Wisconsin statute providing that any resident of that State
"having minor issue not in his custody and which he is under
obligation to support by any court order or judgment" may not marry
without a court approval order, which cannot be granted absent a
showing that the support obligation has been met and that children
covered by the support order "are not then and are not likely
thereafter to become public charges,"
held to violate the
Equal Protection Clause of the Fourteenth Amendment. Pp.
434 U. S.
383-391.
(a) Since the right to marry is of fundamental importance,
e.g., Loving v. Virginia, 388 U. S.
1, and the statutory classification involved here
significantly interferes with the exercise of that right, "critical
examination" of the state interests advanced in support of the
classification is required.
Massachusetts Board of Retirement
v. Murgia, 427 U. S. 307,
427 U. S. 312,
314. Pp. 383-387.
(b) The state interests assertedly served by the challenged
statute unnecessarily impinge on the right to marry. If the statute
is designed to furnish an opportunity to counsel persons with prior
child support obligations before further such obligations are
incurred, it neither expressly requires counseling nor provides for
automatic approval after counseling is completed. The statute
cannot be justified as encouraging an applicant to support his
children. By the proceeding, the State, which already possesses
numerous other means for exacting compliance with support
obligations, merely prevents the applicant from getting married,
without ensuring support of the applicant's prior children. Though
it is suggested that the statute protects the ability of marriage
applicants to meet prior support obligations before new ones are
incurred, the statute is both underinclusive (as it does not limit
new financial commitments other than those arising out of the
contemplated marriage) and overinclusive (since the new spouse may
better the applicant's financial situation). Pp.
434 U. S.
388-390.
418
F. Supp. 1061, affirmed.
Page 434 U. S. 375
MARSHALL, J., delivered the opinion of the Court, in which
BURGER, C.J., and BRENNAN, WHITE, and BLACKMUN, JJ., joined.
BURGER, C.J., filed a concurring opinion,
post, p.
434 U. S. 391.
STEWART, J.,
post, p.
434 U. S. 391
POWELL, J.,
post, p.
434 U. S. 396,
and STEVENS, J.,
post, p.
434 U. S. 403,
filed opinions concurring in the judgment. REHNQUIST, J., filed a
dissenting opinion,
post, p.
434 U. S.
407.
MR. JUSTICE MARSHALL delivered the opinion of the Court.
At issue in this ease is the constitutionality of a Wisconsin
statute, Wis.Stat. §§ 245.10(1), (4), (5) (1973), which provides
that members of a certain class of Wisconsin residents may not
marry, within the State or elsewhere, without first obtaining a
court order granting permission to marry. The class is defined by
the statute to include any "Wisconsin resident having minor issue
not in his custody and which he is under obligation to support by
any court order or judgment." The statute specifics that court
permission cannot be granted unless the marriage applicant submits
proof of compliance with the support obligation and, in addition,
demonstrates that the children covered by the support order "are
not then and are not likely thereafter to become public charges."
No marriage license may lawfully be issued in Wisconsin to a person
covered by the statute, except upon court order; any marriage
entered into without compliance with § 245.10 is declared void; and
persons acquiring marriage licenses in violation of the section are
subject to criminal penalties. [
Footnote 1]
Page 434 U. S. 376
After being denied a marriage license because of his failure to
comply with § 245.10, appellee brought this class action under 42
U.S.C. § 1983, challenging the statute as violative
Page 434 U. S. 377
of the Equal Protection and Due Process Clauses of the
Fourteenth Amendment and seeking declaratory and injunctive relief.
The United States District Court for the Eastern District of
Wisconsin held the statute unconstitutional under the Equal
Protection Clause, and enjoined its enforcement.
418 F.
Supp. 1061 (1976). We noted probable jurisdiction, 429 U.S.
1089 (1977), and we now affirm.
I
Appellee Redhail is a Wisconsin resident who, under the terms of
§ 245.10, is unable to enter into a lawful marriage in Wisconsin or
elsewhere so long as he maintains his Wisconsin residency. The
facts, according to the stipulation filed by the parties in the
District Court, are as follows. In January, 1972, when appellee was
a minor and a high school student, a paternity action was
instituted against him in Milwaukee County Court, alleging that he
was the father of a baby girl
Page 434 U. S. 378
born out of wedlock on July 5, 1971. After he appeared and
admitted that he was the child's father, the court entered an order
on May 12, 1972, adjudging appellee the father and ordering him to
pay $109 per month as support for the child until she reached 18
years of age. From May, 1972, until August, 1974, appellee was
unemployed and indigent, and consequently was unable to make any
support payments. [
Footnote
2]
On September 27, 1974, appellee filed an application for a
marriage license with appellant Zablocki, the County Clerk of
Milwaukee County, [
Footnote 3]
and a few days later the application was denied on the sole ground
that appellee had not obtained a court order granting him
permission to marry, as required by § 245.10. Although appellee did
not petition a state court thereafter, it is stipulated that he
would not have been able to satisfy either of the statutory
prerequisites for an order granting permission to marry. First, he
had not satisfied his support obligations to his illegitimate
child, and, as of December, 1974, there was an arrearage in excess
of $3,700. Second, the child had been a public charge since her
birth, receiving benefits under the Aid to Families with Dependent
Children program. It is stipulated that the child's benefit
payments were such that she would have been a public charge even if
appellee had been current in his support payments.
On December 24, 1974, appellee filed his complaint in the
District Court, on behalf of himself and the class of all Wisconsin
residents who had been refused a marriage license pursuant to §
245.10(1) by one of the county clerks in Wisconsin. Zablocki was
named as the defendant, individually
Page 434 U. S. 379
and as representative of a class consisting of all county clerks
in the State. The complaint alleged, among other things, that
appellee and the woman he desired to marry were expecting a child
in March, 1975, and wished to be lawfully married before that time.
The statute was attacked on the grounds that it deprived appellee,
and the class he sought to represent, of equal protection and due
process rights secured by the First, Fifth, Ninth, and Fourteenth
Amendments to the United States Constitution.
A three-judge court was convened pursuant to 28 U.S.C. §§ 2281,
2284. Appellee moved for certification of the plaintiff and
defendant classes named in his complaint, and, by order dated
February 20, 1975, the plaintiff class was certified under Fed.Rule
Civ.Proc. 23(b)(2). [
Footnote
4] After the parties filed the stipulation of facts, and briefs
on the merits, oral argument was heard in the District Court on
June 23, 1975, with a representative from the Wisconsin Attorney
General's office participating in addition to counsel for the
parties.
The three-judge court handed down a unanimous decision on August
31, 1976. The court ruled, first, that it was not required to
abstain from decision under the principles set forth in
Huffman
v. Pursue, Ltd., 420 U. S. 592
(1975), and
Younger v. Harris, 401 U. S.
37 (1971), since there was no pending state court
proceeding that could be frustrated by the declaratory and
injunctive relief requested. [
Footnote 5] Second, the court held
Page 434 U. S. 380
that the class of all county clerks in Wisconsin was a proper
defendant class under Rules 23(a) and (b)(2), and that neither Rule
23 nor due process required pre-judgment notice to the members of
the plaintiff or the defendant class. [
Footnote 6]
Page 434 U. S. 381
On the merits, the three-judge panel analyzed the challenged
statute under the Equal Protection Clause and concluded that
"strict scrutiny" was required because the classification created
by the statute infringed upon a fundamental right, the right to
marry. [
Footnote 7] The court
then proceeded to evaluate the interests advanced by the State to
justify the statute, and, finding that the classification was not
necessary for the achievement of those interests, the court held
the statute invalid and enjoined the county clerks from enforcing
it. [
Footnote 8]
Appellant brought this direct appeal pursuant to 28 U.S.C.
Page 434 U. S. 382
§ 1253, claiming that the three-judge court erred in finding §§
245.10(1), (4), (5) invalid under the Equal Protection Clause.
Appellee defends the lower court's equal protection holding and, in
the alternative, urges affirmance of the District Court's judgment
on the ground that the statute does not satisfy the requirements of
substantive due process. We agree with the District Court that the
statute violates the Equal Protection Clause. [
Footnote 9]
Page 434 U. S. 383
II
In evaluating §§ 245.10(1), (4), (5) under the Equal Protection
Clause,
"we must first determine what burden of justification the
classification created thereby must meet, by looking to the nature
of the classification and the individual interests affected."
Memorial Hospital v. Maricopa County, 415 U.
S. 250,
415 U. S. 253
(1974). Since our past decisions make clear that the right to marry
is of fundamental importance, and since the classification at issue
here significantly interferes with the exercise of that right, we
believe that "critical examination" of the state interests advanced
in support of the classification is required.
Massachusetts
Board of Retirement v. Murgia, 427 U.
S. 307,
427 U. S. 312,
314 (1976);
see, e.g., San Antonio Independent School Dist. v.
Rodriguez, 411 U. S. 1,
411 U. S. 17
(1973).
The leading decision of this Court on the right to marry is
Loving v. Virginia, 388 U. S. 1 (1967).
In that case, an interracial couple who had been convicted of
violating Virginia's miscegenation laws challenged the statutory
scheme on both equal protection and due process grounds. The
Court's opinion could have rested solely on the ground that the
statutes discriminated on the basis of race in violation of the
Equal Protection Clause;
id. at
388 U. S. 11-12.
But the Court went on to hold that the laws arbitrarily deprived
the couple of a fundamental liberty protected by the Due Process
Clause, the freedom to marry. The Court's language on the latter
point bears repeating:
"The freedom to marry has long been recognized as one of the
vital personal rights essential to the orderly pursuit of happiness
by free men."
"Marriage is one of the 'basic civil rights of man,' fundamental
to our very existence and survival."
Id. at
388 U. S. 12,
quoting
Skinner v. Oklahoma ex rel. Williamson,
316 U. S. 535,
316 U. S. 541
(1942).
Page 434 U. S. 384
Although
Loving arose in the context of racial
discrimination, prior and subsequent decisions of this Court
confirm that the right to marry is of fundamental importance for
all individuals. Long ago, in
Maynard v. Hill,
125 U. S. 190
(1888), the Court characterized marriage as "the most important
relation in life,"
id. at
125 U. S. 205,
and as "the foundation of the family and of society, without which
there would be neither civilization nor progress,"
id. at
125 U. S. 211.
In
Meyer v. Nebraska, 262 U. S. 390
(1923), the Court recognized that the right "to marry, establish a
home and bring up children" is a central part of the liberty
protected by the Due Process Clause,
id. at
262 U. S. 399,
and in
Skinner v. Oklahoma ex rel. Williamson, supra,
marriage was described as "fundamental to the very existence and
survival of the race," 316 U.S. at
316 U. S.
541.
More recent decisions have established that the right to marry
is part of the fundamental "right of privacy" implicit in the
Fourteenth Amendment's Due Process Clause. In
Griswold v.
Connecticut, 381 U. S. 479
(1965), the Court observed:
"We deal with a right of privacy older than the Bill of Rights
-- older than our political parties, older than our school system.
Marriage is a coming together for better or for worse, hopefully
enduring, and intimate to the degree of being sacred. It is an
association that promotes a way of life, not causes; a harmony in
living, not political faiths; a bilateral loyalty, not commercial
or social projects. Yet it is an association for as noble a purpose
as any involved in our prior decisions."
Id. at
381 U. S. 486.
See also id. at
381 U. S. 495
(Goldberg, J., concurring);
id. at
381 U. S.
502-503 (WHITE, J., concurring in judgment).
Cases subsequent to
Griswold and
Loving have
routinely categorized the decision to marry as among the personal
decisions protected by the right of privacy.
See generally
Whalen v. Roe, 429 U. S. 589,
429 U. S.
598-600, and nn. 23-26 (1977). For
Page 434 U. S. 385
example, last Term, in
Carey v. Population Services
International, 431 U. S. 678
(1977), we declared:
"While the outer limits of [the right of personal privacy] have
not been marked by the Court, it is clear that among the decisions
that an individual may make without unjustified government
interference are personal decisions 'relating to marriage,
Loving v. Virginia, 388 U. S. 1,
388 U. S.
12 (1967); procreation,
Skinner v. Oklahoma ex rel.
Williamson, 316 U. S. 535,
316 U. S.
541-542 (1942); contraception,
Eisenstadt v.
Baird, 405 U.S. at
405 U. S. 453-454;
id. at
405 U. S. 460,
405 U. S.
463-465 (WHITE, J., concurring in result); family
relationships,
Prince v. Massachusetts, 321 U. S.
158,
321 U. S. 166 (1944); and
child rearing and education,
Pierce v. Society of Sisters,
268 U. S.
510,
268 U. S. 535 (1925);
Meyer
v. Nebraska, [
262 U.S.
390,
262 U. S. 399 (1923)]."
Id. at
431 U. S.
684-685, quoting
Roe v. Wade, 410 U.
S. 113,
410 U. S.
152-153 (1973).
See also Cleveland Board of
Education v. LaFleur, 414 U. S. 632,
414 U. S.
639-640 (1974) ("This Court has long recognized that
freedom of personal choice in matters of marriage and family life
is one of the liberties protected by the Due Process Clause of the
Fourteenth Amendment");
Smith v. Organization of Foster
Families, 431 U. S. 816,
431 U. S.
842-844 (1977);
Moore v. East Cleveland,
431 U. S. 494,
431 U. S. 499
(1977);
Paul v. Davis, 424 U. S. 693,
424 U. S. 713
(1976). [
Footnote 10]
Page 434 U. S. 386
It is not surprising that the decision to marry has been placed
on the same level of importance as decisions relating to
procreation, childbirth, childrearing, and family relationships. As
the facts of this case illustrate, it would make little sense to
recognize a right of privacy with respect to other matters of
family life and not with respect to the decision to enter the
relationship that is the foundation of the family in our society.
The woman whom appellee desired to marry had a fundamental right to
seek an abortion of their expected child,
see Roe v. Wade,
supra, or to bring the child into life to suffer the myriad
social, if not economic, disabilities that the status of
illegitimacy brings,
see Trimble v. Gordon, 430 U.
S. 762,
430 U. S.
768-770, and n. 13 (1977);
Weber v. Aetna Casualty
& Surety Co., 406 U. S. 164,
406 U. S.
175-176 (1972). Surely, a decision to marry and raise
the child in a traditional family setting must receive equivalent
protection. And, if appellee's right to procreate means anything at
all, it must imply some right to enter the only relationship in
which the State of Wisconsin allows sexual relations legally to
take place. [
Footnote
11]
By reaffirming the fundamental character of the right to marry,
we do not mean to suggest that every state regulation which relates
in any way to the incidents of or prerequisites for marriage must
be subjected to rigorous scrutiny. To the contrary, reasonable
regulations that do not significantly interfere with decisions to
enter into the marital relationship may legitimately be imposed.
See Califano v. Jobst, ante p.
434 U. S. 47;
Page 434 U. S. 387
n 12,
infra. The
statutory classification at issue here, however, clearly does
interfere directly and substantially with the right to marry.
Under the challenged statute, no Wisconsin resident in the
affected class may marry in Wisconsin or elsewhere without a court
order, and marriages contracted in violation of the statute are
both void and punishable as criminal offenses. Some of those in the
affected class, like appellee, will never be able to obtain the
necessary court order, because they either lack the financial means
to meet their support obligations or cannot prove that their
children will not become public charges. These persons are
absolutely prevented from getting married. Many others, able in
theory to satisfy the statute's requirements, will be sufficiently
burdened by having to do so that they will, in effect be coerced
into forgoing their right to marry. And even those who can be
persuaded to meet the statute's requirements suffer a serious
intrusion into their freedom of choice in an area in which we have
held such freedom to be fundamental. [
Footnote 12]
Page 434 U. S. 388
III
When a statutory classification significantly interferes with
the exercise of a fundamental right, it cannot be upheld unless it
is supported by sufficiently important state interests and is
closely tailored to effectuate only those interests.
See, e.g.,
Carey v. Population Services International, 431 U.S. at
431 U. S. 686;
Memorial Hospital v. Maricopa County, 415 U.S. at
415 U. S.
262-263;
San Antonio Independent School Dist. v.
Rodriguez, 411 U.S. at
411 U. S. 117;
Bullock v. Carter, 405 U. S. 134,
405 U. S. 144
(1972). Appellant asserts that two interests are served by the
challenged statute: the "permission to marry" proceeding furnishes
an opportunity to counsel the applicant as to the necessity of
fulfilling his prior support obligations; and the welfare of the
"out of custody" children is protected. We may accept for present
purposes that these are legitimate and substantial interests, but,
since the means selected by the State for achieving these interests
unnecessarily impinge on the right to marry, the statute cannot be
sustained.
There is evidence that the challenged statute, as originally
introduced in the Wisconsin Legislature, was intended merely to
establish a mechanism whereby persons with support obligations to
children from prior marriages could be counseled before they
entered into new marital relationships and incurred further support
obligations. [
Footnote 13]
Court permission to marry was to be required, but apparently
permission was automatically to be granted after counseling was
completed. [
Footnote 14] The
statute actually enacted, however, does not expressly require or
provide for any counseling whatsoever, nor for any automatic
granting of permission to marry by the court, [
Footnote 15] and thus it can
Page 434 U. S. 389
hardly be justified as a means for ensuring counseling of the
persons within its coverage. Even assuming that counseling does
take place -- a fact as to which there is no evidence in the record
-- this interest obviously cannot support the withholding of court
permission to marry once counseling is completed.
With regard to safeguarding the welfare of the "out of custody"
children, appellant's brief does not make clear the connection
between the State's interest and the statute's requirements. At
argument, appellant's counsel suggested that, since permission to
marry cannot be granted unless the applicant shows that he has
satisfied his court-determined support obligations to the prior
children and that those children will not become public charges,
the statute provides incentive for the applicant to make support
payments to his children. Tr. of Oral Arg. 17-20. This "collection
device" rationale cannot justify the statute's broad infringement
on the right to marry.
First, with respect to individuals who are unable to meet the
statutory requirements, the statute merely prevents the applicant
from getting married, without delivering any money at all into the
hands of the applicant's prior children. More importantly,
regardless of the applicant's ability or willingness to meet the
statutory requirements, the State already has numerous other means
for exacting compliance with support obligations, means that are at
least as effective as the instant statute's, and yet do not impinge
upon the right to marry. Under Wisconsin law, whether the children
are from a prior marriage or were born out of wedlock,
court-determined support obligations may be enforced directly
via
Page 434 U. S. 390
wage assignments, civil contempt proceedings, and criminal
penalties. [
Footnote 16]
And, if the State believes that parents of children out of their
custody should be responsible for ensuring that those children do
not become public charges, this interest can be achieved by
adjusting the criteria used for determining the amounts to be paid
under their support orders.
There is also some suggestion that § 245.10 protects the ability
of marriage applicants to meet support obligations to prior
children by preventing the applicants from incurring new support
obligations. But the challenged provisions of § 245.10 are grossly
underinclusive with respect to this purpose, since they do not
limit in any way new financial commitments by the applicant other
than those arising out of the contemplated marriage. The statutory
classification is substantially overinclusive as well: given the
possibility that the new spouse will actually better the
applicant's financial situation, by contributing income from a job
or otherwise, the statute in many cases may prevent affected
individuals from improving their ability to satisfy their prior
support obligations. And, although it is true that the applicant
will incur support obligations to any children born during the
contemplated marriage, preventing the marriage may only result in
the children's being born out of wedlock, as in fact occurred in
appellee's case. Since the support obligation is the same whether
the child is born in or out of wedlock, the net result of
preventing the marriage is simply more illegitimate children.
The statutory classification created by §§ 245.10(1), (4),
Page 434 U. S. 391
(5) thus cannot be justified by the interests advanced in
support of it. The judgment of the District Court is,
accordingly,
Affirmed.
[
Footnote 1]
Wisconsin Stat. § 245.10 provides in pertinent part:
"(1) No Wisconsin resident having minor issue not in his custody
and which he is under obligation to support by any court order or
judgment, may marry in this state or elsewhere, without the order
of either the court of this state which granted such judgment or
support order, or the court having divorce jurisdiction in the
county of this state where such minor issue resides or where the
marriage license application is made. No marriage license shall be
issued to any such person except upon court order. The court,
within 5 days after such permission is sought by verified petition
in a special proceeding, shall direct a court hearing to be held in
the matter to allow said person to submit proof of his compliance
with such prior court obligation. No such order shall be granted,
or hearing held, unless both parties to the intended marriage
appear, and unless the person, agency, institution, welfare
department or other entity having the legal or actual custody of
such minor issue is given notice of such proceeding by personal
service of a copy of the petition at least 5 days prior to the
hearing, except that such appearance or notice may be waived by the
court upon good cause shown, and, if the minor issue were of a
prior marriage, unless a 5-day notice thereof is given to the
family court commissioner of the county where such permission is
sought, who shall attend such hearing, and to the family court
commissioner of the court which granted such divorce judgment. If
the divorce judgment was granted in a foreign court, service shall
be made on the clerk of that court. Upon the hearing, if said
person submits such proof and makes a showing that such children
are not then and are not likely thereafter to become public
charges, the court shall grant such order, a copy of which shall be
filed in any prior proceeding . . . or divorce action of such
person in this state affected thereby; otherwise permission for a
license shall be withheld until such proof is submitted and such
showing is made, but any court order withholding such permission is
an appealable order. Any hearing under this section may be waived
by the court if the court is satisfied from an examination of the
court records in the case and the family support records in the
office of the clerk of court as well as from disclosure by said
person of his financial resources that the latter has complied with
prior court orders or judgments affecting his minor children, and
also has shown that such children are not then and are not likely
thereafter to become public charges. No county clerk in this state
shall issue such license to any person required to comply with this
section unless a certified copy of a court order permitting such
marriage is filed with said county clerk."
"
* * * *"
"(4) If a Wisconsin resident having such support obligations of
a minor, as stated in sub. (1), wishes to marry in another state,
he must, prior to such marriage, obtain permission of the court
under sub. (1), except that in a hearing ordered or held by the
court, the other party to the proposed marriage, if domiciled in
another state, need not be present at the hearing. If such other
party is not present at the hearing, the judge shall within 5 days
send a copy of the order of permission to marry, stating the
obligations of support, to such party not present."
"(5) This section shall have extraterritorial effect outside the
state; and s. 245.04(1) and (2) [providing that out-of-state
marriages to circumvent Wisconsin law are void] are applicable
hereto. Any marriage contracted without compliance with this
section, where such compliance is required, shall be void, whether
entered into in this state or elsewhere."
The criminal penalties for violation of § 245.10 are set forth
in Wis.Stat. § 245.30(1)(f) (1973).
See State v. Mueller,
44 Wis.2d 387,
171 N.W.2d
414 (1969) (upholding criminal prosecution for failure to
comply with § 245.10).
[
Footnote 2]
The record does not indicate whether appellee obtained
employment subsequent to August, 1974.
[
Footnote 3]
Under Wisconsin law, "[m]arriage may be validly solemnized and
contracted [within the] state only after a license has been issued
therefor," Wis.Stat. § 245.16 (1973), and (with an exception not
relevant here) the license must be obtained from "the county clerk
of the county in which one of the parties has resided for at least
30 days immediately prior to making application therefor," §
245.05.
[
Footnote 4]
The order defined the plaintiff class as follows:
"All Wisconsin residents who have minor issue not in their
custody and who are under an obligation to support such minor issue
by any court order or judgment and to whom the county clerk has
refused to issue a marriage license without a court order, pursuant
to § 245.10(1), Wis.Stats. (1971)."
The order also established a briefing schedule on appellee's
motion for certification of a defendant class. Although appellee
thereafter filed a brief in support of the motion, appellant never
submitted a brief in opposition.
[
Footnote 5]
418
F. Supp. 1061, 1064-1065. The possibility that abstention might
be required under our decision in
Huffman v. Pursue, Ltd.,
was raised by the District Court,
sua sponte, at argument
before that court. Appellee subsequently filed a memorandum
contending that abstention was not required; appellant did not
submit a response. Appellant now argues on this appeal that the
District Court failed to consider the "doctrine of federalism" set
forth in
Younger and
Huffman. According to
appellant, proper consideration of this doctrine would have led the
District Court to require appellee to bring suit first in the state
courts, in order to give those courts the initial opportunity to
pass on his constitutional attack against § 245.10. We cannot
agree.
First, the District Court was correct in finding
Huffman and
Younger inapplicable, since there was
no pending state court proceeding in which appellee could have
challenged the statute.
See Wooley v. Maynard,
430 U. S. 705,
430 U. S.
710-711 (1977). Second, there are no ambiguities in the
statute for the state courts to resolve, and -- absent issues of
state law that might affect the posture of the federal
constitutional claims -- this Court has uniformly held that
individuals seeking relief under 42 U.S.C. § 1983 need not present
their federal constitutional claims in state court before coming to
a federal forum.
See, e.g., Wisconsin v. Constantineau,
400 U. S. 433,
400 U. S.
437-439 (1971);
Zwickler v. Koota, 389 U.
S. 241,
389 U. S.
245-252 (1967).
See also Huffman v. Pursue,
Ltd., 420 U.S. at
420 U. S.
609-610, n. 21.
Appellant also contends on this appeal, for the first time, that
the District Court should have abstained out of "regard for the
independence of state governments in carrying out their domestic
policy." Brief for Appellant 16, citing
Burford v. Sun Oil
Co., 319 U. S. 315,
319 U. S.
317-318 (1943). Unlike
Burford, however, this
case does not involve complex issues of state law, resolution of
which would be "disruptive of state efforts to establish a coherent
policy with respect to a matter of substantial public concern."
Colorado River Water Conservation Dist. v. United States,
424 U. S. 800,
424 U. S.
814-815 (1976). And there is, of course, no doctrine
requiring abstention merely because resolution of a federal
question may result in the overturning of a state policy.
[
Footnote 6]
418 F. Supp. at 1065-1068. Appellant has not appealed the
District Court's finding that the defendant class satisfied the
requirements of Rules 23(a) and (b)(2), the court's definition of
the class to include all county clerks in Wisconsin, or the
requirement that appellant send a copy of the judgment to each of
the county clerks, and those issues are therefore not before us.
Appellant does claim on this appeal that due process required
prejudgment notice to the members of the defendant class if the
judgment was to be binding on them. As this issue has been framed,
however, we cannot perceive appellant's "personal stake in the
outcome,"
Baker v. Carr, 369 U. S. 186,
369 U. S. 204
(1962), and we therefore hold that appellant lacks standing to
raise the claim. Appellant would be bound, regardless of what we
concluded as to the judgment's binding effect on absent members of
the defendant class, and appellant has not asserted that he was
injured in any way by the maintenance of this suit as a defendant
class action. Indeed, appellant never filed a brief in the District
Court in opposition to the defendant class, despite being invited
to do so,
see n 4,
supra, and the notice issue was briefed for the first time
on this appeal, after the Wisconsin Attorney General took over as
lead counsel for appellant. In these circumstances, the absent
class members must be content to assert their due process rights
for themselves, through collateral attack or otherwise.
See
Hansberry v. Lee, 311 U. S. 32
(1940); Advisory Committee Notes on 1966 Amendment to Rule 23, 28
U.S.C.App. p. 7768, citing Restatement of Judgments § 86, Comment
(h), § 116 (1942). We note, in any event, that, in light of our
disposition of this case and the recent revision of Wisconsin's
Family Code,
see n 9,
infra, the question of binding effect on the absent
members may be wholly academic.
[
Footnote 7]
418 F. Supp. at 1068-1071. The court found an additional
justification for applying strict scrutiny in the fact that the
statute discriminates on the basis of wealth, absolutely denying
individuals the opportunity to marry if they lack sufficient
financial resources to make the showing required by the statute.
Id. at 1070, citing
San Antonio Independent School
Dist. v. Rodriguez, 411 U. S. 1,
411 U. S. 20
(1973).
[
Footnote 8]
418 F. Supp. at 1071-1073.
[
Footnote 9]
Counsel for appellee informed us at oral argument that appellee
was married in Illinois some time after argument on the merits in
the District Court, but prior to judgment. Tr. of Oral Arg. 23,
30-31. This development in no way moots the issues before us.
First, appellee's individual claim is unaffected, since he is still
a Wisconsin resident and the Illinois marriage is consequently void
under the provisions of §§ 245.10(1), (4), (5).
See State v.
Mueller, 44 Wis.2d 387,
171 N.W.2d
414 (1969) (§ 245.10 has extraterritorial effect with respect
to Wisconsin residents). Second, regardless of the current status
of appellee's individual claim, the dispute over the statute's
constitutionality remains live with respect to members of the class
appellee represents, and the Illinois marriage took place well
after the class was certified.
See Franks v. Bowman Transp.
Co., 424 U. S. 747,
424 U. S.
752-757 (1976);
Sosna v. Iowa, 419 U.
S. 393,
419 U. S.
397-403 (1975).
After argument in this Court, the Acting Governor of Wisconsin
signed into law a comprehensive revision of the State's marriage
laws, effective February 1, 1978. 1977 Wis. Laws, ch. 105,
Wis.Legis.Serv. (West 1977). The revision added a new section (§
245.105) which appears to be a somewhat narrower version of §
245.10. Enactment of this new provision also does not moot our
inquiry into the constitutionality of § 245.10. By its terms, the
new section "shall be enforced only when the provisions of § 245.10
and utilization of the procedures thereunder are stayed or enjoined
by the order of any court." § 245.105(8). As we read this somewhat
unusual proviso, and as it was explained to us at argument by the
representative of the Wisconsin Attorney General, Tr. of Oral Arg.
4-10, the new section is meant only to serve as a stopgap during
such time as enforcement of § 245.10 is barred by court order. Were
we to vacate the District Court's injunction on this appeal, §
245.10 would go back into full force and effect; accordingly, the
dispute over its validity is quite live. We express no judgment on
the constitutionality of the new section.
[
Footnote 10]
Further support for the fundamental importance of marriage is
found in our decisions dealing with rights of access to courts in
civil cases. In
Boddie v Connecticut, 401 U.
S. 371 (1971), we wrote that "marriage involves
interests of basic importance in our society,"
id. at
401 U. S. 376,
and held that filing fees for divorce actions violated the due
process rights of indigents unable to pay the fees. Two years
later, in
United States v. Kras, 409 U.
S. 434 (1973), the Court concluded that filing fees in
bankruptcy actions did not deprive indigents of due process or
equal protection.
Boddie was distinguished on several
grounds, including the following:
"The denial of access to the judicial forum in
Boddie
touched directly . . . on the marital relationship and on the
associational interests that surround the establishment and
dissolution of that relationship. On many occasions we have
recognized the fundamental importance of these interests under our
Constitution.
See, for example, Loving v. Virginia. . .
."
409 U.S. at
409 U. S. 444.
See also id. at
409 U. S. 446
("Bankruptcy is hardly akin to free speech or marriage . . . [,]
rights . . . that the Court has come to regard as
fundamental").
[
Footnote 11]
Wisconsin punishes fornication as a criminal offense:
"Whoever has sexual intercourse with a person not his spouse may
be fined not more than $200 or imprisoned not more than 6 months or
both."
Wis.Stat. § 944.15 (1973).
[
Footnote 12]
The directness and substantiality of the interference with the
freedom to marry distinguish the instant case from
Califano v.
Jobst, ante p.
434 U. S. 47. In
Jobst, we upheld sections of the Social Security Act
providing,
inter alia, for termination of a dependent
child's benefits upon marriage to an individual not entitled to
benefits under the Act. As the opinion for the Court expressly
noted, the rule terminating benefits upon marriage was not "an
attempt to interfere with the individual's freedom to make a
decision as important as marriage."
Ante at
434 U. S. 54.
The Social Security provisions placed no direct legal obstacle in
the path of persons desiring to get married, and -- notwithstanding
our Brother REHNQUIST's imaginative recasting of the case,
see dissenting opinion,
post at
434 U. S. 408
-- there was no evidence that the laws significantly discouraged,
let alone made "practically impossible," any marriages. Indeed, the
provisions had not deterred the individual who challenged the
statute from getting married, even though he and his wife were both
disabled.
See Califano v. Jobst, ante at
434 U. S. 48.
See also ante at
434 U. S. 57 n.
17 (because of availability of other federal benefits, total
payments to the Jobsts after marriage were only $20 per month less
than they would have been had Mr. Jobst's child benefits not been
terminated).
[
Footnote 13]
See Wisconsin Legislative Council Notes, 1959,
reprinted following Wis.Stat.Ann. § 245.10 (Supp. 1977-1978); 5
Wisconsin Legislative Council, General Report 68 (1959).
[
Footnote 14]
See ibid.
[
Footnote 15]
Although the statute as originally enacted in 1959 did not
provide for automatic granting of permission, it did allow the
court to grant permission if it found "good cause" for doing so,
even in the absence of a showing that support obligations were
being met. 1959 Wis.Laws, ch. 595, § 17. In 1961, the good cause
provision was deleted, and the requirement of a showing that the
"out of custody" children are not and will not become public
charges was added. 1961 Wis.Laws, ch. 505, § 11.
[
Footnote 16]
Wisconsin statutory provisions for civil enforcement of support
obligations to children from a prior marriage include §§ 247.232
(wage assignment), 247.265 (same), and 295.03 (civil contempt).
Support obligations arising out of paternity actions may be civilly
enforced under §§ 52.21(2) (wage assignment) and 52.40 (civil
contempt).
See also § 52.39. In addition, failure to meet
support obligations may result in conviction of the felony offense
of abandonment of a minor child, § 52.05, or the misdemeanor of
failure to support a minor child, § 52.055.
MR. CHIEF JUSTICE BURGER, concurring.
I join MR. JUSTICE MARSHALL's opinion for the Court. With all
deference, MR. JUSTICE STEVENS' opinion does not persuade me that
the analysis in the Court's opinion is in any significant way
inconsistent with the Court's unanimous holding in
Califano v.
Jobst, ante p.
434 U. S. 47.
Unlike the intentional and substantial interference with the right
to marry effected by the Wisconsin statute at issue here, the
Social Security Act provisions challenged in
Jobst did not
constitute an "attempt to interfere with the individual's.freedom
to make a decision as important as marriage,"
Califano v.
Jobst, ante at
434 U. S. 54,
and, at most, had an indirect impact on that decision. It is with
this understanding that I join the Court's opinion today.
MR. JUSTICE STEWART, concurring in the judgment.
I cannot join the opinion of the Court. To hold, as the Court
does, that the Wisconsin statute violates the Equal Protection
Clause seems to me to misconceive the meaning of that
constitutional guarantee. The Equal Protection Clause deals not
with substantive rights or freedoms, but with invidiously
discriminatory classifications.
San Antonio Independent School
Dist. v. Rodriguez, 411 U. S. 1,
411 U. S. 59
(concurring opinion). The paradigm of its violation is, of course,
classification by race.
McLaughlin v. Florida,
379 U. S. 184;
Loving v. Virginia, 388 U. S. 1,
388 U. S. 13
(concurring opinion).
Like almost any law, the Wisconsin statute now before us affects
some people and does not affect others. But to say that it thereby
creates "classifications" in the equal protection sense strikes me
as little short of fantasy. The problem in this case is not one of
discriminatory classifications, but of unwarranted encroachment
upon a constitutionally protected
Page 434 U. S. 392
freedom. I think that the Wisconsin statute is unconstitutional
because it exceeds the bounds of permissible state regulation of
marriage, and invades the sphere of liberty protected by the Due
Process Clause of the Fourteenth Amendment.
I
I do not agree with the Court that there is a "right to marry"
in the constitutional sense. That right, or, more accurately, that
privilege, [
Footnote 2/1] is, under
our federal system, peculiarly one to be defined and limited by
state law.
Sosna v. Iowa, 419 U.
S. 393,
419 U. S. 404.
A State may not only "significantly interfere with decisions to
enter into the marital relationship," [
Footnote 2/2] but may, in many circumstances, absolutely
prohibit it. Surely, for example, a State may legitimately say that
no one can marry his or her sibling, that no one can marry who is
not at least 14 years old, that no one can marry without first
passing an examination for venereal disease, or that no one can
marry who has a living husband or wife. But, just as surely, in
regulating the intimate human relationship of marriage, there is a
limit beyond which a State may not constitutionally go.
The Constitution does not specifically mention freedom to marry,
but it is settled that the "liberty" protected by the Due Process
Clause of the Fourteenth Amendment embraces more than those
freedoms expressly enumerated in the Bill of Rights.
See
Schware v. Board of Bar Examiners, 353 U.
S. 232,
353 U. S.
238-239;
Pierce v. Society of Sisters,
268 U. S. 510,
268 U. S.
534-535;
Meyer v. Nebraska, 262 U.
S. 390,
262 U. S.
399-400.
Cf. Shapiro v. Thompson, 394 U.
S. 618,
394 U. S.
629-630;
United States v. Guest, 383 U.
S. 745,
383 U. S.
757-758;
Aptheker v. Secretary of State,
378 U. S. 500,
378 U. S. 505;
Kent v. Dulles, 357 U. S. 116,
357 U. S. 127;
Truax v. Raich, 239 U. S. 33,
239 U. S. 41.
And the decisions of this Court
Page 434 U. S. 393
have made clear that freedom of personal choice in matters of
marriage and family life is one of the liberties so protected.
Cleveland Board of Education v. LaFleur, 414 U.
S. 632,
414 U. S. 639;
Roe v. Wade, 410 U. S. 113,
410 U. S.
152-153;
Loving v. Virginia, supra at
388 U. S. 12;
Griswold v. Connecticut, 381 U. S. 479,
381 U. S.
485-486;
Pierce v. Society of Sisters, supra; Meyer
v. Nebraska, supra. See also Prince v. Massachusetts,
321 U. S. 158;
Skinner v. Oklahoma ex rel. Williamson, 316 U.
S. 535,
316 U. S.
541.
It is evident that the Wisconsin law now before us directly
abridges that freedom. The question is whether the state interests
that support the abridgment can overcome the substantive
protections of the Constitution.
The Wisconsin law makes permission to marry turn on the payment
of money in support of one's children by a previous marriage or
liaison. Those who cannot show both that they have kept up with
their support obligations and that their children are not and will
not become wards of the State are altogether prohibited from
marrying.
If Wisconsin had said that no one could marry who had not paid
all of the fines assessed against him for traffic violations, I
suppose the constitutional invalidity of the law would be apparent.
For while the state interest would certainly be legitimate, that
interest would be both disproportionate and unrelated to the
restriction of liberty imposed by the State. But the invalidity of
the law before us is hardly as clear, because its restriction of
liberty seems largely to be imposed only on those who have abused
the same liberty in the past.
Looked at in one way, the law may be seen as simply a collection
device additional to those used by Wisconsin and other States for
enforcing parental support obligations. But since it operates by
denying permission to marry, it also clearly reflects a legislative
judgment that a person should not be permitted to incur new family
financial obligations until he has fulfilled those he already has.
Insofar as this judgment is paternalistic, rather than punitive, it
manifests a concern
Page 434 U. S. 394
for the economic wellbeing of a prospective marital household.
These interests are legitimate concerns of the State. But it does
not follow that they justify the absolute deprivation of the
benefits of a legal marriage.
On several occasions, this Court has held that a person's
inability to pay money demanded by the State does not justify the
total deprivation of a constitutionally protected liberty. In
Boddie v. Connecticut, 401 U. S. 371, the
Court held that the State's legitimate purposes in collecting
filing fees for divorce actions were insufficient under the Due
Process Clause to deprive the indigent of access to the courts
where that access was necessary to dissolve the marital
relationship. In
Tate v. Short, 401 U.
S. 395, and
Williams v. Illinois, 399 U.
S. 235, the Court held that an indigent offender could
not have his term of imprisonment increased, and his liberty
curtailed, simply by reason of his inability to pay a fine.
The principle of those cases applies here, as well. The
Wisconsin law makes no allowance for the truly indigent. The State
flatly denies a marriage license to anyone who cannot afford to
fulfill his support obligations and keep his children from becoming
wards of the State. We may assume that the State has legitimate
interests in collecting delinquent support payments and in reducing
its welfare load. We may also assume that, as applied to those who
can afford to meet the statute's financial requirements but choose
not to do so, the law advances the State's objectives in ways
superior to other means available to the State. The fact remains
that some people simply cannot afford to meet the statute's
financial requirements. To deny these people permission to marry
penalizes them for failing to do that which they cannot do. Insofar
as it applies to indigents, the state law is an irrational means of
achieving these objectives of the State.
As directed against either the indigent or the delinquent
parent, the law is substantially more rational if viewed as a means
of assuring the financial viability of future marriages.
Page 434 U. S. 395
In this context, it reflects a plausible judgment that those who
have not fulfilled their financial obligations and have not kept
their children off the welfare rolls in the past are likely to
encounter similar difficulties in the future. But the State's
legitimate concern with the financial soundness of prospective
marriages must stop short of telling people they may not marry
because they are too poor or because they might persist in their
financial irresponsibility. The invasion of constitutionally
protected liberty and the chance of erroneous prediction are simply
too great. A legislative judgment so alien to our traditions and so
offensive to our shared notions of fairness offends the Due Process
Clause of the Fourteenth Amendment.
II
In an opinion of the Court half a century ago, Mr. Justice
Holmes described an equal protection claim as "the usual last
resort of constitutional arguments."
Buck v. Bell,
274 U. S. 200,
274 U. S. 208.
Today, equal protection doctrine has become the Court's chief
instrument for invalidating state laws. Yet, in a case like this
one, the doctrine is no more than substantive due process by
another name.
Although the Court purports to examine the bases for legislative
classifications and to compare the treatment of legislatively
defined groups, it actually erects substantive limitations on what
States may do. Thus, the effect of the Court's decision in this
case is not to require Wisconsin to draw its legislative
classifications with greater precision or to afford similar
treatment to similarly situated persons. Rather, the message of the
Court's opinion is that Wisconsin may not use its control over
marriage to achieve the objectives of the state statute. Such
restrictions on basic governmental power are at the heart of
substantive due process.
The Court is understandably reluctant to rely on substantive due
process.
See Roe v. Wade, 410 U.S. at
410 U. S.
167-168 (concurring opinion). But to embrace the essence
of that doctrine under the guise of equal protection serves no
purpose
Page 434 U. S. 396
but obfuscation. "[C]ouched in slogans and ringing phrases," the
Court's equal protection doctrine shifts the focus of the judicial
inquiry away from its proper concerns, which include
"the nature of the individual interest affected, the extent to
which it is affected, the rationality of the connection between
legislative means and purpose, the existence of alternative means
for effectuating the purpose, and the degree of confidence we may
have that the statute reflects the legislative concern for the
purpose that would legitimately support the means chosen."
Williams v. Illinois, supra at
399 U. S. 260
(Harlan, J., concurring in result).
To conceal this appropriate inquiry invites mechanical or
thoughtless application of misfocused doctrine. To bring it into
the open forces a healthy and responsible recognition of the nature
and purpose of the extreme power we wield when, in invalidating a
state law in the name of the Constitution, we invalidate
pro
tanto the process of representative democracy in one of the
sovereign States of the Union.
[
Footnote 2/1]
See Hohfeld, Some Fundamental Legal Conceptions as
Applied in Judicial Reasoning, 23 Yale L.J. 16 (1913).
[
Footnote 2/2]
See ante at
434 U. S.
386.
MR JUSTICE POWELL, concurring in the judgment.
I concur in the judgment of the Court that Wisconsin's
restrictions on the exclusive means of creating the marital bond,
erected by Wis.Stat. §§ 245.10(1), (4), and (5) (1973), cannot meet
applicable constitutional standards. I write separately because the
majority's rationale sweeps too broadly in an area which
traditionally has been subject to pervasive state regulation. The
Court apparently would subject all state regulation which "directly
and substantially" interferes with the decision to marry in a
traditional family setting to "critical examination" or "compelling
state interest" analysis. Presumably, "reasonable regulations that
do not significantly interfere with decisions to enter into the
marital relationship may legitimately be imposed."
Ante at
434 U. S. 386.
The Court does not present, however, any principled means for
distinguishing between the two types of regulations. Since state
regulation in
Page 434 U. S. 397
this area typically takes the form of a prerequisite or barrier
to marriage or divorce, the degree of "direct" interference with
the decision to marry or to divorce is unlikely to provide either
guidance for state legislatures or a basis for judicial
oversight.
I
On several occasions, the Court has acknowledged the importance
of the marriage relationship to the maintenance of values essential
to organized society.
"This Court has long recognized that freedom of personal choice
in matters of marriage and family life is one of the liberties
protected by the Due Process Clause of the Fourteenth
Amendment."
Cleveland Board of Education v. LaFleur, 414 U.
S. 632,
414 U. S.
639-640 (1974). Our decisions indicate that the
guarantee of personal privacy or autonomy secured against
unjustifiable governmental interference by the Due Process Clause
"has some extension to activities relating to marriage,
Loving
v. Virginia, 388 U. S. 1,
388 U. S. 12
(1967). . . ."
Roe v. Wade, 410 U.
S. 113,
410 U. S. 152
(1973).
"While the outer limits of this aspect of privacy have not been
marked by the Court, it is clear that among the decisions that an
individual may make without unjustified government interference are
personal decisions 'relating to marriage. . . .'"
Carey v. Population Services International,
431 U. S. 678,
431 U. S.
684-685 (1977).
Thus, it is fair to say that there is a right of marital and
familial privacy which places some substantive limits on the
regulatory power of government. But the Court has yet to hold that
all regulation touching upon marriage implicates a "fundamental
right" triggering the most exacting judicial scrutiny. [
Footnote 3/1]
Page 434 U. S. 398
The principal authority cited by the majority is
Loving v.
Virginia, 388 U. S. 1 (1967).
Although
Loving speaks of the "freedom to marry" as "one
of the vital personal rights essential to the orderly pursuit of
happiness by free men," the Court focused on the miscegenation
statute before it. Mr. Chief Justice Warren stated:
"Marriage is one of the 'basic civil rights of man,' fundamental
to our very existence and survival.
Skinner v. Oklahoma,
316 U. S.
535,
316 U. S. 541 (1942).
See also Maynard v. Hill, 125 U. S.
190 (1888). To deny this fundamental freedom on so
unsupportable a basis as the racial classifications embodied in
these statutes, classifications so directly subversive of the
principle of equality at the heart of the Fourteenth Amendment, is
surely to deprive all the State's citizens of liberty without due
process of law. The Fourteenth Amendment requires that the freedom
of choice to marry not be restricted by invidious racial
discriminations. Under our Constitution, the freedom to marry, or
not marry, a person of another race resides with the individual and
cannot be infringed by the State."
Id. at
388 U. S. 12.
Thus,
Loving involved a denial of a "fundamental freedom"
on a wholly unsupportable basis -- the use of classifications
"directly subversive of the principle of equality at the heart of
the Fourteenth Amendment. . . ." It does not speak to the level of
judicial scrutiny of, or governmental justification for,
"supportable" restrictions on the "fundamental freedom" of
individuals to marry or divorce.
In my view, analysis must start from the recognition of domestic
relations as "an area that has long been regarded as a virtually
exclusive province of the States."
Sosna v. Iowa,
419 U. S. 393,
419 U. S. 404
(1975). The marriage relation traditionally has been subject to
regulation, initially by the ecclesiastical authorities, and later
by the secular state. As early as
Page 434 U. S. 399
Pennoyer v. Neff, 95 U. S. 714,
95 U. S.
734-735 (1878), this Court noted that a State
"has absolute right to prescribe the conditions upon which the
marriage relation between its own citizens shall be created, and
the causes for which it may be dissolved."
The State, representing the collective expression of moral
aspirations, has an undeniable interest in ensuring that its rules
of domestic relations reflect the widely held values of its
people.
"Marriage, as creating the most important relation in life, as
having more to do with the morals and civilization of a people than
any other institution, has always been subject to the control of
the legislature. That body prescribes the age at which parties may
contract to marry, the procedure or form essential to constitute
marriage, the duties and obligations it creates, its effects upon
the property rights of both, present and prospective, and the acts
which may constitute grounds for its dissolution."
Maynard v. Hill, 125 U. S. 190,
125 U. S. 205
(1888). State regulation has included bans on incest, bigamy, and
homosexuality, as well as various preconditions to marriage, such
as blood tests. Likewise, a showing of fault on the part of one of
the partners traditionally has been a prerequisite to the
dissolution of an unsuccessful union. A "compelling state purpose"
inquiry would cast doubt on the network of restrictions that the
States have fashioned to govern marriage and divorce.
II
State power over domestic relations is not without
constitutional limits. The Due Process Clause requires a showing of
justification "when the government intrudes on choices concerning
family living arrangements" in a manner which is contrary to deeply
rooted traditions.
Moore v. East Cleveland, 431 U.
S. 494,
431 U. S. 499,
431 U. S.
503-504 (1977) (plurality opinion).
Cf. Smith v.
Organization of Foster Families, 431 U.
S. 816,
Page 434 U. S. 400
431 U. S.
842-847 (1977). Due process constraints also limit the
extent to which the State may monopolize the process of ordering
certain human relationships while excluding the truly indigent from
that process.
Boddie v. Connecticut, 401 U.
S. 371 (1971). Furthermore, under the Equal Protection
Clause, the means chosen by the State in this case must bear "
a
fair and substantial relation'" to the object of the legislation.
Reed v. Reed, 404 U. S. 71,
404 U. S. 76
(1971), quoting Royster Guano Co. v. Virginia,
253 U. S. 412,
253 U. S. 415
(1920); Craig v. Boren, 429 U. S. 190,
429 U. S.
210-211 (1976) (POWELL, J., concurring).
The Wisconsin measure in this case does not pass muster under
either due process or equal protection standards. Appellant
identifies three objectives which are supposedly furthered by the
statute in question: (i) a counseling function; (ii) an incentive
to satisfy outstanding support obligations; and (iii) a deterrent
against incurring further obligations. The opinion of the Court
amply demonstrates that the asserted counseling objective bears no
relation to this statute.
Ante at
434 U. S.
388-389. No further discussion is required here.
The so-called "collection device" rationale presents a somewhat
more difficult question. I do not agree with the suggestion in the
Court's opinion that a State may never condition the right to marry
on satisfaction of existing support obligations simply because the
State has alternative methods of compelling such payments. To the
extent this restriction applies to persons who are able to make the
required support payments but simply wish to shirk their moral and
legal obligation, the Constitution interposes no bar to this
additional collection mechanism. The vice inheres not in the
collection concept, but in the failure to make provision for those
without the means to comply with child support obligations. I draw
support from Mr. Justice Harlan's opinion in
Boddie v.
Connecticut. In that case, the Court struck down filing fees
for divorce actions as applied to those wholly unable to pay,
holding
"that a State may not, consistent with the obligations
Page 434 U. S. 401
imposed on it by the Due Process Clause of the Fourteenth
Amendment, preempt the right to dissolve this legal relationship
without affording all citizens access to the means it has
prescribed for doing so."
401 U.S. at
401 U. S. 38.
The monopolization present in this case is total, for Wisconsin
will not recognize foreign marriages that fail to conform to the
requirements of § 245.10. [
Footnote
3/2]
The third justification, only obliquely advanced by appellant,
is that the statute preserves the ability of marriage
Page 434 U. S. 402
applicants to support their prior issue by preventing them from
incurring new obligations. The challenged provisions of § 245.10
are so grossly underinclusive with respect to this objective, given
the many ways that additional financial obligations may be incurred
by the applicant quite apart from a contemplated marriage, that the
classification "does not bear a fair and substantial relation to
the object of the legislation."
Craig v. Boren, supra at
429 U. S. 211
(POWELL, J., concurring).
See Eisenstadt v. Baird,
405 U. S. 438,
405 U. S.
447-450 (1972);
cf. Moore v. East Cleveland,
431 U.S. at
431 U. S.
499-500 (plurality opinion). The marriage applicant is
required by the Wisconsin statute not only to submit proof of
compliance with his support obligation, but also to demonstrate --
in some unspecified way -- that his children "are not then and are
not likely thereafter to become public charges." [
Footnote 3/3] This statute does more than simply
"fail to alleviate the consequences of differences in economic
circumstances that exist wholly apart from any state action."
Griffin v. Illinois, 351 U. S. 12,
351 U. S. 34
(1956) (Harlan, J., dissenting). It tells the truly indigent,
whether they have met their support obligations or not, that they
may not marry so long as their children are public charges or there
is a danger that their children might go on public assistance in
the future. [
Footnote 3/4]
Apparently, no other jurisdiction has embraced this approach as a
method of reducing the number of children on public assistance.
Because the State has not established a justification for
Page 434 U. S. 403
this unprecedented foreclosure of marriage to many of its
citizens solely because of their indigency, I concur in the
judgment of the Court.
[
Footnote 3/1]
Although the cases cited in the text indicate that there is a
sphere of privacy or autonomy surrounding an existing marital
relationship into which the State may not lightly intrude, they do
not necessarily suggest that the same barrier of justification
blocks regulation of the conditions of entry into or the
dissolution of the marital bond.
See generally Henkin,
Privacy and Autonomy, 74 Colum.L.Rev. 1410, 1429-1432 (1974) .
[
Footnote 3/2]
Boddie was an "as applied" challenge; it does not
require invalidation of § 245.10 as unconstitutional on its face.
In ordinary circumstances, the Court should merely require that
Wisconsin permit those members of the appellee class to marry if
they can demonstrate "the
bona fides of [their]
indigency," 401 U.S. at
401 U. S. 382.
The statute in question, however, does not contain a severability
clause, and the Wisconsin Legislature has made specific provision
for the contingency that "utilization of the procedures [under §
245.10 may be] stayed or enjoined by the order of any court." In
the event of such a stay or injunction after February 1, 1978, 1977
Wis.Laws, ch. 105, § 3 (Wis.Stat. § 245.105(3)), Wis.Legis.Serv.
(West 1977), provides that
"permission to remarry may likewise be granted to any petitioner
who submits clear and convincing proof to the court that for
reasonable cause he or she was not able to comply with a previous
court obligation for child support."
The dissenting opinion of MR. JUSTICE REHNQUIST suggests that
appellee may no longer be
"incapable of discharging the arrearage as required by the
support order and contributing sufficient funds in the future to
remove his child from the welfare rolls."
Post at
434 U. S. 410.
There is no basis in the record for such speculation. The parties
entered into a stipulation that, as of August, 1974, a month before
appellee was denied a marriage license, appellee "was unemployed
and indigent and unable to pay any sum for support of his issue."
App. 21. In its opinion dated August 31, 1976, the District Court
noted that
"[i]n Redhail's case, because of his poverty, he has been unable
to satisfy the support obligation ordered in the paternity action,
and, hence, a state court could not grant him permission to
marry."
418
F. Supp. 1061, 1070 (ED Wis.). Appellant has not challenged the
factual predicate of the trial court's determination, or even
intimated that appellee's financial situation has improved
materially. Such matters, of course, may be inquired into by the
local court pursuant to the new procedures that will go into effect
after February 1, 1978.
[
Footnote 3/3]
The plaintiff in the companion case,
Leipzig v.
Pallamolla, 418 F.
Supp. 1073 (ED Wis.1976), had complied with his support
obligations but was denied permission to marry because his four
minor children received welfare benefits.
[
Footnote 3/4]
Quite apart from any impact on the truly indigent, the statute
appears to "confer upon [the judge] a license for arbitrary
procedure,"
Kent v. United States, 383 U.
S. 541,
383 U. S. 553
(1966), in the determination of whether an applicant's children are
"likely thereafter to become public charges." A serious question of
procedural due process is raised by this feature of standardless
discretion,particularly in light of the hazards of prediction in
this area.
MR. JUSTICE STEVENS, concurring in the judgment.
Because of the tension between some of the language in MR.
JUSTICE MARSHALL's opinion for the Court and the Court's unanimous
holding in
Califano v. Jobst, ante p.
434 U. S. 47, a
further exposition of the reasons why the Wisconsin statute offends
the Equal Protection Clause of the Fourteenth Amendment is
necessary.
When a State allocates benefits or burdens, it may have valid
reasons for treating married and unmarried persons differently.
Classification based on marital status has been an accepted
characteristic of tax legislation, Selective Service rules, and
Social Security regulations. As cases like
Jobst
demonstrate, such laws may "significantly interfere with decisions
to enter into the marital relationship."
Ante at
434 U. S. 386.
That kind of interference, however, is not a sufficient reason for
invalidating every law reflecting a legislative judgment that there
are relevant differences between married persons as a class and
unmarried persons as a class. [
Footnote
4/1]
A classification based on marital status is fundamentally
Page 434 U. S. 404
different from a classification which determines who may
lawfully enter into the marriage relationship. [
Footnote 4/2] The individual's interest in making
the marriage decision independently is sufficiently important to
merit special constitutional protection.
See Whalen v.
Roe, 429 U. S. 589,
429 U. S.
599-600. It is not, however, an interest which is
constitutionally immune from evenhanded regulation. Thus, laws
prohibiting marriage to a child, a close relative, or a person
afflicted with venereal disease, are unchallenged even though they
"interfere directly and substantially with the right to marry."
Ante at
434 U. S. 387.
This Wisconsin statute has a different character.
Under this statute, a person's economic status may determine his
eligibility to enter into a lawful marriage. A noncustodial parent
whose children are "public charges" may not marry even if he has
met his court-ordered obligations. [
Footnote 4/3] Thus, within the class of parents who have
fulfilled their court-ordered obligations, the rich may marry and
the poor may not. This type of statutory discrimination is, I
believe, totally unprecedented, [
Footnote 4/4] as well as inconsistent with our tradition
of administering justice equally to the rich and to the poor.
[
Footnote 4/5]
The statute appears to reflect a legislative judgment that
persons who have demonstrated an inability to support their
offspring should not be permitted to marry and thereafter to
Page 434 U. S. 405
bring additional children into the world. [
Footnote 4/6] Even putting to one side the growing
number of childless marriages and the burgeoning number of children
born out of wedlock, that sort of reasoning cannot justify this
deliberate discrimination against the poor.
The statute prevents impoverished parents from marrying even
though their intended spouses are economically independent.
Presumably, the Wisconsin Legislature assumed (a) that only fathers
would be affected by the legislation, and (b) that they would never
marry employed women. The first assumption ignores the fact that
fathers are sometimes awarded custody, [
Footnote 4/7] and the second ignores the composition of
today's workforce. [
Footnote 4/8]
To the extent that the statute denies a hard-pressed parent any
opportunity to prove that an intended marriage will ease rather
than aggravate his financial straits, it not only rests on
unreliable premises, but also defeats its own objectives.
These questionable assumptions also explain why this statutory
blunderbuss is wide of the target in another respect. The
prohibition on marriage applies to the noncustodial parent but
allows the parent who has custody to marry without the State's
leave. Yet the danger that new children will further strain
Page 434 U. S. 406
an inadequate budget is equally great for custodial and
noncustodial parents, unless one assumes (a) that only mothers will
ever have custody and (b) that they will never marry unemployed
men.
Characteristically, this law fails to regulate the marriages of
those parents who are least likely to be able to afford another
family, for it applies only to parents under a court order to
support their children. Wis.Stat. § 245.10(1) (1973). The very
poorest parents are unlikely to be the objects of support orders.
[
Footnote 4/9] If the State meant
to prevent the marriage of those who have demonstrated their
inability to provide for children, it overlooked the most obvious
targets of legislative concern.
In sum, the public charge provision is either futile or perverse
insofar as it applies to childless couples, couples who will have
illegitimate children if they are forbidden to marry, couples whose
economic status will be improved by marriage, and couples who are
so poor that the marriage will have no impact on the welfare status
of their children in any event. Even assuming that the right to
marry may sometimes be denied on economic grounds, this clumsy and
deliberate legislative discrimination between the rich and the poor
is irrational in so many ways that it cannot withstand scrutiny
under the Equal Protection Clause of the Fourteenth Amendment.
[
Footnote 4/10]
Page 434 U. S. 407
[
Footnote 4/1]
In
Jobst, we pointed out that "it was rational for
Congress to assume that marital status is a relevant test of
probable dependency. . . ." We had explained:
"Both tradition and common experience support the conclusion
that marriage is an event which normally marks an important change
in economic status. Traditionally, the event not only creates a new
family with attendant new responsibilities, but also modifies the
preexisting relationships between the bride and groom and their
respective families. Frequently, of course, financial independence
and marriage do not go hand in hand. Nevertheless, there can be no
question about the validity of the assumption that a married person
is less likely to be dependent on his parents for support than one
who is unmarried."
Ante at
434 U. S.
53.
[
Footnote 4/2]
Jobst is in the former category;
Loving v.
Virginia, 388 U. S. 1, is in
the latter.
[
Footnote 4/3]
As MR. JUSTICE POWELL demonstrates, a constitutional defect in
this provision invalidates the entire statute.
Ante at
434 U. S. 401
n. 2.
[
Footnote 4/4]
The economic aspects of a prospective marriage are
unquestionably relevant to almost every individual's marriage
decision. But I know of no other state statute that denies the
individual marriage partners the right to assess the financial
consequences of their decision independently. I seriously question
whether any limitation on the right to marry may be predicated on
economic status, but that question need not be answered in this
case.
[
Footnote 4/5]
This tradition explains why each member of the federal judiciary
has sworn or affirmed that he will "do equal right to the poor and
to the rich. . . ."
See 28 U.S.C. § 453.
[
Footnote 4/6]
The "public charge" provision, which falls on parents who have
faithfully met their obligations, but who are unable to pay enough
to remove their children from the welfare rolls, obviously cannot
be justified by a state interest in assuring the payment of child
support. And, of course, it would be absurd for the State to
contend that an interest in providing paternalistic counseling
supports a total ban on marriage.
[
Footnote 4/7]
The Wisconsin Legislature has itself provided:
"In determining the parent with whom a child shall remain, the
court shall consider all facts in the best interest of the child
and shall not prefer one parent over the other solely on the basis
of the sex of the parent."
Wis.Stat. § 247.24(3) (1977).
[
Footnote 4/8]
Plainly, both of these assumptions are the product of a habitual
way of thinking about male and female roles "rather than analysis
or actual reflection."
See Califano v. Goldfarb,
430 U. S. 199,
430 U. S. 222
(STEVENS, J., concurring in judgment).
[
Footnote 4/9]
Although Wisconsin precedents are scarce, the State's courts
seem to follow the general rule that child support orders are
heavily influenced by the parent's ability to pay.
See H.
Clark, Law of Domestic Relations 496 (1968);
see also Miller v.
Miller, 67 Wis.2d 435,
227 N.W.2d 626
(1975). A parent who is so disabled that he will never earn enough
to pay child support is unlikely to be sued, and a court order is
unlikely to be granted.
Cf. Ponath v. Hedrick, 22 Wis.2d
382, 126 N.W.2d 28 (1964) (social security benefits not to be
included in determining relative's ability to make support
payments).
[
Footnote 4/10]
Neither the fact that the appellee's interest is
constitutionally protected nor the fact that the classification is
based on economic status is sufficient to justify a "level of
scrutiny" so strict that a holding of unconstitutionality is
virtually foreordained. On the other hand, the presence of these
factors precludes a holding that a rational expectation of
occasional and random benefit is sufficient to demonstrate
compliance with the constitutional command to govern impartially.
See Craig v. Boren, 429 U. S. 190,
429 U. S. 211
(STEVENS, J., concurring).
MR. JUSTICE REHNQUIST, dissenting.
I substantially agree with my Brother POWELL's reasons for
rejecting the Court's conclusion that marriage is the sort of
"fundamental right" which must invariably trigger the strictest
judicial scrutiny. I disagree with his imposition of an
"intermediate" standard of review, which leads him to conclude that
the statute, though generally valid as an "additional collection
mechanism" offends the Constitution by its "failure to make
provision for those without the means to comply with child support
obligations."
Ante at
434 U. S. 400.
For similar reasons, I disagree with my Brother STEWART's
conclusion that the statute is invalid for its failure to exempt
those persons who "simply cannot afford to meet the statute's
financial requirements."
Ante at
434 U. S. 394.
I would view this legislative judgment in the light of the
traditional presumption of validity. I think that, under the Equal
Protection Clause, the statute need pass only the "rational basis
test,"
Dandridge v. Williams, 397 U.
S. 471,
397 U. S. 485
(1970), and that, under the Due Process Clause, it need only be
shown that it bears a rational relation to a constitutionally
permissible objective,
Williamson v. Lee Optical Co.,
348 U. S. 483,
348 U. S. 491
(1955);
Ferguson v. Skrupa, 372 U.
S. 726,
372 U. S. 733
(1963) (Harlan, J., concurring). The statute, so viewed, is a
permissible exercise of the State's power to regulate family life
and to assure the support of minor children, despite its possible
imprecision in the extreme cases envisioned in the concurring
opinions.
Earlier this Term the traditional standard of review was applied
in
Califano v. Jobst, ante p.
434 U. S. 47,
despite the claim that the statute there in question burdened the
exercise of the right to marry. The extreme situation considered
there involved a permanently disabled appellee whose benefits under
the Social Security Act had been terminated because of his
Page 434 U. S. 408
marriage to an equally disabled woman who was not, however, a
beneficiary under the Act. This Court recognized that Congress, in
granting the original benefit, could reasonably assume that a
disabled adult child remained dependent upon his parents for
support. The Court concluded that, upon a beneficiary's marriage,
Congress could terminate his benefits, because
"there can be no question about the validity of the assumption
that a married person is less likely to be dependent on his parents
for support than one who is unmarried."
Ante at
434 U. S. 53.
Although that assumption had been proved false as applied in that
individual case, the statute was nevertheless rational.
"The broad legislative classification must be judged by
reference to characteristics typical of the affected classes,
rather than by focusing on selected, atypical examples."
Ante at
434 U. S.
55.
The analysis applied in
Jobst is equally applicable
here. Here, too, the Wisconsin Legislature has "adopted this rule
in the course of constructing a complex social welfare system that
necessarily deals with the intimacies of family life."
Ante at
434 U. S. 54 n.
11. Because of the limited amount of funds available for the
support of needy children, the State has an exceptionally strong
interest in securing as much support as their parents are able to
pay. Nor does the extent of the burden imposed by this statute so
differentiate it from that considered in
Jobst as to
warrant a different result. In the case of some applicants, this
statute makes the proposed marriage legally impossible for
financial reasons; in a similar number of extreme cases, the Social
Security Act makes the proposed marriage practically impossible for
the same reasons. I cannot conclude that such a difference
justifies the application of a heightened standard of review to the
statute in question here. In short, I conclude that the statute,
despite its imperfections, is sufficiently rational to satisfy the
demands of the Fourteenth Amendment
Two of the opinions concurring in the judgment seem to agree
that the statute is sufficiently rational except as applied to the
truly indigent.
Ante at
434 U. S. 394
(STEWART, J.);
ante at
Page 434 U. S. 409
434 U. S. 400
(POWELL, J). Under this view, the statute could, I suppose, be
constitutionally applied to forbid the marriages of those
applicants who had willfully failed to contribute so much as was in
their means to the support of their dependent children. Even were I
to agree that a statute based upon generally valid assumptions
could be struck down on the basis of "selected, atypical examples,"
Jobst,
ante at
434 U. S. 55, I
could not concur in the judgment of the Court, because there has
been no showing that this appellee is so truly indigent that the
State could not refuse to sanction his marriage.
Under well established rules of standing, a litigant may assert
the invalidity of a statute only as applied in his case.
"[A] person to whom a statute may constitutionally be applied
will not be heard to challenge that statute on the ground that it
may conceivably be applied unconstitutionally to others, in
situations not before the Court."
Broadrick v. Oklahoma, 413 U.
S. 601,
413 U. S. 610
(1973).
See also Barrows v. Jackson, 346 U.
S. 249,
346 U. S.
256-257 (1953). We have made a limited exception to this
rule in cases arising under the First Amendment, allowing the
invalidation of facially overbroad statutes to guard against a
chilling effect on the exercise of constitutionally protected free
speech.
See, e.g., Coates v. Cincinnati, 402 U.
S. 611 (1971). But no claim based on the First Amendment
is or could be made by this appellee.
Appellee's standing to contest the validity of the statute as
applied to him must be considered on the basis of the facts as
stipulated before the District Court. The State conceded, without
requiring proof, that,
"[f]rom May of 1972 until August of 1974, [appellee] was
unemployed and indigent and unable to pay any sum for support of
his issue."
App 21. There is no stipulation in this record that appellee was
indigent at the time he was denied a marriage license on September
30, 1974, or that he was indigent at the time he filed his
complaint on December 24, 1974, or that he was indigent at the time
the District Court rendered its judgment on August 31, 1976. All we
know of his more recent financial
Page 434 U. S. 410
condition is his counsel's concession at oral argument that
appellee had married in Illinois, Tr. of Oral Arg. 23, clearly
demonstrating that he knows how to obtain funds for a purpose which
he deems sufficiently important. On these inartfully stipulated
facts, it cannot be said, even now, that this appellee is incapable
of discharging the arrearage as required by the support order and
contributing sufficient funds in the future to remove his child
from the welfare rolls. Therefore, even under the view taken by the
opinions concurring in the judgment, appellee has not shown that
this statute is unconstitutional as applied to him.
Because of my conclusion that the statute is valid despite its
possible application to the truly indigent, I need not determine
whether the named appellee's failure to establish his indigency
should preclude this Court from granting injunctive relief to the
indigent members of the class which appellee purports to represent.
* Our decisions
have demonstrated that, where the claim of the named representative
has become moot, this Court is not bound to dismiss the action, but
may consider a variety of factors in determining whether to
proceed.
See generally Kremens v. Bartley, 431 U.
S. 119,
431 U. S. 129
135 (1977). It has never been explicitly determined whether
Page 434 U. S. 411
similar considerations apply where the named representative
never had a valid claim of his own.
But see Allee v.
Medrano, 416 U. S. 802,
416 U. S.
828-829, and n. 4 (1974) (BURGER, C.J., concurring and
dissenting). In light of my view on the merits, I am content to
save this question for another day.
I would reverse the judgment of the District Court.
* Ordinarily, "a class representative must be part of the class
and
possess the same interest and suffer the same injury' as
the class members." East Texas Motor Freight v. Rodriguez,
431 U. S. 395,
431 U. S. 403
(1977), quoting Schlesinger v. Reservists Committee to Stop the
War, 418 U. S. 208,
418 U. S. 216
(1974). At least where the issue is properly raised, an appellate
court may consider the representative's failure to establish his
own claim in determining whether a class action may be maintained.
See, e.g., Donaldson v. Pillsbury Co., 554 F.2d 825,
831-832, n. 5 (CA8 1977); cf. East Texas, supra at
431 U. S. 406
n. 12. In some instances, the court may eliminate from the class
those persons whom the named plaintiff may not adequately
represent. La Mar v. H & B Novelty & Loan Co., 489
F.2d 461 (CA9 1973). In this case, such an approach could require
the dismissal of the class action altogether, since appellee can
represent no one with a valid claim. The State, however, has
inexplicably failed to challenge the certification of the plaintiff
class, either here or in the trial court.