Eighteen States have filed a motion for leave to file a bill of
complaint against the Nation's four major automobile manufacturers
and their trade association, alleging a conspiracy in violation of
the federal antitrust laws a common law conspiracy in restraint of
trade to restrain the development of motor vehicle air pollution
control equipment, and a public nuisance in violation of state and
federal common law. Those States seek an injunction,
inter
alia, requiring the defendants to accelerate a research and
development program to produce effective pollution control devices
and pollution-free engines and to install anti-pollution equipment
in all vehicles they manufactured during the alleged
conspiracy.
Held: Though the Court has original but not exclusive
jurisdiction, it exercises discretion to avoid impairing its
ability to administer its appellate docket. In view of the nature
of the relief requested and the availability of the federal
district courts as an alternative forum, the Court declines to
assume jurisdiction. As a matter of law as well as of practical
necessity, remedies for air pollution must be considered in the
context of local situations, making it advisable that this
controversy be resolved in the appropriate federal district courts.
Pp.
406 U. S.
113-116.
Motions of North Dakota and West Virginia to be joined as
parties plaintiff granted. Motion for leave to file bill of
complaint denied, and parties remitted to other federal forum.
DOUGLAS, J., delivered the opinion of the Court, in which all
Members joined except POWELL, J., who took no part in the
consideration or decision of the case.
Page 406 U. S. 111
MR. JUSTICE DOUGLAS delivered the opinion of the Court.
Plaintiffs are 18 States who, by this motion for leave to file a
bill of complaint, seek to invoke this Court's original
jurisdiction under Art. III, § 2, cl. 2, of the Constitution.
[
Footnote 1] Named as
defendants are the Nation's four major automobile manufacturers and
their trade association.
Plaintiffs allege a conspiracy among the defendants to restrain
the development of motor vehicle air pollution control equipment.
They allege that the conspiracy began as early as 1953, but was
concealed until January, 1969. Count I of the proposed complaint
charges a violation of the federal antitrust laws. Count II charges
a common law conspiracy in restraint of
Page 406 U. S. 112
trade independently of the Sherman and Clayton Acts. [
Footnote 2] In their prayer for relief,
plaintiffs seek an injunction requiring the defendants to
undertake
"an accelerated program of spending, research and development
designed to produce a fully effective pollution control device or
devices and/or pollution free engine at the earliest feasible
date,"
and also ordering defendants to install effective pollution
control devices in all motor vehicles they manufactured during the
conspiracy and as standard equipment in all future motor vehicles
which they manufacture. Other prophylactic relief is also
sought.
The proposed complaint plainly presents important questions of
vital national importance.
See, e.g., Hearings before the
Subcommittee on Air and Water Pollution of the Senate Committee on
Public Works, 90th Cong., 1st Sess. (1967). Our jurisdiction over
the controversy cannot be disputed.
Georgia v. Pennsylvania R.
Co., 324 U. S. 439;
Georgia v. Tennessee Copper Co., 206 U.
S. 230. For reasons which will appear, however, we deny
leave to file the bill of complaint.
The gravamen of plaintiffs' allegations is a horizontal
conspiracy among the major automobile manufacturers to impede the
research and development of automotive air pollution control
devices.
See generally L. Jaffe & L. Tribe,
Environmental Protection 141-180 (1971). It
Page 406 U. S. 113
is argued that the facts alleged in support of the statutory and
common law claims are identical, and that they could be elicited as
well by a Special Master appointed by this Court as by a federal
district court judge, and that resort to a Special Master would not
place a burden on this Court's time and resources substantially
greater than when we hear an antitrust case on direct appeal from a
district court under the Expediting Act, 32 Stat. 823, as amended,
15 U.S.C. § 29. And it is argued that the sheer number of States
that seek to invoke our original jurisdiction in this motion is
reason enough for us to grant leave to file. [
Footnote 3]
The breadth of the constitutional grant of this Court's original
jurisdiction dictates that we be able to exercise discretion over
the cases we hear under this jurisdictional head, lest our ability
to administer our appellate docket be impaired.
Massachusetts
v. Missouri, 308 U. S. 1,
308 U. S. 19;
Ohio v. Wyandotte Chemicals Corp., 401 U.
S. 493,
401 U. S.
497-499; H. Hart & H. Wechsler, The Federal Courts
and the Federal System 258-260 (1953); Woods & Reed, The
Supreme Court and Interstate Environmental Quality: Some Notes on
the
Wyandotte Case, 12 Ariz.L.Rev. 691; Note, 11
Stan.L.Rev. 665, 694-700. In
Massachusetts v. Missouri,
supra, at
308 U. S. 18-19,
where Massachusetts ought to invoke our original jurisdiction in
order to collect a tax claim, we said:
"In the exercise of our original jurisdiction so as truly to
fulfill the constitutional purpose, we not only must look to the
nature of the interest of the complaining State -- the essential
quality of the right asserted -- but we must also inquire whether
recourse to that jurisdiction . . . is necessary for the State's
protection. . . . To open this Court to
Page 406 U. S. 114
actions by States to recover taxes claimed to be payable by
citizens of other States, in the absence of facts showing the
necessity for such intervention, would be to assume a burden which
the grant of original jurisdiction cannot be regarded as compelling
this Court to assume and which might seriously interfere with the
discharge by this Court of its duty in deciding the cases and
controversies appropriately brought before it."
By the same token, we conclude that the availability of the
federal district court as an alternative forum and the nature of
the relief requested suggest we remit the parties to the resolution
of their controversies in the customary forum. The nature of the
remedy which may be necessary if a case for relief is made out also
argues against taking original jurisdiction.
Air pollution is, of course, one of the most notorious types of
public nuisance in modern experience. Congress has not, however,
found a uniform, nationwide solution to all aspects of this
problem, and, indeed, has declared "that the prevention and control
of air pollution at its source is the primary responsibility of
States and local governments." 81 Stat. 485, 42 U.S.C. §
1857(a)(3). To be sure, Congress has largely preempted the field
with regard to "emissions from new motor vehicles," 42 U.S.C. §
1857f-6a(a); 31 Fed.Reg. 5170 (1966); and motor vehicle fuels and
fuel additives, 84 Stat. 1699, 42 U.S.C. § 1857f-6c(c)(4).
See Currie, Motor Vehicle Air Pollution: State Authority
and Federal Preemption, 68 Mich.L.Rev. 1083 (1970); Hill, The
Politics of Air Pollution: Public Interest and Pressure Groups, 10
Ariz.L.Rev. 37, 44-45 (1968); Stevens, Air Pollution and the
Federal System: Responses to Felt Necessities, 22 Hastings L.J.
661, 674-676 (1971). It has also preempted the field so far as
emissions from airplanes are concerned, 42 U.S.C.
Page 406 U. S. 115
§§ 1857f-9 to 1857f-12. So far as factories, incinerators, and
other stationary devices are implicated, the States have broad
control to an extent not necessary to relate here. [
Footnote 4]
See Stevens,
supra,
passim; Comment, 58 Calif.L.Rev. 1474 (1970). But in certain
instances, as, for example, where federal primary and secondary
ambient air quality standards have been established, [
Footnote 5] 42 U.S.C. §§ 1857c and 1857c-5,
or where "hazardous air pollutant[s]" have been defined, 42 U.S.C.
§ 1857c-7, there may be federal preemption.
See 42 U.S.C.
§ 1857c
et seq. Moreover, geophysical characteristics
which define local and regional airsheds are often significant
considerations in determining the steps necessary to abate air
pollution.
See Hearings before the Subcommittee on Air and
Water Pollution of the Senate Committee on Public Works, 90th
Cong., 1st Sess., 130 (1967); Coons, Air Pollution & Government
Structure, 10 Ariz.L.Rev.
Page 406 U. S. 116
48, 60-64 (1968). Thus, measures which might be adequate to deal
with pollution in a city such as San Francisco might be grossly
inadequate in a city such as Phoenix, where geographical and
meteorological conditions trap aerosols and particulates.
As a matter of law, as well as practical necessity, corrective
remedies for air pollution, therefore, necessarily must be
considered in the context of localized situations. [
Footnote 6] We conclude that the causes
should be heard in the appropriate federal district courts.
[
Footnote 7]
The motions of the States of North Dakota and West Virginia to
be joined as parties plaintiff are granted. The motion for leave to
file a bill of complaint is denied, and the parties are remitted
without prejudice to the other federal forum.
It is so ordered.
MR. JUSTICE POWELL took no part in the consideration or decision
of these motions.
[
Footnote 1]
Fifteen States originally moved for leave to file a bill of
complaint. We subsequently granted leave to the State of Idaho to
intervene as plaintiff. 403 U.S. 949. By today's decision, we also
grant leave to the States of North Dakota and West Virginia to be
joined as parties plaintiff.
[
Footnote 2]
A third count of plaintiffs' proposed complaint also charged "a
public nuisance contrary to the public policy of the Plaintiff
States. . . [and] the federal government." Motion for Leave to File
Bill of Complaint 12. In a memorandum filed with this Court Feb.19,
1972, however, plaintiffs struck this count from their proposed
complaint; but Idaho, the intervenor, did not join in that motion.
In light of our disposition of Counts I and II of the bill of
complaint, Idaho's motion for leave to file a bill of complaint
solely for Count III should be denied
a fortiori. Should
any of the plaintiffs desire to renew the public nuisance count of
the bill of complaint in the District Court, they are free to do so
under our decision today in
Illinois v. City of Milwaukee,
ante, p.
406 U. S. 91.
[
Footnote 3]
In addition to the 18 States which are plaintiffs, 16 other
States and the City of New York have filed a brief as
amicus
curiae supporting plaintiffs' motion for leave to file a bill
of complaint.
[
Footnote 4]
Because federal motor vehicle emission control standards apply
only to new motor vehicles, States also retain broad residual power
over used motor vehicles. Moreover, citizens, States, and local
governments may initiate actions to enforce compliance with federal
standards and to enforce other statutory and common law rights. 42
U.S.C. § 1857h-2.
[
Footnote 5]
National primary ambient air quality standards are those "which
in the judgment of the Administrator [of the Environmental
Protection Agency] . . . are requisite to protect the public
health. . . ." 42 U.S.C. § 1857c-4(b)(1). Secondary ambient air
quality standards are those "requisite to protect the public
welfare," 42 U.S.C. § 1857c-4(b)(2), which
"includes, but is not limited to, effects on soils, water,
crops, vegetation, man-made materials, animals, wildlife, weather,
visibility, and climate, damage to and deterioration of property,
and hazards to transportation, as well as effects on economic
values and on personal comfort and wellbeing."
42 U.S.C. § 1857h(h). For implementation plans for primary and
secondary ambient air quality standards,
see 42 U.S.C. §
1857c-5.
Rules and regulations setting ambient air quality standards have
been promulgated by the Environmental Protection Agency. 36
Fed.Reg. 22384 (1971).
[
Footnote 6]
It was in recognition of this fact that Congress directed the
Administrator of the Environmental Protection Agency to
"designate as an air quality control region any interstate area
or major intrastate area which he deems necessary or appropriate
for the attainment and maintenance of ambient air quality
standards."
42 U.S.C. § 1857c-2(c).
[
Footnote 7]
Multidistrict litigation apparently involving the same factual
claims as are presented here has been consolidated in the District
Court for the Central District of California, and pretrial
proceedings are already under way.
See In re Motor Vehicle Air
Pollution Control Equipment, 311 F. Supp. 1349 (Jud.Panel on
Multidist.Lit.1970).