Petitioner, who had been indicted in the Southern District of
Iowa for mailing obscene materials in violation of 18 U.S.C. §
1461, unavailingly sought to propound questions to the jury panel
on
voir dire relating to the panel members' knowledge of
the contemporary community standards in that District with regard
to the depiction of sex and nudity. The case proceeded to trial and
at the close of the Government's case and later, petitioner
unsuccessfully moved for a directed verdict of acquittal on the
grounds,
inter alia, that the Iowa obscenity statute in
effect at the time of petitioner's conduct, which proscribed only
the dissemination of obscene materials to minors, set forth the
applicable community standard, and that the prosecution had not
proved that the materials at issue had offended that standard.
Petitioner was convicted. The Court of Appeals affirmed, concluding
(1) that petitioner's proposed community standards questions were
impermissible, since they concerned the ultimate question of guilt
or innocence, rather than juror qualifications, and (2) that the
issue of offense to contemporary community standards was a federal
question, and was not to be determined on the basis of the state
obscenity law.
Held:
1. State law cannot define the contemporary community standards
for appeal to the prurient interest and patent offensiveness that
under
Miller v. California, 413 U. S.
15, are applied in determining whether or not material
is obscene, and the Iowa obscenity statute is therefore not
conclusive as to those standards. In federal prosecutions, such as
this for violation of § 1461, those issues are fact questions for
the jury, to be judged in light of its understanding of
contemporary community standards. Pp.
431 U. S.
299-308.
(a) Though state legislatures are not completely foreclosed from
setting substantive limitations for obscenity cases, they cannot
declare what community standards shall be, any more than they could
undertake to define "reasonableness."
Cf. Hamling v. United
States, 418 U. S. 87,
418 U. S.
104-105. Pp.
431 U. S.
301-303.
(b) The community standards aspects of § 1461 implicate federal,
not state, law. It is not material that the mailings here were
solely intrastate, since § 1461 was enacted under Congress'
constitutional postal power, not the commerce power. Pp.
431 U. S.
303-305.
Page 431 U. S. 292
(c) Obscenity convictions remain reviewable on various grounds.
Pp.
431 U. S.
305-306.
(d) This Court's holding that the Iowa statute (which was
properly admitted into evidence) is not conclusive on the issue of
contemporary community standards does not nullify state law, but a
State's right not to regulate in the obscenity field cannot
correlatively compel the Federal Government to allow the mails to
be used to send obscene materials into that State. Pp.
431 U. S.
306-307.
2. The District Court did not abuse its discretion in refusing
to ask the questions tendered by petitioner for
voir dire
about the jurors' understanding of community standards, which were
no more appropriate than a request for a description of the meaning
of "reasonableness" would have been. P.
431 U. S.
308.
3. Section 1461 is not unconstitutionally vague as applied here,
since the type of conduct covered by the statute can be ascertained
with sufficient ease to avoid due process pitfalls.
Cf.
Hamling v. United States,
supra. pp. 30309.
Affirmed.
BLACKMUN, J., delivered the opinion of the Court, in which
BURGER, C.J., and WHITE, POWELL, and REHNQUIST, JJ., joined.
POWELL, J., filed a concurring opinion,
post, p.
431 U. S. 309.
BRENNAN, J., filed a dissenting opinion, in which STEWART and
MARSHALL, JJ., joined,
post, p.
431 U. S. 310.
STEVENS, J., filed a dissenting opinion,
post, p.
431 U. S.
311.
MR. JUSTICE BLACKMUN delivered the opinion of the Court.
In
Miller v. California, 413 U. S.
15 (1973), this Court rejected a plea for a uniform
national standard as to what
Page 431 U. S. 293
appeals to the prurient interest and as to what is patently
offensive; the Court held, instead, that these essentially were
questions of fact to be measured by contemporary standards of the
community.
Id. at
413 U. S. 30-34. The instant case presents the issue of
the constitutional effect of state law that leaves unregulated the
distribution of obscene material to adults, on the determination of
contemporary community standards in a prosecution under 18 U.S.C. §
1461 for a mailing that is wholly intrastate. The case also raises
the question whether § 1461 is unconstitutionally vague as applied
in these circumstances, and the question whether the trial court,
during the
voir dire of prospective jurors, correctly
refused to ask proffered questions relating to community
standards.
I
Between February and October, 1974, petitioner, Jerry Lee Smith,
knowingly caused to be mailed various materials from Des Moines,
Iowa, to post office box addresses in Mount Ayr and Guthrie Center,
two communities in southern Iowa. This was done at the written
request of postal inspectors using fictitious names. The materials
so mailed were delivered through the United States postal system to
the respective postmasters serving the addresses. The mailings
consisted of (1) issues of "Intrigue" magazine, depicting nude
males and females engaged in masturbation, fellatio, cunnilingus,
and sexual intercourse; (2) a film entitled "Lovelace," depicting a
nude male and a nude female engaged in masturbation and simulated
acts of fellatio, cunnilingus, and sexual intercourse; and (3) a
film entitled "Terrorized Virgin," depicting two nude males and a
nude female engaged in fellatio, cunnilingus, and sexual
intercourse.
II
For many years prior to 1974, the statutes of Iowa made it a
misdemeanor to sell or offer to sell or to give away "any obscene,
lewd, indecent, lascivious, or filthy book, pamphlet,
Page 431 U. S. 294
paper, . . . picture, photograph, writing . . ." or to deposit
in any post office within Iowa any article of that kind. Iowa Code
§§ 725.5 and 725.6 (1973).
In 1973, however, the Supreme Court of Iowa, in response to the
standards enunciated in
Miller v. California, supra,
unanimously held that a related and companion Iowa statute, § 725.3
of the 1973 Code, prohibiting the presentation of any obscene or
immoral drama, play, exhibition, or entertainment, was
unconstitutionally vague and overbroad.
State v.
Wedelstedt, 213 N.W.2d 652.
[
Footnote 1]
Wedelstedt, at least by implication -- and we so assume --
invalidated §§ 725.5 and 725.6 as well.
On July 1, 1974, Laws of Iowa 1974, cc. 1267 and 1268, became
effective. These specifically repealed §§ 725.3, 725.5, and 725.6
of the 1973 Code. In addition, however, c. 1267 (thereafter
codified as the first 10 sections of c. 725 of the 1975 Iowa Code)
defined, among other things, "obscene material," and made it "a
public offense" to disseminate obscene material to minors (defined
as persons "under the age of eighteen"). Dissemination of obscene
material to adults was not made criminal or even proscribed.
Section 9 [
Footnote 2] Of c.
1267 (now § 725.9 of the 1975 Code) insured that the law would be
applied uniformly throughout the State, and that no lesser
Page 431 U. S. 295
governmental unit would impose more stringent regulations on
obscene material.
In 1976, the Iowa Legislature enacted a "complete revision" of
the State's "substantive criminal laws." This is entitled the "Iowa
Criminal Code," and is generally effective January 1, 1978. The
existing definition of "obscene material" remains unchanged, but a
new provision, § 2804 of the Criminal Code, Iowa Code Ann. (Spec.
Pamphlet 1977), although limited in scope, applies by its terms to
adults. It reads:
"Any person who knowingly sells or offers for sale material
depicting a sex act involving sadomasochistic abuse, excretory
functions, a child, or bestiality which the average adult taking
the material as a whole in applying contemporary community
standards would find that it appeals to the prurient interest and
is patently offensive; and the material, taken as a whole, lacks
serious literary, scientific, political or artistic value shall,
upon conviction be guilty of a simple misdemeanor."
In summary, therefore, we have in Iowa (1) until 1973 state
statutes that proscribed generally the dissemination of obscene
writings and pictures; (2) the judicial nullification of some of
those statutory provisions in that year for reasons of overbreadth
and vagueness; (3) the enactment, effective July 1, 1974, of
replacement obscenity statutes restricted in their application to
dissemination to minors; and (4) the enactment in 1976 of a new
Code, effective in 1978 with obscenity provisions, somewhat limited
in scope, but not restricted in application to dissemination to
minors.
Petitioner's mailings, described above and forming the basis of
his federal prosecution, took place in 1974,
after the
theretofore existing Iowa statutes relating to obscene material had
been nullified by
Wedelstedt, but obviously
before the 1976 legislation imposing misdemeanor liability
with respect to certain transactions with adults becomes effective.
Because
Page 431 U. S. 296
there is no contention that the materials petitioner mailed went
to any minor, the 1974 legislation has no application to his case.
And the 1976 legislation, of course, has no effect on petitioner's
criminal liability.
Cf. Marks v. United States,
430 U. S. 188
(1977).
Thus, what petitioner did clearly was not a violation of state
law at the time he did it. It is to be observed, also, that there
is no suggestion that petitioner's mailings went to any
nonconsenting adult or that they were interstate.
III
Petitioner was indicted on seven counts of violating 18 U.S.C. §
1461, which prohibits the mailing of obscene materials. [
Footnote 3] He pleaded not guilty. At
the start of his trial petitioner proposed and submitted six
questions for
voir dire. [
Footnote 4]
Page 431 U. S. 297
The court accepted in substance and utilized the first question;
this was designed to reveal whether any juror was connected with an
organization devoted to regulating or banning obscene materials.
The court declined to ask the other five. One of the questions made
inquiry as to whether the jurors had any knowledge of contemporary
community standards in the Southern District of Iowa with regard to
the depiction of sex and nudity. Two sought to isolate the source
of the jurors' knowledge and their understanding of those
standards. The remaining two would have explored the jurors'
knowledge of Iowa law on the subject.
At the trial the Government introduced into evidence the actual
materials covered by the indictment. It offered nothing else on the
issue of obscenity
vel non. Petitioner did not testify.
Instead, in defense, he introduced numerous sexually explicit
materials that were available for purchase at "adult" bookstores in
Des Moines and Davenport, Iowa, several advertisements from the Des
Moines Register and Tribune, and a copy of what was then c. 725 of
the Iowa Code, prohibiting the dissemination of "obscene material"
only to minors. At the close of the Government's case, and again at
the close of all the evidence, petitioner moved for a directed
verdict of acquittal on the grounds,
inter alia, that the
Iowa obscenity statute, proscribing only the dissemination of
obscene materials to minors, set forth the applicable community
standard, and that the prosecution had not proved that the
materials at issue offended that standard.
The District Court denied those motions and submitted the case
to the jury. The court instructed the jury that contemporary
community standards were set by what is in fact
Page 431 U. S. 298
accepted in the community as a whole. In making that
determination, the jurors were entitled to draw on their own
knowledge of the views of the average person in the community as
well as the evidence presented as to the state law on obscenity and
as to materials available for purchase. App. 22-23.
The jury found petitioner guilty on all seven counts. He was
sentenced to concurrent three-year terms of imprisonment, all but
three months of which were suspended, and three years'
probation.
In his motion for a new trial, petitioner again asserted that
Iowa law defined the community standard in a § 1461 prosecution. In
denying this motion, the District Court held that § 1461 was "a
federal law which neither incorporates nor depends upon the laws of
the states," App. 33; the federal policy was simply different in
this area. Furthermore, the court observed, Iowa's decision not to
regulate distribution of obscene material did not mean that the
people of Iowa necessarily "approve[d] of the permitted conduct,"
ibid.; whether they did was a question of fact for the
jury. The court rejected petitioner's argument that it was error
not to ask the jurors the question about the extent of their
knowledge of contemporary community standards. It held that the
jurors were entitled to draw on their own knowledge;
voir
dire on community standards would be no more appropriate than
voir dire on the jurors' concept of "reasonableness." The
court refused to hold that the Government was required to introduce
evidence on a community standard in order to sustain its burden of
proof. The materials introduced "can and do speak for themselves."
Id. at 34. The court did not address petitioner's
vagueness point. [
Footnote
5]
The United States Court of Appeals for the Eighth Circuit,
Page 431 U. S. 299
by per curiam opinion, agreed with the District Court that the
questions submitted by petitioner on community standards, except
for the first, were impermissible, since they concerned the
ultimate question of guilt or innocence, rather than juror
qualification. The court noted, however, that it was not holding
that no questions whatsoever could be asked in that area. With
respect to the effect of state law, the court held that the issue
of offense to contemporary community standards was a federal
question, and was to be determined by the jury in a federal
prosecution. The court noted the admission of Iowa's obscenity
statute into evidence, but stated that this was designed to give
the jury knowledge of the State's policy on obscenity when it
determined the contemporary community standard. The state policy
was not controlling, since the determination was for the jury. The
conviction, therefore, was affirmed.
We granted certiorari in order to review the relationship
between state legislation regulating or refusing to regulate the
distribution of obscene material and the determination of
contemporary community standards in a federal prosecution. 426 U.S.
946 (1976).
IV
The "basic guidelines" for the trier of fact in a state
obscenity prosecution were set out in
Miller v. California
in the form of a three-part test:
"(a) whether 'the average person, applying contemporary
community standards' would find that the work, taken as a whole,
appeals to the prurient interest . . . ; (b) whether the work
depicts or describes, in a patently offensive way, sexual conduct
specifically defined by the applicable state law; and (c) whether
the work, taken as a whole, lacks serious literary, artistic,
political, or scientific value."
413 U.S. at
413 U. S. 24
(citations omitted). In two companion cases, the Court held that
the
Miller standards were equally applicable to federal
legislation.
United
Page 431 U. S. 300
States v. 12 200-ft. Reels of Film, 413 U.
S. 123,
413 U. S.
129-130 (1973) (importation of obscene material, 19
U.S.C. § 1305(a));
United States v. Orito, 413 U.
S. 139,
413 U. S. 145
(1973) (movement of obscene material in interstate commerce, 18
U.S.C. § 1462). In
Hamling v. United States, 418 U. S.
87 (1974), it held, specifically, that the
Miller standards applied in a § 1461 prosecution.
The phrasing of the
Miller test makes clear that
contemporary community standards take on meaning only when they are
considered with reference to the underlying questions of fact that
must be resolved in an obscenity case. [
Footnote 6] The test
Page 431 U. S. 301
itself shows that appeal to the prurient interest is one such
question of fact for the jury to resolve. The
Miller
opinion indicates that patent offensiveness is to be treated in the
same way. 413 U.S. at
413 U. S. 26,
413 U. S. 30.
See Hamling v. United States, 418 U.S. at
418 U. S.
104-105. [
Footnote
7] The fact that the jury must measure patent offensiveness
against contemporary community standards does not mean, however,
that juror discretion in this area is to go unchecked. Both in
Hamling and in
Jenkins v. Georgia, 418 U.
S. 153 (1974), the Court noted that part (b) of the
Miller test contained a substantive component as well. The
kinds of conduct that a jury would be permitted to label as
"patently offensive" in a § 1461 prosecution are the "hard core"
types of conduct suggested by the examples given in
Miller. [
Footnote 8]
See Hamling v. United States, 418 U.S. at
418 U. S. 114;
cf. Jenkins v. Georgia, 418 U.S. at
418 U. S.
160-161. Literary, artistic, political, or scientific
value, on the other hand, is not discussed in
Miller in
terms of contemporary community standards.
See generally
F. Schauer, The Law of Obscenity 123-124 (1976).
The issue we must resolve is whether the jury's discretion to
determine what appeals to the prurient interest and what is
patently offensive is circumscribed in any way by a state statute
such as c. 725 of the Iowa Code. Put another way,
Page 431 U. S. 302
we must decide whether the jury is entitled to rely on its own
knowledge of community standards, or whether a state legislature
(or a smaller legislative body) may declare what the community
standards shall be, and, if such a declaration has been made,
whether it is binding in a federal prosecution under § 1461.
Obviously, a state legislature would not be able to define
contemporary community standards in a vacuum. Rather, community
standards simply provide the measure against which the jury decides
the questions of appeal to prurient interest and patent
offensiveness. In
Hamling v. United States, the Court
recognized the close analogy between the function of "contemporary
community standards" in obscenity cases and "reasonableness" in
other cases:
"A juror is entitled to draw on his own knowledge of the views
of the average person in the community or vicinage from which he
comes for making the required determination, just as he is entitled
to draw on his knowledge of the propensities of a 'reasonable'
person in other areas of the law."
418 U.S. at
418 U. S.
104-105. It would be just as inappropriate for a
legislature to attempt to freeze a jury to one definition of
reasonableness as it would be for a legislature to try to define
the contemporary community standard of appeal to prurient interest
or patent offensiveness, if it were even possible for such a
definition to be formulated.
This is not to say that state legislatures are completely
foreclosed from enacting laws setting substantive limitations for
obscenity cases. On the contrary, we have indicated on several
occasions that legislation of this kind is permissible.
See
Hamling v. United States, 418 U.S. at
418 U. S. 114;
Miller v. California, 413 U.S. at
413 U. S. 25.
State legislation must still define the kinds of conduct that will
be regulated by the State. For example, the Iowa law in effect at
the time this prosecution was instituted was to the effect that no
conduct aimed at
Page 431 U. S. 303
adults was regulated. [
Footnote
9] At the other extreme, a State might seek to regulate all the
hard-core pornography that it constitutionally could. The new Iowa
law, which will regulate only material "depicting a sex act
involving sadomasochistic abuse, excretory functions, a child, or
bestiality," provides an example of an intermediate approach. Iowa
Criminal Code § 2804.
If a State wished to adopt a slightly different approach to
obscenity regulation, it might impose a geographic limit on the
determination of community standards by defining the area from
which the jury could be selected in an obscenity case, or by
legislating with respect to the instructions that must be given to
the jurors in such cases. In addition, the State might add a
geographic dimension to its regulation of obscenity through the
device of zoning laws.
Cf. Young v. American Mini Theatres,
Inc., 427 U. S. 50
(1976). It is evident that ample room is left for state legislation
even though the question of the community standard to apply, when
appeal to prurient interest and patent offensiveness are
considered, is not one that can be defined legislatively.
An even stronger reason for holding that a state law regulating
distribution of obscene material cannot define contemporary
community standards in the case before us is the simple fact that
this is a
federal prosecution under § 1461. The Court
already has held, in
Hamling, that the substantive conduct
encompassed by § 1461 is confined to
"the sort of "patently offensive representations or descriptions
of that specific
hard core' sexual conduct given as examples in
Miller v. California.""
418 U.S. at
418 U. S. 114.
The community standards aspects of § 1461 likewise present issues
of federal law, upon which a state statute such as Iowa's cannot
have conclusive
Page 431 U. S. 304
effect. [
Footnote 10] The
kinds of instructions that should be given to the jury are likewise
a federal question. For example, the Court has held that § 1461
embodies a requirement that local rather than national standards
should be applied. [
Footnote
11]
Hamling v. United States, supra. Similarly,
obscenity is to be judged according to the average person in the
community, rather than the most prudish or the most tolerant.
Hamling v. United States, supra; Miller v. California, supra;
Roth v. United States, 354 U. S. 476
(1957). Both of these substantive limitations are passed on to the
jury in the form of instructions.
Page 431 U. S. 305
The fact that the mailings in this case were wholly intrastate
is immaterial for a prosecution under § 1461. That statute was one
enacted under Congress' postal power, granted in Art. I, § 8, cl.
7, of the Constitution, and the Postal Power Clause does not
distinguish between interstate and intrastate matters. This Court
consistently has upheld Congress' exercise of that power to exclude
from the mails materials that are judged to be obscene.
See,
e.g., Ex parte Jackson, 96 U. S. 727,
96 U. S. 736
(1878);
Public Clearing House v. Coyne, 194 U.
S. 497,
194 U. S.
507-508 (1904) (power to exclude from the mail
"information of a character calculated to debauch the public
morality");
Roth v. United States, supra; United States v.
Reidel, 402 U. S. 351
(1971).
See also In re Rapier, 143 U.
S. 110 (1892). [
Footnote 12]
Our decision that contemporary community standards must be
applied by juries in accordance with their own understanding of the
tolerance of the average person in their community does not mean,
as has been suggested, that obscenity convictions will be virtually
unreviewable. We have stressed before that juries must be
instructed properly, so that they consider the entire community and
not simply their own subjective reactions, or the reactions of a
sensitive or of a callous minority.
See Miller v.
California, 413 U.S. at
413 U. S. 30.
The type of conduct depicted must fall within the substantive
limitations suggested in
Miller and adopted in
Hamling with respect to § 1461.
Cf. Jenkins v.
George, 418 U. S. 153
(1974). The work also must lack serious literary, artistic,
political, or scientific value before a conviction will be upheld;
this determination is particularly amenable to appellate review.
Finally, it
Page 431 U. S. 306
is always appropriate for the appellate court to review the
sufficiency of the evidence.
Cf. Ginzburg v. United
States, 383 U. S. 463
(1966).
Petitioner argues that a decision to ignore the Iowa law will
have the practical effect of nullifying that law. We do not agree.
In the first place, the significance of Iowa's decision in 1974 not
to regulate the distribution of obscene materials to adults is open
to question. Iowa may have decided that the resources of its
prosecutors' offices should be devoted to matters deemed to have
greater priority than the enforcement of obscenity statutes. Such a
decision would not mean that Iowa affirmatively desired free
distribution of those materials; on the contrary, it would be
consistent with a hope or expectation on the State's part that the
Federal Government's prosecutions under statutes such as § 1461
would be sufficient for the State's purposes. The State might also
view distribution over the counter as different from distribution
through the mails. It might conclude that it is easier to keep
obscene materials out of the hands of minors and unconsenting
adults in retail establishments than it is when a letter or package
arrives at a private residence. Furthermore, the history of the
Iowa law suggests that the State may have left distribution to
consenting adults unregulated simply because it was not then able
to arrive at a compromise statute for the regulation of
obscenity.
Arguments similar to petitioner's "nullification" thesis were
made in cases that followed
Stanley v. Georgia,
394 U. S. 557
(1969). In
United States v. 12 200-ft. Reels of Film,
413 U. S. 123
(1973), the question was whether the United States constitutionally
might prohibit the importation of obscene material that was
intended solely for private, personal use and possession.
See 19 U.S.C. § 130(a).
Stanley had upheld the
individual's right to possess obscene material in the home, and the
argument was made that this right would be virtually meaningless if
the Government could prevent importation
Page 431 U. S. 307
of, and hence access to, the obscene material. 413 U.S. at
413 U. S.
126-127. The Court held that
Stanley had been
based on the privacy of the home, and that it represented a
considered line of demarcation in the obscenity area.
Id.
at
413 U. S. 127.
Consequently, despite the incidental effect that the importation
prohibition had on the privacy right to possess obscene material in
the home, the Court upheld the statute. A similar result was
reached, in the face of similar argument, in
United States v.
Orito, 413 U. S. 139
(1973). There, 18 U.S.C. § 1462, the statute prohibiting knowing
transportation of obscene material in interstate commerce, was at
issue. The Court held that
Stanley did not create a right
to receive, transport, or distribute obscene material, even though
it had established the right to possess the material in the privacy
of the home. 413 U.S. at
413 U. S. 141.
See also United States v. Reidel, supra.
In this case, petitioner argues that the Court has recognized
the right of States to adopt a
laissez-faire attitude
toward regulation of pornography, and that a holding that § 1461
permits a federal prosecution will render the States' right
meaningless.
See Paris Adult Theatre I v. Slaton,
413 U. S. 49,
413 U. S. 64
(1973);
United States v. Reidel, 402 U.S. at
402 U. S. 357.
Just as the individual's right to possess obscene material in the
privacy of his home, however, did not create a correlative right to
receive, transport, or distribute the material,. the State's right
to abolish all regulation of obscene material does not create a
correlative right to force the Federal Government to allow the
mails or the channels of interstate or foreign commerce to be used
for the purpose of sending obscene material into the permissive
State.
Even though the State's law is not conclusive with regard to the
attitudes of the local community on obscenity, nothing we have said
is designed to imply that the Iowa statute should not have been
introduced into evidence at petitioner's trial. On the contrary,
the local statute on obscenity provides relevant
Page 431 U. S. 308
evidence of the mores of the community whose legislative body
enacted the law. It is quite appropriate, therefore, for the jury
to be told of the law and to give such weight to the expression of
the State's policy on distribution as the jury feels it deserves.
We hold only that the Iowa statute is not conclusive as to the
issues of contemporary community standards for appeal to the
prurient interest and patent offensiveness. Those are questions for
the jury to decide, in its traditional role as factfinder.
United States v. Danley, 523 F.2d 369 (CA9 1975),
cert. denied, 424 U. S. 929
(1976)
V
A. We also reject petitioner's arguments that the prospective
jurors should have been asked about their understanding of Iowa's
community standards and Iowa law, and that § 1461 was
unconstitutionally vague as applied to him. The particular
inquiries requested by petitioner would not have elicited useful
information about the jurors' qualifications to apply contemporary
community standards in an objective way. A request for the jurors'
description of their understanding of community standards would
have been no more appropriate than a request for a description of
the meaning of "reasonableness." Neither term lends itself to
precise definition. This is not to preclude other more specific and
less conclusory questions for
voir dire. For example, it
might be helpful to know how long a juror has been a member of the
community, how heavily the juror has been involved in the
community, and with what organizations having an interest in the
regulation of obscenity the juror has been affiliated. The
propriety of a particular question is a decision for the trial
court to make in the first instance. In this case however, we
cannot say that the District Court abused its discretion in
refusing to ask the specific questions tendered by petitioner.
B. Neither do we find § 1461 unconstitutionally vague as applied
here. Our construction of the statute flows directly
Page 431 U. S. 309
from the decisions in
Hamling, Miller, Reidel, and
Roth. As construed in
Hamling, the type of
conduct covered by the statute can be ascertained with sufficient
ease to avoid due process pitfalls. Similarly, the possibility that
different juries might reach different conclusions as to the same
material does not render the statute unconstitutional.
Roth v.
United States, 354 U.S. at
354 U. S. 492
n. 30;
Miller v. California, 413 U.S. at
413 U. S. 26 n.
9. We find no vagueness defect in the statute attributable to the
fact that federal policy with regard to distribution of obscene
material through the mail was different from Iowa policy with
regard to the intrastate sale of like material.
VI
Since the Iowa law on obscenity was introduced into evidence,
and the jurors were told that they could consider it as evidence of
the community standard, petitioner received everything to which he
was entitled. To go further, and to make the state law conclusive
on the issues of appeal to prurient interest and patent
offensiveness, in a federal prosecution under § 1461, would be
inconsistent with our prior cases. We hold that those issues are
fact questions for the jury, to be judged in light of the jurors'
understanding of contemporary community standards. We also hold
that § 1461 is not unconstitutionally vague as so applied, and that
petitioner's proposed
voir dire questions were not
improperly refused.
The judgment of the Court of Appeals is affirmed.
It is so ordered.
[
Footnote 1]
See also State ex rel. Faches v. N.D.D.,
Inc., 228 N.W.2d 191
(Iowa 1975) (State cannot enjoin the showing of certain movies
under a statute relating to the use of premises "for the purpose of
lewdness," when "lewdness" is not statutorily defined).
[
Footnote 2]
"SEC. 9 . . . In order to provide for the uniform application of
the provisions of this Act relating to obscene material applicable
to minors within this state, it is intended that the sole and only
regulation of obscene material shall be under the provisions of
this Act, and no municipality, county or other governmental unit
within this state shall make any law, ordinance or regulation
relating to the availability of obscene materials. All such laws,
ordinances or regulations, whether enacted before or after this
Act, shall be or become void, unenforceable and of no effect upon
the effective date of this Act."
(July 1, 1974).
[
Footnote 3]
Section 1461 provides, in relevant part:
"Every obscene, lewd, lascivious, indecent, filthy or vile
article, matter, thing, device, or substance; . . ."
"
* * * *"
"Is declared to be nonmailable matter and shall not be conveyed
in the mails or delivered from any post office or by any letter
carrier."
"Whoever knowingly uses the mails for the mailing, carriage in
the mails, or delivery of anything declared by this section . . .
to be nonmailable, or knowingly causes to be delivered by mail
according to the direction thereon . . . shall be fined not more
than $5,000 or imprisoned not more than five years, or both, for
the first such offense, and shall be fined not more than $10,000 or
imprisoned not more than ten years, or both, for each such offense
thereafter."
[
Footnote 4]
Petitioner's proposed questions were:
"1. Are any members of the panel a member of or are in sympathy
with any organization which has for its purpose the regulating or
banning of alleged obscene materials?"
"2. Will those jurors raise their hands who have any knowledge
of the contemporary community standards existing in this federal
judicial district relative to the depiction of sex and nudity in
magazines and books?"
"(The following individual questions are requested for each
juror who answers the above question in the affirmative.)"
"3. Where did you acquire such information?"
"4. State what your understanding of those contemporary
community standards are?"
"5. In arriving at this understanding, did you take into
consideration the laws of the State of Iowa which regulate
obscenity?"
"6. State what your understanding of those laws are?"
App. 8.
[
Footnote 5]
Despite the District Court's failure to discuss this point, we
are satisfied that petitioner adequately preserved it for appellate
review.
See � 7 of his motion for a new trial. App.
30.
[
Footnote 6]
The phrase "contemporary community standards" was first used in
Roth v. United States, 354 U. S. 476
(1957).
See generally F. Schauer, The Law of Obscenity
116-135 (1976). The
Roth Court explained the derivation
and importance of the community standards test as follows:
"The early leading standard of obscenity allowed material to be
judged merely by the effect of an isolated excerpt upon
particularly susceptible persons.
Regina v. Hicklin,
[l868] L.R. 3 Q.B. 360. Some American courts adopted this standard,
but later decisions have rejected it and substituted this test:
whether to the average person, applying contemporary community
standards, the dominant theme of the material taken as a whole
appeals to prurient interest. The
Hicklin test, judging
obscenity by the effect of isolated passages upon the most
susceptible persons, might well encompass material legitimately
treating with sex, and so it must be rejected as unconstitutionally
restrictive of the freedoms of speech and press. On the other hand,
the substituted standard provides safeguards adequate to withstand
the charge of constitutional infirmity."
354 U.S. at
354 U. S.
488-489 (footnotes omitted). Although expressions in
opinions vacillated somewhat before coming to the position that a
national community standard was not constitutionally mandated,
compare Manual Enterprises, Inc. v. Day, 370 U.
S. 478,
370 U. S. 488,
and n. 10 (1962) (opinion of Harlan, J.),
and Jacobellis v.
Ohio, 378 U. S. 184,
378 U. S. 195
(1964) (opinion of BRENNAN, J.),
with Miller v.
California, 413 U.S. at
413 U. S. 30,
the Court has never varied from the
Roth position that the
community as a whole should be the judge of obscenity, and not a
small, atypical segment of the community. The only exception to
this rule that has been recognized is for material aimed at a
clearly defined deviant sexual group.
Mishkin v. New York,
383 U. S. 502,
383 U. S. 508
(1966).
See Paris Adult Theatre I v. Slaton, 413 U. S.
49,
413 U. S. 56 n.
6 (1973).
[
Footnote 7]
See also Jacobellis v. Ohio, 378 U.S. at
378 U. S.
191-192 (opinion of BRENNAN, J.);
Roth v. United
States, 354 U.S. at
354 U. S. 487
n. 20;
United States v. Kennerley, 209 F. 119, 121 (SDNY
1913) (L. Hand, J.) (obscenity should be determined in accordance
with the "present critical point in the compromise between candor
and shame at which the community may have arrived here and now").
Cf. Manual Enterprises, Inc. v. Day, 370 U.S. at
370 U. S. 486
(opinion of Harlan, J.) (usually the elements of prurient interest
and patent offensiveness will coalesce for this kind of
material).
[
Footnote 8]
The Court in
Miller gave two "plain examples" of what a
state statute could define for regulation:
"(a) Patently offensive representations or descriptions of
ultimate sexual acts, normal or perverted, actual or
simulated."
"(b) Patently offensive representations or descriptions of
masturbation, excretory functions, and lewd exhibition of the
genitals."
413 U.S. at
413 U. S.
25.
[
Footnote 9]
See also Paris Adult Theatre I v. Slaton, 413 U.S. at
413 U. S. 64
(the States are free to adopt a "
laissez-faire" policy
"and drop all controls on commercialized obscenity, if that is what
they prefer");
United States v. Reidel, 402 U.
S. 351,
402 U. S. 357
(1971) (nonregulation of obscenity for adults "may prove to be the
desirable and eventual legislative course").
[
Footnote 10]
The language of § 1461 gives no indication that Congress
intended to adopt state laws relating to distribution of obscene
material for purposes of the federal statute, nor does its history.
See n 12,
infra. Furthermore, none of the usual reasons advanced in
favor of such adoption are present here. The regulation of the
mails is a matter of particular federal concern, and the nationwide
character of the postal system argues in favor of a nationally
uniform construction of § 1461. The Constitution itself recognizes
this fact, in the specific grant to Congress of power over the
postal system. Art. I, § 8, cl. 7. Obscenity in general has been a
matter of both national and local concern. To the extent that local
concern is relevant, however, the jurors' application of
contemporary community standards fully satisfies that interest.
Finally, to the extent that the state law and the federal law
conflict, traditional principles of federal supremacy require us to
follow the federal policy.
See Clearfield Trust Co. v. United
States, 318 U. S. 363
(1943);
United States v. Standard Oil Co., 332 U.
S. 301 (1947);
DeSylva v. Ballentine,
351 U. S. 570
(1956);
United States v. Little Lake Misere Land Co.,
412 U. S. 580
(1973).
See generally Comment, Adopting State Law as the
Federal Rule of Decision: A Proposed Test, 43 U.Chi.L.Rev. 823
(1976). We therefore decline petitioner's invitation to adopt state
law relating to distribution for purposes of the federal statute
regulating use of the mails.
[
Footnote 11]
It is to be noted that
Miller held only that the States
could not be compelled to adopt a national standard. 413 U.S. at
413 U. S. 30. If
a state legislature decided that it wanted a national community
standard for purposes of instructing state juries, or if Congress
amended the federal legislation in such a way as to require
reference to a national standard, a different question would be
presented. We express no view upon any such question.
[
Footnote 12]
For a detailed summary of the history of § 1461,
see
generally Manual Enterprises, Inc. v. Day, 370 U.S. at
370 U. S.
500-511 (opinion of BRENNAN, J.); Cairns, Paul, &
Wishner, Sex Censorship: The Assumptions of Anti-Obscenity Laws and
the Empirical Evidence, 46 Minn.L.Rev. 1009, 1010-1011, n. 2
(1962); Paul, The Post Office and Non-Mailability of Obscenity: An
Historical Note, 8 UCLA L.Rev. 44 (1961); Schauer,
supra,
n 6, at 8-29.
MR. JUSTICE POWELL, concurring.
I join the Court's opinion and write to express my understanding
of the relative narrowness of the questions presented.
At the time petitioner engaged in the conduct at issue here,
Iowa law placed no limits on the distribution of obscene materials
to adults. If Iowa law governs in this federal
Page 431 U. S. 310
prosecution, petitioner's conviction must be reversed. Our
decision therefore turns on the answers to two questions, one
requiring interpretation of a federal statute, the other calling
for application of the constitutional standards announced in
Miller v. California, 413 U. S. 15
(1973).
The first question, easily answered, is whether Congress
intended to incorporate state obscenity statutes into 18 U.S.C. §
1461. I agree with the Court's opinion,
ante at
431 U. S.
303-304, and n. 10, that no such intent existed.
The federal statute goes to the constitutional limit, reaching
all pornographic materials not protected under the First Amendment.
See Marks v. United States, 430 U.
S. 188,
430 U. S. 195
(1977). Under
Miller, local community standards play an
important role in defining that limit. The second question,
therefore, is whether "community standards," as that concept is
used in
Miller, necessarily follow changes in a State's
statutory law. Again, I agree with the Court's conclusion that they
do not. A community may still judge that materials are patently
offensive and that they appeal to the prurient interest even though
its legislature has chosen, for whatever reason, not to apply state
criminal sanctions to those who distribute them. The state statute
is relevant evidence of evolving community standards, and it was
properly brought to the attention of the jury here. But it is not
controlling in a prosecution under federal law.
I emphasize, however, that this case presents no question
concerning the limits on a State's power to design its obscenity
statutes as it sees fit or to define community standards as it
chooses for purposes of applying its own laws. Within the
boundaries staked out by
Miller, the States retain broad
latitude in this respect.
MR. JUSTICE BRENNAN, with whom MR. JUSTICE STEWART and MR
JUSTICE MARSHALL join, dissenting.
Petitioner was convicted after a jury trial in the United States
District Court for the Southern District of Iowa of
Page 431 U. S. 311
mailing obscene material in violation of 18 U.S.C. § 1461. The
Court of Appeals for the Eighth Circuit affirmed.
I would reverse. I have previously stated my view that this
statute is "
clearly overbroad and unconstitutional on its
face,'" see, e.g., Millican v. United States, 418 U.
S. 947, 948 (1974) (dissenting from denial of
certiorari), quoting United States v. Orito, 413 U.
S. 139, 413 U. S. 148
(1973) (dissenting opinion).
MR. JUSTICE STEVENS, dissenting.
Petitioner has been sentenced to prison for violating a federal
statute enacted in 1873. [
Footnote
2/1] In response to a request, he mailed certain pictures and
writings from one place in Iowa to another. The transaction itself
offended no one, [
Footnote 2/2] and
violated no Iowa law. Nevertheless, because the materials proved
"offensive" to third parties who were not intended to see them, a
federal crime was committed.
Although the Court's affirmance of this conviction represents a
logical extension of recent developments in this area of the law,
it sharply points up the need for a principled reexamination of the
premises on which it rests. Because so much has already been
written in this area, I shall merely endeavor to identify certain
weaknesses in the Court's "offensiveness" touchstone, [
Footnote 2/3] and then to explain why I
believe
Page 431 U. S. 312
criminal prosecutions are an unacceptable method of abating a
public nuisance which is entitled to at least a modicum of First
Amendment protection.
I
A federal statute defining a criminal offense should prescribe a
uniform standard applicable throughout the country. This
proposition is so obvious that it was not even questioned during
the first 90 years of enforcement of the Comstock Act under which
petitioner was prosecuted. [
Footnote
2/4] When the reach of the statute is limited by a
constitutional provision, it is even more certain that national
uniformity is appropriate. [
Footnote
2/5] Nevertheless, in 1963, when Mr. Chief Justice Warren
concluded that
Page 431 U. S. 313
a national standard for judging obscenity was not provable, he
suggested the substitution of community standards as an acceptable
alternative. [
Footnote 2/6] He
thereby planted the seed which eventually blossomed into holdings
such as
Miller, [
Footnote
2/7]
Hamling, [
Footnote
2/8] and today's pronouncement that the relevant standard "is
not one than can be defined legislatively."
Ante at
431 U. S.
303.
The conclusion that a uniformly administered national standard
is incapable of definition or administration is an insufficient
reason for authorizing the federal courts to engage in
ad
hoc adjudication of criminal cases. Quite the contrary, it is
a reason for questioning the suitability of criminal prosecution as
the mechanism for regulating the distribution of erotic
material
The most significant reasons for the failure to define a
national standard for obscenity apply with equal force to the use
of local standards. Even the most articulate craftsman finds it
easier to rely on subjective reaction, rather than concrete
descriptive criteria, as a primary definitional source. [
Footnote 2/9] The diversity within the
Nation which makes a single standard of offensiveness impossible to
identify is also present within each of the so-called local
communities in which litigation of this
Page 431 U. S. 314
kind is prosecuted. [
Footnote
2/10] Indeed, in
Miller itself, the jury was asked to
apply the contemporary community standard of California. A more
culturally diverse State of the Union hardly can exist, and yet its
standard for judging obscenity was assumed to be more readily
ascertainable than a national standard.
Indeed, in some ways the community standard concept is even more
objectionable than a national standard. As we have seen in prior
cases, the geographic boundaries of the relevant community are not
easily defined, and sometimes appear to be subject to elastic
adjustment to suit the needs of the
Page 431 U. S. 315
prosecutor. [
Footnote 2/11]
Moreover, although a substantial body of evidence and decisional
law concerning the content of a national standard could have
evolved through its consistent use, the derivation of the relevant
community standard for each of our countless communities is
necessarily dependent on the perceptions of the individuals who
happen to compose the jury in a given case.
The question of offensiveness to community standards, whether
national or local, is not one that the average juror can be
expected to answer with evenhanded consistency. The average juror
may well have one reaction to sexually oriented materials in a
completely private setting and an entirely different reaction in a
social context. Studies have shown that an opinion held by a large
majority of a group concerning a neutral and objective subject has
a significant impact in distorting the perceptions of group members
who would normally take a different position. [
Footnote 2/12] Since obscenity is by no means a
neutral subject, and since the ascertainment of a community
standard is such a subjective task, the expression of individual
jurors' sentiments will inevitably influence the perceptions of
other jurors, particularly those who would normally be in the
minority. [
Footnote 2/13]
Moreover, because the record
Page 431 U. S. 316
never discloses the obscenity standards which the jurors
actually apply, their decisions in these cases are effectively
unreviewable by an appellate court. [
Footnote 2/14] In he final analysis, the guilt or
innocence of a criminal defendant in an obscenity trial is
determined primarily by individual jurors' subjective reactions to
the materials in question, rather than by the predictable
application of rules of law.
This conclusion is especially troubling because the same image
-- whether created by words, sounds, or pictures -- may produce
such a wide variety of reactions. As Mr. Justice Harlan noted:
"[It is] often true that one man's vulgarity is another's lyric.
Indeed, we think it is largely because government officials [or
jurors] cannot make principled distinctions in this area that the
Constitution leaves matters of taste and style so largely to the
individual."
Cohen v. California, 403 U. S. 15,
403 U. S. 25. In
my judgment, the line between communications which "offend" and
those which do not is too blurred to identify criminal conduct. It
is also too blurred to delimit the protections of the First
Amendment.
Page 431 U. S. 317
II
Although the variable nature of a standard dependent on local
community attitudes is critically defective when used to define a
federal crime, that very flexibility is a desirable feature of a
civil rule designed to protect the individual's right to select the
kind of environment in which he wants to live.
In his dissent in
Jacobellis v. Ohio, 378 U.
S. 184, Mr. Chief Justice Warren reminded us that
obscene material "may be proscribed in a number of ways,"
id. at
378 U. S. 201,
and that a lesser standard of review is required in civil cases
than in criminal. Moreover, he identified a third dimension in the
obscenity determination that is ignored in the Court's current
formulation of the standard:
"In my opinion, the use to which various materials are put --
not just the words and pictures themselves -- must be considered in
determining whether or not the materials are obscene. A technical
or legal treatise on pornography may well be inoffensive under most
circumstances but, at the same time, 'obscene' in the extreme when
sold or displayed to children."
Ibid. (footnote omitted). The standard now applied by
the Court focuses its attention on the content of the materials and
their impact on the average person in the community. But that
impact is not a constant; it may vary widely with the use to which
the materials are put. As Mr. Justice Sutherland wrote in a
different context, a "nuisance may be merely a right thing in the
wrong place, -- like a pig in the parlor instead of the barnyard."
[
Footnote 2/15] Whether a pig or
a picture is offensive is a question that cannot be answered in the
abstract.
In
Roth v. United States, 354 U.
S. 476,
354 U. S. 485,
the Court held "that obscenity is not within the area of
constitutionally protected speech or press." That holding rests, in
part, on
Page 431 U. S. 318
the assumed premise that all communications within the protected
area are equally immune from governmental restraint, whereas those
outside that area are utterly without social value and, hence,
deserving of no protection. Last Term, the Court expressly rejected
that premise.
Young v. American Mini Theatres, Inc.,
427 U. S. 50,
427 U. S. 66-71;
Virginia Pharmacy Bd. v. Virginia Consumer Council,
425 U. S. 748,
425 U. S.
771-773. The fact that speech is protected by the First
Amendment does not mean that it is wholly immune from state
regulation. Although offensive or misleading statements in a
political oration cannot be censored, offensive language in a
courtroom [
Footnote 2/16] or
misleading representations in a securities prospectus may surely be
regulated. Nuisances such as sound trucks [
Footnote 2/17] and erotic displays in a residential
area may be abated under appropriately flexible civil standards
even though the First Amendment provides a shield against criminal
prosecution. As long as the government does not totally suppress
protected speech and is faithful to its paramount obligation of
complete neutrality with respect to the point of view expressed in
a protected communication, I see no reason why regulation of
certain types of communication may not take into account obvious
differences in subject matter.
See Lehman v. City of Shaker
Heights, 418 U. S. 298. It
seems to me ridiculous to assume that no regulation of the display
of sexually oriented material is permissible unless the same
regulation
Page 431 U. S. 319
could be applied to political comment. [
Footnote 2/18] On the other hand, I am not prepared to
rely on either the average citizen's understanding of an amorphous
community standard or on my fellow judges' appraisal of what has
serious artistic merit as a basis for deciding what one citizen may
communicate to another by appropriate means. [
Footnote 2/19]
I do not know whether the ugly [
Footnote 2/20] pictures in this record have any
beneficial value. The fact that there is a large demand for
comparable materials indicates that they do provide
Page 431 U. S. 320
amusement or information, or at least satisfy the curiosity of
interested persons. [
Footnote
2/21] Moreover, there are serious well-intentioned people who
are persuaded that they serve a worthwhile purpose. [
Footnote 2/22] Others believe they arouse
passions that lead to the commission of crimes; if that be true,
surely there is a mountain of material just within the protected
zone that is equally capable of motivating comparable conduct.
[
Footnote 2/23] Moreover, the
dire predictions about the baneful effects of these
Page 431 U. S. 321
materials are disturbingly reminiscent of arguments formerly
made about the availability of what are now valued as works of art.
In the end, I believe we must rely on the capacity of the free
marketplace of ideas to distinguish that which is useful or
beautiful from that which is ugly or worthless. [
Footnote 2/24]
In this case, the petitioner's communications were intended to
offend no one. He could hardly anticipate that they would offend
the person who requested them. And delivery in sealed envelopes
prevented any offense to unwilling third parties. Since his acts
did not even constitute a nuisance, it necessarily follows, in my
opinion, that they cannot provide the basis for a criminal
prosecution.
I respectfully dissent.
[
Footnote 2/1]
117 Stat. 598, 18 U.S.C. § 1461. The statute
"was passed with less than an hour of Congressional debate, and
there was no objection to its enactment in either the House or the
Senate. Reflecting its origin, the law is still known as the
Comstock Act."
F. Schauer, The Law of Obscenity 13 (1976).
[
Footnote 2/2]
It is, of course, possible that the postal inspectors, who had
used fictitious names to request the materials, were offended by
them. There was, however, no such testimony. Moreover, persons
examining materials of this kind as a part of their routine duties
must surely develop an insensitivity to them.
[
Footnote 2/3]
Although appeal to the "prurient" interest and "patently
offensive" character are identified as separate parts of the legal
standard for determining whether materials are obscene, the two
concepts overlap to some extent. But whether or not the two
standards are different, sexually oriented material is
constitutionally protected if it is not patently offensive.
[
Footnote 2/4]
In 1962, Mr. Justice Harlan wrote:
"There must first be decided the relevant 'community' in terms
of whose standards of decency the issue must be judged. We think
that the proper test under this federal statute, reaching as it
does to all parts of the United States whose population reflects
many different ethnic and cultural backgrounds, is a national
standard of decency. We need not decide whether Congress could
constitutionally prescribe a lesser geographical framework for
judging this issue which would not have the intolerable consequence
of denying some sections of the country access to material, there
deemed acceptable, which in others might be considered offensive to
prevailing community standards of decency."
Manual Enterprises, Inc. v. Day, 370 U.
S. 478,
370 U. S. 488
(footnote omitted).
[
Footnote 2/5]
As MR. JUSTICE BRENNAN has written:
"It is true that local communities throughout the land are, in
fact, diverse, and that, in cases such as this one, the Court is
confronted with the task of reconciling the rights of such
communities with the rights of individuals. Communities vary,
however, in many respects other than their toleration of alleged
obscenity, and such variances have never been considered to require
or justify a varying standard for application of the Federal
Constitution. The Court has regularly been compelled, in reviewing
criminal convictions challenged under the Due Process Clause of the
Fourteenth Amendment, to reconcile the conflicting rights of the
local community which brought the prosecution and of the individual
defendant. Such a task is admittedly difficult and delicate, but it
is inherent in the Court's duty of determining whether a particular
conviction worked a deprivation of rights guaranteed by the Federal
Constitution. The Court has not shrunk from discharging that duty
in other areas, and we see no reason why it should do so here. The
Court has explicitly refused to tolerate a result whereby 'the
constitutional limits of free expression in the Nation would vary
with state lines,'
Pennekamp v. Florida, supra, 328 U.S.
at
328 U. S. 335; we see even
less justification for allowing such limits to vary with town or
county lines. We thus reaffirm the position taken in Roth to the
effect that the constitutional status of an allegedly obscene work
must be determined on the basis of a national standard. It is,
after all, a national Constitution we are expounding."
Jacobellis v. Ohio, 378 U. S. 184,
378 U. S.
194-195 (footnote omitted).
[
Footnote 2/6]
Id. at
378 U. S.
200-201 (dissenting opinion).
[
Footnote 2/7]
Miller v. California, 413 U. S. 15.
[
Footnote 2/8]
Hamling v. United States, 418 U. S.
87.
[
Footnote 2/9]
MR. JUSTICE STEWART, concurring in
Jacobellis v. Ohio,
supra at
378 U. S. 197,
wrote that criminal prosecution in the obscenity area is
constitutionally limited to prosecution of "hard-core pornography."
He went on to note:
"I shall not today attempt further to define the kinds of
material I understand to be embraced within that shorthand
description; and perhaps I could never succeed in intelligibly
doing so. But I know it when I see it, and the motion picture
involved in this case is not that."
[
Footnote 2/10]
The opinion in
Miller, supra at
413 U. S. 331,
assumes that jurors could more easily "draw on the standards of
their community" than some "hypothetical and unascertainable
national standar[d].'" Yet that assumption can only relate to
isolated communities where jurors are well enough acquainted with
members of their community to know their private tastes and values.
The assumption does not apply to most segments of our diverse,
mobile, metropolitan society. For surely, the standard for a
metropolitan area is just as "hypothetical and unascertainable" as
any national standard. For a juror, it would be almost as hard to
determine the community standard for any large urban area as it
would be to determine a national standard. Metropolitan areas
typically contain some commercial districts devoted to the
exploitation of sex, in bookshops, adult theaters, nightclubs, or
burlesque houses; a juror might have seen respectable citizens
frequenting the entertainments of such areas and therefore conclude
that the community standard was one of "anything goes." Another
juror might predicate his standard on residential enclaves which
include nothing even closely resembling an adult bookstore, and
decide that such an area reflects the proper standard. Under that
test, the juror would probably conclude that any magazine sold from
under the local drugstore counter must be obscene because its
presence on the magazine rack might offend customers. A third juror
might try to apply a hybrid standard.
[
Footnote 2/11]
See Hamling v. United States, supra at
418 U. S.
142-145 (BRENNAN, J., dissenting);
United States v.
McManus, 535 F.2d 460 (CA8 1976),
cert. denied, 429
U.S. 1052. Edelstein & Mott, Collateral Problems in Obscenity
Regulation: A Uniform Approach to Prior Restraints, Community
Standards and Judgment Preclusion, 7 Seton Hall L.Rev. 543, 566-571
(1976).
[
Footnote 2/12]
Rosenblatt & Rosenblatt, Six Member Juries in Criminal
Cases: Legal and Psychological Considerations, 47 St. John's L.Rev.
615, 631-632 (1973); Asch, Effects of Group Pressure upon the
Modification and Distortion of Judgments, reprinted in D.
Cartwright, Group Dynamics 189-200 (1960).
[
Footnote 2/13]
A juror might well find certain materials appealing and yet be
unwilling to say so. He may assume, without necessarily being
correct, that his reaction is aberrant, and at odds with the
prevailing community view, especially if the first members of the
jury to speak indicate that they consider the material offensive.
Perhaps one reason that the Comstock Act was passed unanimously,
see 431
U.S. 291fn2/1|>n. 1,
supra, is that it is much more
popular to be against sin than to be tolerant of it.
[
Footnote 2/14]
The introduction of evidence on the question of contemporary
community standards will rarely enable an appellate judge to
differentiate between the jurors' own reactions to the materials in
question and the reactions of the average resident of the
community. For instance, in the present case, the defendant catered
into evidence as exhibits materials which were freely and lawfully
available at stores in Iowa. These exhibits were more salacious,
lewd, and open in their treatment of sex than were the materials
upon which the defendants were convicted. Yet a reviewing court
could not use this evidence to overturn a jury verdict, for the
jury's view may quite correctly have been that these materials,
although freely available, were appreciated only by a deviant
minority of the community, and did not conform to the community
standard. Testimony of experts would have to be similarly
discounted.
[
Footnote 2/15]
Euclid v. Ambler Realty Co., 272 U.
S. 365,
272 U. S.
388.
[
Footnote 2/16]
In deciding what comments on litigation may be punished, the
content of the comment, whether it is uttered inside or outside the
courtroom, and whether it concerns pending litigation, all have
relevance.
See In re Little, 404 U.
S. 553;
Pennekamp v. Florida, 328 U.
S. 331;
Bridges v. California, 314 U.
S. 252.
See also In re Dellinger, 502 F.2d 813,
815 (CA7 1974),
cert. denied sub nom. Dellinger v. United
States, 420 U.S. 990;
Theriault v. United States, 481
F.2d 1193, 1196 (CA5 1973),
cert. denied, 414 U.S. 1114.
Such factors are always relevant in applying the "clear and present
danger" test: only the combination of content (the word "fire") and
place (a crowded theater) allows prohibition in Mr. Justice Holmes'
famous example,
Schenck v. United States, 249 U. S.
47,
249 U. S.
52.
[
Footnote 2/17]
See Saia v. New York, 334 U. S. 558;
Kovacs v. Cooper, 336 U. S. 77.
[
Footnote 2/18]
This assumption must underlie the suggestion in
Miller
that a national standard would require that "the people of Maine or
Mississippi accept public depiction of conduct found tolerable in
Las Vegas, or New York City." 413 U.S. at
413 U. S. 32
(footnote omitted). That suggestion misreads the First Amendment in
at least two ways. The constitutional protection of the speaker's
right to communicate does not deprive the local community of all
authority to regulate the time, place, and manner of communication;
Nevada's approval of public displays would not necessarily require
Maine or Mississippi to approve use of identical means of
expression. More fundamentally, the constitutional inquiry is not
confined to the question of what an unwilling recipient must
accept; rather, the critical First Amendment question in this kind
of case involves the interested individual's right of access to
materials he desires.
See the passage from
Kleindienst
v. Mandel, 408 U. S. 753,
408 U. S.
762-763, quoted in
Virginia Pharmacy Bd. v. Virginia
Consumer Council, 425 U. S. 748,
425 U. S. 757,
which recognizes that the First Amendment necessarily protects the
right to "receive information and ideas."
[
Footnote 2/19]
As Mr. Justice Douglas once noted:
"The First Amendment makes confidence in the common sense of our
people and in their maturity of judgment the great postulate of our
democracy."
Dennis v. United States, 341 U.
S. 494,
341 U. S. 590
(dissenting opinion).
[
Footnote 2/20]
If First Amendment protection is properly denied to materials
that are "patently offensive" to the average citizen, I question
whether the element of erotic appeal is of critical importance. For
the average person may find some portrayals of violence, of
disease, or of intimate bodily functions (such as the birth of a
child) equally offensive -- at least when they are viewed for the
first time. It is noteworthy that one of the examples of an
unprotected representation identified by the Court,
ante
at
431 U. S. 301
n. 8, surely would have no erotic appeal to the average person.
[
Footnote 2/21]
As Mr. Justice Harlan wrote in
Cohen v. California,
403 U. S. 15,
403 U. S.
25-26:
"Additionally, we cannot overlook the fact . . . that much
linguistic expression serves a dual communicative function: it
conveys not only ideas capable of relatively precise, detached
explication, but otherwise inexpressible emotions as well. In fact,
words are often chosen as much for their emotive as their cognitive
force. We cannot sanction the view that the Constitution, while
solicitous of the cognitive content of individual speech, has
little or no regard for that emotive function which, practically
speaking, may often be the more important element of the overall
message sought to be communicated."
To a similar effect, this Court wrote in
Winters v. New
York, 333 U. S. 507,
333 U. S.
510:
"We do not accede to appellee's suggestion that the
constitutional protection for a free press applies only to the
exposition of ideas. The line between the informing and the
entertaining is too elusive for the protection of that basic right.
Everyone is familiar with instances of propaganda through fiction.
What is one man's amusement teaches another's doctrine. Though we
can see nothing of any possible value to society in these
magazines, they are as much entitled to the protection of free
speech as the best of literature."
[
Footnote 2/22]
See the Final Report of the President's Commission on
Obscenity and Pornography (1970).
[
Footnote 2/23]
Anthony Comstock, who is given credit for the enactment of the
statute involved in this case, understood this point. He wrote:
"
No embellishment of art can rob lust of its power for evil
upon the human nature,'" J. Kilpatrick, The Smut Peddlers 42
(1960). According to Professor Schauer,
"[a]mong the objects of Comstock's scorn were light literature,
pool halls, lotteries, gambling dens, popular magazines, and weekly
newspapers. Artistic motive was irrelevant."
The Law of Obscenity 12 n. 51 (1976).
[
Footnote 2/24]
Mr. Justice Holmes has written:
"[W]hen men have realized that time has upset many fighting
faiths, they may come to believe even more than they believe the
very foundations of their own conduct that the ultimate good
desired is better reached by free trade in ideas -- that the best
test of truth is the power of the thought to get itself accepted in
the competition of the market, and that truth is the only ground
upon which their wishes safely can be carried out. That, at any
rate, is the theory of our Constitution."
Abrams v. United States, 250 U.
S. 616,
250 U. S. 630
(dissenting opinion).