A bill was filed in the Circuit Court of the United States, for
the District of Pennsylvania stating that one Matthias Aspden, a
citizen of Pennsylvania, made his will, dated in Philadelphia on 6
December, 1791, and bequeathed all his estate "to his heir at law,"
and died in April, 1829; that letters testamentary were taken out
in Pennsylvania by the executor; that large sums of money were
received by him; and the bill prays for a decree in favor of the
complainant, who asserts himself to be the true and only heir at
law of the testator, and that he is solely entitled to the bequest.
The answer of the executor states, that from information and belief
the testator was born in Philadelphia, which was the residence of
his parents about 1756; that he continued to reside there, doing
business as a merchant before he was twenty-one, and before the
breaking out of the war with Great Britain in 1776; being still a
minor, he went to England, under a belief that Great Britain would
soon prevail in the contest; that he subsequently came back to the
United States and invested large sums in government stocks. But,
whether he afterwards went back to England as his home or only for
the purpose of superintending his property, and whether the
testator did in fact change his domicile, the executor (save and
except as appears by the facts) doth not know. He believes that the
testator, when in England, considered himself as an alien, and he
died in King Street, Holborn, London. That letters testamentary
were taken out in England, and the will was proved there, and
proceedings were instituted in England by a person claiming to be
the heir at law. Various proceedings took place in the Circuit
Court of Pennsylvania. A reference was made to a master to examine
and state the heirs and next of kin of the testator, and a report
made by him, which was afterwards confirmed, and thereupon a final
decree was made in favor of John Aspden, of Lancashire, in England,
one of the claimants before the master, as entitled to the personal
estate of the testator as "heir at law." The cause having come by
appeal before this Court for argument, a question occurred whether
the frame of the bill, taken by itself or taken in connection with
the answer, contained sufficient matter upon which the court could
proceed to dispose of the merits of the cause, and make a final
decision.
By the Court:
"The bill contains no averment of the actual domicile of the
testator at the time of the making of his will or at the time of
his death, or at any intermediate period, nor does the answer
contain any averments of domicile which supply these defects in the
bill, even if it could so do, but in point of law it could
not."
Every bill must contain in itself sufficient matter of fact,
per se, to maintain the case of the plaintiff. The proofs
must be according to the allegations of the parties, and if the
proofs go to matters not within the allegations, the court cannot
judicially act upon them as a ground for decision, for the
pleadings do not put them in contestation.
Page 34 U. S. 484
This is the case of a will, and so far as the matter of the bill
is concerned, is exclusively confined to personalty bequeathed by
that will. And the court is called upon to give a construction to
the terms of the will, and in an especial manner to ascertain who
is meant by the words "heirs at law," in the leading bequest in the
will. The language of wills is not of universal interpretation,
having the same import in all countries and under all
circumstances. They are supposed to speak the sense of the testator
according to the received laws and usages of the country where he
is domiciled, by a sort of tacit reference to them, unless there is
something in the language which repels or controls such a
conclusion. In regard to personalty, in an especial manner, the law
of the place of the testator's domicile governs the distribution
thereof unless it is manifest that the testator had the laws of
some other country in view.
No one can doubt if a testator, born, and domiciled in England
during his life, by his will gives his personal estate to his heir
at law, that the
descriptio personae would have reference
to and be governed by the import of the terms in the sense of the
laws of England. The import of them might be very different if the
testator were born and domiciled in France, in Louisiana,
Pennsylvania, or Massachusetts.
A will of personalty speaks according to the testator's
domicile, when there are no other
circumstances to contract the application. To raise the question
what the testator meant, it must first be ascertained where was his
domicile, and whether he had reference to the laws of that place or
to the laws of a foreign country.
The bill in this case should allege the material facts upon
which the plaintiff's title depends, and the final judgment of the
court must be given, so as to put them in contestation in a proper
and regular manner, and the court cannot dispose of this cause
without ascertaining where the testator's domicile was at the time
of his making his will and at the time of his death, and there
ought to be suitable averments in the bill to put those matters in
issue. The case ought to be remanded to the circuit court for the
purpose of having suitable amendments made in reference to the
domicile of the testator, and averments made of his domicile at the
time of making the will, and at the time of his death, and at the
intermediate period, if any change took place.
Upon motions made to the court, and from proceedings in the
circuit court, laid before the court, it appeared that there are
certain claimants of the bequest, asserting themselves to be "heirs
at law," whose claims were not adjudicated upon in that court on
account of their having been presented at too late a period. By the
court:
"As the cause is to go back again for further proceedings, and
must be opened there for new allegations and proofs, the claimants
will have a full opportunity of presenting and proving their
claims, and they ought to be let into the cause for that
purpose."
No persons but those appearing to be parties on the record can
be permitted to be heard on an appeal or writ of error.
Matthias Aspden, on 6 December, 1791, made his will, with the
codicils annexed thereto, as follows:
Page 34 U. S. 485
"These are to certify that I do hereby annul and revoke all my
former wills, giving and bequeathing my estate, real and personal,
to my heir-at-law, first paying all my just debts and funeral
expenses, and the following legacies, first, to each of the
children of my half brother, Benjamin Hartley deceased, that may be
alive at my death, the sum of �100 to each Pennsylvania currency;
and to my half-sister Bersheba Zane, wife of Elnathan Zane, the sum
of �400 Pennsylvania currency, both the above living or did live at
or near Haddonfield; and to my half brother Roger Hartley, living
at present in Lancaster County the sum of �300 of the like
currency. Witness my hand, this 6 December, 1791,
Philadelphia."
"MATTHIAS ASPDEN"
"Lest any question should arise about the legitimacy of my
birth. It is my will that my estate real and personal, should go to
the party who would be my lawful heir in case there might arise any
doubts on that head. It is firmly believed by, from the best
information, that my birth was after marriage."
"Philadelphia, December 6, 1791"
"I do further give �100 Pennsylvania currency to each of the
children of my deceased half-sister Ann Henchman that may be living
at my death."
"December 6, 1791"
"Note, my property on England is as follows: �12,500 in the four
percent stock; �3,000 in the five percent stock; �1,800 in the
three percent stock."
"Endorsement. The last of will of Matthias Aspden. I do hereby
appoint my friends Mr. George Roberts and Mr. Abraham Lidden, with
the president of the old bank at the time being, to by my executors
to this my last will."
"MATTHIAS ASPDEN"
At April sessions, 1821, of the Circuit Court of the Eastern
District of Pennsylvania, the following bill was filed:
"Samuel Packer, a citizen of the State of New Jersey v. Henry
Nixon, Esquire, a citizen of the State of Pennsylvania, executor of
the last will and testament of Matthias Aspden, esquire, late a
citizen of the same state. In equity."
"To the honorable the Judges of the Circuit Court of the
Page 34 U. S. 486
United States of the Third Circuit, in and for the Eastern
District of Pennsylvania."
"Humbly complaining, showeth unto your honors, your orator,
Samuel Packer, a citizen of the State of New Jersey, that on 6
December in the year of our Lord 1791, one Matthias Aspden,
Esquire, a citizen of the State of Pennsylvania, made and executed
his last will and testament, bearing date the same day and year,
wherein and whereby he gave and bequeathed all his estate, real and
personal, to his heir at law, and of the said will appointed his
friends, George Roberts, Abraham Lidden, and the president of the
old bank at the time being, executors, as by the said will, a true
copy whereof is to this bill annexed, and which your orator prays
may be taken as part thereof, will more fully appear; after which,
to-wit, on the ___ day of August, in the year of our Lord 1824, the
said Matthias Aspden departed this life, not having altered,
cancelled or revoked his said will, and the said George Roberts and
Abraham Lidden being then deceased, and Henry Nixon, esquire, a
citizen of the State of Pennsylvania, being then president of the
Bank of North America, which bank the testator meant and intended
by the description of the old bank, the said Henry Nixon caused the
said will to be duly proved according to the laws of Pennsylvania,
and having received letters testamentary thereon, took upon himself
the burden of the execution thereof, and hath possessed himself of
all the goods, chattels and other personal estate of the said
testator, to a very large amount."
"And your orator expressly charges that he is the true and only
heir at law of the said Matthias Aspden, and that no other person
than himself is entitled to claim or receive the benefit of the
said devise and bequest. And he hath repeatedly applied to the said
Henry Nixon to have an account of all and singular the personal
estate of the said Matthias Aspden, and where and how the same is
situated, and what is the true and exact amount thereof, and to
have the amount thereof paid to him, deducting therefrom the just
and reasonable charges of the said executor. But now, so it is, may
it please your honors, that the said Henry Nixon, combining and
confederating with others to your orator unknown, whose names, when
discovered, he prays leave to insert with apt words to charge them
as parties, denies that your orator is
Page 34 U. S. 487
the heir at law of said Matthias Aspden, or that he is in any
way entitled to the benefit of any of the testamentary dispositions
of the said Matthias Aspden, and refuses to render him any account
of the assets, and to pay him any part thereof."
"In tender consideration whereof, and forasmuch as your orator
cannot have plain, adequate, and complete remedy at law, to the end
thereof, that the said Henry Nixon, and his confederates, when
discovered, on their oaths or affirmations, full, direct, and true
answers may make to all and singular the matters and things
hereinbefore set forth, as if they had been particularly
interrogated thereon, and that the said Henry Nixon may render and
set forth a just and true account of all and singular the personal
estate of the said Matthias Aspden, and where and how the same is
situate, and whether there are any and what debts due or claimed to
be due therefrom, and may be decreed to pay to your orator the
balance of the said moneys in his hands belonging to the said
estate to which your orator is justly entitled, and your orator may
have such further relief in the premises, as is consistent with
equity and good conscience, and to this honorable court shall seem
meet."
To this bill the executor filed an answer as follows:
"The answer of Henry Nixon, the defendant, to the bill of
complaint of Samuel Packer, complainant."
"This defendant says that he believes and admits that Matthias
Aspden, the testator in the said bill named, at Philadelphia, duly
made and executed his last will and testament in writing, and three
codicils thereto, all bearing date 6 December, 1791, and that such
will and codicils are in the words and figures, or to the purport
and effect in the paper annexed to the said bill set forth, but for
greater certainty as to the date and contents of said will and
codicils, this defendant craves leave to refer thereto. And this
defendant says that the said testator deposited his said will and
codicils, for safe custody, in the cashier's vault of the Bank of
North America at Philadelphia, known as the old bank, where the
same were found after his decease. And the defendant believes it to
be true that the said testator departed
Page 34 U. S. 488
this life, on or about 9 August, 1824, in the City of London,
without having revoked or altered his said will and codicils. And
the defendant, further answering, says that George Roberts and
Abraham Lidden, in the said will respectively named, both died in
the lifetime of the said testator; that the defendant, at the time
of the death of said testator, was the president of the Bank of
North America, at Philadelphia, known as the old bank. And the
defendant admits it to be true that soon after the death of the
said testator, to-wit, on 19 November, 1824, this defendant duly
proved the said will and codicils, in the office of the register
for the probate of wills and granting letters of administration for
the City and County of Philadelphia, and received letters
testamentary thereon."
"And that the defendant also duly proved the said will and
codicils in the Prerogative Court of Canterbury, in England, and
obtained probate thereto from that court. And this defendant admits
it to be true that as executor as aforesaid, he has possessed
himself of all the personal estate and effects of the said testator
in the United States, or of so much thereof as has come to his
knowledge, a true account of which is in the schedule hereto
annexed. And this defendant has paid the charges of proving the
said will at Philadelphia, and other charges incident thereto, and
six of the legacies, the others having not yet been claimed,
bequeathed by the said will, a true account of which payments is in
the schedule hereto annexed, and that as executor, other charges
must be incurred in managing and settling the estate, the amount of
which cannot now be ascertained, and that this defendant, as
executor, will be entitled to a commission for his services. And
this defendant, further answering, says that he believes it to be
true that the said testator was, at the time of his death, (among
other descriptions of property) possessed of property in the
English funds, that is to say, �4,000 bank stock; �10,000, three
percent consolidated bank annuities; �12,500 reduced three and a
half percent bank annuities; and �3,500, new four percent bank
annuities, and that the said testator also was possessed of East
India stock, and also of South Sea stock to a considerable amount,
that is to say, �3,000 East India stock, and �5,000 South Sea
stock. And this defendant believes that the said
Page 34 U. S. 489
testator died possessed of other personal property to a
considerable amount, and particularly of the sum of �790, 3
shillings, and 5 pence in the hands of his bankers, Messrs Hoare,
of London, but that no part of the property of the said testator,
except that in the United States of America, as before stated, has
come to the hands or possession of this defendant."
"That the whole of the property of the said testator in England
is claimed by John Aspden, of London, as entitled thereto, under
the devise of the said testator, as his heir at law, and that the
said John Aspden has filed a bill in the Court of Chancery in
England against this defendant, as executor of the said testator,
and has, by the injunction of the said court, restrained and
prevented this defendant and his agents from obtaining possession
of any part of the property in England, of which the said testator
died possessed, further than that his attorneys, S. Williams and J.
Sterling, received the sum of �300, being one-half year's dividend
on �3,000, East India stock belonging to the testator. That the
expenses of proving the will of the said testator in England,
amounted to �715, 17 shillings, and 10 pence, to pay which in part
the said sum of �300 was applied by Messrs Williams and Sterling,
and the residue, �415, 17 shillings, and 10 pence was paid out of
the sum in the hands of Messrs Hoare, the testator's bankers. The
said suit in chancery by the said John Aspden is yet pending and
undetermined. This defendant has annexed to this, his answer, a
copy of the bill filed by said John Aspden. And this defendant,
further answering, says he does not know and is unable to answer
from his belief or otherwise whether the said testator left the
complainant his heir at law, or whom he left his heir at law."
"But this defendant, further answering, says that the said John
Aspden, of London, claims to be heir at law, and as such entitled
to the residue of the said testator's property, and that there are
many persons residing in the United States of America, who claim to
be next of kin to the said testator, and as such to be entitled to
distributive shares of the estate. That this defendant is not able,
from his own knowledge, to name all the persons who so claim to be
next of kin, but that he has annexed to this his answer a schedule,
which he prays may be taken as part of his answer, containing
Page 34 U. S. 490
the names of some of the persons so claiming to be next of kin
and the manner in which they, or some of them, have alleged to this
defendant, they are connected with the said testator. This
defendant, further answering, says that three suits have been
instituted against him as executor of the said testator in the
District Court of the City and County of Philadelphia by persons
claiming to be next of kin to the said testator, to-wit, one to
December term, 1826, by Stacy Kirkbridge and Sarah, his wife, late
Sarah Hammett; another to the same term by James Packer; and the
third to September term, 1827, by Job Packer, which suits are still
pending and undetermined."
"And this defendant, further answering, says that he can neither
admit nor deny that the said testator was a citizen of
Pennsylvania, as alleged in the said bill. That from information he
believes that the said Matthias Aspden, the testator, was born in
or about the year 1756, at Philadelphia, then being the place of
residence of his parents; that he continued to reside there, and
afterwards was engaged in business at Philadelphia as a merchant,
with some success, before he was twenty-one years of age. Upon the
breaking out of the war between Great Britain and America in the
year 1776 or sometime in that year, being still a minor, he went to
England, with what view this defendant, from his own knowledge, is
not able to say, but he believes that he went with an impression
that the power of Great Britain must soon prevail in putting down
the resistance made in America. That the said testator subsequently
came several times to the United States of America and invested
large sums there in the public or government stock, or in other
securities; that he made his will and the codicils thereto at
Philadelphia, the place of his birth, and deposited them in the
bank there, but whether after so returning to the United States of
America the testator went back to England as his home, or only for
the purpose of superintending his property, and whether the
testator did in fact change his domicile, this defendant (save and
except as appears by the facts) doth not know, and is unable to
answer."
"But this defendant believes that the said testator, when in
England, considered himself as an alien, and as such, claimed to
have returned the tax taken from his dividends while he was absent
from England, according to the provisions of the
Page 34 U. S. 491
law exempting aliens from the tax if not resident in England.
That he died in King Street, Holborn, London. And this defendant
says that he submits to the judgment of the court whether, upon the
true construction of the said will of the said testator, the next
of kin of the said testator are entitled under the same to take the
residue of the personal estate and effects of the said testator, or
whether the complainant, if he be the heir at law, and if not,
whether any other person as heir at law of the said testator, is
entitled to take the same under the said will as such heir at law.
And this defendant submits to act as this honorable court shall
direct, being indemnified and paid his costs, charges, and expenses
therein. And this defendant denies all combination and confederacy
with which he is charged in and by the said bill, without this
that, &c."
"HENRY NIXON"
Petitions were filed in the circuit court by persons who claimed
to have distribution among them of the estate of the testator, as
the party contemplated by the will, each petition setting forth the
relationship between the persons presenting the same and the
testator and praying to be admitted as parties to the suit for the
purpose of claiming the fund admitted by the executor to be in his
hands, and that the court would direct inquiries to be made as to
their respective claims. George Harrison and the other appellants
were among those who filed petitions.
Upon the reading and filing of the petitions of George Harrison,
the court made an order according to the prayer of the same. Job
Packer and John Zane were, by order of the court, on their
application, made defendants, and Isaac Zane was entered as one of
the complainants in the case. The record contained no order or
action of the court on the other petitions except an entry in
reference to each petition, "read and filed," or "filed."
The circuit court ordered that it be referred to a master to
examine and state the next of kin of the testator, Matthias Aspden,
and commissions were ordered to take the depositions of distant
witnesses.
After the coming in of the master's report, in which was
Page 34 U. S. 492
contained a list of the heirs and kindred of the whole and half
blood of Matthias Aspden the testator, and in which he reports that
John Aspden was "heir at common law," the circuit court made the
following decree.
"And now, this 26 December, A.D. 1833, this cause coming on to
be heard on the bill, answer, petitions, exhibits, proofs and
master's reports, and the several parties having been fully heard
by their counsel and the court having taken time to consider of the
same till this day, does order, adjudge and decree that the
defendant Henry Nixon, surviving executor of Matthias Aspden
deceased, do account for, pay over, transfer and deliver to John
Aspden, of Lancashire, in England, one of the said parties, the
heir at law of the said Matthias Aspden, the entire balance of the
personal estate of the said Matthias Aspden, which has come to his
hands to be administered, after paying the debts and legacies of
the said Matthias Aspden, and the costs of this suit (which are
hereby ordered to be paid out of the said fund). And the court does
further order, adjudge, and decree that the bill and petitions, so
far as they relate to the other complainants and petitions, who are
claimants before the court, and all other claimants before the
court, however appearing, be dismissed without costs."
"As to all parties who are claimants before the court by bill,
petition, or otherwise, their complaint, petition, and proceedings
are dismissed without costs."
From this decree George Harrison and Thomas H. White, Ann Emily
Bronson, Elizabeth White Bronson, Hetta Atwater Bronson and William
White Bronson, minors by their guardian the said Thomas H. White,
Mary Harrison, a minor by her guardian Elizabeth Harrison, Esther
McPherson, and Elizabeth McPherson, children of Elizabeth McPherson
deceased, John Zane and Isaac Zane, prosecuted an appeal to this
Court.
Page 34 U. S. 501
MR. JUSTICE STORY delivered the opinion of the Court.
This is the case of an appeal from a decree of the Circuit Court
of the District of Pennsylvania, in a suit in equity. The bill was
filed by Samuel Packer, and asserts that one Matthias Aspden, a
citizen of Pennsylvania, made his will, dated in Philadelphia, on 6
December, 1791, and thereby bequeathed all his estate, real and
personal, to his heir at law, and afterwards died in August, 1824,
and his will was proved and letters testamentary were taken out in
Pennsylvania by the appellee, under which he has received large
sums of money; and the bill then asks for a decree in favor of
Packer, who asserts himself to be the true and only heir at law of
Matthias Aspden, and that he is solely entitled under the bequest.
The answer of the executor states, from information and belief,
that the testator was born in Philadelphia, which was the residence
of his parents, about 1756; that he continued to reside there,
doing business as a merchant, with some success, before he was
twenty-one years of age; that before the breaking out of the war
between Great Britain and America in 1776, being still a minor, he
went to England, with what view the executor is not from his own
knowledge able to say -- but he believes that he went with an
Page 34 U. S. 502
impression that the power of Great Britain must soon prevail in
putting down resistance in America; that the testator subsequently
came several times to the United States and invested large sums in
government stocks and other securities, but whether after so
returning to the United States the testator went back to England as
his home or only for the purpose of superintending his property,
and whether the testator did in fact change his domicile, the
executor (save and except as appears from the facts) doth not know,
and is unable to answer, but he believes that the testator, when in
England, considered himself as an alien, &c., and he died in
King Street, Holborn, London. The answer also states that the
executor proved the will, and took out letters testamentary in
England, and states certain proceedings had upon a bill in chancery
in England, against him, by one John Aspden there, claiming to be
the heir at law of the testator, and annexes to his answer a copy
of the bill. He also alleges that several other persons have made
claims to the same property, as next of kin of the testator, of
whose names, &c., he annexes a schedule.
Various proceedings were had in the Circuit Court of
Pennsylvania, and a reference was made to a master to examine and
state who were all the heirs and next of kin of the testator. The
master made a report which was afterwards confirmed, and thereupon
a final decree was made by the court in favor of John Aspden of
Lancashire in England, one of the persons who made claim before the
master, as entitled, as heir at law to the personal estate in the
hands of the executor, and the claims of the other persons claiming
as heirs at law, were dismissed, and the present appeal has been
taken by several of these claimants.
The cause having come before this Court for argument upon the
merits, a question occurred whether the frame of the bill, taken by
itself or taken in connection with the answer, contained sufficient
matter upon which the court could proceed to dispose of the merits
of the cause and make a final decision. The bill contains no
averment of the actual domicile of the testator at the time of the
making of his will or at the time of his death or at any
intermediate period. Nor does the answer contain any averments of
domicile which supply these
Page 34 U. S. 503
defects in the bill, even if it could so do, as we are of
opinion in point of law it could not. Every bill must contain in
itself sufficient matters of fact,
per se, to maintain the
case of the plaintiff so that the same may be put in issue by the
answer and established by the proofs. The proofs must be according
to the allegations of the parties, and if the proofs go to matters
not within the allegations, the court cannot judicially act upon
them as a ground for its decision, for the pleadings do not put
them in contestation. The
allegata and the
probata must reciprocally meet and conform to each other.
The case cited at the bar of
Matthew v. Hanbury, 1 Vern.
187, does not in any manner contradict this doctrine. The proofs
there offered were founded upon allegations in the bill, and went
directly to overthrow the consideration of the bonds, set up in the
answer, in opposition to the allegations of the bill, the latter
having asserted that the bonds were obtained by threats and undue
means, and not for any real debt or other good consideration. Is,
then, any averment of the actual domicile of the testator, under
the circumstances of the present case, proper and necessary to be
made in the bill in order to enable the court to come to a final
decision upon the merits? We think that it is, for the reasons
which will be presently stated.
The point was never brought before the circuit court for
consideration, and consequently was not acted on by that court. It
did not attract attention (at least as far as we know) on either
side in the argument there made, and it was probably passed over
(as we all know matters of a similar nature are every where else)
from the mutual understanding that the merits were to be tried, and
without any minute inquiry whether the merits were fully spread
upon the record. It is undoubtedly an inconvenience that the
mistake has occurred, but we do not see how the court can, on this
account, dispense with what, in its judgment, the law will
otherwise require.
The present is the case of a will, and so far at least as the
matter of the bill is concerned, is exclusively confined to
personalty bequeathed by that will. And the court is called upon to
give a construction to the terms of the will, and in an especial
manner to ascertain who is meant by the words "heir at law" in the
leading bequest in the will. The language of wills is
Page 34 U. S. 504
not of universal interpretation, having the same precise import
in all countries and under all circumstances. They are supposed to
speak the sense of the testator according to the received laws or
usages of the country where he is domiciled, by a sort of tacit
reference, unless there is something in the language which repels
or controls such a conclusion. In regard to personalty in an
especial manner, the law of the place of the testator's domicile
governs in the distribution thereof, and will govern in the
interpretation of wills thereof unless it is manifest that the
testator had the laws of some other country in his own view.
No one can doubt, if a testator born and domiciled in England
during his whole life, should, by his will, give his personal
estate to his heir at law, that the
descriptio personae
would have reference to and be governed by the import of the terms
in the sense of the laws of England. The import of them might be
very different if the testator were born and domiciled in France,
in Louisiana, in Pennsylvania, or in Massachusetts. In short, a
will of personalty speaks according to the laws of the testator's
domicile where there are no other circumstances to control their
application, and to raise the question what the testator means, we
must first ascertain what was his domicile and whether he had
reference to the laws of that place, or to the laws of any foreign
country. Now the very gist of the present controversy turns upon
the point who were the person or persons intended to be designated
by the testator under the appellation of "heir at law." If, at the
time of making his will and at his death, he was domiciled in
England and had a reference to its laws, the designation might
indicate a very different person or persons from what might be the
case (we do not say what is the case) if, at the time of making his
will, and of his death, he was domiciled in Pennsylvania. In order
to raise the question of the true interpretation and designation,
it seems to us indispensable that the country by whose laws his
will is to be interpreted should be first ascertained, and then the
inquiry is naturally presented what the provisions of those laws
are.
If this be the true posture of the present case, then the bill
should allege all the material facts upon which the plaintiff's
title depends, and the final judgment of the court must be given,
so as to put them in contestation in a proper and regular
Page 34 U. S. 505
manner. And we do not perceive how the court can dispose of this
cause without ascertaining where the testator's domicile was at the
time of his making his will and at the time of his death, and if
so, then there ought to be suitable averments in the bill to put
these matters in issue.
In order to avoid any misconception, it is proper to state that
we do not mean in this stage of the cause to express any opinion
what would be the effect upon the interpretation of the will if the
domicile of the testator was in one country at the time of his
making his will and in another country at the time of his death.
This point may well be left open for future consideration. But
being of opinion that an averment of the testator's domicile is
indispensable in the bill, we think the case ought to be remanded
to the circuit court for the purpose of having suitable amendments
made in this particular, and that it will be proper to aver the
domicile at the time of making the will and at the time of the
death of the testator and during the intermediate period (if there
be any change), so that the elements of a full decision may be
finally brought before the court. The petitions of the claimants
should contain similar averments.
It appears from the motions which have been made to this Court
as well as from certain proceedings in the court below which have
been laid before us in support thereof that there are certain
claimants of this bequest asserting themselves to be heirs at law
whose claims have not been adjudicated upon in the court below on
account of their having been presented at too late a period. As the
cause is to go back again for further proceedings and must be again
opened there for new allegations and proofs, these claimants will
have a full opportunity of presenting and proving their claims in
the cause, and we are of opinion that they ought to be let into the
cause for this purpose. In drawing up the decree remanding the
cause, leave will be given to them, accordingly. The decree of the
circuit court is therefore
Reversed, and the cause is remanded to the circuit court for
further proceedings in conformity to this opinion.
Page 34 U. S. 506
MR. JUSTICE BALDWIN, dissenting.
The preliminary question which has been decided by this Court is
one of the deepest interest to all suitors in the inferior courts
of the United States; the judges thereof, and the profession
generally. The nature of the objection to hearing the cause on its
merits, or to even examine the evidence or the decree, the time at
which it was made, with its attendant circumstances, make this case
a precedent of infinite importance as a rule for future proceedings
in a court of the last resort in the exercise of a jurisdiction
exclusively appellate.
A final decree of a circuit court, rendered in a long pending
and zealously contested cause, after the fullest consideration, has
not only been reversed but all its proceedings so completely
annulled as to open the case to new parties, new bills, pleadings,
issues, and evidence and to make it necessary to begin
de
novo, in the same manner as if the court had never acted on
any question which could arise.
This has been done, too, on an objection not taken by counsel,
either in the circuit court or assigned for error here in the
printed brief of their points, presented to this Court as the
ground of a reversal of the decree of which the appellants
complain; nor did either of their counsel think proper to avail
themselves of the suggestion after it fell from the bench until the
one who opened the argument had closed his view of the first ground
assigned in the brief for error. And when on the next day another
of the counsel of the appellants drew the attention of the court to
the objection, it was not to reverse the decree as erroneous in law
of fact, but as a reason for considering it as so merely and
utterly void as to make it improper to examine into the errors
assigned by himself and colleagues, and proper to suspend the
argument on the merits, till the consideration of the question thus
raised, the decision of which leaves the law, justice, and equity
of the case untouched, while every proceeding had in it is utterly
prostrated, leaving the parties, at the end of a four years'
litigation, to begin anew. To them it is no consolation, that these
effects have been produced by an objection of mere form, not deemed
by the counsel of either party worthy of being noticed or guarded
against, for the action of an appellate court on a judgment at law
or a decree in equity can be of no middle character. A reversal
annuls it to all intents and purposes; it can no longer be given in
evidence in support of any right, or as proof of any fact in
favor
Page 34 U. S. 507
of the party in whose favor it was rendered, or against the
opposite party; no one thing remains a
res adjudicata, but
every question of law and fact is as entirely open, as if the court
had never given a judgment or decree. It is inconsistent with the
constitution of appellate courts in England or the states of this
union to modify a general reversal of a judgment or decree; it is
absolute, and must be attended with all legal consequences, which
no court can avert by any salvo or declaration that it is reversed
only
pro forma; the decree or judgment cannot be in any
part carried into effect in the court below, or come again into an
appellate court, till a new one is rendered. The same principles
prevail in the courts of the United States by force of the
judiciary and process acts and the seventh rule of this Court,
which regulate all proceedings by those of the King's Bench and
courts of equity in England, unless otherwise provided for by law,
subject to such alterations and additions as this Court may
prescribe to the circuit courts or as they may make not
inconsistent therewith. 1 Story's Laws 67, 257. This Court has
uniformly acted by the rules thus prescribed, which regulate not
only its own proceedings, but its adjudication on those of inferior
courts which are brought within its appellate power; they must
therefore be considered as the tests of the conformity of the
decision now made, with the established principles of courts of
original or appellate jurisdiction, by the course of the law of
equity, and rules of this Court and the acts of Congress which
regulate its exercise on appeals.
In the circuit court, George Harrison and others were claimants
of a fund in the hands of Mr. Nixon as executor; their petitions
having been dismissed on a final decree against them, they now on
an appeal ask for its reversal for the reasons assigned in the
brief of their counsel, which relate entirely to the merits of
their claim, but at the same time contend that the whole
proceedings in the circuit court are mere nullities because the
appellants themselves, as well as the other claimants, omitted to
insert in their petitions a direct averment of the domicile of the
testator under whose will they all claim. As this objection is not
aimed at the decree or the right of any party who claims the fund,
it must be considered as applicable solely to the form and frame of
the original bill and petitions,
Page 34 U. S. 508
intended to present not a cause of reversal of the decree for
error in law or fact, but the broad question of jurisdiction.
First, whether it was competent for the circuit court to make any
decree in the case before them, and next whether the decree
rendered is such that this Court, in virtue of its appellate power,
can hear and determine the matter appealed from. It must have
occurred at once to the mind of the learned judge who first
suggested the objection, and cannot have escaped the observation of
the counsel who has availed himself of it, that if the case was
within the judicial cognizance of the circuit court, no decree
rendered by them could be treated as a nullity; however erroneous,
it is binding on the parties till an appeal, and becomes final if
none is taken within five years. It could not be declared a void
act for any cause which did not affect the original jurisdiction
without any reference to the decree rendered by the circuit court.
To justify such a course, it must be in a case where this Court
would be bound to reverse at all events, and where its affirmance
would not cure the defect, but would leave the original decree
without any effect upon the rights of the parties, and prevent it
from being received as evidence in any court, state, federal or
foreign.
An appeal upon any ground short of this must affect the decree
as erroneous merely, on some matter injurious to the appellant, who
has his remedy under the twenty-second section of the Judiciary
Act, by an appeal from a "final decree in a suit in equity," which
it declares may "be reexamined, and reversed or affirmed in the
Supreme Court." It follows that there is a discretion to reverse or
affirm according to the right of the case, and fairly it cannot be
contended that if a decree can be affirmed on appeal, it can be
considered as a mere nullity after affirmance if the question
arising on the appeal was one of merely error, not of jurisdiction.
Nor can it be doubted that if the merits of the case were
cognizable by the court below, they are equally so on appeal, and
that a final decree of affirmance binds all parties in all courts,
as to the matters decreed, which must be done on a reexamination of
the final decree.
Such is the general course prescribed to this Court by the
twenty-second section in all cases coming before them by appeal;
the twenty-fourth is still more explicit.
"That when a judgment or decree shall be reversed in a circuit
court, such
Page 34 U. S. 509
court shall proceed to render such judgment, or pass such decree
as the district court should have rendered or passed, and the
Supreme Court shall do the same on reversals therein except where
the reversal is in favor of the plaintiff or petitioner in the
original suit, and the damages to be assessed or the matter to be
decreed are uncertain, in which case they shall remand the cause
for a final decision."
The second clause of the second section of the third article of
the Constitution declares,
"That in all cases affecting ambassadors, other public ministers
and consuls, and those in which a state shall be party, the Supreme
Court shall have original jurisdiction. In all the other cases
before mentioned, the Supreme Court shall have appellate
jurisdiction, both as to law and fact, with such exceptions and
under such regulations as the Congress shall make."
The twenty-second and twenty-fourth sections of the Judiciary
Act, are the execution by Congress of an express constitutional
power, which makes these provisions as imperative on the Supreme
Court, as if they had been detailed in the body of the
Constitution; they form its constitution as an appellate court,
defining its powers, and prescribing their exercise, in
reexamining, reversing, or affirming the final judgments and
decrees of all courts which may be brought within its appellate
jurisdiction.
The twenty-second limits the appellate power to the revision of
final decrees in cases in equity, herein departing from the course
of appellate courts in England and in New York; there, an appeal
lies to the House of Lords or Court of Errors from the
interlocutory orders and decrees of the Chancellor; the other
regulations prescribed by the Judiciary Act are in conformity to
the uniform course of all appellate courts as long settled by
uniform practice, adopted by the rules, and followed in the
decisions of this Court. This course cannot be better defined than
in the words of Chancellor Kent.
"It is the acknowledged doctrine of courts of review to give
such decree as the court below ought to have given, and when the
plaintiff below brings the appeal, the court above not only
reverses what is wrong but decrees what is right, and models the
relief according to its own view of the ends of justice and the
exigencies of the case. The court above acts, therefore, on
Page 34 U. S. 510
appeals in the given case, with all the plenitude of a court of
equity of original jurisdiction, and the special terms of the
decree, whatever they may be, become to this Court the law of that
case, and no other or further relief can be administered to the
party."
1 J.C. 194, 195.
This doctrine, then, is the law of this Court, not only by the
acknowledged principles of the law of equity, but as an injunction
of the supreme law of the land, from the observance of which the
Court can be absolved by no rule or practice contrary thereto. If
its authority rested alone on either the recognized rules of
appellate courts, or their settled practice, it might be varied at
the discretion of the Court by its power to make rules respecting
practice, proceedings, and process, but it can have no discretion
to alter or depart from those "principles and usages of law" which
Congress has adopted as regulations of and exceptions to the
appellate power of all the courts of the United States pursuant to
the provisions of the Constitution.
It must therefore be taken as a rule of constitutional law,
binding on this Court, that if it takes cognizance of a cause on
appeal under the twenty-second section, it must be by reexamining
the decree, reversing or affirming it, and by the twenty-fourth, on
reversal, to give such decree as the circuit court ought to have
rendered or remanding it for final decision, as the case may be.
There can be no other course pursued, for as the appellate power is
confined to those cases to which it has been extended by Congress,
and must be exercised within the limits and by the regulations
prescribed, it can have no inherent powers in virtue of which it
can review or revise the decrees of the inferior courts by any
general superintending authority such as appellate courts may have,
whose jurisdiction has neither been conferred or regulated by a
constitution or statute. No principle has been better settled or
more steadily adhered to than that this is a Court of special
jurisdiction, whether original or appellate, which the Constitution
has defined and separated by a line which Congress cannot pass by
extending that which is original to cases which are appellate or
e converso. 5 U. S. 1 Cranch
164. As the present is an unquestioned case of appellate
jurisdiction, it must be exercised according to the regulations
prescribed by Congress; by an examination
Page 34 U. S. 511
of the final decree on its merits if the Court takes judicial
cognizance of the record. Any other course is wholly unknown in an
appellate court of equity unless there is such a fatal defect in
the record as affects the jurisdiction of the court below and
prevents the court above from acting judicially upon it by hearing
and determining the matters in controversy, in which case the
decree will be reversed, the cause remanded, and the circuit court
be directed to dismiss the bill or make the amendments necessary to
give it jurisdiction.
It is not pretended that the circuit court has not jurisdiction
of this case as one between proper parties, touching a proper
subject matter of controversy, nor can it be doubted that the
jurisdiction of this Court is equally clear. A final decree has
been rendered, an appeal regularly taken, by parties affected by
the decree, who, having given the requisite security, have a right
to be heard on all matters appealed from, to ask a reversal and a
decree in their favor. The party in whose favor the decree has been
rendered appears here pursuant to the citation, with an equal right
to defend his interests, to demand an affirmance of the decree,
with a mandate for its execution.
This Court, then, cannot refuse to hear the appeal on the ground
of a want of power to hear and finally determine all matters
appealed from which are properly and fully cognizable by both
courts, and this objection does not profess to be founded on the
want of competent parties to a controversy in the federal courts or
a subject matter cognizable in equity. As it avoids these
questions, the objection defeats itself, for it must necessarily
apply to the course of the circuit court in the progress of the
cause, and its final adjudication on the matters submitted by the
parties, the revision of which is the ordinary exercise of the
jurisdiction of an appellate court in conformity with the
acknowledged doctrine of such courts and the positive injunctions
of the Judiciary Act, which it is the direct object of this motion
to prevent and which has been effected by the judgment now
rendered. There being no doubt of the jurisdiction of either court,
the only questions which can arise are whether any of the
petitioners has, on this record, shown a right in equity to demand
from the respondent Nixon the fund which he holds in his hands
subject to the order of the court,
Page 34 U. S. 512
he claiming no interest in it except his commissions and proper
credits. The case is therefore one of ordinary occurrence -- a bill
in equity filed by one claimant and petitions by others for the
surplus of an estate in the hands of an executor who in his answer
interpleads, submits to any order the court may make, and prays
their protection by such a decree as will save him from future
litigation.
Whether a bill in equity contains any ground for relief, or,
what is called in the language of its courts "equity," is not a
question of jurisdiction, but of merits; the inquiry is has the
petitioner set forth a cause of action in his complaint, has he
averred any matter which, if true, entitles him to the relief
prayed for, or any relief, or set it forth in the manner required
by the rules of equity? If he has, the respondent must plead some
new matter in avoidance or in his answer give some reason why he
does not do, or ought not to be decreed to do, the thing required
of him. If the complainant's petition contains no equity, or sets
it out defectively, it is good cause for demurrer generally, or for
cause, or the respondent may object in his answer or at the hearing
to the want of equity in the bill, and it is a good ground for the
reversal of a decree on appeal.
So if a question arises whether the allegations of the bill are
made out by the proofs in the cause, it is a proper subject of
consideration before rendering a decree in the court below, as well
as review in the appellate court, not as a question of
jurisdiction, but one which arises in its exercise. "It is well
settled that the decree must conform to the allegations of the
parties,"
24 U. S. 11
Wheat. 120, and be sustained by them as well as by the proofs in
the cause,
23 U. S. 10
Wheat. 189, but whether it does so conform and is so sustained is
determined by the appellate court on the inspection of the whole
record and proceedings before it, as was done by this Court in
Carneal v. Banks and
Harding v. Handy, above
cited. In examining the allegations of a declaration in a court of
law, a court of error examines only whether the plaintiff has set
out a title or cause of action. "If," in the language of this
Court,
"it is defectively or inaccurately set forth, it is cured by a
verdict, because, to entitle the plaintiff to recover, all
circumstances necessary to make out his cause of action, so
imperfectly stated, must be proved at the trial; but when no
Page 34 U. S. 513
cause of action is stated, none can be presumed to have been
proved. The case is not to be considered as if before us on a
demurrer to the declaration. The want of an averment, so as to let
in the proof of usage, cannot now be objected to the record. The
evidence was admitted without objection, and now forms a part of
the record, as contained in the bill of exceptions. Had an
objection been made to the admission of the evidence of usage for
the want of a proper averment in the declaration, and the evidence
had notwithstanding been received, it would have presented a very
different question."
22 U. S. 9
Wheat. 594-595. This is the settled rule of this Court in cases at
law, that they will not reverse a judgment for any defective
averment in a declaration, not demurred to, if the plaintiff has
substantially set out a cause of action; such too is the
established principle in cases in equity. As where a bill was filed
to set aside a conveyance on account of the mental incompetency of
the grantor which contained no direct or positive averment of his
incapacity, yet the court took cognizance of the case, examined the
bill and proofs, and decided that
"although a more direct and positive allegation that C.H. was
incapable of transacting business would have been more satisfactory
than the detail or circumstances from which the conclusion is
drawn; yet we think that the averment of his incompetency is
sufficiently explicit to make it a question in the cause. The
defendant has met the charge, and we cannot doubt that his answer
is sufficiently responsive to give him all the benefit which the
rules of equity allow to an answer in such cases."
24 U. S. 11
Wheat. 121.
In that case, the whole gravamen of the bill, the whole equity
of the case, was in the averment of the incompetency of the grantor
to make a contract; yet it was held sufficient of aver the
circumstances from which the conclusion could be drawn, that it was
enough if the bill made it a question in the cause, that the
defendant had met the charge, and his answer was sufficiently
responsive. The Court proceeded to look into the proofs in the
cause, inquired whether the testimony established the incompetency
of C.H., and examined the immense mass of contradictory evidence
which the record contained, with attention and affirmed the decree
of the Circuit Court of the First Circuit annulling the contract on
the ground of
Page 34 U. S. 514
incompetency. It is therefore a settled point that an objection
to the sufficiency of the averments of the bill must be considered
by the appellate court as one directly involving the merits of the
case; it is the statement of the complainant's cause of action, to
which the defendant must demur if he relies on the want of form,
manner or circumstance, or he loses the benefit of the objection.
If he relies on an objection to the substance of the averment or
its variance from the proofs in the case, he must make it appear to
the satisfaction of the court that the bill contains no equity on
its face, that no cause of action is set forth, nor any
circumstances from which the conclusion of an averment of one could
be drawn conformably to the evidence adduced. The application of
these cases to the record of the circuit court presents only this
difference; by the substitution of the word domicile for usage in
Renner v. Bank of Columbia and citizenship for
incompetency in
Harding v. Handy, the rule and principles
of both are identical in point of law.
In applying these maxims of this Court to the objection made by
the appellants to the reexamination of this case, the record shows
that the gravamen of the original bill and all the petitions is
that Matthias Aspden made a will devising his real and personal
estate to his heir at law, and died leaving Henry Nixon, the
respondent, his executor, who has in his hands a large surplus of
personal property, to which the several parties aver themselves to
be entitled by the terms of the will, but which the executor
refuses to pay over, though bound in equity so to do. If these
averments are true, if they are made out by the proofs and exhibits
in the cause, there is certainly equity in the bill sufficient to
entitle the devisee or legatee to a decree against the executor for
the surplus of the estate in his hands. Had he demurred to the
bill, he would have been adjudged to answer over, for there could
have been no clearer case for the interposition of a court of
equity; or if he had insisted on the objection at the hearing, it
could not have been doubted that there was a substantial averment
of a ground of relief.
The execution of the will was duly proved, the sanity of the
testator was admitted, the fund was in the hands of the respondent,
who admitted the trusts, submitted to the
Page 34 U. S. 515
jurisdiction of the court, ready to abide its decree, he held
the money for such person as they should decree to be the person
entitled under the will, which was an exhibit in the case. The only
question depending was who was the person that filled the
description of the devisee or legatee; when that was ascertained,
the whole controversy was ended. Had the will named Samuel Packer
of New Jersey, the original complainant, George Harrison of
Philadelphia, or John Aspden of Lancashire, England, two of the
petitioners, parties to this appeal, as the favored objects of this
testator's bounty, the executor would have stood without an excuse,
for not paying him the surplus of the estate. It could not be a
material averment where the testator's domicile was; his executor
was bound to obey the directions of his will, be his domicile where
it might. This proposition admits of no doubt. But as the will
names no person, it must be ascertained from its terms who was
intended to be the devisee or whom the law designated as such by
the legal intendment of the words used in the will. When that is
done, the rights of the person or persons thus designated and the
duties of the executor become the same as if he had been expressly
named as the person entitled, on which the question of the domicile
of the testator could have no direct bearing.
The only direct question on the construction of the will was the
intention of the testator as to who should enjoy his estate after
his death; all other questions were collateral to this, and the
only effect of his domicile could be, as the ground of an inference
of his intention being, to give it to such person as should be his
heir by the local law. But this is only a circumstance from which
to draw an inference of intention, and before such inference could
be drawn, it must be made to appear that the law of England
designated one person and the law of Pennsylvania a different one.
If the law of both countries is the same in this respect, the
averment of domicile in the bill would not put in issue even a
circumstance from which any conclusion could be drawn, and so far
from being matter of substance affecting a final decree, it would
not be a ground of special demurrer. If it once becomes the
established rule of this Court that the decree of a circuit court
shall be annulled on a motion, without an examination of the
record, because it
Page 34 U. S. 516
does not set out an averment of a collateral fact or
circumstance bearing on the intention of the testator by inference
merely, then every such fact or circumstance must be averred
distinctly, of which domicile is but one of many. The state of a
testator's family and property is always referred to to ascertain
the devisee or thing devised; evidence of other collateral facts
may be introduced in many cases to aid in the construction of a
will or to show the intention of the testator, but no court of
equity ever held it necessary to aver those matters in a bill
brought to enforce the trusts of the will in favor of a devisee or
legatee.
In this case, however, the original bill alleges the testator to
have been a citizen of Pennsylvania at the time of his death; this
is done in direct and positive terms; it is only necessary,
therefore, to apply to this averment, the principle laid down by
this Court in
Harding v. Handy. Is citizenship a
circumstance from which the conclusion of domicile may be drawn? Is
it sufficiently explicit to make domicile a question in the cause?
and has the respondent met this part of the bill? These questions
are of easy solution. The domicile of a citizen of Pennsylvania is
certainly not presumed by law to be in England without some proof
of his residence there, but is presumed to be in Pennsylvania till
the contrary is proved. The respondent has considered the averment
of domicile as made, for he has answered it; the parties in the
cause have deemed it a question raised, by taking testimony
touching it; each of the ten counsel who argued the case in the
court below made it a point, except one who did not deem it
material, and the court thought proper to take it into its
consideration and express an opinion upon it as a point which had
been argued -- not whether the domicile had been properly averred,
but where it appeared by the evidence to have been in fact, and its
bearing on the will and cause. It was the most deliberate opinion
of both the judges of the circuit court that the law of both
countries pointed to the same person as the devisee, and that the
fact of domicile had no bearing on the intention of the testator or
the construction of his will. As this was a question of local law
arising directly in the case, it was deemed necessary to examine it
thoroughly before rendering a final decree, and if it is now one
vital to the case, it would seem proper at least to consider
whether the conclusion of the circuit court was so clearly wrong on
the law
Page 34 U. S. 517
of Pennsylvania as to justify this Court in annulling its final
decree without an argument on the point.
In this opinion the circuit court was supported by the counsel
of the appellants in their printed brief, presented for the
argument of the cause in this Court. Their third point is "that the
law of Pennsylvania is to govern this case, and that by that law
they are entitled." Their fourth point is "but that if the case is
to be decided by the law of England, still the appellants are
entitled." Thus most distinctly admitting the identity of the law
of both countries in its application to this will, which was also
asserted by the counsel of the appellees. Nor have the appellants'
counsel, in their argument of this motion, even contended that
there is any difference between the respective laws as to the
person who is the heir at law of the testator, or who are his next
of kin by the statutes of distribution. In this union of opinion
between the judges of the circuit court and the counsel of all
parties, thus apparent to this Court, it was not an unreasonable
expectation that they would at least have looked at the record, the
evidence, the law and decree, before they would authoritatively
decide that there was nothing deserving an argument without the
averment of domicile.
The whole case turned upon a question of local law which had
long been settled by the highest judicial tribunals of Pennsylvania
and sanctioned by the legislature as firmly as any one principle of
her jurisprudence -- that the common law of England, as to the
descent of property, had, from the charter of Pennsylvania, been
adopted in all cases not specially provided for by act of assembly.
It remained only to examine the legislation of the state to
ascertain whether the present case was embraced within the
provisions of any law, had it been a case of intestacy; if it was
not, then it was an admitted rule that the common law governed
it.
But as the present is not a case of intestacy, the range of
inquiry is still more narrowed; it turns upon the words of the
will, which is the law of the case paramount to any other. Local
laws can have no other effect on its construction than by their
presumed operation on the mind of the testator when he made his
will, as an indication of his intention to refer to the law of his
domicile, defining its terms. Yet before such
Page 34 U. S. 518
intention can be inferred it is a settled maxim of the law that
it must stand well with the words of the will; it cannot be
admitted to vary its plain words or their settled legal
signification.
If these considerations afforded no ground for inducing the
court to give the record an appellate inspection, there are others
which may serve as some apology for the court below and the counsel
there as well as here for overlooking the indispensable necessity
of an averment of domicile in order to give to either court
jurisdiction over the subject matter of the cause. In the first
place, no such rule is laid down in any book of equity practice or
any adjudged case in any court of equity in England or this
country, and it forms no part of their practice as adopted by the
acts of Congress and the seventh rule of this Court. In the next
place, if such averment had been required by the ordinary rules of
equity practice, it was necessarily dispensed with by the
adjudication of this Court on the subject of domicile in a case of
intestacy, which is much stronger than one under the will, for in
the former case the local law applies directly to the estate of an
intestate as the rule by which it shall be distributed. The law of
the situs of the property, the domicile of the intestate, or of the
place of administration must govern, but which should be adopted by
this Court was elaborately argued in 1831 in the case of
Smith v. Union Bank of
Georgetown, 5 Pet. 518,
30 U. S. 523.
In that case the intestate was born in Maryland, domiciled in
Virginia, died in Pennsylvania, had personal property in this
district, being a claim upon the government, on which
administration was had here; he died insolvent. The question arose
by what law his estate should be distributed among his creditors,
on which this Court decided that it should be the law of the place
of administration, and not of the domicile, which was the point
directly adjudged, and from which only one judge dissented. The
question of distribution among the next of kin was not directly
before the Court, but was noticed in its opinion, from which the
same judge dissented also.
In alluding to the latter question, the words of the Court
are:
"With regard to the first class of cases, we expect to be
understood as not intending to dispose of them directly or
incidentally. Whenever a case arises upon the distribution of
an
Page 34 U. S. 519
intestate's effects exhibiting a conflict between the laws of
the domicile and those of the situs, it will be time enough to give
the views of this Court on the law of that case."
"That personal property has no situs seems rather a metaphysical
position than a practical and legal truth."
In noticing the provisions of treaties on this subject, the
Court said
"It would seem that such a provision would be wholly unnecessary
if there existed any international law by which the law of the
domicile could be enforced in that regard in the country of the
situs, or if the fact of locality did not subject the goods to the
laws of the government under which they were found at the party's
death. In point of fact it cannot be questioned that goods thus
found within the limits of a sovereign's jurisdiction are subject
to his laws; it would be an absurdity in terms to affirm the
contrary. . . . This necessity of administering where the debt is
to be recovered, effectually places the application of the proceeds
under the control of the laws of the state of the administration.
And if in any instances the rule is deviated from, it forms,
pro hac, an exception, a voluntary relinquishment of a
right countenanced by universal practice, and is of the character
of the treaty stipulations already remarked upon, by which foreign
nations surrender virtually a right which locality certainly puts
in their power."
Against these doctrines, the dissenting judge most earnestly but
in vain remonstrated, insisting that it was settled by the
international law of the civilized world that personal property had
no situs, that it was distributable by the law of the domicile, and
that if these principles were shaken by this Court or declared to
be unsettled, irremediable and utter confusion would ensue. For it
was a subject on which Congress could not legislate out of this
district, nor the states of this union or foreign nations beyond
their respective territorial limits, the inevitable result of which
would be that the law of distribution of an intestate's estate
would be different in every state and country in which he owned any
bona notabilia. That the Court having decided that a
pecuniary claim on the government of the United States was
bona
notabilia in this district, subject to distribution by the
local law, it followed that if the intestate had debts due to him
in different states, or owned a part of the funded debt of
different governments, or of the stocks of local
Page 34 U. S. 520
corporations, there could be no uniform rule of distribution
either among creditors or distributees.
But the result of the most deliberate consideration of this
Court is that which has been solemnly adjudicated and promulgated
as the rule and guide for all the inferior tribunals of the United
States. It would not have comported with the judicial duty of the
dissenting judge, presiding in the Circuit Court of Pennsylvania,
to have declared to the profession and suitors that his overruled
opinion must be taken as the law of the case. Had the counsel of
the parties complainants moved that court to dismiss the bill, or
petitions filed by themselves, or, after a final decree, had asked
that it should be declared to be an extrajudicial act because the
domicile of a testator (not of an intestate) had been averred only
as a conclusion to be drawn from an express averment of
citizenship, the circuit court would have been bound to have
decided that it was unnecessary, according to the decision in
Robinson v. Bank, for having settled that domicile was
wholly immaterial in distribution among creditors, and when they
declared, that "we expect to be understood as not disposing,
directly or incidentally," of the question of distribution among
next of kin, the dissenting judge would have left it his duty not
to have disappointed an expectation not only so reasonable, but
which he would have obeyed as a mandate of paramount authority. The
more especially as the whole reasoning of the court of the last
resort went to negative the materiality of domicile in any case;
but most emphatically was the dissenting judge bound by his every
duty not to declare the law of the domicile to be the law of the
case in face of the distinct proposition of the court -- "that
personal property has no situs, forms rather a metaphysical
position than a practical and legal truth," and thus substitute
metaphysics for law as the rule of his judicial action.
At the time of rendering its final decree, the Circuit Court for
the Pennsylvania District could not have foreseen that without
overruling the decision of this Court made in 1831 by the same high
authority which pronounced it, when no question was presented to
this Court by counsel touching the matter, or argued by them after
the suggestion had fallen from the bench. It should now appear to
the same judges to be a principle of law so manifest, so clearly
and decisively settled, as to make the
Page 34 U. S. 521
most solemn decree of inferior courts against executors mere
nullities because the pleadings on which they were founded did not
contain an express averment of the domicile of the testator.
Although the bill and answer contained express averments of the
citizenship of the testator, the place where he made his will, the
place of his death, of administration, and the situs of the
property. As these averments were in strict conformity with the
decision and reasoning of this Court in
Robinson v. Bank,
it could not have been thought that there remained in the vitals of
the record a disease fatal to the action of the circuit court upon
the matters in issue.
Had it been objected that the situs of the property or the place
of the testator's death or of administration had not been averred,
the necessary amendment would have been made, though the pleadings
had averred the domicile, that must have been deemed immaterial
according to the then doctrine of this Court, which was that
personal property had a situs without any reference to the domicile
of an intestate. It follows that if an averment of the situs was
indispensable, that of the domicile could not be, as the rules of
distribution would be different by the local laws. And as the law
of the situs was the rule, when these pleadings and issue were made
up and the final decree rendered, it would most certainly have
stood the test of this objection, though it must have been reversed
had the situs not been averred, notwithstanding the domicile had
been, however explicitly. Yet now it seems that a record containing
an averment of the situs in all its bearings on the case is mere
blank paper, because the domicile is averred only by way of
inference or conclusion from facts stated.
In 1831, the materiality of the situs was "a legal and practical
truth," that of the domicile was "a metaphysical position," an
absurdity in terms in the opinion of all the judges of this Court
but one. In 1835, the materiality of the situs is the metaphysical
position, and that of the domicile the legal and practical truth.
This radical difference between the promulgated law of this Court
on the same question arising at these periods presents a
conflictio legum which the Circuit Court of Pennsylvania
was not bound to anticipate, the consequences of which it is hard
to visit upon suitors in that court by drawing a sponge over all
the proceedings in this cause, to their great delay and
Page 34 U. S. 522
injury, though they were had and conducted according to the
solemn opinion of this Court as to the law of the case, when the
suit began and ended. At that time, the judges of the circuit court
had for their guide no better rules for their decision than those
laid down in 1831 and the practice of this Court at the same term,
which to one of the judges, at least, is some apology for not
exercising his legal acumen in discovering a fatal defect of
jurisdiction over a cause in which, it now appears, he has assumed
an unwarranted power to render a decree on the merits. It is his
consolation to find not only in the solemn judgment in
Robinson
v. Bank the reasons for overlooking the indispensable
necessity of an averment of domicile, but the fact that in two
other cases in the same term, this Court had practically decided it
to be unnecessary.
The case of
Backhause v. Patton was a bill in equity to
compel an account of the personal estate of the testator and for
its due distribution; the bill averred the testator to be a citizen
of Virginia, but contained no averment of his domicile.
30 U. S. 5 Pet.
160.
The case of
Page v. Lloyd, was on a similar bill,
containing an account of the situs of Mr. Mann Page's personal
property in two counties in Virginia, but no averment of either his
citizenship or domicile.
30 U. S. 5 Pet.
304. This Court took cognizance of both cases on certificates of
division from the Circuit Court of Virginia, and finally decided on
all the matters so certified without a doubt at the bar or on the
bench of the regularity of the record, and as the rules of its
decision are the same whether a cause comes up on a certificate or
on appeal, these must have been deemed records on which it could
act judicially. It is not doubted that a further examination among
the records of this Court, on appeals from other circuit courts in
cases of equity against executors, will furnish additional proof;
that if the practice of that of Pennsylvania has been in violation
of all rules, it has the fullest sanction in the course of this
Court through all time, and this is the first time it has annulled
a decree for such cause.
It is equally unknown to the fundamental principles on which it
is organized as an appellate court, which in this case has not
exercised its powers as directed in its Constitution, by
Page 34 U. S. 523
reexamining and reversing the decree and rendering such a one as
ought to have been given. Its power has been exerted on a summary
motion, not on an assignment of errors; the decree and all
preceding acts of the circuit court have been declared null and
void collaterally, not for errors in the record or decree, for this
Court would not reexamine either, nor has it, in remanding the
cause, directed what final decision shall be made. The only
exception in the twenty-fourth section of the Judiciary Act, which
authorizes any departure from the injunction to render such decree
as ought to have been made, is
"where the reversal is in favor of the petitioner in the
original suit and the matter to be decreed is uncertain, in which
case it shall remand the cause for a final decision."
But this case does not come within the exception, for though the
reversal is in favor of petitioners in the original suit, the
matter decreed was certain; it was therefore no case to be
remanded, though if it was, the court has not remanded "the cause
for a final decision." Its mandate is a peremptory order to the
circuit court to amend the pleadings from the beginning, to admit
proofs of new matter and new parties -- in one word, to make a new
case throughout -- and concludes with ordering, "such other
proceedings are to be had in the said cause by the said court as to
law, justice, and equity shall appertain."
It had heretofore been thought to be the province of a court of
original jurisdiction in equity to decide on amendments in their
legal discretion, or according to the act of Congress, with which
this Court never interfered, that after publication and before a
decree, the admission of new proofs, new matter, or new parties was
discretionary with the chancellor on a petition presented; that
after a decree made, but before enrollment, neither could be
introduced into a cause unless by a supplemental bill in the nature
of a bill of review, nor after enrollment, unless by a bill of
review on newly discovered evidence, filed by parties or privies to
the original suit. It was also believed that there was no
distinction better established by the law of equity than the
different effect of defective pleadings when demurred or excepted
to in the court below and when they are unnoticed till the cause is
removed for review in an appellate court. And it has hitherto
remained
Page 34 U. S. 524
equally well settled that no decree will be reversed, even on a
bill of review for any new discovered evidence, unless in a case
where a new trial would be awarded by a court at law.
But if the decision now made is to be hereafter considered as a
precedent for the future action of this Court on appeals in equity
cases, it portends a fearful change in the rules which have
heretofore drawn a line between the original and appellate
jurisdiction of the courts of the United States, the consequences
of which cannot be foreseen. The practical effect of this judgment
and mandate is an assumption of the province of the former not only
as to the rules of practice, pleadings, amendments, parties,
proofs, and issues, which depend mainly on the exercise of
discretion, but is giving to an appeal from a final decree the
effect of a special demurrer to a bill, an exception to an answer,
as well as of an original supplemental or bill of review, in all
their respective operations on the case. This appellate court does
not decide upon the case or decree appealed from; it orders an
entirely new one to be made by an utter prostration of everything
in the record, from the original bill throughout. It does not
remand this cause for a final decision by the circuit court; it
first divests it of all the attributes and requisites of a case for
a final decree, and then commands that a case shall be made up for
their original jurisdiction, as a suit in equity under positive
directions which leave no discretion in the exercise of their
jurisdiction over the matters referred to in the mandate.
The reasons assigned by the Court for these proceedings are
worthy of the most serious consideration. They decide that an
averment of domicile is indispensable because it might indicate the
intention to give the property to such person as would be the heir
at law by the law of one country, who would not be the heir by the
law of the other, but adds, "we do not say what is the case."
"That the country by whose laws the will is to be interpreted
should be first ascertained, and then the inquiry is naturally
presented what the provisions of those laws are."
It also directs an averment of the domicile "at the time of the
will being made," "at the testator's death," and "in the
intermediate time" (a period of thirty-three years), yet declares
that it does not mean to express any opinion as to the effect on
the will of the domicile's being at a different place at these
different times.
Page 34 U. S. 525
Whence then arises the necessity of the averments? The natural
order of inquiry would seem to be, whether there was any difference
between the law of England and Pennsylvania in the interpretation
of the will, and next whether the will should be construed by the
law of the domicile at the death of the testator or at any other
time, for the materiality of the averments depends entirely on the
solution of these two questions. If the law of both countries was
the same at all times, the averments are useless. It is surely a
strange ground for uprooting a cause from its foundation by an
appellate court, merely because the original bill does not contain
an averment of a fact which, by possibility, may be material as the
evidence of intention, or the existence of that fact at a time when
it could have no possible bearing on the will.
When the new case now directed to be made up shall have been
decided by the circuit court and come here again on appeal, it is
to be presumed that this Court will then deign to inquire by what
law this will must be interpreted and what the provisions of that
law are. It is also to be hoped that by that time it will feel
prepared to instruct the Circuit Court of Pennsylvania whether its
next final decree shall be in conformity to the law of the
testator's domicile, when he made his will, when he died, or at
what period of the thirty-three years which intervened, not
omitting an explicit opinion upon the preliminary question whether
the domicile has any bearing on the will. As the mandate now is
that court is ordered to proceed "as to law, equity and justice
shall appertain," but is uninstructed by what law or rule the
justice or equity of the case is to be ascertained other than the
law which the testator has prescribed in his will. The predicament
in which that court is now placed is a most unpleasant one; its
past errors have been so gross and palpable as to make its whole
proceedings nullities; yet it remains in the dark as to the means
of correcting them; the averment of domicile will lead to no new
evidence or issue not in the present record, and no new question of
law or fact can arise in that respect. When a new case shall have
been presented, it will differ from the present only in this one
averment, which, by the admission of this Court, cannot have the
most remote effect on the decree unless on the contingency
Page 34 U. S. 526
of a
conflictio legum, which is now as little
ascertained as before this reversal.
If the action of this Court had stopped here, the embarrassment
of the circuit court would be sufficiently great in being precluded
from the exercise of all discretion in the proceedings preparatory
to a final decree by the peremptory orders now given on all matters
for their ultimate judgment, and as to that left without any
directions how to avoid the recurrence of the same errors which
have caused great and expensive delay. There is, however, another
ground assumed by this Court which is infinitely interesting to all
persons whose rights may be affected by its appellate powers in
equity cases, as well as to all inferior courts on general
principles, but most emphatically to the judges of that court whose
proceedings have been thus roughly handled in the opinion
delivered. After the direction to make the averments, the court
remarks
"It appears from the motions which have been made to this Court,
as well as from certain proceedings in the court below which have
been laid before us in support thereof, that there are certain
claimants of this bequest, asserting themselves to be heirs at law,
whose claims have not been adjudicated upon in the court below on
account of their having been presented at a late period. . . . As
the cause must go back for further proceedings and must be again
opened for new allegations and proofs, these claimants will have an
opportunity of presenting and proving their claims in the cause,
and we are of opinion they ought to be let into the cause for this
purpose."
The "motion" alluded to was to revise the whole proceedings in
the case, made by the counsel of persons who were not parties or
privies in the original suit, or to the appeal; the "certain
proceedings in the court below" were had on a petition asking for
leave to file a bill of review by those persons for newly
discovered evidence and to make themselves parties. Leave was
refused for the reasons given at length in the opinion delivered by
the circuit court, some garbled extracts from which, the counsel
who urged the objection taken to the want of the averment of
domicile, not the counsel who made the "motion" referred to by the
court, thought proper to read in the course of his argument. Had
the whole opinion been read by the counsel or the court, they had
seen the reasons of the refusal to permit
Page 34 U. S. 527
the bill of review to be filed; it would have been most apparent
not only that it was not because the petition "was presented at too
late a period," but the circuit court expressly declared that the
petition was presented within due time after the final decree, had
there been no other objections. The grounds of the objection to the
petition were that those claimants never asked to be admitted into
the cause till after the final decree, and the pendency of the suit
in this Court on the present appeal; that the circuit court could
not reverse their final decree in any other way than by a bill of
review for error apparent or new matter. That such bill lies only
in favor of parties or privies to the final decree, in neither of
which characters could those persons stand; that their case was not
supported by the requisite affidavits; that the matter relied on
was not new or newly discovered, but had been relied on in bills in
the Courts of Chancery and Exchequer, in England, years before the
petition for review, and by the same parties; that even if new, it
was not competent to procure a decree in their favor; that with
full knowledge of the state of the fund and the pendency of this
suit, they had been guilty of such gross and unaccountable
negligence that no court of equity could afford them any relief on
a bill of review, and if they had any remedy, it must be sought in
some other mode.
The circuit court could not adjudicate on their claim before it
was presented for adjudication, and when so presented, they had no
longer any power of adjudication over it, but on a bill to reverse
the original decree by review for error apparent or on an original
bill which the petitioners had a right to file. The bill of review
for new matter is a matter of favor and discretion, which, in the
case presented, they could not permit without the utter disregard
of the oldest and best established rules of the law of equity,
whereupon the parties filed their original bill, on which there has
not been time for any proceedings to be had. It is therefore a
gratuitous assumption that "those claims were not adjudicated on in
the court below . . . on account of their having been presented at
a late period" unless this Court intended to refer to the gross
delay of the parties before the final decree and the settled
principles of law which forbade that court from letting the
claimants into the case on a bill of review for the causes
assigned. The judge who gave
Page 34 U. S. 528
the opinion of the circuit court, feels bound to repel the
imputation which would otherwise rest upon the "certain proceedings
in the court below" as wholly erroneous and unfounded, on any other
construction which may be given to that part of the opinion of this
Court containing the allusion to those proceedings.
It is also his right and duty to inquire by what rule of law a
court of mere appellate power over final decrees of a circuit court
assumes appellate jurisdiction over a subject matter not contained
or referred to in the record of the cause before them on appeal? By
what power this Court can review the proceedings of that court on a
petition for leave to file a bill of review to reverse their own
decree after an appeal; on new discovered matter, which rests
exclusively in their discretion as to granting or refusing it, and
especially after the parties had acquiesced in the decision and had
adopted another remedy? And above all, by what warrant this Court
can act on an appeal by the parties now before them in favor of
persons who are utter strangers to the record and suit, who, being
neither parties or privies, can be heard only by an original bill
filed in a court of original equity jurisdiction?
The knowledge that these persons had desired and had been
refused admission into the cause, not having been derived from the
record, was wholly extrajudicial, and is so admitted by this Court,
yet it is made the basis of judicial action, and its peremptory
mandate to the court below to admit them as parties and hear their
proofs. Thus, indirectly and collaterally but most effectually
reversing the refusal to permit them to file a bill of review, and
giving them not only all the benefits which they could have desired
from a bill of review actually filed, but of an actual reversal --
nay, much more substantial benefits. On the hearing of a bill of
review, the plaintiffs are confined to the new matter set forth in
their bill, and this would have been the utmost extent of the
relief which could have been given them had they appealed to this
Court, obtained a reversal of the proceedings in the circuit court
on their petition, and the case had been remanded with directions
to permit the bill of review to be filed and its merits to be
adjudicated.
Whereas they now come into the cause as original parties, with
the same liberty as to proof as those who have been contending for
years, they are likewise fully
Page 34 U. S. 529
absolved from every requisition, and duty enjoined by the law of
equity, as the indispensable conditions of their admission as
parties to a suit after a final decree, as well as from all the
consequences of gross and long continued negligence. All this has
been done in their favor without any appeal by them, but on
information laid before this Court in support of a motion which
they would not listen to and on which they could not act directly
in virtue of their appellate power consistently with the
acknowledged doctrines of courts of equity or the directions of the
Judiciary Act that is an appeal by the party aggrieved by a final
decree. In the present course, then, of this Court in relation to
those persons who are no parties to this appeal, as also to those
who are proper parties, it must be asked: what brings any decree or
other proceeding of a circuit court in equity, within any power of
this if not an appeal? What the act of reversal necessarily implies
if not jurisdiction of the case and its exercise? Or what is the
nature of that jurisdiction if it is not appellate, and what
respect is paid to the Judiciary Act if this appellate jurisdiction
is not exercised by reexamining the record and proceeding according
to the directions of the law which confers the power, and is the
only authority by which any proceeding of a circuit court can be
reviewed, or its final decrees be reversed?
As the court has reversed and annulled every proceeding which
has been had, directly or collaterally, in this suit, whether it
related to the rights of parties, privies, or strangers to the
record to the subject matters of appeal, or those which have come
to their knowledge without judicial information, inasmuch as their
whole action has been on a summary motion to reverse, solely for
the want of an averment in the bill, which the court most
cautiously avoids deciding to be material to the merits of the
cause otherwise than in the event of an unascertained and possible
conflict of laws not asserted to exist, and wholly refuses to
decide any one matter put in issue by the parties as to either law
or fact. The mandate of reversal must be referred to some other
than its appellate power as granted by the Constitution, defined,
limited and regulated by Congress, for it cannot be pretended to be
within the legitimate scope of any construction which can be given
to the words "appellate jurisdiction," which necessarily
requires
Page 34 U. S. 530
reexamination of what had been before adjudicated in the court
below. If the jurisdiction now exercised is original, it is only
necessary to refer to the decision of this Court in
Marbury v.
Madison, to pronounce it unconstitutional. Be it, however,
appellate or original, it is incompatible with the organized laws
of this Court, with the principles and usages of law in those
appellate tribunals from which we have adopted out rules, and can
have no sanction from precedent unless by some silent unadjudicated
practice which may have crept into our proceedings without a due
consideration and which has been often decided is not binding as
authority, and is never too late to correct when its errors are
discovered.
21 U. S. 8
Wheat. 321-322.
There is no power so dangerous as that which can be traced to no
definite or authoritative source or which is exercised without a
reference to some fixed principles, it is in the nature of that
which is assumed by any department of government, to be capable of
no other limitation than such as it may choose to prescribe to
itself, while that which is conferred by the Constitution or
statutes is defined, limited, and regulated in its exercise to the
cases specified, and in the mode prescribed. Such are the appellate
powers of the circuit and Supreme Courts of the United States; they
are of limited jurisdiction -- necessarily incompetent to act by
any prerogative or inherent power; as the creatures of the
Judiciary Act, they are not at liberty to exercise any power over
the proceedings of inferior courts by any general supervisory
power, such as has been assumed by the King's Bench and House of
Lords. Their supervision is only by writ of error or appeal and
such writs as Congress has authorized them to use, so that in
whatever case they act as an appellate court, it is by special
authority, and can exercise no other than what is appropriately
appellate, as contradistinguished from original, jurisdiction.
In the present case, there seems to be a mixture and excess of
both, whether the mandate and opinion are rested by the rules of
other courts of appeal or the acts of Congress.
The House of Lords acts as an appellate court by its own
authority without an act of Parliament, but has never assumed any
original jurisdiction on appeals in equity causes or reversed the
decree of a chancellor, because an issue before him will not enable
the Lords to make a satisfactory decree; they remand the cause for
amendment; 1 Bl.P.C.N.S.
Page 34 U. S. 531
471, 477, or give the party leave to withdraw his appeal, 2
Bligh P.C. 392;
S.P. 25 U. S. 12 Wheat.
12.
Such a course would have been peculiarly proper in this case;
the only irregularity complained of on this motion was by the
appellants' own fault in not making an averment in their own
petitions, which is admitted was amendable, and is so decided by
the Court, and it cannot be denied that it was competent to them to
remand the cause for this purpose,
25 U. S. 12 Wheat.
12, or permit the appellants to withdraw their appeal to enable
them to amend their own petitions if the Court deemed it
indispensable to make a final decree on its merits. But it is most
confidently asserted to be against all rules and without precedent
to reverse a decree and declare all previous proceedings void for
such a cause; no court of original jurisdiction in equity can annul
its own decrees without a bill of review even for error apparent;
this has been the law from the time of Lord Bacon.
This Court has no power to revise its own decrees after the term
expires unless for clerical errors; it can exercise no original
jurisdiction in this case, and that which has been exercised is not
appellate by any rules which define what appellate power is and its
lawful course. So far from adjudicating any one matter appealed
from or point of law or fact presented by counsel, they have left
every right and claim of the parties wholly unnoticed, and though
they have annulled every proceeding of the circuit court, have not
adjudged any one order or their final decree to be erroneous in law
or fact, but have done it for the ostensible purpose of inserting
in the bill and petitions an averment of a fact which would have
been directed of course in the circuit court on suggestions of
either party, and solely to meet a contingent question of local
law, which that court, in its solemn opinion, declared could not
arise in the cause and which the counsel on both sides argued did
not exist and would not be raised.
There is only one rule by which such a proceeding can be held to
be the legitimate exercise of appellate power,
"sic volo sic
jubeo stat pro ratione voluntas;" the opinion of the court
precludes any other conclusion, for if it had appellate
jurisdiction, it was bound to give the record appellate inspection
and consideration; not having done so, its opinion
Page 34 U. S. 532
and mandate is its judgment that there was no case before it for
its appellate action.
This presents another view of this case which is alarming as a
precedent. This Court has no more power to declare and consider the
proceedings of a circuit court null and void than a district,
circuit, or state court has, unless they are before them by an
appeal, according to the act of Congress; excepting such a case,
the powers of all these courts are equal. All are bound to respect
a judgment till appealed from, however erroneous, while anyone may
disregard it, even as
prima facie evidence of any fact
professed to be adjudicated, if the judgment is void. If the course
of this Court is consistent with the rules of law, then the final
decree of the circuit court would be as much a nullity after the
expiration of the five years limited for an appeal as it is now,
and if a nullity in this Court, it must be so in every other. If
the want of an averment of a testator's domicile in a bill of
equity nullifies all subsequent proceedings against an executor for
an account, there are many void decrees on the records of this
Court, which state courts may declare so by the same power with
which this Court has acted in this case.
This rule of action must be taken to be that the bill must
contain direct averments to meet every possible contingency which
may arise in the proofs as to questions of fact or law; that it is
not sufficient to aver a fact from which the necessary conclusions
may be drawn, though the parties have taken issue upon it in both
courts, and thus admitted that there was a proper case for the
exercise of their respective jurisdiction. The mandate admits of no
other conclusion than that the action of the circuit court on a
bill or petitions like the present is wholly without legitimate
power or jurisdiction, and their whole proceedings "
coram non
judice;" if so, it follows that their decree is not a judicial
act entitled to the least respect in any court. If this Court can
declare it void without appellate reexamination, it is because it
is an extrajudicial act, and surely no one can contend that the
extrajudicial proceedings of this Court are entitled to any more
respect. As if they should award a mandamus to a Secretary of
State, reverse the judgment of a state court in a case not within
the twenty-fifth section of the Judiciary Act, or take cognizance
of an
Page 34 U. S. 533
original bill in equity between individuals. Let it once become
a settled rule that the want of an averment like the present is
fatal to jurisdiction, the proceedings of no court can stand the
test of a scrutiny so severe as has been applied to these.
With the precedent now established, the judges of state courts
will look with microscopic eyes at our records, as well as those
from other states, and be sure to find, at least to their own
satisfaction, some defect which might have been fatal on special
demurrer or abatement, and in their turn declare our decrees and
judgments void by the same summary power. Nor will the consequences
stop here; the federal courts will exercise the same power over the
judgments of state courts without appeal or writ of error; their
proceedings, in cases not within their judicial cognizance, are as
much nullities as those of a circuit court, and may be declared
void by this Court on the same rule as is now adopted. Let the
directions of the Judiciary Act be nullified by following up this
precedent, the appellate power of this Court becomes absolute,
arbitrary, and illimitable, and all other courts may be justified
in following the high example.
There is yet another view which must be taken of the judgment
now rendered. The court has ordered the averment of domicile to be
made at the death of the testator in 1824, at the making the will
in 1791, "and in the intermediate period (if there was any change)
so that the elements of a full decision may be finally brought
before the court." Each averment being then considered as equally
indispensable, it must be deemed that the omission of either is
equally fatal to the proceedings of the circuit court; each must
therefore be considered as having a vital bearing on the
construction of the will, or there would not have been a positive
order to insert them. Such an order may indeed afford "the elements
of decision," but must protract it till many of the parties to the
suit shall have passed away. When the fact of residence at
different times during thirty-three years shall have been
ascertained in the circuit court, they must then decide in what
place the law adjudges the domicile to have been at the time of
each change of residence; then arises the question by what law the
will is to be interpreted. As the case of
Robinson's
Administrator v. Bank is now overruled, the law of the situs
of the
Page 34 U. S. 534
property of administration or making the will, which is
Philadelphia, is not to be regarded, the law of the domicile must
govern, but the court is left in utter darkness as to the rule by
which to apply that law should the domicile appear to have been in
different places at different times. As the circuit court has
hitherto been so unfortunate as to have been ignorant of the effect
of the domicile in relation to a will personal property, and as one
of the judges has the misfortune to dissent again on the subject,
it is much to be feared that as there may have been possibly three
or more places of domicile in so long a period, at least one if not
more final decrees may be reversed because the proper one may not
have been designated in their opinion.
Hitherto the law of the domicile at the death of the testator
has been deemed the rule, but this point must now be considered as
unsettled, or the court would not have directed its averment at any
other time as indispensable to a full decision of the cause, as it
remains for this Court, at some future period, to declare the law
on points so doubtful, great delay must necessarily take place
before it can be known by what law the will must be construed;
next, what the provisions of that law are; and lastly, what ought
to have been the first inquiry -- whether the domicile of the
testator is, or in any possible event can be in any way a material
question in the cause.
Before the decision of this case, it was considered to be a
settled principle that a final decree in chancery was of equal
effect as a judgment at law till reversed.
19 U. S. 6
Wheat. 113. That the sufficiency of an averment in a declaration,
bill, or petition was a question of merits examinable on demurrer
at the hearing, on a motion in arrest of judgment or by writ of
error or appeal, but in no case was a question of jurisdiction
unless for the want of parties or a proper cause of action. That if
there was a substantial cause of action alleged, all defects in the
pleadings were cured by a verdict or decree, if not pleaded or
demurred to for cause, and that no appellate court could reverse a
final judgment or decree for any error in either on the ground of
an insufficient averment if the plaintiff's case was one that would
entitle him to a judgment on a general demurrer.
So the law was taken by the counsel for the appellants
themselves, and so it would have remained had not the court
Page 34 U. S. 535
prevented them from arguing the points in their printed brief
and yielding to the suggestion of one of the judges, decided that
they would examine no question in the record, nor hear any argument
on any point except one, which was not stated at the bar in either
court and may have no bearing on the rights of any party. This is
another innovation upon the settled uniform course of all appellate
courts which makes this precedent an alarming one.
It is an established rule founded on the soundest principle of
justice that a party shall not be permitted to reverse a judgment
or decree on an objection not made in the court below. Upon an
objection's being made in the House of Lords that an account had
not been taken in the Court of Chancery, and it appearing that none
had been called for previously by the party making the objection,
Lord Eldon observed,
"If this cause had been heard in the Court of Chancery or
Exchequer in England, no client could have induced a counsel to
make that a point at the bar of this house under such
circumstances, because such counsel, having been previously
conversant with the cause, would have known that as it was not made
below, it could not be made by way of appeal. Had this cause been
heard before me and had I presided during the argument of the
appeal against it under the circumstances that have occurred, I
would not have allowed counsel to make the point at your l U.S.
Lordships' bar."
2 Sch. & Lef. 712, 710, 718. When the opportunity of
objection is passed by in the court below, it is taken to have been
waived; 2 Sch. & Lefr. 713;
25 U. S. 12 Wheat.
18;
S.P. 24 U. S. 11
Wheat. 209-211;
32 U. S. 7 Pet.
98; 2 Binn. 168; 12 Serg. & Rawle 103, unless the defect in the
record is one which could not have been cured or amended in the
court below if the objection had been made before it was removed. 4
J.R. 602; 14 J.R. 560; 16 J.R. 353; 18 J.R. 558, 559; 2 Dow.P.C.
72. The names and judicial reputation of the American jurists who
have ever acted on this rule, and of lords Eldon and Redesdale, may
with propriety be referred to and invoked in support of a
dissenting judge, and the rules and decisions of this Court, till
this time, may also be called to his aid.
Had the present appellants demurred to the bill, objected in the
pleadings, or at the hearing, on the ground now taken,
Page 34 U. S. 536
the defect, if any, would have been cured in the court below by
an amendment without affecting the proceedings; but here it would
seem that there can be no amendment ordered without annulling
everything heretofore done in the cause. If it was so intended by
the appellants, they have delayed this objection most profitably
for the purposes of vexation; it has been received under
circumstances which would have prevented it being listened to in
any other appellate court, but which have entitled it to favor
here. It is not made by the respondent, whom alone it concerned to
reverse erroneous proceedings by the appellants, who were
complainants, against him; if he chooses to waive defects in their
petition, they could not be injured thereby, they did not ask for
an amendment in theirs, or the petition of the party who obtained a
decree in his favor. The appellants asked a reversal and a decree
in their favor; they have obtained a reversal indeed, but it is of
every step they have taken to submit their rights to the final
adjudication of this Court; the cause is open to indefinite
litigation by each of the three hundred claimants to the fund in
the hands of the executor, as well as those now ordered to be added
to the suit, who may be not the least troublesome, at least to the
appellants. A principle, too, has been established by which each
claimant is permitted, during the five years allowed for appeal
after a final decree, to reserve his objection to the pleadings
till a convenient time and then obtain reversals on a summary
motion for defects that are amendable on application in the
discretion of the circuit court by the general rules of courts of
equity and law and by right under the provisions of the Judiciary
Act.
There can be no course so utterly subversive of equity -- nay,
of common justice -- as to hear parties in an appellate court on
points made under circumstances like the present; it is one to
which I can never consent, and against which I shall deem it a duty
to suitors to protest on all similar occasions. I will never, while
sitting in this Court, reverse a decree upon objections which a
court of Chancery or Exchequer, on a cause regularly before them,
would not in the exercise of their original jurisdiction, or the
House of Lords or the Court of Errors and Appeals in New York would
not permit counsel to argue on appeal. Nor will I in any way admit
that any appellate
Page 34 U. S. 537
court can, in the legitimate exercise of its jurisdiction,
render a judgment of reversal on any ground on which it would not
be bound to hear an argument of counsel. It is a great hardship on
parties to have their judgments set aside on technical objections
raised at the bar, but the grievance will become intolerable if the
course of the court should be such as to do it when they are first
suggested from the bench.
Let an objection like the present, however, come whence it may,
I consider it as purely technical, which I cannot sustain
consistently with the respect due to the solemn and unanimous
decisions of this Court in
Harding v. Handy and
Renner
v. Bank of Columbia, with many others founded on the most
immutable maxims of the law. They settle the rule that the
conclusion of fact drawn from a circumstantial averment is
sufficient to support a decree in equity, and forbid me from
disregarding the evidence which has been admitted without objection
and now forms part of the record before me for judicial inspection
merely because the subject matter of that evidence was not averred
in the bill or petitions of the claimants. And when to his high and
unquestioned authority is added the 32d rule of this Court, I find
safe rules for my guide, which would be violated by any sanction
given to any proceeding in opposition thereto. That rule is
"In all cases in equity, &c., no objection shall hereafter
be allowed to the admissibility of any deposition, deed, grant, or
other exhibit found in the record as evidence unless objection was
taken in the court below and entered of record, but the same shall
otherwise be deemed to have been admitted by consent."
I feel bound to examine all the evidence in this record as it is
found without an objection, and as counsel and parties are
precluded from now making any, it is my duty to give it its full
effect on the question of domicile, as well as any other which may
be relevant to the cause; any other course would in my opinion
annul this rule, which counsel must respect, and which I had
thought the court would adhere to, by hearing an argument on a
point arising on the evidence, made by the counsel of the
appellants in the brief presented for our judicial action.
The order for the admission of new parties deserves some notice
on account of the manner in which it was made, which
Page 34 U. S. 538
is believed to be unprecedented. Their names were not in the
record, they were in no way before the court, but had employed
counsel, who were desirous of being heard as
amici curiae,
in order to point out some irregularities which, as they conceived,
would authorize the reversal of the decree, so as to permit them to
make an application to become parties, stating at the same time
that the circuit court had very properly refused such application
by a bill of review. This Court promptly and unanimously refused to
hear them in support of their motion, yet have granted what they
would not permit to be moved for by the counsel of the new parties,
and of course without motion, for the counsel of the appellants who
signed the brief as representing three individuals and others, on
being called on by the counsel for the appellees in open court to
state for whom they appeared, declined an answer. In the circuit
court it may not be within the line of duty to inquire, by what
authority, and on whose application these parties have been ordered
to be admitted as litigants in the cause; so far as respects one of
the judges, he will obey the mandate. But in this Court he may and
does make the inquiry respectfully, but as a matter of right, and
fearlessly insists that it has been done in violation of the best
established principles of the law of appellate courts. As the court
would not hear the motion of the counsel of these parties, they
could not be judicially informed that they desired admission into
the cause;
a fortiori they could not judicially decide
whether their case was on which gave them a right to admission.
Their judgment and mandate have therefore been given on
extrajudicial knowledge, such as no appellate court can receive or
act upon, as it was wholly dehors the record, and related to no
party to the appeal, or anything appealed from.
In issuing its order founded on such knowledge as they chose to
receive, the court must have taken a very partial view of the
papers presented to them for their collateral inspection; had they
been judicially examined or their contents known, it would have
been apparent that the case deserved some deliberation at least. By
their own admission, these parties had full knowledge that the fund
they claimed, was in the hands of the executor in Pennsylvania, yet
their first application to be admitted as parties to this suit, was
ten years after the death of
Page 34 U. S. 539
the testator, and nearly six months after the final decree. That
after the failure of their petition for a bill of review, they had
filed their original bill in the circuit court, having previously
applied to the Orphan's Court of Philadelphia County (which is a
court of equity and of record, before whom the administration
account was in a course of settlement) for an order of distribution
in their favor.
This Court also knew judicially, for it appeared in the answer
of the executor in this case, that he had interpleaded and prayed
the protection of the court, for which purpose they had made an
order (also in the record) that all claimants of the fund who did
not appear by a given day and present their claims, should be
barred thereafter, which order was sanctioned by the practice and
rules of all courts of equity. These parties suffered the time to
elapse long before they thought proper to make any claim, without
in any way denying notice of the pendency of the suit, or
accounting for their delay in applying to become parties before the
final decree.
If any court could be justified in admitting them afterwards in
a case circumstanced like this, it most assuredly could be only by
the exercise of original jurisdiction, by bill of review, and not
by any appellate power over this record; these parties were not and
could not be appellants from a final decree to which they were not
party nor privy; nor could this Court lawfully reverse the decree
on new matter, or for any cause appropriate to a bill of review. As
to these persons, there was no case in this Court; it could have no
appellate jurisdiction to hear and determine on anything; and the
proceeding was wholly
coram non judice, unless it could
exercise original jurisdiction over the parties and the subject
matter, as a case originating in this Court.
Thus considered, I feel it a duty to declare that the mandate to
the circuit court, ordering these persons to be made parties, is
without any authority of principle or precedent, and although I
shall obey it in that court as the command of a court of the last
resort, yet in my best judgment, feel constrained to pronounce it
inconsistent with the best established rules and usages of law, and
a violation of the Constitution of an appellate court.
Page 34 U. S. 540
This cause came on to be heard on the transcript of the record
from the Circuit Court of the United States for the District of
Pennsylvania, and was argued by counsel, on consideration whereof
it is ordered, adjudged and decreed that the decree of the said
circuit court in the premises be, and hereby is reversed and
annulled, and that the cause be remanded to the said circuit court
for further proceedings, with directions to the said court to allow
the bill and the petitions of the claimants to be amended, and the
answers and pleadings also to be amended to conform thereto, and
proofs to the new matter also to be taken, and with further
directions to allow any other person or persons, not now parties to
the proceedings, who shall claim title to the funds in controversy
as heir or heirs at law or representatives of the testator, to
present their claims respectively before the said court, and to
make due proofs thereof, and to become parties to the proceedings,
for the due establishment and adjudication thereof. But the proofs
already taken in the cause are to be deemed admissible evidence in
regard to all such persons, not now parties, who shall claim title
as aforesaid, and become parties in the cause under this order, and
such other proceedings are to be had in the said cause by the said
court, as to law, equity and justice shall appertain.