A law applicable only in the District of Columbia is not a
"statute of the United States" for purposes of 28 U.S.C. § 1257(1),
which provides for this Court's appellate review of final judgments
rendered by a State's highest court in which a decision could be
had where the validity of a statute of the United States is at
issue and the decision is against its validity. Consequently, a
decision by the District of Columbia Court of Appeals holding
unconstitutional a provision of the District of Columbia Code is
not reviewable by direct appeal to this Court, but only by writ of
certiorari pursuant to § 1257(3). Pp.
434 U. S.
61-68.
Appeal dismissed. Reported below:
365
A.2d 621.
STEWART, J., delivered the opinion of the Court, in which
BRENNAN, MARSHALL, REHNQUIST, and STEVENS, JJ., joined. WHITE, J.,
filed a dissenting opinion, in which BURGER, C.J., and BLACKMUN and
POWELL, JJ., joined,
post, p.
434 U. S.
68.
MR. JUSTICE STEWART delivered the opinion of the Court.
Sallye Lipscomb French died 20 days after executing a will
leaving most of her estate to certain churches in the District of
Columbia. Section 18-302 of the D.C.Code (1973) voids
Page 434 U. S. 60
religious devises and bequests made within 30 days of death.
[
Footnote 1] Prevented by this
statutory provision from carrying out the terms of the will,
appellee Doyle, as executor, sought instructions in the Probate
Division of the Superior Court of the District of Columbia. Both
that court and the District of Columbia Court of Appeals held the
statute unconstitutional. [
Footnote
2] The decedent's heirs and next of kin brought an appeal to
this
Page 434 U. S. 61
Court under 28 U.S.C. § 1257(1), which provides for review by
appeal in cases "where is drawn in question the validity of a . . .
statute of the United States and the decision is against its
validity." [
Footnote 3] We
postponed consideration of the question of our appellate
jurisdiction to the hearing of the case on the merits. 430 U.S.
929. Because we conclude that a law applicable only in the District
of Columbia is not a "statute of the United States" for purposes of
28 U.S.C. § 1257(1), we dismiss the appeal for lack of
jurisdiction.
Before 1970 the judgments of the trial courts of the District of
Columbia were appealable to the United States Court of Appeals.
[
Footnote 4] Ultimate review in
this Court was available under 28 U.S.C. § 1254, which was
applicable to all of the 11
Page 434 U. S. 62
Federal Courts of Appeals. [
Footnote 5] A right of appeal to this Court from the
United States Court of Appeals for the District of Columbia Circuit
thus existed only where that court had
Page 434 U. S. 63
invalidated a state statute. All other cases, including those
challenging the validity of local statutes of the District of
Columbia, were reviewable here by writ of certiorari. [
Footnote 6]
Page 434 U. S. 64
The District of Columbia Court Reform and Criminal Procedure Act
of 1970 [
Footnote 7]
substantially modified the structure and jurisdiction of the courts
in the District, but there is no indication that Congress intended
these changes to enlarge the right of appeal to this Court from the
courts of that system. The aim of the Act was to establish "a
Federal-State court system in the District of Columbia analogous to
court systems in the several States." H.R.Rep. No. 91-907, p. 35
(1970). The Act provided that cases would no longer have to proceed
from the local courts to the United States Court of Appeals, and
then to this Court under § 1254. Instead, the judgments of the
newly created local Court of Appeals were made directly reviewable
here, like the judgments of state courts. [
Footnote 8] Accordingly, § 1257, the jurisdictional
provision concerning Supreme Court review of state court decisions,
was amended to include the District of Columbia Court of Appeals as
"the highest court of a State." [
Footnote 9]
In
Palmore v. United States, 411 U.
S. 389 (1973), we recognized that the analogy between
the local courts of the District and the courts of the States was
not perfect. Although Congress had expressly classified the
District of Columbia Court of Appeals as a state court, it had not
indicated that D.C.Code provisions should be treated as state
statutes. Thus, where the District of Columbia courts had upheld
a
Page 434 U. S. 65
local statute against constitutional attack, we concluded that
an appeal as of right would not lie to this Court under § 1257(2),
which applies to state court decisions rejecting constitutional
challenges to state statutes. Underlying our decision was the
long-established principle that counsels a narrow construction of
jurisdictional provisions authorizing appeals as of right to this
Court, in the absence of clear congressional intent to enlarge the
Court's mandatory jurisdiction. 411 U.S. at
411 U. S.
396.
The legislative history of the 1970 Act is as unenlightening
about the applicability of § 1257(1) as it is about that of §
1257(2). In the Senate Committee hearings on an early version of
the Act, there was one brief reference to § 1257:
"The Chairman [Senator Tydings]. . . . On page 3, section 11-102
there is a provision relating to appeal:"
" The highest court of the District of Columbia is the District
of Columbia Court of Appeals. For purposes of
appeal to
the Supreme Court and other purposes of law, it shall be deemed the
highest court of the state."
"[Emphasis added.]"
"Now, my question to you is a question raised about that
language. Is that sufficiently broad to allow the Supreme Court
review by certiorari?"
"Mr. Kleindienst. We believe so."
"The Chairman. As well as appeal pursuant to 28 U.S.C. 12750
[
sic]. Because the language, you know, leaves out
certiorari. Certiorari is an important vehicle to reach the Supreme
Court."
"Mr. Kleindienst. We believe the language covers certiorari but
it would be easy to clarify. [
Footnote 10] "
Page 434 U. S. 66
Although Senator Tydings seems to have assumed that both the
appeal and certiorari provisions of § 1257 would apply to the
judgments of the District of Columbia Court of Appeals, it is not
clear whether he thought the appeal provision of § 1257(1) or that
of § 1257(2) would govern. And if he had in mind § 1257(1), he made
no reference to possible distinctions between federal statutes of
solely local concern and those of broader scope. Nowhere in the
legislative history do we find further discussion of this
point.
The omission is understandable. The question had not arisen
before the 1970 reorganization because § 1257 then applied only to
state courts, which seldom if ever confronted federal statutes of
wholly local application. Although the courts of the District were
accustomed to seeing such federal statutes, the jurisdictional
provision that applied to them did not mention "statutes of the
United States." Rather, § 1254 divides cases from the courts of
appeals into two categories -- those invalidating state statutes
and all others.
Although the precise question at issue in this case thus seems
to have escaped the attention of Congress, it was clear that a
general right of appeal from the District of Columbia courts to
this Court on questions concerning the validity of local law did
not exist at the time of the 1970 reorganization. [
Footnote 11] In the absence of an express
provision so ordaining, it cannot be assumed that Congress intended
to enlarge this Court's mandatory appellate jurisdiction by simply
shifting review of District of Columbia court judgments from § 1254
to § 1257. [
Footnote 12]
Page 434 U. S. 67
Indeed, the purposes of the 1970 Act strongly imply the
contrary. As we noted in
Palmore, Congress intended
"to establish an entirely new court system with functions
essentially similar to those of the local courts found in the 50
States of the Union with responsibility for trying and deciding
those distinctively local controversies that arise under local law,
including local criminal laws having little, if any, impact beyond
the local jurisdiction."
411 U.S. at
411 U. S.
409.
This Court's mandatory appellate jurisdiction over state court
judgments under § 1257 is reserved for cases threatening the
supremacy of federal law. When state courts invalidate state
statutes on federal grounds, uniformity of national law is not
threatened, and there is no automatic right of appeal to
Page 434 U. S. 68
this Court. From the analogy of the local D.C. courts to state
courts drawn by Congress in the 1970 Act, it follows that no right
of appeal should lie to this Court when a local court of the
District invalidates a law of exclusively local application.
[
Footnote 13] From such
judgments and from similar state court judgments, there is no
appeal to this Court, but only review by writ of certiorari
according to the terms of § 1257(3). [
Footnote 14]
This construction of § 1257(1) neither enlarges nor reduces this
Court's mandatory appellate jurisdiction as a result of the 1970
Act. It gives litigants in the courts of the District the same
right of review in this Court as is enjoyed by litigants in the
courts of the States.
For the reasons expressed in this opinion, the appeal is
dismissed for lack of jurisdiction. [
Footnote 15]
It is so ordered.
[
Footnote 1]
Section 18-302 states:
"A devise or bequest of real or personal property to a minister,
priest, rabbi, public teacher, or preacher of the gospel, as such,
or to a religious sect, order or denomination, or to or for the
support, use, or benefit thereof, or in trust therefor, is not
valid unless it is made at least 30 days before the death of the
testator."
This provision originated in the Organic Act of 1801, 2 Stat.
103, ch. 15, § 1. It was amended by Congress as recently as 1965.
79 Stat. 688.
[
Footnote 2]
The Superior Court opinion is unpublished. The opinion of the
Court of Appeals appears at
Estate of
French, 365
A.2d 621 (1976).
Stressing that the statute "is directed only to religious groups
and practitioners," the Superior Court held the statute to be "an
invalid infringement of the free exercise of religion provisions of
the First Amendment" and "invalid as a denial of due process
guaranteed by the Fifth Amendment."
The D.C. Court of Appeals invalidated the statute only under the
Due Process Clause of the Fifth Amendment. The majority
concluded
"that the classification established by § 18-302 [religious
legatees versus all others] has no rational relationship to the
purpose of the legislation, and hence denies religious legatees
equal protection of the law."
Id. at 624
Six States have somewhat similar statutes, although none of them
is restricted to religious bequests and devises. Fla.Stat. §
732.803 (1976); Ga.Code § 113-107 (1975); Idaho Code § 15-2-615
(Supp. 1977); Miss.Code Ann. § 91-5-31 (1973); Mont.Rev.Codes Ann.
§ 91-142 (1964); Ohio Rev.Code Ann. § 2107.06 (1976). As stated
above, the D.C. statute's singular focus on religious beneficiaries
is apparently what prompted the Superior Court and the Court of
Appeals to declare it unconstitutional. Thus, the decisions of the
trial and appellate courts in this case do not necessarily raise
doubts about the constitutionality of the somewhat similar statutes
of the other six jurisdictions.
[
Footnote 3]
Title 28 U.S.C. § 1257 states:
"Final judgments or decrees rendered by the highest court of a
State in which a decision could be had, may be reviewed by the
Supreme Court as follows:"
"(1) By appeal, where is drawn in question the validity of a
treaty or statute of the United States and the decision is against
its validity."
"(2) By appeal, where is drawn in question the validity of a
statute of any state on the ground of its being repugnant to the
Constitution, treaties or laws of the United States, and the
decision is in favor of its validity."
"(3) By writ of certiorari, where the validity of a treaty or
statute of the United States is drawn in question or where the
validity of a State statute is drawn in question on the ground of
its being repugnant to the Constitution, treaties or laws of the
United States, or where any title, right, privilege or immunity is
specially set up or claimed under the Constitution, treaties or
statutes of, or commission held or authority exercised under, the
United States."
"For the purposes of this section, the term 'highest court of a
State' includes the District of Columbia Court of Appeals."
[
Footnote 4]
The jurisdiction of the local courts substantially overlapped
that of the federal courts in the District before 1970.
See
Palmore v. United States, 411 U. S. 389,
411 U. S. 392
n. 2 (1973). Appeals from all these courts were channeled through
the Court of Appeals for the District of Columbia, which became the
United States Court of Appeals for the District of Columbia Circuit
in 1934. Ch. 426, 48 Stat. 926.
[
Footnote 5]
Title 28 U.S.C. § 1254 states:
"Cases in the courts of appeals may be reviewed by the Supreme
Court by the following methods:"
"(1) By writ of certiorari granted upon the petition of any
party to any civil or criminal case, before or after rendition of
judgment or decree;"
"(2) By appeal by a party relying on a State statute held by a
court of appeals to be invalid as repugnant to the Constitution,
treaties or laws of the United States, but such appeal shall
preclude review by writ of certiorari at the instance of such
appellant, and the review on appeal shall be restricted to the
Federal questions presented;"
"(3) By certification at any time by a court of appeals of any
question of law in any civil or criminal case as to which
instructions are desired and upon such certification the Supreme
Court may give binding instructions or require the entire record to
be sent up for decision of the entire matter in controversy."
Section 1254 was largely derived from §§ 239 and 240 of the
Judiciary Act of 1925, 43 Stat. 938.
Before 1925, there was a right of appeal to the Supreme Court
from the Court of Appeals of the District of Columbia (predecessor
to the United States Court of Appeals) in cases involving the
constitutionality of local statutes, but not in cases involving the
construction of local statutes. This rule arose from a somewhat
strained construction given the jurisdictional statute of 1911, 36
Stat. 1159, § 250. Paragraph three of that section provided for
appeals from the District's courts in "cases involving . . . the
constitutionality of any law of the United States. . . " Paragraph
six provided for appeals in "cases in which the construction of any
law of the United States is drawn in question by the defendant."
The Court construed the same words -- "any law of the United
States" -- differently in the two paragraphs.
In
American Security & Trust Co. v. District of Columbia
Comm'rs, 224 U. S. 491
(1912), the Court concluded that a congressional Act applicable
solely to the District of Columbia was not a "law of the United
States" for purposes of paragraph six. Mr. Justice Holmes' opinion
for the Court reasoned that
"all cases in the District arise under acts of Congress, and
probably it would require little ingenuity to raise a question of
construction in almost any one of them."
By restricting paragraph six to laws of national scope, the
Court thought that its jurisdiction would be "confined to what
naturally and properly belongs to it."
Id. at
224 U. S.
494-495.
In
Heald v. District of Columbia, 254 U. S.
20 (1920), the Court construed paragraph three to allow
appeals in cases involving the constitutionality of local statutes.
This paragraph reenacted
"provisions of prior statutes which had been construed as
conveying authority to review controversies concerning the
constitutional power of Congress to enact local statutes."
Id. at 22-23. Although it meant interpreting the
identical words in the same jurisdictional statute in different
ways, the Court held that the prior construction should continue
"in the absence of plain implication to the contrary."
Id.
at
254 U. S.
23.
[
Footnote 6]
Or by certification.
See 28 U.S.C. § 1254(3), set out
in
n 5,
supra. Some
cases arising in the District reached this Court by routes other
than § 1254. In
Shapiro v. Thompson, 394 U.
S. 618 (1969), the Court heard direct appeals from
several three-judge District Court decisions, one of them a
decision in the District of Columbia holding a D.C.Code provision
unconstitutional. After noting that 28 U.S.C. § 2282 (which has
since been repealed) required a three-judge court to hear a
challenge to the constitutionality of "any Act of Congress," the
Court, without further discussion, concluded that it saw "no reason
to make an exception for Acts of Congress pertaining to the
District of Columbia." 394 U.S. at
394 U. S. 625
n. 4.
In United
States v. Vuitch, 402 U. S.
62 (1971), the Court reviewed a District Court judgment
holding a criminal provision of the D.C.Code unconstitutional. The
United States had taken a direct appeal to the Supreme Court under
18 U.S.C. § 3731 (1964 ed.), which had been recently amended, but
which was still applicable to that case. Section 3731 allowed
direct appeals
"in all criminal cases . . . dismissing any indictment . . .
where such decision . . . is based upon the invalidity . . . of the
statute upon which the indictment . . . is founded."
By a margin of 5-4, the Court held that the word "statute" in §
3731 encompassed D.C.Code provisions. Stressing the nationwide
confusion surrounding criminal statutes like the one in question,
the Court reasoned that the purpose underlying § 3731 "would not be
served by our refusing to decide this case now after it has been
orally argued." 402 U.S. at
402 U. S. 66.
Writing for the four dissenters, Mr. Justice Harlan attributed the
Court's expansive reading of this jurisdictional provision to the
fact that it had been amended and would have no effect upon
subsequent cases.
Id. at
402 U. S.
93.
In both these cases, the Court concluded that D.C. Code
provisions were federal statutes for purposes of the applicable
appellate provisions. However, each jurisdictional provision is to
be interpreted in the light of its own antecedents, purposes, and
context.
See American Security & Trust Co. v. District of
Columbia Comm'rs, supra. The special circumstances of these
two cases thus render them of little aid in the task of construing
§ 1257(1).
[
Footnote 7]
84 Stat. 473.
[
Footnote 8]
84 Stat. 475, § 111.
[
Footnote 9]
84 Stat. 590, § 172.
See n 3,
supra.
[
Footnote 10]
Hearings on S. 1066, S. 1067, S. 1214, S. 1215, S. 1711, and S.
2601 (Reorganization of the District of Columbia Courts) before the
Subcommittee on Improvements in Judicial Machinery of the Senate
Committee on the Judiciary, 91st Cong., 1st Sess., 1159 (1969). The
draft of the bill offered by the administration apparently had used
the word "appeal" in the broad sense of direct review. The
provision was later revised to reflect that intention:
"Final judgments and decrees of the District of Columbia Court
of Appeals are reviewable by the Supreme Court of the United States
in accordance with section 1257 of title 28, United States
Code."
84 Stat. 475.
[
Footnote 11]
Cf. n 6,
supra.
[
Footnote 12]
As part of the 1970 Court Reform Act, Congress enacted 28 U.S.C.
§ 1363, which provides:
"For the purposes of this chapter, references to laws of the
United States or Acts of Congress do not include laws applicable
exclusively to the District of Columbia."
Chapter 85 of Title 28, to which § 1363 refers, governs the
jurisdiction of the United States district courts. The enactment of
this section hardly implies that Congress must have intended that
references to "laws of the United States" found in all other
jurisdictional chapters and sections (including § 1257) would
include provisions of the D.C.Code.
Before 1970, the district courts had jurisdiction over some
cases arising under D.C.Code provisions.
See n 4,
supra. This jurisdiction rested
on three jurisdictional provisions of the D.C.Code (§§ 11-521,
11-522, 11-523 (1967)) and on various jurisdictional provisions
found in ch. 85, many of which referred to "statutes of the United
States" or "Acts of Congress." The 1970 Act repealed these three
jurisdictional provisions of the D.C.Code and also enacted 28
U.S.C. § 1363 as a conforming amendment to assure the removal from
the jurisdiction of the District Court for the District of Columbia
of those cases arising under D.C.Code provisions. In view of its
limited focus, the enactment of § 1363 cannot rationally support
the inference that Congress examined other jurisdictional
provisions and decided, as to them, that references to "statutes of
the United States"
should include D.C.Code provisions.
Such an inference would be especially tenuous if applied to § 1257,
because § 1257 did not previously govern cases questioning the
validity of D.C.Code provisions.
See supra at
434 U. S. 66. In
any event, a clearer indication of congressional intent than this
sort of negative implication is required to extend this Court's
mandatory appellate jurisdiction.
[
Footnote 13]
It is more the nature of the D.C.Code than its limited
geographical impact that distinguishes it from other federal
statutes. Unlike most congressional enactments, the Code is a
comprehensive set of laws equivalent to those enacted by state and
local governments having plenary power to legislate for the general
welfare of their citizens.
[
Footnote 14]
Of course, 1257(1) would be applicable if the District of
Columbia Court of Appeals should invalidate a federal law other
than a provision of the D.C. Code.
[
Footnote 15]
Treating "the papers whereon the appeal was taken . . . as a
petition for writ of certiorari," 28 U.S.C. § 2103, we deny the
petition.
See n 2,
supra.
MR. JUSTICE WHITE, with whom THE CHIEF JUSTICE, MR. JUSTICE
BLACKMUN, and MR. JUSTICE POWELL join, dissenting.
In
Palmore v. United States, 411 U.
S. 389 (1973), this Court held that provisions of the
District of Columbia Code enacted by the United States Congress
were not "state laws" within the meaning of 28 U.S.C. § 1257(2),
and that a decision of the D.C. Court of Appeals upholding such
provisions was reviewable in this Court only on certiorari. Today,
this Court holds that an Act of Congress relating exclusively to
the
Page 434 U. S. 69
District of Columbia is also not a "statute of the United
States" within the meaning of 28 U.S.C. § 1257(1). Thus, even where
the D.C. Court of Appeals strikes down such a congressional
enactment on federal constitutional grounds, there is a right of
direct appeal to this Court, review being limited to this Court's
discretionary acceptance of a writ of certiorari. Because I believe
that this holding is inconsistent with the prior decisions of this
Court and contrary to the congressional scheme determining Supreme
Court jurisdiction, I dissent from the majority opinion.
I
In the early years of the judicial system, all cases from the
federally created court in the District of Columbia involving more
than a specified jurisdictional amount were appealable to the
United States Supreme Court. [
Footnote
2/1] In 1885, the jurisdictional amount was raised to $5,000,
but special provision was made for appeal without regard to the sum
in dispute in
"any case . . . in which is drawn in question the validity of a
treaty or statute of or an authority exercised under the United
States. . . ."
Ch. 355, 23 Stat. 443. Since the enactment of this statute, this
Court has consistently held that a constitutional attack upon a
congressional enactment relating exclusively to the District of
Columbia draws into question a "statute" or "law" of the United
States within the meaning of the relevant jurisdictional
statute.
This view underlies the opinion in
Baltimore & Potomac
R. Co. v. Hopkins, 130 U. S. 210
(1889), in which an absence of jurisdiction was found for another
reason. [
Footnote 2/2] It was
made
Page 434 U. S. 70
explicit in
Parsons v. District of Columbia,
170 U. S. 45
(1898), in which the Court upheld its jurisdiction over a challenge
to a congressional scheme for water main assessments in the
District of Columbia. "[W]e think it plainly appears," the Court
stated,
"that the validity of statutes of the United States and of an
authority exercised under the United States was drawn into question
in the court below. . . ."
Id. at
170 U. S. 50.
Accord, Smoot v. Heyl, 227 U. S. 518
(1913) (upholding Supreme Court jurisdiction over a challenge to
the validity of a District of Columbia party wall regulation).
In 1911, the Congress abolished this Court's jurisdiction over
appeals from the District of Columbia predicated on jurisdictional
amount, but added a provision for appeal in cases in which "the
construction of any law of the United States is drawn in question
by the defendant." 36 Stat. 1159. In
American Security &
Trust Co. v. District of Columbia Comm'rs, 224 U.
S. 491 (1912), the Court construed this provision not to
include laws pertaining exclusively to the District of Columbia,
because the alternative construction would have defeated the
congressional purpose "to effect a substantial relief to this court
from indiscriminate appeals where a sum above $5,000 was involved."
Id. at
224 U. S. 495.
Nevertheless, the Court noted that "there is no doubt that the
special act of Congress was in one sense a law of the United
States," and the Court's opinion distinguished the statutory
provision pertaining to appeals in "Cases involving the
constitutionality of any law of the United States."
In
Heald v. District of Columbia, 254 U. S.
20 (1920), the Court squarely held once again that a
constitutional attack on a federal statute pertaining exclusively
to the District of Columbia drew into question the validity of a
"law of the United States" within the meaning of the appeal
statute. The Court explicitly rejected the suggestion that
American Security & Trust Co. was controlling, since
that case itself had recognized a "difference between the two
subjects." 254 U.S.
Page 434 U. S. 71
at
254 U. S. 22.
The Court also noted that the current appeal statute had been
intended to
"reenact provisions of prior statutes which had been construed
as conveying authority to review controversies concerning the
constitutional power of Congress to enact local statutes."
Id. at
254 U. S. 22-23,
citing
Parsons v. District of Columbia, supra, and
Smoot v. Heyl, supra. Since the
Heald decision,
this Court has not commented further on the issue raised therein,
[
Footnote 2/3] but commentators
have concluded that a
"federal statute, for purposes of § 1257(1), plainly means
enactments by the Congress of the United States, including those
which are limited in operation to the District of Columbia. . .
."
R. Stern & E. Gressman, Supreme Court Practice 82 (4th
ed.1969).
Accord, Boskey, Appeals from State Courts under
the Federal Judicial Code, 30 Va.L.Rev. 57, 59 (1943). [
Footnote 2/4]
II
It was against this background that Congress enacted the
District of Columbia Court Reform and Criminal Procedure Act of
1970. 84 Stat. 473. It establishes a separate court
Page 434 U. S. 72
system for the District of Columbia, headed by the District of
Columbia Court of Appeals. Appeals from that court to the United
States Supreme Court were to be regulated by 28 U.S.C. § 1257,
which was amended to provide:
"For the purposes of this section, the term 'highest court of a
State' includes the District of Columbia Court of Appeals."
The Act also included a provision specifying that for purposes
of determining the original jurisdiction of the district courts,
"references to laws of the United States or Acts of Congress do not
include laws applicable exclusively to the District of Columbia."
28 U.S.C. § 1363, added by § 172(c)(1) of the Reorganization Act,
84 Stat. 590. No proviso was added to 28 U.S.C. § 1257(1) to
indicate that the reference to "statute of the United States" in
that provision was not to include federal laws pertaining to the
District of Columbia.
The clear implication of Congress' action with respect to § 1257
was that statutes relating to the District of Columbia would
continue to be viewed, as they had been in the past, as statutes of
the United States. Although Congress amended § 1257, characterizing
the District of Columbia Court of Appeals as a "state court," it
did not also insert a restrictive provision similar to that
limiting the jurisdiction of the district courts with respect to
D.C.Code provisions. The legislative history gives no indication
that Congress disagreed with the prior decisions of this Court
holding that a constitutional attack upon a federal law local in
operation would be viewed as a challenge to a "statute" or "law of
the United States" within the meaning of the applicable appeal
statute. In these circumstances, one can only conclude that the
Congress intended that decisions invalidating laws concerning the
District of Columbia would receive the same scrutiny from this
Court as decisions invalidating other federal laws. [
Footnote 2/5]
Page 434 U. S. 73
This Court's decision in
Palmore v. United States,
411 U. S. 389
(1973), supports -- if indeed it does not require -- that
conclusion. The Court there held that provisions of the District of
Columbia Code enacted by Congress were not "statutes of a state"
within the meaning of § 1257(2), and that D.C. court decisions
upholding these laws would be reviewable only on certiorari. The
Court reasoned:
"We are entitled to assume that, in amending § 1257, Congress
legislated with care, and that, had Congress intended to equate the
District Code and state statutes for the purposes of § 1257, it
would have said so expressly, and not left the matter to mere
implication."
411 U.S. at
411 U. S. 395.
The Court suggested that an express provision "
would have been
easy,'" id. at 411 U. S. 395
n. 5, quoting Farnsworth v.
Montana,
Page 434 U. S. 74
129 U. S. 104,
129 U. S. 113
(1889), and pointed out several exceptions for the District of
Columbia within the Federal Judicial Code, including the provision
added by the 1970 Act excluding federal statutes relating to the
District of Columbia from the original jurisdiction of the district
courts.
This reasoning obviously applies with even greater force to the
language of § 1257(1). Had Congress wished to exclude laws relating
to the District of Columbia, it could have used almost precisely
the same device as was used with respect to district court
jurisdiction. "Jurisdictional statutes are to be construed
with
precision and with fidelity to the terms by which Congress has
expressed its wishes.'" Palmore v. United States, supra at
411 U. S. 396,
quoting Cheng Fan Kwok v. INS, 392 U.
S. 206, 392 U. S. 212
(1968).
Read together with
Palmore, the effect of this Court's
decision is to put District of Columbia statutes in a unique class:
they are neither statutes of a State nor statutes of the United
States. Whether the District of Columbia Court of Appeals upholds
them or strikes them down, there is no appeal to this Court. If
Congress had intended that its enactments relating to the District
of Columbia were to be treated as mongrel statutes, distinct from
the recognized classifications of the Judicial Code, it would
surely have said so. [
Footnote
2/6]
Page 434 U. S. 75
III
Appellee St. Matthew's Cathedral recognizes that this Court's
mandatory jurisdiction over appeals of state decisions invalidating
federal laws was designed to assure that national legislation would
not erroneously be set aside by local courts. Appellee argues that
there is no necessity for such review of the decisions of the
District of Columbia Court of Appeals, because "it is an Article I
court over which Congress has plenary power." Brief for Appellee
St. Matthew's Cathedral 11. I have some doubt as to whether that
power could or should be used in the manner that appellee appears
to contemplate. In any event, Congress, in amending § 1257, has
made clear that the District of Columbia Court of Appeals should be
regarded as the "highest court of a State." Appellee's argument,
which is predicated on the notion that the District of Columbia
Court of Appeals is a type of federal court, must therefore be
rejected.
Nor do I agree that we should view federal legislation relating
to the District of Columbia as not sufficiently national in
significance to merit mandatory review. We are not free to
disregard 1257(1). Moreover, the clause giving the Congress power
to legislate for the District of Columbia stands beside the other
enumerated powers of Congress in Art. I, § 8, of the United States
Constitution.
"'The object of the grant of exclusive legislation over the
district was . . . national in the highest sense, and the city
organized under the grant became the city, not of a state, not of a
district, but of a nation.'"
O'Donoghue v. United States, 289 U.
S. 516,
289 U. S.
539-540 (1933), quoting
Grether v. Wright, 75
F. 742, 756-757
Page 434 U. S. 76
(CA6 1896) (Taft, J.). Though today the District of Columbia has
a measure of home rule, the United States retains important
interests in the District of Columbia, ranging from extensive
federal property to the welfare of hundreds of thousands of federal
employees. That the statute involved in this case is narrow in
scope should not be permitted to camouflage the Nation's vital
interest in the validity of laws governing its Capital. [
Footnote 2/7]
I can see no reason for denying mandatory jurisdiction of
constitutional challenges to D.C.Code provisions other than the
general need to lessen the number of cases heard by this Court.
While this may be a worthy objective, it should be effectuated by
statutory amendment, not strained construction. Jurisdiction is not
a handy tool for carving a workload of acceptable size and shape,
but a solemn obligation imposed by the Congress and enforceable by
every deserving litigant. Because I believe that the Court here
shirks that duty, I dissent from the opinion of the Court.
[
Footnote 2/1]
See 2 Stat. 106 (judgments of the Circuit Court of the
District of Columbia in excess of $100 could be reviewed by appeal
or writ of error); ch. 39, 3 Stat. 261 (raising jurisdictional
amount to $1,000); 12 Stat. 764 (decisions of the Supreme Court of
the District of Columbia, which replaced the Circuit Court, would
be reviewable on the same basis).
[
Footnote 2/2]
The Court found t.hat the validity of the Act involved there had
not been drawn into question.
[
Footnote 2/3]
Between 1925 and 1970, all cases from local District of Columbia
courts were channeled through the Court of Appeals for the District
of Columbia, which later became the United States Court of Appeals
for the District of Columbia Circuit.
See ante at
434 U. S. 61 n.
4. Since that court was clearly a federal court composed of judges
tenured under Art. III of the Constitution, there was no need for
mandatory review of decisions of that court invalidating federal
statutes. Hence, its decisions were reviewable in this Court on the
same basis as the decisions of the other federal courts of appeals.
43 Stat. 938.
[
Footnote 2/4]
As the majority recognizes,
see ante at
434 U. S. 63-64,
n. 6, this Court has recently ruled in other contexts that D.C.Code
provisions are "statutes of the United States,"
United States
v. Vuitch, 402 U. S. 62 (1971)
(criminal appeal statute), and "Acts of Congress,"
Shapiro v.
Thompson, 394 U. S. 618
(1969) (three-judge court appeals). While these decisions may not
be directly relevant here, they confirm the traditional
understanding that -- in the absence of contrary congressional
command -- congressional enactments dealing with the District of
Columbia are to be treated like other federal laws.
[
Footnote 2/5]
The majority argues that, as of 1970, no general right of appeal
existed from District of Columbia courts to this Court in
constitutional challenges to D.C.Code provisions, and that
"it cannot be assumed that Congress intended to enlarge this
Court's mandatory appellate jurisdiction by simply shifting review
of District of Columbia court judgments from § 1254 to § 1257."
Ante at
434 U. S. 66.
This argument is flawed for two reasons. First, as the majority
opinion itself concedes, the shift from § 1254 to § 1257 did
enlarge this Court's mandatory appellate jurisdiction, by including
cases arising in the District of Columbia which invalidated federal
statutes of national scope.
See ante at
434 U. S. 68 n.
14. Second, and more importantly, the shift in review provisions
was not a "simple" or technical change, but rather basic to the
whole concept of the D.C. court reorganization. The law established
the District of Columbia court system as an independent, local
court system. Congress amended § 1257 to make that point
unmistakably clear. By virtue of inclusion within § 1257, the
decisions of the District of Columbia Court of Appeals would no
longer be filtered through the United States Court of Appeals, but
would be appealable as state decisions to the United States Supreme
Court. Since the scope of appellate jurisdiction specified by §
1257 for state court decisions is different from that provided
under § 1254 for decisions of the United States courts of appeals,
there can be little doubt that Congress effected a change in this
Court's mandatory appellate jurisdiction.
[
Footnote 2/6]
The majority's construction of "statute of the United States" in
§ 1257(1) is also disturbing, because it may ultimately undermine
this Court's certiorari jurisdiction over cases from the D.C. Court
of Appeals. The majority does not explain its rationale for
assuming certiorari jurisdiction in this case. Presumably, it views
this case as one in which a "right" has been "specially set up or
claimed under the Constitution" within the meaning of § 1257(3).
However, in cases involving the construction of federal laws
dealing with the District of Columbia, that approach would not be
available. While there is provision in § 1257(3) for cases in which
the right is derived from a "statute" of the United States,
invocation of that provision would require that the Court interpret
identical words in the jurisdictional statute in two different
ways, a practice the majority evidently disapproves.
See
ante at
434 U. S. 62-63,
n. 5. Thus, this Court may ultimately be left with no jurisdiction
whatsoever over cases in which the D.C. Court of Appeals construes
a federal statute dealing with the District of Columbia. It is
highly improbable that Congress would have given such free rein in
interpreting federal laws to a court which it regarded as "the
highest court of a State," or that it would have so restricted this
Court's appellate jurisdiction without expressly saying so.
[
Footnote 2/7]
The majority opinion argues that no appeal is needed in the
circumstances of this case, because the "uniformity of national law
is not threatened" when a local court invalidates a federal law "of
exclusively local application."
See ante at
434 U. S. 67,
434 U. S. 68.
But there are a great number of federal laws which, though
applicable only to a limited area, deal with a vital national
interest.
E.g., Point Reyes National Seashore Act of 1976,
90 Stat. 2515 (designating as wilderness 33,000 acres of land in
California). Just as an appeal is allowed to protect these statutes
against constitutional attack, an appeal should be allowed for
federal legislation dealing with the Nation's Capital.