At his trial in a Texas State Court for the crime of felon
theft, petitioner pleaded not guilty by reason of insanity, but he
was convicted and sentenced to imprisonment. The Texas Court of
Criminal Appeals affirmed. Subsequently, while petitioner's claim
that his conviction violated the Due Process Clause of the
Fourteenth Amendment was pending in this Court, he was sent to a
mental hospital, where it was found that he suffers simple
schizophrenia and had been only partly, or not at all, responsible
for his acts for many years. The State brought this information to
the attention of this Court; and the Assistant State Attorney
General stated on oral argument that, if the judgment affirming
petitioner's conviction were vacated, he would favor granting
petitioner a new trial.
Held: The judgment affirming petitioner's conviction is
vacated, and the case is remanded for consideration in the light of
subsequent developments. Pp.
372 U. S.
586-590.
Reported below: 172 Tex.Cr.R. 54,
353
S.W.2d 855.
PER CURIAM.
This case raises questions of due process under the Fourteenth
Amendment growing out of the conviction of petitioner, an indigent,
for the crime of felony theft. Upon proof of two prior theft
convictions, petitioner was sentenced to life imprisonment as an
habitual offender. The Texas Court of Criminal Appeals affirmed.
172 Tex.Cr.R.
Page 372 U. S. 587
54,
353
S.W.2d 855 (1962). We granted certiorari. 371 U.S. 859.
Petitioner, who in 1924 had been adjudged insane, entered a plea
of not guilty by reason of insanity. His claims of a denial of due
process are based on (1) the trial court's refusal prior to trial
either to send him to a state mental institution for observation
and diagnosis before requiring him to stand trial or to appoint and
pay for a competent psychiatrist for that purpose; and (2) the
alleged denial by the trial court of adequate time for proper
examination and diagnosis by a psychologist who appeared at the
trial upon request of petitioner's counsel.
Three days before argument here, the State commendably filed a
"Supplemental Brief for the Respondent" calling to the Court's
attention the following "Diagnostic Summary," relating to the
petitioner's mental condition, prepared by the Psychiatric Resident
of the Houston State Psychiatric Institute at Houston:
"
Wynne Treatment Center"
"
Diagnostic Summary"
"Name: BUSH, James E. T D C No. 165754"
"Location: Wynne Farm"
"I, the undersigned, Doctor A. Hug, examined on this date James
E. Bush, TDC #165754, an inmate of the Wynne farm, and came to the
following conclusions."
"James is a 64 year old white widower. He was born and raised in
a stable farm family situation, together with two brothers and four
sisters. None of his immediate relatives at any time were in
psychiatric care. He attended the third grade and later worked
mainly as a blacksmith. He was married once, and has two children.
As far as we know from
Page 372 U. S. 588
his record, he was, since 1937, seven times in prison for
various offenses with also eight escapes listed. According to the
same record, he was in Terrell State Hospital in 1924 for mental
observation."
"On examination, patient showed marked psychomotor retardation.
He appears to be extremely withdrawn, autistic, isolated from
reality and encapsulated in himself. He appears to have no drive or
interests. In his verbal productions, he is very vague. He is only
poorly oriented, giving the date as somewhere in January of 1963
and showed marked difficulties in recalling his past history or
attending to any tests of his present memory capacity. He seems to
be of low borderline intelligence. As reason for his various
crimes, he gives -- 'I always like to help somebody.' There are
definite lapses in his trend of thought, so that he at times
appears to be odd in his statements or difficult to understand, as
he, on the other hand, sometimes has difficulties to understand the
examiner."
"All of the above evidence, if not otherwise stated, was given
by James during a forty-five minute interview."
"From James' history of a social failure and from the present
evidence, mainly: marked autism and incoherent thinking, we come to
the conclusion that James suffers from
simple
schizophrenia."
"It is common knowledge that people who suffer from simple
schizophrenia may go through life without calling the attention of
a psychiatrist, since they may be distinguished as habitual
criminals, alcoholics, vagabonds, etc. They all tend to run a
protracted course which practically always starts early in life.
They may deteriorate, but usually they go on without much
deterioration. We have no doubts about the diagnosis of James, the
only question we
Page 372 U. S. 589
have is how much of the psychotic picture (memory difficulties)
at the present time may be due to organic deterioration, though
[
sic], for instance, arteriosclerosis or to his autism and
lack of interest. On the assumption of the above diagnosis, we
would have to assume that James was only partly or not at all
responsible for his acts for very many years."
Adolf Hug, M.D.
"Psychiatric resident, Houston State Psychiatric Institute,"
"Houston, Texas."
"Born 1926 in Zurich, Switzerland."
"Trained at University of Zurich."
"Holding Swiss State Board and Board for Psychiatry in"
"Switzerland."
"American training: one year internship, three years"
"psychiatric residency."
"AH:rdm"
At oral argument, when the Assistant Attorney General of Texas
was asked the views of his office in the event the case should be
vacated and remanded by this Court, the following colloquy took
place:
"The Assistant Attorney General:"
". . . [I]f this case was sent back . . . to the Court of
Criminal Appeals, my personal position, speaking as Assistant
Attorney General of the State of Texas, would be that the man
should be . . . examined in this hospital [where he is presently
confined as a result of the above examination] and that evidence
should be presented to the trial court."
"THE CHIEF JUSTICE:"
"You would grant him a new trial?"
"The Assistant Attorney General:"
"Yes. "
Page 372 U. S. 590
We observe that, as a rule of consistent application, "this
Court has declined to anticipate a question of constitutional law
in advance of the necessity of deciding it."
Peters v.
Hobby, 349 U. S. 331,
349 U. S. 338
(1955).
See Alma Motor Co. v. Timken-Detroit Axle Co.,
329 U. S. 129,
329 U. S. 136
(1946). At the time its decision was rendered, the Court of
Criminal Appeals had available to it neither the above
psychiatrist's report nor the view of the Assistant Attorney
General regarding disposition of the case. Appropriate
federal-state relations and proper regard for state processes
require that Texas' highest criminal court be afforded the
opportunity to pass upon the case with these later developments
before it.
The judgment of the Texas Court of Criminal Appeals is therefore
vacated, and the case is remanded for consideration in light of
subsequent developments.
Reversed and remanded.