1. In a trial for treason, proof by the direct testimony of two
witnesses that defendant gave shelter for a period of six days to
an enemy agent who had entered this country for purposes of
sabotage, helped him to buy an automobile, and helped him to obtain
employment in a plant manufacturing military equipment, all in aid
of his known purpose of sabotage, was sufficient proof of overt
acts to satisfy the requirements of Article III, § 3 of the
Constitution.
Cramer v. United States, 325 U. S.
1, distinguished. Pp.
330 U. S.
634-636.
2. Proof by direct testimony of two witnesses (detailed in the
opinion) that the saboteur spent the nights in the house where the
defendant lived and with the defendant's knowledge was sufficient
proof of the overt act of harboring and sheltering. Pp.
330 U. S.
636-638.
3. Proof by direct testimony of two witnesses (detailed in the
opinion) that the defendant purchased an automobile and that the
saboteur took it and drove it away was sufficient proof of the
overt act of assisting in the purchase of an automobile -- even
though the testimony of the two witnesses was not identical, and
some of their testimony related to different parts of the same
transaction. Pp.
330 U. S.
638-640.
4. It was for the jury to determine upon the evidence whether
the acts of defendant were motivated by parental solicitude for his
son, the saboteur, or by adherence to the enemy cause. Pp.
330 U. S.
641-642.
5. The jury were properly instructed that, if they found that
defendant's intention was not to injure the United States, but
merely to aid his son
"as an individual, as distinguished from assisting him in his
purposes, if such existed, of aiding the German Reich, or of
injuring the United States, the defendant must be found not
guilty."
Pp.
330 U. S.
641-642.
6. Conversations and occurrences evidencing the defendant's
sympathy with Germany and with Hitler and hostility to the United
States, though long prior to the indictment, were admissible on the
question of intent and adherence to the enemy, and their weight was
for the jury. Pp.
330 U. S.
642-643.
7. When legal basis for a conviction of treason has been laid by
the testimony of two witnesses to the same overt act, there is
nothing
Page 330 U. S. 632
in the text or policy of the Constitution precluding the use of
corroborative out-of-court admissions or confessions. P.
330 U. S.
643.
8. Other errors assigned by petitioner relative to the conduct
of the trial -- such as permitting the indictment to go to the jury
room, allowing the jury to have a typewritten copy of the court's
charge, holding the jury together for a long time, reading the
testimony of certain witnesses to the jury at its request, failing
to order a special verdict, and improper appeals to passion by the
prosecutor -- are examined and found not to involve such unfairness
or irregularity as would warrant reversal. P.
330 U. S.
643.
152 F.2d 771 affirmed.
Petitioner was indicted and convicted of treason. The Circuit
Court of Appeals reversed. 136 F.2d 661. On a second trial,
petitioner was again convicted. T he Circuit Court of Appeals
affirmed. 152 F.2d 771. This Court granted certiorari. 328 U.S.
831.
Affirmed, p.
330 U. S. 644.
MR. JUSTICE JACKSON delivered the opinion of the Court.
Petitioner, Hans Max Haupt was indicted for treason, convicted
and sentenced to life imprisonment and to pay a fine of $10,000.
From this judgment of the District Court for the Northern District
of Illinois he appealed to the United States Circuit Court of
Appeals for the Seventh Circuit, which, by a divided court,
affirmed. 152 F.2d 771. A previous conviction of the same offense
predicated on the same acts had been reversed.
United States v.
Haupt, 136 F.2d 661.
Petitioner is the father of Herbert Haupt, one of the eight
saboteurs convicted by a military tribunal.
See Ex
Page 330 U. S. 633
parte Quirin, 317 U. S. 1.
Sheltering his son, assisting him in getting a job, and in
acquiring an automobile, all alleged to be with knowledge of the
son's mission, involved defendant in the treason charge.
The background facts are not in dispute. The defendant is a
naturalized citizen, born in Germany. He came to this country in
1923, and lived in or near Chicago. In 1939, the son, Herbert, who
had also been born in Germany, worked for the Simpson Optical
Company in Chicago, which manufactured lenses for instruments,
including parts for the Norden bomb sight. In the spring of 1941,
Herbert went to Mexico and, with the aid of the German Consul, from
there to Japan and thence to Germany, where he entered the employ
of the German Government and was trained in sabotage work.
On the 17th of June 1942, Herbert returned to the United States
by submarine. His mission was to act as a secret agent, spy, and
saboteur for the German Reich. He was instructed to proceed to
Chicago, to procure an automobile for the use of himself and his
confederates in their work of sabotage and espionage, to obtain
reemployment with the Simpson Optical Company, where he was to
gather information, particularly as to the vital parts and
bottlenecks of the plant, to be communicated to his coconspirators
to guide their attack. He came with various other instructions,
equipped with large sums of money, and went to Chicago.
After some six days there, Herbert was arrested on June 27,
1942, having been under surveillance by Government agents during
his entire stay in Chicago. This petitioner was thereafter taken
into custody, and was arraigned on July 21, 1942. He later asked to
talk to an FBI agent, two of whom were summoned, and he appears to
have volunteered considerable information, and to have given more
in answer to their questions. He blamed certain others for the
predicament of his son, and wanted to testify against
Page 330 U. S. 634
them. For this purpose, he disclosed that he had been present
when Herbert had told the complete story of his trip to Mexico,
Japan, his return to the United States by submarine, and his
bringing large sums of money with him. During his confinement in
the Cook County jail, he also talked with two fellow prisoners
concerning his case, and they testified as to damaging admissions
made to them.
The indictment alleged twenty-nine overt acts of treason. Its
sufficiency was challenged by demurrer, which was overruled, and by
a motion to quash, which was denied. The defendant, at the close of
the Government's case and again at the close of all the evidence,
made motions for a directed verdict generally and also specifically
as to each overt act charged, all of which were denied. Seventeen
of the overt acts were withdrawn before submission, and twelve were
submitted to the jury. Generally stated, the overt acts submitted
fall into three groups of charges: first, the charge that this
defendant accompanied his son to assist him in obtaining employment
in a plant engaged in manufacturing the Norden bomb sight; second,
the charge of harboring and sheltering Herbert Haupt; and third,
the charge of accompanying Herbert to an automobile sales agency,
arranging, making payment for and purchasing an automobile for
Herbert. Each of these was alleged to be in aid of Herbert's known
purpose of sabotage.
The defendant argues here that the overt acts submitted do not
constitute acts of treason, but that each is commonplace,
insignificant, and colorless, and not sufficient even if properly
proved to support a conviction. We have held that the minimum
function of the overt act in a treason prosecution is that it show
action by the accused which really was aid and comfort to the
enemy.
Cramer v. United States, 325 U. S.
1,
325 U. S. 34.
This is a separate inquiry from that as to whether the acts were
done because of
Page 330 U. S. 635
adherence to the enemy, for acts helpful to the enemy may
nevertheless be innocent of treasonable character.
Cramer's case held that what must be proved by the
testimony of two witnesses is a "sufficient" overt act. There, the
only proof by two witnesses of two of the three overt acts
submitted to the jury was that the defendant had met and talked
with enemy agents. We did not set aside Cramer's conviction because
two witnesses did not testify to the treasonable character of his
meeting with the enemy agents. It was reversed because the Court
found that the act which two witnesses saw could not on their
testimony be said to have given assistance or comfort to anyone,
whether it was done treacherously or not. To make a sufficient
overt act, the Court thought it would have been necessary to assume
that the meeting or talk was of assistance to the enemy, or to rely
on other than two-witness proof. Here, on the contrary, such
assumption or reliance is unnecessary -- there can be no question
that sheltering, or helping to buy a car, or helping to get
employment is helpful to an enemy agent, that they were of aid and
comfort to Herbert Haupt in his mission of sabotage. They have the
unmistakable quality which was found lacking in the
Cramer
case of forwarding the saboteur in his mission. We pointed out that
Cramer furnished no shelter, sustenance, or supplies.
325 U. S. 325 U.S.
1,
325 U. S. 37. The
overt acts charged here, on the contrary, may be generalized as
furnishing harbor and shelter for a period of six days, assisting
in obtaining employment in the lens plant, and helping to buy an
automobile. No matter whether young Haupt's mission was benign or
traitorous, known or unknown to defendant, these acts were aid and
comfort to him. In the light of his mission and his instructions,
they were more than casually useful; they were aid in steps
essential to his design for treason. If proof be added that the
defendant knew of his son's instructions, preparation
Page 330 U. S. 636
and plans, the purpose to aid and comfort the enemy becomes
clear. All of this, of course, assumes that the prosecution's
evidence properly in the case is credited, as the jury had a right
to do. We hold, therefore, that the overt acts laid in the
indictment and submitted to the jury do perform the functions
assigned to overt acts in treason cases, and are sufficient to
support the indictment and to sustain the convictions if they were
proved with the exactitude required by the Constitution.
The most difficult issue in this case is whether the overt acts
have been proved as the Constitution requires, and several grounds
of attack on the conviction disappear if there has been compliance
with the constitutional standard of proof. The Constitution
requires that "No person shall be convicted of treason unless on
the testimony of two witnesses to the same overt act. . . ." Art.
III, § 3. We considered the application of this provision to the
problems of proof in the Cramer case. Defendant claims this case in
two respects falls short of the requirements there laid down as to
all the overt acts which comprise harboring and sheltering the
saboteur: first, that there was no direct proof that the saboteur
was actually in the defendant's apartment, and second, that there
is no direct proof that the defendant was in the apartment at any
time when the saboteur was there. Both of these we find to be
without merit.
The act to be proved is harboring and sheltering in the house at
No. 2234 North Fremont Street. The defendant and his wife lived
there in a third floor front apartment, which had but one bedroom.
Federal Bureau of Investigation agents, never less than two, had
the place under continuous surveillance from 10:30 a.m., June 22 to
the arrest of the saboteur on June 27, and at least two testified
in minute detail to each of repeated arrivals and departures of the
saboteur, in some occasions accompanied by
Page 330 U. S. 637
the defendant, on others by the defendant's wife, and on some by
both. He entered each night and left each day. On some occasions,
he came out wearing different clothes from those he wore when he
went in. When he went in at night, the lights in the defendant's
apartment were turned on and after a time extinguished. Two
witnesses who were callers at the apartment testified that, on one
occasion, defendant and Herbert were there together at supper time,
the three Haupts being together in the kitchen, Herbert later
coming into the parlor and one of the guests going into the
kitchen. The defendant contends that this does not constitute the
required two witnesses' direct proof that the saboteur was harbored
and sheltered in the defendant's apartment. It is true that the
front entrance, where all of this testimony shows the saboteur to
have entered, connected with two other apartments. The occupants of
each of the other apartments, two witnesses as to each, testified
that the saboteur did not at any time occupy their respective
apartments.
It is sufficiently proved by direct testimony of two witnesses
that the saboteur stayed in the house where the father lived, and
with the latter's knowledge. But it is said that this is not enough
-- that it fails because the two witnesses did not see him enter
his parents' apartment therein. But the hospitality and harboring
did not begin only at the apartment door. It began when he entered
the building itself, where he would have no business except as a
guest or member of the family of one of the tenants. It is not
necessary to show that he slept in the defendant's bed. Herbert was
neither trespasser nor loiterer. He entered as the licensee of his
father, and was under the privileges of the latter's tenancy even
in parts of the building used in common with other tenants. His
entrance to and sojourn in the building were made possible by the
defendant, and the saboteur slept and stayed in
Page 330 U. S. 638
some part of it with the father's knowledge and by his leave. We
think the proof is sufficient to comply with the constitutional
requirement that two witnesses testify to the overt acts in that
group which charges harboring and sheltering of the saboteur.
The other group of submitted overt acts as to which it is
claimed there is a deficiency of testimony relates to assistance
which the defendant rendered to the saboteur in purchasing an
automobile as alleged in Acts Nos. 15 and 16 of the indictment.
According to the testimony of an automobile salesman, Farrell, the
defendant came to his salesroom and said he wanted to buy a good
used car of late model. Defendant selected a 1941 model Pontiac and
asked about installment payments. After considerable discussion of
terms, defendant paid $10 deposit on the price of $1045 and said he
would come in next day to make a further payment. He signed an
order for the car and gave financial references. On the next day,
defendant came to the salesroom and paid an additional $405,
executing notes and finance contract. The son took the car and
drove it away.
A second witness, Vinson, sales manager, corroborated the
earlier parts of this transaction, but defendant claims his
testimony is not sufficiently comprehensive to comply with the
two-witness rule, especially as to overt acts 15 and 16, relating
to events of the second day. Vinson at first said he did not see
defendant and his son on that day. The trial court allowed counsel
to refresh Vinson's recollection from his testimony given at the
former trial of defendant. Vinson then testified that he did see
the defendant and his son come in together and be together in the
salesroom that evening, but did not talk with them; that he
received "the money that had been put down" on that evening and the
note signed by the defendant. By approval of his answers at the
former trial, he affirmed that
Page 330 U. S. 639
he receipted for the money. He also saw the invoice made that
evening for the purchase, and identified a copy of the bill of sale
of the car to the defendant. He testified Farrell was there when
the Haupts were.
It is said that Vinson's testimony falls short because it is not
explicit as to who paid the money. Taking the testimony as a whole,
Vinson has corroborated Farrell's testimony that the defendant came
that night to the automobile salesroom, that he was accompanied by
the saboteur, that a purchase of the automobile had been started
and was pending. The partially completed transaction was one in
which defendant himself became purchaser, signed his own name to
the purchase note, and furnished his own, not his son's, financial
references. Vinson's testimony shows that this pending transaction
was consummated on the latter night. It involved "a further payment
in cash toward the purchase" and completing "arrangements for the
purchase," which are alleged as the sixteenth act. Vinson said that
he received the money. Whoever actually handed over the money, it
was apparently in defendant's presence and was paid on account of
his obligation incurred the previous evening in signing the
purchase contract.
The testimony of Vinson, in its interpretation most favorable to
the jury's verdict, seems clearly to have been testimony to the
same overt act as that by Farrell. Defendant's counsel made no
effort to correct any ambiguity in it by cross-examination. The
defense, of course, is under no duty to do so; it may rely upon
weakness in the prosecution's case. But it takes the risk, when it
relies on an ambiguity, rather than on a complete lack of legal
proof, that the jury will resolve the meaning in favor of the
prosecution. When enough has been shown to make a case for the
jury, we may not impeach the verdict by differing from them on
equally reasonable views of a witness'
Page 330 U. S. 640
meaning. We think the court was justified in submitting this
overt act, and the jury was justified in finding it proved.
The Constitution requires testimony to the alleged overt act,
and is not satisfied by testimony to some separate act from which
it can be inferred that the charged act took place. And while two
witnesses must testify to the same act, it is not required that
their testimony be identical. Most overt acts are not single,
separable acts, but are combinations of acts or courses of conduct
made up of several elements. It is not easy to set by metes and
bounds the permissible latitude between the testimony of the two
required witnesses. It is perhaps easier to say on which side of
the line a given case belongs than to draw a line that will
separate all permissible disparities from forbidden ones. Concrete,
even if hypothetical, cases may illustrate this.
One witness might hear a report, see a smoking gun in the hand
of defendant and see the victim fall. Another might be deaf, but
see the defendant raise and point the gun, and see a puff of smoke
from it. The testimony of both would certainly be "to the same
overt act," although to different aspects. And each would be to the
overt act of shooting, although neither saw the movement of a
bullet from the gun to the victim. It would still be a remote
possibility that the gun contained only a blank cartridge and the
victim fell of heart failure. But it is not required that testimony
be so minute as to exclude every fantastic hypothesis that can be
suggested.
We think two witnesses testified to these overt acts, and
petitioner cannot seriously contend that two did not testify to
each of the overt acts comprising the group of charges on obtaining
a job. Since this was the constitutional measure of evidence as to
each overt act submitted to the jury, we do not reach the question
whether
Page 330 U. S. 641
the conviction could stand on some sufficiently proven acts if
others failed in proof.
*
It is urged that the conviction cannot be sustained, because
there is no sufficient proof of adherence to the enemy, the acts of
aid and comfort being natural acts of aid for defendant's own son.
Certainly that relationship is a fact for the jury to weigh along
with others, and they were correctly instructed that, if they found
that defendants' intention was not to injure the United States, but
merely to aid his son
"as an individual, as distinguished from assisting him in his
purpose, if such existed, of aiding the German Reich, or of
injuring the United States, the defendant must be found not
guilty."
The defendant can complain of no error in such a submission. It
was for the jury to weigh the evidence that the acts proceeded from
parental solicitude against the evidence of adherence to the German
cause. It is argued that Haupt merely had
Page 330 U. S. 642
the misfortune to sire a traitor, and all he did was to act as
an indulgent father toward a disloyal son. In view however of the
evidence of defendant's own statements that, after the war, he
intended to return to Germany, that the United States was going to
be defeated, that he would never permit his boy to join the
American Army, that he would kill his son before he would send him
to fight Germany, and others to the same effect, the jury
apparently concluded that the son had the misfortune of being a
chip off the old block -- a tree inclined as the twig had been bent
-- metaphors which express the common sense observation that
parents are as likely to influence the character of their children
as are children to shape that of their parents. Such arguments are
for the jury to decide.
It is also urged that errors were made in admission of evidence.
Some of this concerned conversations and occurrences long prior to
the indictment which were admitted to prove intent. They consisted
of statements showing sympathy with Germany and with Hitler and
hostility to the United States. Such testimony is to be scrutinized
with care to be certain the statements are not expressions of mere
lawful and permissible difference of opinion with our own
government or quite proper appreciation of the land of birth. But
these statements were explicit, and clearly were admissible on the
question of intent and adherence to the enemy. Their weight was for
the jury.
Evidence of FBI agents and of defendant's fellow prisoners as to
conversations is also said to be inadmissible. The Constitution
requires that "No person shall be convicted of treason unless on
the testimony of two witnesses to the same overt act, or on
confession in open court." It is claimed that the statements of
defendant were confessions, and, as they were not made in open
court, were inadmissible as evidence. If there were not
Page 330 U. S. 643
the required two-witness testimony and it was sought to supply
that defect by confession, we would have a different question. But,
having found the legal basis for the conviction laid by the
testimony of two witnesses, we find nothing in the text or policy
of the Constitution to preclude using out-of-court admissions or
confessions.
It may be doubted whether the Constitutional reference to
confession in open court has application to any admission of a fact
other than a complete confession to guilt of the crime. The
statements of defendant did not go so far. They were admissions of
specific acts and knowledge as to which, insofar as they were overt
acts charged, the required two witnesses also testified. There has
been no attempt to convict here on such admissions alone, or to use
the admissions to supply defects in the Constitutional measure of
proof. If such an attempt were made, we would be faced with a novel
question. But here, the admissions are merely corroborative of a
legal basis laid by testimony, and the Constitution does not
preclude using out-of-court admissions or confessions in this way.
Cf. 1 U. S. Roberts,
1 Dall. 39;
Case of Fries, 9 Fed.Cas. pages 826, 909.
There are many other complaints about the conduct of the trial,
such as permitting the indictment to go to the jury room, allowing
the jury to have a typewritten copy of the court's charge, holding
the jury together for a long time, reading the testimony of certain
witnesses to the jury at its request, and failing to order a
special verdict. We find nothing in any of them to warrant the
inference of unfairness or irregularity in the trial. It is also
claimed that the prosecution made improper appeals to passion.
Unfortunately it is the nature of the charge of betrayal that it
easily stirs feelings, and that is one of the reasons such
safeguards have been thrown around its trial. But we find no such
conduct as would invalidate the conviction.
Page 330 U. S. 644
Haupt has been twice tried and twice found guilty. The law of
treason makes, and properly makes, conviction difficult, but not
impossible. His acts aided an enemy of the United States toward
accomplishing his mission of sabotage. The mission was frustrated,
but defendant did his best to make it succeed. His overt acts were
proved in compliance with the hard test of the Constitution, are
hardly denied, and the proof leaves no reasonable doubt of the
guilt.
The judgment is
Affirmed.
* When speaking of a general verdict of guilty in
Cramer v.
United States, 325 U. S. 1,
325 U. S. 36, n.
45, we said,
"Since it is not possible to identify the grounds on which
Cramer was convicted, the verdict must be set aside if any of the
separable acts submitted was insufficient,"
or course, we did not hold that one overt act properly proved
and submitted would not sustain a conviction if the proof of other
overt acts was insufficient. One such act may prove treason, and,
on review the conviction, would be sustained, provided the record
makes clear that the jury convicted on that overt act. But where
several acts are pleaded in a single count and submitted to the
jury under instructions which allow a verdict of guilty on any one
or more of such acts, a reviewing court has no way of knowing that
any wrongly submitted act was not the one convicted upon. If acts
were pleaded in separate counts, or a special verdict were required
as to each overt act of a single count, the conviction could be
sustained on a single well proved act. As the acts were here
pleaded in a single count, and the jury were instructed that they
could convict on any one, we would have no reverse if any act were
insufficient or insufficiently proved.
Cf. Stromberg v.
California, 283 U. S. 359,
283 U. S. 368;
Williams v. North Carolina, 317 U.
S. 287,
317 U. S. 292,
and
Cramer v. United States, supra.
MR. JUSTICE DOUGLAS.
There is a close parallel between this case and
Cramer v.
United States, 325 U. S. 1.
Two witnesses saw Cramer talking with an enemy agent. So far as
they knew, the conversation may have been wholly innocent, as they
did not overhear it. But Cramer, by his own testimony at the trial,
explained what took place: he knew or had reason to believe that
the agent was here on a mission for the enemy, and arranged, among
other things, to conceal the funds brought here to promote the
project. Thus, there was the most credible evidence that Cramer was
guilty of "adhering" to the enemy, giving him "aid and comfort."
Article III, § 3 of the Constitution. And the overt act which
joined him with the enemy agent was proved by two witnesses.
Cramer's conviction, however, was set aside because two witnesses
did not testify to the treasonable character of Cramer's meeting
with the enemy agent.
Two witnesses saw the son enter Haupt's apartment house at night
and leave in the morning. That act, without more, was an innocent
as Cramer's conversation with the agent. For nothing would be more
natural and normal, or more "commonplace" (325 U.S. at
325 U. S. 34), or
less suspicious, or less "incriminating" (325 U.S. at
325 U. S. 35),
than
Page 330 U. S. 645
the act of a father opening the family door to a son. That act
raised, therefore, no more implication that the father was giving
his son aid and comfort in a treasonable project than did the
meeting of the defendant with the enemy agent in the
Cramer case. But that act, wholly innocent on its face,
was shown to be of a treasonable character not by the two
witnesses, but by other evidence: that Haupt was sympathetic with
the Nazi cause, that he knew the nature of his son's mission to
this country. Haupt's conviction is sustained though the conversion
of an innocent appearing act into a treasonable act is not made by
two witnesses.
The Constitution provides:
"Treason against the United States shall consist only in levying
War against them, or in adhering to their Enemies, giving them Aid
and Comfort. No person shall be convicted of Treason unless on the
Testimony of two Witnesses to the same overt Act, or on Confession
in open Court."
Article III, § 3.
As the
Cramer case makes plain, the overt act and the
intent with which it is done are separate and distinct elements of
the crime. Intent need not be proved by two witnesses, but may be
inferred from all the circumstances surrounding the overt act. But
if two witnesses are not required to prove treasonable intent, two
witnesses need not be required to show the treasonable character of
the overt act. For proof of treasonable intent in the doing of the
overt act necessarily involves proof that the accused committed the
overt act with the knowledge or understanding of its treasonable
character.
The requirement of an overt act is to make certain a treasonable
project has moved from the realm of thought into the realm of
action. That requirement is undeniably met in the present case, as
it was in the case of
Cramer.
The
Cramer case departed from those rules when it held
that
"The two-witness principle is to interdict imputation
Page 330 U. S. 646
of incriminating acts to the accused by circumstantial evidence
or by the testimony of a single witness."
325 U.S. at
325 U. S. 35. The
present decision is truer to the constitutional definition of
treason when it forsakes that test and holds that an act, quite
innocent on its face, does not need two witnesses to be transformed
into an incriminating one.
MR. JUSTICE MURPHY, dissenting.
This case grows out of a singular set of circumstances that,
when combined with the serious nature of the alleged crime,
warrants extraordinary scrutiny. Petitioner's son was tried as a
saboteur before a military tribunal, convicted, and executed.
See Ex parte Quirin, 317 U. S. 1.
Petitioner, his wife, and four others were then jointly tried for
treason. All were convicted, petitioner being sentenced to death
and his wife to 20 years' imprisonment.
United States v.
Haupt, 47 F. Supp. 832;
47 F. Supp.
836. These convictions, however, were reversed upon appeal.
United States v. Haupt, 136 F.2d 661. Petitioner has now
been retried separately for treason; again he has been found
guilty, with the sentence being reduced to life imprisonment and a
$10,000 fine. 152 F.2d 771.
Petitioner was charged with having committed three general types
of overt acts of treason: (1) harboring and sheltering his son; (2)
assisting his son in obtaining reemployment; (3) accompanying and
assisting his son in the purchase of an automobile. All of these
alleged overt acts were contained in a single count of the
indictment, and the jury's verdict was a general one. The Court
indicates that a fatal deficiency as to any of the alleged overt
acts under such circumstances invalidates the conviction. Since the
acts relating to the harboring and sheltering of petitioner's son
did not, in my opinion, amount to overt acts of treason, I would
accordingly reverse the judgment below, regardless of the
sufficiency of the other acts.
Page 330 U. S. 647
The high crime of treason, as I understand it, consists of an
act rendering aid and comfort to the enemy by one who adheres to
the enemy's cause.
Cramer v. United States, 325 U. S.
1. The act may be one which extends material aid, or it
may be one which merely lens comfort and encouragement. The act may
appear to be innocent on its face, yet prove to be treasonable in
nature when examined in light of its purpose and context.
It does not follow, however, that every act that gives aid and
comfort to an enemy agent constitutes an overt act of treason, even
though the agent's status is known. The touch of one who aids is
not Midas-like, giving a treasonable hue to every move. An act of
assistance may be of the type which springs from the well of human
kindness, from the natural devotion to family and friends, or from
a practical application of religious tenets. Such acts are not
treasonous, however else they may be described. They are not
treasonous even though, in a sense, they help in the effectuation
of the unlawful purpose. To rise to the status of an overt act of
treason, an act of assistance must be utterly incompatible with any
of the foregoing sources of action. It must be an act which is
consistent only with a treasonable intention and with the
accomplishment of the treasonable plan, giving due consideration to
all the relevant surrounding circumstances. Thus, an act of
supplying a military map to a saboteur for use in the execution of
his nefarious plot is an overt act of treason, since it excludes
all possibility of having been motivated by nontreasonable
considerations. But an act of providing a meal to an enemy agent
who is also one's son retains the possibility of having a
nontreasonable basis even when performed in a treasonable setting;
accordingly, it cannot qualify as an overt act of treason.
It is true that reasonable doubts may be raised as to whether or
not the prime motive for an act was treasonous.
Page 330 U. S. 648
Yet the nature of some acts is such that a nontreasonous motive
cannot be completely dismissed as a possibility. An overt act of
treason, however, should rest upon something more substantial than
a reasonable doubt. Treason is different from ordinary crimes,
possessing unique and difficult standards of proof which confine it
within narrow spheres. It has such serious connotations that its
substance cannot be left to conjecture. Only when the alleged overt
act manifests treason beyond all reasonable doubt can we be certain
that the traitor's stigma will be limited to those whose actions
constitute a real threat to the safety of the nation.
Tested by that standard, the conviction in the instant case
cannot be sustained. Petitioner, it is said, had the misfortune to
sire a traitor. That son lived with petitioner and his wife in
their Chicago apartment. After a sojourn in Germany for training as
a saboteur, the son returned to the Chicago apartment and began to
make preparations to carry out his mission of sabotage. It is
claimed that petitioner knew of his son's activities, and desired
to help him. For six days prior to his arrest, the son lived in
petitioner's apartment; he was not secreted in any way, coming and
going as he normally would have done.
The indictment alleged that petitioner committed an overt act of
treason by sheltering and harboring his son for those six days.
Concededly, this was a natural act for a father to perform; it is
consistent with parental devotion for a father to shelter his son,
especially when the son ordinarily lives with the father. But the
Court says that the jury might find, under appropriate
instructions, that petitioner provided this shelter not merely as
an act of an indulgent father toward a disloyal son, but as an act
designed to injure the United States. A saboteur must be lodged in
a safe place if his mission is to be effected, and the jury might
well find that petitioner lodged his son for that purpose.
Page 330 U. S. 649
But the act of providing shelter was of the type that might
naturally arise out of petitioner's relationship to his son, as the
Court recognizes. By its very nature, therefore, it is a
nontreasonous act. That is true even when the act is viewed in
light of all the surrounding circumstances. All that can be said is
that the problem of whether it was motivated by treasonous or
nontreasonous factors is left in doubt. It is therefore not an
overt act of treason, regardless of how unlawful it might otherwise
be.