The Social Security Act provides child survivor benefits only to
a child who was "dependent" upon the deceased insured parent at the
time of the parent's death. Appellant illegitimate child, who did
not come under any of the statutory presumptions of dependency to
which legitimate children and illegitimate children under some
circumstances are entitled under the Act, could establish his
status as a dependent child only by showing that his father lived
with him or was contributing to his support at the time of death.
Appellant was administratively denied benefits because he could not
make such a showing, his father having been killed in military
service and never having assumed support. After this denial was
upheld on administrative appeal, a class action was brought on
appellant's behalf against appellee Secretary of Health, Education,
and Welfare, seeking relief against denial of the benefits and
claiming,
inter alia, that, by creating a presumption of
dependency, and consequent qualification for benefits, for
legitimate children generally, and for illegitimate children under
certain circumstances, but denying the presumption to appellant and
others similarly situated, the Act discriminated against
appellant's class in violation of the equal protection guarantee
implicit in the Due Process Clause of the Fifth Amendment.
Ultimately, a three-judge District Court, convened when classwide
injunctive relief was requested against the allegedly
unconstitutional operation of the Act's presumptions of dependency,
ruled in appellee's favor on the merits of the constitutional claim
and granted summary judgment in his favor.
Held: Since the decision in
Mathews v. Lucas,
ante p.
427 U. S. 495,
renders the merits of the present case a decided issue in favor of
appellee and thus one no longer substantial in the jurisdictional
sense, it is unnecessary to decide the jurisdictional question
presented as to whether a three-judge court was properly convened
upon appellant's demand for injunctive relief, and hence
Page 427 U. S. 525
whether this Court had jurisdiction over the direct appeal under
28 U.S.C. § 1253. Pp.
427 U. S.
528-533.
390
F. Supp. 1084, affirmed.
BLACKMUN, J., delivered the opinion of the Court, in which
BURGER, C.J., and STEWART, WHITE, POWELL, and REHNQUIST, JJ.,
joined. STEVENS, J., filed a dissenting opinion, in which BRENNAN
and MARSHALL, JJ., joined,
post, p.
427 U. S.
533.
MR. JUSTICE BLACKMUN delivered the opinion of the Court.
On the merits, this case raises the same question as to the
constitutionality of §§ 202(d)(3) and 216(h)(3)(C)(ii) of the
Social Security Act, 64 Stat. 484, as amended, and 79 Stat. 410, 42
U.S.C. § § 402(d)(3) and 416(h)(3)(C)(ii), as was presented in
Mathews v. Lucas, ante p.
427 U. S. 495. The
present litigation, however, also raises certain jurisdictional
issues. It now has become apparent that the simultaneous submission
of
Lucas to the Court, and our decision in that case
today, make it unnecessary for us specifically to decide the
jurisdictional questions.
I
Appellant Gregory Norton, Jr., was born out of wedlock in
February, 1964. Both his father and his mother then were high
school students, aged, respectively, 16 and 14, who lived
separately at home with their parents.
Page 427 U. S. 526
The two never married and, indeed, never lived together.
Appellant always has resided with his maternal grandmother and has
been cared for by her. When Gregory was born, his father
contributed six dollars and some clothing and other habiliments for
the baby, but, being so young and unemployed, he never assumed
appellant's actual support.
In February, 1965, the father entered military service. He was
killed in Vietnam on May 19, 1966, at age 19. Before his death, the
father apparently took some initial steps (the procurement of a
birth certificate and other items) necessary for the processing of
a dependent child's military allotment. The father failed, however,
to complete the required procedures before he was killed.
In September, 1969, appellant's maternal grandmother filed on
his behalf an application for a surviving child's benefits under §
202(d)(1) of the Act, 42 U.S.C. § 402(d)(1), based on the father's
earnings record. An administrative hearing followed. The Hearing
Examiner concluded that appellant was not entitled to benefits as a
dependent child because his father, at the time of his death, was
neither living with appellant nor contributing to appellant's
support. [
Footnote 1] App. 119.
The subsequent
Page 427 U. S. 527
administrative appeal was no more successful.
Id. at
20-21.
The present action was then instituted on behalf of appellant
against the Secretary of Health, Education, and Welfare. By the
complaint, relief was sought alternatively on statutory and
constitutional grounds. First, it was asserted that, by his attempt
to secure a military allotment for appellant, the father, at the
time of his death, in fact was contributing to appellant's support,
within the meaning of § 216(h)(3)(C)(ii) of the Act, and that
appellant therefore was a dependent of the father, under §§
202(d)(1) and (3) (1970 ed. and Supp. IV), and entitled to
benefits. Second, it was asserted that, by creating a presumption
of dependency, and consequent qualification for benefits, for
legitimate children generally, and for illegitimate children under
certain circumstances,
see n 1, but denying the presumption to appellant and others
similarly situated, the Act discriminated against appellant's
class, in violation of the guarantee of equal protection implicit
in the Due Process Clause of the Fifth Amendment.
Appellant's statutory claim was initially considered and
rejected by a single District Judge.
Norton v.
Richardson, 352 F.
Supp. 596 (Md.1972). In view of the complaint's request for
certification of a class pursuant to Fed.Rule Civ.Proc. 23(c)(1),
and for classwide injunctive relief against the alleged
unconstitutional operation of the Act's presumptions of dependency,
a three-judge court was convened under 28 U.S.C. §§ 2282 and 2284
(1970 ed. and Supp. IV) to pass upon the constitutional
Page 427 U. S. 528
claim. The three-judge court first agreed with, and reaffirmed,
the single judge's rejection of appellant's statutory claim.
Norton v. Weinberger, 364 F.
Supp. 1117, 1120 (1973). The court went on to identify the
plaintiff class,
id. at 1120-1121, [
Footnote 2] but, on the merits of the
constitutional, claim it ruled in favor of the Secretary and
granted summary judgment in his favor.
Id. at
1121-1131.
Appellant, taking the position that the three-judge court had
denied his request for an order enjoining enforcement of provisions
of the Act, lodged a direct appeal here pursuant to 28 U.S.C. §
1253. While his jurisdictional statement was pending,
Jimenez
v. Weinberger, 417 U. S. 628
(1974), was decided. This Court thereafter vacated the three-judge
court's judgment and remanded the case for further consideration in
the light of
Jimenez. Norton v. Weinberger, 418
U.S. 902 (1974).
On the remand, the same three-judge court, with one judge now
dissenting, adhered to its earlier conclusion in favor of
constitutionality.
Norton v. Weinberger, 390 F.
Supp. 1084 (1975). Appellant has again appealed. We postponed
the question of jurisdiction to the hearing of the case on the
merits, 422 U.S. 1054 (1975), and, in doing so, cited
Weinberger v. Salfi, 422 U. S. 749,
422 U. S. 763
n. 8 (1975), which just then had been decided. Subsequently, we set
the case for oral argument with
Mathews v. Lucas, ante, p.
427 U. S. 495. 423
U.S. 819 (1975).
II
The question whether the three-judge court was properly convened
upon appellant's demand for injunctive relief
Page 427 U. S. 529
is relevant, of course to our appellate jurisdiction. If the
court was not empowered to enjoin the operation of a federal
statute, then three judges were not required to hear the case under
28 U.S.C. § 2282, and this Court has no jurisdiction under 28
U.S.C. § 1253. [
Footnote 3]
Accordingly, appellant and the Secretary have debated whether the
District Court possessed injunctive power under § 205(g) of the
Act, [
Footnote 4] 42 U.S.C. §
405(g), and whether, in the light of § 205(h), [
Footnote 5] 42 U.S.C. § 405(h), relief was
available under the mandamus statute, 28 U.S.C.
Page 427 U. S. 530
§ 1361, [
Footnote 6] or
under the Administrative Procedure Act, 5 U.S.C. § 701
et
seq. [
Footnote 7]
We think it unnecessary, however, to resolve the details of
these difficult and perhaps close jurisdictional arguments. The
substantive questions raised on this appeal now have been
determined in
Mathews v. Lucas, ante, p.
427 U. S. 495.
[
Footnote 8] This disposition
renders the merits in the
Page 427 U. S. 531
present case a decided issue and thus one no longer substantial
in the jurisdictional sense.
Assuming that the three-judge court was correctly convened, and
that we have jurisdiction over the appeal, the appropriate
disposition, in the light of
Mathews v. Lucas, plainly
would be to affirm the judgment entered in this case in favor of
the Secretary. Assuming, on the other hand, that we lack
jurisdiction because the three-judge court was needlessly convened,
the appropriate disposition would be to dismiss the appeal. When an
appeal to this Court is sought from an erroneously convened
three-judge district court, we retain the power "
to make such
corrective order as may be appropriate to the enforcement of the
limitations'" which 28 U.S.C. § 1253 imposes. Bailey v.
Patterson, 369 U. S. 31,
369 U. S. 34
(1962), quoting Gully v. Interstate Natural Gas Co.,
292 U. S. 16,
292 U. S. 18
(1934). What we have done recently, and in most such cases where
the jurisdictional issue was previously unsettled -- and we do not
imply that our doing so is statutorily or otherwise compelled --
has been to vacate the district court judgment and remand the case
for the entry of a fresh decree from which an appeal may be taken
to the appropriate court of appeals. Gonzalez v. Employees
Credit Union, 419 U. S. 90,
419 U. S. 101
(1974), is an example. In the present case, however, the decision
in Lucas has rendered the constitutional issues
insubstantial, and so much so as not even to support the
jurisdiction of a three-judge district court to consider their
merits on remand. See, e.g., Hicks v. Miranda,
422 U. S. 332,
422 U. S.
343-345 (1975); Hagans v. Lavine, 415 U.
S. 528, 415 U. S.
536-538 (1974). Thus, there is no point in remanding to
enable the merits to be considered by a court of
Page 427 U. S. 532
appeals.
See McLucas v. DeChamplain, 421 U. S.
21 (1975). [
Footnote
9]
It thus is evident that, whichever disposition we undertake, the
effect is the same. It follows that there is no need to decide the
theoretical question of jurisdiction in this case. In the past, we
similarly have reserved difficult questions of our jurisdiction
when the case alternatively could be resolved on the merits in
favor of the same party.
See Secretary of the Navy v.
Avrech, 418 U. S. 676
(1974). The Court has done this even when the original reason for
granting certiorari was to resolve the jurisdictional issue.
See United States v. Augenblick, 393 U.
S. 348,
393 U. S.
349-352 (1969). Although such a disposition would not be
desirable under all circumstances, we perceive no reason why we may
not so proceed in this case where the merits have been rendered
plainly insubstantial.
Cf. McLucas v. DeChamplain, 421
U.S. at
421 U. S. 32.
Making the assumption, then, without deciding, that our
jurisdiction in this cause is established, we affirm the judgment
in favor of the Secretary
Page 427 U. S. 533
on the basis of our decision in
Mathews v. Lucas, ante,
p.
427 U. S. 495.
It is so ordered.
[
Footnote 1]
Section 202(d)(1) provides survivorship benefits only to a child
who was "dependent" upon the deceased insured parent at the time of
the parent's death. A legitimate child, a child entitled under the
intestacy laws of the insured parent's domicile to inherit personal
property from the parent, a child whose illegitimacy results from a
formal defect in the parents' purported marriage ceremony, and a
child acknowledged in writing by the insured father as his son or
daughter or judicially decreed (during the father's lifetime) to be
such, are all deemed under the Act to be dependent upon the parent,
unless the child has been adopted by some other individual, and
thus are relieved of otherwise proving actual dependency. § §
202(d)(1), 202(d)(3), 216(e), 216(h)(2), and 216(h)(3)(C)(i), 42
U.S.C. § § 402(d)(1), 402(d)(3), 416(e), 416(h)(2), and
416(h)(3)(C)(i) (1970 ed. and Supp. IV). Since appellant did not
come within any of these categories, he could establish his status
as a dependent child under the Act only by showing that his father
lived with him or contributed to his support at the time of his
death. §§ 202(d)(3) and 216(h)(3)(C)(ii), 42 U.S.C. § § 402(d)(3)
and 416(h)(3)(C)(ii).
See generally Mathews v. Lucas,
ante, p.
427 U. S. 495.
[
Footnote 2]
The definition of the class, however, does not appear to have
been formalized in the three-judge court's judgment. App. 59.
[
Footnote 3]
In contrast to the situation in
Weinberger v. Salfi,
422 U. S. 749,
422 U. S. 763
n. 8 (1975), there is no jurisdiction here under 28 U.S.C. § 1252,
since the District Court's decision was in favor of the statute's
constitutionality.
[
Footnote 4]
Section 205(g) reads in pertinent part:
"Any individual, after any final decision of the Secretary made
after a hearing to which he was a party, irrespective of the amount
in controversy, may obtain a review of such decision by a civil
action. . . . Such action shall be brought in the district court of
the United States for the judicial district in which the plaintiff
resides. . . . As part of his answer the Secretary shall file a
certified copy of the transcript of the record including the
evidence upon which the findings and decision complained of are
based. The court shall have power to enter, upon the pleadings and
transcript of the record, a judgment affirming, modifying, or
reversing the decision of the Secretary, with or without remanding
the cause for a rehearing."
[
Footnote 5]
Section 205(h) reads in pertinent part:
"The findings and decisions of the Secretary after a hearing
shall be binding upon all individuals who were parties to such
hearing. No findings of fact or decision of the Secretary shall be
reviewed by any person, tribunal, or governmental agency except as
herein provided. No action against the United States, the
Secretary, or any officer or employee thereof shall be brought
under [§ 1331 and other specified sections] of Title 28 to recover
on any claim arising under this [subchapter II of the Social
Security Act]."
See Weinberger v. Salfi, 422 U.S. at
422 U. S. 756
n. 3.
[
Footnote 6]
The initiating judge observed that jurisdiction for his court
was asserted under the general federal question provision of 28
U.S.C. § 1331, and under 28 U.S.C. § 1361, vesting the district
courts with jurisdiction "in the nature of mandamus to compel an
officer or employee of the United States or any agency thereof to
perform a duty owed to the plaintiff."
Norton v.
Richardson, 352 F.
Supp. 596, 598 n. 2 (Md.1972).
[
Footnote 7]
The Solicitor General contends that a district court has
jurisdiction to review a Social Security ruling only under § 205(g)
because § 205(h) specifically excludes any other source of review
of such determinations. He then contends that, for two reasons,
there was no jurisdiction here to issue an injunction under §
205(g). First, § 205(g) in terms specifics that a district court
may enter a judgment only "affirming, modifying, or reversing the
decision of the Secretary, with or without remanding the cause for
a rehearing," but does not say it may enjoin him, and, moreover, in
this statutory structure an injunction is out of place. Second,
although the suit was made to sound as a class action, a class
action is never appropriate under § 205(g), and in any case the
class was not properly certified, inasmuch as there was no
allegation that the members had even filed applications for
benefits; thus there is no jurisdiction over the class aspects of
the case.
Weinberger v. Salfi, supra, is cited. Since only
the individual claim remains, even if injunctive power were
available under § 205(g), it would not be appropriately exercised
in review of a single claimant's case.
The appellant contends in rebuttal that the "affirming,
modifying, or reversing" language in § 205(g) does not withdraw a
district court's general and inherent equity powers, including the
power to enjoin, and that, in any event, jurisdiction remains, and
an injunction may be issued, under the other cited statutes.
[
Footnote 8]
The respective jurisdictional statements for the original appeal
and for the present one preserved appellant's statutory claim along
with his constitutional contention. The statutory claim, however,
was not pressed in appellant's brief in the present case, and at
oral argument it explicitly was abandoned. Tr. of Oral Arg. 6.
[
Footnote 9]
In
McLucas, a single District Judge enjoined the
enforcement of Art. 134 of the Uniform Code of Military Justice, 10
U.S.C. § 934, without convening a three-judge court. He did so
because he considered the constitutional infirmity of the Article
to be plain.
See Bailey v. Patterson, 369 U. S.
31 (1962). On direct appeal, under 28 U.S.C. § 1252, the
propriety of proceeding without a three-judge court was questioned.
We observed that, if a three-judge court was originally required
under 28 U.S.C. § 2282, we ordinarily were bound to vacate the
judgment and remand for the convening of a three-judge court.
Flemming v. Nestor, 363 U. S. 603,
363 U. S. 607
(1960);
FHA v. The Darlinton, Inc., 352 U.S. 977 (1957).
Concluding, however, that no purpose could be served by deciding
whether a three-judge court was required originally, because
intervening decisions of this Court sustaining the
constitutionality of Art. 134 had rendered the merits issue plainly
insubstantial by the time the case was before us, we vacated the
judgment and remanded the case, directing dismissal. 421 U.S. at
421 U. S.
32.
MR. JUSTICE STEVENS, with whom MR. JUSTICE BRENNAN and MR.
JUSTICE MARSHALL join, dissenting.
In
Jimenez v. Weinberger, 417 U.
S. 628, this Court held,
sub silentio, that a
three-judge court was properly convened in a case raising the same
jurisdictional issue this case raises.
See Jimenez v.
Weinberger, 523 F.2d 689, 693 n. 5 (CA7 1975).
In 1974, when this Court vacated the judgment of the three-judge
court in this case and remanded for further consideration in light
of the
Jimenez case,
Norton v. Weinberger, 418
U.S. 902, the Court again implicitly held that the three-judge
court had been properly convened.
See ante at
427 U. S. 529
n. 3.
Today the Court enters a judgment of affirmance which it has no
power to enter unless the three-judge court was properly convened.
For we have no jurisdiction over a direct appeal from a district
court order denying an injunction unless a three-judge district
court was required. 28 U.S.C. § 1253. Since I believe such a court
was required to consider the appellant's constitutional claim, I am
satisfied that we have jurisdiction over this appeal.
The jurisdictional statute, § 205(g) of the Social Security Act,
42 U.S.C. § 405(g), authorizes the claimant to commence a "civil
action" against the Secretary to obtain review of an adverse
decision. In such an action the Secretary is a litigant. If the
Secretary's decision rested on a statutory provision which is
challenged as unconstitutional, the District Court has jurisdiction
to decide the constitutional issue.
Weinberger v.
Salfi, 422
Page 427 U. S. 534
U.S. 749,
422 U. S. 762,
422 U. S. 764.
Before this Court raised the question on its own initiative in that
opinion,
id. at
422 U. S. 763
n. 8, this Court, the lower federal courts, [
Footnote 2/1] and the Secretary himself, [
Footnote 2/2] had uniformly assumed that,
if the district court should hold the statute unconstitutional, it
could then enter appropriate injunctive relief. I believe this
uniform understanding of the meaning of the statute is correct.
The Secretary argues, however, that injunctive relief is
superfluous in an action by an individual plaintiff, since he can
obtain all the relief to which he is entitled by an order
"affirming, modifying, or reversing" the administrative decision.
The Secretary also argues that the same reasoning applies to class
actions, since an application for benefits by unnamed members of
the plaintiff class and a denial of benefits are jurisdictional
prerequisites to an action under § 205(g). Alternatively, the
Secretary contends that a plaintiff class will never
Page 427 U. S. 535
be proper in a § 205(g) action, and in any event, that a
plaintiff class could not properly be certified in this case.
Even assuming that equitable relief is unavailable to a
plaintiff suing only on his own behalf, the Secretary's conclusions
with respect to class actions in general, and with respect to the
present class action in particular, do not follow. Indeed, the
Secretary's argument proves too much. Injunctive relief in a class
action is so similar to that expressly authorized by § 205(g) that
Congress could not have intended to allow one, but not the other.
The Secretary suggests only one distinction between an order
reversing or modifying the denial of benefits to the members of a
plaintiff class and an injunction requiring payment of benefits to
all such persons: if an official disobeys an order reversing or
modifying a decision of the Secretary, he cannot be held in
contempt without issuance of mandamus or injunctive relief
compelling compliance with the order; but if he disobeys an
injunction, he may be held in contempt immediately. [
Footnote 2/3] Surely Congress did not
intend § 205(g) to provide reluctant federal officials with a means
of delay in the remote eventuality that they might not feel bound
by the judgment of a federal court. Assuming a district court may
issue classwide relief reversing or modifying a decision of the
Secretary, I see no reason why it may not issue injunctive relief
of equal breadth and virtually identical effect.
Nor can I accept the Secretary's argument that a plaintiff class
may never be properly certified in a § 205(g) action, or that no
class could properly be certified in this case. He contends that,
since § 205(g) permits review only of "any final decision of the
Secretary made after a hearing to which [the plaintiff] was a
party," it manifests a congressional intent that judicial review
proceed only on a case-by-case basis. I fail to see, however,
Page 427 U. S. 536
why the need for case-by-case adjudication is not fully
satisfied by limiting the plaintiff class to those who have
satisfied the prerequisites to an action under § 205(g). [
Footnote 2/4] By definition, such persons
have been denied relief for failure to meet the statutory
requirement under constitutional attack [
Footnote 2/5] and upon an administrative record
sufficiently complete to permit judicial review. Once such persons
are identified from their administrative records, relief may be
granted expeditiously. [
Footnote
2/6] Although
Page 427 U. S. 537
the plaintiff class in this case was erroneously defined to
include persons who did not satisfy the prerequisites for judicial
review specified in § 205(g), the overbreadth of the class did not
deprive the District Court of jurisdiction over members of the
class properly before it. [
Footnote
2/7] Nor would it prevent later certification of an
appropriate, narrower class.
Cf. Jimenez v. Weinberger,
523 F.2d at 695. [
Footnote 2/8]
Page 427 U. S. 538
Accordingy, I would hold that the District Court had power to
issue injunctive relief after certification of the plaintiff class,
and that an appeal from denial of such relief lies under 28 U.S.C.
§ 1253.
On the merits, I dissent for the reasons stated in my dissenting
opinion in
Mathews v. Lucas, ante p.
427 U. S. 516.
I would reverse the judgment of the District Court.
[
Footnote 2/1]
See, e.g., Jimenez v. Richardson, 353 F.
Supp. 1356, 1358 (ND Ill.1973),
vacated and remanded on
other grounds sub nom. Jimenez v. Weinberger, 417 U.
S. 628;
Maracle v. Richardson, 348 F.
Supp. 234, 235, 237 (WDNY 1972) (three-judge court);
Williams v. Richardson, 347 F.
Supp. 544, 548, 552 (WDNC 1972) (three-judge court).
[
Footnote 2/2]
The Secretary has repeatedly asserted jurisdiction in this Court
under 28 U.S.C. § 1253 where a three-judge District Court has
enjoined enforcement of provisions of the Social Security Act.
See Jurisdictional Statement in
Mathews v. Diaz,
O.T. 1973, No. 73-1046, p. 2; Jurisdictional Statement in
Weinberger v. Salfi, O.T. 1974, No. 74-214, p. 2;
Jurisdictional Statement in
Weinberger v. Wiesenfield,
O.T. 1974, No. 73-1892, p. 2. Indeed, when the present case was
first here, the Secretary moved to affirm, not to dismiss for want
of jurisdiction, even though no greater basis for jurisdiction was
present then than now.
See Jurisdictional Statement in
Norton v. Weinberger, O.T. 1973, No. 73-5598, p. 2, Motion
to Affirm 1.
See also Brief for Appellee in
Jimenez v.
Weinberger, O.T. 1973, No.72-6609, p. 2.
[
Footnote 2/3]
Tr. of Oral Arg. 33-35.
[
Footnote 2/4]
These prerequisites are:
"(1) a final decision of the Secretary made after a hearing; (2)
commencement of a civil action within 60 days after the mailing of
notice of such decision (or within such further time as the
Secretary may allow); and (3) filing of the action in an
appropriate district court, in general that of the plaintiff's
residence or principal place of business."
Weinberger v. Salfi, 422 U. S. 749,
422 U. S.
763-764. The last two requirements may be waived
entirely by the Secretary, and the first may be partially waived or
satisfied by less than literal compliance.
See id. at
422 U. S.
763-767;
Mathews v. Eldridge, 424 U.
S. 319,
424 U. S.
326-332;
Mathews v. Diaz, 426 U. S.
67,
426 U. S.
75-77.
[
Footnote 2/5]
The District Court certified the plaintiff class
"to include all of those persons otherwise eligible for child's
insurance benefits under 42 U.S.C. § 402(d)(1) but who cannot
qualify for such child's insurance benefits solely because they
cannot meet the requirement of 42 U.S.C. § 416(h)(3)(C)(ii) that
they be living with or supported by their father on the date on his
death."
Norton v. Weinberger, 364
F. Supp. 1117, 1121 (Md.1973). Although this class is too
broadly defined, it may be appropriately narrowed to include only
those who satisfy the prerequisites to an action under § 205(g).
See 427
U.S. 524fn2/7|>n. 7,
infra.
[
Footnote 2/6]
The Secretary also suggests that a plaintiff class would fail to
satisfy the requirement that "the questions of law or fact common
to the members of the class predominate over any questions
affecting only individual members." Fed.Rule Civ.Proc. 23(b)(3). He
contends that individual members of the plaintiff class probably
will assert independent grounds for relief that they do not share
with the class. However, if the class action succeeds on the
merits, such claims would simply become moot. In any event, the
class in this case was certified under the separate requirements of
Fed.Rule Civ.Proc. 23(b)(2). 364 F. Supp. at 1120.
[
Footnote 2/7]
The Secretary argues to the contrary, relying upon a statement
in
Salfi that a similar defect in the class action
allegations in that case deprived the District Court of
jurisdiction over the entire class.
Weinberger v. Salfi,
supra at
422 U. S. 764.
However, the statement in
Salfi was unnecessary to the
decision in that case, since this Court possessed jurisdiction over
the case on independent grounds and relief was ultimately denied on
the merits.
See 422 U.S. at
422 U. S. 763
n. 8,
422 U. S.
767-785. This Court has subsequently pointed out in a
similar situation that the question whether a properly defined
class may be certified need not be reached.
Mathews v. Diaz,
supra, at
427 U. S. 71-72,
n. 3. Accordingly, I do not read the statement in
Salfi to
preclude certification of a more narrowly defined class in this
case. The District Court possessed jurisdiction over those members
of the certified class who satisfied the prerequisites of a §
205(g) action. It follows that it possessed jurisdiction to grant
injunctive relief to that subclass and that the denial of such
relief is appealable to this Court under 28 U.S.C. § 1253.
[
Footnote 2/8]
The Secretary asserts that a limited class would not satisfy the
"numerosity" requirement of Fed.Rule Civ.Proc. 23(a)(1): "the class
[must be] so numerous that joinder of all members is
impracticable." But as a general matter, one surely cannot say that
this requirement could never be satisfied in any § 205(g) action
that might be brought. The Secretary offers no justification for
such a broad assertion. Even if the Secretary has advanced a
colorable claim on this record that a plaintiff class could not be
certified in accord with the requirements of Rule 23, surely the
jurisdiction of this Court -- the question directly at issue --
should not turn on that question. Such a jurisdictional rule would
only increase the burden of three-judge court litigation to the
breaking point, particularly as it affects the summary dispositions
of this Court.