Petitioner is a Negro who was convicted by an all-white jury in
a Georgia state court for murdering a white man and was sentenced
to death. After his conviction had been affirmed by the State
Supreme Court, he filed in the trial court an extraordinary motion
for a new trial, claiming for the first time that his conviction
was invalid because of unconstitutional discrimination against
Negroes in the selection of the jury panel from which the jury
which convicted him had been drawn. He alleged that the method of
selecting the jury panel was the same as that which was condemned
in
Avery v. Georgia, 345 U. S. 559, but
dismissal of his motion was sustained by the State Supreme Court on
the ground that, under Georgia law, objection to a jury panel can
be made only at the time when the panel is "put upon" the defendant
and before trial begins, and that petitioner had not shown
sufficient excuse for his failure to object at that time. In oral
argument before this Court, the State conceded that, as a matter of
substantive law, petitioner had been deprived of his constitutional
rights.
Held:
1. Where a State allows questions of this sort to be raised at a
late stage and be determined by its courts as a matter of
discretion, this Court is not precluded from assuming jurisdiction
and deciding whether the state court's action in the particular
circumstances is, in effect, an avoidance of the federal right. P.
349 U. S.
383.
2. A review of the Georgia decisions leads to the conclusion
that the trial court and the State Supreme Court in this case
declined to grant petitioner's motion, though possessed of the
power to do so under state law. Pp.
349 U. S.
383-389.
3. In view of the extraordinary facts of this case, orderly
procedure requires a remand to the State Supreme Court for
reconsideration, and it is so remanded. Pp.
349 U.S. 389-391.
210 Ga. 665, 82 S.E.2d 217, remanded for reconsideration.
Page 349 U. S. 376
MR. JUSTICE FRANKFURTER delivered the opinion of the Court.
The Court has here under review the decision of a state court
rejecting a claim of infirmity in a conviction for murder based on
a constitutional ground raised for the first time in an
extraordinary proceeding after the conviction had been affirmed on
appeal. Respect for the State's administration of criminal justice
requires a detailed narrative of the procedural course of this
litigation and an adequate consideration of the legal factors
relevant to our disposition.
Petitioner, a Negro, was convicted in Fulton County, Georgia, of
the murder of a white man, and sentenced to death. According to the
allegations before us, the petit jury which convicted him was
selected in the following manner:
On February 18, 1953, a judge of the Fulton County Superior
Court selected from a box the names of prospective jurors. The
names of white persons were on white tickets, and the names of
Negroes were on yellow tickets. The tickets were handed to a deputy
sheriff, who in turn gave them to a deputy clerk for listing. The
named jurors were subsequently summoned, some were excused, and the
remaining 120 were available for the ten panels of twelve jurors
each to serve in the trial of civil and criminal cases in the
Fulton County Superior Court for the week of March 9, 1953. Of the
120 jurors, four were Negroes, and all four were assigned to the
criminal docket.
On March 10, 1953, a panel of 48 of the 120 jurors was "put
upon" Williams at his trial. Thirteen jurors, including
Page 349 U. S. 377
three of the four Negroes, were excused for cause. The State
peremptorily challenged the fourth Negro, so that no Negroes served
on the jury of twelve which was finally selected to try
Williams.
The trial, which immediately followed the selection of the jury,
lasted one day. Twenty-three witnesses appeared against Williams.
His only defense was a short unsworn statement to the effect that
he had not committed the crime, and that he had been "afraid" when
he signed the written confession introduced against him.
Williams' court-appointed attorney filed a formal motion for new
trial on March 27, 1953, and a more detailed amendment to the
motion on June 29, 1953. The motion was overruled, and an appeal to
the Georgia Supreme Court followed. On October 14, 1953, that court
affirmed the judgment. 210 Ga. 207,
78 S.E.2d
521.
On December 1, 1953, Williams' counsel filed in the trial court
an extraordinary motion for new trial under Ga.Code Ann., § 70-303.
[
Footnote 1] In this motion, he
alleged for the first time that Williams had been denied equal
protection of the laws under the Fourteenth Amendment to the United
States Constitution by the manner in which the petit jury had been
selected, organized, impaneled and challenged. An affidavit by
Williams accompanied the motion, stating that, at the time of
trial, he had no knowledge of the methods used to select the jury.
A similar affidavit by his counsel stated further that "the
same
Page 349 U. S. 378
could not have been discovered by him [the counsel] in the
exercise of ordinary diligence." The law partner of Williams'
counsel submitted a third affidavit to the effect that he had taken
no part in the trial or in its preparation.
On January 18, 1954, the trial court dismissed the extraordinary
motion for new trial. An appeal was taken to the Georgia Supreme
Court. In the appeal, reliance was placed almost exclusively upon
the case of
Avery v. Georgia, 345 U.
S. 559, for the claim that Williams had been denied
equal protection of the laws. The pertinence of that case to this
turns on the time sequence in the two cases, [
Footnote 2] as well as on the relevant substantive
facts.
Avery was convicted of rape on September 20, 1951, in Fulton
County, Georgia -- the same county in which Williams was tried a
year and a half later. Avery's petit jury was drawn with yellow and
white tickets precisely in the manner used later in the case of
Williams. In Avery's case, no Negroes appeared on the list of 60
jurors put upon him at the trial, whereas here, four Negroes
appeared on the list of 120 jurors from which Williams' jury was
selected. Avery, however, challenged the array when the jury was
put upon him; Williams did not. Avery's challenge was overruled,
and, after trial, he appealed on the ground of discrimination in
the selection of the jury. The Georgia Supreme Court disapproved of
the use of yellow and white tickets, but affirmed the judgment on
the ground that no discrimination was actually shown. [
Footnote 3]
Page 349 U. S. 379
Certiorari in the
Avery case was filed in this Court on
July 28, 1952, nine weeks before the alleged murder in the
Williams case. The ground, as here, was that the use of
different-colored tickets for whites and Negroes deprived the
defendant of equal protection of the laws. Avery's petition for
certiorari was granted March 9, 1953, the day before the petit jury
was put upon Williams. This Court reversed the
Avery case
on May 25, 1953, holding that Avery had made out a
prima
facie case of an unconstitutional discrimination by showing
the use of different-colored tickets which the State had not
rebutted.
While this Court's decision in the
Avery case was thus
rendered over two months after Williams' trial, it came a month
before the amendment to his formal motion for new trial. Yet
Williams' counsel did not rely upon the ground raised by the
Avery decision until some six months later in his
extraordinary motion for new trial.
As already stated, the extraordinary motion was dismissed by the
trial court, and Williams again appealed to the Georgia Supreme
Court. That court affirmed the dismissal of the extraordinary
motion. The court concluded that Williams, having failed to
challenge the array when put upon him, had waived any objections to
the jury's selection. The affidavits of Williams, his counsel, and
his counsel's partner were deemed insufficient to excuse Williams'
failure to challenge the array at the outset of the trial.
The court did not rest on this consideration. It urged that the
facts inherent in the case contradicted the affidavits. The court
said that its own decision in the
Avery
Page 349 U. S. 380
case, prior to the Williams trial, had fully set out the
practice of using different-colored tickets in the selection of
juries.
"Due diligence would certainly have required the defendant and
his attorney to make themselves familiar with the opinions of this
court on the question now raised. It follows that, for this reason,
the motion for new trial was not sufficient as an extraordinary
motion for new trial."
210 Ga. 665, 668, 82 S.E.2d 217, 219.
In view of the entanglement of this case with our decision in
Avery, we granted certiorari. 348 U.S. 854. Since the
attorney appointed by the Georgia court advised the Clerk of this
Court that he would not be in a position to present oral argument
before this Court, [
Footnote 4]
we appointed
Page 349 U. S. 381
amicus curiae to present argument on Williams' behalf.
348 U.S. 957.
In his brief on behalf of the State before the State Supreme
Court, the Solicitor General of Fulton County had urged,
inter
alia, that there was no showing of a denial of equal
protection in this case. [
Footnote
5] On oral argument
Page 349 U. S. 382
here, however, the State, with commendable regard for its
responsibility, agreed that the use of yellow and white tickets in
this case was, in light of this Court's decision in
Avery,
a denial of equal protection, so that a new trial would be required
but for the failure to challenge the array. We need only add that
it was the system of selection and the resulting danger of abuse
which was struck down in
Avery, and not an actual showing
of discrimination on the basis of comparative numbers of Negroes
and whites on the jury lists. The question now before us, in view
of the State's concession, is whether the ruling of the Georgia
Supreme Court rests upon an adequate nonfederal ground, so that
this Court is without jurisdiction to review the Georgia court.
A state procedural rule which forbids the raising of federal
questions at late stages in the case, or by any
Page 349 U. S. 383
other than a prescribed method, has been recognized as a valid
exercise of state power. [
Footnote
6] The principle is clear enough. But the unique aspects of the
never-ending new cases that arise require its individual
application to particular circumstances. Thus, we would have a
different question from that before us if the trial court had no
power to consider Williams' constitutional objection at the belated
time he raised it. But, where a State allows questions of this sort
to be raised at a late stage and be determined by its courts as a
matter of discretion, we are not concluded from assuming
jurisdiction and deciding whether the state court action in the
particular circumstances is, in effect, an avoidance of the federal
right. [
Footnote 7] A state
court may not, in the exercise of its discretion, decline to
entertain a constitutional claim while passing upon kindred issues
raised in the same manner.
The Georgia courts have indicated many times that motions for
new trial after verdict are not favored, and that extraordinary
motions for new trial after final judgment are favored even less.
[
Footnote 8] But the Georgia
statute provides for such motion, [
Footnote 9] and it has been granted in "exceptional" or
"extraordinary" cases. The general rule is that the granting or
denying of an extraordinary motion
Page 349 U. S. 384
for new trial rests primarily in the discretion of the trial
court, and the appellate court will not reverse except for a clear
abuse of discretion. [
Footnote
10] In practice, however, the Georgia appellate courts have not
hesitated to reverse and grant a new trial in exceptional cases.
For example:
In
Wright v. Davis, 184 Ga. 846, 193 S.E. 757 (1937),
the defendant was sentenced to death, his motion for new trial was
overruled, and the judgment was affirmed on appeal by the Georgia
Supreme Court. Three months after the affirmance, the defendant
made an extraordinary motion for new trial on the ground that an
ex-convict had obtained a seat on the jury by impersonating his
father, whose name was properly on the jury list. The trial court
denied the extraordinary motion. The Georgia Supreme Court granted
mandamus and made it absolute. It said:
"In the instant case, we are of the opinion that the
extraordinary motion for a new trial and the proffered amendment
presented a state of facts which, standing without dispute,
required as a matter of law that a new trial should be granted. . .
."
". . . The verdict itself shows that the defendant was not
benefited, as he received the extreme penalty, and it is clear that
he was deprived of his right to have a jury composed entirely of
upright men. Code, §§ 2-4502, 59-106. It will not do to speculate
on whether the accused suffered actual injury, when so vital a
right has been violated. There are some conditions from which
injury will be presumed. . . ."
(184 Ga. at 851, 853, 193 S.E. at 760.)
Page 349 U. S. 385
The court rejected the State's contention that the defendant had
not shown due diligence in discovering the juror's
disqualification. [
Footnote
11]
Smith v. Georgia, 1907, 2 Ga.App. 574, 59 S.E. 311,
involved a conviction for arson. A motion for new trial was denied,
the judgment was affirmed on appeal, and, five months later, the
defendant filed an extraordinary motion for new trial on the ground
that one of the jurors was related to the deceased wife of the
prosecutor within the ninth degree, and several of the prosecutor's
children continued the kinship by affinity. The trial court denied
the motion, but the appellate court granted a new trial. It
said:
". . . There is no higher purpose to be subserved in the
administration of the criminal law than that every defendant shall
be accorded a trial by jury, and jury trial is a mockery unless the
jury be not only impartial, but also beyond just suspicion of
partiality. . . ."
2 Ga.App. at 578, 59 S.E. at 313. In answer to the State's
contention that the defendant and his attorney had not shown due
diligence in discovering the prohibited relationship, the court
said that the trial judge had inquired into the question of
relationship when the jury was impaneled, and then the court added
this quotation from a Georgia Supreme Court opinion:
". . . 'Parties are not required to make searching investigation
out of court to determine whether the jurors who are summoned are
disqualified in their cases. Not only is such a duty not placed by
the
Page 349 U. S. 386
law upon parties and their counsel, but the contrary practice is
to be encouraged for obvious reasons.'"
2 Ga.App. at 582, 59 S.E. at 315.
In
Crawley v. Georgia, 151 Ga. 818, 108 S.E. 238, four
defendants were convicted of murder. Two were sentenced to death
and two to life imprisonment. A motion for new trial was overruled,
the judgment was affirmed on appeal, a motion for rehearing was
denied, and, a week later, the defendants filed an extraordinary
motion for new trial, which the trial court overruled. The Georgia
Supreme Court reversed. The extraordinary motion showed that the
wife of one juror was within the ninth degree of relationship to
the wife of the murdered man. A new trial was granted even though
the State submitted an affidavit by the juror that he did not know
of the relationship at the time of the trial, and therefore could
not have been prejudiced. [
Footnote 12]
In
Doyal v. Georgia, 73 Ga. 72 (1884), the defendant
was convicted of murder. His motion for new trial was denied, and
the judgment was affirmed on appeal. He filed an extraordinary
motion for new trial on the ground that five witnesses were ready
to testify that one of the jurors had said, in effect, before the
trial that the defendant ought to be hung, and that the juror would
see to it if he got on the jury. The defendant and his attorney
filed affidavits to the effect that they had been ignorant of the
facts at the time of trial. Despite affidavits submitted
Page 349 U. S. 387
by the State showing the availability of three of the five
witnesses at the time of trial, the Georgia Supreme Court granted a
new trial. [
Footnote 13]
There are other cases of like tenor. [
Footnote 14]
We conclude that the trial court and the State Supreme Court
declined to grant Williams' motion though possessed of power to do
so under state law. Since his motion was based upon a
constitutional objection, and one the validity of which has in
principle been sustained here, the discretionary decision to deny
the motion does not deprive this Court of jurisdiction to find that
the substantive issue is properly before us.
But the fact that we have jurisdiction does not compel us to
exercise it. In
Patterson v. Alabama, 294 U.
S. 600, we remanded a case to the highest court of the
State, even though that court had affirmed on state procedural
grounds, because after that affirmance we had reversed on
constitutional grounds a case having identical substantive facts.
We said there:
"While we must have proper regard to this ruling of the state
court in relation to its appellate procedure, we cannot ignore the
exceptional features of the present case. An important question
under the Federal Constitution was involved, and, from that
standpoint, the case did not stand alone. . . . "
Page 349 U. S. 390
". . . We are not satisfied that the court would have dealt with
the case in the same way if it had determined the constitutional
question as we have determined it. . . ."
"We have frequently held that, in the exercise of our appellate
jurisdiction, we have power not only to correct error in the
judgment under review, but to make such disposition of the case as
justice requires. And, in determining what justice does require,
the Court is bound to consider any change, either in fact or in
law, which has supervened since the judgment was entered. We may
recognize such a change, which may affect the result, by setting
aside the judgment and remanding the case so that the state court
may be free to act. We have said that to do this is not to review,
in any proper sense of the term, the decision of the state court
upon a nonfederal question, but only to deal appropriately with a
matter arising since its judgment and having a bearing upon the
right disposition of the case. . . ."
294 U.S. at
294 U. S.
605-606,
294 U. S.
607.
In the instant case, there is an important factor which has
intervened since the affirmance by the Georgia Supreme Court which
impels us to remand for that court's further consideration. This is
the acknowledgment by the State before this Court that, as a matter
of substantive law, Williams has been deprived of his
constitutional rights. The Solicitor General of Fulton County, it
should be recalled, had urged before the Georgia Supreme Court that
no denial of equal protection was involved, and that court may well
have been influenced by the contention. Moreover, if there is
another remedy open to Williams, as the Attorney General of the
State intimated in his brief to the Georgia Supreme Court,
Page 349 U. S. 391
that court should have an opportunity to designate the
appropriate remedy. [
Footnote
18]
The facts of this case are extraordinary, particularly in view
of the use of yellow and white tickets by a judge of the Fulton
County Superior Court almost a year after the State's own Supreme
Court had condemned the practice in the
Avery case. That
life is at stake is, of course, another important factor in
creating the extraordinary situation. The difference between
capital and noncapital offenses is the basis of differentiation in
law in diverse ways in which the distinction becomes relevant.
[
Footnote 19] We think that
orderly procedure requires a remand to the State Supreme Court for
reconsideration of the case. Fair regard for the principles which
the Georgia courts have enforced in numerous cases and for the
constitutional commands binding on all courts compels us to reject
the assumption that the courts of Georgia would allow this man to
go to his death as the result of a conviction secured from a jury
which the State admits was unconstitutionally impaneled.
Cf.
Mooney v. Holohan, 294 U. S. 103.
Remanded.
[For dissenting opinion of MR. JUSTICE CLARK,
see post,
p.
349 U. S.
403.]
[For dissenting opinion of MR. JUSTICE MINTON,
see
post, p.
349 U. S.
403.]
Page 349 U. S. 392
[
Footnote 1]
"In case of a motion for a new trial made after the adjournment
of the court, some good reason must be shown why the motion was not
made during the term, which shall be judged of by the court. In all
such cases, 20 days' notice shall be given to the opposite party.
Whenever a motion for a new trial shall have been made at the term
of trial in any criminal case and overruled, or when a motion for a
new trial has not been made at such term, no motion for a new trial
from the same verdict shall be made or received, unless the same is
an extraordinary motion or case, and but one such extraordinary
motion shall be made or allowed."
[
Footnote 2]
See 349
U.S. 375app|>Appendix for table comparing the dates in the
two cases.
[
Footnote 3]
The court said:
"And while the statute does not say so, its manifest intention
is that the tickets shall be of uniform size and color, so as to
make discrimination impossible in the drawing of jurors; and, where
not so done, this is
prima facie evidence of
discrimination, and, if nothing else appeared, would require a
reversal. In this case, however, it is not charged or contended
that any discrimination was practiced in drawing the challenged
jurors, and the judge who drew them, as a witness for the accused,
testified there was in fact none. Therefore, the practice of
placing the names of white and colored jurors in the jury box on
tickets of different colors did no harm in this instance, and
consequently furnished no sufficient objection to the jurors
challenged by the accused."
209 Ga. 116, 124,
70 S.E.2d 716,
722.
[
Footnote 4]
Counsel were informed that this case would be argued in this
Court on March 3, 1955. On February 14, 1955, the Assistant
Attorney General of Georgia wrote the Clerk of this Court that his
office had been informed by Williams' counsel that, "in all
probability, he would not participate in the oral argument of this
case." The Clerk requested the attorney on February 18 to inform
the Court of his plans. Under date of February 22, the attorney
wrote to the Clerk as follows:
"Dear Sir:"
"At the present time, it does not appear that I will be able to
come to Washington to present oral argument in the above case. I
have little or nothing to add to the brief."
"It is entirely agreeable, insofar as my agreement has any
bearing, that the Attorney General's request in letter of February
14, 1955, [for permission to have two counsel present the State's
case] be granted."
"I am assuming that, if events take such a turn that I am able
to come to Washington, I will be permitted to make a short oral
argument."
Yours very truly,
Under date of February 26, 1955, the Clerk sent the attorney the
following letter:
"Dear Sir:"
"I have spoken to the Chief Justice about the oral argument in
this case and of the probability that you would not be
present."
"He asked me to inform you that the Court would appreciate your
presenting oral argument if at all possible, particularly in view
of the fact that this a capital case."
Yours truly,
The attorney replied under date of February 28:
"Dear Sir:"
"I am in this position about this case: I originally entered the
case by appointment, before our General Assembly enacted
legislation authorizing the payment of appointed counsel from the
Treasury of Fulton County. This petitioner has no money. His family
have made contributions which have, in part, paid actual expenses.
At the present time, they have only paid one-half the cost of
printing the brief, and in this situation, it appears that any
expense connected with a trip to Washington will be out-of-pocket
to me."
"In addition, I am sole counsel in a suit in the Superior Court
of Polk County, Georgia, on the calendar of that court for trial
during the present week where my absence for any cause will have
the result that payment of temporary alimony to my client will not
be continued, which in turn, will have the result that I will lose
the client."
"I have appeared in the Supreme Court of Georgia twice in this
case and have pursued it thus far in the Supreme Court of the
United States at a considerable sacrifice. It has been my intention
to present oral argument if at all possible. In view of the
foregoing, however, it simply does not seem that I will be able to.
If I can try the case in Polk Superior Court tomorrow (March 1st),
there remains a possibility that I will be able to appear before
the Supreme Court. I do not, however, believe such will be the
case, and, for that reason, I cannot plan on going to
Washington."
Very truly yours,
Oral argument was subsequently reset for April 18, 1955.
[
Footnote 5]
The Solicitor General said at the end of his brief:
". . . In the
Avery case, no negro jurors were drawn
and impaneled. In this case, 4 negro jurors were actually impaneled
and sworn for the trial of this case. The mere fact that 3 were
disqualified for cause and one was stricken peremptorily by the
State would not suffice to show a course of systematic exclusion of
negroes from the jury such as would amount to discrimination
against the defendant in the trial of his case."
"We respectfully submit that the facts alleged in the
extraordinary motion for a new trial do not make out a case showing
denial of equal protection of the law or due process of law under
the 14th Amendment to the Constitution of the United States, and
that, under the authorities cited above, the judgment of the trial
judge in dismissing the extraordinary motion should be
affirmed."
The Attorney General of the State, who also filed a brief on
behalf of the State, did not discuss the constitutional question
except in his concluding paragraph:
"If, under the decision in the
Avery case, there was in
fact a discrimination against the movant in his trial, we do not
say that he does not have some remedy at law, but we do contend
that the question is not ground for extraordinary motion for new
trial, and that the Court did not err in dismissing the same."
No other remedy was mentioned by the Georgia Supreme Court, and
none has been called to our attention by the parties.
[
Footnote 6]
See, e.g., Parker v. Illinois, 333 U.
S. 571;
Radio Station WOW, Inc. v. Johnson,
326 U. S. 120,
326 U. S. 128;
Pennsylvania R. Co. v. Illinois Brick Co., 297 U.
S. 447,
297 U. S.
462-463;
Central Union Telephone Co. v. City of
Edwardsville, 269 U. S. 190.
[
Footnote 7]
Cf. Rogers v. Alabama, 192 U.
S. 226;
Abie State Bank v. Bryan, 282 U.
S. 765,
282 U. S.
772-773;
Pierre v. Louisiana, 306 U.
S. 354,
306 U. S. 358;
Urie v. Thompson, 337 U. S. 163,
337 U. S.
172-173;
Vandalia R. Co. v. Indiana ex rel. South
Bend, 207 U. S. 359,
207 U. S.
367.
[
Footnote 8]
E.g., Parks v. Georgia, 204 Ga. 41, 48 S.E.2d 837
(1948);
Brown v. Georgia, 141 Ga. 783, 82 S.E. 238 (1914);
Tyre v. Georgia, 38 Ga.App. 206, 143 S.E. 778 (1928).
[
Footnote 9]
Ga.Code Ann., § 70-303.
See note 1 supra.
[
Footnote 10]
E.g., Patterson v. Georgia, 208 Ga. 689,
69 S.E.2d 84
(1952);
Pulliam v. Georgia, 199 Ga. 709, 35 S.E.2d 250
(1945);
Rogers v. Georgia, 129 Ga. 589, 59 S.E. 288
(1907);
Echols v. Georgia, 87 Ga.App. 565,
74 S.E.2d
474 (1953);
Bivins v. McDonald, 50 Ga.App. 299, 177
S.E. 829 (1934).
[
Footnote 11]
Cf. Williams v. Georgia, 12 Ga.App. 337, 77 S.E. 189
(1913), in which the presence on the jury of a juror previously
convicted of an offense involving moral turpitude was deemed to
warrant a new trial on a motion after verdict, as compared with an
extraordinary motion after final judgment.
[
Footnote 12]
Cf. the following cases, in which new trials were
granted on motion after verdict, as compared with an extraordinary
motion after final judgment, because of a juror's disqualification.
Harris v. Georgia, 188 Ga. 745, 4 S.E.2d 651 (1939);
Ethridge v. Georgia, 164 Ga. 53, 137 S.E. 784 (1927);
Currie v. Georgia, 156 Ga. 85, 118 S.E. 724 (1923);
O'Berry v. Georgia, 153 Ga. 644, 113 S.E. 2 (1922);
Merritt v. Georgia, 152 Ga. 405, 110 S.E. 160 (1921);
Hubbard v. Georgia, 5 Ga.App. 599, 63 S.E. 588 (1909);
Perrett v. Georgia, 16 Ga.App. 587, 85 S.E. 820 (1915);
Cray v. Georgia, 37 Ga.App. 371, 140 S.E. 402 (1927).
[
Footnote 13]
Under Georgia practice, the headnotes to cases are written by
the court. The headnote in this case said:
"Held, that conviction for murder and sentence of death on the
verdict of a juror so utterly destitute of truth and uprightness of
character, would shock the conscience of civilization, and soil the
purity of jury trial, and, no matter how heinous the crime
committed, the preservation of that purity is of more consequence
than the speedy punishment of any one man for any one offense, and
public policy, as well as individual right, demand a new
trial."
In
Wallace v. Georgia, 205 Ga. 751, 55 S.E.2d 145
(1949), affidavits similar to those in the
Doyal case were
presented by the defendant, but the State introduced positive
affidavits to the effect that no such statements by the juror had
been made. The headnote written by the Georgia Supreme Court
stated:
"There was no manifest abuse of discretion by the trial judge in
overruling [this] ground of the extraordinary motion for a new
trial, based upon conflicting evidence as to the alleged
disqualification of the juror therein referred to."
205 Ga. at 752, 55 S.E.2d at 146.
[
Footnote 14]
In
Bloodworth v. Georgia, 161 Ga. 332, 334, 131 S.E. 8,
81 (1925), it was stated that in a prior trial defendant was
granted a new trial on an extraordinary motion after final judgment
because a juror was disqualified.
In
Harris v. Georgia, 150 Ga. 680, 104 S.E. 902, 903
(1920), the defendant was sentenced to death for murder, a motion
for a new trial was denied, and the judgment was affirmed on
appeal. An extraordinary motion for new trial was overruled by the
trial court, but the State Supreme Court reversed. The ground of
the reversal was that, after the jury had informed the judge that
they could not agree, a deputy sheriff gave them the judge's
message that he could not help them further, and then the deputy
added, "the judge would keep them locked up until they did make a
verdict," after which a verdict was brought in.
[
Footnote 15]
Some of these cases are not entirely clear. For example,
Lumpkin stated that all objections to the impaneling of
the grand jury should be made by challenge to the array before the
indictment is found, where the illegality is known, or, if not
known, by plea in abatement to the indictment; objections to
"certain jurors" on the trial jury should be raised by a challenge
to the juror when put upon the defendant. This rule is cited in
Cornelious for the proposition that an objection to both
grand and petit juries must be made by a challenge to the array
before indictment or by plea in abatement before trial. In
Kato
v. Georgia, 33 Ga.App. 342, 126 S.E. 266 (1925), the grand
jury rule was applied to individual grand jurors rather than to the
panel, and the challenge was said to be one to the array. And in
Moon v. Georgia, 68 Ga. 687 (1882), it was said that an
objection to a single juror should be made by a challenge to the
array.
Cf. note 16
infra.
[
Footnote 16]
E.g., Fudge v. Georgia, 190 Ga. 340, 9 S.E.2d 259
(1940);
Bryan v. Georgia, 124 Ga. 79, 52 S.E. 298 (1905);
Taylor v. Georgia, 121 Ga. 348, 49 S.E. 303 (1904). In
Georgia, challenges to the array go to the form and manner of
making up the entire panel, whereas challenges to the poll are
directed solely to the individual juror.
See Humphries v.
Georgia, 100 Ga. 260, 262, 28 S.E. 25, 26 (1897);
Mitchell
v. Georgia, 69 Ga.App. 771, 776, 26 S.E.2d 663, 667
(1943).
[
Footnote 17]
210 Ga. 665, 668, 82 S.E.2d 217, 219.
[
Footnote 18]
Even if extraordinary motion is the appropriate remedy, local
practice may require Williams to be put to his proof. The State,
for purposes of presenting its legal arguments, has not disputed
the facts alleged in the extraordinary motion, but there has not
been a hearing on those facts or an admission of their truth.
[
Footnote 19]
Cf. Patterson v. Alabama, supra, with Betts v. Brady,
316 U. S. 455.
|
349
U.S. 375app|
APPENDIX TO OPINION OF THE COURT
WILLIAMS CASE AVERY CASE
Sept. 20, 1951 -- Avery convicted.
April 14, 1952 -- Georgia Supreme
Court affirms.
July 28, 1952 -- certiorari filed in
this Court.
Oct. 4, 1952 -- alleged murder
occurs.
Oct. 17, 1952 -- Williams arrested,
placed in a line-up, confesses.
Oct. 21, 1952 -- Williams indicted.
Feb. 18, 1953 -- jury panels
chosen for trials during week of
March 9th.
March 9, 1953 -- this Court grants
certiorari.
March 10, 1953 -- jury put upon
Williams, trial held, and verdict
of guilty.
March 11, 1953 -- sentenced.
March 27, 1953 -- formal motion
for new trial filed.
April 30, 1953 -- case argued
in this Court.
May 25, 1953 -- this Court reverses,
holding jury selection
unconstitutional.
June 29, 1953 -- amendment to
motion for new trial filed;
motion overruled.
July 16, 1953 -- bill of excep-
tions filed.
Oct. 14, 1953 -- Georgia Supreme
Court affirms.
Nov. 23, 1953 -- Williams again
sentenced to death.
Dec. 1, 1953 -- extraordinary
motion for new trial filed.
Jan. 18, 1954 -- trial court dis-
misses extraordinary motion.
May 19, 1954 -- Georgia Supreme
Court affirms.
Oct. 18, 1954 -- this Court
grants certiorari.
Page 349 U. S. 393
MR. JUSTICE CLARK, with whom MR. JUSTICE REED and MR. JUSTICE
MINTON join, dissenting.
To borrow a phrase from Mr. Justice Holmes, the opinion of the
Court "just won't wash." While I, too, am not deaf to the pleas of
the condemned, I cannot ignore the long established precedents of
this Court. The proper course, as has always been followed here, is
to recognize and honor reasonable state procedures as valid
exercises of sovereign power. We have done so in hundreds of
capital cases since I have been on the Court, and I do not think
that even the sympathetic facts of this case should make us lose
sight of the limitations on this Court's powers.
To see just how far the Court has "stretched" here, it is only
necessary to compare today's majority opinion with
Patterson v.
Alabama, 294 U. S. 600, the
decision relied on to support the Court's remand. In that case,
Patterson and one Norris had been charged in a common indictment.
Prior to trial, both interposed constitutional claims of systematic
exclusion of Negroes from the jury. Patterson, however, failed to
file his bill of exceptions within the time prescribed by state
law. The Alabama Supreme Court decided the separate appeals on the
same day, denying Norris' claim on the merits,
Norris v.
State, 229 Ala. 226, 156 So. 556, while dismissing Patterson's
case as out of time. 229 Ala. 270, 156 So. 567. This Court
thereafter reversed Norris' conviction.
Norris v. Alabama,
294 U. S. 587. In
Patterson, however, the Court was confronted with an
independent and adequate state ground which presented an
insuperable obstacle to reversal. Nevertheless, it was quite
possible that, had the Alabama court realized the validity of the
objection it had overruled on the merits in
Norris, it
might have regarded the whole complexion of the case as different,
and chosen not to rest on a narrow procedural ground in
Patterson. This Court
Page 349 U. S. 394
therefore remanded the case to the Alabama Supreme Court for
reconsideration of its decision in the light of the important
intervening factor.
Note the magnitude of the "important intervening factor" here,
and just how it changes the complexion of the case. The majority
relies on the fact that the State,
"[o]n oral argument here . . . , agreed that the use of yellow
and white tickets in this case was, in light of this Court's
decision in
Avery, a denial of equal protection, so that a
new trial would be required but for the failure to challenge the
array."
The Solicitor General of Fulton County, the Court reasons,
"had urged [by brief] before the Georgia Supreme Court that no
denial of equal protection was involved, and that court may well
have been influenced by the contention."
The Solicitor General of Fulton County presented no oral
argument here. Only the State Attorney General, whose sole
contention before the Georgia court was that the "question [was]
not ground for extraordinary motion for new trial," was represented
before this Court. The majority's "important intervening factor,"
therefore, is that an Assistant Attorney General of Georgia has now
expressed an opinion on a question his superior did not reach in
his brief before the Georgia Supreme Court. Since good advocacy
would dictate that the Attorney General argue this point before the
Georgia court had he thought it substantial, I do not think his
office underwent any great change of mind in the interim between
that argument and this. On argument, after questioning on the point
-- which we note was not one of the questions he raised -- the
Assistant Attorney General stated only what the Attorney General's
brief below had intimated. In any event, I am completely at a loss
to understand what difference it makes what was argued in the
Georgia Supreme Court or conceded here, since the Georgia
Page 349 U. S. 395
Supreme Court clearly stated that, but for the procedural
objection,
Avery would govern:
"Defendant, in his motion, sets forth a practice which has been
condemned by this court and the Supreme Court of the United States.
However, any question to be considered by this court must be raised
at the time and in the manner required under the rules of law and
practice and procedure in effect in this State."
210 Ga. 665, 669, 82 S.E.2d 217, 219.
The majority's other ground for remand is even weaker, relying
on a phrase from the Attorney General's brief before the Georgia
court -- "we do not say that he [Williams] does not have some
remedy at law." The ground asserted is that, in the light of this
"intimat[ion]" of the Attorney General, Georgia's court "should
have an opportunity to designate the appropriate remedy." If
Williams has a remedy, he can certainly pursue it as well without
this remand; and if he has no other state remedy, it is even
clearer that nothing is to be gained by the Court's disposition of
the case.
Another difference between this case and
Patterson is
at once evident. In
Patterson, the Court, through Chief
Justice Hughes, said:
"We are not convinced that the court, in the presence of such a
determination of constitutional right, confronting the anomalous
and grave situation which would be created by a reversal of the
judgment against Norris, and an affirmance of the judgment of death
in the companion case of Patterson, who had asserted the same
right, . . . would have considered itself powerless to entertain
the bill of exceptions or otherwise to provide appropriate relief.
. . . At least
the state court should have an opportunity to
examine its powers in the light of the situation which
Page 349 U. S. 396
has now developed. We should not foreclose that opportunity.
[
Footnote 2/1]"
(Italics supplied.) 294 U.S. at
294 U. S.
606-607. In this case, unlike
Patterson, the
Court determines the state law itself. We have always insisted
that, if possible, state courts be permitted to decide difficult
and uncertain questions of state law before the federal courts do
so, even to the point of having the federal courts decline
jurisdiction to await the State's ruling.
Cf. Burford v. Sun
Oil Co., 319 U. S. 315. To
me, nothing could be clearer than that a state question arising in
a case which is to be remanded to the state court should be left
open for resolution by the State without the pressure of a decision
by this Court.
Furthermore, I agree with MR. JUSTICE MINTON that the majority
has misconstrued Georgia's law. As I read the state law, the
decisions indicate that the Georgia courts have no power to hear
and determine petitioner's extraordinary motion of the merits. Ever
since
Jordan v. State, 1857, 22 Ga. 545, the Georgia law
has been that the defendant must challenge the array when the panel
is "put upon" him, and not thereafter. And since it is too late to
raise such a challenge in a motion for new trial,
Moon v.
State, 1882, 68 Ga. 687, certainly the objection cannot be
made in an extraordinary motion coming, as here, seven months after
verdict.
See also Cumming v.
Page 349 U. S. 397
State, 155 Ga. 346, 117 S.E.2d 378 (1923). In fact, as
late as 1941, Georgia's highest court rejected a claim of
discrimination in the selection of jurors
"for the reason that an objection of this kind should have been
presented in a proper way at the trial, and upon failure to do so
it is to be considered as waived."
Wilcoxon v. Aldredge, 192 Ga. 634, 637, 15 S.E.2d 873,
876. This was a capital case, and it was conceded that the
prisoner's claim had substantive validity. But, even in those
extreme circumstances, the Georgia Supreme Court did not consider
the objection available after trial.
The Georgia Court of Appeals has consistently taken the same
position. In
Ivey v. State, 4 Ga.App. 828, 831, 62 S.E.
565 (1908), and
Williams v. State, 31 Ga.App. 173, 174,
120 S.E. 131, 132 (1923), it was held that "If he [defendant] does
not challenge the array, no other method of complaint as to the
deficiency of the panel is open to him."
In reaching the opposite conclusion,
i.e., that the
Georgia courts have discretionary authority to consider the
petitioner's untimely objection in the circumstances of this case,
the majority relies on two factors. First, the Georgia court in the
instant case, after holding that petitioner had waived his
objection by failing to raise it at the proper time, went on to
find that the proffered justification was inadequate as a matter of
pleading and as a matter of fact. But it is difficult to see how
this separately numbered alternative ground can impair the court's
other decision that, excuse or no excuse, petitioner had waived his
claim "once and for all." Second, it is urged that the Georgia
courts frequently exercise their discretion in favor of untimely
objections directed at individual jurors "challenges to the poll,"
as they are called in Georgia. The majority cites no case, however,
where such discretion was exercised on a challenge to the array,
and not one of the majority's individual juror cases is
mentioned,
Page 349 U. S. 398
much less distinguished, in the Georgia court's opinion in this
case. Since courts usually distinguish apparent conflicts, it is
fair to assume that the Georgia court considered the two types of
challenge to be governed by entirely different rules. This
conclusion is buttressed both by the distinction drawn between
these types under Georgia law and by the differing considerations
controlling their allowance.
Challenges to the array are "directed to the whole group
collectively for causes in the nature of irregularities in the
form, manner and making up of the panel." Davis and Shulman,
Georgia Practice and Procedure, p. 454. Challenges to the poll are
"directed solely for objections which are inherent in the
individual jurors," Georgia Practice and Procedure,
supra,
at 455. Circumstances require that challenges to the array be made
before trial. If permitted thereafter -- and upheld -- the
judgments in many, if not all, other cases tried before juries
obtained from the same panel would be subject to like attack. For
example, illegality in the array summoned for March 9, 1953, from
which the
Williams jury was selected, might result in the
overturning of all verdicts returned in the county during their
tenure. This would be both expensive and time-wasting, as well as
disruptive of the proper administration of justice. Hence, Georgia
requires a challenge to be made before trial in order to give the
judge an opportunity to correct the irregularity. On the other
hand, a challenge to a petit juror or to the poll merely affects
the one verdict of that jury of twelve, rather than all the
verdicts of the panel of one hundred and twenty.
The majority dwells on the extreme circumstances of this case,
discusses in great detail the Georgia cases affording discretionary
relief in less strong cases involving individual jurors, and warns
that
"we are not concluded from assuming jurisdiction and deciding
whether the state court action in the particular circumstances is,
in
Page 349 U. S. 399
effect, an avoidance of the federal right."
Although I find it difficult to ascertain exactly what ground
the majority could give for striking down the Georgia result, it is
clear to me that no theory ever before accepted by this Court could
lead to reversal.
It is elementary that this Court has no jurisdiction over a case
here from a state court where there is an independent and adequate
state ground supporting the conclusion reached below. [
Footnote 2/2] A purported state ground is
not independent and adequate in two instances. First, where the
circumstances give rise to an inference that the state court is
guilty of an evasion -- an interpretation of state law with the
specific intent to deprive a litigant of a federal right. [
Footnote 2/3] Second, where the state law,
honestly applied though it may be, and even dictated by the
precedents, throws such obstacles in the way of enforcement of
federal rights that it must be struck down as unreasonably
interfering with the vindication of such rights. [
Footnote 2/4]
It is obvious that the Georgia court has not been guilty of
"evasion." Although the Georgia court's interpretation of state law
may not be free from doubt, it is not possible to say that the
Georgia decision is without "fair support" in the previous cases.
[
Footnote 2/5] I regard it also as
noteworthy
Page 349 U. S. 400
that Presiding Justice Wyatt wrote this opinion for the Georgia
Supreme Court. It was he who, in the Georgia court's decision in
Avery, said in dissent:
"I cannot agree with the ruling [as to discrimination] for the
reason, in my opinion, that this practice is conclusive evidence of
discrimination, and, for that reason, the case should be
reversed."
209 Ga. 116, 131,
70 S.E.2d 716,
726.
In this ruling, he went further in protecting the integrity of
the jury system than we ourselves thought necessary.
Compare
Avery v. Georgia, 345 U. S. 559,
345 U. S.
562-563 (petitioner established "a
prima facie
case of discrimination" which the State failed to rebut). One who
had so acted would hardly be attempting to evade the very federal
right he had previously upheld so strongly.
Page 349 U. S. 401
Similarly, the Georgia procedure is not unduly burdensome. The
majority concedes that
"[a] state procedural rule which forbids the raising of federal
questions at late stages in the case, or by any other than a
prescribed method, has been recognized as a valid exercise of state
power."
Even if the majority could somehow strike down the Georgia
court's holding that it lacked discretion, it is not enough to show
that Georgia has the power and refuses to exercise it. There is no
case to support the implication that the exercise of discretion
against a federal right is, without more, an evasion.
See Brown
v. Allen, 344 U. S. 443,
344 U. S.
484-486. Indeed, it would seem that there would have to
be a withholding of discretion for the purpose of depriving
Williams of a federal right. There is nothing even approaching that
here.
A state court's decision cannot be overturned if any one of the
grounds supporting it is independent and adequate. There is one
ground here which appears so unassailable that the majority does
not even attack it. Georgia law makes a showing of due diligence on
the part of the movant a prerequisite to granting extraordinary
motions for new trial. The state court in this case found that due
diligence had not been properly pleaded, and that the facts of
which the Georgia court could take notice conclusively demonstrated
that diligence was indeed completely lacking.
On the first ground, there is clearly substantial support in the
prior state decisions. Petitioner's attorney stated that
"he did not know of the facts [establishing the constitutional
claim] before the trial and before the verdict in said case, and
that the same could not have been discovered by him in the exercise
of ordinary diligence."
It had been held in at least four prior Georgia decisions that
such conclusory pleading of diligence was inadequate to support a
motion for a new trial or an extraordinary action for the same.
Taylor v. State, 132 Ga. 235, 63 S.E. 1116;
Page 349 U. S. 402
King v. State, 174 Ga. 432, 163 S.E. 168;
Redding
v. State, 183 Ga. 704, 189 S.E. 514;
Edge v. State,
200 Ga. 257, 36 S.E.2d 673. [
Footnote
2/6]
On the second ground, the Georgia opinion speaks for itself:
"Furthermore, the facts and circumstances contradict the
statements made in the affidavits. When the instant case came on
for trial in Fulton Superior Court on March 10, 1953, the case of
Avery v. State had been tried in the same county, and that
case had been affirmed by this court on April 14, 1952, and was
pending in the United States Supreme Court. . . . The opinion of
this court affirming the lower court in the
Avery case
sets out fully the methods and practices employed in the selection
and empaneling of juries in Fulton County, including the practice
of putting the names of white jurors on white slips of paper and
the names of colored jurors on yellow slips of paper. Due diligence
would certainly have required the defendant and his attorney to
make themselves familiar with the opinions of this court on the
question now raised. [
Footnote
2/7]"
210 Ga. 665, 668, 82 S.E.2d 217, 219.
Page 349 U. S. 403
It is evident on this record that, even if the Georgia court is
deemed to have discretion in this matter, it could adhere to its
present decision and not be reversed in this Court without a major
departure from our doctrines requiring respect for state procedural
rules affording a "reasonable opportunity" to present federal
questions.
Cf. Parker v. Illinois, 333 U.
S. 571.
Had the state court possessed the power, it might have been
desirable to have permitted petitioner to adjudicate his
substantial constitutional claim instead of sending him to his
death because his attorney failed to take advantage of the usual
opportunity afforded by the state law. On the other hand, had the
jury acquitted petitioner, he would not have complained about any
unconstitutionality in its selection. A State may be influenced by
the unfairness of allowing the litigant who remains silent two
chances for acquittal while giving the diligent litigant only one.
And orderly administration of the laws often imposes hardships upon
those who have not properly preserved their rights. In any event,
the resolution of these conflicting interests should be a matter
wholly for the Georgia courts.
See Herndon v. Georgia,
295 U. S. 441.
[
Footnote 2/1]
The Court in
Patterson was more scrupulous about
keeping its opinions on state procedure to itself. Here, the Court
says:
"Fair regard . . . for the constitutional commands binding on
all courts compels us to reject the assumption that the courts of
Georgia would allow this man to go to his death as the result of a
conviction secured from a jury which the State admits was
unconstitutionally impaneled."
This characterization is especially unfortunate in view of the
fact that the state court, with full knowledge of all the facts,
has already refused to order a new trial.
See page
349 U. S. 403,
infra.
[
Footnote 2/2]
Cf. the statement of the majority: "But the fact that
we have jurisdiction does not compel us to exercise it."
[
Footnote 2/3]
This charge upon the integrity of a State Supreme Court is so
serious that this Court has restricted such findings to cases where
the state court decision lacked "fair support" in the state law.
See Rogers v. Alabama, 192 U. S. 226.
Cf. Fox Film Corp. v. Muller, 296 U.
S. 207,
296 U. S.
209.
[
Footnote 2/4]
See Davis v. Wechsler, 263 U. S.
22;
Iowa-Des Moines National Bank v. Bennett,
284 U. S. 239,
284 U. S. 247.
Cf. Missouri v. Gehner, 281 U. S. 313
(1930).
[
Footnote 2/5]
The cases cited by the majority are not helpful here. In
Rogers v. Alabama, 192 U. S. 226, the
Alabama court struck a federal claim of discrimination on the
ground that the pleading was prolix. The pleading was two pages in
length. It goes without saying that the State was evading the
issue. In
Abie State Bank v. Bryan, 282 U.
S. 765, the bank's constitutional plea that conditions
had so changed as to make a state statute confiscatory was stricken
on grounds of estoppel, the bank having acquiesced in the
regulation for several years. Chief Justice Hughes held that
"earlier compliance . . . does not forfeit the right of protest. .
. ." 282 U.S. at
282 U. S. 776.
In view of the changed circumstances, the state ground unreasonably
interfered with the vindication of a federal right. In
Pierre
v. Louisiana, 306 U. S. 354,
there was a timely objection, on federal grounds, to the systematic
exclusion of Negroes from the grand jury list. This Court first
rejected the State's claim that the illegal composition was
harmless error, and then affirmed the power of this Court to make
an independent investigation of the facts. In
Urie v.
Thompson, 337 U. S. 163,
337 U. S. 172,
Mr. Justice Rutledge, in an FELA case, held that, since the final
judgment rule had prevented any earlier consideration by this
Court, local practice rules could not bar this Court's
consideration of "all substantial federal questions actually
determined in earlier stages of the litigation." And in
Vandalia R. Co. v. Indiana ex rel. South Bend,
207 U. S. 359,
207 U. S. 367,
Mr. Justice Brewer said,
"Even if it be conceded that the conclusion of the supreme court
of the state is not free from doubt, there is nothing to justify a
suspicion that there was any intent to avoid the Federal questions.
. . ."
We agree that this is the test here.
[
Footnote 2/6]
Smith v. Georgia, 2 Ga.App. 574, 59 S.E. 311, cited by
the majority, is not to the contrary. There, the court recognized
that due diligence is required in making an extraordinary motion
for new trial, and held, consistent with the Georgia practice of
treating the various objections on an individual basis, that the
requirement of ordinary diligence had been satisfied where counsel
had interrogated the subsequently disqualified juror concerning his
relation with the prosecutor and had obtained a negative
answer.
[
Footnote 2/7]
On May 26, 1953, on its front page, the Atlanta Constitution ran
a complete story of the reversal of Avery's case here. It is
interesting to note that an article in the same paper pointed
out
"that old cases in which convictions were obtained under the
two-color jury selection system could not be reopened because
objections must have been made at the time of the trial."
The same day, the Atlanta Journal carried a story that Fulton
County was "moving to ban different colored jury slips." The
subhead on the article said, "Court ruling against practice draws
prediction of action." This article concluded with a paragraph:
"The change to all-white slips will have no effect on cases
already adjudicated, but will affect cases now in progress where
the point of different colored jury slips has been raised."
MR. JUSTICE MINTON, with whom MR. JUSTICE REED and MR. JUSTICE
CLARK join, dissenting.
Georgia has a rule of law that the jury panel must be challenged
at the threshold, that is, as Georgia expresses it, before the
panel is "put upon the defendant." If the
Page 349 U. S. 404
panel is not thus challenged, the issue cannot later be raised,
and is considered as waived "once and for all."
Williams v.
State, 210 Ga. 665, 669, 82 S.E.2d 217,
220. Ga.Code
Ann., § 59-803.
See Jordan v. State, 22 Ga. 545.
This is a reasonable rule. It gives the State an opportunity to
meet the challenge and to justify the array, or, if it is
improperly constituted, an opportunity to correct it.
In the instant case, the challenge to the array was not
presented at the time the panel was put upon the petitioner
defendant. If the defendant thus fails to challenge the array
before it is put upon him, he may not raise the question as to its
legality for the first time in a motion for a new trial.
Lumpkin v. State, 152 Ga. 229, 231, 109 S.E. 664, 665.
Such a requirement complies with the Federal Constitution.
Brown v. Allen, 344 U. S. 443,
344 U. S.
480.
Since petitioner did not and could not raise the question on a
motion for new trial for the first time, it would seem that he
could not raise it on an extraordinary motion for a new trial. The
trial court dismissed the motion, and the State Supreme Court
affirmed. First, the court held that the petitioner could not
challenge the array for the first time by motion for a new trial or
extraordinary motion for a new trial. The Georgia Supreme Court on
that said:
"It is settled law in this State that, when a panel of jurors is
put upon the prisoner, he should challenge the array for any cause
which would go to show that it was not fairly and properly put upon
him, and that if he fails to do so, the objection is waived and can
not thereafter be made a ground of a motion for new trial.
See
Lumpkin v. State, 152 Ga. 229, 109 S.E. 664;
Cornelious v.
State, 193 Ga. 25, 17 S.E.2d 156;
Cumming v. State,
155 Ga. 346, 117
Page 349 U. S. 405
S.E. 378;
Moon v. State, 68 Ga. 687; and
Williams
v. State, 31 Ga.App. 173, 120 S.E. 131. In the instant case,
the defendant made no objection to the jury when the panel was put
upon him, and made no objection until he filed this extraordinary
motion for new trial after a new trial had been denied and that
judgment affirmed by this court.
See Williams v. State,
supra. It follows, therefore, that the judgment of the court
below dismissing the extraordinary motion for new trial was not
error."
"The defendant and his attorney state that they did not know of
the facts set out in grounds one and two of the motion for new
trial, and 'that the same could not have been discovered by him in
the exercise of ordinary diligence.' This is not sufficient to
excuse the defendant from the necessity of presenting his written
challenge to the array of traverse jurors when the panel was put
upon him.
See, in this connection,
Lumpkin v. State,
supra; Cornelious v. State, supra; Redding v. State, 183 Ga.
704, 189 S.E. 514;
Edge v. State, 200 Ga. 257, 36 S.E.2d
673. It follows, under the decisions of this court above cited, it
was not error to dismiss the extraordinary motion for new
trial."
210 Ga. 665, 667-668, 82 S.E.2d 217, 218-219.
After deciding this matter of state law, the Supreme Court of
Georgia further held that the extraordinary motion was
insufficient. The defendant, in his affidavit supporting the
motion, deposed:
"The defendant did not at the time of his trial. . . . have any
information concerning the selection, drawing, organizing, and
empaneling of the jury panel put upon him on his trial, but assumed
that the jury was a legal jury."
Id., 210 Ga. at 668, 82 S.E.2d at 219. Also,
defendant's attorney deposed in his supporting affidavit that
he
"did not know of the
Page 349 U. S. 406
facts set out in the first and second grounds of the
extraordinary motion for new trial . . . before the trial and
before the verdict in said case, and that the same could not have
been discovered by him in the exercise of ordinary diligence."
Ibid.
Such allegations, the court held, were
"merely opinion, without sufficient facts being shown by which
the court could judge whether due diligence had been exercised, and
are not sufficient to support an extraordinary motion for new
trial.
Edge v. State, supra; Redding v. State, supra."
Ibid.
Thus, the Georgia Supreme Court held, first, that the challenge
to the array must be made when the array is put upon the defendant
and cannot be made later by motion for a new trial or extraordinary
motion for new trial; and, second, that the grounds for the latter
motion were insufficient.
This first holding is a well established rule of law of Georgia
and does not seem to have been applied discriminatorily so as to
deny petitioner the equal protection of the law. He had the same
right and opportunity to raise the question as anyone else.
The promulgation of such a rule of law is, as we have pointed
out, fair and reasonable, and cannot be said to deny due process of
law. Georgia has provided a reasonable time and manner in which the
question could be raised. Petitioner did not take advantage of it,
probably because, as his attorney alleged in his affidavit, he
"devoted his time and efforts to ascertaining the nature of the
evidence to be presented by the State of Georgia upon the
trial."
This Court cites a number of Georgia cases in which
extraordinary motions were granted by the Georgia Supreme Court
where an individual juror without knowledge of the facts was
permitted to sit even though disqualified. But, in each of these
cases, proper motions
Page 349 U. S. 407
in due form and sufficient were presented and the question
raised at the first opportunity.
This Court now says that the Georgia Supreme Court has the power
to grant the petitioner's motion. I suppose that it has, but I
would not think that it had denied a federal constitutional right
if it did not change its rule. In fact, I think it would lead to
absurd results if it changed its rule that the challenge to the
array must be made at the threshold. The defendant, knowing of an
error in the constitution of the array, could lay low and always
have a built-in error on which he could rely if he did not like the
results at the trial. Georgia is not bound to change its rule on
penalty of a violation of the Federal Constitution.
Avery v.
Georgia, 345 U. S. 559,
does not decide this case, because, in that proceeding, the
challenge was timely made.
We do not sit as a legal critic to indicate how we think courts
should act. If a federal constitutional right is not presented, we
have no duty to perform. There was no denial of equal protection of
the law or of due process. This case was disposed of by the Georgia
Supreme Court altogether on state grounds. In such circumstances,
our duty is clear. As we stated in
Edelman v. California,
344 U. S. 357,
344 U. S.
358-359:
"It is clear that this Court is without power to decide whether
constitutional rights have been violated when the federal questions
are not seasonably raised in accordance with the requirements of
state law.
Hulbert v. City of Chicago, 202 U. S.
275 (1906);
Mutual Life Ins. Co. v. McGrew,
188 U. S.
291,
188 U. S. 308 (1903).
Noncompliance with such local law can thus be an adequate state
ground for a decision below. . . ."
Therefore, I would dismiss the writ of certiorari as
improvidently granted.