1. The bringing together of old elements in a mechanism
involving no new principle to produce an old result, however
skillfully it be done, and even though the result mark an advance
in efficiency and utility, is but an exercise of mechanical skill,
and not invention. P.
294 U. S.
486.
2. It is the claims of a patent that define the invention. P.
294 U. S.
487.
3. A deficient claim cannot be aided by reading into it parts of
other claims or of the specifications. P.
294 U. S.
487.
4. A plain absence of invention is not overcome by evidence of
utility and commercial success of the thing patented, even though
the evidence indicate that a long-felt want was satisfied. P.
294 U. S.
487.
Page 294 U. S. 478
5. Utility and commercial success are not persuasive evidence of
invention where the want satisfied by the device patented was not
long-felt or generally recognized at the time of the patent
application, but arose later as an incident to a subsequent advance
in the art attendant upon the creation of a new public demand and
upon the development of numerous devices not covered by the patent.
P.
294 U. S.
488.
6. Under R.S. § 4917, a patentee is not permitted to add by
disclaimer a new element to the combination previously claimed
whereby the patent, originally for one combination, is transformed
into a new and different patent for the new combination. Such a
disclaimer is void. P.
294 U. S.
490.
7. A patent amended by disclaimer speaks from the date of the
original patent; a reissued patent (R.S. § 4916), with respect to
the claim amended, speaks from the date of the reissue. P.
294 U. S.
491.
8. The filing of a disclaimer abandons the claims affected, and
they cannot be revived upon the ground that the disclaimer was
invalid. P.
294 U.S.
492.
9. Patent No. 1,713,726, issued May 231, 1929, to Vogt
et
al., for "a device for phonographs with linear phonogram
carriers,"
held void for want of invention as to Claims
numbered 5, 7, 17, 18, and 19, relating to a combination apparatus
for securing uniformity of speed in machines used for recording
talking motion pictures, in which the gist of the invention claimed
consists of the addition of a flywheel to the cylinder over which
the film or ribbon passes near the "translation point" at which the
sound is recorded upon or reproduced from it; also
held
void as to Claim 9, originally allowed for the arcuate flexing of
the film record, and Claim 13, for a combination for projecting a
narrow line of light upon and through the moving film to a
photoelectric cell, both of which claims were invalidated by
attempts to add the flywheel device by disclaimers. Pp. 480,
488.
72 F.2d 53 reversed.
Certiorari, 293 U.S. 528, to review the affirmance of decrees in
favor of the present respondents in two suits brought by them for
infringement of their patent. For the district court's opinion,
see 5 F. Supp. 32. The cases were tried together, and were
brought here on a single record. One of the plaintiffs, American
Tri-Ergon Corporation, claimed as owner of the patent. The other,
Tri-Ergon Holding, A.G., claimed as licensee.
Page 294 U. S. 479
MR. JUSTICE STONE delivered the opinion of the Court.
These cases come here on certiorari to review a decree of the
Court of Appeals for the Third Circuit, 72 F.2d 53, which affirmed
a decree of the District Court, 5 F. Supp. 32, holding valid and
infringed the patent of Vogt and others, No. 1,713,726, of May 21,
1929, applied for March 20, 1922, for a "device for phonographs
with linear phonogram carriers." The two cases were tried together,
and have been brought here on a single record.
Petitioners, the defendants below, are operators of motion
picture theaters whose sound reproduction machines are said to
infringe certain claims of the patent in suit. The Radio
Corporation of America is defending both cases on behalf of its
subsidiary, R.C.A. Photophone, Inc., which supplied the
petitioners' machines. Respondents, the plaintiffs below, are a
patent holding company and a licensee.
Of the nineteen claims of the patent, seven are in issue. Five
of them, numbered 5, 7, 17, 18, and 19, relate to a device for
securing uniformity of speed in machines used for recording and
reproducing talking motion pictures, and are referred to as the
"flywheel claims." They may conveniently be considered separately
from Claims 9 and 13, which present the flywheel claims in a
different aspect. Claim 9, as originally allowed, was for the
arcuate flexing of the film record; Claim 13 similarly was for a
combination for a means for projecting a narrow line of light upon
and through the moving film to a photoelectric cell in
Page 294 U. S. 480
sound reproduction. A disclaimer, filed by respondent shortly
before the trial, purports, in varying terms, to add the flywheel
device to each of these claims.
While both courts below have found invention and sustained the
patent, the Court of Appeals, as will presently appear in more
detail, did not pass on the separate claims in issue, but found
invention in a combination of elements not embraced in any single
claim. In consequence, the case presents no question of concurrent
findings by the courts below that the claims in issue severally
involve invention.
See Concrete Appliances Co. v. Gomery,
269 U. S. 177,
269 U. S.
180.
The Flywheel Claims
"Phonograms," or sound records, for the recordation and
reproduction of sound, are of several types. They include discs or
cylinders to which and from which sound vibrations are transmitted
mechanically by a stylus in the course of recording and reproducing
sound. Long strips of waxed paper carrying sound record grooves,
similarly made, are used. Other types are long strips of film on
which sound is photographically recorded, and long steel wires on
which sound variations have been magnetically recorded. The claims
relate to an improvement in mechanisms for recording and
reproducing sound by the use of linear photographic record
carriers. The typical procedure in recording and reproducing sound
by the use of photographic film strips is described in
Paramount Publix Corp. v. American Tri-Ergon Corp., ante,
p.
294 U. S. 464, and
need not be repeated here.
Both in recording and reproducing sound, by any form of record,
uniform speed in the movement of the phonogram is of the highest
importance in order to secure evenness and regularity in the
reproduced sound. The specifications state:
"The recording and the reproduction of sound waves by the use of
linear phonogram carriers such as film strips,
Page 294 U. S. 481
steel wires, and so forth, can only be effected in absolutely
satisfactory manner, even after the removal of all other occurring
difficulties, when the speed of the record carrier is uniform both
for the receiving and the reproduction and when, in both cases, no
variations of any kind occur. Especially in the case of musical
reproductions is the record extremely sensitive to the slightest
variations of speed."
They also point out that linear phonograms such as the
photographic film, because of their lightness and their want of the
momentum afforded by a revolving cylinder or disc record, are
peculiarly susceptible to irregularities of movement caused by the
play or friction in the projections and connections of the many
parts of the propelling apparatus, and declare that:
"According to the present invention, this drawback, which
attaches to all hitherto known propulsion mechanisms for linear
phonogram records, is obviated by the arrangement that the light
sound record has given to it at the controlling point the property
of a weighty mass. This is attained by the arrangement that the
record carrier (a film strip or the like) is firmly pressed against
one or more rollers connecting with a heavy rotating mass, so that
the record moves in exact conformity with the rollers and the
rotating mass."
The references to a "weighty mass" or "a heavy rotating mass"
used to secure uniformity of motion are to the familiar flywheel.
The specified "property" of a rotating heavy mass is inertia, the
tendency of matter in motion to continue in motion, the force of
which is increased by the mass of the moving body. It is the
property which gives to the flywheel its peculiar efficacy in
securing uniformity of speed in mechanisms with which it is
associated.
The first three flywheel claims, 5, 7, and 17, are apparatus
claims. The others, 18 and 19, are, in form, method claims,
defining the method of securing uniformity in
Page 294 U. S. 482
movement of the record film by apparatus defined by Claims 5 and
17. Claim 5 reads as follows:
"In phonographic apparatus in which the sound record is formed
on an elongated ribbon of inconsiderable mass, having feeding
perforations therein, the combination of"
"(a) Means for supporting and progressing the record ribbon from
one point to another point and past an intermediate point at which
the record is made on the ribbon in recording or from which the
record is taken from the ribbon in reproducing, including"
" (1) A toothed cylinder over a portion of which the ribbon
passes adjacent to said intermediate point, the teeth of said
cylinder engaging the perforations of the ribbon,"
" (2) A fly wheel associated with said cylinder, and"
" (3) Means for rotating said cylinder, under control of said
fly wheel at uniform speed."
Claim 17 is substantially the same as Claim 5, the principal
difference being that it uses the word "cylinder" instead of
"toothed cylinder."
Claim 7 adds to the essentials of Claim 5
"a resilient connection between said driving member [the shaft]
and flywheel, and stop means for limiting the amount of yielding of
said resilient connection."
This so-called flexible or elastic flywheel connection, designed
to overcome more gradually the inertia of the flywheel, and thus to
secure an improved flywheel operation, was anticipated, among
others, by the Constable patent, United States No. 1,425,177, of
August 8, 1922, applied for June 24, 1918, as the District Court
found. Its inclusion in Claim 7 may therefore be disregarded as
adding nothing more to the present patent than the flywheel without
it.
There is no serious contention, nor could there well be, that
the combination apparatus, for moving the linear record past the
translation point at which the sound is recorded or reproduced
involves invention without the flywheel. Mechanisms for moving
linear strips or ribbons,
Page 294 U. S. 483
by passing the strip over a revolving drum or cylinder, are a
familiar type in the arts. They have long been used in the motion
picture industry when it was desired to employ the linear strips at
an intermediate point for sound and picture reproduction, and the
like. Such mechanism, for moving a picture film past the
translation point in a motion picture projector, is shown by the
Holst patent, United States No. 587,527, of 1897. A like mechanism
for recording or reproducing sound, or both, by the use of linear
photographic records, is shown in the British Duddel patent, No.
24,546, of 1902, and the Reis patent, United States No. 1,607,480,
of 1923, filed May 21, 1913. Still other mechanisms, like two of
the figures attached to the specifications of the patent in suit,
show the translation point at the film-carrying cylinder. Examples
are the patents of Bock, United States No. 364,472, of 1887, Byron,
United States No. 1,185,056, of 1916, and Pedersen, British patent
No. 115,942, of 1918. The gist of respondent's contention, as is
shown by the claims and the parts of the specifications already
quoted, is that, by the addition of the flywheel to this familiar
mechanism, the patentees have succeeded in producing a new type of
machine for recording and reproducing sound by the photographic
film method. It is insisted that the new device, because of its
greater accuracy and precision of film movement, is so useful and
constitutes such an advance in the sound motion picture art, as to
entitle it to the rank of a patentable invention.
The flywheel set upon a revolving shaft is an ancient mechanical
device for securing continuity and uniformity of motion when
brought into association with any form of machinery moved by
intermittent force or meeting with irregular or intermittent
resistance. [
Footnote 1] So
universal is its
Page 294 U. S. 484
use for that purpose in every type of machinery that standard
treatises on mechanics, long before the application for the present
patent, gave the mathematical formulae for ascertaining the
appropriate weight and dimensions of a flywheel, moving at a given
speed, required to overcome known variations in force resistance,
and prescribed the standard procedure for locating the flywheel in
as direct association as possible with that part of the mechanism
at which the intermittent resistance occurs.
See article,
"Mechanics," § 121, Encyclopaedia Britannica (11th Ed.1911); Angus,
Theory of Machines, pp. 261-272 (1917).
The specifications of the patent recognize that disc and
cylinder records themselves operate as flywheels, and proceed to
show how a want of a similar control may be supplied, in mechanisms
used for motion picture film records, by the addition of the
flywheel. But this was specifically taught by the prior art for the
reproduction of sound both from phonographic and film records.
There are in evidence two Edison commercial recording machines with
cylindrical records, which were used at the Edison Recording
Laboratory in New York before 1921. Each has a heavy flywheel
mounted directly on the shaft of the record-carrying cylinder.
These flywheels produce a high degree of "speed constancy." An
application for a patent by Edison in 1879 on a claim for a
combination "with the phonograph cylinder and its shaft, of a
flywheel," was rejected by the Examiner April 7, 1879, as covering
the "use of a flywheel as ordinarily used with machinery for the
purpose of securing uniformity of motion." Upon reconsideration,
the claim was again rejected on the ground that the adaptation of
the flywheel required only the exercise of "ordinary good
judgment," and not the inventive faculty.
The Underhill patent, United States No. 995,390, of 1911,
exhibits a phonograph machine with a flywheel to secure uniformity
of motion of the record. The specifications
Page 294 U. S. 485
state that the flywheel is used for that purpose. The patent of
Alexander Graham Bell and others (Bell & Tainter), United
States No. 341,213, of 1886, discloses a mechanism for recording
sound on a photographic plate rotated at uniform speed under the
control of a flywheel. Another patent of the same inventors, United
States No. 341,214, of 1886, discloses a flywheel used in
association with a mechanism for moving a linear wax-coated
phonograph record at uniform speed for recording and reproducing
speech and other sounds. That the record used was not photographic
is unimportant. The problem of securing uniformity of motion of the
record is the same for either type of linear sound record, as the
present patent itself establishes, by classing together all types
of linear records as exhibiting the "problem" to which the patent
is directed. The French Dragoumis patent, No. 472,467, of 1914,
shows a film record moved by a cylinder turning on a shaft carrying
a large wheel, obviously acting as a flywheel, though not described
as such.
See American Road-Machine Co. v. Pennock & Sharp
Co., 164 U. S. 26,
164 U. S. 38.
The flywheel was mounted on the shaft of the record-carrying
cylinder at the translation point. Finally, the British Pedersen
patent, already referred to, shows a photographic sound record
carried by a cylinder as it passes the translation point. His
specifications, after pointing out that sound is "exceedingly
sensitive to variation in rotating speed," and that it is necessary
to obviate this during the recording and reproducing operations,
state that this may be done "by providing particularly large
flywheels."
There are numerous patents showing the like use of the flywheel
in apparatus for reproducing motion pictures from film. That of
Holst, already noted, shows in detail an apparatus exhibiting every
element of Claim 5 except that its use is for reproducing motion
pictures instead of sound from film. The toothed cylinder is
located adjacent
Page 294 U. S. 486
to the intermediate point which is the point of translation. The
flywheel is associated with the cylinder by being attached to the
rotary shaft carrying the cylinder.
An improvement to an apparatus or method, to be patentable, must
be the result of invention, and not the mere exercise of the skill
of the calling or an advance plainly indicated by the prior art.
Electric Cable Joint Co. v. Brooklyn Edison Co.,
292 U. S. 69,
292 U. S. 79-80.
The inclusion of a flywheel in any form of mechanism to secure
uniformity of its motion has so long been standard procedure in the
field of mechanics and machine design that the use of it in the
manner claimed by the present patent involved no more than the
skill of the calling.
See American Road-Machine Co. v. Pennock
& Sharp Co., supra, p.
164 U. S. 41.
Patents for devices for use both in the motion picture art and in
the art of sound reproduction, notably the Holst, the Bell &
Tainter, the Dragoumis patents, and the Edison application, already
noted, plainly foreshadowed the use made of the flywheel in the
present patent, if they did not anticipate it. The patentees
brought together old elements, in a mechanism involving no new
principle, to produce an old result, greater uniformity of motion.
However skillfully this was done, and even though there was
produced a machine of greater precision and a higher degree of
motion constancy, and hence one more useful in the art, it was
still the product of skill, not of invention.
Hailes v.
Van Wormer, 20 Wall. 353,
87 U. S. 368;
Grinnell Washing Machine Co. v. Johnson Co., 247 U.
S. 426,
247 U. S.
432-434;
Powers-Kennedy Contracting Corp. v.
Concrete Mixing & Conveying Co., 282 U.
S. 175,
282 U. S. 186.
Its application in recording sound or reproducing it, by use of a
particular type of linear record, the photographic, analogous so
far as the problem of uniformity of motion was concerned to other
types used by Bell & Tainter and Dragoumis, was not invention.
See Paramount Publix Corp. v. American Tri-Ergon Corp.,
ante, p.
294 U. S. 464.
Page 294 U. S. 487
There is some suggestion in respondent's brief and argument that
the location of the flywheel adjacent to the toothed cylinder is an
element in the invention which contributed to the success of the
mechanism. But, as has already been indicated, such location is but
the teaching of the art. In any case, the claims call only for the
flywheel located upon the shaft or in association with the
cylinder. No particular location is mentioned.
The Court of Appeals, in upholding the patent, made no
examination of its separate claims, but treated the patent
throughout as though it were a combination of five distinct
elements, the photoelectric cell, the arcuate flexing of the film,
the flywheel, the flexible connection of the flywheel, and the
optical slit, although nowhere in the patent is any such
combination claimed. The patent thus upheld is one which was
neither claimed nor granted. Under the statute, it is the claims of
the patent which define the invention.
See White v.
Dunbar, 119 U. S. 47,
119 U. S. 51-5;
McClain v. Ortmayer, 141 U. S. 419,
141 U. S.
423-425;
The Paper Bag Patent Case,
210 U. S. 405,
210 U. S. 419;
Smith v. Snow, ante, p.
294 U. S. 1. And
each claim must stand or fall, as itself sufficiently defining
invention, independently of the others.
See
Carlton v.
Bokee, 17 Wall. 463,
84 U. S. 472;
Russell v. Place, 94 U. S. 606,
94 U. S. 609;
Leeds & Catlin Co. v. Victor Talking Machine Co.,
213 U. S. 301,
213 U. S. 319;
Symington Co. v. National Malleable Castings Co.,
250 U. S. 383,
250 U. S. 385;
Smith v. Snow, supra; Walker on Patents (6th Ed.) § 220.
As none of the flywheel claims as drawn define an invention, none
can be aided by reading into it parts of the specifications, or of
other claims, which the patentees failed to include in it.
The court below, attributing the rapid development of the sound
motion picture industry to the invention in the patent in suit,
thought, as respondent earnestly argues here, that its utility and
commercial success must be accepted as convincing evidence of
invention. But we think that
Page 294 U. S. 488
want of invention would have to be far more doubtful than it is
to be aided by evidence of commercial success, indicating that it
brought realization of a long felt want.
Smith v. Goodyear
Dental Vulcanite Co., 93 U. S. 486,
93 U. S.
495-496;
Grant v. Walker, 148 U.
S. 547,
148 U. S. 556;
De Forest Radio Co. v. General Electric Co., 283 U.
S. 664,
283 U. S. 685.
Compare McClain v. Ortmayer, supra, p.
141 U. S. 428.
Moreover, the record fails to show that there was any long-felt or
generally recognized want in the motion picture industry for the
device defined by the flywheel claims, or that the use of sound
motion pictures was delayed by the inability of those skilled in
the art to add a flywheel to the apparatus in order to give the
desired uniformity of motion to linear phonograms.
See
Paramount Publix Corp. v. American Tri-Ergon Corporation,
supra. There was no public demand for sound motion pictures
before 1926, when the disc system of the Western Electric Company
was first publicly used in conjunction with moving pictures. Before
change to the photographic film system could be accomplished, it
was necessary to await the development of numerous electrical
devices not embraced in the present claims. Among them were
adequate amplifiers, loudspeakers, and microphones. Progress in the
perfection of these appliances was achieved rapidly, after the
public acceptance of the sound picture in 1926, through the efforts
of many independent workers in the field. When the need arose for a
mechanism suitable to move film records with such speed constancy
as to reproduce the sound successfully, it was forthcoming. Only
the skill of the art was required to adapt the flywheel device to
familiar types of mechanism to secure the desired result.
Claims 9 and 13
The court below made no reference to the contention of
petitioner, urged here and below, that the patent was rendered
invalid by the disclaimer filed shortly before the
Page 294 U. S. 489
trial of the present suit. The patent as issued contained the
following claims:
"9. The method of translating sound or similar vibrations to or
from a film record by the use of light varied in accordance with
the sound, which comprises flexing the film arcuately
longitudinally at the point of translation and rapidly and
uniformly moving the film in a circumferential direction past said
point."
"13. An apparatus for reproducing speech, music, or the like
sounds from vibrations recorded on a film, by the use of a line of
light varied in accordance with the sound, comprising a
photoelectric cell, means for imparting to the film a rapid and
uniform motion longitudinally of the film past said cell, a source
of light projection for providing said light, and an objective lens
in the path of said light and spaced from the film for directing
said light as a converging narrow line impinging on the film at a
point in the region of the focal point of said lens, said light
passing through the film and on to said cell, the space between
said lens and the film being free of obstructions to said
light."
In 1933 respondents, by appropriate procedure, disclaimed:
"(b) The method as set forth in Claim 9, except wherein the
uniformity of movement of the film past the translation point is
effected by subjecting the portion of the film passing said point
to the control of the inertia of a rotating weighty mass."
"(c) The combination as set forth in Claim 13, except wherein a
flywheel is operatively connected with the film through means which
imparts uniformity of motion of the flywheel to the film."
While the effect of the disclaimer, if valid, was in one sense
to narrow the claims, so as to cover the combinations originally
appearing in Claims 9 and 13 only when used in conjunction with a
flywheel, it also operated to
Page 294 U. S. 490
add the flywheel as a new element to each of the combinations
described in the claims. The disclaimer is authorized by R.S. §
4917, which provides that when,
"through inadvertence, accident, or mistake . . . a patentee has
claimed more than that of which he was the . . . inventor . . . ,
his patent shall be valid for all that part which is truly and
justly his own,"
provided that he or his assigns "make disclaimer of such parts
of the thing patented as he shall not choose to claim . . . ,
stating therein the extent of his interest in such patent." While
this statute affords a wide scope for relinquishment by the
patentee of part of the patent mistakenly claimed, where the effect
is to restrict or curtail the monopoly of the patent, [
Footnote 2] it does not permit the
addition of a new element to the combination previously claimed,
whereby the patent originally for one combination is transformed
into a new and different one for the new combination.
Page 294 U. S. 491
If a change such as the present could validly be made, it could
only be under the provisions of the reissue statute, R.S. § 4916,
amended by Act May 24, 1928, which authorizes the alteration of the
original invention in a reissued patent, upon surrender of the old
patent, for its unexpired term. Upon the reissue, "the
specifications and claims in every such case shall be subject to
revision and restriction in the same manner as original
applications are." A patent amended by disclaimer thus speaks from
the date of the original patent, while the reissued patent, with
respect to the amended claim, speaks from the date of reissue. If
respondent could thus, by disclaimer, add the flywheel to the
arcuate flexing claim and to the optical claim, he would in effect
secure a new patent operating retroactively in a manner not
permitted by the reissue statute, and without subjecting the new
claims to revision or restriction by the customary Patent Office
procedure required in the case of an original or reissued patent.
Such transformation of a patent is plainly not within the scope of
the disclaimer statute, and the attempted disclaimer as applied to
Claims 9 and 13 is void.
Hailes v. Albany Stove Co.,
123 U. S. 582,
123 U. S. 587.
[
Footnote 3]
See Union
Metallic Cartridge Co. v. United States Cartridge Co.,
112 U. S. 624,
112 U. S. 642;
Collins Co. v. Coes, 130 U. S. 56,
130 U. S. 68.
Compare 148 U. S.
Walker,
Page 294 U. S. 492
148 U. S. 547,
148 U. S. 553.
It is unnecessary to consider whether the flywheel claim, if added
to the original Claims 9 and 13, is such a part of the patentee's
original conception as to entitle it to the benefit of the reissue
statute.
See Miller v. Brass Co., 104 U.
S. 350,
104 U. S. 355;
Hoffheins v. Russell, 107 U. S. 132,
107 U. S. 141;
Gage v. Herring, 107 U. S. 640,
107 U. S. 645;
Ives v. Sargent, 119 U. S. 652,
119 U. S. 663;
Corbin Cabinet Lock Co. v. Eagle Lock Co., 150 U. S.
38,
150 U. S.
41-43.
With the invalid disclaimer must fall the original claims as
they stood before the disclaimer. The disclaimer is a
representation, as open as the patent itself, on which the public
is entitled to rely, that the original claim is one which the
patentee does not, in the language of the statute, "choose to claim
or to hold by virtue of the patent." Upon the filing of the
disclaimers, the original claims were withdrawn from the protection
of the patent laws, and the public was entitled to manufacture and
use the device originally claimed as freely as though it had been
abandoned. To permit the abandoned claim to be revived, with the
presumption of validity, because the patentee had made an improper
use of the disclaimer would be an inadmissible abuse of the patent
law to the detriment of the public.
While the precise effect of an invalid disclaimer upon the
original claim seems not to have been judicially determined,
analogous principles of the patent law are so well recognized as to
leave no doubt what our decision should be. It has long been
settled that a claim abandoned or rejected in the Patent Office
with the acquiescence of the applicant cannot be revived in a
reissued patent.
Yale Lock Mfg. Co. v. Berkshire Nat.
Bank, 135 U. S. 342,
135 U. S. 379;
Dobson v. Lees, 137 U. S. 258,
137 U. S.
263-265. Nor can an interpretation be given the allowed
claims which would revive the claims which were abandoned in order
to obtain the patent.
Shepard v. Carrigan, 116 U.
S. 593,
116 U. S. 597;
Roemer v. Peddie, 132 U. S. 313,
132 U. S. 317;
Royer v. Coupe, 146 U. S. 524,
146 U. S. 532;
Corbin Cabinet Lock Co. v. Eagle Lock Co., 150 U. S.
38,
150 U. S. 40;
Morgan Envelope Co. v. Albany
Paper Co., 152 U.S.
Page 294 U. S. 493
425,
152 U. S. 429;
I.T.S. Co. v. Essex Co., 272 U. S. 429,
272 U. S. 443;
Smith v. Magic City Club, 282 U.
S. 784,
282 U. S.
789-790;
Smith v. Snow, supra. Similarly where,
in order to secure a reissued patent, a disclaimer is made of a
part of the original claims, the part so disclaimed cannot be
revived by a second reissued patent,
Leggett v. Avery,
101 U. S. 256, nor
where the disclaimer is for the purpose of securing an extension of
the original patent,
Union Metallic Cartridge Co. v. U.S.
Cartridge Co., supra, p.
112 U. S. 644.
See Collins v. Coes, supra, p.
130 U. S. 68.
Compare Gage v. Herring, supra, p.
107 U. S. 646.
The settled rule that unreasonable delay in making a disclaimer
invalidates the whole patent,
Ensten v. Simon, Ascher &
Co., 282 U. S. 445,
282 U. S.
452-458;
compare 56 U. S. Morse,
15 How. 62,
56 U. S. 121;
Seymour v.
McCormick, 19 How. 96,
60 U. S. 106;
Silsby v.
Foote, 20 How. 378,
61 U. S. 387;
Gage v. Herring, supra, p.
107 U. S. 646;
Yale Lock Mfg. Co. v. Sargent, 117 U.
S. 536,
117 U. S. 554;
Minerals Separation, Ltd. v. Butte & Superior Mining
Co., 250 U. S. 336,
250 U. S. 354,
rests upon the similar principle that misuse of the patent, or a
part of it, by the patentee in such a manner as to mislead the
public or operate to its detriment deprives the claim of the
benefit of the patent laws. The part of the patent disclaimed can
stand in no better position because the disclaimer was an
unsuccessful misuse of the disclaimer statute.
As Claims 9 and 13 must be held invalid because of the improper
disclaimers, and as the remaining claims in issue, the flywheel
claims, are held invalid for want of invention, it is unnecessary
to determine whether the improper disclaimers as to some of the
claims render the entire patent void, as petitioners contend, and
as has been intimated, but not decided.
See Hailes v. Albany
Stove Co., supra, 123 U. S. ;
Marconi Wireless Telegraph Co. v. De Forest Radio Tel. &
Tel. Co., 243 F. 560, 565;
Seiberling v. John E. Thropp's
Sons Co., 284 F. 746, 756, 759.
Reversed.
MR. JUSTICE BRANDEIS took no part in the consideration or
decision of this case.
[
Footnote 1]
The addition of the flywheel to the steam engine, in 1758, was
said to be
"a very important addition to the engine, and though
sufficiently obvious, it is ingenious and requires considerable
skill and address to make it effective."
Robison, Mechanical Philosophy, vol. 2, p. 105 (1822).
[
Footnote 2]
The disclaimer and reissue statutes were adopted to avoid the
rule that, if one claim is invalid, the whole patent is void.
Moody v. Fiske, 2 Mason 112, 118;
see Ensten v. Simon,
Ascher & Co., 282 U. S. 445,
282 U. S. 452;
Hailes v. Albany Stove Co., 123 U.
S. 582,
123 U. S. 589. The
use of the disclaimer has been upheld where the elimination from
the patent of the matter not relied upon did not operate to enlarge
the monopoly of the patent, but narrowed it, as by eliminating in
their entirety some of the claims of the patent,
Sessions v.
Romadka, 145 U. S. 29,
145 U. S. 40;
see Union Metallic Cartridge Co. v. United States Cartridge
Co., 112 U. S. 624,
112 U. S. 642,
or by striking out an alternative method or device,
Dunbar v.
Meyers, 94 U. S. 187,
94 U. S.
192-194;
Hurlburt v. Schillinger, 130 U.
S. 456;
Carson v. American Smelting & Refining
Co., 4 F.2d 463, 469-470, or by limitation of a claim or
specification by deletion of unnecessary parts,
Carnegie Steel
Co. v. Cambria Iron Co., 185 U. S. 403,
185 U. S.
435-436;
Marconi Wireless Telegraph Co. v. De Forest
Radio Telephone & Telegraph Co., 243 F. 560, 565, or by
limiting the claim to a specific type of the general class to which
it was applied,
Minerals Separation, Ltd. v. Butte &
Superior Mining Co., 250 U. S. 336,
250 U. S. 354;
United Chromium, Inc. v. International Silver Co., 60 F.2d
913, 914;
Seiberling v. John E. Thropp's Sons Co., 284 F.
746, 756, 757.
[
Footnote 3]
Albany Steam Trap Co. v. Worthington, 79 F. 966, 969;
Strause Gas Iron Co. v. Wm. M. Crane Co., 235 F. 126,
129-130;
Graselli Chemical Co. v. National Aniline &
Chemical Co., 26 F.2d 305, 310;
Hudson Motor Car Co. v.
American Plug Co., 41 F.2d 672, 673;
Corn Products
Refining Co. v. Penick & Ford, Ltd., 63 F.2d 26, 30, 31;
General Motors Corp. v. Rubsam Corp., 65 F.2d 217, 222;
Consumers' Tobacco Co. v. American Tobacco Co., 66 F.2d
926, 927;
Fruehauf Trailer Co. v. Highway Trailer Co., 67
F.2d 558, 559, 560;
White v. E. P. Gleason Mfg. Co., 17 F.
159, 160;
Cerealine Mfg. Co. v. Bates, 77 F. 883, 884;
Westinghouse Air Brake Co. v. New York Air Brake Co., 139
F. 265, 267-270.