Cong., 1st Sess., 25 (1965).
This does not, however, mean that the city of Sheffield is a
"political subdivision" of Alabama covered by § 5. For the Act
specifically defines "political subdivision," and that definition
does not even arguably include an entity such as Sheffield.
Section 14(c)(2) of the Act provides:
"The term 'political subdivision' shall mean any county or
parish, except that where registration for voting is not
Page 435 U. S. 142
conducted under the supervision of a county or parish, the term
shall include any other subdivision of a State which conducts
registration for voting."
Sheffield is not a county or a parish, and it does not conduct
registration for voting. Consequently, it is not a "political
subdivision." [
Footnote 2/4]
The legislative history of § 14(c)(2) demonstrates that the term
"political subdivision" was defined for the specific purpose of
limiting the coverage of the Act. Because the term had not been
defined in the bill as originally drafted, Senator Ervin, among
others, recognized that it might be read to encompass minor, local
governmental units. It was to allay this concern that the
definition was included in the Act.
"Senator ERVIN. This [an early version of the Voting Rights Act]
not only applies to a State, but this would apply to any little
election district in the State. . . . "
"Attorney General KATZENBACH. I do not believe so, Senator.
There is a question as to what the term 'political subdivision'
means. I have taken the view in the other body, and I would state
it here, that we are talking about the area in which people are
registered, the appropriate unit for registering. I believe in
every State
Page 435 U. S. 143
that comes within the provisions of this, we are talking about
no area smaller than a county or a parish."
"Senator ERVIN. Do you not think that you had better amend your
bill to so provide, because, in North Carolina, every municipality
is a political subdivision of the State, even every sanitary
district is a subdivision of the State. Also every election
district is a subdivision of the State, every school district . . .
every special bond, school-bond, district is a subdivision of the
State."
"Attorney General KATZENBACH. I think that might be done to
define political subdivision here in the bill in that way, Senator.
That is what I intended."
Hearings on S. 1564 before the Senate Committee on the
Judiciary, 89th Cong., 1st Sess., 44 (1965) (1965 Senate Hearings).
See also Hearings on H.R. 6400 before Subcommittee No. 5
of the House Committee on the Judiciary, 89th Cong., 1st Sess., 21
(1965) (1965 House Hearings).
Later, during the Senate debate on the Voting Rights Act,
Senator Ervin referred to the above dialogue with Attorney General
Katzenbach and stated, without contradiction, that the term
"political subdivision" had been defined to avoid a construction of
the Act that would "confer jurisdiction upon the Federal Government
to intervene in every ward of every city and town covered by the
bill." 111 Cong.Rec. 9270 (1965). The Senate Report on the Voting
Rights Act made the same point equally bluntly:
"This definition makes clear that the term 'political
subdivision' is not intended to encompass precincts, election
districts, or other similar units when they are within a county or
parish which supervises registration for voting."
S.Rep. No. 162, pt. 3, 89th Cong., 1st Sess., 31 (1965).
[
Footnote 2/5]
Page 435 U. S. 144
In short, whatever other ambiguities there may be in the Act,
the definition of "political subdivision" is not one of them. It
was clearly intended to limit the reach of the Act, and the
definition clearly excludes cities, such as Sheffield, that do not
register voters.
II
The remaining question is whether a political unit that does not
register voters may be regarded as the "State," as that term is
used in § 5. If there were no contrary legislative history, it
might be reasonable to treat the action of entities such as
Sheffield, which are within the jurisdiction of a covered State, as
"state action," just as such governmental action would be regarded
as state action in a constitutional sense. However, such an
interpretation of the word "State" would extend the reach of the
statute to the same kind of purely local matters that Congress
intended to exclude by defining the term "political
subdivision."
As is apparent from the comments of Senator Ervin, quoted
supra, there was congressional concern over whether the
Act would extend to governmental units below the county level. That
concern was repeatedly expressed and was specifically addressed in
§ 14(c)(2). Unquestionably, as the Court recognizes,
ante
at
435 U. S.
128-129, that section protects small political units,
such as school boards, from being separately designated for
coverage under § 4(b). The concerns which motivated this exclusion
from § 4(b) apply equally to § 5. [
Footnote 2/6] Indeed, the
Page 435 U. S. 145
legislative history provides a perfectly logical explanation of
why Congress deliberately limited the reach of § 5, as well as §
4(b), to "political subdivisions," as defined by the Act.
First, a preclearance requirement limited to governmental units
engaged in the registration process would be in accord with the
fact that the Act was principally concerned with literacy tests and
other devices which were being used to prevent black citizens from
registering to vote. As Attorney General Katzenbach repeatedly
emphasized, the "bill really is aimed at getting people
registered."
See 1965 House Hearings 21. [
Footnote 2/7]
Page 435 U. S. 146
Second, the Act limits judicial review of an election change
under § 5 to a three-judge District Court sitting in the District
of Columbia. The opponents of the Act frequently expressed their
outrage at this limitation, arguing that it was unfair to make
people travel "250 or 1,000 or 3,000 miles in order to gain access
to a court of justice."
See, e.g., 1965 Senate Hearings 43
(remarks of Sen. Ervin); 111 Cong.Rec. 10371 (remarks of Sen.
Ellender) (1965). Proponents of § 5 justified the provision on the
ground that it would not be difficult or unusual for a State,
county, or comparable body to have to make its arguments in
Washington, D.C.
See, e.g., Senate Hearing 44 (testimony
of Attorney General Katzenbach). Senator Javits' comments on the
floor of the Senate are typical of this line of argument:
"Finally, it cannot be claimed that the bill is unfair to
litigants other than the Federal Government because we are not
dealing with litigants who are unable to pursue a legal remedy. We
are not dealing with litigants who might find travel difficult or
legal proceedings or appearances expensive. We are dealing with
political subdivisions and States, which have county attorneys or
State
Page 435 U. S. 147
attorneys general who come to Washington, D.C. for many things,
and they would not be required to come to Washington merely to
participate in litigation that might arise under the bill."
111 Cong.Rec. 10363 (1965).
Obviously, this same argument does not apply to most townships,
school boards, and the numerous other small, local units involved
in the political process. Whether or not it would be "fair" to make
these smaller political units argue their cases only in Washington,
D.C., the drafters and supporters of the Act gave assurances that §
5 was not so intended. A broad definition of "State" would nullify
those assurances just as surely as a loose interpretation of
"political subdivision."
Finally, the logistical and administrative problems inherent in
reviewing all voting changes of all political units strongly
suggest that Congress placed limits on the preclearance
requirement. Statistics show that the Attorney General's staff is
now processing requests for voting changes at the rate of over
1,000 per year, [
Footnote 2/8] and
this rate is by no means indicative of the number of submissions
involved if all covered States and political units fully complied
with the preclearance requirement, as interpreted by the Attorney
General. [
Footnote 2/9]
Furthermore, under the statute, each request must be passed upon
within 60 days of its submission. This large and rapid volume
Page 435 U. S. 148
of work is a product, in part, of this Court's decision in
Allen. [
Footnote 2/10]
But even apart from
Allen, it is certainly reasonable to
believe that Congress, having placed a strict time limit on the
Attorney General's consideration of submissions, also deliberately
placed a limit on the number and importance of the submissions
themselves. [
Footnote 2/11] This
result was achieved by restricting the reach of § 5 to enactments
of either the States themselves or their political subdivisions, as
defined by § 14(c)(2).
Neither the "contemporaneous" construction of the Act by the
Attorney General nor the subsequent amendments of § 5 by Congress,
in my judgment, undermine the validity of this reading of the
section. The Court asserts that the "Attorney General has, since
the Act was adopted in 1965, interpreted § 5 as requiring all
political units in designated jurisdictions to preclear proposed
voting changes."
Ante at
435 U. S. 131.
The unambiguous historical evidence is to the contrary.
The Department of Justice did not adopt regulations implementing
§ 5's preclearance provisions until September, 1971, six years
after the passage of the Act and nearly two years after this
Court's decision in
Allen. 36 Fed.Reg. 18186;
see
Georgia v. United States, 411 U. S. 526. And
it was not until the
Allen decision that the Department
even attempted
Page 435 U. S. 149
to develop standards and procedures for enforcing § 5.
See 1975 Senate Hearings 637 (testimony of Assistant
Attorney General J. Stanley Pottinger). In short, there was no
"contemporaneous" construction of the Act by the Attorney General.
It may have been reasonable for the Attorney General, in
promulgating regulations after the
Allen decision, to have
assumed that, since the section now covered all voting changes, and
not simply registration changes, all political units, and not
simply political subdivisions, were also covered. But that
assumption sheds no light on Congress' intention in passing the Act
in 1965.
Nor, in my judgment, are the subsequent amendments of the Act in
1970 and 1975 reliable guides to what Congress intended in 1965
when it drafted the relevant statutory language. The 1970 and 1975
extensions of the Act did not change the operative language in § 5
or alter the definition of the term "political subdivision." As I
suggested a few years ago,
"[a]n interpretation of a provision in [a] controversial and
integrated statute . . . cannot fairly be predicated on unexplained
inaction by different Congresses in subsequent years."
Hodgson v. Lodge 851, Int'l Assn. of Mach. & Aerospace
Workers, 454 F.2d 545, 562 (CA7 1971) (dissenting opinion).
[
Footnote 2/12]
Page 435 U. S. 150
In sum, I am persuaded that the result the Court reaches today
is not a faithful reflection of the actual intent of the Congress
that enacted the statute. I therefore respectfully dissent.
[
Footnote 2/1]
The second question is, I believe, correctly answered in
435 U. S.
[
Footnote 2/2]
See
ante at 112-113, n. 1.
[
Footnote 2/3]
Hearings on S. 407
et al. before the Subcommittee on
Constitutional Rights of the Senate Committee on the Judiciary,
94th Cong., 1st Sess., 536 (1975 Senate Hearings) (testimony of J.
Stanley Pottinger, Assistant Attorney General, Civil Rights
Division).
See also South Carolina v. Katzenbach,
383 U. S. 301,
383 U. S. 358
(Black, J., concurring and dissenting);
Georgia v. United
States, 411 U. S. 526,
411 U. S. 545
(POWELL, J., dissenting).
[
Footnote 2/4]
The Court suggests that the term "political subdivision" refers
to a geographic area, and not to a political unit.
Ante at
435 U. S. 128
n. 15. But this argument is repudiated by the plain language of the
statute. Section 5 reads:
"Whenever a State or political subdivision . . .
shall
enact or seek to administer any voting qualification. . .
."
(Emphasis added.) Since laws are enacted and administered by
political units, rather than geographic territories, the term
necessarily has the former meaning as it is used in this
section.
This conclusion is confirmed by other language in § 5:
"[S]uch State or subdivision may institute an action . . .
Provided, That such qualification . . . may be enforced .
. . if . . . submitted by the chief legal officer or other
appropriate official of such State or subdivision. . . ."
Geographic territories do not institute actions or employ legal
officers; but political units do.
[
Footnote 2/5]
Ignoring the legislative history which explains why § 14(c)(2)
was inserted in the Act, the Court instead focuses on a statement
by Senator Talmadge referring to § 5's application to cities.
Ante at
435 U. S.
130-131. This statement, however, offers little support
for the Court's view since Georgia, Senator Talmadge's home State,
does have voter registration by cities. Ga.Code 34A-501 (1975).
[
Footnote 2/6]
The Court reasons that, since § 4(a) was intended to apply
throughout a designated State, § 5's preclearance requirement must
have the same reach. This analysis is unpersuasive for three
reasons. First, it does not give sufficient weight to the clear
differences in statutory language between § 4(a) and § 5.
See n.
435
U.S. 110fn2/4|>4,
supra. When Congress wanted the
term "State" to have a geographic reach, it was clearly capable of
expressing that intent, as it did in § 4(a). Its failure to do so
in § 5 must be accorded some significance, especially when coupled
with § 14(c)(2)'s general purpose of excluding small political
units from the Act's reach. Second, it does not adequately assess
the reason for the inclusion of the § 14(c)(2) definition of
"political subdivision." Third, the Court has already recognized
that § 5 was not intended to provide a remedy for every wrong
committed in a State in connection with voting.
"It is irrelevant that the coverage formula excludes certain
localities which do not employ voting tests and devices but for
which there is evidence of voting discrimination by other means.
Congress had learned that widespread and persistent discrimination
in voting during recent years has typically entailed the misuse of
tests and devices, and this was the evil for which the new remedies
were specifically designed. At the same time, through §§ 3, 6(a),
and 13(b) of the Act, Congress strengthened existing remedies for
voting discrimination in other areas of the country. Legislation
need not deal with all phases of a problem in the same way, so long
as the distinctions drawn have some basis in practical
experience."
South Carolina v. Katzenbach, 383 U.S. at
383 U. S.
330-331.
[
Footnote 2/7]
The following dialogue is illustrative:
"The CHAIRMAN. The bill also refers to 'political subdivisions.'
How far down the political scale does that go ?"
"Mr. KATZENBACH. I believe that the term 'political subdivision'
used in this bill . . . really is aimed at getting people
registered."
"The CHAIRMAN. For example, in New York. . . . I take it that an
election district would be deemed a political subdivision?"
"Mr. KATZENBACH. I think that is possible, Mr. Chairman, but
frankly, you are more familiar with how registration is
accomplished in New York than I am. I know how it is accomplished
or not accomplished in Alabama."
"The CHAIRMAN. What would be the lowest possible political unit
in the scale?"
"Mr. KATZENBACH. What is the area in which registration is done
in New York? I am not familiar with that, Mr. Chairman."
1965 House Hearings 21. Similar testimony was referred to by the
Court in
Allen v. State Board of Elections, 393 U.
S. 544,
393 U. S.
564.
The fact that
Allen broadly construed the Act to apply
to gerrymandering and other techniques which "dilute" the weight of
some votes cannot obscure the fact that voter registration was the
central concern of the Act when it was passed in 1965. Indeed,
Allen's creative interpretation of the statute was so
dramatic that it was given only prospective application.
See
id. at
393 U. S.
572.
[
Footnote 2/8]
While approximately 6,400 voting change requests have been
submitted since the Act was passed, the submissions have not been
evenly divided among the 13 years of the Act's existence.
Approximately 5,800 of the 6,400 submitted changes were made from
1971 on.
See 1975 Senate Hearings 597; Jurisdictional
Statement 13-14. The figure of 8,100 cited by the Court,
ante at
435 U. S. 131
n.19,
supra, refers to the number of voting changes
included within the submissions.
[
Footnote 2/9]
Assistant Attorney General Pottinger testified in 1975 that
"Section 5 has yet to be fully implemented." 1975 Senate Hearings
583. In fact, the Attorney General has had to ask the FBI to
conduct investigations to help determine whether local authorities
have made any changes in voting procedures that are not reflected
in state statutes.
Ibid.
[
Footnote 2/10]
Prior to the
Allen decision in 1969, only three States
had submitted any voting changes to the Attorney General for
approval, for a total of 323 submissions during a five-year period.
Id. at 597. There was a dramatic leap in submissions
between 1970 and 1971, from 255 to 1,118.
Ibid. These
figures reveal the obvious impact that
Allen and
Perkins v. Matthews, 400 U. S. 379,
have had on the Attorney General's implementation of § 5.
[
Footnote 2/11]
The sheer number and insignificance of the changes in voting
procedures in local political units that must, under today's
decision, be submitted to the country's highest legal officer
suggest that Congress may have limited the reach of § 5 in order to
insure the preclearance requirement's effectiveness and solemnity.
Paradoxically, the Court's effort to eliminate any remedial "gaps"
in the statute may reduce the preclearance requirement to a
trivial, though burdensome, administrative provision. As would be
expected, almost all submissions are routinely accepted by the
Attorney General.
See 1975 Senate Hearings 582.
[
Footnote 2/12]
In response to this dissenting opinion, the Court has suggested
that, in focusing on the language of § 14(c)(2) and in searching
through the 1965 legislative history, I have sought an answer to
the wrong question, because we are construing the 1975, rather than
the 1965, Act.
Ante at
435 U.S. 135 n. 25. However, the
question whether the Act was "reenacted" in 1975 is of only
technical significance. Section 5 would have continued in operation
beyond 1975 for States such as Alabama even without the 1975
extension.
See comments of Senator Tunney, 121 Cong.Rec.
24706 (1975). More importantly, the 1975 Congress made no change in
the definition of "political subdivision" and no one called its
attention to any aspect of the issue decided today. The question I
have tried to answer is what Congress actually intended to
accomplish by its definition of the term "political subdivision."
That definition was, perhaps, the product of a legislative
compromise, and the resulting statutory language may be "crippling"
to the Court's reading of the full remedial purposes of the
statute. But we have an obligation to respect the product of
legislative compromise, as well as policy decisions we
wholeheartedly endorse.