After New York State had submitted for the approval of the
Attorney General its 1972 reapportionment statute with respect to
Kings County and two other counties which were subject to §§ 4 and
5 of the Voting Rights Act of 1965, he concluded that, as to
certain districts in Kings County, the State had not met its burden
under § 5 of demonstrating that the redistricting had neither the
purpose nor the effect of abridging the right to vote by reason of
race or color. In May, 1974, the State submitted to the Attorney
General a revision of those portions of the 1972 plan to which he
had objected, including provisions for elections to the state
senate and assembly from Kings County. The 1974 plan did not change
the number of districts with nonwhite majorities, but did change
the size of the nonwhite majorities in most of those districts. To
attain a nonwhite majority of 65%, which it was felt would be
acceptable to the Attorney General for the assembly district in
which the Hasidic Jewish community was located (which had been 61%
nonwhite under the 1972 plan), a portion of the white population,
including part of the Hasidic community, was reassigned to an
adjoining district, and that community was also split between two
senatorial districts, though it had been within one such district
under the 1972 plan. Petitioners, on behalf of the Hasidic
community, brought this suit for injunctive and declaratory relief,
alleging that the 1974 plan violated their rights under the
Fourteenth and Fifteenth Amendments. Petitioners contended that the
plan "would dilute the value of [their] franchise by halving its
effectiveness," solely for the purpose of achieving a racial quota,
and that they were assigned to electoral districts solely on the
basis of race. Upon motions by the Attorney General (who had
advised the State that he did not object to the 1974 plan) and an
intervenor, the District Court dismissed the complaint, holding
that petitioners enjoyed no constitutional right in reapportionment
to separate community recognition as Hasidic Jews; that the
redistricting did not disenfranchise them; and that racial
considerations were permissible to correct past discrimination. The
Court
Page 430 U. S. 145
of Appeals affirmed. Noting that the 1974 plan left
approximately 70% of the Kings County senate and assembly districts
with white majorities, and that only 65% of the county was white,
the court held that the plan would not underrepresent the white
population. The court, relying on
Allen v. State Board of
Elections, 393 U. S. 544,
393 U. S. 569,
concluded that a State could use racial considerations in an effort
to secure the approval of the Attorney General under the Voting
Rights Act, reasoning that the Act contemplated that he and the
state legislature would have "to think in racial terms" because the
Act "necessarily deals with race or color, corrective action under
it must do the same."
Held: The judgment is affirmed. Pp.
430 U. S.
155-168;
430 U. S.
179-180.
510 F.2d 512, affirmed.
MR JUSTICE WHITE, joined by MR. JUSTICE BRENNAN MR. JUSTICE
BLACKMUN, and MR. JUSTICE STEVENS, concluded that the use of racial
criteria by the State of New York in its 1974 plan in attempting to
comply with § 5 of the Act and to secure the approval of the
Attorney General did not violate the Fourteenth or Fifteenth
Amendment. Pp.
430 U. S.
155-165.
(a) Under § 5, new or revised reapportionment plans are among
those voting procedures, standards, or practices that may not be
adopted by a State covered by the Act without a ruling by the
Attorney General or the specified court that the plan does not have
a racially discriminatory purpose or effect.
Allen v. State
Board of Elections, supra. Pp.
430 U. S.
157-159.
(b) Compliance with the Act in reapportionment cases will often
necessitate the use of racial considerations in drawing district
lines, and the Constitution does not prevent a State subject to the
Act from deliberately creating or preserving black majorities in
particular districts in order to ensure that its reapportionment
plan complies with § 5.
Beer v. United States,
425 U. S. 130;
City of Richmond v. United States, 422 U.
S. 358. Pp.
430 U. S.
159-161.
(c) Permissible use of racial criteria is not confined to
eliminating the effects of past discriminatory districting or
apportionment. P.
430 U. S.
161.
(d) A reapportionment cannot violate the Fourteenth or Fifteenth
Amendment merely because a State uses specific numerical quotas in
establishing a certain number of black majority districts. P.
430 U. S.
162.
(e) Petitioners have not shown or offered to prove that minority
voting strength was increased under the 1974 plan in comparison
with the 1966 apportionment, and thus have not shown that New York
did more than the Attorney General was authorized to require it to
do under
Page 430 U. S. 146
the nonretrogression principle of
Beer v. United States,
supra, a principle that this Court has accepted as
constitutionally valid. Pp.
430 U. S.
162-165.
MR. JUSTICE WHITE, joined by MR. JUSTICE STEVENS and MR. JUSTICE
REHNQUIST, concluded that, wholly aside from New York's obligations
under the Act to preserve minority voting strength in Kings County,
the Constitution permits the State to draw lines deliberately in
such a way that the percentage of districts with a nonwhite
majority roughly approximates the percentage of nonwhites in the
county. Though, in individual districts where nonwhite majorities
were increased to about 65%, it became more likely that nonwhite
candidates would be elected, as long as Kings County whites, as a
group, were provided with fair representation, there was no
cognizable discrimination against whites.
See Gaffney v.
Cummings, 412 U. S. 735,
412 U. S. 754.
Pp.
430 U. S.
165-168.
MR. JUSTICE STEWART, joined by MR. JUSTICE POWELL, concluded
that, having failed to show that the 1974 plan had either the
purpose or effect of discriminating against them because of their
race, petitioners, who erroneously contend that racial awareness in
legislative reapportionment is unconstitutional
per se,
have offered no basis for affording them the constitutional relief
that they seek. Pp.
430 U. S.
179-180.
WHITE, J., announced the Court's judgment, and delivered an
opinion in which STEVENS, J., joined; in all but Part IV of which
BRENNAN and BLACKMUN, JJ., joined; and in Parts I and IV of which
REHNQUIST, J., joined. BRENNAN, J., filed an opinion concurring in
part,
post, p.
430 U. S. 168.
STEWART, J., filed an opinion concurring in the judgment, in which
POWELL, J., joined,
post, p.
430 U. S. 179.
BURGER, C.J., filed a dissenting opinion,
post, p.
430 U. S. 180.
MARSHALL, J., took no part in the consideration or decision of the
case.
Page 430 U. S. 147
MR. JUSTICE WHITE announced the judgment of the Court and filed
an opinion in which MR. JUSTICE STEVENS joined; Parts I, II, and
III of which are joined by MR. JUSTICE BRENNAN and MR. JUSTICE
BLACKMUN; and Parts I and IV of which are joined by MR. JUSTICE
REHNQUIST.
Section 5 of the Voting Rights Act of 1965 prohibits a State or
political subdivision subject to § 4 of the Act from implementing a
legislative reapportionment unless it has obtained a declaratory
judgment from the District Court for the District of Columbia, or a
ruling from the Attorney General of the United States, that the
reapportionment "does not have the purpose and will not have the
effect of denying or abridging the right to vote on account of race
or color. . . ." [
Footnote
1]
Page 430 U. S. 148
The question presented is whether, in the circumstances of this
case, the use of racial criteria by the State of New York in its
attempt to comply with § 5 of the Voting Rights Act and to secure
the approval of the Attorney General violated the Fourteenth or
Fifteenth Amendment.
I
Kings County, N.Y., together with New York (Manhattan) and Bronx
Counties, became subject to §§ 4 and 5 of the Act, by virtue of a
determination by the Attorney General that a literacy test was used
in these three counties as of November 1, 1968, and a determination
by the Director of the Census that fewer than 50% of the voting-age
residents of these three counties voted in the Presidential
election of 1968. [
Footnote 2]
Litigation to secure exemption from the Act was unsuccessful,
[
Footnote 3] and it became
necessary for New York to
Page 430 U. S. 149
secure the approval of the Attorney General or of the United
States District Court for the District of Columbia for its 1972
reapportionment statute insofar as that statute concerned Kings,
New York, and Bronx Counties. On January 31, 1974, the provisions
of the statute districting these counties for congressional, state
senate, and state assembly seats were submitted to the Attorney
General. In accordance with the regulations governing his § 5
review, the Attorney General considered submissions from interested
parties criticizing and defending the plan. [
Footnote 4] Those submissions included assertions
that voting in these counties was racially polarized and that the
district lines had been created with the purpose or effect of
diluting the voting strength of
Page 430 U. S. 150
nonwhites (blacks and Puerto Ricans). [
Footnote 5] On April 1, 1974, the Attorney General
concluded that, as to certain districts in Kings County covering
the Bedford-Stuyvesant area of Brooklyn, the State had not met the
burden placed on it by § 5 and the regulations thereunder to
demonstrate that the redistricting had neither the purpose nor the
effect of abridging the right to vote by reason of race or color.
[
Footnote 6]
Under § 5, the State could have challenged the Attorney
General's objections to the redistricting plan by filing a
Page 430 U. S. 151
declaratory judgment action in a three-judge court in the
District of Columbia. Instead, the State sought to meet what it
understood to be the Attorney General's objections and to secure
his approval in order that the 1974 primary and general elections
could go forward under the 1972 statute. [
Footnote 7] A revised plan, submitted to the Attorney
General on May 31, 1974, in its essentials did not change the
number of districts with nonwhite majorities, but did change the
size of the nonwhite majorities in most of those districts. Under
the 1972 plan, Kings County had three state senate districts with
nonwhite majorities of approximately 91%, 61%, and 53%; under the
revised 1974 plan, there were again three districts with nonwhite
majorities, but now all three were between 70,% and 75% nonwhite.
[
Footnote 8] As for state
assembly districts, both the 1972 and the 1974 plans provided for
seven districts with nonwhite majorities. However, under the 1972
plan, there were four between 85% and 95% nonwhite, and three were
approximately 76%, 61%, and 52%, respectively; under the 1974 plan,
the two smallest nonwhite majorities were increased to 65% and
67.5%, and the two largest nonwhite majorities were decreased from
greater than
Page 430 U. S. 152
90% to between 80% and 90.% [
Footnote 9] The report of the legislative committee on
reapportionment stated that these changes were made "to overcome
Justice Department objections" by creating more "substantial
nonwhite majorities" in two assembly districts and two senate
districts. [
Footnote 10]
One of the communities affected by these revisions in the Kings
County reapportionment plan was the Williamsburgh area, where about
30,000 Hasidic Jews live. Under the 1972 plan, the Hasidic
community was located entirely in one assembly district (61%
nonwhite) and one senate district (37% nonwhite); in order to
create substantial nonwhite majorities in these districts, the 1974
revisions split the Hasidic community between two senate and two
assembly districts. A staff member of the legislative
reapportionment committee testified that, in the course of meetings
and telephone conversations with Justice Department officials, he
"got the feeling . . . that 65 percent would be probably an
approved figure" for the nonwhite population in the assembly
district in which the Hasidic community was located, a district
approximately 61% nonwhite under the 1972 plan. [
Footnote 11] To attain the 65% figure, a
portion of the white population, including part of the Hasidic
community, was reassigned to an adjoining district.
Shortly after the State submitted this revised redistricting
plan for Kings County to the Attorney General, petitioners sued on
behalf of the Hasidic Jewish community of Williamsburgh, alleging
that the 1974 plan "would dilute the value of each plaintiff's
franchise by halving its effectiveness," solely for the purpose of
achieving a racial quota, and therefore
Page 430 U. S. 153
in violation of the Fourteenth Amendment. Petitioners also
alleged that they were assigned to electoral districts solely on
the basis of race, and that this racial assignment diluted their
voting power in violation of the Fifteenth Amendment. Petitioners
sought an injunction restraining New York officials from enforcing
the new redistricting plan and a declaratory judgment that the
Attorney General of the United States had used unconstitutional and
improper standards in objecting to the 1972 plan.
On June 20, 1974, the District Court held a hearing on
petitioners' motion for a preliminary injunction. On July 1, 1974,
the Attorney General informed the State of New York that he did not
object to the implementation of the revised plan. The Attorney
General moved to be dismissed as a party on the ground that the
relief sought against him could be obtained only in the District
Court for the District of Columbia and only by a State or political
subdivision subject to the Voting Rights Act; the State and the
intervenor NAACP moved to dismiss the complaint on the ground that
it failed to state a claim upon which relief could be granted. The
District Court granted the motions to dismiss the complaint,
reasoning that petitioners enjoyed no constitutional right in
reapportionment to separate community recognition as Hasidic Jews,
that the redistricting did not disenfranchise petitioners, and that
racial considerations were permissible to correct past
discrimination. [
Footnote
12]
United Jewish Organizations v.
Wilson, 377 F.
Supp. 1164, 1165-1166 (EDNY 1974).
A divided Court of Appeals affirmed. 510 F.2d 512 (CA2 1975).
The majority first held that the Attorney General had to be
dismissed as a party because the court had no jurisdiction to
review his objection to the 1972 plan. [
Footnote 13] After agreeing
Page 430 U. S. 154
with the District Court that petitioners had no constitutional
right to separate community recognition in reapportionment -- a
holding not challenged by petitioners here [
Footnote 14] -- the Court of Appeals went on to
address petitioners' claims as white voters that the 1974 plan
denied them equal protection of the laws and abridged their right
to vote on the basis of race. The court noted that the 1974 plan
left approximately 70% of the senate and assembly districts in
Kings County with white majorities; given that only 65% of the
population of the county was white, the 1974 plan would not
underrepresent the white population, assuming that voting followed
racial lines.
Id. at 523, and n. 21. Petitioners thus
could not claim that the plan canceled out the voting strength of
whites as a racial group, under this Court's decisions in
White
v. Regester, 412 U. S. 755
(1973), and
Whitcomb v. Chavis, 403 U.
S. 124 (1971). The court then observed that the case did
not present the question whether a legislature, "starting afresh,"
could draw lines on a racial basis so as to bolster nonwhite voting
strength, but rather the "narrower" question whether a State could
use racial considerations in drawing lines in an effort to secure
the Attorney.General's approval under the Voting Rights Act. 510
F.2d at 524. The court thought this question answered by this
Court's decision in
Allen v. State Board of Elections,
393 U. S. 544,
393 U. S. 569
(1969), where a change from district to at-large voting for county
supervisors was held to be covered by § 5 of the Act. The
Page 430 U. S. 155
court below reasoned that the Act contemplated that the Attorney
General and the state legislature would have "to think in racial
terms"; because the Act "
necessarily deals with race or color,
corrective action under it must do the same." 510 F.2d at 525.
(Emphasis in original; footnote omitted.) The court held that,
"so long as a districting, even though based on racial
considerations, is in conformity with the unchallenged directive
of, and has the approval of, the Attorney General of the United
States under the Act, at least absent a clear showing that the
resultant legislative reapportionment is unfairly prejudicial to
white or nonwhite, that districting is not subject to
challenge."
Ibid. [
Footnote
15]
We granted certiorari, 423 U.S. 945 (1975). We affirm.
II
Petitioners argue that the New York Legislature, although
seeking to comply with the Voting Rights Act as construed by the
Attorney General, has violated the Fourteenth and Fifteenth
Amendments by deliberately revising its reapportionment plan along
racial lines. [
Footnote 16]
In rejecting petitioners'
Page 430 U. S. 156
claims, we address four propositions: first, that whatever might
be true in other contexts, the use of racial criteria in
districting and apportionment is never permissible; second, that
even if racial considerations may be used to redraw district lines
in order to remedy the residual effects of past unconstitutional
reapportionments, there are no findings here of prior
discriminations that would require or justify as a remedy that
white voters be reassigned in order to increase the size of black
majorities in certain districts; third, that the use of a "racial
quota" in redistricting is never acceptable; and fourth, that even
if the foregoing general propositions are infirm, what New York
actually did in this case was unconstitutional, particularly its
use of a 65% nonwhite racial quota for certain districts. The first
three arguments, as we now explain, are foreclosed by our cases
construing and sustaining the constitutionality of the Voting
Rights Act; the fourth we address in Parts
430 U.
S. S. 165|>IV.
It is apparent from the face of the Act, from its legislative
history, and from our cases that the Act itself was broadly
remedial in the sense that it was "designed by Congress to banish
the blight of racial discrimination in voting. . . ."
South
Carolina v. Katzenbach, 383 U. S. 301,
383 U. S. 308
(1966). It is also plain, however, that, after "repeatedly try[ing]
to cope with the problem by facilitating case-by-case litigation
against voting discrimination,"
id. at
383 U. S. 313,
Congress became dissatisfied with this approach, which required
judicial findings of unconstitutional discrimination in specific
situations and judicially approved remedies to cure that
discrimination. Instead, Congress devised more stringent measures,
one of which, § 5, required the covered States to seek the approval
of either the Attorney General or of a three-judge court in the
District of Columbia whenever they sought to implement new voting
procedures. Under § 4, a State became subject to § 5 whenever it
was administratively determined that certain conditions which
experience had proved
Page 430 U. S. 157
were indicative of racial discrimination in voting had existed
in the area -- in the case of New York, as already indicated,
supra at
430 U. S. 148,
that a literacy test was in use in certain counties in 1968 and
that fewer than 50% of the voting-age residents in these counties
voted in the Presidential election that year. At that point, New
York could have escaped coverage by demonstrating to the
appropriate court that the test had not been used to discriminate
within the past 10 years, which New York was unable to do.
See n 3,
supra.
Given this coverage of the counties involved, it is evident that
the Act's prohibition against instituting new voting procedures
without the approval of the Attorney General or the three-judge
District Court is not dependent upon proving past unconstitutional
apportionments, and that, in operation, the Act is aimed at
preventing the use of new procedures until their capacity for
discrimination has been examined by the Attorney General or by a
court. Although recognizing that the "stringent new remedies,"
including § 5, were "an uncommon exercise of congressional power,"
we nevertheless sustained the Act as a "permissibly decisive"
response to
"the extraordinary stratagem of contriving new rules of various
kinds for the sole purpose of perpetrating voting discrimination in
the face of adverse federal court decrees."
South Carolina v. Katzenbach, supra at
383 U. S.
334-335 (footnote omitted).
It is also clear that, under § 5, new or revised reapportionment
plans are among those voting procedures, standards, or practices
that may not be adopted by a covered State without the Attorney
General's or a three-judge court's ruling that the plan "does not
have the purpose and will not have the effect of denying or
abridging the right to vote on account of race or color." In
Allen v. State Board of Elections, on which the Court of
Appeals relied below, we held that a change from district to
at-large voting for county supervisors had to be submitted for
federal approval under § 5, because of the potential for a
"dilution" of minority
Page 430 U. S. 158
voting power which could "nullify [its] ability to elect the
candidate of [its] choice. . . ." 393 U.S. at
393 U. S. 569.
When it renewed the Voting Rights Act in 1970 and again in 1975,
Congress was well aware of the application of § 5 to redistricting.
In its 1970 extension, Congress relied on findings by the United
States Commission on Civil Rights that the newly gained voting
strength of minorities was in danger of being diluted by
redistricting plans that divided minority communities among
predominantly white districts. [
Footnote 17] In 1975, Congress was unmistakably cognizant
of this new phase in the effort to eliminate voting discrimination.
Former Attorney General Katzenbach testified that § 5 "has had its
broadest impact . . . in the areas of redistricting and
reapportionment," and the Senate and House reports recommending the
extension of the Act referred specifically to the Attorney
General's role in screening redistricting plans to protect
Page 430 U. S. 159
the opportunities for nonwhites to be elected to public office.
[
Footnote 18] As the Court
of Appeals understood the Act and our decision in
Allen,
compliance with the Act in reapportionment cases would often
necessitate the use of racial considerations in drawing district
lines. That the Court of Appeals correctly read the Act has become
clearer from later cases.
In
Beer v. United States, 425 U.
S. 130 (1976), the Court considered the question of what
criteria a legislative reapportionment must satisfy under § 5 of
the Voting Rights Act to demonstrate that it does not have the
"effect" of denying or abridging the right to vote on account of
race.
Beer established that the Voting Rights Act does not
permit the implementation of a reapportionment that "would lead to
a retrogression in the position of racial minorities with respect
to their effective exercise of the electoral franchise." 425 U.S.
at
425 U. S. 141.
This test was satisfied where the reapportionment increased the
percentage of districts where members of racial minorities
protected by the Act were in the majority.
See ibid. But
if this test were not met, clearance by the Attorney General or the
District Court for the District of Columbia could not be given, and
the reapportionment could not be implemented.
The reapportionment at issue in
Beer was approved by
this Court, because New Orleans had created one councilmanic
district with a majority of black voters where none existed before.
But had there been districts with black majorities under the
previous law, and had New Orleans in fact decreased the number of
majority black districts, it would have had to modify its plan in
order to implement its reapportionment by carving out a large
enough black majority in however
Page 430 U. S. 160
many additional districts would be necessary to satisfy the
Beer test. There was division on the Court as to what a
State must show to satisfy § 5; but all eight Justices who
participated in the decision implicitly accepted the proposition
that a State may revise its reapportionment plan to comply with § 5
by increasing the percentage of black voters in a particular
district until it has produced a clear majority.
See 425
U.S. at
425 U. S.
141-142;
id. at
425 U. S. 144
(WHITE, J., dissenting);
id. at
425 U. S.
158-161 (MARSHALL, J., dissenting). Indeed, the plan
eventually approved by this Court in
Beer was drawn with
the purpose of avoiding dilution of the black vote by attaining at
least a 54% majority of black voters in one district while
preventing a 90% concentration.
See App. in
Beer v.
United States, O.T. 1975, No. 73-1869, pp. 341-342.
The Court has taken a similar approach in applying § 5 to the
extension of city boundaries through annexation. Where the
annexation has the effect of reducing the percentage of blacks in
the city, the proscribed "effect" on voting rights can be avoided
by a post-annexation districting plan which "fairly reflects the
strength of the Negro community as it exists after the annexation"
and which "would afford [it] representation reasonably equivalent
to [its] political strength in the enlarged community."
City of
Richmond v. United States, 422 U. S. 358,
422 U. S.
370-371 (1975).
Accord, City of Petersburg v. United
States, 354 F.
Supp. 1021 (DC 1972),
summarily aff'd, 410 U.S. 962
(1973). In
City of Richmond, the Court approved an
annexation which reduced the proportion of blacks in the city from
52% to 42%, because the post-annexation ward system created four
out of nine wards with substantial black majorities of 64%. Had the
redistricting failed to "fairly [reflect] the strength of the Negro
community," however, it would follow from the Court's decision that
the Constitution would permit the city to modify its plan by
deliberately creating black majorities in a sufficient number of
wards to satisfy statutory requirements.
Page 430 U. S. 161
Implicit in
Beer and
City of Richmond, then,
is the proposition that the Constitution does not prevent a State
subject to the Voting Rights Act from deliberately creating or
preserving black majorities in particular districts in order to
ensure that its reapportionment plan complies with § 5. That
proposition must be rejected and § 5 held unconstitutional to that
extent if we are to accept petitioners' view that racial criteria
may never be used in redistricting or that they may be used, if at
all, only as a specific remedy for past unconstitutional
apportionments. We are unwilling to overturn our prior cases,
however. Section 5 and its authorization for racial redistricting
where appropriate to avoid abridging the right to vote on account
of race or color are constitutional. Contrary to petitioners' first
argument, neither the Fourteenth nor the Fifteenth Amendment
mandates any
per se rule against using racial factors in
districting and apportionment. Nor is petitioners' second argument
valid. The permissible use of racial criteria is not confined to
eliminating the effects of past discriminatory districting or
apportionment. [
Footnote
19]
Page 430 U. S. 162
Moreover, in the process of drawing black majority districts in
order to comply with § 5, the State must decide how substantial
those majorities must be in order to satisfy the Voting Rights Act.
The figure used in drawing the
Beer plan, for example, was
54% of registered voters. [
Footnote 20] At a minimum and by definition, a "black
majority district" must be more than 50% black. But whatever the
specific percentage, the State will inevitably arrive at it as a
necessary means to ensure the opportunity for the election of a
black representative and to obtain approval of its reapportionment
plan. Unless we adopted an unconstitutional construction of § 5 in
Beer and
City of Richmond, a reapportionment
cannot violate the Fourteenth or Fifteenth Amendment merely because
a State uses specific numerical quotas in establishing a certain
number of black majority districts. Our cases under § 5 stand for
at least this much.
III
Having rejected these three broad objections to the use of
racial criteria in redistricting under the Voting Rights Act, we
turn to the fourth question, which is whether the racial criteria
New York used in this case -- the revision of the 1972 plan to
create 65% nonwhite majorities in two additional senate and two
additional assembly districts -- were constitutionally infirm. We
hold they are not, on two separate grounds. The first is addressed
in this Part III, the second in
430 U. S.
The first ground is that petitioners have not shown, or offered
to prove, that New York did more than the Attorney General was
authorized to require it to do under the nonretrogression
Page 430 U. S. 163
principle of
Beer, a principle that, as we have already
indicated, this Court has accepted as constitutionally valid. Under
Beer, the acceptability of New York's 1972 reapportionment
for purposes of § 5 depends on the change in nonwhite voting
strength in comparison with the previous apportionment, which
occurred in 1966. Yet there is no evidence in the record to show
whether the 1972 plan increased or decreased the number of senate
or assembly districts with substantial nonwhite majorities of 65%.
For all that petitioners have alleged or proved, the 1974 revisions
may have accomplished nothing more than the restoration of nonwhite
voting strength to 1966 levels. [
Footnote 21] To be successful in their constitutional
challenge to the racial criteria used in New York's revised plan,
petitioners must show at a minimum that minority voting strength
was increased under the 1974 plan in comparison with the 1966
apportionment; otherwise, the challenge amounts to a constitutional
attack on compliance with the statutory rule of
nonretrogression.
In the absence of any evidence regarding nonwhite voting
strength under the 1966 apportionment, the creation of substantial
nonwhite majorities in approximately 30% of the senate and assembly
districts in Kings County was reasonably related to the
constitutionally valid statutory mandate of maintaining nonwhite
voting strength. The percentage of districts with nonwhite
majorities was less than the percentage of nonwhites in the county
as a whole (35%). The size of the nonwhite majorities in those
districts reflected the need to take account of the substantial
difference between the nonwhite
Page 430 U. S. 164
percentage of the total population in a district and the
nonwhite percentage of the voting-age population. [
Footnote 22] Because, as the Court said in
Beer, the inquiry under § 5 focuses ultimately on "the
position of racial minorities with respect to their effective
exercise of the electoral franchise," 425 U.S. at
425 U. S. 141,
the percentage of eligible voters by district is of great
importance to that inquiry. [
Footnote 23] In the redistricting plan approved in
Beer, for example, only one of the two districts with a
black population majority also had a black majority of registered
voters.
Id. at
425 U. S. 142.
We think it was reasonable for the Attorney General to conclude in
this case that a substantial nonwhite population majority -- in the
vicinity of 65% -- would be required to achieve a nonwhite majority
of eligible voters.
Petitioners have not shown that New York did more than accede to
a position taken by the Attorney General that was authorized by our
constitutionally permissible construction of § 5. New York adopted
the 1974 plan because it sought to comply with the Voting Rights
Act. This has been its primary defense of the plan, which was
sustained on that
Page 430 U. S. 165
basis by the Court of Appeals. Because the Court of Appeals was
essentially correct, its judgment may be affirmed without
addressing the additional argument by New York and by the United
States that, wholly aside from New York's obligation under the
Voting Rights Act to preserve minority voting strength in Kings
County, the Constitution permits it to draw district lines
deliberately in such a way that the percentage of districts with a
nonwhite majority roughly approximates the percentage of nonwhites
in the county.
IV
This additional argument, however, affords a second, and
independent, ground for sustaining the particulars of the 1974 plan
for Kings County. Whether or not the plan was authorized by or was
in compliance with § 5 of the Voting Rights Act, New York was free
to do what it did as long as it did not violate the Constitution,
particularly the Fourteenth and Fifteenth Amendments; and we are
convinced that neither Amendment was infringed.
There is no doubt that, in preparing the 1974 legislation, the
State deliberately used race in a purposeful manner. But its plan
represented no racial slur or stigma with respect to whites or any
other race, and we discern no discrimination violative of the
Fourteenth Amendment, nor any abridgment of the right to vote on
account of race within the meaning of the Fifteenth Amendment.
It is true that New York deliberately increased the nonwhite
majorities in certain districts in order to enhance the opportunity
for election of nonwhite representatives from those districts.
Nevertheless, there was no fencing out of the white population from
participation in the political processes of the county, and the
plan did not minimize or unfairly cancel out white voting strength.
Compare White v. Regester, 412 U.S. at
412 U. S.
765-767,
and Gomillion v. Lightfoot,
364 U. S. 339
(1960),
with Gaffney v. Cummings, 412 U.
S. 735,
412 U. S.
751-754 (1973). Petitioners have not objected to the
Page 430 U. S. 166
impact of the 1974 plan on the representation of white voters in
the county or in the State as a whole. As the Court of Appeals
observed, the plan left white majorities in approximately 70% of
the assembly and senate districts in Kings County, which had a
countywide population that was 65% white. Thus, even if voting in
the county occurred strictly according to race, whites would not be
underrepresented relative to their share of the population.
In individual districts where nonwhite majorities were increased
to approximately 65%, it became more likely, given racial bloc
voting, that black candidates would be elected instead of their
white opponents, and it became less likely that white voters would
be represented by a member of their own race; but as long as whites
in Kings County, as a group, were provided with fair
representation, we cannot conclude that there was a cognizable
discrimination against whites or an abridgment of their right to
vote on the grounds of race. [
Footnote 24] Furthermore, the individual voter in the
district with a nonwhite majority has no constitutional complaint
merely because his candidate has lost out at the polls and his
district is represented by a person for whom he did not vote. Some
candidate, along with his supporters, always loses.
See
Whitcomb v. Chavis, 403 U.S. at
403 U. S.
153-160.
Where it occurs, voting for or against a candidate because of
his race is an unfortunate practice. But it is not rare; and in any
district where it regularly happens, it is unlikely that any
candidate will be elected who is a member of the
Page 430 U. S. 167
race that is in the minority in that district. However
disagreeable this result may be, there is no authority for the
proposition that the candidates who are found racially unacceptable
by the majority, and the minority voters supporting those
candidates, have had their Fourteenth or Fifteenth Amendment rights
infringed by this process. Their position is similar to that of the
Democratic or Republican minority that is submerged year after year
by the adherents to the majority party who tend to vote a straight
party line.
It does not follow, however, that the State is powerless to
minimize the consequences of racial discrimination by voters when
it is regularly practiced at the polls. In
Gaffney v.
Cummings, the Court upheld a districting plan
"drawn with the conscious intent to . . . achieve a rough
approximation of the statewide political strengths of the
Democratic and Republican Parties."
412 U.S. at
412 U. S. 752.
We there recognized that districting plans would be vulnerable
under our cases if "
racial or political groups have been
fenced out of the political process and their voting strength
invidiously minimized,"
id. at
412 U. S. 754
(emphasis added); but that was not the case there, and no such
purpose or effect may be ascribed to New York's 1974 plan. Rather,
that plan can be viewed as seeking to alleviate the consequences of
racial voting at the polls and to achieve a fair allocation of
political power between white and nonwhite voters in Kings
County.
In this respect, New York's revision of certain district lines
is little different in kind from the decision by a State in which a
racial minority is unable to elect representatives from multimember
districts to change to single member districting for the purpose of
increasing minority representation. This change might substantially
increase minority representation at the expense of white voters,
who previously elected all of the legislators but who, with single
member districts, could elect no more than their proportional
share. If
Page 430 U. S. 168
this intentional reduction of white voting power would be
constitutionally permissible, as we think it would be, we think it
also permissible for a State, employing sound districting
principles such as compactness and population equality, to attempt
to prevent racial minorities from being repeatedly outvoted by
creating districts that will afford fair representation to the
members of those racial groups who are sufficiently numerous and
whose residential patterns afford the opportunity of creating
districts in which they will be in the majority.
As the Court said in
Gaffney:
"[C]ourts have [no] constitutional warrant to invalidate a state
plan, otherwise within tolerable population limits, because it
undertakes not to minimize or eliminate the political strength of
any group or party, but to recognize it, and, through districting,
provide a rough sort of proportional representation in the
legislative halls of the State."
Ibid. New York was well within this rule when, under
the circumstances present in Kings County, it amended its 1972
plan. [
Footnote 25]
The judgment is
Affirmed.
MR. JUSTICE MARSHALL took no part in the consideration or
decision of this case.
[
Footnote 1]
Section 5 of the Voting Rights Act of 1965, 79 Stat. 439, as
amended, 42 U.S.C. § 1973c, at the time in question here, provided
in pertinent part:
"[W]henever a State or political subdivision with respect to
which the prohibitions set forth in section 1973b(a) of this title
based upon determinations made under the second sentence of section
1973b(b) of this title are in effect shall enact or seek to
administer any voting qualification or prerequisite to voting, or
standard, practice, or procedure with respect to voting different
from that in force or effect on November 1, 1968, such State or
subdivision may institute an action m the United States District
Court for the District of Columbia for a declaratory judgment that
such qualification, prerequisite, standard, practice, or procedure
does not have the purpose and will not have the effect of denying
or abridging the right to vote on account of race or color, and
unless and until the court enters such judgment no person shall be
denied the right to vote for failure to comply with such
qualification, prerequisite, standard, practice, or procedure:
Provided, That such qualification, prerequisite, standard,
practice, or procedure may be enforced without such proceeding if
the qualification, prerequisite, standard, practice, or procedure
has been submitted by the chief legal officer or other appropriate
official of such State or subdivision to the Attorney General and
the Attorney General has not interposed an objection within sixty
days after such submission, except that neither the Attorney
General's failure to object nor a declaratory judgment entered
under this section shall bar a subsequent action to enjoin
enforcement of such qualification, prerequisite, standard,
practice, or procedure. Any action under this section shall be
heard and determined by a court of three judges in accordance with
the provisions of section 2284 of Title 28 and any appeal shall lie
to the Supreme Court."
A legislative reapportionment is a "standard, practice, or
procedure with respect to voting different from that in force or
effect on November 1, 1968," within the meaning of § 5.
See
infra at
430 U. S.
157-159.
[
Footnote 2]
See 42 U.S.C. § 1973b(b).
[
Footnote 3]
The State of New York brought an action to obtain a statutory
exemption for the three counties under § 4(a) of the Act, seeking a
declaratory judgment that its literacy test had not been used
within the 10 years preceding the filing of the suit "for the
purpose or with the effect of denying or abridging the right to
vote on account of race or color." 42 U.S.C. § 1973b(a). After
several years of litigation, the District Court for the District of
Columbia denied the exemption and ordered the State to comply with
the filing requirements of § 5. This Court summarily affirmed.
New York ex rel. New York Count v. United States, 419 U.S.
888 (1974).
See 510 F.2d 512, 516 (CA2 1975).
[
Footnote 4]
Title 28 CFR § 51.19 (1976) provides:
"Section 5, in providing for submission to the Attorney General
as an alternative to seeking a declaratory judgment from the U.S.
District Court for the District of Columbia, imposes on the
Attorney General what is essentially a judicial function.
Therefore, the burden of proof on the submitting authority is the
same in submitting changes to the Attorney General as it would be
in submitting changes to the District Court for the District of
Columbia. The Attorney General shall base his decision on a review
of material presented by the submitting authority, relevant
information provided by individuals or groups, and the results of
any investigation conducted by the Department of Justice. If the
Attorney General is satisfied that the submitted change does not
have a racially discriminatory purpose or effect, he will not
object to the change and will so notify the submitting authority.
If the Attorney General determines that the submitted change has a
racially discriminatory purpose or effect, he will enter an
objection and will so notify the submitting authority. If the
evidence as to the purpose or effect of the change is conflicting,
and the Attorney General is unable to resolve the conflict within
the 60-day period, he shall, consistent with the above-described
burden of proof applicable in the District Court, enter an
objection and so notify the submitting authority."
[
Footnote 5]
The record in this Court contains only part of the materials
submitted to and considered by the Attorney General in his review
of the 1972 plan. Included in the present record are a memorandum
submitted on behalf of the National Association for the Advancement
of Colored People and letters from several prominent black and
Puerto Rican elected officials, all opposing the plan. Not included
in the record are materials defending the plan submitted by the
reapportionment committee of the New York Legislature, the State
Attorney General, and several state legislators. Brief for United
States 8, and n. 9.
The NAACP, the Attorney General, and the court below classified
Puerto Ricans in New York together with blacks as a minority group
entitled to the protections of the Voting Rights Act. Hereinafter
we use the term "nonwhite" to refer to blacks and Puerto Ricans,
although small numbers of other nonwhite groups (such as Orientals)
are also included in the nonwhite population statistics.
[
Footnote 6]
The basis for the Attorney General's conclusion that "the
proscribed effect may exist" as to certain state assembly and
senate districts in Kings County was explained in a letter to the
New York State authorities as follows:
"Senate district 18 appears to have an abnormally high minority
concentration while adjoining minority neighborhoods are
significantly diffused into surrounding districts. In the less
populous proposed assembly districts, the minority population
appears to be concentrated into districts 53, 54, 55 and 56, while
minority neighborhoods adjoining those districts are diffused into
a number of other districts. . . . [W]e know of no necessity for
such configuration, and believe other rational alternatives
exist."
App. 15. The Attorney General also objected to the congressional
districting in Kings County and to the state legislative
districting in New York County. The districting for these seats is
not at issue in this litigation.
[
Footnote 7]
The State was also under pressure from a private suit to compel
enactment of new district lines consistent with the views of the
Attorney General.
NAACP v. New York City Bd. of Elections,
72 Civ. 1460 (SDNY).
See 510 F.2d at 517 n. 6.
[
Footnote 8]
The 1972 percentages are taken from Table 3, accompanying the
memorandum in support of the motions to dismiss of the applicants
for intervention, App. 265, except for the 61% figure, which is for
a district only partially in Kings County. That figure is taken
from the Brief for United States 53, and represents the black and
Puerto Rican population, rather than all nonwhites. The 1974
percentages are taken from the Interim Report of the Joint
Committee on Reapportionment, App. 179-180.
The 1974 plan created nonwhite majorities in two state senate
districts that were majority white under the 1972 plan (the 17th
and the 23d), but created white majorities in two districts that
were majority nonwhite under the 1972 plan (the 16th and the 25th).
See Brief for United States 53.
[
Footnote 9]
Table 3,
supra, n
8, App. 266; Interim Report,
supra, n 8, App. 195; Brief for United States 54.
See 510 F.2d at 523 n. 21.
[
Footnote 10]
Interim Report,
supra, n 8, App. 179;
see id. at 181-182.
[
Footnote 11]
Testimony of Richard S. Scolaro, executive director of the Joint
Committee on Reapportionment, at hearing on plaintiff's motion for
preliminary injunction, App. 106;
see 510 F.2d at 517.
[
Footnote 12]
Petitioners' motions for a preliminary injunction and summary
judgment were denied.
[
Footnote 13]
Although petitioners did not present this question for review,
they argue that the Attorney General is properly a party to this
suit because he allegedly caused the state officials to deprive
petitioners of their constitutional rights. Brief for Petitioners
53-54, n. 22; Reply Brief for Petitioners 5 n. 1 (filed Sept. 30,
1976). In view of our disposition of the case, we do not reach this
issue.
[
Footnote 14]
In this Court, petitioners state:
"[We do not] contend that there is any right -- constitutional
or statutory -- for permanent recognition of a community in
legislative apportionment. Our argument is, rather, that the
history of the area demonstrates that there could be -- and in fact
was -- no reason
other than race to divide the community
at this time."
Brief for Petitioners 6 n. 6. (Emphasis in original.)
[
Footnote 15]
The dissent would have found a constitutional violation in
"the drawing of district lines with a central and governing
premise that a set number of districts must have a predetermined
nonwhite majority of 65% or more in order to ensure nonwhite
control in those districts."
The dissent pointed out that neither the Attorney General nor
the State of New York would take responsibility for the 65%
"quota," and argued that there was no showing of a preexisting
wrong which could justify the use of a "presumptively odious"
racial classification. 510 F.2d at 525, 526 (Frankel, J.).
[
Footnote 16]
The Equal Protection Clause, contained in § 1 of the Fourteenth
Amendment, forbids any State to "deny to any person within its
jurisdiction the equal protection of the laws." Section 1 of the
Fifteenth Amendment provides that
"[t]he right of citizens of the United State to vote shall not
be denied or abridged by the United States or by any State on
account of race, color, or previous condition of servitude."
[
Footnote 17]
The findings of the Commission's 18-month study, contained in
its 1968 report, Political Participation 21-39, were endorsed in a
statement submitted in the course of the Senate debates by 10 out
of 17 Senate Judiciary Committee members, who proposed and
successfully supported the critical amendment that extended § 5.
The findings were repeatedly referred to during the Senate and
House hearings held in 1969 and 1970 in connection with the
extension.
E.g., Hearings on H.R. 4249, H.R. 5538, and
Similar Proposals (Voting Rights Act Extension) before Subcommittee
No. 5 of the House Committee on the Judiciary, 91st Cong., 1st
Sess., 3-4 (1969) (statement of Rep. McCulloch);
id. at 17
(testimony of Howard Glickstein, Acting Staff Director, United
States Commission on Civil Rights);
id. at 150 (testimony
of Thomas E. Harris, Associate General Counsel, AFL-CIO); Hearings
on S. 818, S. 2456, S. 2507, and Title IV of S. 2029 (Amendments to
the Voting Rights Act of 1965) before the Subcommittee on
Constitutional Rights of the Senate Committee on the Judiciary,
91st Cong., 1st and 2d Sess., 47 (1970) (testimony of Frankie
Freeman, member, United States Commission on Civil Rights);
id. at 132 (testimony of Joseph L. Rauh, Jr., General
Counsel, Leadership Conference on Civil Rights);
id. at
427 (statement of Howard Glickstein);
id. at 516-518
(testimony of David Norman, Deputy Assistant Attorney General,
Civil Rights Division, U.S. Dept. of Justice).
[
Footnote 18]
Hearings on S. 407, S. 903, S. 1297, S. 1409, and S. 1443 before
the Sub committee on Constitutional Rights of the Senate Committee
on the Judiciary, 94th Cong., 1st Sess., 124 (1975) (testimony of
Nicholas Katzenbach); S.Rep. No. 94-295, pp. 15-19 (1975); H.R. Rep
No. 94-196, pp. 11 (1975).
[
Footnote 19]
Petitioners also insist that, because the Attorney General
concluded not that the 1972 plan would have a discriminatory
effect, but only that the State had failed to demonstrate that the
plan would not have such an effect, there was insufficient
justification for racial redistricting. This argument overlooks the
central role of the shift in burden of proof in the congressional
effort to combat discriminatory voting laws. Our cases have upheld
this shift. As we said in
South Carolina v. Katzenbach,
383 U. S. 301,
383 U. S. 328
(1966):
"After enduring nearly a century of systematic resistance to the
Fifteenth Amendment, Congress might well decide to shift the
advantage of time and inertia from the perpetrators of the evil to
its victims."
And in affirming the issuance of an injunction against
enforcement of a state reapportionment plan for which the State had
not demonstrated the absence of a discriminatory effect, the Court
stated:
"It is well established that, in a declaratory judgment action
under § 5, the plaintiff State has the burden of proof. What the
Attorney General's regulations do is to place the same burden on
the submitting party in a § 5 objection procedure. . . . Any less
stringent standard might well have rendered the formal declaratory
judgment procedure a dead letter by making available to covered
States a far smoother path to clearance."
Georgia v. United States, 411 U.
S. 526,
411 U. S. 538
(1973). (Footnote omitted.)
[
Footnote 20]
See supra at
430 U. S.
160.
[
Footnote 21]
It is true, of course, that
Beer was decided after
petitioners moved for summary judgment in the District Court and
after the Court of Appeals affirmed the District Court's denial of
that motion and dismissal of the action. But while relying on
Beer in this Court, petitioners take the position that
there are no disputed issues of fact and that their motion for
summary judgment should be granted on the basis of the present
record. Reply Brief for Petitioners 13-14, 17 (filed Sept. 30,
1976); Tr. of Oral Arg. 70-71.
[
Footnote 22]
The NAACP, intervenor in this action, submitted census data to
the Attorney General showing that roughly 75% of all whites in
Kings County, but only about 55% of all nonwhites, were eligible to
vote. App. 263. The NAACP urged that districts without significant
nonwhite population majorities would not have nonwhite majorities
among eligible voters.
See, e.g., id. at 219.
The statistical problems in estimating the nonwhite population
of the districts in the 1972 plan provided an additional reason for
the Attorney General to ask for an increase in the size of the
nonwhite majorities in certain districts. The legislature used the
higher of the two sets of estimates, and the actual nonwhite
population may have been somewhat lower.
See id. at
265.
[
Footnote 23]
The regulation governing submissions to the Attorney General for
review of redistricting plans under § 5 "strongly urges" the
submitting authority to include "[v]oting-age population and the
number of registered voters before and after the change, by race,
for the area to be affected by the change." 28 CFR §
51.10(b)(6)(ii) (1976).
[
Footnote 24]
We also note that the white voter who as a result of the 1974
plan is in a district more likely to return a nonwhite
representative will be represented, to the extent that voting
continues to follow racial lines, by legislators elected from
majority white districts. The effect of the reapportionment on
whites in districts where nonwhite majorities have been increased
is thus mitigated by the preservation of white majority districts
in the rest of the county.
See Note, 25 Stan.L.Rev. 84, 87
(1972). Of course, if voting does not follow racial lines, the
white voter has little reason to complain that the percentage of
nonwhites in his district has been increased.
[
Footnote 25]
Petitioners seek to distinguish
Gaffney on the ground
that New York's use of racial criteria was not the product of
"reasoned choice" by the state legislature, but rather was coerced
by federal officials. But we do not think that this otherwise
constitutionally permissible plan was rendered unconstitutional
merely because New York adopted it to comply with a federal
statute.
MR. JUSTICE BRENNAN, concurring in part.
I join Parts I, II, and III of Mr. JUSTICE WHITE's opinion. Part
II effectively demonstrates that prior cases firmly establish
Page 430 U. S. 169
the Attorney General's expansive authority to oversee
legislative redistricting under § 5 of the Voting Rights Act.
See, e.g., Georgia v. United States, 411 U.
S. 526,
411 U. S. 532
(1973);
Allen v. State Board of Elections, 393 U.
S. 544,
393 U. S. 568,
569 (1969). Part III establishes to my satisfaction that, as a
method of securing compliance with the Voting Rights Act, the 65%
rule applied to Brooklyn in this instance was not arbitrarily or
casually selected. Yet, because this case carries us further down
the road of race-centered remedial devices than we have heretofore
traveled -- with the serious questions of fairness that attend such
matters -- I offer this further explanation of my position.
The one starkly clear fact of this case is that an overt racial
number was employed to effect petitioners' assignment to voting
districts. In brief, following the Attorney General's refusal to
certify the 1972 reapportionment under his § 5 powers, unnamed
Justice Department officials made known that satisfaction of the
Voting Rights Act in Brooklyn would necessitate creation by the
state legislature of 10 state assembly and senate districts with
threshold nonwhite populations of 65%. Prompted by the necessity of
preventing interference with the upcoming 1974 election, state
officials complied. Thus, the Justice Department's unofficial
instruction to state officials effectively resulted in an explicit
process of assignment to voting districts pursuant to race. The
result of this process was a countywide pattern of districting
closely approximating proportional representation. While it is true
that this demographic outcome did not "underrepresent the white
population" throughout the county,
ante at
430 U. S. 154
-- indeed, the very definition of proportional representation
precludes either underrepresentation or overrepresentation -- these
particular petitioners filed suit to complain that
they
have been subjected to a process of classification on the basis of
race that adversely altered
their status.
If we were presented here with a classification of voters
Page 430 U. S. 170
motivated by racial animus,
City of Richmond v. United
States, 422 U. S. 358,
422 U. S. 378
(1975);
Wright v. Rockefeller, 376 U. S.
52,
376 U. S. 58
(1964);
Gomillion v. Lightfoot, 364 U.
S. 339,
364 U. S. 347
(1960), or with a classification that effectively downgraded
minority participation in the franchise,
Georgia v. United
States, supra at
411 U. S. 534;
Whitcomb v. Chavis, 403 U. S. 124,
403 U. S. 144
(1971), we promptly would characterize the resort to race as
"suspect" and prohibit its use. Under such circumstances, the
tainted apportionment process would not necessarily be saved by its
proportional outcome, for the segregation of voters into "separate
but equal" blocs still might well have the intent or effect of
diluting the voting power of minority voters.
See, e.g., City
of Richmond v. United States, supra at
422 U. S. 378;
Wright v. Rockefeller, supra at
376 U. S. 53-54;
infra at
430 U. S.
172-173. It follows, therefore, that, if the racial
redistricting involved here, imposed with the avowed intention of
clustering together 10 viable nonwhite majorities at the expense of
preexisting white groupings, is not similarly to be prohibited, the
distinctiveness that avoids this prohibition must arise from either
or both of two considerations: the permissibility of affording
preferential treatment to disadvantaged nonwhites generally, or the
particularized application of the Voting Rights Act in this
instance.
The first and broader of the two plausible distinctions rests
upon the general propriety of so-called benign discrimination: the
challenged race assignment may be permissible because it is cast in
a remedial context with respect to a disadvantaged class, rather
than in a setting that aims to demean or insult any racial group.
Even in the absence of the Voting Rights Act, this preferential
policy plausibly could find expression in a state decision to
overcome nonwhite disadvantages in voter registration or turnout
through redefinition of electoral districts -- perhaps, as here,
through the application of a numerical rule -- in order to achieve
a
Page 430 U. S. 171
proportional distribution of voting power. Such a decision, in
my view, raises particularly sensitive issues of doctrine and
policy. Unlike
430 U. S.
JUSTICE WHITE's opinion, [
Footnote
2/1] I am wholly content to leave this thorny question until
another day, for I am convinced that the existence of the Voting
Rights Act makes such a decision unnecessary, and alone suffices to
support an affirmance of the judgment before us.
I begin with the settled principle that not every remedial use
of race is forbidden. For example, we have authorized and even
required race-conscious remedies in a variety of corrective
settings.
See, e.g., Swann v. Charlotte-Mecklenburg Bd. of
Education, 402 U. S. 1,
402 U. S. 25
(1971);
United States v. Montgomery County Bd. of
Education, 395 U. S. 225
(1969);
Franks v. Bowman Transp. Co., 424 U.
S. 747,
424 U. S.
772-774 (1976);
ante at
430 U. S. 160.
Once it is established that circumstances exist where race may be
taken into account in
Page 430 U. S. 172
fashioning affirmative policies, [
Footnote 2/2] we must identify those circumstances, and,
further, determine how substantial a reliance may be placed upon
race. If resort to the 65% rule involved here is not to be
sanctioned, that must be because the benign use of such a binding
numerical criterion (under the Voting Rights Act) generates
problems of constitutional dimension that are not relevant to
other, previously tolerated race-conscious remedies. As a focus for
consideration of what these problems might or might not be, it is
instructive to consider some of the objections frequently raised to
the use of overt preferential race assignment practices.
First, a purportedly preferential race assignment may,
in fact, disguise a policy that perpetuates disadvantageous
treatment of the plan's supposed beneficiaries. Accordingly, courts
might face considerable difficulty in ascertaining whether a given
race classification truly furthers benign, rather than illicit,
objectives. An effort to achieve proportional representation, for
example, might be aimed at aiding a group's participation in the
political processes by guaranteeing safe political offices, or, on
the other hand, might be a "contrivance to segregate" the group,
Wright v. Rockefeller, supra, at
376 U. S. 58,
thereby frustrating its potentially successful efforts at coalition
building across
Page 430 U. S. 173
racial lines.
Compare, e.g., the positions of the black
plaintiffs in
Wright, supra at
376 U. S. 53-54,
with the black intervenors, 376 U.S. at
376 U. S. 62
(Douglas, J., dissenting). Indeed, even the present case is not
entirely free of complaints that the remedial redistricting in
Brooklyn is not truly benign. Puerto Rican groups, for example, who
have been joined with black groups to establish the "nonwhite"
category, protested to the Attorney General that their political
strength under the 1974 reapportionment actually is weaker than
under the invalidated 1972 districting. App. 295. A black group
similarly complained of the loss of a "safe" seat because of the
inadequacy of the 65% target figure.
Id. at 296-297. These
particular objections, as the Attorney General argued in his
memorandum endorsing the 1974 reapportionment, may be ill-advised
and unpersuasive. Nevertheless, they illustrate the risk that what
is presented as an instance of benign race assignment in fact may
prove to be otherwise. This concern, of course, does not undercut
the theoretical legitimacy or usefulness of preferential policies.
At the minimum, however, it does suggest the need for careful
consideration of the operation of any racial device, even one
cloaked in preferential garb. And if judicial detection of truly
benign policies proves impossible or excessively crude, that alone
might warrant invalidating any race-drawn line.
Second, even in the pursuit of remedial objectives, an
explicit policy of assignment by race may serve to stimulate our
society's latent race consciousness, suggesting the utility and
propriety of basing decisions on a factor that ideally bears no
relationship to an individual's worth or needs.
See, e.g.,
Kaplan, Equal Justice in an Unequal World: Equality for the Negro
-- The Problem of Special Treatment, 61 Nw.U.L.Rev. 363, 379-380
(1966). Furthermore, even preferential treatment may act to
stigmatize its recipient groups, for, although intended to correct
systemic
Page 430 U. S. 174
or institutional inequities, such a policy may imply to some the
recipients' inferiority and especial need for protection. [
Footnote 2/3] Again, these matters would
not necessarily speak against the wisdom or permissibility of
selective, benign racial classifications. But they demonstrate that
the considerations that historically led us to treat race as a
constitutionally "suspect" method of classifying individuals are
not entirely vitiated in a preferential context.
Third, especially when interpreting the broad
principles embraced by the Equal Protection Clause, we cannot well
ignore the social reality that even a benign policy of assignment
by race is viewed as unjust by many in our society, especially by
those individuals who are adversely affected by a given
classification. This impression of injustice may be heightened by
the natural consequence of our governing processes that the most
"discrete and insular" of whites often will be called upon to bear
the immediate, direct costs of benign discrimination.
See,
e.g., Kaplan,
supra, at 373-374;
cf. Ely,
The Constitutionality of Reverse Racial Discrimination, 41
U.Chi.L.Rev. 723, 737-738 (1974). Perhaps not surprisingly, there
are indications that this case affords an example of just such
decisionmaking in operation. For example, the respondent
intervenors take pains to emphasize that the mandated 65% rule
could have been attained through redistricting strategies that did
not slice the Hasidic community in half. State authorities,
however, chose to localize the burdens of race reassignment upon
the petitioners rather than to redistribute a more varied and
diffused range of
Page 430 U. S. 175
whites into predominately non-white districts. Brief for
Respondent Intervenors 29-31. I am in no position to determine the
accuracy of this appraisal, but the impression of unfairness is
magnified when a coherent group like the Hasidim disproportionately
bears the adverse consequences of a race assignment policy.
In my view, if and when a decisionmaker embarks on a policy of
benign racial sorting, he must weigh the concerns that I have
discussed against the need for effective social policies promoting
racial justice in a society beset by deep-rooted racial inequities.
But I believe that Congress here adequately struck that balance in
enacting the carefully conceived remedial scheme embodied in the
Voting Rights Act. However the Court ultimately decides the
constitutional legitimacy of "reverse discrimination" pure and
simple, I am convinced that the application of the Voting Rights
Act substantially minimizes the objections to preferential
treatment, and legitimates the use of even overt, numerical racial
devices in electoral redistricting.
The participation of the Attorney General, for example, largely
relieves the judiciary of the need to grapple with the difficulties
of distinguishing benign from malign discrimination. Under § 5 of
the Act, the Attorney General, in effect, is constituted champion
of the interests of minority voters, and accompanying implementing
regulations ensure the availability of materials and submissions
necessary to discern the true effect of a proposed reapportionment
plan.
See 28 CFR § 51.19 (1976). This initial right of
review, coupled with the factfinding competence of the Justice
Department, substantially reduces the likelihood that a complicated
reapportionment plan that silently furthers malign racial policies
would escape detection by appropriate officials. As a practical
matter, therefore, I am prepared to accord considerable deference
to the judgment of the Attorney General that a particular
districting scheme complies with the remedial objectives furthered
by the Voting Rights Act.
Page 430 U. S. 176
Similarly, the history of the Voting Rights Act provides
reassurance that, in the face of the potential for reinvigorating
racial partisanship, the congressional decision to authorize the
use of race-oriented remedies in this context was the product of
substantial and careful deliberations. Enacted following
"voluminous legislative" consideration,
South Carolina v.
Katzenbach, 383 U. S. 301,
383 U. S. 309
(1966), the Voting Rights Act represents an unequivocal and well
defined congressional consensus on the national need for "sterner
and more elaborate measures,"
ibid., to secure the promise
of the Fourteenth and Fifteenth Amendments with respect to exercise
of the franchise. Insofar as the drawing of district lines is a
process that intrinsically involves numerical calculations, and
insofar as state officials charged with the task of defining
electoral constituencies are unlikely simply to close their eyes to
considerations such as race and national origin, [
Footnote 2/4] the resort to a numerical racial
criterion as a method of achieving compliance with the aims of the
Voting Rights Act is, in my view, consistent with that consensus.
Whatever may be the indirect and undesirable counter-educational
costs of employing such far-reaching racial devices, Congress had
to confront these considerations before opting for an activist
race-conscious remedial role supervised by federal officials. The
"insidious and pervasive" evil of
Page 430 U. S. 177
voting rights.violations, 383 U.S. at
383 U. S. 309,
and the "specially informed legislative competence" in this area,
Katzenbach v. Morgan, 384 U. S. 641,
384 U. S. 656
(1966);
cf. Morton v. Mancari, 417 U.
S. 535,
417 U. S. 55
(1974), argue in support of the legitimacy of the federal decision
to permit a broad range of race-conscious remedial techniques,
including, as here, outright assignment by race.
This leaves, of course, the objection expressed by a variety of
participants in this litigation: that this reapportionment worked
the injustice of localizing the direct burdens of racial assignment
upon a morally undifferentiated group of whites [
Footnote 2/5] and, indeed, a group that plausibly
is peculiarly vulnerable to such injustice. This argument has both
normative and emotional appeal, but, for a variety of reasons, I am
convinced that the Voting Rights Act drains it of vitality.
First, it is important to recall that the Attorney General's
oversight focuses upon jurisdictions whose prior practices
exhibited the purpose or effect of infringing the right to vote on
account of race, thereby triggering § 4 of the Act, 42 U.S.C. §
1973b (1970 ed. and Supp. V). This direct nexus to localities with
a history of discriminatory practices or effects enhances the
legitimacy of the Attorney General's remedial authority [
Footnote 2/6]
Page 430 U. S. 178
over individuals within those communities who benefited (as
whites) from those earlier discriminatory voting patterns.
Moreover, the obvious remedial nature of the Act and its enactment
by an elected Congress that hardly can be viewed as dominated by
nonwhite representatives belie the possibility that the
decisionmaker intended a racial insult or injury to those whites
who are adversely affected by the operation of the Act's
provisions. [
Footnote 2/7] Finally,
petitioners have not been deprived of their right to vote, a
consideration that minimizes the detrimental impact of the remedial
racial policies governing the § 5 reapportionment. True,
petitioners are denied the opportunity to vote as a group in
accordance with the earlier districting configuration, but they do
not press any legal claim to a group voice as Hasidim. Brief for
Petitioners 6 n. 6. In terms of their voting interests, then, the
burden that they claim to suffer must be attributable solely to
their relegation to increased nonwhite-dominated districts. Yet, to
the extent that white and nonwhite interests and sentiments are
polarized in Brooklyn, the petitioners still are indirectly
"protected" by the remaining white assembly and senate districts
within the county, carefully preserved in accordance with the white
proportion of the total county population. While these
considerations obviously do not satisfy petitioners, I am persuaded
that they reinforce the legitimacy of this remedy.
Page 430 U. S. 179
Since I find nothing in the first three parts of Mr. JUSTICE
WHITE's opinion that is inconsistent with the views expressed
herein, I join those parts.
[
Footnote 2/1]
430 U. S.
Ante at
430 U. S. 165.
I agree that, without such qualifications, the position taken in
Part IV plainly would be intolerable. Yet, even as so limited,
problems remain that, in my view, merit further consideration. For
example, questions concerning the polarization of voters and the
motives of the state policymakers may place formidable factfinding
responsibilities on the courts. Such responsibilities, I believe,
are greatly lessened when the Voting Rights Act is involved.
See infra at
430 U. S. 175.
Furthermore, I am not at rest with the notion that a "cognizable
discrimination" cannot be found so long as whites "as a group [are]
provided with fair representation. . . ."
Ante at
430 U. S. 166.
While voting may differ from other activities or entitlements in
that one group of voters often derives benefits indirectly from a
legislator serving a different constituency -- and to that extent I
agree that the adverse effects of a racial division are
"mitigated,"
compare ante at
430 U. S. 166
n. 24
with infra at
430 U. S. 178
-- I am not satisfied that this vicarious benefit fully answers the
Hasidim's complaint of injustice. Finally, I have serious doubts
that the Court's acceptance of political party apportionment in
Gaffney v. Cummings, 412 U. S. 735,
412 U. S.
751-754 (1973), necessarily applies to apportionment by
race. Political affiliation is the keystone of the political trade.
Race, ideally, is not.
[
Footnote 2/2]
Of course, it could be suggested that the remedial rules upheld
in these earlier cases acquired added legitimacy because they
generally arose in the form of judicial decrees, rather than
affirmative legislative or executive action. Arguably, a
court-imposed remedy to correct a ripe finding of discrimination
should be accorded particular respect. Yet the role of the
judiciary is not decisive. First, as is the case here, even a
legislative policy of remedial action can be closely tied to prior
discriminatory practices or patterns.
See infra at
430 U. S.
177-178. Second, many of the criticisms discussed below
that commonly are leveled against the benign use of racial remedies
--
e.g., the potential for arousing race consciousness and
the likelihood of imposing disproportionate burdens of compliance
upon relatively "innocent" whites -- remain relevant regardless of
the decisionmaker who imposes the remedial regime. I believe,
therefore, that the history of equitable decrees utilizing racial
criteria fairly establishes the broad principle that race may play
a legitimate role in remedial policies.
[
Footnote 2/3]
This phenomenon seems to have arisen with respect to policies
affording preferential treatment to women: thus, groups dedicated
to advancing the legal position of women have appeared before this
Court to challenge statutes that facially offer advantages to
women, and not men.
See, e.g., Kahn v. Shevin,
416 U. S. 351
(1974). This strategy, one surmises, can be explained on the basis
that even good faith policies favoring women may serve to highlight
stereotypes concerning their supposed dependency and
helplessness.
[
Footnote 2/4]
It would be naive to suppose that racial considerations do not
enter into apportionment decisions. A variety of motivations could
produce such a reliance upon race:
e.g., the desire to
injure a race, a conscious decision to distribute voting power
among a variety of well defined racial and ethnic groups or
neighborhoods, or an attempt to employ race as a proxy for
political affiliation.
Cf. Gaffney v. Cummings, 412 U.S.
at
412 U. S.
753-754. The relative difficulty of isolating these
motivations in this closeted decisionmaking context, and the
further difficulty of deciding which of these motives should be
permissible, given the realities of the apportionment process,
undoubtedly explain § 5's prohibition of practices that either
"have the purpose . . . [or] effect of denying or abridging the
right to vote on account of race or color. . . ."
[
Footnote 2/5]
I find nothing in the record to suggest -- and such a
proposition seems implausible -- that the Hasidim bear any unique
responsibility for the decisions that led to discriminatory voting
practices or effects in Brooklyn. Nor is there any contention that
petitioners derived special benefits from the prior discriminatory
policies, other than to the extent that the overall white voice
countywide was strengthened.
[
Footnote 2/6]
It is true that invoking the Attorney General's jurisdiction
under the Voting Rights Act does not require an actual finding of
purposeful discrimination. Nonetheless, as MR. JUSTICE WHITE's
opinion notes, Congress enacted the Act with "broadly remedial"
objectives in mind,
ante at
430 U. S. 156,
and the conditions that activate § 4 are those "which experience
had proved were indicative of racial discrimination in voting,"
ante at
430 U. S.
156-157. Indeed, these discriminatory effects often
would afford probative evidence of purposeful discrimination.
See Arlington Heights v. Metropolitan Housing Dev. Corp.,
429 U. S. 252,
429 U. S.
265-268 (1977).
[
Footnote 2/7]
In this regard, it is important that, notwithstanding the
worrisome implications of the intervenors,
supra at
430 U. S.
174-175, petitioners themselves do not protest that
their treatment under the 1974 plan was motivated by anti-Semitism.
See, e.g., Brest, The Supreme Court, 1975 Term, Foreword:
In Defense of the Antidiscrimination Principle, 90 Harv.L.Rev. 1,
17 (1976). Indeed, it is undeniable that the Hasidic community is
contiguous to several nonwhite neighborhoods, and, therefore,
understandably is a candidate for redistricting given the goal of
creating 10 viable nonwhite voting majorities.
MR. JUSTICE STEWART, with whom MR. JUSTICE POWELL joins,
concurring in the judgment.
The question presented for decision in this case is whether New
York's use of racial criteria in redistricting Kings County
violated the Fourteenth or Fifteenth Amendment. The petitioners'
contention is essentially that racial awareness in legislative
reapportionment is unconstitutional
per se. Acceptance of
their position would mark an egregious departure from the way this
Court has in the past analyzed the constitutionality of claimed
discrimination in dealing with the elective franchise on the basis
of race.
The petitioners have made no showing that a racial criterion was
used as a basis for denying them their right to vote, in
contravention of the Fifteenth Amendment.
See Gomillion v.
Lightfoot, 364 U. S. 339.
They have made no showing that the redistricting scheme was
employed as part of a "contrivance to segregate"; to minimize or
cancel out the voting strength of a minority class or interest; or
otherwise to impair or burden the opportunity of affected persons
to participate in the political process.
See Wright v.
Rockefeller, 376 U. S. 52,
376 U. S. 58;
White v. Regester, 412 U. S. 755;
Louisiana v. United States, 380 U.
S. 145;
Fortson v. Dorsey, 379 U.
S. 433.
Under the Fourteenth Amendment, the question is whether the
reapportionment plan represents purposeful discrimination against
white voters.
Washington v. Davis, 426 U.
S. 229. Disproportionate impact may afford some evidence
that an invidious purpose was present.
Arlington Heights v.
Metropolitan Housing Dev. Corp., 429 U.
S. 252,
429 U. S. 266.
But the record here does not support a finding that the
redistricting plan undervalued the political power of white
voters
Page 430 U. S. 180
relative to their numbers in Kings County.
Cf. City of
Richmond v. United States, 422 U. S. 358.
That the legislature was aware of race when it drew the district
lines might also suggest a discriminatory purpose. Such awareness
is not, however, the equivalent of discriminatory intent. The clear
purpose with which the New York Legislature acted -- in response to
the position of the United States Department of Justice under the
Voting Rights Act -- forecloses any finding that it acted with the
invidious purpose of discriminating against white voters.
*
Having failed to show that the legislative reapportionment plan
had either the purpose or the effect of discriminating against them
on the basis of their race, the petitioners have offered no basis
for affording them the constitutional relief they seek.
Accordingly, I Join the judgment of the Court.
* It is unnecessary to consider whether the position of the
Department of Justice in this case was required or even authorized
by the Voting Rights Act. It is enough to note that the Voting
Rights Act and the procedures used to implement it are
constitutionally valid,
see, e.g., South Carolina v.
Katzenbach, 383 U. S. 301;
Allen v. State Board of Elections, 393 U.
S. 544;
Georgia v. United States, 411 U.
S. 526, and that the procedures followed in this case
were consistent with the Act. Congress has established an exclusive
forum -- the District Court for the District of Columbia -- and
provided exclusive standing in the State or political subdivision
to raise the issue of substantive compliance with the Act. 42
U.S.C. § 1973
l(b) (1970 ed. and Supp. V). That procedure
was not invoked by New York here, and the issue of statutory
compliance is consequently not properly before us.
MR. CHIEF JUSTICE BURGER, dissenting.
The question presented in this difficult case is whether New
York violated the rights of the petitioners under the Fourteenth
and Fifteenth Amendments by direct reliance on fixed racial
percentages in its 1974 redistricting of Kings County. For purposes
of analysis, I will treat this in two steps: (1) is the state
legislative action constitutionally permissible absent any special
considerations raised by the Federal
Page 430 U. S. 181
Voting Rights Act; and (2) does New York's obligation to comply
with the Voting Rights Act permit it to use these means to achieve
a federal statutory objective?
(1)
I begin with this Court's holding in
Gomillion v.
Lightfoot, 364 U. S. 339
(1960), the first case to strike down a state attempt at racial
gerrymandering. If
Gomillion teaches anything, I had
thought it was that drawing of political boundary lines with the
sole, explicit objective of reaching a predetermined racial result
cannot ordinarily be squared with the Constitution. The record
before us reveals -- and it is not disputed -- that this is
precisely what took place here. In drawing up the 1974
reapportionment scheme, the New York Legislature did not consider
racial composition as merely
one of several political
characteristics; on the contrary, race appears to have been the one
and only criterion applied.
The principal opinion notes that, after the 1972 apportionment
plan was rejected, New York officials conferred with the Justice
Department as to what plan could obtain the Attorney General's
approval. One New York official testified that he "
got the
feeling [from a Justice Department spokesman] . . . that 65 percent
would be probably an approved figure.'" Ante at
430 U. S. 152.
Further testimony by that same official is revealing:
"Q: So that your reason for dividing the Ha[s]idic community was
to effect compliance with the Department of Justice determination,
and the minimum standards they impose -- they appear to
impose?"
"A:
That was the sole reason. We spent over a full day
right around the clock, attempting to come up with some other type
of districting plan that would maintain the Ha[s]idic community as
one entity,
and I think that is evidenced clearly by the fact
that that district is exactly 65 percent, and it's because we went
block by
Page 430 U. S. 182
block, and didn't go higher or lower than that, in
order to maintain as much of the community as possible."
App. 112 (emphasis added).
This official also testified that apportionment solutions which
would have kept the Hasidic community within a single district, but
would have resulted in a 63.4% nonwhite concentration, were
rejected for fear that, falling short of "exactly 65 percent," they
"would not be acceptable" to the Justice Department.
Id.
at 115.
The words "racial quota" are emotionally loaded, and must be
used with caution. Yet this undisputed testimony shows that the 65%
figure was viewed by the legislative reapportionment committee as
so firm a criterion that even a fractional deviation was deemed
impermissible. I cannot see how this can be characterized otherwise
than a strict quota approach, and I must therefore view today's
holding as casting doubt on the clear-cut principles established in
Gomillion.
(2)
My second inquiry is whether the action of the State of New York
becomes constitutionally permissible because it was taken to comply
with the remedial provisions of the federal Voting Rights Act.
In
South Carolina v. Katzenbach, 383 U.
S. 301 (1966), the Court, while recognizing that the
"stringent new remedies" were "an uncommon exercise of
Congressional power"
id. at
383 U. S.
334-335, upheld the Act as a "permissibly decisive"
response to "the extraordinary stratagem of . . . perpetrating
voting discrimination in the face of adverse federal court
decrees."
Ibid. In
Allen v. State Board of
Elections, 393 U. S. 544,
393 U. S. 569
(1969), the Court sustained an application of § 5 to a change from
a district to an at-large election of county supervisors because of
a potential for "dilution" of minority voting power which could
"nullify [the] ability to elect the candidate of [one's] choice."
In
Allen and
Katzenbach, the Court
acknowledged
Page 430 U. S. 183
that the Voting Rights Act contemplated that the Attorney
General and the affected state legislatures would be obliged to
think in racial terms. In
Perkins v. Matthews,
400 U. S. 379,
400 U. S. 397
(1971) (concurring in judgment), and again in
Georgia v. United
States, 411 U. S. 526,
411 U. S. 541
(1973) (dissenting opinion), I expressed doubt as to the
correctness of
Allen, but acquiesced in the judgments on
the basis of
stare decisis.
The present case, however, presents a quite different situation.
Faced with the straightforward obligation to redistrict so as to
avoid "a retrogression in the position of racial minorities with
respect to their effective exercise of the electoral franchise,"
Beer v. United States, 425 U. S. 130,
425 U. S. 141
(1976) the state legislature mechanically adhered to a plan
designed to maintain -- without tolerance for even a 1.6% deviation
-- a "nonwhite" population of 65% within several of the new
districts. There is no indication whatever that use of this rigid
figure was in any way related -- much less necessary -- to
fulfilling the State's obligation under the Voting Rights Act as
defined in
Beer.
The plurality opinion acknowledges our recent
Beer
holding by noting that
"there is no evidence in the record to show whether the 1972
plan increased or decreased the number of senate or assembly
districts with substantial nonwhite majorities of 65%,"
and by speculating that "the 1974 revisions may have
accomplished nothing more than the restoration of nonwhite voting
strength to 1966 levels."
Ante at
430 U. S. 163.
It then proceeds to assume that the 1974 reapportionment was
undertaken in compliance with
Beer. The lack of evidence
on this subject is, of course, not surprising, since petitioners'
case was dismissed at the pleading stage. If this kind of racial
redistricting is to be upheld, however, it should, at the very
least, be done on the basis of record facts, not suppositions. If
the Court seriously considers the issue in doubt, I should think
that a remand for further factual determinations would be
Page 430 U. S. 184
the proper course of action. [
Footnote 3/1] On the present sparse record, however, I
cannot find support in the Voting Rights Act for the arbitrary
process followed by the New York Legislature. The record is devoid
of any evidence that the 65% figure was a reasoned response to the
problem of past discrimination. [
Footnote 3/2] It is, rather, clear that, under the time
pressure of upcoming elections, and "in an atmosphere of hasty
dickering," 510 F.2d 512, 525, 526 (CA2 1975) (Frankel, J.,
dissenting), the New York Legislature simply accepted the standard
formula from the Department of Justice and treated it as mandatory.
Moreover, the formula appears to be based upon factually
unsupportable assumptions. For example, it would make no sense to
assure nonwhites a majority of 65% in a voting district
Page 430 U. S. 185
unless it were assumed that nonwhites and whites vote in racial
blocs, and that the blocs vote adversely to, or independently of,
one another. Not only is the record in this case devoid of any
evidence that such bloc voting has taken or will take place in
Kings County, but such evidence as there is points in the opposite
direction: we are informed that four out of the five "safe" (66+)
nonwhite districts established by the 1974 plan have since elected
white representatives. Brief for Respondent Intervenors 48.
The assumption that "whites" and "nonwhites" in the county form
homogeneous entities for voting purposes is entirely without
foundation. The "whites" category consists of a veritable galaxy of
national origins, ethnic backgrounds, and religious denominations.
It simply cannot be assumed that the legislative interests of all
"whites" are even substantially identical. In similar fashion,
those described as "nonwhites" include, in addition to Negroes, a
substantial portion of Puerto Ricans. Memorandum of Decision, U.S.
Dept. of Justice Nos. V6541-47, July 1, 1974, p. 13 (App. 294).
[
Footnote 3/3] The Puerto Rican
population, for whose protection the Voting Rights Act was
"triggered" in Kings County,
see 430
U.S. 144fn2/2|>n. 2,
supra, has expressly disavowed
any identity of interest with the Negroes, and, in fact, objected
to the 1974 redistricting scheme because it did not establish a
Puerto Rican controlled district within the county.
(3)
Although reference to racial composition of a political unit
may, under certain circumstances, serve as "a starting point in the
process of shaping a remedy,"
Swann v. Charlotte-Mecklenburg
Bd. of Education, 402 U. S. 1,
402 U. S. 25
(1971), rigid adherence to quotas, especially in a case like this,
deprives citizens such as petitioners of the opportunity to have
the legislature make a determination free from unnecessary
Page 430 U. S. 186
bias for or against any racial, ethnic, or religious group. I do
not quarrel with the proposition that the New York Legislature may
choose to take ethnic or community union into consideration in
drawing its district lines. Indeed, petitioners are members of an
ethnic community which, without deliberate purpose so far as shown
on this record, has long been within a single assembly and senate
district. While petitioners certainly have no constitutional right
to remain unified within a single political district, they do have,
in my view, the constitutional right not to be carved up so as to
create a voting bloc composed of some other ethnic or racial group
through the kind of racial gerrymandering the Court condemned in
Gomillion v. Lightfoot.
If districts have been drawn in a racially biased manner in the
past (which the record does not show to have been the case here)
the proper remedy is to reapportion along neutral lines.
Manipulating the racial composition of electoral districts to
assure one minority or another its "deserved" representation will
not promote the goal of a racially neutral legislature. On the
contrary, such racial gerrymandering puts the imprimatur of the
State on the concept that race is a proper consideration in the
electoral process. "The vice lies . . . in . . . placing . . . the
power of the State behind a racial classification that induces
racial prejudice at the polls."
Anderson v. Martin,
375 U. S. 399,
375 U. S. 402
(1964).
The result reached by the Court today in the name of the Voting
Rights Act is ironic. The use of a mathematical formula tends to
sustain the existence of ghettos by promoting the notion that
political clout is to be gained or maintained by marshaling
particular racial, ethnic, or religious groups in enclaves. It
suggests to the voter that only a candidate of the same race,
religion, or ethnic origin can properly represent that voter's
interests, and that such candidate can be elected only from a
district with a sufficient minority concentration. The device
employed by the State of New York, and endorsed
Page 430 U. S. 187
by the Court today, moves us one step farther away from a truly
homogeneous society. This retreat from the ideal of the American
"melting pot" is curiously out of step with recent political
history -- and, indeed, with what the Court has said and done for
more than a decade. The notion that Americans vote in firm blocs
has been repudiated in the election of minority members as mayors
and legislators in numerous American cities and districts
overwhelmingly white. Since I cannot square the mechanical racial
gerrymandering in this case with the mandate of the Constitution, I
respectfully dissent from the affirmance of the judgment of the
Court of Appeals.
[
Footnote 3/1]
It is clear to me that
430 U. S.
and may signal an erosion of that case decided only last Term.
In explaining why, absent any facts, it is willing to assume that
the 1974 reapportionment was undertaken in compliance with the
Voting Rights Act as explicated in Beer,@ the opinion
states:
"In the absence of any evidence regarding nonwhite voting
strength under the 1966 apportionment, the creation of substantial
nonwhite majorities in approximately 30% of the senate and assembly
districts in Kings County was reasonably related to the
constitutionally valid statutory mandate of maintaining nonwhite
voting strength. The percentage of districts with nonwhite
majorities was less than the percentage of nonwhites in the county
as a whole (35%)."
Ante at
430 U. S.
163.
The rationale of
Beer, of course, makes clear that the
proportionality of nonwhite districts to the percentage of
nonwhites in the county has absolutely no relation to the question
of whether or not the Voting Rights Act was complied with. On the
contrary, the proportionality rationale was embraced by MR. JUSTICE
WHITE's dissent in that case, 425 U.S. at
425 U. S.
143-144, and was rejected by the Court.
[
Footnote 3/2]
It should be noted that the sole reason that New York, Bronx,
and Kings Counties were brought under the sweep of the Voting
Rights Act was that ballots in those counties had been prepared
only in English, and not in Spanish. In light of the large Puerto
Rican population in those counties, this was held to be a
"discriminatory test or device."
See Torres v.
Sachs, 381 F.
Supp. 309 (SDNY 1974).
[
Footnote 3/3]
The Puerto Rican population constitutes 10.4% of the entire
county population and one-third of the "nonwhite" population.