After a bond authorization election to finance construction of a
city library was defeated in Fort Worth, Tex., appellee Fort Worth
residents brought an action in the Federal District Court
challenging the provisions of the State Constitution, Election
Code, and city charter limiting the right to vote in city bond
issue elections to persons who have "rendered" or listed real,
mixed, or personal property for taxation in the election district
in the year of the election. A three-judge District Court held that
this restriction on suffrage did not serve any compelling state
interest, and therefore violated the Equal Protection Clause of the
Fourteenth Amendment.
Held:
1. The Texas rendering requirement erects a classification that
impermissibly disfranchises persons otherwise qualified to vote,
solely because they have not rendered some property for taxation.
Pp.
421 U. S.
294-301.
(a) As long as the election is not one of special interest, any
classification restricting the franchise on grounds other than
residence, age, and citizenship cannot stand unless the district or
State can demonstrate that the classification serves a compelling
state interest.
Kramer v. Union School District,
395 U. S. 621,
395 U. S.
626-627;
Cipriano v. City of Houma,
395 U. S. 701,
395 U. S. 704.
Pp.
421 U. S.
295-297.
(b) Fort Worth's election was not a "special interest" election,
since a general obligation bond issue, even where the debt services
will be paid entirely out of property taxes, is a matter of general
interest.
City of Phoenix v. Kolodziejski, 399 U.
S. 204. And the rendering requirement's alleged
furtherance of the state interests in protecting property owners
who will bear the direct burden of retiring the city's bond
indebtedness and in encouraging prospective voters to render their
property and thereby help enforce the State's tax laws, falls far
short of meeting the "compelling state interest" test applied in
Kramer, Cipriano, and
Phoenix, supra. Pp.
421 U. S.
298-301.
Page 421 U. S. 290
2. The District Court's ruling should apply only to those bond
authorization elections that were not final on the date of that
court's judgment, and as to other jurisdictions that may have
similar restrictive voting classifications, this Court's decision
should apply only to elections not final as of the date of this
decision. Pp.
421 U. S.
301-302.
377
F. Supp. 1016, affirmed.
MARSHALL, J., delivered the opinion of the Court, in which
BRENNAN, WHITE, BLACKMUN, and POWELL, JJ., joined. REHNQUIST, J.,
filed a dissenting opinion, in which BURGER, C.J., and STEWART, J.,
joined,
post, p.
421 U. S. 302.
DOUGLAS, J., took no part in the consideration or decision of the
case.
MR. JUSTICE MARSHALL delivered the opinion of the Court.
This case requires us once again to consider the
constitutionality of a classification restricting the right to vote
in a local election.
Appellees, residents of Fort Worth, Tex., brought this action to
challenge the state and city laws limiting the
Page 421 U. S. 291
franchise in city bond elections to persons who have made
available for taxation some real, mixed, or personal property. A
three-judge District Court held that this restriction on suffrage
did not serve any compelling state interest, and therefore violated
the Equal Protection Clause of the Fourteenth Amendment.
Stone
v. Stovall, 377 F.
Supp. 1016 (ND Tex.1974). We granted a partial stay of the
District Court's order pending disposition of the appeal. 416 U.S.
963 (1974). We subsequently noted probable jurisdiction. 419 U.S.
822 (1974).
I
The Texas Constitution provides that, in all municipal elections
"to determine expenditure of money or assumption of debt," only
those who pay taxes on property in the city are eligible to vote.
Tex.Const. Art. 6, § 3. In addition, it directs that, in any
election held "for the purpose of issuing bonds or otherwise
lending credit, or expending money or assuming any debt," the
franchise shall be limited to those qualified voters "who own
taxable property in the . . . district . . . where such election is
held," and who have "duly rendered the same for taxation." § 3a.
The implementing statutes impose the same requirements, adding
that, to qualify for voting, a resident of the district holding the
election must have "rendered" [
Footnote 1] his property for taxation to the district
Page 421 U. S. 292
during the proper period of the election year, and that he must
sign an affidavit indicating that he has done so. Tex. Elec.Code §§
5.03, 5.04, 5.07 (1967 and Supp. 19741975). The Fort Worth City
Charter further provides that the city shall not issue bonds unless
they are authorized in an election of the "qualified voters who pay
taxes on property situated within the corporate limits of the City
of Ft. Worth." Charter of the City of Fort Worth, c. 25, § 19.
In 1969, after our decisions in
Kramer v. Union Free School
District No. 1, 395 U. S. 621
(1969), and
Cipriano v. Cty of Houma, 395 U.
S. 701 (1969), the Texas Attorney General devised a
"dual box election procedure" to be used in all the State's local
bond elections. Under this procedure, all persons owning taxable
property rendered for taxation voted in one box, and all other
registered voters cast their ballots in a separate box. The results
in both boxes were tabulated, and the bond issue would be deemed to
have passed only if it was approved by a majority vote both in the
"renderers' box" and in the aggregate of both boxes. This scheme
ensured that the bonds would be safe from challenge even if the
state law restrictions on the franchise were later held
unconstitutional.
On April 11, 1972, the city of Fort Worth conducted a tax bond
election, using the dual-box system to authorize the sale of bonds
to improve the city transportation system and to build a city
library. Since the state eligibility restrictions had previously
been construed to require only that the prospective voter render
some property for taxation, even if he did not actually pay any tax
on the property,
Montgomery Independent School District v.
Martin, 464 S.W.2d 638
(Tex.1971), all those who signed an affidavit indicating that they
had rendered some property were permitted to vote in the
"renderers'
Page 421 U. S. 293
box." Of the 29,000 voters who participated in the bond
election, approximately 24,000 voted as renderers, and 5,000 as
nonrenderers. The transportation bond proposal was approved in both
boxes and in the aggregate. The library bonds, however, were less
well received. Although the library bonds were approved by a
majority of all the voters, they were defeated in the renderers'
box, and were therefore deemed not to have been authorized.
The appellees, three of whom had voted as nonrenderers,
[
Footnote 2] then filed this
action in the United States District Court for the Northern
District of Texas, claiming that the partial disfranchisement of
persons not rendering property for taxation denied them equal
protection of the laws. [
Footnote
3] A three-judge District Court was convened; it heard
argument, and, on March 25, 1974, it entered judgment for the
appellees. The court declared the relevant provisions of the Texas
Constitution, the Texas Election Code, and the Fort Worth City
Charter unconstitutional "insofar as they condition the right to
vote in bond elections on citizens' rendering property for
taxation." 377 F. Supp. at 1024. Although the court ruled that its
decree would not make invalid any bonds already authorized
Page 421 U. S. 294
or any bond elections held before the date of the judgment, it
ordered the city defendants to count the ballots of those who had
voted in the nonrenderers' box, and it enjoined any future
restriction of the franchise in state bond elections to those who
have rendered property for taxation.
While all three judges concurred in the judgment, each member of
the panel wrote separately. Judge Thornberry concluded that the
Texas scheme was invalid because it divided the otherwise eligible
voters into two classifications -- renderers and nonrenderers --
and that the disfranchisement of those who did not render property
for taxation violated the Equal Protection Clause. Judge Woodward
concurred in the result on the ground that the rendering
requirement was tantamount to a requirement of property ownership,
which he concluded was impermissible under this Court's decision in
Harper v. Virginia Board of Elections, 383 U.
S. 663 (1966). Judge Brewster concurred in the judgment,
but only because he thought the case was controlled by our decision
in
City of Phoenix v. Kolodziejski, 399 U.
S. 204 (1970), where we held invalid a statute
restricting the franchise in a general obligation bond election to
real property owners.
II
Appellant, the Attorney General of Texas, [
Footnote 4] argues that none of this Court's cases
draws into question a voting restriction of the sort used in this
election. The eligibility scheme does not impose a wealth
restriction on the exercise of the franchise, the appellant
contends, and any
Page 421 U. S. 295
classification that it does create is reasonable, and should be
upheld on that basis.
A
In
Kramer v. Union Free School District No. 1,
395 U. S. 621
(1969), we held that, in an election of general interest,
restrictions on the franchise other than residence, age, and
citizenship must promote a compelling state interest in order to
survive constitutional attack. The appellant in Kramer challenged a
New York statute that limited eligibility to vote in local school
board elections to persons who owned or leased taxable real
property in the school district, or who had children enrolled in
the public schools. We expressed no opinion in
Kramer
whether a State might in some circumstances limit the franchise to
those "primarily interested" in the election, [
Footnote 5] but we held that the New York statute
had impermissibly excluded many persons with a distinct and direct
interest in the decisions of the school board, while at the same
time including others with no substantial interest in school
affairs. The fact that the school district was supported by a
property tax did not mean that only those subject to direct
assessment felt the effects of the tax burden, and the inclusion of
parents would not exhaust the class of persons interested in the
conduct of local school affairs.
Page 421 U. S. 296
In
Cipriano v. City of Houma, 395 U.
S. 701 (1969), decided the same day, we invalidated a
Louisiana statute limiting the franchise in local revenue bond
elections to the "property taxpayers" of the district. [
Footnote 6] As in
Kramer, the
city had failed to prove that, under its classification all those
excluded from voting were, in fact, substantially less interested
or affected than those permitted to vote.
Id. at
395 U. S. 704.
The bonds in
Cipriano were intended to finance extension
and improvement of the city's utility system. We pointed out that
the operation of a utility system affects property owners and
nonproperty owners alike, and, since those not included among the
eligible voters often use the utility services, they might well
feel the effect of outstanding revenue bonds through the utility
rates they would be required to pay.
The next Term, in
City of Phoenix v. Kolodziejski,
supra, we ruled unconstitutional a similar restriction of the
franchise to real property taxpayers in a general obligation bond
issue. The interests of property owners and nonproperty owners in a
general obligation bond issue, we held, were not sufficiently
disparate to justify excluding those owning no real property. The
residents of the city, whether property owners or not, had a common
interest in the facilities that the bond issue would make
available, and they would all be substantially affected by the
outcome of the election, both in terms of the benefits provided and
the obligations incurred. Under the Phoenix bond arrangement, we
noted that some of the debt service would be paid out of
revenues
Page 421 U. S. 297
other than property tax receipts, so nonproperty owners would be
directly affected to some extent. We added, however, that even
where the municipality looks only to property tax revenues for
servicing general obligation bonds, the franchise could not
legitimately be restricted to real property owners:
"Property taxes may be paid initially by property owners, but a
significant part of the ultimate burden of each year's tax on
rental property will very likely be borne by the tenant, rather
than the landlord, since . . . the landlord will treat the property
tax as a business expense, and normally will be able to pass all or
a large part of this cost on to the tenants in the form of higher
rent."
399 U.S. at
399 U. S. 210.
In addition, we noted that property taxes on commercial property
would normally be treated as a cost of doing business, and would
"be reflected in the prices of goods and services purchased by
nonproperty owners and property owners alike."
Id. at
399 U. S.
211.
The basic principle expressed in these cases is that, as long as
the election in question is not one of special interest, any
classification restricting the franchise on grounds other than
residence, age, and citizenship cannot stand unless the district or
State can demonstrate that the classification serves a compelling
state interest.
See Kramer, 395 U.S. at
395 U. S.
626-627;
Cipriano, 395 U.S. at
395 U. S.
704.
The appellant's claim that the Fort Worth election was one of
special interest, and thus outside the principles of the
Kramer case, runs afoul of our decision in
City of
Phoenix v. Kolodziejski, supra. In the
Phoenix case,
we expressly stated that a general obligation bond issue -- even
where the debt service will be paid entirely out of property taxes
as in Fort Worth -- is a matter of general interest, and that the
principles of
Kramer apply to
Page 421 U. S. 298
classifications limiting eligibility among registered
voters.
In making the alternative contentions that the "rendering
requirement" creates no real "classification," or that the
classification created should be upheld as being reasonable, the
appellant misconceives the rationale of
Kramer and its
successors. Appellant argues that, since all property is required
to be rendered for taxation, and since anyone can vote in a bond
election if he renders any property, no matter how little, the
Texas scheme does not discriminate on the basis of wealth or
property. [
Footnote 7] Our
cases, however, have not held or intimated that only property-based
classifications are suspect; in an election of general interest,
restrictions on the franchise of any character must meet a
stringent test of justification. The Texas scheme creates a
classification based on rendering, and it, in effect, disfranchises
those who have not rendered their property for taxation in the year
of the bond election. Mere reasonableness will therefore not
suffice to sustain the classification created in this case.
B
The appellant has sought to justify the State's rendering
requirement solely on the ground that it extends
Page 421 U. S. 299
some protection to property owners, who will bear the direct
burden of retiring the city's bonded indebtedness. The
Phoenix case, however, rejected this analysis of the
"direct" imposition of costs on property owners. Even under a
system in which the responsibility of retiring the bonded
indebtedness falls directly on property taxpayers, all members of
the community share in the cost in various ways. Moreover, the
construction of a library is not likely to be of special interest
to a particular, well defined portion of the electorate. Quite
apart from the general interest of the library bond election, the
appellant's contention that the rendering requirement imposes no
real impediment to participation itself undercuts the claim that it
serves the purpose of protecting those who will bear the burden of
the debt obligations. If anyone can become eligible to vote by
rendering property of even negligible value, the rendering
requirement can hardly be said to select voters according to the
magnitude of their prospective liability for the city's
indebtedness. [
Footnote 8]
The appellee city officials argue that the rendering
qualification furthers another state interest: it encourages
prospective voters to render their property, and thereby helps
enforce the State's tax laws. This argument is difficult to credit.
The use of the franchise to compel compliance with other,
independent state objectives is questionable in any context.
See United States v. Texas, 252 F.
Supp. 234, 253-254 (WD Tex.),
aff'd, 384 U.
S. 155 (1966). It seems particularly dubious
Page 421 U. S. 300
here, since, under the State's construction of the rendering
requirement, an individual will be given the right to vote if he
renders any property at all, no matter how trivial. Those rendering
solely to earn the right to vote in bond elections may well render
property of minimal value, in order to qualify for voting without
imposing upon themselves a substantial tax liability. The rendering
requirement thus seems unlikely to have any significant impact on
the asserted state policy of encouraging each person to render all
of his property. [
Footnote
9]
In sum, the Texas rendering requirement erects a classification
that impermissibly disfranchises persons otherwise qualified to
vote, solely because they have not rendered some property for
taxation. The
Phoenix case
Page 421 U. S. 301
establishes that Fort Worth's election was not a "special
interest" election, and the state interests proffered by appellant
and the city officials fall far short of meeting the "compelling
state interest" test consistently applied in
Kramer,
Cipriano, and
Phoenix.
III
In order to avoid the possibility of upsetting previous bond
elections in the State, the District Court declined to give
retroactive effect to its judgment. We have followed the same
course in our prior cases dealing with voting classifications in
bond elections,
see Cipriano, 395 U.S. at
395 U. S. 706;
Phoenix, 399 U.S. at
399 U. S.
213-215, and we agree with the District Court's
determination not to give its ruling retroactive effect. Since the
portion of the District Court's judgment invalidating the state
constitutional and statutory provisions has been in full effect
since that time, [
Footnote
10] and since some local bond elections may subsequently have
been conducted in reliance on that judgment, we hold that the
District Court's ruling should apply only to those bond
authorization elections that were not final on the date of the
District Court's judgment. As to other jurisdictions that may have
restrictive voting classifications similar to those in Texas,
[
Footnote 11] we hold that
our decision should not apply where
Page 421 U. S. 302
the authorization to issue the securities is legally complete as
of the date of this decision.
Affirmed.
MR. JUSTICE DOUGLAS took no part in the consideration or
decision of this case.
[
Footnote 1]
To "render" property for taxation means to list it with the tax
assessor-collector of the taxing district in question. Property is
"rendered" for taxation either when the owner reports it or when
the tax assessor-collector places it on the tax rolls himself.
Taxable property includes all real, mixed, and personal property
with limited exemptions, such as $3,000 for homesteads and $250 for
household furnishings. Tex.Const. Art. 8, § 1. Although state law
requires taxpayers to render all their taxable property,
Tex.Rev.Civ.Stat. Arts. 7145, 7152 (1960 and Supp. 1974-1975),
there is no penal sanction for failing to do so voluntarily.
[
Footnote 2]
Of the five named appellees, three voted as nonrenderers and two
as rendering property owners. They sought to represent the class of
all persons who voted in the election in favor of the library
bonds. The District Court certified the class as proper under
Fed.Rule Civ.Proc. 23(b)(2). The city of Fort Worth and various
city officials, who were defendants below, are listed as appellees
in this Court, but they support the appeal and have filed a brief
urging reversal, and are not included in subsequent references to
appellees.
[
Footnote 3]
The effect of the dual-box procedure was that the nonrenderers
could help defeat a bond issue, but they could not help pass it. If
their votes, added to the votes of the renderers, produced a
majority against the bonds, the bonds would not be issued, even if
the renderers favored them. But if the renderers opposed the bonds,
the nonrenderers' votes would be of no effect, even if they
produced an overall majority in favor of the bond issue.
[
Footnote 4]
The Attorney General was joined as a defendant because Texas law
requires that he certify the validity of any municipal bond issue.
Tex.Rev.Civ.Stat. Arts. 709d (1964 and Supp. 1974-1975), 4398
(1966).
[
Footnote 5]
We answered that question in
Salyer Land Co. v. Tulare Water
District, 410 U. S. 719
(1973). In that case, we held that a water district created for the
purpose of acquiring, storing, and distributing water for
agricultural purposes could constitutionally have a board of
directors selected in an election in which votes were allocated
according to the assessed value of each voter's land. Because of
its "special limited purpose and . . . the disproportionate effect
of its activities on landowners as a group,"
id. at
410 U. S. 728,
the Court held that the water district election was of sufficient
"special interest" to a single group that the franchise could
constitutionally be denied to others.
[
Footnote 6]
In Louisiana, as in Texas, personal property as well as real
property was subject to taxation, and a "property taxpayer" could
include a person with only personalty. The administrative practice
was to tax only real property, however, so the effect was that, in
reality, "property taxpayer" meant "real property taxpayer."
See Stewart v. Parish School Board, 310 F.
Supp. 1172, 1173 n. 3 (ED La.),
aff'd, 400 U.S. 884
(1970).
[
Footnote 7]
As a practical matter, under Texas' scheme of tax assessment and
collection, the rendering requirement may, in effect, create a
property-related classification. Appellees' counsel informed us at
oral argument that Fort Worth, like other communities in Texas,
makes no affirmative effort to tax property other than realty and
business personalty. Tr. of Oral Arg. 26-27. Residents are free to
"render" other forms of personalty, but this is apparently seldom
done.
See Yudof, The Property Tax in Texas Under State and
Federal Law, 51 Tex.L.Rev. 885, 88890 (1973). As a result, in Fort
Worth, those with realty and business personalty are automatically
eligible to vote as "renderers," while other voters must take the
somewhat unusual step of voluntarily "rendering" their property for
taxation. When he does so, the taxpayer affirms that he has
rendered all his property, and that the valuation of the property
is correct. Tex.Rev.Civ.Stat. Arts. 7164, 7184 (1960).
[
Footnote 8]
This argument is similar to the one made by the State of Georgia
in defense of its "freeholder" requirement for membership on county
boards of education.
Turner v. Fouche, 396 U.
S. 346,
396 U. S.
363-364 (1970). The State there claimed that the
freeholder requirement imposed no real burden, since a candidate
would qualify if he owned even a single square inch of land. We
concluded that, if that was the case, it was difficult to conceive
that the requirement served any rational state interest
whatsoever.
[
Footnote 9]
Appellant relies on this Court's decisions in
McDonald v.
Board of Election, 394 U. S. 802
(1969), and
Rosario v. Rockefeller, 410 U.
S. 752 (1973), in defense of the classification created
by Texas law in this case. In
McDonald, however, the only
issue before the Court was whether pretrial detainees in Illinois
jails were unconstitutionally denied absentee ballots. The Court
expressly noted that there was nothing in the record to indicate
that the challenged Illinois statute had any impact on the
appellants' exercise of their right to vote.
See 394 U.S.
at
394 U. S.
807-809. Any classification actually restraining the
fundamental right to vote, the Court noted, would be subject to
close scrutiny. In
Rosario, the Court upheld a neutral
requirement that a voter register a party preference 30 days in
advance of the general election in order to be eligible to
participate in the succeeding primary election. Because the
registration requirement served the "legitimate and valid state
goal" of "preservation of the integrity of the electoral process,"
410 U.S. at
410 U. S. 761,
and because it imposed no special burden on any class before the
Court,
see id. at
410 U. S. 759 n. 9, the Court held that the time
limitation on registration did not violate either the Equal
Protection Clause or the First and Fourteenth Amendment right of
association. By contrast, the Texas scheme imposes a restriction on
the franchise having no perceptible purpose or effect in preserving
the integrity of the electoral process; instead, it excludes a
portion of the electorate for failing to comply with a wholly
independent state policy.
[
Footnote 10]
The partial stay of the District Court's judgment was granted
only to the extent that the judgment below had prohibited the use
of the dual-box election procedure. 416 U.S. 963.
[
Footnote 11]
There may be no such jurisdictions, at least where bond election
voting qualifications are governed by state-wide statutes and
constitutional provisions. We are told that, in the 15 States
besides Texas that restricted the franchise to taxpayers in some
fashion at the time the
Phoenix case was decided, all
qualified voters are now permitted to participate in bond
elections. Brief for City of Phoenix, Ariz.
et al. as
Amici Curiae 19. In addition to the 13 States referred to
in
City of Phoenix v. Kolodziejski, 399 U.
S. 204,
399 U. S. 213
n. 11 (1970), Nevada and Wyoming utilized a dual-box election
procedure much like Texas', but, in both cases, that procedure has
been abandoned.
See Nev.Laws 1971, c. 49; Wyo.Laws 1973,
c. 251.
MR. JUSTICE REHNQUIST, with whom THE CHIEF JUSTICE and MR.
JUSTICE STEWART join, dissenting.
The Texas Constitution restrict the vote in general obligation
bond elections to those who render taxable property with local
taxing officials. Tex.Const. Art. 6, § 3a. All real, personal, or
mixed property owned by any citizen of the State is taxable
property under state law. Tex.Const. Art. 8, § 1; Tex.Rev.Civ.Stat.
Arts. 7145, 7147 (1960 and Supp. 1974-1975). And all citizens of
the State are required by law to render all such taxable property
with local taxing officials on a yearly basis in order that it be
added to local tax rolls. Tex.Rev.Civ.Stat.Arts. 7145, 7151, 7152,
7153, 7189 (1960 and Supp. 1974-1975).
The rendering requirement for voting is satisfied by the listing
of any single item of property, even though of purely nominal
worth, with taxing officials and the completion of an affidavit
provided at polling places with a description of any single item of
property which the voter has properly rendered. Tex.Elec.Code §
5.03
et seq. (1967 and Supp. 1974-1975);
Montgomery
Independent School District v. Martin, 464 S.W.2d 638,
640 (Tex.1971);
Dubose v. Ainsworth, 139 S.W.2d 307, 308
(Tex.Civ.App. 1940). Rendering immediately
Page 421 U. S. 303
before the election of any item of property qualifies, even
though untimely under the rendering statutes,
Markowsky v.
Newman, 134 Tex. 440, 449-450, 136 S.W.2d 808, 813 (1940), and
the absence of adequate facilities for the rendering of property
eliminates the rendition requirement.
Hanson v. Jordan,
145 Tex. 320, 198 S.W.2d 262 (1946);
Green v. Stienke, 321
S.W.2d 95 (Tex.Civ.App. 1959). Under state law, the Texas elector
who renders a pair of shoes or a bicycle on election day casts a
vote no different from that of a rendering cattle baron.
Not surprisingly, the Texas Supreme Court, in
Montgomery
Independent School District v. Martin, supra, upheld the
rendering qualification:
"[V]oter qualifications of ownership under the Texas
constitutional and statutory provisions stated above, as
interpreted by our decisions, are so universal as to constitute no
impediment to any elector who really desires to vote in a bond
election. A voter is qualified if he renders any kind of property
of any value, and he need not have actually paid the tax."
"
* * * *"
". . . One who is willing to vote for and impose a tax on the
property of another should be willing to assume his distributive
share of the burden. . . ."
"
* * * *"
". . . To allow some property owners to vote in that kind of an
election, and at the same time to permit them to avoid their fair
share of the resulting obligation, would confer preferential
rights."
464 S.W.2d at 640-642.
Appellees in the instant case have not drawn our attention to a
totally propertyless citizen of Fort Worth, poorer than Diogenes,
whose total lack of ownership precludes
Page 421 U. S. 304
him from complying with the rendering requirement. Instead, the
alleged deprived class in the instant case consists of those who
violated their legal obligation under state law, choosing not to
render any property by reason of carelessness, a tax avoidance
motive, or otherwise. And the alleged deprivation of equal
protection lies in self-disfranchisement caused by their failure to
utilize readily available facilities to render property.
Since laws considered by this Court under the Equal Protection
Clause are not abstract propositions subject to a requirement of
disembodied equality which invalidates classifications without
examination of the circumstances surrounding them,
Tigner v.
Texas, 310 U. S. 141,
310 U. S. 147
(1940), we have without exception in passing upon governmental
requirements affecting voting looked to the character of the
classification challenged as denying equal protection and the
individual interests affected by it.
Williams v. Rhodes,
393 U. S. 23,
393 U. S. 30
(1968);
Dunn v. Blumstein, 405 U.
S. 330,
405 U. S. 335,
405 U. S. 336
(1972). And our prior cases have held that scrutiny under this
Clause is triggered only where restrictions have a real and
appreciable impact on ability to exercise the franchise.
See
McDonald v. Board of Election, 394 U.
S. 802,
394 U. S.
807-808 (1969);
Kramer v. Union Free School District
No. 16, 395 U. S. 621,
395 U. S.
626-627, n. 6 (1969);
Gordon v. Lance,
403 U. S. 1,
403 U. S. 5
(1971);
Bullock v. Carter, 405 U.
S. 134,
405 U. S. 144
(1972).
In
Rosario v. Rockefeller, 410 U.
S. 752 (1973), we upheld a New York registration
requirement requiring registration in a party 11 months in advance
of its primary as a prerequisite to participation in the primary,
stating:
"We cannot accept the petitioners' contention. None of the cases
on which they rely is apposite to the situation here. In each of
those cases, the State
Page 421 U. S. 305
totally.denied the electoral franchise to a particular class of
residents, and there was no way in which the members of that class
could have made themselves eligible to vote. . . . Section 186 of
New York's Election Law, however, is quite different. It did not
absolutely disenfranchise the class to which the petitioners belong
-- newly registered voters. . . . Rather, the statute merely
imposed a time deadline on their enrollment, which they had to meet
in order to participate in the next primary. . . . The petitioners
do not say why they did not enroll prior to the cutoff date;
however, it is clear that they could have done so, but chose not
to. Hence, if their plight can be characterized as
disenfranchisement at all, it was not caused by § 186, but by their
own failure to take timely steps to effect their enrollment."
Id. at
410 U. S.
757-758.
Even the four dissenting Members of the Court in that case would
have required a "serious burden or infringement" on the right to
vote as a prerequisite to the establishment of a constitutional
violation.
Id. at
410 U. S. 767 (POWELL, J., joined by DOUGLAS, BRENNAN,
and MARSHALL, JJ., dissenting).
See also id. at
410 U. S.
765.
In the immediate case, appellees and the class of nonrenderers
they represent could have easily complied with the rendering
qualification, imposed not only as a prerequisite for voting, but
also as a legal duty necessary to the orderly operation of a
voluntary self-assessment taxing system. The burden imposed by the
qualification was
de minimis, and compliance was
universally easy.
Despite this, the Court, without inquiry into the impact of the
Texas qualification on appellees' ability to vote, concludes that
the Texas scheme is unconstitutional.
Ante at
421 U. S. 298,
421 U. S.
300-301
As might be expected when dealing with provisions
Page 421 U. S. 306
of state law in the abstract, the theoretical arguments advanced
both in support of the constitutionality of the provisions involved
here, and against their constitutionality, tend to cut both ways.
The State contends that, because anyone could have complied with
the rendering qualification, the burden on the franchise is
minimal. The Court disposes of this contention by concluding that,
in such event, the rendering requirement must serve no valid state
policy. The State also contends that the rendering requirement does
serve the state policy of increasing the amount of personal
property on the tax rolls, which property, in turn will, be taxed
to retire the bonded indebtedness incurred as a result of the
election in question. The Court's response to this contention is
that, if this be the case, the requirement unreasonably burdens the
franchise. This constitutional dialogue is somewhat less than
edifying, and may be traced in part to the dichotomy drawn by
Kramer v. Union Free School District No. 15, supra, where
all voting qualifications in an "election of general interest,"
ante at
421 U. S. 295,
were herded into two categories. Those dealing with "residence,
age, and citizenship,"
ibid., received the Court's
imprimatur, while the "strict scrutiny" test was to be applied to
other requirements. The basis of this judicially created
classification would itself scarcely survive a "rational basis"
test, unexplained, as it is, by any of our decisions. But even
taking
Kramer on its own terms, no sound reason is
advanced for applying it to the situation before us now.
The Court distinguishes,
ante at
421 U. S. 300
n 9, our decision in
Rosario on the grounds that the New York registration
requirement involved in that case, unlike the Texas rendering
qualification for bond elections, was directed toward
"
preserv[ing] the integrity of the electoral
process.'"
Page 421 U. S.
307
As a factual matter, the offered distinction is a doubtful one.
The purpose sought to be served by the registration requirement
examined in
Rosario was the prevention of "raiding": the
crossing of party lines by members of one party in order to affect
the outcome of the primary election of another political party. The
rendering qualification under challenge in the instant case is
designed in part to prevent citizens who violate their legal
obligations by totally avoiding any portion of their fair share of
obligations resulting from a bond election, however small that
share may be, from influencing the process which results in the
imposition of such obligations. If the integrity of the electoral
process is violated by allowing citizens, who are unwilling to
assume the responsibilities of party membership, to vote in party
primaries, it is difficult to understand how it is less violated by
allowing citizens, who are unwilling to assume their fair share of
the obligations occurring from a bond election, to vote in such an
election.
As the Court indicates,
ante at
421 U. S. 298
n. 7, appellees at oral argument asserted that the rendering
requirement in practice functions as a property-related
classification, since realty and business personalty make up
virtually all of the property actually subject to taxation in Fort
Worth. However, appellees also conceded that their allegation was
without support in the record in this case. Tr. of Oral Arg. 31. To
the extent that the record does speak to appellees' assertion, it
shows the rendition of substantial amounts of personal property in
Fort Worth and in the State generally. App. 68, 81-84. While one
member of the three-judge panel below indicated his suspicion that
the rendering requirement operated as a
de facto exclusion
of non-real-property owners, another member of the panel indicated
his disagreement.
Compare 377
F. Supp. 1016, 1020 (opinion of Thornberry,
Page 421 U. S. 308
J.),
with id. at 1025 (opinion of Woodward, J.,
specially concurring). In light of the serious question raised by
this disagreement and the absence of evidence in the record
resolving it, I would vacate the Judgment below and remand this
case for factual determination of whether the rendering
requirement, as administered in Texas, has the practical effect of
impermissibly disfranchising identifiable groups of voters such as
non-real property owners, and thereby constitutes a genuine burden
on the franchise.
Cf. City of Phoenix v. Kolodziejski,
399 U. S. 204
(1970).